cct gbomoro - concept paper draft

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    THE CONDITIONAL CASH TRANSFER INITIATIVE OF THE MDG OFFICE

    The Concept Paper

    Introduction

    Conditional cash transfer (CCT) programs aim to reduce poverty by making welfare programs

    conditional upon the receivers' actions. The government only transfers the money to persons who

    meet certain criteria. These criteria may include enrolling children into public schools, getting

    regular check-ups at the doctor's office, receiving vaccinations, or the like. CCTs are unique in

    seeking to help the current generation in poverty, as well as breaking the cycle of poverty for the

    next through the development of human capital.

    Although conditional cash transfers (CCTs) are traditionally evaluated in relation to childschooling and nutrition outcomes, there is growing interest in specifically examining maternal

    and reproductive health impacts. Large-scale government conditional cash transfer (CCT)

    programs have become a mainstay in social protection and poverty reduction strategies

    throughout Central and South America and are increasingly being implemented in Sub-Saharan

    Africa and the Middle East (Fiszbein et al. 2009; Handa and Davis 2006; Lagarde, Haines, and

    Palmer 2007).

    In 2010/2011, an operations research project on Cash Transfers (CT) for Safe Motherhood (SM)

    led by Interact Worldwide and supported by ODI was set-up with the aim being to provide cash

    transfers to vulnerable women to increase their access to, and use of, maternal health services.

    The rationale was that such services, i.e. antenatal care, skilled delivery at birth and postnatal

    care, reduce maternal and neonatal mortality and morbidity (Jones et al., 2011).

    OUR CONCEPT:

    The primary objective of the Conditional Cash Transfer therefore is to provide incentives for the

    very poor pregnant women of the population within designated Local Governments to have

    facility based deliveries or deliveries under the supervision of a skilled birth attendant. The

    rationale therefore is to increase the demand for health and/or nutritional services. It is however

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    assumed within this model that on getting to the facility all the skills and amenities required are

    available to ensure a safe pregnancy period and consequent delivery. And with this, there will be

    a significant reduction in Maternal Mortality among this group and ultimately in the State.

    It is noteworthy at this point that the Conditional Cash Transfer focuses on the pregnant poor

    woman and her access to a skilled birth attendant at the point of delivery and not necessarily on

    the facility. It is therefore assumed that the State and the Local Government will ensure that all

    complimentary services required to make the intervention a success is provided.

    It is the understanding of this project team, and from data gathered from across the continent

    where this intervention has been implemented, that this conditional transfer of an incentive to the

    poorest pregnant women in the community can be in cash- as it obtains in many parts- or in kind.

    We have however opted for the option of providing conditional incentives in cash and in kind so

    as to ensure the sustainability of the project and more importantly for the avoidance of the

    creation of a secondary market as a result of a purely in-kind transfer.

    THE OBJECTIVES OF OGUN STATE PRE-NATAL CCT PROGRAMME -gbomoro

    1. To reduce the maternal and infant mortality and morbidity of the poorest of the poor in

    the selected communities and ultimately across the state

    2. To reduce the incidence of LBW(Low Birth Weight) and ELBW (Extreme Low Birth

    Weight) in babies born to the selected population as a result of poverty

    3. To increase the acceptance of Family planning technology by these population and hence

    deterrent of a possible population explosion

    COMPONENT OFgbomoro

    Successful implementation of CCTs always requires that all essential components of

    the programme are well captured and clearly articulated. Generally, CCTs share a

    common basic structure of three components

    i. a cash transfer,

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    ii. a targeting mechanism, and

    iii. conditionality.

    By targeting the transfers to poor pregnant women, the program will alleviatematernal and infant mortality and morbidity in Ogun State.

    PROGRAM COMPONENT

    Table 1 provides a summary of the major components of OGSG Pre-natal CCT

    Programme

    Table 1: COMPONENT OFgbomoro

    PROGRAMMECOMPONENT

    INITIATIVES

    Eligibility:

    - Geographic,community, andspecific targeting

    - Eligibilityassessment

    Geographic Geographic

    LGAs that are

    recognized ashaving highpopulation of poorcommunities

    To be implemented in

    the 3 senatorialdistricts of Ogun state

    2 Local Government

    Areas per Senatorialdistrict

    Community Community

    - Selection based on

    baseline survey Sensitisation campaign

    on CCT

    Use existing Ward

    DevelopmentCommittees (WDC)

    TORs for WDC

    Specific Specific

    - Use categoricalindicators to selectrecipients

    Eligibility Assessment

    Questions (EAQ)o Score of 5 or

    more pointsacceptable asvulnerableand eligiblefor inclusion

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    Demand Side:

