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CHAPTER
Catalytic Enantioselective Michael Addition Reactionsof α-Nitroesters to α,β-Unsaturated Ketones1
91
6
6.1 Abstract1
Enantioselective Michael additions of α-nitroesters 6.4a-d with α,β-unsaturated
ketones were carried out in the presence of a catalytic amount of chiral Al-Li-(R)- 2,2’-
dihydroxy-1,1’-binaphthyl (“AlLiBINOL”) complex prepared in situ from LiAlH4 and 2.45
equiv of (R)-BINOL. The enantioselectivity of the Michael addition proved to be extremely
temperature dependent: Michael adduct 6.7a was obtained in 7% e.e. when the reaction was
performed at RT, whereas 72% e.e. of the opposite enantiomer of 6.7a was found when the
1,4-addition was performed at -23 °C. Solvent variation showed that tetrahydrofuran gave the
highest selectivity (up to 80% e.e.), while the highest enantioselectivity for the opposite
enantiomer was found in dichloromethane (up to 25%). X-Ray structure analysis of the
AlLi 3BINOL3 complex 6.10 in combination with 27Al NMR studies showed that
“AlLiBINOL” is a mixture of aluminium complexes in solution.
6.2 Introduction
Modified peptides not only open a way to understand biological phenomena, but also
offer opportunities for drug discovery.2 The incorporation of conformational constraints is
used to probe the molecular structure of receptors. By preorganizing the optimum
conformation for binding, significant enhancements of biological activity can be expected.
Introduction of alkyl groups at the α-carbon of α-amino acids might introduce such
conformational constraints and, furthermore, enhance metabolic stability.3 As a result, the
synthesis of α-alkylated α-amino acids has attracted considerable attention and provides a
challenging synthetic problem.4 The major method for catalytic asymmetric synthesis of
amino acids,5 i.e. hydrogenation of dehydro-α-amino acids, is, however, not suitable for this
class of compounds. Among the possible ways to obtain these α−amino acids, asymmetric
carbon-carbon bond formation is obviously the method of choice. Virtually all methods
involve the use of a chiral auxiliary.4 The most famous among these methodologies are
Schöllkopf's bis-lactim ether,6 Seebach's imidazolones and oxazolidinones procedures7 or
1 Part of this work has been published previously: Keller, E., Veldman, N., Spek, A.L., Feringa, B.L.
Tetrahedron Asymm. 1997, 8, 3403.2 Burger, A., Wolff M.E. in Burger's Medicinal Chemistry and Drug Discovery, Wiley, New York, 1995.3 Williams, R.M. Synthesis of Optically Active α-Amino Acids, Pergamon Press, Oxford, 1989,
Heimgartner, H. Angew. Chem., Int. Ed. Engl. 1991, 30, 238.4 For a recent review see: Wirth, T. Angew.Chem., Int. Ed. Engl. 1997, 36, 225.5 Noyori, R., Hashiguchi, S. in Applied Homogeneous Catalysis with Organometallic Compounds,
Cornils, B., Herrmann, W.A. Eds., VCH Publishers, Vol. 1, Weinheim, 1996, 564.6 Schöllkopf, U. Pure Appl. Chem. 1983, 55, 1799.7 Blank, S., Seebach, D. Angew. Chem., Int. Ed. Engl. 1993, 32, 1765; Seebach, D., Gees, T., Schuler, F.
Liebigs Ann. Chem. 1993, 785; and references cited therein.
Chapter 6
92
variants thereof. In addition, Ojima has developed an elegant and efficient route to attain
these compounds via the "β-lactam synthon method" (Scheme 6.1).8,9
N
PhN
Ph
O
O Ph
H2N
R Ph
NHO
OH
R = CH2=CHCH2R = CH3 H2N
R Ph
OHO
Scheme 6.1 α-Alkylated α−amino acids via the "β-lactam route".
