cell reselection and handover

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    Cell Reselection and Handover

    Cell Reselection No Dedicated Physical Channels

    Cell Reselection is the process of selecting a new cell when the UE is not operating on

    a dedicated channel. The UE selects a new cell autonomously without requiring

    intervention from UTRAN. However, UTRAN provides parameters in the system

    information messages that influence the UEs cell reselection decision.

    .

    Handover Dedicated Physical Channels

    Handover is the process of adding or removing cells with which the UE is

    communicating on a dedicated channel. The UE assists in the process by taking signalstrength measurements of the neighbor cells and reporting this to UTRAN, but

    ultimately UTRAN decides when to perform a handover.

    Intra-frequency cell reselection or handover occurs between cells on the same radio

    frequency.

    The UE can measure the signal strength of other cells without interrupting

    connectivity with the current cell.

    Inter-frequency cell reselection or handover occurs between cells on different radio

    frequencies.

    To measure the signal strength of an inter-frequency neighbor cell, the UE must tune

    to the neighbor cells frequency.

    Inter-RAT cell reselection or handover occurs between cells on different Radio

    Access Technologies. For example, handover to a GSM, CDMA2000, or UMTS TDD

    is considered an inter-RAT handover

    Measurement for Cell reselection and Handover

    The UE performs measurements on its neighbor cells to determine when it is desirable

    to perform a cell reselection or handover. The types of measurements, the UE state,and the UEs receiver capabilities determine when measurements may be taken.

    Intra-frequency measurements may be taken while continuing to receive data from the

    serving cell. If the UE has only one receiver, inter-frequency and inter-RAT

    measurement require the UE to retune its radio, and thus prevent the UE from

    receiving data from the serving cell while taking measurements. For the one receiver

    case, measurements are handled as follows:

    When the UE is monitoring the Paging Indicator Channel (Idle, Cell_PCH, and

    URA_PCH states), all intra-frequency, inter-frequency, and inter-RAT measurements

    are taken when the UE wakes up during its assigned Paging Occasion. The DRX

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    cycle length coefficient established by the network determines the frequency of these

    measurements.

    When the UE is in Cell_FACH state, intra-frequency measurement may be taken at

    any time, but inter-frequency and inter-RAT measurements may only be taken duringthe interval determined by the FACH Measurement Occasion cycle length coefficient,

    supplied in a system information message. During this interval, UTRAN will not

    transmit any data to the UE on the FACH, so the UE can safely tune to another

    frequency or RAT.

    When the UE is in Cell_DCH state, intra-frequency measurement may be taken at

    any time, but inter-frequency and inter-RAT measurements may only be taken during

    Compressed Mode gaps

    Cell Reselection Criteria

    Q measurement:

    Determines the Quality of the cell.

    Used in S and R computations.

    For WCDMA cells: CPICH RSCP and CPICH Ec/No.

    For GSM cells: GSM Rx Level.

    S criteria:

    Determines whether the cell is Suitable.

    R criteria:

    Determines the Ranking of the cell relative to other neighbor cells andserving cell.

    During cell reselection, the UE takes measurements of neighbor cells provided in

    System Information Block 11 or 12, along with the serving cell. For each cell, the S

    and R criteria are computed. If the cell is suitable, as a function of the S criteria and

    other characteristics of the cell, the cell is ranked against all other suitable cells.

    If a cell other than the current serving cell is the highest ranked cell, then that cell is

    chosen for cell reselection

    The S criteria is used to determine whether the cell is suitable. For the serving cell and

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    each neighbor cell, the UE is given the following parameters:

    Qrxlevmin Minimum CPICH RSCP for the cell to be suitable.

    Qqualmin Minimum CPICH Ec/No for the cell to be suitable.

    UE_TX_PWR_MAX_RACH Maximum allowed PRACH transmit power in the

    cell.

    From these parameters and the measured CPICH RSCP and CPICH E c/No, the UE

    computes the values of Srxlev and Squal for the serving cell and each neighbor cell.

    Both values must be greater than 0 for the cell to be considered suitable.

    In addition to the S criteria, for a cell to be suitable it must:

    Belong to the currently registered PLMN

    Not be barred

    Not belong to a forbidden location area

    This additional information is obtained by reading the system information messages

    on the new cell.

