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Accredited Body: DQS Inc., 1500 McConnor Parkway, Suite 400, Schaumburg, IL 60173 USA 1 / 2 CERTIFICATE This is to certify that Lumentum Operations, LLC 1001 Ridder Park Drive San Jose, CA 95131 United States of America with the organizational units/sites as listed in the annex has implemented and maintains a Quality Management System. Scope: The design, development & manufacture of Optical Subassemblies. Product Categories: 8.5.2.3-Optical Subassemblies Through an audit documented in a report, in accordance with QuEST Forum Code of Practice for TL 9000 Registrars and ISO/IEC 17021 Conformity Assessment - Requirements for bodies providing audit and certification of management systems, it was verified that the management system fulfills the requirements of the following standards: TL 9000-H R6.0/R5.6 ISO 9001 : 2015 TL Id number Certificate registration no. Date of original certification Date of certification Valid until 1396 10003181 TLR6 2020-03-06 2020-03-06 2020-10-22 DQS Inc. Brad McGuire Managing Director

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Page 1: CERTIFICATE - Lumentum€¦ · CERTIFICATE This is to certify that Lumentum Operations, LLC 1001 Ridder Park Drive San Jose, CA 95131 United States of America with the organizational

Accredited Body: DQS Inc., 1500 McConnor Parkway, Suite 400, Schaumburg, IL 60173 USA 1 / 2

CERTIFICATEThis is to certify that

Lumentum Operations, LLC 1001 Ridder Park Drive San Jose, CA 95131 United States of America

with the organizational units/sites as listed in the annex

has implemented and maintains a Quality Management System.

Scope: The design, development & manufacture of Optical Subassemblies.

Product Categories: 8.5.2.3-Optical Subassemblies

Through an audit documented in a report, in accordance with QuEST Forum Code of Practice for TL 9000 Registrars and ISO/IEC 17021 Conformity Assessment - Requirements for bodies providing audit and certification of management systems, it was verified that the management system fulfills the requirements of the following standards:

TL 9000-H R6.0/R5.6 ISO 9001 : 2015TL Id number

Certificate registration no.

Date of original certification

Date of certification

Valid until

1396

10003181 TLR6

2020-03-06

2020-03-06

2020-10-22

DQS Inc.

Brad McGuire Managing Director

Page 2: CERTIFICATE - Lumentum€¦ · CERTIFICATE This is to certify that Lumentum Operations, LLC 1001 Ridder Park Drive San Jose, CA 95131 United States of America with the organizational

Annex to certificate Registration No. 10003181 TLR6

Lumentum Operations, LLC 1001 Ridder Park Drive San Jose, CA 95131 United States of America

This annex (edition: 2020-03-06) is only valid in connection with the above-mentioned certificate. 2 / 2

Location Scope

10017903Lumentum Operations LLC dba Oclaro Technology (Shenzhen) Co Ltd No. 2 Phoenix Road Futian Free Trade Zone Shenzhen Guangdong 518038 China

Design, development and manufacturing.

10017904Lumentum Operations LLC Caswell, Towcester, Northamptonshire NN12 8EQ United Kingdom

Design, development and manufacturing.

Remote Locations Scope

10003181Lumentum Operations, LLC 1001 Ridder Park Drive San Jose, CA 95131 United States of America

The remote location at San Jose, CA performs the following primary functions: Management and Support to sites.

10017908Lumentum Operations LLC Westfield Business Park Long Road Paignton, Devon TQ4 7AU United Kingdom

The remote location at Devon, UK performs the following primary functions: Design and Development.