Furthermore, Seebach reported a method based on chiral proline derivatives using
the principle of "self reproduction of chirality".10,11 Racemic α-alkylated α-amino acids can
also be subjected to enzymatic resolution. Different microorganisms have been applied and
the products are obtained with very high enantiomeric excess.12
Although α-nitroesters have large synthetic potential,13 owing to the nitro and ester
functionalities, they have scarcely been used in asymmetric catalysis. The nitro group can
activate the adjacent methylene group for reaction, and furthermore, since the nitro
functionality can be easily transformed into an amine, an oxime, a hydroxylamine, a ketone,
or a carboxylic acid, etc. (Figure 6.1),14 optically active α-nitroester derivatives can function
as potential starting materials for a large range of highly functional, optically active
compounds.
8 Ojima, I. Acc. Chem. Res. 1995, 28, 383.9 Ojima, I., Chen, H.-J.C., Nakahashi, K. J. Am. Chem. Soc. 1988, 110, 278.10 Seebach, D., Boes, M., Naef, R., Schweizer, W.B. J. Am. Soc. Chem. 1983, 105, 5390; and references
cited therein.11 See also: Genin, M.J., Baures, P.W., Johnson, R.L. Tetrahedron Lett. 1994, 35, 4967; Ferey, V.,
Vedrenne, P., Toupet, L., Le Gall, T., Mioskowski, C. J. Org. Chem. 1996, 61, 7244.12 Kruizinga, W.H., Bolster, J., Kellogg, R.M., Kamphuis, J., Boesten, W.H.J., Meijer, E.M., Schoemaker,
H.E. J. Org. Chem. 1988, 53, 1826; Liu, W., Ray, P., Benezra, S.A. J. Chem. Soc., Perkin Trans. I1995, 553; J. Kamphuis., Boesten, W.H.J., Kaptein, B., Hermes, H.F.M., Sonke, T., Broxterman, Q.B.,van den Tweel, W.J.J., Schoemaker, H.E. in Chirality in Industry Collins, A.N., Sheldrake, G.N.,Crosby, J., Eds., Wiley, Chichester 1992, 187.
13 Shipchandler, M.T. Synthesis 1979, 666.14 Seebach, D., Colvin, E.W., Lehr, F., Weller, T. Chimia 1979, 33, 1.
Catalytic Enantioselective Michael Addition Reactions of α-Nitroesters to α,β-UnsaturatedKetones
93
R'
CO2RO2N
Amino acids
Amines
Hydroxylamines
Ketones
Carboxylic acids
Oximes
Figure 6.1 Synthetic potential of α-nitroesters.
Rajappa and co-workers reported the synthesis of optically active dipeptide
precursors with diastereomeric excesses ranging from 33 to 51%. Optically pure N-nitroacetyl
proline derived amides were used in the Michael reaction to several Michael acceptors
(Scheme 6.2), i.e. proline acts as the chiral auxiliary.15 Furthermore using enzymatic
resolutions, Wong et al. obtained alkylated α-nitroacetate ester derivatives with high
enantioselectivity. These are considered to be α-methyl-α-amino acids analogues in which the
nitro group functions as a latent primary amino group.16
N
O
O2N
CO2Et
N
O
O2N
CO2Et
O
OEtKF, DMF
18-crown-6
72%, 51% de
EtOO
N
O
AcHN
CO2Et
EtOO
HZn, AcOH, Ac2O
40-60 °C
Scheme 6.2 Synthesis of dipeptides via N-nitroacetyl proline amide derivatives.
Methods by which the asymmetric centre in α-alkyl-α-amino acid derivatives is
introduced in a catalytic manner were unknown at the beginning of these studies.17 In this
chapter we describe the use of alkylated nitroacetyl esters as Michael donors in a catalytic
enantioselective fashion. In this way the rich chemistry of α-nitroesters is combined with
15 Thomas, A., Manjunatha, S.G., Rajappa, S. Helv. Chem. Acta 1992, 75, 715; see also Manjunatha,
S.G., Rajappa, S. J. Chem. Soc., Chem. Commun. 1991, 372.16 Lalonde, J.J., Bergbreiter, D.E., Wong, C.-H. J. Org. Chem. 1988, 53, 2323.17 Shortly after we published our initial results, Trost claimed the first catalytic asymmetric reaction to
yield α-alkylated α−amino acids: Trost, B.M., Ariza, X. Angew. Chem., Int. Ed. Engl. 1997, 36, 2635.
