cbot fee schedule as of october 1, 2016 - cme · pdf filecbot agricultural product fee...
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Agricultural
Mini-
sized Soybean Crush
ICSO|Calendar
Spread FertilizerFutures &
Options Futures Options Options SwapsOpen Outcry $0.15 $0.12 $0.60 $0.24
Globex $0.20 $0.20 N/A $0.34
EFP $1.10 $1.07 $1.55 $1.19
EFR|Block $1.40 $1.37 $1.85 $1.49
Open Outcry $0.30 $0.27 $0.75 $0.54
Globex $0.35 $0.30 N/A $0.64
EFP $1.25 $1.22 $1.70 $1.49
EFR|Block $1.55 $1.52 $2.00 $1.79
Open Outcry $0.15 $0.12 $0.60 $0.24
Globex $0.20 $0.20 N/A $0.34
EFP $1.10 $1.07 $1.55 $1.19
EFR|Block $1.40 $1.37 $1.85 $1.49
Globex $0.51 $0.46 N/A $0.96
EFP $1.10 $1.07 $1.55 $1.19
EFR|Block $1.40 $1.37 $1.85 $1.49
Open Outcry $0.15 $0.12 $0.60 $0.24
Globex $0.51 $0.46 N/A $0.96
EFP $1.10 $1.07 $1.55 $1.19
EFR|Block $1.40 $1.37 $1.85 $1.49
Open Outcry $0.26 $0.26 $0.66 $0.46
Globex $0.81 $0.66 N/A $1.56
EFP $1.21 $1.21 $1.61 $1.41
EFR|Block $1.51 $1.51 $1.91 $1.71
Open Outcry $0.41 $0.41 $0.81 $0.76
Globex $0.96 $0.81 N/A $1.86
EFP $1.36 $1.36 $1.76 $1.71
EFR|Block $1.66 $1.66 $2.06 $2.01
Open Outcry $0.26 $0.26 $0.66 $0.46
Globex $0.81 $0.66 N/A $1.56
EFP $1.21 $1.21 $1.61 $1.41
EFR|Block $1.51 $1.51 $1.91 $1.71
4 Rule 106.R Electronic Corporate Member Firms(For other than Globex - See Non-Members)
Member, Delegate
or Non-MemberGlobex $0.96 $0.81 N/A $1.86 $5.00
International Incentive Program (IIP)
International Volume Incentive Program (IVIP)(For other than Globex - See Non-Members)
Member, Delegate
or Non-MemberGlobex $1.06 $0.90 N/A $2.06 $5.00
Central Bank Incentive Program (CBIP)
Emerging Markets Bank Incentive Program (EMBIP)
Latin American Fund Manager Incentive Program (FMIP)
Latin American Proprietary Trading Incentive Program (LAPTIP)
Latin American Commercial Incentive Program (LACIP)(For other than Globex - See Non-Members)
Member, Delegate
or Non-MemberGlobex $1.45 $0.90 N/A $2.06 $5.00
Open Outcry $0.71 $0.49 $6.06 $1.36
Globex $1.95 $1.03 N/A $3.84
EFP $1.66 $1.44 $7.01 $2.31
EFR|Block $1.96 $1.74 $7.31 $2.61
Open Outcry $0.30 $0.20
Globex $0.41 $0.66
EFP $1.25 $1.15
EFR|Block $1.55 $1.45
$4.50
$4.00
$4.00
$4.50
$4.50
$4.50
$4.00
$4.00
$5.00
Rule 106.S. Family of Funds Trading Member Firms
TRADING MEMBERS (Individual Non-Equity Members, Clearing Non-Equity Member Firms and Non-Equity Member Firms)
Individual Non-Equity Members (Other Member/Delegate executing trade)
Clearing Non-Equity Member Firms
Rule 106.H Member Firms
Rule 106.I Affiliate Trading Member Firms (w/ an owned seat)
N/A
3
Rule 106.S. Family of Funds Equity Member Firms
2
Member, Delegate
or Non-Member
Member, Delegate
or Non-Member
Account Owner
CMACE Permit Holders(For Rough Rice & Mini-Sized Products Only; For All Other Products - See Non-Members)
Member, Delegate
or Non-MemberN/A N/A
Member, Delegate
or Non-Member
Individual Members
Member, Delegate
or Non-Member
Individual Delegates
EQUITY MEMBERS (Individual Equity Members, Clearing Equity Member Firms and Equity Member Firms)
