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SIO 224 Pressures and Temperatures in the deep Earth 1. Introduction The following notes are probably more general and detailed than needed but we shall refer back to them during other parts of the class. Pressure is relatively easy to compute but temperature is much more difficult. We have some idea how temperature varies in a vigorously convecting region. 2. Forces acting on a body In the Earth, both body forces (gravity) and surface forces are important. We consider a body with volume V and surface S and introduce the body force density b and the traction vector t such that the total body force acting on the body is Z V ρb dV (1) and the total surface force acting on the body is Z S t dS (2) Note that b is reckoned per unit mass and t is reckoned per unit area. t is most conveniently specified by introducing the stress tensor. If ˆ n is the normal to a surface then the traction acting on the plane with that normal is defined by t = ˆ n · T (3) This equation defines the Cauchy stress tensor, T, which is the linear vector function which associates with each unit normal ˆ n the traction vector t acting at the point across the surface whose normal is ˆ n. The mean normal pressure is defined as p = - 1 3 (T kk ) (4) Note that this is invariant to rotations of the coordinate system. The minus sign arises because of our sign convention. T ij describes the surface force acting in the j ’th direction on the surface with normal in the i’th direction. Thus T 11 acts in the 1 direction on a plane with normal in the 1 direction and is a tensile stress (fig 1). A positive pressure is usually taken to be a compressive stress and so we have the minus sign in equation 4. 3. Material derivatives Consider a particle initially at a position X in a reference configuration (t =0) which is at position x at time t and define the displacement as x = X + s (5) In continuum mechanics, there are several ways of describing a configuration of particles. A material (or Lagrangian) description defines motion as x = x(X,t) 1

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Page 1: Cauchy stress tensor - University of California, San Diegoigppweb.ucsd.edu/~guy/sio224/PandT_new.pdfThis equation defines the Cauchy stress tensor, T, which is the linear vector function

SIO 224

Pressures and Temperatures in the deep Earth

1. Introduction

The following notes are probably more general and detailed than needed but we shall refer back to themduring other parts of the class. Pressure is relatively easy to compute but temperature is much more difficult.We have some idea how temperature varies in a vigorously convecting region.

2. Forces acting on a body

In the Earth, both body forces (gravity) and surface forces are important. We consider a body with volumeV and surface S and introduce the body force density b and the traction vector t such that the total bodyforce acting on the body is ∫

V

ρb dV (1)

and the total surface force acting on the body is ∫S

t dS (2)

Note that b is reckoned per unit mass and t is reckoned per unit area. t is most conveniently specified byintroducing the stress tensor. If n is the normal to a surface then the traction acting on the plane with thatnormal is defined by

t = n ·T (3)

This equation defines the Cauchy stress tensor, T, which is the linear vector function which associates witheach unit normal n the traction vector t acting at the point across the surface whose normal is n.

The mean normal pressure is defined as

p = − 13 (Tkk) (4)

Note that this is invariant to rotations of the coordinate system. The minus sign arises because of our signconvention. Tij describes the surface force acting in the j’th direction on the surface with normal in the i’thdirection. Thus T11 acts in the 1 direction on a plane with normal in the 1 direction and is a tensile stress(fig 1). A positive pressure is usually taken to be a compressive stress and so we have the minus sign inequation 4.

3. Material derivatives

Consider a particle initially at a position X in a reference configuration (t = 0) which is at position x attime t and define the displacement as

x = X + s (5)

In continuum mechanics, there are several ways of describing a configuration of particles. A material (orLagrangian) description defines motion as

x = x(X, t)

1

Page 2: Cauchy stress tensor - University of California, San Diegoigppweb.ucsd.edu/~guy/sio224/PandT_new.pdfThis equation defines the Cauchy stress tensor, T, which is the linear vector function

minus sign in equation 4.

Fig 1 Stresses on a face of a cube of material

3. Material derivatives

Consider a particle initially at a position X in a reference configuration (t = 0) which is at positionx at time t and define the displacement as

x = X + s (5)

In continuum mechanics, there are several ways of describing a configuration of particles. A material

(or Lagrangian) description defines motion as

x = x(X, t)

This description essentially labels particles and is often themost natural description because conservation

laws in mechanics apply to particles rather than to some fixed region of space.

In the spatial (or Eulerian) description, x and t are taken to be the independent variables and we have

X = X(x, t)

This description gives the initial postion of the particles now (at time t) occupying postion X. Thevelocity field would be written as

v = v(x, t)

but the velocity is still the velocity of a particle i.e.,

v =!

!x!t

"

X

=DxDt

(6)

where we have used a capital D to emphasize that this is a material derivative.

The particle acceleration is

2

This description essentially labels particles and is often the most natural description because conservationlaws in mechanics apply to particles rather than to some fixed region of space.