    - Recipients selection

    - Benefits

    Cash & in-kind

    transfers

    Use the eligibility

    criteria

    Enrollment screening

    Information about theprocess for appeal andsettlement ofgrievances

    Cash transfer

    In-kind transfer

    Pre-natal heath care

    Free delivery

    Post-natal health care

    Cash transfer of N for

    each pre-natal healthclinic attendance

    Mama kits

    Purpose-specific

    handsets

    For continuouscontact with

    Medicare agents allthrough period ofparticipation in theprogramme

    Supply Side:

    - Selection

    Services provided

    Facility selection

    criteriao PHC in LGA &

    Community

    Health education

    every month

    Child growth and

    monitoring

    Free medication

    Family Planning

    workshops

    Weekly/monthly

    Provision of antiparasite

    medicine

    Vitamins & iron

    supplements

    Vaccinations

    Conditionality Attend a minimum of4 antenatal clinic(depending on thegestational age)

    Recipients must have

    institutional delivery(or at least attendedto by a skilled birth

    Recipients receiveincentive of cash foreach attendance

    Mama-kits will be

    provided on delivery ofbaby

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    attendant)

    Attend at least one

    postnatal appointment6 weeks after birth

    Nutritional items and

    few items of clothingfor the baby

    Family planning

    precautions are put inplace

    o Child spacing

    Method ofDisbursement

    Zenith Bank

    Eazymoney Distribution of purpose-

    specific handsets torecipients

    Monitoring &

    Evaluation

    Demand Side

    Supply Side

    Disbursement

    Rigorous evaluations

    Indicators

    o Numbers of

    functional warddevelopment

    committeeso Number of meetings

    held by the WDC

    Number of

    recipientsregistered andreferred to healthfacility

    o Number of recipients

    attending ANC at thefacility

    o Number of Mama-

    Kits distributed torecipients

    o Number of recipients

    delivering at thehealth facility

    o Number of recipients

    accepting familyplanningcommodities

    o Number of recipients

    accessing infantwelfare clinic withtheir baby

    o Number of recipients

    given SP and LLIN

    Number of recipientsaccessing theirvisits/nutritional

    Cost effectiveness

    Distribution of program

    impact

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    incentiveso Regular audit of

    payment schedulesand actual paymentsmade

    PERFORMANCE

    INDICATORS

    Number of newborn with birth weights greater or

    equal to 2.5kg. Number of women accessing family planning

    services

    Number of women attending ANC services in

    selected facilities

    Number of infants immunized at 6 weeks of delivery

    Post-partum Vitamin A coverage

    Number of infants with appropriate weight at 6

    weeksKEY STRATEGIC

    INITIATIVES

    Engagement of traditional/mission/community birth

    attendants in the selected community

    Involvement of community-based organizations inthe selected localities

    Referrals of complicated cases to secondary

    facilities

    Enhanced developmental relations between health

    workers and the recipients

    Targeting Methods and Mechanism

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    Methods: this refers to the set of rules, criteria, and other elements of

    programme design that define beneficiary eligibility

    Mechanism: refers to the larger elements of program design, including the

    very important question of the choice of intermediary agents and

    organizational design.

    RECIPIENT SELECTION/ METHOD OF IMPLEMENTATION:

    In the implementation process of the CCT, it is imperative all the essential components are well

    captured and clearly articulated to guarantee a wholistic approach and overall success of the

    project.

    TARGET SELECTION: A three-tier target selection process will be conducted so as to take

    into consideration all factors that might contribute to an equitable selection process. These are;

    a. Geographical selection

    b. Community-based targeting selection

    c. Specific target selection as a derivative of (b) to avoid errors of inclusion and exclusion

    Geographical Selection: Ogun State has 3 senatorial districts and 20 Local Government Areas.To ensure equity and political representation, this CCT project is to be implemented in the three

    senatorial districts with 2LGAs per senatorial district. These are also LGAs that are recognized

    as having a high population of poor communities.

    Community-based targeting: Upon selection of the Local Government Areas, the communities

    are then selected based on the report of the prior-to conducted baseline survey in which the

    poorest communities with the largest populations in these LGAs will have been selected.

    Following this selection of communities and in order to provide basic understanding of theConditional Cash Transfer at the community level, a sensitization campaign on CCT will be

    conducted with the various interest groups in the community.

    Participants at the community sensitization will include pregnant women (0-9months),

    representatives of organizations and associations in the community.

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    The sensitization will be facilitated by the health educator from the Local Government Area, the

    ward focal person and a technical representative from the State CCT committee

    Highlights of the sensitization meeting will include:

    Definition of CCT

    Reasons for CCT

    Who should benefit from CCT?

