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Chapter 12File-System Implementation

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Outline

• File-System Structure• File-System Implementation• Directory Implementation• Allocation Methods• Free-Space Management• Efficiency and Performance• Recovery• Log-Structured File System• NFS

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12.1 File-System Structure

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Introduction

• File structure– Logical storage unit– Collection of related information

• File system resides on secondary storage (disks)• File system organized into layers• File control block – storage structure consisting of

information about a file– Ownership, permissions, and location of the file content

• I/O transfers between memory and disk are performed in units of blocks (one more more sectors)

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Layered File System

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Layered File System (Cont.)

• I/O control – device drivers and interrupt handlers– Transfer information between main memory and disk system– Retrieve block 123 HW-specific instructions

• Basic file system– Issue generic commands to device driver to read and write physical

blocks on the disk– Physical block: drive 1, cylinder 73, track 2, sector 10

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Layered File System (Cont.)

• File-organization module– Know about files, their logical blocks, and physical blocks– Translate logical blocks to physical blocks (similar to VM)

• Logical blocks: 0 – N– Free-space manager– Blocks allocation

• Logical file system – manage metadata information– Metadata: file-system structure, excluding the actual file contents– Manage the directory structure via file control blocks (FCB)

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Layered File System (Cont.)

• Why Layered file system?– All the advantages of the layered approach– File system standard: UFS, FAT FAT32, NTFS…– Duplication of code is minimized for different file system standard– Usually I/O control and the basic file system code can be used by

multiple file system formats.

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A Typical FCB

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12.2 File System Implementation

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On-Disk Structures

• Boot control block: information needed by the system to boot an OS from that partition– UFS: boot block; NTFS: partition boot sector

• Partition control block: partition details– No. of blocks, size of the blocks, free-block count and free-block

pointers, free FCB count and FCB pointers– UFS: superblock; NTFS: Master File Table

• A directory structure is used to organize the files• File control block: many of the file’s details

– File permissions, ownership, size, location of the data blocks– UFS: inode; NTFS: within the Master File Table

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In-Memory Structures

• An in-memory partition table containing information about each mounted partition

• An in-memory directory structure that holds the directory information of recently accessed directories

• The system-wide open-file table (Chapter 11)• The per-process open-file table (Chapter 11)

Caching information so that no need to retrieve the information every time from the disk

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In-Memory File-System Structures

File Open

File Read

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Virtual File Systems

• Virtual File Systems (VFS) provide an object-oriented way of implementing file systems

• VFS separates file-system-generic operations from their implementation by defining a clean VFS interface

• VFS allows the same system call interface (the API) to be used for different types of file systems

• VFS is based on a file-representation structure, called a vnode, that contains a numerical designator for a network-wide unique file

• The API is to the VFS interface, rather than any specific type of file system

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Schematic View of Virtual File System

Open, read, write…

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12.3 Directory Implementation

• Linear list of file names with pointer to the data blocks– Simple to program– Time-consuming to execute – linear search to find a particular entry

• Cache and sorted list may help

• Hash Table – linear list with hash data structure– Decreases directory search time– Collisions – situations where two file names hash to the same

location– Fixed size and the dependence of the hash function on that size

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12.4 Allocation Methods

How to allocate space to files so that disk space is utilized effectively and files can be accessed quickly

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Contiguous Allocation

• A file occupies a set of contiguous blocks on disk• Only starting block (block #) and length (number of blocks)

are required in the directory entry (FCB)• Fast -- Minimal seek time and head movement• Random access any block within the file• Similar to dynamic storage-allocation problem

– External fragmentation – may need compaction

• Files are difficult to grow– Find a larger hole and copy the file to the new space

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Contiguous Allocation (Cont.)

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Extent-Based Systems

• Many newer file systems (I.e. Veritas File System) use a modified contiguous allocation scheme

• Extent-based file systems allocate disk blocks in extents• An extent is a contiguous block of disks. Extents are

allocated for file allocation. A file consists of one or more extents.

• Integrate contiguous allocation and linked allocation (see later)

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Linked Allocation

• Each file is a linked list of disk blocks– Blocks may be scattered anywhere on the disk– Directory contains a pointer to the first and last blocks– Each block contains a pointer to the next block

• Advantages– No external fragmentation– Easy to grow – Any free block is OK

• Disadvantages– Effectively for only sequential-access file– Space required for the pointers– Reliability – What if the pointers are lost

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Linked Allocation (Cont.)

pointer

data

block =

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Linked Allocation (Cont.)

• Solution for spaces for pointers– Collect blocks into clusters, and allocate the clusters than blocks (每

次Allocate一個Cluster, 而非一個Block)– Fewer disk head seeks and decreases the space needed for block

allocation and free-list management– Internal fragmentation

• Solution for reliability– Double linked list or store the filename and relative block number in

each block• More overhead for each file

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Linked Allocation (Cont.)