    The R criteria is used to rank suitable neighbor cells and the serving cell to determine

    if there is a better cell than the serving cell. For the serving cell, the UE is given the

    following parameters:

    Qhyst1 Hysteresis applied to the serving cell on CPICH RSCP measurements.

    Qhyst2 Hysteresis applied to the serving cell on CPICH Ec/No measurements.

    For each neighbor cell, the UE is given the following parameters:

    Qoffset1 Offset applied to the neighbor cell on CPICH RSCP measurements.

    Qoffset2 Offset applied to the neighbor cell on CPICH Ec/No measurements.

    A Qoffset is specified for a neighbor cell relative to the current serving cell. If the UEmoves to a new serving cell, the Qoffset for a given neighbor cell may be different.

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    1. All cells are ranked using the CPICH RSCP or Rxlev measurements (Qrxlevmeas).

    The hysteresis and offset values used are Qhyst1 and Qoffset1.

    2. If a GSM cell is the highest ranked cell, then the ranking is finished.

    3. Else if a WCDMA cell is the highest ranked cell, then the

    Cell_Selection_and_Reselection_Quality_Measure supplied by UTRAN must be

    examined.

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    If this parameter is set to CPICH RSCP then the ranking is finished.

    Else just the WCDMA cells are reranked using the CPICH E c/No measurements

    (Qqualmeas

    ). The hysteresis and offset values used are Qhyst2 and Qoffset2.Before the UE chooses a new cell to camp on, that cell must be higher ranked than the

    serving cell for Treselection seconds, where this parameter is specified by UTRAN in

    a system information message. Also, the UE must have been camped on the current

    serving cell for at least one second.

    For the new cell to be suitable it must:

    Belong to the currently registered or equivalent PLMN

    Not be barred

    Not belong to a forbidden location area

    To determine this, the UE must read system information on the new cell.

    Inter-frequency Cell Reselection

    The cell reselection procedure for inter-frequency cells is the same as for

    intra-frequency cells.

    UTRAN may include up to 32 inter-frequency cells on up to 2 other frequencies in the

    system information messages. UTRAN may control whether the UE takes

    measurements of interfrequency cells by setting the Sintersearch threshold. When the

    serving cell quality measurement is greater than this threshold, the UE is not required

    to measure inter-frequency cells.

    Inter-RAT Cell Reselection

    The cell reselection procedure for GSM cells is the same as for intra-frequency cells.

    UTRAN may include up to 32 GSM cells on up to 32 GSM carriers in the system

    information messages.

    UTRAN may control whether the UE takes measurements of GSM cells by setting the

    SinterRAT, GSM threshold. When the serving cell quality measurement is greater than this

    threshold, the UE is not required to measure GSM cells.Measurements of GSM cells are based only on average received signal levels. This is

    the reason that the ranking procedure begins by ranking all cells based on Q rxlevemeas. If

    the UE is taking measurements of the GSM cells, then it must periodically decode the

    SCH of the four best GSM cells to determine the Base Station Identification Code

    (BSIC). The UE may consider for cell reselection only those GSM cells for which the

    decoded BSIC matches that of a GSM cell listed by UTRAN in the system

    information messages.

    Note: The UE performs inter-RAT cell reselection autonomously, but once the UE

    has reselected a GSM cell, it must perform the NAS layer Location/Routing Area

    Update procedure to obtain service on the GSM system. This notifies UTRAN and the

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    GSM network that the UE has moved out of WCDMA coverage and into GSM

    coverage.

    Also note that the Release 99 GSM specifications include requirements for

    performing inter-RAT cell reselection from GSM to UTRAN

    Types of Handover

    Handovers are also categorized as intra-frequency, inter-frequency, or inter-RAT.

    Intrafrequency handovers involve changing cells without changing frequency.

    Inter-frequency handovers involve changing frequency, with or without changing

    cells. Inter-RAT handovers involve changing between different Radio Access

    Technologies, e.g., WCDMA and GSM.

    Measurements and Reporting

    The UE is required to measure the signal strength of neighboring cells, other

    frequencies, and other RATs, and report the results to UTRAN. UTRAN tells the UE

    what types of measurements to take, what neighboring cells, frequencies, and RATsto measure, and under what conditions to report the results. Reporting may be

    event-triggered or periodic.