CBOT Agricultural Product Fee Schedules as of October 1, 2016
Rule 106.J Equity Member Firms
Rule 106.I Affiliate Equity Member Firms
Individual Equity Members (Other Member/Delegate executing trade)
Clearing Equity Member Firms
Rule 106.I Affiliate Membership Umbrella - Qualified Affiliate
Individual Delegates (Other Member/Delegate executing trade)
Rule 106.I Affiliate Trading Member Firms (w/ a leased seat)
Member or Delegate
Non-Members
Type
Member Account
Owner
Venue/
Transaction
Type
Delegate Account
Owner
Non-Member
Trading Rights of
Individual
Executing Trade
1
5
6
N/A
CBOT Agricultural Product Fee Schedules as of October 1, 2016
Monthly Average
Daily Threshold
(sides)
Exchange Fee
Rate
Exchange
Fee
Discount
Monthly Average
Daily Threshold
(sides)
Exchange Fee
Rate
Exchange
Fee
Discount
0 - 2,500 $0.15 none 0 - 2,500 $0.20 none
2,501 - 5,000 $0.13 $0.02 2,501 - 5,000 $0.18 $0.02
5,001 - 10,000 $0.11 $0.04 5,001 - 10,000 $0.16 $0.04
> 10,000 $0.09 $0.06 > 10,000 $0.14 $0.06
0 - 2,500 $0.15 none 0 - 2,500 $0.20 none
2,501 - 5,000 $0.13 $0.02 2,501 - 5,000 $0.18 $0.02
5,001 - 10,000 $0.11 $0.04 5,001 - 10,000 $0.16 $0.04
> 10,000 $0.09 $0.06 > 10,000 $0.14 $0.06
0 - 10,000 $0.15 none 0 - 10,000 $0.20/$0.51 none
10,001 - 25,000 $0.13 $0.02 10,001 - 25,000 $0.18/$0.49 $0.02
> 25,000 $0.11 $0.04 > 25,000 $0.16/$0.47 $0.04
0 - 5,000 $0.15 none 0 - 5,000 $0.20/$0.51 none
5,001 - 12,500 $0.11 $0.04 5,001 - 12,500 $0.16/$0.47 $0.04
> 12,500 $0.09 $0.06 > 12,500 $0.14/$0.45 $0.06
Monthly Average
Daily Threshold
(sides)
Exchange Fee
Rate
Exchange
Fee
Discount
Monthly Average
Daily Threshold
(sides)
Exchange Fee
Rate
Exchange
Fee
Discount
0 - 50 $0.20 none 0 - 50 $0.20 none
51 - 150 $0.18 $0.02 51 - 150 $0.18 $0.02
151 - 250 $0.16 $0.04 151 - 250 $0.16 $0.04
> 250 $0.14 $0.06 > 250 $0.14 $0.06
0 - 50 $0.20 none 0 - 50 $0.20 none
51 - 150 $0.18 $0.02 51 - 150 $0.18 $0.02
151 - 250 $0.16 $0.04 151 - 250 $0.16 $0.04
> 250 $0.14 $0.06 > 250 $0.14 $0.06
0 - 50 $0.20 none 0 - 100 $0.20 none
51 - 150 $0.18 $0.02 101 - 500 $0.18 $0.02
151 - 250 $0.16 $0.04 501 - 1,500 $0.16 $0.04
> 250 $0.14 $0.06 > 1,500 $0.14 $0.06
0 - 50 $0.51 none 0 - 100 $0.51 none
51 - 150 $0.31 $0.20 101 - 500 $0.36 $0.15
151 - 250 $0.26 $0.25 501 - 1,500 $0.31 $0.20
> 250 $0.22 $0.29 > 1,500 $0.26 $0.25
Member Account
Owner
Member or Delegate
CBOT Agricultural Futures Volume Discount - Extended Trading Hours (ETH) - 7:00pm - 7:45am CT
Type
Non-Member
Equity Member Firms (2)
Soybean Meal/Soybean Oil Futures (3)
Equity Member Firms (5)
Equity Member Firms (5)
Member or Delegate
1 Individual Members (with or without equity)
Equity Member Firms (1)
Effective through December 31, 2016, on a tiered basis, the Exchange Fee for Agricultural Futures (product codes C,O,S,W,O6,07,14, BSW, KW) traded during Regular Trading Hours (RTH -
7:45am to 1:20pm CT) will be reduced for trading volumes exceeding designated monthly average daily volume thresholds. Open Outcry and Globex volume (excluding give-ups) is combined
when determining threshold levels.