Chapter 6
94
asymmetric Michael additions and the nitroacetyl group is used as a synthetic equivalent of an
α−amino acid ester anion.
Conjugate addition reactions of carbon nucleophiles to α,β-unsaturated compounds
are among the most widely used methods far carbon-carbon bond formation in organic
synthesis.18 Major efforts have been made to achieve catalytic enantioselective conjugate
addition and considerable progress has been seen recently, despite the often complicated
nature of many 1,4-addition reactions.19,20 Although the catalytic enantioselective Michael
addition reaction of dialkyl malonates and β-ketoesters has been widely studied,19,21,22 to the
best of our knowledge, only one example of an enantioselective Michael addition of an α-
nitroester has been described in the literature.
EtO2C
O2N+
O
6.2
N
OCH3
OHN
6.1
toluene, 89%
EtO2C
O2NO
*
[α]365 = -7.1 ° (c=1.0, toluene)
6.3
Scheme 6.3 Quinine catalyzed Michael addition of ethyl nitropropionate.
Shortly after the first catalytic enantioselective Michael addition was reported,23
Wynberg and Helder published a series of enantioselective catalytic Michael additions using
several donors including ethyl nitropropionate 6.2.24 Using quinine 6.1 as a chiral base, 6.2was allowed to react with MVK in toluene at room temperature. The corresponding Michael
adduct 6.3 was isolated in 89% yield, however, the e.e. was not reported (Scheme 6.3).
Subsequently van Aken studied this reaction and attempts were made to determine the e.e. by
18 Perlmutter, P. Conjugate Addition Reactions in Organic Synthesis, Tetrahedron Organic Chemistry
Series, No. 9, Pergamon: Oxford 1992.19 Feringa, B.L., de Vries, A.H.M. in Carbon-Carbon Bond Formation by Catalytic Enantioselective
Conjugate Addition; in Advances in Catalytic Processesi, JAI Press Inc., Vol. 1, 151, 1995.20 Smalz, H.-G. in Comprehensive Organic Synthesis, Trost, B.M., Fleming, I., Eds., Pergamon, Oxford
1991.21 For a very efficient enantioselective Michael addition (MA) of dialkylmalonates, see: a) Sasai, H., Arai,
T., Shibasaki, M. J. Am. Chem. Soc. 1994, 116, 1571; b) Sasai, H.,,Arai, T., Satow, Y., Houk, K.N.,Shibasaki, M. J. Am. Chem. Soc. 1995, 117, 6194; see also Chapter 1.
22 For a recent example of an enantioselective MA of β-ketoesters, see: Sasai, H., Emori, E., Arai, T.,Shibasaki, M. Tetrahedron Lett. 1996, 37, 5561, see also Chapter 1.
23 Långström, B., Bergson, G. Acta Chem. Scand. 1973, 27, 3118.24 Wynberg, H., Helder, R. Tetrahedron Lett. 1975, 46, 4057.
Catalytic Enantioselective Michael Addition Reactions of α-Nitroesters to α,β-UnsaturatedKetones
95
various methods. Based on partly separated absorptions in the 1H NMR spectrum of 6.3 in the
presence of a chiral europium shift reagent, the o.p. of 6.3 was estimated to be 26%.25
6.2.1 “Two centre catalysis”
Many catalytic systems contain one active metal centre in a suitable ligand
environment. During catalysis one substrate is bound to the metal centre and possibly
activated in such a way that a reactant can attack selectively and the product is formed. The
special features of “two centre catalysis”, however, is currently attracting considerable
interest in the field of asymmetric catalysis. In this case the reactants are bound to two
different centres, which often results in both high selectivity and reactivity.26,27 Urease
Klebsiella aerogenes, an enzyme for hydrolysis of urea, provides a clear example of this
principle.28
Recently Shibasaki and co-workers introduced a new class of heterobimetallic BINOL
complexes as effective catalysts for carbon-carbon bond formations, such as the Henry
reaction of aliphatic nitro compounds29 and the Michael addition reaction of dialkyl
malonates,21 as already shown in Chapter 1. In these catalytic reactions one of the metal
centres of the heterobimetallic complex acts as a Lewis acid and the second metal centre
functions as a Brönsted base. Using the concept of “two centre catalysis” high selectivities
were obtained in several carbon-carbon bond forming reactions. Stimulated by these elegant
reports we examined these chiral Lewis acid complexes in the Michael addition reaction of
nitroesters to α,β-unsaturated ketones (Scheme 6.4).