• FAT (File Allocation Table)– OS/2, MS-DOS– The table has one entry for each

disk block and is indexed by block number

• Similar to the linked list• Contain the block number of

the next block in the file– Significant number of disk head

seeks• One for FAT, one for data• Improved by caching FAT• Random access time is

improved

把Pointer集中放置於FAT，而不是跟Data Block放一起

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Indexed Allocation

• Bring all pointers together into the index block– An array of disk-block addresses– The ith entry points to the ith block of the file– The directory contains the address of the index block– Similar to the paging scheme for memory management

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Example of Indexed Allocation

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Indexed Allocation (Cont.)

• Advantage– Support random access– Dynamic access without external fragmentation– No size-declaration problem– But have overhead of index block. Need index table

• Disadvantage– Wasted space: Worse than the linked allocation for small files

• How large the index block should be– Large index block: waste space for small files– Small index block: how to handle large files

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Indexed Allocation (Cont.)

• Mechanism for handling the index block– Linked scheme: Link together several index blocks– Multilevel index: like multi-level paging

• With 4096-byte blocks, we could store 1024 4-byte pointers in an index block. Two levels of indexes allows 1,048,576 data blocks,which allow a file of up to 4 gigabytes

– Combined scheme: For example BSD UNIX System

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Indexed Allocation –Multilevel Index (Cont.)

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Combined Scheme: UNIX (4K bytes per block)

The UNIX inode

How large can a file be, if each pointer in the index blocks is 4-bytes?

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12.5 Free Space Management

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Bit Vector

• Simple and efficient to find the first free block, or consecutive free blocks– By bit-manipulation

• Requires extra space– block size = 212 bytes– disk size = 230 bytes– n = 230/212 = 218 bits (or 32K

bytes)• Efficient only when the entire

vector is kept in main memory– Write back to the disk

occasionally for recovery needs

001111001111100011000011100…

…0 1 2 n-1

bit[i] =

678 0 ⇒ block[i] free

1 ⇒ block[i] occupied

Question: What’s the block # of the fist free block?

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Linked List

• Link together all free blocks• Keep a pointer to the first free block in a special location on

the disk and caching it in memory• Cannot get contiguous space easily• No waste of space• Not efficient: have to traverse the disk for free spaces

– Usually, OS needs one free block at a time

• FAT incorporate the linked list mechanism

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Grouping And Counting

• Grouping: store the address of n free blocks in the first free block. The first n-1 are actually free. The final block contains the addresses of another n free blocks…

• Counting: Each entry has a disk address and a count– Several contiguous blocks may be allocated or freed simultaneously

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Example Of Free-Space Management

Bit Vector 11000011000000111001111110001111

Counting 2 48 617 225 3

GroupingBlock 2 3, 4, 5Block 5 8, 9, 10Block 10 11, 12, 13Block 13 17, 28, 25Block 25 26, 27

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12.6 Efficiency and Performance

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Efficiency and Performance

• Efficiency dependent on– Disk allocation and directory algorithms– Types of data kept in file’s directory entry

• Performance– On-board cache – local memory in disk controller to store entire

tracks at a time– Disk cache – separate section of main memory for frequently used

blocks (LRU is a reasonable algorithm for block replacement)– Free-behind and read-ahead – techniques to optimize sequential

access (optimize the disk cache’s block replacement algorithm)– Improve PC performance by dedicating section of memory as

virtual disk, or RAM disk.

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Various Disk-Caching Locations

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Page Cache

• Non-unified buffer cache– A page cache caches pages rather than disk blocks using virtual

memory techniques– Memory-mapped I/O uses a page cache– Routine I/O through the file system uses the buffer (disk) cache

• Unified Buffer Cache– A unified buffer cache uses the same buffer cache to cache both

memory-mapped pages and ordinary file system I/O

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I/O Without/With A Unified Buffer Cache

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12.7 Recovery

• Consistency checker – compares data in directory structure with data blocks on disk, and tries to fix inconsistencies

• Use system programs to back up data from disk to another storage device (floppy disk, magnetic tape)

• Recover lost file or disk by restoring data from backup

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Log Structured File Systems

• Log structured (or journaling) file systems record each update to the file system as a transaction

• All transactions are written to a log. A transaction is considered committed once it is written to the log

• However, the file system may not yet be updated• The transactions in the log are asynchronously written to the

file system. When the file system is modified, the transaction is removed from the log

• If the file system crashes, all remaining transactions in the log must still be performed

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12.9 NFS

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The Sun Network File System (NFS)

• An implementation and a specification of a software system for accessing remote files across LANs (or WANs)

• The implementation is part of the Solaris and SunOS operating systems running on Sun workstations using an unreliable datagram protocol (UDP/IP protocol) and Ethernet

• Interconnected workstations viewed as a set of independent machines with independent file systems, which allows sharing among these file systems in a transparent manner

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NFS (Cont.)