    The selection criteria for recipients of CCT

    What they will benefit from CCT

    What to expect from the facility if qualified for CCT

    Registration modalities for qualified candidates

    The existing structure at the community level is such that there are Ward Development

    committees. These communities will be given TORs as it applies to the CCT such that there is

    community ownership of the program. These committees play a critical role in the selction of the

    poorest of the poor in their communities and the TORs are given to avoid errors of inclusion orexclusion. These TORs are to be strictly adhered to and adherence to which will be closely

    monitored by the State MDG committee. The terms of reference of the committee are:

    Selection of recipients (Poor pregnant women) in the community

    Presentation of selected recipients for biometric registration

    Refer selected and registered recipients to the health facility

    Liaise with the bank vendors and the recipients to confirm the payment of stipends

    Provide or distribute information package s for the recipients and potential recipients at

    all times.

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    Hold meeting with health facility officials to review the weakness and areas of

    adjustment of the scheme.

    The committee will also play a role in conflict resolution on the scheme

    The committees will also serve as a watch-dog to prevent affluent pregnant women in the

    community from encroaching to the programme.

    In the event that there are no existing WDCs in the selected communities, new committees will

    be inaugurated to serve this function.

    Community based targeting is expected to generate better information, better enforcement, and

    more positive spillovers. Efforts are geared towards mitigating against the possibility of this

    methodology to create costly rent-seeking activities.

    Emphasis on the need for transparency and integrity in the recipient selection process will be

    communicated to the community committees to ensure the enrolment of the true poorest of the

    poor in this populations and not a biased selection of family and friends or based on political

    party affiliations.

    Specific recipient selection: This is a derivative of the community selection process i.e. the

    recipients selected by the communities undergo further screening for eligibility using categorical

    indicators/ a scorecard.

    ELIGIBILITY ASSESSMENT QUESTIONS:

    Does the woman live in a single room, or house with earth/dirt/straw

    floor or mud/straw/corrugated sheet roofing?

    Yes = 1, No = 0

    Does she have no more than 0.5 ha plot of land? Yes = 1, No = 0

    Does she have less than two livestock (cows or goats)? Yes = 1, No = 0

    Is she illiterate or with education only up to primary school? Yes = 1, No = 0

    Is she often or occasionally having fewer than three meals a day? Yes = 1, No = 0

    Is she or anyone in her household suffering from chronic or regularillness?

    Yes = 1, No = 0

    Does she have disabled children/husband/household member living

    with her?

    Yes = 1, No = 0

    Is she widowed/single/separated/divorced? Yes = 1, No = 0

    Does the household have over four dependents? (five or more) Yes = 1 No = 0

    Does each household member have at least two complete sets of Yes = 1 No = 0

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    clothing?

    If the total score for a pregnant woman was five or over, she would be considered eligible to participate,

    particularly vulnerable or ultra poor.

    This final screening is done at the weekly recipient enrolment meeting done at the community

    level before the pregnant woman can access the facility. At this enrolment the recipient is again

    educated on the conditions for fully benefitting from the CCT and the various entitlements with

    every prescheduled visit to the facility as well as the patient flow matrix upon arrival at the

    facility. It will also be made clear to her that the bulk of the entitlement will be received at the

    post-natal visit.

    Recipients will in addition be well-informed on the right or the process if appeal. In which case

    appeal processes will be made quick in all instances.

    The Conditionalities: The eligibility criteria to access this incentive will be dependent on a

    number of factors being satisfied by the recipient which will be assessed at different milestones

    in the ante-natal and post natal period. These conditionalities include:

    a. Woman must attend four antenatal visits from the fourth month/second trimester/ mandatory

    number of visits to delivery depending on gestational age at enrolment: at each visit each

    recipient will be given a predetermined amount of money in cash.

    b. They have an institutional delivery, or are at least attended to by a skilled birth attendant: At

    point of delivery Mama-kits will be provided for free to these women as well as post delivery

    package with nutritional items and a few items of clothing for the baby.

    c. They attend at least one postnatal appointment six weeks after birth: This is a critical part of

    the incentive provision as it ensure all necessary family planning precautions are put in place for

    child spacing as multiple deliveries without adequate spacing also puts the mothers at risk.

    FACILITY ACCESS/SUPPLY-SIDE INCENTIVES

    The facility selection process in each LGA and community will have been done based on the

    following;

    1. Located in or relatively close to a highly populated rural area

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    2. A facility that has an existing institutional arrangement such as an ongoing Midwives

    Service Scheme operating

    3. Recently refurbished by the State/ LGA

    The two major areas that require policy focus at the facility level are;

    a. Service delivery

    b. Incentives for service providers.