6.3 Enantioselective Michael additions of α-nitroesters
In the initial attempts the Michael addition of 6.4a to MVK (6.5a) provided the
desired Michael adduct 6.7a with high chemoselectivity when lanthanide based BINOL
complexes29 were employed as the catalyst. However, no enantioselectivity was found using
either a LaLiBINOL complex or the alkali metal free LaBINOL complex.30 In contrast an
”AlLiBINOL” complex 6.6, prepared by using a modification of the method reported by
Shibasaki31 for reasons given later, yielded 6.7a with 7% e.e.,
32 when the reaction was
25 Van Aken, E. Aliphatic Nitro Compounds in Stereoselective Synthesis, Ph.D. Thesis, University of
Groningen, 1992.26 Steinhagen, H., Helmchen, G. Angew. Chem., Int. Ed. Engl. 1996, 35, 2339.27 Van den Beuken, E.K., Feringa, B.L. Tetrahedron 1998, in press.28 Jabri, E., Carr, M.B., Hausinger, R.P., Karplus, P.A. Science 1995, 268, 998; Lippard, S.J. Science
1995, 268, 996.29 Sasai, H., Suzuki, T., Arai, S., Arai, T., Shibasaki, M. J. Am. Chem. Soc. 1992, 114, 4418; Sasai, H.,
Suzuki, T., Itoh, N., Shibasaki, M. Tetrahedron Lett. 1993, 34, 851; Sasai, H., Itoh, N., Suzuki, T.,Shibasaki, M. Tetrahedron Lett. 1993, 34, 855; Sasai, H., Suzuki, T., Itoh, N., Arai, S., Shibasaki, M. Tetrahedron Lett. 1993, 34, 2657; Sasai, H., Suzuki, T., Itoh, N., Tanaka, K., Tadamasa, D., Okamura,K., Shibasaki, M. J. Am. Chem. Soc. 1993, 115, 10372.
30 The optical purity of 6.7a was determined by HPLC analysis on chiral stationary phase (DAICELCHIRALPAK OJ), after conversion to the corresponding 1,3-dioxolane.
31 Arai, T., Sasai, H., Aoe, K.-i., Okamura, K., Date, T., Shibasaki, M. Angew. Chem., Int. Ed. Engl.1996, 35, 104; Arai, T., Bougauchi, M., Sasai, H., Shibasaki, M. J. Org. Chem. 1996, 61, 2926.
32 The absolute configuration of the major enantiomer has not been established so far.
Chapter 6
96
performed overnight at room temperature using 10 mol%33
of the in situ prepared catalyst.
Moreover, when the same reaction was performed at -23 °C, 6.7a was isolated with 72% e.e..
Much to our surprise the opposite enantiomer32 of Michael adduct 6.7a was obtained. To the
best of our knowledge this is the first example of a metal complex mediated enantioselective
Michael addition of an α-nitroester.
O
OAl
O
O
Li
NO2
R2 CO2R1
O
R3 , THF
O2N
R1O2C
R2
O
R3
6.4a R1=Et, R2=Me6.4b R1=Bn, R2=Me6.4c R1=Bn, R2=Et6.4d R1=menthyl, R2=Me
6.5a R3=Me6.5b R3=Et6.5c R3=Ph
6.7a R1= Et, R2= R3= Me6.7b R1= Bn, R2= R3= Me6.7c R1= Bn,R2= Et, R3= Me6.7d R1= Bn,R2= Me, R3= Et6.7e R1= Bn, R2= R3= Et6.7f R1= Bn,R2= Me, R3= Ph6.7g R1= menthyl, R2=R3= Me
6.6
Scheme 6.4
6.3.1 Temperature dependence
For practical reasons34
the remarkable temperature dependence of the enantioselectivity
was further studied using benzyl ester 6.4b. In all cases Michael adduct 6.7b was isolated in
satisfactory yield (81-86%). The temperature dependence of the enantioselectivity is shown in
Figure 6.2. As can be seen from the figure 6.7b could be obtained with an e.e. up to 74%
when the reaction was performed at -30 °C. The highest selectivity for the opposite
enantiomer is seen at RT albeit with very low e.e. (7%).