Individual Equity Members (Other Member or Delegate executing the
trade)
Member Account
Owner
Member or Delegate
Member, Delegate or
Non-Member
Member, Delegate or
Non-Member
Trading Rights of
Individual Executing
Trade
2
Effective through December 31, 2016, on a tiered basis, the Exchange Fee for Agricultural Futures traded electronically during Extended Trading Hours (ETH - 7:00pm to 7:45am CT) will be
reduced for trading volumes exceeding designated monthly average daily volume thresholds. This volume discount applies only to Passive activity (excluding give-ups).
Individual Equity Members (Other Member or Delegate executing the
trade)
Account Owner
Trading Rights of
Individual Executing
Trade
CBOT Agricultural Product Volume Discounts & Incentives
CBOT Agricultural Futures Volume Discount - Regular Trading Hours (RTH) - 7:45am to 1:20pm CT
Volume is aggregated by account owner across accounts, within a single filling firm. Clearing Members and their related 106.I Member(s) accounts will be treated as one firm for purposes of the
volume aggregation. For Rule 106.S Member Approved Funds, their associated volume will be aggregated with their related Equity Corporate Member Firm.
(1) RTH - Standard Discount: Equity Member Firms must meet eligibility criteria and register with CME Group. Discount is capped at $50,000 per participant per month.
(2) RTH - Accelerated Discount: Equity Member Firms must meet eligibility criteria and register with CME Group. Discount is capped at $50,000 per participant per month.
(3) ETH - Soybean Meal and Soybean Oil (product codes 06 and 07) are aggregated separately from Other Products below.
(4) ETH - Other Products include Corn, Oats, Soybean, Wheat, Rough Rice, Kansas City Wheat, Black Sea Wheat (product codes C,O,S,W,14,KW,BSW).
(5) ETH - Equity Member Firms must meet eligibility criteria established by the Exchange; need to register with CME Group.
Open Outcry Futures Globex Futures
1 Individual Members (with or without equity)
Type Account Owner
Other Futures (4)
2
CBOT Agricultural Product Fee Schedules as of October 1, 2016
Contract Months
Exchange Fee
Rate
Exchange
Fee
Discount Contract Months
Exchange Fee
Rate
Exchange
Fee
Discount
1, 2, 3 $0.15 none 1, 2, 3 $0.20 none
4,5,6 $0.13 $0.02 4,5,6 $0.18 $0.02
7 and beyond $0.11 $0.04 7 and beyond $0.16 $0.04
1, 2, 3 $0.30 none 1, 2, 3 $0.35 none
4,5,6 $0.28 $0.02 4,5,6 $0.33 $0.02
7 and beyond $0.26 $0.04 7 and beyond $0.31 $0.04
1, 2, 3 $0.15 none 1, 2, 3 $0.20 none
4,5,6 $0.13 $0.02 4,5,6 $0.18 $0.02
7 and beyond $0.11 $0.04 7 and beyond $0.16 $0.04
The preceding fee schedule is provided by CME Group as a quick reference guide for general information purposes. Fees may be changed at any time without notice. This schedule in no way shall be construed as being an
official rule of CBOT or any other CME Group subsidiary. Questions regarding this schedule may be directed to the EFS Hotline at 312.648.5470.