In the spatial (or Eulerian) description, x and t are taken to be the independent variables and we have

X = X(x, t)

This description gives the initial postion of the particles now (at time t) occupying postion X. The velocityfield would be written as

v = v(x, t)

but the velocity is still the velocity of a particle i.e.,

v =(∂x∂t

)X

=DxDt

(6)

where we have used a capital D to emphasize that this is a material derivative.The particle acceleration is (

∂v∂t

)X

=DvDt

=D2xDt2

(7)

This is not the same as the local time derivative which is(∂v∂t

)x

We can find a relationship connecting these two derivatives using the following formula from calculus:(∂a

∂y

)z

=(∂a

∂y

)p

+(∂a

∂p

)y

(∂p

∂y

)z

(8)

so (∂v∂t

)X

=(∂v∂t

)x

+(∂v∂x

)t

(∂x∂t

)X

or

2

Page 3: Cauchy stress tensor - University of California, San Diegoigppweb.ucsd.edu/~guy/sio224/PandT_new.pdfThis equation defines the Cauchy stress tensor, T, which is the linear vector function

DvDt

=∂v∂t

+ v · ∇v (9)

where ∇v denotes the gradient with respect to spatial coordinates. We can use a scalar field in equation 8such as density, ρ(x, t) i.e., (

∂ρ

∂t

)X

=(∂ρ

∂t

)x

+(∂ρ

∂x

)t

(∂x∂t

)X

or

Dt=∂ρ

∂t+ v · ∇ρ (10)

and, in general, we have the following relationship between the material and the local derivative:

D

Dt=

∂t+ v · ∇ (11)

4. Conservation laws

We shall be using Gauss’ theorem quite a lot in the following i.e.,∫S

v · n dS =∫V

∇ · v dV (12)

where v is a vector. More generally we have that∫S

n ∗ A dS =∫V

∇ ∗ A dV (13)

where A may be a scalar, vector or tensor and ∗ can be an ordinary product, vector dot product or vectorcross product depending upon the context. We also note that the flux of A through a surface S is given by∫

S

ρAv · n dS (14)

(sometimes n dS is denoted by dA).With these preliminaries out of the way, we now turn to conservation of mass. The mass of a volume V

is given by

M =∫V

ρ dV

so the rate of increase of M is given by

∂M

∂t=∫V

∂ρ

∂tdV

provided that the surface of V is fixed in space. As we hypothesize no creation or destruction of mass, itfollows that ∂M/∂t must equal the rate of inflow of mass. From 14 and 12, the rate of inflow of mass isgiven by

−∫S

ρv · n dS = −∫V

∇ · (ρv) dV

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Page 4: Cauchy stress tensor - University of California, San Diegoigppweb.ucsd.edu/~guy/sio224/PandT_new.pdfThis equation defines the Cauchy stress tensor, T, which is the linear vector function

where the minus sign arises as we are considering an inward flux of material. Thus∫V

∂ρ

∂tdV = −

∫V

∇ · (ρv) dV

therefore ∫V

(∂ρ

∂t+∇ · (ρv)

)dV = 0

and, because this is true for an arbitrary volume, we have

∂ρ

∂t+∇ · (ρv) = 0 (15)

or, equivalently

Dt+ ρ∇ · v = 0 (16)

These last two equations are both statements of the conservation of mass. Note that if ∇ · v = 0, itimmediately follows that Dρ/Dt = 0 so that the density of a particle does not change with time. This statesthat the medium is incompressible and is a commonly used approximation in fluid mechanics.

The most useful conservation law we shall use is the conservation of linear momentum but to derive itwe shall need the Reynolds mass transport theorem which is proved in Malvern (1969). This theorem statesthat

d

dt

∫V

ρA dV =∫V

ρDADt

dV (17)

where A can be a vector, scalar or tensor. This notation on the LHS indicates the time-rate of change of aquantity in a volume fixed in space. Using the logic from our discussion of mass conservation, it is clearthat

d

dt

∫V

ρA dV =∫V

∂t(ρA) dV +

∫S

ρAv · n dS

But, by Gauss’ s theorem ∫S

ρAv · n dS =∫V

∇ · (ρAv) dV

so

d

dt

∫V

ρA dV =∫V

(∂

∂t(ρA) +∇ · (ρAv)

)dV

but ∇ · (ρAv) = A∇ · (ρv) + ρv · ∇A so the integrand on the right above is

ρ∂A∂t

+A∂ρ∂t

+A∇ · (ρv) + ρv · ∇A

Collecting terms and using conservation of mass gives

ρ∂A∂t

+A(∂ρ

∂t+∇ · (ρv)

)+ ρv · ∇A = ρ

(∂A∂t

+ v · ∇A)