33 The amount of catalyst is based upon the assumption of the complete conversion of LiAlH4 to 6.6 (with
the stoichiometry Li:Al:BINOL=1:1:2), giving one well defined complex in solution, according toShibasaki et al.31 Since “AlLiBINOL” appears to be a mixture of aluminium complexes in equilibriumand because the nature and consistency of these complexes is not fully known, a more accurate figurecannot be given.
34 The e.e. of Michael adduct 6.7b could be determined directly by HPLC analysis on a chiral stationaryphase (DAICEL CHIRALPAK AD).
Catalytic Enantioselective Michael Addition Reactions of α-Nitroesters to α,β-UnsaturatedKetones
97
The results of the temperature dependance study seem to indicate that competing
enantioselective Michael additions take place, most probably due to different chiral
“AlLiBINOL” complexes in solution. Therefore several reaction parameters were studied in
more detail. First the influence of the amount of catalyst on the enantioselectivity of the
Michael addition was tested. The reaction of 6.4b with MVK under the influence of 10 mol%
of “AlLiBINOL” at -30 °C gave 6.7b with 74% e.e. after 72 h, while when 5 mol% of
“AlLiBINOL” was used 6.7b was isolated with 80% e.e. after 96 h. These data show that a
decrease in the amount of catalyst used results in an increase in enantioselectivity of the
Michael addition. A further decrease of the amount of catalyst led to excessively long reaction
times.
6.3.2 Solvent dependence
Next the effect of various solvents on the reaction was investigated. The results are
depicted in Table I. THF gave the best results providing (-)-6.7b in good yield with an e.e. of
71% at -20 °C and was therefore used in the further investigations. Noteworthy is the result
obtained with dichloromethane as the solvent. The Michael addition performed in THF
furnished (+)-6.7b with an e.e. of 7% at RT, whereas the same reaction in dichloromethane
yielded (+)-6.7b with 20% e.e.. The selectivity could even be improved to 25% e.e. by
performing the reaction in refluxing dichloromethane (at -20 °C 6% e.e. was found in this
solvent). Furthermore it should be noted that the reaction is much slower in dichloromethane
-30 -20 -10 0 10 20 30-20
0
20
40
60
80
°C
Figure 6.2 Temperature dependence of the enantioselectivity of
the Michael addition of 6.4b with 6.5a.
e.e.
of 6
.7b
Chapter 6
98
and dichloroethane compared to the reaction in THF, resulting in only low conversions to the
desired Michael adduct low temperatures (entries 4 and 8).
O
OAl
O
O
Li
NO2
CO2Bn
O, THF
O2N
BnO2CO
6.6
6.4b
6.5a
6.7b
Table 1 Solvent effect on the asymmetric Michael addition of 6.4b with 6.5aEntry Solvent Catalyst amount
(mol%)T (°C) time (h)a e.e. (%)
1 Tetrahydrofuran 10 -20 72 71(-)
2 Toluene 10 -30 72 7(-)
3 Diethylether 10 -30 72 19(-)
4 dichloromethane 10 -20 72b 6(+)
5 dichloromethane 10 RT 72 20(+)
6 dichloromethane 10 40 72 25(+)
7 Dioxane 10 RT 18 4(+)
8 Dichloroethane 10 -30 72b 4(-)a Complete conversion of starting material in the specified time was found except for entries 4 and 8. b Low
conversion <40%, even after 72 h.
6.3.3 Substrate variation
In order to examine the scope of this new enantioselective Michael addition catalyzed
by 6.6 several substrates were tested. The results are listed in Table 2. The in situ prepared
catalyst 6.6 (5-10 mol%)33 provided Michael adducts 6.7c-f in good yields with enantiomeric
excesses ranging from 5% to 55% when β-unsubstituted enones were used (Table 2).