    Service delivery: In the area of service delivery it is essential to ensure ease of navigation of

    recipients and that the service providers are well-trained in the various areas that compliment

    service delivery. The flow of services are as follows;

    Ante-natal care

    The recipients upon arrival at the health facility will undergo the following

    1. Validation at entry to the facility by health workers (Nurse/Midwife).

    2. Registration on each visit (ANC, Delivery and Post natal care) to the health facility.

    3. The recipient is then allowed to see an health worker for vital signs check ups

    a. Blood pressure

    b. Temperature

    c. Weight

    d. Height

    e. Immunization

    f. Pulse rate

    4. She then proceeds to have the normal ante natal health education talk on nutrition, hygiene,

    malaria prevention, danger signs, pregnancy, signs of on-set of labor, family planning,

    exclusive breastfeeding etc)

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    5. During ante natal clinic, food demonstration session on preparation of locally made foods

    6. She will then go to have her physical examination. This includes examination for

    a. Anaemia

    b. Oedema

    c. Fetal heart beat

    d. Breast

    e. Funda height

    f. Position of the foetus

    g. Presentation of the foetus

    h. Prescription of necessary drugs

    7. She books for her next appointment and given a clearance for payment with the agents of the

    bank.

    8. She is referred to payment point by the attending midwife / nurse

    9. She then gets paid by the agent of the bank and dropped a copy of her next appointment date

    with the agent.

    10. Her next booking could be for delivery at the facility

    Delivery:

    Validation at entry to the facility by health workers (Nurse/Midwife)

    Registration on each visit (ANC, Delivery and Post natal care) to the health facility

    Mama kits will be given to her after registration at point of delivery

    After delivery, the bank vendor will be notified by the health worker for payment

    She will be given the date for her post-natal clinic appointment

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    Post Natal care

    Validation at entry to the facility by health workers (Nurse/Midwife)

    Registration on each visit (ANC, Delivery and Post natal care) to the health facility

    The recipient and her baby are then allowed to see a health worker for:

    a. Blood pressure

    b. Temperature

    c. Weight

    d. Height

    e. Immunization

    f. Pulse rate

    She then proceeds to have the normal ante natal health education talks on nutrition, hygiene,

    malaria prevention, family planning, Exclusive breastfeeding etc)

    She will then go to have her physical examination. This includes examination for

    a. Anaemia

    b. Oedema

    c. Vaginal discharge

    d. Breast lumps

    e. Any abnormalities in the baby

    f. Any nutritional deficiencies in the baby

    g. Prescription of necessary drugs

    h. Administer Vitamin A

    She will then be referred to family planning unit for family planning.

    If she receives, she will be given a clearance which she will present to bank vendor for final

    payment, if not she will be given another appointment to the family planning unit.

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    Payments certified by the health worker with family planning in-situ and evidence of

    immunization of the baby should be cleared by the health worker that completed the programme

    and the mobile phone will be collected.

    Monitoring and Evaluation

    The Conditional Cash Transfer for maternal health will be monitored at three levels; at the

    Demand

    Supply

    Disbursement levels

    Demand level monitoring indicators

    Numbers of functional ward development committees

    Number of meetings held by the ward development committees

    Number of recipients registered and referred to the health facility

    Supply level monitoring indicators

    .Number of recipients attending ANC at the facility.

    Number of mama kits distributed to recipients.

    Number of recipients delivering at the health facility.

    Number of recipients accepting family planning commodities.

    Number of recipients accessing infant welfare clinic with their baby.

    Number of recipients given SP and LLIN.

    Disbursement level monitoring

    Number of recipients accessing their visits/nutritional stipends

    - Overall programme indicators (performance indicators)

    - Number of newborn with birth weights greater or equal to 2.5kg

    - Number of women accessing family planning services

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    - Number of women attending ANC services in selected facilities.

    - Number of infants immunized at 6 weeks of delivery

    - Post partum vitamin A coverage

    - Number of infants with appropriate weight at 6 weeks

    Collection of Data

    M & E data will be collected from three sources;

    The community,

    The health facility

    The bank

    M & E data collection tools will be designed and applied from the three sources while the

    analysis of data collected will be done collected manually using the designed tool. There will be

    monthly rendition of data collected at the three sources while there will be quarterly review of

    the data collected from the State programme office.

    KEY STRATEGIC INITIATIVES

    Engagement of traditional/mission/community birth attendants in the selected community

    Involvement of community-based organizations in the selected communities

    Enhance interpersonal communication between health workers and recipients

    Referrals of complicated cases to a secondary facility

    a. Who is eligible? This will be determined by the attending midwife based on laid down

    guidelines and standard operating procedures for management of obstetrics emergency

    b. Mode of referral: Arrangement will be made with the Ward development committees on

    prompt transportation of eligible recipients to the accredited referral/secondary facility.

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