    Compressed Mode

    Compressed mode is used on DCH to allow the UE to take inter-frequency and

    inter-RAT measurements without missing any data on the serving frequency.

    Active Set Update

    The RNC decides, based on the measurements taken by the UE, when cells should be

    added or removed from the UEs Active Set, and sends the UE an Active Set Update

    message. If a radio link is being added, the RNC establishes communication on that

    link before sending the message.

    If a radio link is being removed, the RNC does not tear down that radio link until it

    receives the Active Set Update Complete message from the UE.

    Measurement Control and Reporting

    Each measurement identity is configured to use either event triggered or periodic

    reporting.

    Periodic reporting may be used with intra-frequency, inter-frequency, or inter-RAT

    measurements. If a measurement is configured to used periodic reporting, then areport is sent at the specified interval. If the amount of reporting is not infinite, then

    only the specified number of reports are sent for that measurement

    For each category of measurements (intra-frequency, inter-frequency, inter-RAT), the

    3GPP specifications define a set of events. Intra-frequency events are numbered 1a to

    1f, interfrequency events are numbered 2a to 2f, and inter-RAT events are numbered

    3a to 3d. Each event is associated with a set of parameters that define quantities such

    as what cells can trigger the event, absolute and relative thresholds, and time to

    trigger.

    If a measurement is configured as event-triggered, then a report is sent after the event

    occurs and the time-to-trigger interval elapses. The time-to-trigger interval ranges

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    between 0 and 5 seconds

    UTRAN sends this message to the UE to configure the UEs measurements and

    measurement reporting. Each Measurement Control message contains:

    Measurement Identity A reference number used by UTRAN when setting up,

    modifying, or releasing the measurement and by the UE in the measurement report.

    Reporting Mode Indicates whether the report should be sent in AM or UM, and

    whether it should be sent periodically or triggered by an event.

    Additional Measurements List Contains reference numbers for previously

    configured measurements that should be reported whenever a measurement report for

    the current measurement is triggered.

    Compressed Mode Info

    Contains information to activate or deactivate

    compressed mode patterns.

    The message contains an information element for one of the possible measurement

    types that defines all of the parameters associated with the measurement identity

    Reporting Range and Absolute Threshold

    A Reporting Range is calculated based on the measurements of the current Active Set

    and parameters sent in the Measurement Control message. It defines a threshold

    relative to the signal strengths of the cells in the Active Set, while an absolute

    threshold is a fixed value independent of Active Set measurements.

    Compressed Mode Introduction

    When commanded by UTRAN to make measurements on another frequency or RAT,

    the UE needs either a second receiver or compressed mode to perform the

    measurements. It is the UEs capabilities that indicate the need for compressed

    separately for the Uplink and Downlink for each RAT and for each frequency band.

    Inter-frequency measurements are done on non-serving WCDMA frequencies and

    allow UTRAN to make the decision to perform a handover to a cell on another

    frequency when the serving frequency cell(s) becomes weak.

    Inter-RAT measurements are done on GSM carrier frequencies while in WCDMA

    mode. These measurements allow UTRAN to make the decision to perform ahandover to a GSM cell when the serving WCDMA cell becomes weak. The GSM

    measurements involve measuring the signal strength of base channel, getting the

    relative timing information, and decoding the BSIC

    As UMTS systems are deployed, there will be coverage borders beyond which only

    GSM systems are available. When a UE operating in CELL_DCH (dedicated

    channels allocated to it) is near a coverage border, it is instructed by UTRAN to

    perform measurements of GSM neighbor cells, and perform an inter-RAT handover

    when a GSM cell becomes stronger than the serving WCDMA cells.

    UMTS systems may also be deployed with multiple frequencies in a given geographic

    area. This is likely in densely populated areas. As a UE moves in or out of an

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    overlapping area, it is instructed to perform measurements of WCDMA neighbor cells

    on another frequency, and may be instructed to perform an inter-frequency handover.

    If the UE has only one receiver, both inter-RAT and inter-frequency handovers

    require compressed mode operation, so the UE can perform measurements on another

    frequency without missing any of the data being sent on the dedicated channels by theserving WCDMA cells