Type
2 Equity Member Firms or Individual Equity Member
Effective through December 31, 2016, the Exchange Fee for Agricultural Futures (product codes C,O,S,W,O6,07,14, BSW, KW) will be reduced for trading volumes in designated future dated
contract months.
Open Outcry Futures Globex Futures
1
Individual Members
Individual Delegates
Trading Rights of
Individual Executing
Trade
Member Account
Owner
Member or Delegate
CBOT Back-Month Agriculture Futures Incentive Program
Delegate Account
Owner
Account Owner
E-mini
Dow ($5)
DJ U.S.
Real
Estate
Bloomberg
Roll Select
CI
Bloomberg
Commodity
Index
Bloomberg
Commodity
Index
Bloomberg
CI 2 & 3
Month
ForwardFutures &
Options Futures Futures Futures (2) Swaps SwapsGlobex $0.11
Globex - BTIC (1)
EFP|EFR $1.31
Block $0.81
Globex $0.26
Globex - BTIC (1)
EFP|EFR $1.31
Block $0.81
Globex $0.11
Globex - BTIC (1)
EFP|EFR $1.31
Block $0.81
Globex $0.26
Globex - BTIC (1)
EFP|EFR $1.31
Block $0.81
Globex $0.26
Globex - BTIC (1)
EFP|EFR $1.31
Block $0.81
Globex $0.30
Globex - BTIC (1)
EFP|EFR $1.31
Block $0.81
Globex $0.49
Globex - BTIC (1)
EFP|EFR $1.31
Block $0.81
Globex $0.30
Globex - BTIC (1)
EFP|EFR $1.31
Block $0.81
Globex $0.30
Globex - BTIC (1) $2.41
Globex $0.54
Globex - BTIC (1) $1.29
Globex $0.75
Globex - BTIC (1) $1.50
Globex $1.16
Globex - BTIC (1)
EFP|EFR $1.31
Block $0.81
$0.30 $1.00 $0.06
$1.05 $1.50
$1.16 $1.00 $0.06
$0.54 $1.00 $0.06
$0.75 $1.00 $0.06
$0.06
$0.49 $1.00 $0.06
$0.30 $1.00 $0.06
$0.26 $1.00 $0.06
$0.26 $1.00 $0.06
$0.11 $1.00 $0.06
$0.26 $1.00 $0.06
$0.86 $1.50
$1.41 $1.50
$1.01 $1.50
$1.05 $1.50
$1.24 $1.50
$0.30 $1.00
$1.01 $1.50
$0.86 $1.50
EQUITY MEMBERS (Individual Equity Members, Clearing Equity Member Firms and Equity Member Firms)
$1.00
$1.00
$0.11 $1.00 $0.06
$0.50
TRADING MEMBERS (Individual Non-Equity Members, Clearing Non-Equity Member Firms and Non-Equity Member Firms)
$0.50 $1.00
$0.50 $1.00
Member, Delegate or
Non-Member$1.00
$1.00
$1.00
CBOT Equity Index Product Fee Schedules as of October 1, 2016
$0.50 $1.00
$0.50 $1.00
$0.50 $1.00
$0.50
$0.50
$1.01 $1.50
$0.50
$0.50 $1.00
$0.50
Delegate Account
Owner
Non-Member
Member or Delegate
Member, Delegate or
Non-Member
Member, Delegate or
Non-Member
$1.00
$0.50
Member, Delegate or
Non-Member
Type
2
Venue/
Transaction TypeAccount Owner
Member Account
Owner
Individual Delegates (Other Member or Delegate executing the trade)
Rule 106.I Affiliate Trading Member Firms (w/ a leased seat)
3
4
5
Rule 106.R Electronic Corporate Member Firms(For other than Globex - See Non-Members)
Trading Rights of
Individual
Executing Trade
Individual Members
Individual Delegates
1
Rule 106.J Equity Member Firms
Rule 106.I Affiliate Equity Member Firms
Individual Equity Members (Other Member/Delegate executing the trade)
Clearing Equity Member Firms
Rule 106.I Affiliate Membership Umbrella - Qualified Affiliate
Rule 106.S. Family of Funds Equity Member Firms
Individual Non-Equity Members (Other Member/Delegate executing the trade)
Clearing Non-Equity Member Firms
Rule 106.H Member Firms
Rule 106.I Affiliate Trading Member Firms (w/ an owned seat)
International Incentive Program (IIP)