However, β-substituted enones and cyclic enones were unreactive under the present
conditions (entries 9 and 10), and starting materials were recovered, even after prolonged
reaction times. Furthermore, ethyl acrylate (entry 11) and acrolein (entry 12) were not
converted into the Michael adducts under these conditions since polymerisation of the
Michael acceptor was observed.
The presence of sterically demanding substituents often results in an increase of the
enantioselectivity. However, in the reactions tested here this effect was not observed. The
introduction of larger substituents either in the Michael donor or the Michael acceptor
resulted in a lower enantioselectivity. This was most striking when 1-phenyl-propenone (6.5c)was used in the reaction with 6.4b, in which the desired Michael adduct 6.7f was isolated
with very low e.e. (5-8%, entries 7,8).
Catalytic Enantioselective Michael Addition Reactions of α-Nitroesters to α,β-UnsaturatedKetones
99
O
OAl
O
O
Li
NO2
R2 CO2Bn
O
R3 , THF
O2N
BnO2C
R2
O
R3
6.6
R4 R4
Table 2 Substrate variation in "AlLiBINOL" catalyzed asymmetric Michael addition.
Entry R2 R3 R4 Temp.(°C) “AlLiBINOL”
(mol%)
Time (h) Yield (%)a e.e. (%)
1 Me Me H -30 10 72 83 74
2 Me Me H -30 5 96 81 80
3 Me Et H -23 10 72 84 49
4 Me Et H -24 5 72 n.d.b 55
5 Et Me H -21 10 72 86 47
6 Et Et H -23 10 72 84 33
7 Me Ph H RT 10 18 87 8
8 Me Ph H -24 10 72 86 5
9 Me Me Me RT or -20 10 72 0 -
10 Me (CH2)3 RT or -20 10 72 0 -
11 Me OEt H RT or -20 10 72 0 -
12 Me H H RT 10 18 0 - a Isolated yield, b n.d.= not determined.
6.3.4 Chiral nitroester in "AlLiBINOL" catalyzed Michael additions
The addition of (1R,2S,5R)-menthyl-2-nitropropionate 6.4d to 6.5a under the
influence of in situ prepared catalyst 6.6 furnished 6.7g with diastereoselectivities comparable
to the values obtained for 6.7a and 6.7b (RT: d.e. = 7%, -25 °C: d.e. = 70%, Scheme 6.5).35
These results show that the asymmetric induction is exclusively accomplished by the chiral
catalyst as the chiral auxiliary did not significantly influence the selectivity of the Michael
addition.
35 The diastereomeric ratio of 6.7g was determined by 13C-NMR (125 MHz).
Chapter 6
100
O
OAl
O
O
Li
NO2
CO2Men*
O, THF
O2N
*MenO2CO
6.6
6.4d
6.5a
6.7g
Men*=
Scheme 6.5
6.3.5 Catalyst variation
In contrast with the results reported by Shibasaki and co-workers31 on the Michael
addition of dialkyl malonates to cyclic enones the use of the “AlNaBINOL” complex (instead
of “AlLiBINOL”), prepared in situ from NaAlH4 and 2 equivalents of BINOL, in the reaction
of 6.4b with 6.5a resulted in nearly racemic 6.7b, albeit, with high chemoselectivity.
Furthermore the use of (R)-3,3’-dimethyl-2,2’-dihydroxy-1,1’-binaphthyl36 as chiral ligand
resulted in a poorly soluble catalyst complex. When this heterogeneous system was utilized in
the reaction of 6.4b with enone 6.5a, Michael adduct 6.7b was isolated in 89% yield but with
low enantioselectivity (e.e. <5%). The steric bulk at the 3 position of the substituted BINOL
ligand might prevent the formation of a complex similar to that prepared from BINOL. The
reduced solubility of this catalyst might be explained by the formation of, for example,
oligomeric structures.