• A remote directory is mounted over a local file system directory. The mounted directory looks like an integralsubtree of the local file system, replacing the subtreedescending from the local directory

• Specification of the remote directory for the mount operation is nontransparent; the host name of the remote directory has to be provided. Files in the remote directory can then be accessed in a transparent manner

• Subject to access-rights accreditation, potentially any file system (or directory within a file system), can be mounted remotely on top of any local directory

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NFS (Cont.)

• NFS is designed to operate in a heterogeneous environment of different machines, operating systems, and network architectures; the NFS specifications independent of these media.

• This independence is achieved through the use of RPC primitives built on top of an External Data Representation (XDR) protocol used between two implementation independent interfaces.

• The NFS specification distinguishes between the services provided by a mount mechanism and the actual remote file-access services.

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Three Independent FS

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Mounting in NFS

mount S1:/usr/shared/dir1 /usr/local

mount S2:/usr/dir2 /usr/local/dir1

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NFS Mount Protocol

• Establishes initial logical connection between server and client• Mount operation includes name of remote directory to be mounted and

name of server machine storing it.• Mount request is mapped to corresponding RPC and forwarded to

mount server running on server machine• Export list – specifies local file systems that server exports for mounting,

along with names of machines that are permitted to mount them.• Following a mount request that conforms to its export list, the server

returns a file handle—a key for further accesses.• File handle – a file-system identifier, and an inode number to identify the

mounted directory within the exported file system.• The mount operation changes only the user’s view and does not affect

the server side.

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NFS Protocol

• Provides a set of remote procedure calls for remote file operations. The procedures support the following operations:– Searching for a file within a directory– Reading a set of directory entries– Manipulating links and directories– Accessing file attributes– Reading and writing files

• NFS servers are stateless; each request has to provide a full set of arguments

• Modified data must be committed to the server’s disk before results are returned to the client (lose advantages of caching)

• The NFS protocol does not provide concurrency-control mechanisms

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Three Major Layers of NFS Architecture

• UNIX file-system interface (based on the open, read, write, and close calls, and file descriptors)

• Virtual File System (VFS) layer – distinguishes local files from remote ones, and local files are further distinguished according to their file-system types– The VFS activates file-system-specific operations to handle local

requests according to their file-system types– Calls the NFS protocol procedures for remote requests

• NFS service layer – bottom layer of the architecture; implements the NFS protocol.

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Schematic View of NFS Architecture

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NFS Path-Name Translation

• Performed by breaking the path into component names and performing a separate NFS lookup call for every pair of component name and directory vnode.

• To make lookup faster, a directory name lookup cache on the client’s side holds the vnodes for remote directory names.

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NFS Remote Operations

• Nearly one-to-one correspondence between regular UNIX system calls and the NFS protocol RPCs (except opening and closing files)

• NFS adheres to the remote-service paradigm, but employs buffering and caching techniques for the sake of performance

• File-blocks cache – when a file is opened, the kernel checks with the remote server whether to fetch or revalidate the cached attributes. Cached file blocks are used only if the corresponding cached attributes are up to date.

• File-attribute cache – the attribute cache is updated whenever new attributes arrive from the server.

• Clients do not free delayed-write blocks until the server confirms that the data have been written to disk.

Chapter 12�File-System ImplementationOutline12.1 File-System StructureIntroductionLayered File SystemLayered File System (Cont.)Layered File System (Cont.)Layered File System (Cont.)A Typical FCB12.2 File System ImplementationOn-Disk StructuresIn-Memory StructuresIn-Memory File-System StructuresVirtual File SystemsSchematic View of Virtual File System12.3 �Directory Implementation12.4 Allocation MethodsContiguous AllocationContiguous Allocation (Cont.)Extent-Based SystemsLinked AllocationLinked Allocation (Cont.)Linked Allocation (Cont.)Linked Allocation (Cont.)Indexed AllocationExample of Indexed AllocationIndexed Allocation (Cont.)Indexed Allocation (Cont.)Indexed Allocation – Multilevel Index (Cont.)Combined Scheme: UNIX (4K bytes per block)12.5 Free Space ManagementBit VectorLinked ListGrouping And CountingExample Of Free-Space Management12.6 Efficiency and PerformanceEfficiency and PerformanceVarious Disk-Caching LocationsPage CacheI/O Without/With A Unified Buffer Cache12.7 RecoveryLog Structured File Systems12.9 NFSThe Sun Network File System (NFS)NFS (Cont.)NFS (Cont.)Three Independent FSMounting in NFSNFS Mount ProtocolNFS ProtocolThree Major Layers of NFS ArchitectureSchematic View of NFS ArchitectureNFS Path-Name TranslationNFS Remote Operations

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