International Volume Incentive Program (IVIP)(For other than Globex - See Non-Members)
Member, Delegate or
Non-Member
Rule 106.S. Family of Funds Trading Member FirmsMember, Delegate or
Non-Member
Non-Members N/A
Central Bank Incentive Program (CBIP)
Emerging Markets Bank Incentive Program (EMBIP)
Latin American Fund Manager Incentive Program (FMIP)
Latin American Proprietary Trading Incentive Program (LAPTIP)(For other than Globex - See Non-Members)
Member, Delegate or
Non-Member
$1.55
$1.74
$1.55
$2.41
$1.36
$1.51
$1.36
$1.51
$1.51
CBOT Equity Index Product Fee Schedules as of October 1, 2016
(2) The Bloomberg CI Future incorporates an "embedded fee". Every calendar day, the long position holder will be charged an embedded fee calculated using the following formula:
[Number of Contracts] x $100 x [Daily Settlement Price] x [ 0.0040/365 ] x Days
Days are calculated as the number of calendar days from the current Bloomberg CIsm
trading date to the next Bloomberg CIsm
trading date.
CBOT Equity Product Notes
(1) Differentiated rates for Globex BTIC apply only to Basis Trade at Index Close transactions of mini Dow Futures via CME Globex. Globex BTIC transactions available in any other products are charged the
applicable Globex rates.
There is no embedded fee charged to the short position holder, however, short position holders receive a pass through payment from the fee collected from the long position holder equal to:
[Number of Contracts] x $100 x [Daily Settlement Price] x [ 0.0010/365 ] x Days
The preceding fee schedule is provided by CME Group as a quick reference guide for general information purposes. Fees may be changed at any time without notice. This schedule in no way shall be construed as being an official rule of CBOT
or any other CME Group subsidiary. Questions regarding this schedule may be directed to the EFS Hotline at 312.648.5470.
Futures Options Futures
Open Outcry
Globex
EFP|EFR|Block
Open Outcry
Globex
EFP|EFR|Block
Open Outcry
Globex
EFP|EFR|Block
Globex
EFP|EFR|Block
Open Outcry
Globex
EFP|EFR|Block
Open Outcry
Globex
EFP|EFR|Block
Open Outcry
Globex
EFP|EFR|Block
Open Outcry
Globex
EFP|EFR|Block
4 Rule 106.R Electronic Corporate Member Firms(For Other than Globex - See Non-Members)
Member, Delegate or
Non-MemberGlobex $0.44
Open Outcry $0.36 $0.49
Globex
EFP|EFR|Block $1.11 $1.24
Central Bank Incentive Program (CBIP)
Emerging Markets Bank Incentive Program (EMBIP)
Latin American Fund Manager Incentive Program (FMIP)
Latin American Proprietary Trading Incentive Program (LAPTIP)(For Other than Globex - See Non-Members)
Member, Delegate or
Non-MemberGlobex $0.49
Open Outcry $0.60 $0.65 $0.36 $0.56
Globex $0.60 $0.65 $0.75 $0.80 $0.85
EFP|EFR|Block $1.35 $1.40 $1.11 $1.31
CBOT Financial Product Fee Schedules as of October 1, 2016
2YR|3YR 5YR
10YR|
Ultra 10YR 30YR
$0.44
Ultra
Bond 2YR|3YR All Other ⁽¹⁾
$0.41
$1.24
$0.49
$0.44
$0.21
$0.87
$0.26
$1.01
$0.31
$0.81
$0.49
$1.16
$0.26
$0.31
$0.12
$0.87
$0.21
$0.87
$0.49
$0.49
$0.46
$1.21
$0.12
$0.12
$0.87
$0.26
$0.26
$1.01
$0.12
$0.21
$0.87
$0.12
$0.21
$0.26