= ρDADt

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Page 5: Cauchy stress tensor - University of California, San Diegoigppweb.ucsd.edu/~guy/sio224/PandT_new.pdfThis equation defines the Cauchy stress tensor, T, which is the linear vector function

so proving equation 17.The conservation of linear momentum is a basic postulate of continuum mechanics and can be stated as:

the time rate of change of total momentum of a given set of particles equals the vector sum of all externalforces acting on the particles. In mathematical form we have

d

dt

∫V

ρv dV =∫S

t dS +∫V

ρb dV (18)

or by 17 ∫V

ρDvDt

dV =∫S

t dS +∫V

ρb dV (19)

Now t = n ·T so Gauss’ theorem can be used to convert the surface integral into a volume integral i.e.,∫S

t dS =∫S

n ·T dS =∫V

∇ ·T dV

Combining this with the previous equation gives∫V

(ρDvDt−∇ ·T− ρb

)dV = 0

which must hold for an arbitrary volume so

ρDvDt

= ∇ ·T + ρb (20)

These are Cauchy’s equations of motion and they apply to the current deformed configuration. We have notmade any approximation about the constitutive relationship or the size of the deformation.

5. Equilibrium conditions inside the Earth

The equilibrium stress state inside the Earth is mainly due to the pressure of overburden. On longtime scales, the Earth behaves like a fluid and we often approximate the stress state as one of hydrostaticpressure. Such a stress field is isotropic. The deviatoric initial stresses (due to lateral density variationscaused dominantly by convective motions) are almost certainly very small and can probably be neglected.In equilibrium, v = 0 so 20 becomes

∇ ·T0 + ρ0b = 0 (21)

where the zero subscript refers to the equilibrium state. The body force here is gravity i.e.,

b ≡ g = −∇φ0 (22)

where φ0 is the gravitational potential and satisfies Poisson’s equation i.e.,

∇2φ0 = 4πGρ0 (23)

We now have

∇ ·T0 − ρ0∇φ0 = 0 (24)

Let T0 consist only of a hydrostatic pressure and assume there is no deviatoric part, then

T0 = −p0I

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Page 6: Cauchy stress tensor - University of California, San Diegoigppweb.ucsd.edu/~guy/sio224/PandT_new.pdfThis equation defines the Cauchy stress tensor, T, which is the linear vector function

so

−∇p0 − ρ0∇φ0 = 0 (25)

We often assume that ρ0 is a function of radius, r alone (in which case it follows that φ0 and p0 are functionsof radius alone – show this using 25). If we are given ρ0(r), it is trivial to compute g(r) and p0(r) . Notethat g points inwards so it is convenient to write

g(r) = −rg0(r) (26)

where

g0(r) =∂φ0

∂r(27)

From Poisson’s equation with spherical symmetry

∇2φ0 =1r2

∂r

(r2∂φ0

∂r

)= 4πGρ0

or (∂

∂rr2g0

)= 4πGρ0r

2

so

g0(r) =1r2

r∫0

4πGρ0x2 dx (28)

Now from 25

r∂p0

∂r= −rρ0

∂φ0

∂rso

∂p0

∂r= −ρ0g0 (29)

Thus, given ρ0(r), 28 can be evaluated to give g0(r) and 29 can be integrated to give p0(r) with the boundarycondition that the equilibrium pressure at the surface of the Earth is zero (fig 2).

Because of the fact that we integrate the density profile to get pressure, the pressure distribution in theEarth is very precisely known and varies little from one density model to another. This means that mineralphysicists can rely on the seismologically determined pressure at the 660km discontinuity (say) which isimportant for determineng the temperature in the deep Earth.

The magnitude of non-hydrostatic stresses can be estimated in a variety of ways. They are probablygreatest in the brittle crust and the stress drop during earthquakes can be used as a measure of the ambientstress levels. Stress drops are typically less than a few hundred bars (1 bar is approximately equal to 1atmosphere and is equal to 105 pascals where the pascal is the SI unit of pressure). Pressures inside thedeep Earth are of the order of Mbars (or several hundred gigapascals (Gpa)) so we may safely ignorenon-hydrostatic stresses except perhaps near the surface.

6. Properties of convecting regions

The properties of the lower mantle and outer core appear to be consistent with those of a well-mixed,vigorously convecting region. How do we know this? Consider the likely thermal and chemical state ofa vigorously convecting region. Convection is a very good mixer so that a convecting region tends to be

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Page 7: Cauchy stress tensor - University of California, San Diegoigppweb.ucsd.edu/~guy/sio224/PandT_new.pdfThis equation defines the Cauchy stress tensor, T, which is the linear vector function

Figure 2. Pressure, gravity, and density in the Earth.

homogeneous. The temperature is highly variable laterally. If the region is heated from below, boundarylayers develop at the top and bottom of the region. These become unstable and plumes detach fromboth boundaries at irregular intervals. If we average across horizontal surfaces, we find that the interiordistribution is adiabatic. (The situation is a little more complicated if the heating is internal). If we sketchthe horizontally averaged temperature profile we find:

The interior is adiabatic because the time scale of convective heat transport is much shorter than the timescale of diffusive processes such as conduction. The time scale of conductive heat transport is

τcond '`2

κ

where κ is the thermal diffusivity given by:

κ =k

ρCp

where k is thermal conductivity, ρ is density, and Cp is the heat capacity. ` is a characteristic length scale.The time scale of conductive heat transport is

7

Page 8: Cauchy stress tensor - University of California, San Diegoigppweb.ucsd.edu/~guy/sio224/PandT_new.pdfThis equation defines the Cauchy stress tensor, T, which is the linear vector function

τconv '`

u

where u is a characteristic velocity in the convecting region. The ratio of these two time scales is called thePeclet number:

Pe =τcondτconv

=`u

κ

With κ ' 10−6 m2/s, ` ' 106m and u ' 5 × 10−2 m/yr we find that Pe' 1500. This means that conductivetime scales are three orders of magnitude larger than convective time scales.

If we completely ignore diffusion processes, a parcel of fluid moving in a pressure field is adiabaticallycompressed as it moves down and is adiabatically decompressed as it moves up. In the body of the convectingregion, the radial gradient of the laterally averaged entropy, s is zero. In a vigorously convecting region, wetherefore expect a state of homogeneity and adiabaticity. If this is true, we can calculate what the expecteddensity distribution would be using the seismically determined elastic moduli. We can then compare thiswith seismically determined density and see if the properties are really consistent with vigorous convection.

The density variation in a homogeneous and adiabatic region is controlled by the adiabatic compressibility,βs, defined as

βs =1ρ

(∂ρ

∂p

)s

(the adiabatic bulk modulus Ks is just 1/βs). Obviously(dρ

dr

)ad

=(∂ρ

∂p

)s

dp

dr= − ρg(

∂p∂ρ

)s

(∂p/∂ρ)s is often given the symbol φ and is called the “seismic parameter” because it can be computed fromthe velocities of propagation of seismic waves in the Earth:

φ = V 2p −

43V 2s

The equation (dρ/dr)ad = −gρ/φ is called the Adams-Williamson equation and is obeyed, within the limitsof data resolution, in the lower-mantle and outer-core of the Earth (see below). This equation was extensivelyused in the 1950’s to construct models of the density as a function of radius in the Earth. Later modelsconstrained ρ(r) with measurements of the periods of the free oscillations of the Earth.

7. Temperature distribution in a convecting region

We start with the fact that we are dealing with an isentropic region (when laterally averaged):

ds

dr= 0

In a homogeneous medium, the entropy is a function of temperature and pressure so we can write

ds

dr=(∂s

∂T

)p

dT

dr+(∂s

∂p

)T

dp

dr= 0

The specific heat, Cp, is defined as

Cp = T

(∂s

∂T

)p

and using one of Maxwell’s relations we have

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Page 9: Cauchy stress tensor - University of California, San Diegoigppweb.ucsd.edu/~guy/sio224/PandT_new.pdfThis equation defines the Cauchy stress tensor, T, which is the linear vector function

(∂s

∂p

)T

=1ρ2

(∂ρ

∂T

)p

= −αρ

so

CpT

dT

dr− α

ρ

dp

dr= 0

Hence (dT

dr

)ad

=αT

ρCp

dp

dr= −αgT

Cp

If we know α,Cp and a boundary condition on T we can integrate this expression to get the temperatureprofile in the body of a convecting region.

The equations for (dT/dr)ad is only valid in a homogeneous region as we have omitted the dependenceof entropy and density on the phase and composition of the material. Additional terms must therefore beconsidered when computing the spherically averaged temperature profile in the upper mantle.When computing the temperature profile in the deep Earth it is convenient to introduce a dimensionlessnumber called Gruneisen’s ratio. We have(

∂T

∂r

)ad

= −αgTCp

=(∂T

∂p

)s

dp

dr

so(∂T

∂p

)s

=αT

ρCp

It is also convenient to cast the problem in terms of the variation of temperature with density:(∂T

∂ρ

)s

=(∂T

∂p

)s

(∂p

∂ρ

)s

=αφ

Cp

T

ρ= γ

T

ρ

where

γ =αφ

Cp

γ is Gruneisen’s ratio and falls in the range 1 – 2 for most materials in the Earth. It is also weakly dependenton T and ρ and, to a first approximation, can be considered a constant, i.e.,(

∂ lnT∂ ln ρ

)s

= γ ( a constant)

If we integrate this equation we have

T

T0=(ρ

ρ0

)γwhich is useful for giving an estimate of the temperature rise across the lower mantle or the outer core.

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