TRADING MEMBERS (Individual Non-Equity Members, Clearing Non-Equity Member Firms and Non-Equity Member Firms)
$0.12
$0.31 $0.41
$1.06
$0.86
$0.86
$0.36
$0.87
Treasury Futures Treasury Options
$0.12
$0.12
$0.87
Type Account Owner
Trading Rights of
Individual
Executing Trade
Venue/
Transaction
Type
$0.16
$0.16
Member Account
Owner
Member Account
OwnerIndividual Members
$0.26
2
Individual Delegates Delegate Account
Owner
Rule 106.S Family of Funds Equity Member Firms
$0.11
$0.86 2
$0.11
$1.01
$0.26
Non-Members
Non-Member
Member, Delegate or
Non-Member
Member, Delegate or
Non-Member
Member, Delegate or
Non-Member
International Incentive Program (IIP)
International Volume Incentive Program (IVIP)
Rule 106.J Equity Member Firms
Rule 106.I Affiliate Equity Member Firms
Individual Equity Members (Other Member/Delegate executing trade)
Clearing Equity Member Firms
Rule 106.I Affiliate Membership Umbrella - Qualified Affiliate
Member or Delegate
Individual Non-Equity Members (Other Member/Delegate executing trade)
Clearing Non-Equity Member Firms
Rule 106.H Member Firms
Rule 106.I Affiliate Trading Member Firms (w/ an owned seat)
Rule 106.S Family of Funds Trading Member Firms
Member or Delegate
$1.01
$0.49
Member, Delegate or
Non-Member
N/A
$1.21
$0.31
$1.01
$0.41
$0.44
33
$0.41
$0.44
$1.16
$0.26
$0.31
$0.44
$0.49
EQUITY MEMBERS (Individual Equity Members, Clearing Equity Member Firms and Equity Member Firms)
$1.01
$0.31
$0.31
$1.06
$0.34 Individual Delegates (Other Member/Delegate executing trade)
Rule 106.I Affiliate Trading Member Firms (w/ a leased seat)
Member, Delegate or
Non-Member
$0.31
Fed Fund MAC Swap
$0.16
$0.31
$0.16
$0.16
$0.26
$0.11
$0.36
$0.86
$0.31
$0.96
$0.49
$1.09
$0.31
$0.44
$1.01
$0.49
$0.12
$0.12
$0.46
$0.87
$0.56
1
5
CBOT Financial Product Fee Schedules as of October 1, 2016
Exchange
Fee Rate
Exchange
Fee
Discount
Exchange
Fee Rate
Exchange
Fee
Discount
Equity Members/Firms Electronic Non-Member $0.21 none $0.21 none
$0.18 $0.03 $0.18 $0.03
$0.16 $0.05 $0.16 $0.05
$0.14 $0.07 $0.14 $0.07
Exchange
Fee Rate
Exchange
Fee
Discount
Exchange
Fee Rate
Exchange
Fee
Discount
Equity Members/Firms Electronic Non-Member $0.36 none $0.36 none
$0.31 $0.05 $0.31 $0.05
$0.26 $0.10 $0.26 $0.10
$0.21 $0.15 $0.21 $0.15
CBOT Financial Product Notes(1) Ultra 10 Year Options (TN) Exchange fees for EFP,EFR, and Block will be reduced to have the same rate as Pit Fees from 10/01/2016 - 03/31/2017
0 - 15,000
15,001 - 30,000
Futures Options
Futures
U.S Treasury (Non-Member Execution)
Monthly Average
Daily Threshold
(sides)
Monthly Average
Daily Threshold
(sides)
30,001 - 45,000
> 45,000
3,001 - 6,000
6,001 - 9,000
Member,
Delegate or Non-
Member
2Family of Funds
Electronic
Member,
Delegate or Non-
Member
0 - 3,000
3,001 - 6,000
Monthly Average
Daily Threshold
(sides)Type
The preceding fee schedule is provided by CME Group as a quick reference guide for general information purposes. Fees may be changed at any time without notice. This schedule in no way shall be construed as being an official rule of CBOT or
any other CME Group subsidiary. Questions regarding this schedule may be directed to the EFS Hotline at 312.648.5470.
CBOT Financial Product Volume Discounts
6,001 - 9,000
> 9,000
Monthly Average
Daily Threshold
(sides)
0 - 3,000
3,001 - 6,000
Platform
> 9,000
Options
Volume is aggregated by account owner across accounts, within a single filling firm. Clearing Members and their related 106.I Member(s) accounts will be treated as one firm for purposes of the volume
aggregation. For Rule 106.S Member Approved Funds, their associated volume will be aggregated with their related Equity Corporate Member Firm.
On a tiered basis, the Exchange Fee for electronically traded Fed Fund Futures and Options (Non-Member Execution Only) will be reduced for trading volumes exceeding designated monthly average daily
volume thresholds. Futures and Options are accumulated separately when determining threshold levels.
Account Owner Platform
Trading Rights
of Individual
Executing Trade
0 - 3,000
Electronic
6,001 - 9,0002
Family of Funds
Trading Rights
of Individual
Executing Trade
> 9,000
Fed Fund (Non-Member Execution)
Volume is aggregated by account owner across accounts, within a single filling firm. Clearing Members and their related 106.I Member(s) accounts will be treated as one firm for purposes of the volume
aggregation. For Rule 106.S Member Approved Funds, their associated volume will be aggregated with their related Equity Corporate Member Firm.
On a tiered basis, the Exchange Fee for electronically traded U.S. Treasury Futures and Options (Non-Member Execution Only) will be reduced for trading volumes exceeding designated monthly average daily
volume thresholds. Futures and Options are accumulated separately when determining threshold levels.
Type Account Owner
Delegate Non-Member
$0.25 $0.55$0.25 $0.55
Description All Products
Position Transfers $0.10
Position Adjustments $0.10
Give-up Surcharge $0.06
Facilitation Fee $0.40
Product Effective Date Expiration Date
All Exchange Fees - Members 100% Waiver - Non-Members rate of $0.01
(Type 5 plus Type 4 for Pit and EFRP/Block Activity)
$0.04
$0.17
$0.04
$0.17
$0.17
$0.15
$0.15
N/A
Cash Settlement/Delivery (1)
CMACE Permit Holders
Member
$0.10$0.10
Lessees (106D)
Firm Employee (106F) Within the Family of Firms
Firm Employee (106F) Outside the Family of Firms
Brokerage FeesOrder filling (Trading without discretion)
Trading with discretion
Exchange Fees for Non-Trades
(1) Non-trade fees do not apply for Deliverable IR Swap Futures
Other Fees
Applied to:
Both sides of the transfer; Capped at $2,500 per firm per transfer.
Not charged if incurred next business day as a result of exercise/assignment.
Expired Options
Exercise, Assignment and Futures from Exercise or Assignment
Waiver Description
Eu Wheat Future and Options 9/12/2016 3/10/2017
Trade executed using the CME Group facilitation services of the Global Command Center (GCC).
$0.10$4.00$0.50$1.00
Executing firm for all give-up transactions, except when both sides of the give-up have the same
guaranteeing firm.
Lessees (106D)
Firm Employee (106F) Outside the Family of Firms
Firm Employee (106F) Within the Family of Firms
CBOT Non-Trades & Other Fee Schedules as of October 1, 2016
The preceding fee schedule is provided by CME Group as a quick reference guide for general information purposes. Fees may be changed at any time without notice. This schedule in no way shall be construed as being
an official rule of CBOT or any other CME Group subsidiary. Questions regarding this schedule may be directed to the EFS Hotline at 312.648.5470.
Fertilizer SwapsBloomberg Commodity Index SwapsBloomberg Roll Select & Bloomberg CI 2&3 Month Forward Swaps
Members
Fee Waivers