As an alternative chiral C2-symmetric diol, an in situ prepared catalyst from 2
equivalents of α,α,α′,α′-tetraphenyl-2,2'-dimethyl-1,3-dioxolane-4,5-dimethanol
(TADDOL)37,38 and LiAlH4 was tested.39 Although again an excellent yield of the desired
Michael adduct 6.7b was obtained, no asymmetric induction was accomplished using this
type of ligand. A heterobimetallic complex ("AlLiTADDOL", 6.8) which is probably
responsible for the efficient catalysis of the Michael addition (Scheme 6.6). The chirality of
the complex is apparently not capable of effecting the stereochemical outcome of the Michael
addition.
36 de Vries, A.H.M. Catalytic Enantioselective Conjugate Addition of Organometallic Reagents, Ph. D.
Thesis, University of Groningen, 1996, 129.37 Narasaka, K. Synthesis 1991, 1.38 Dahinden, R., Beck, A.K., Seebach, D. in Encyclopedia of Reagents for Organic Synthesis, Paquette,
L.A. Ed., Wiley, Chichester, 1995, Vol. 3, 2167.39 Using this ligand Seebach prepared a chiral LiAlH4 derivative for the enantioselective reduction of
ketones.38
Catalytic Enantioselective Michael Addition Reactions of α-Nitroesters to α,β-UnsaturatedKetones
101
NO2
CO2Bn
O, THF
O2N
BnO2CO
6.8
6.4b
6.5a
6.7b
O
O
O
O O
O
O
OAl
Ph Ph Ph
PhPhPhPh
PhLi
Scheme 6.6 AlLiTADDOL catalyzed Michael addition.
NO2
R2 CO2R1
O2N
R1O2C
R2
O
O2N
R1O2C
R2
O
O2N
R1O2C
R2
O
O
10 mol% AlLiBINOL2MVK
10 mol% AlLiBINOL2.45MVK
6.7 < 40 % 6.9 > 60 %
+
isolated yield > 81 %6.7
Scheme 6.7
6.4 Catalyst formationWhen we used the in situ prepared catalyst, according to the procedure described by
Shibasaki an co-workers (using 2.0 equiv. of BINOL),31 the yields of the Michael adducts 6.7were low because the 1,4-addition reaction was accompanied by the formation of tandem
Michael adducts 6.9 (Scheme 6.7). Apparently the solution is too basic to accomplish
efficient quenching of the intermediate enolate that is formed in the Michael addition and
therefore the enolate reacts with an additional equivalent of MVK. The yields of the desired
mono-Michael adducts could be improved by using larger amounts of BINOL for the
formation of the catalyst, and in this way reduce the basicity of the reaction medium. Careful
adjustment of the stoichiometry of the reagents showed that the highest yields of Michael
adducts 6.7 were obtained when 2.45 equiv. of BINOL and 1.0 equiv. of LiAlH4 in THF were
used for the catalyst preparation. Using this stoichiometry a homogeneous catalyst solution
was obtained, whereas larger amounts of BINOL resulted in a white precipitate from the
reaction mixture probably because of the formation of oligomeric structures40 in which the
BINOL can act as a bridging ligand.
40 Apbett, A.W. in Encyclopedia of Inorganic Chemistry, King, R.B. Ed., Wiley, Chichester, 1994, Vol.
1., 115.
Chapter 6
102
6.5 Mechanistic and structural aspects of the "AlLiBINOL" catalyzed Michael additions
of α-nitroesters
The 1,4-addition reaction is proposed to proceed via double coordination of the
Michael donor as well as coordination of the Michael acceptor to the heterobimetallic catalyst
in accordance with the mechanism proposed by Shibasaki and co-workers.41 The lithium
naphthoxide moiety can function as a Brönsted base and the aluminium alkoxide functions as
a Lewis acid. The reaction of the α-nitroester with the “AlLiBINOL” complex gives the
corresponding lithium enolate (I ). This enolate then reacts with the enone, which is activated
by coordination to the aluminium Lewis acid centre, to give the aluminium enolate (II ) after
1,4-addition. The resulting alkoxide then reacts with an acidic hydrogen of a Michael donor
to generate the desired Michael adduct and the “AlLiBINOL” complex is regenerated to react
in the next catalytic cycle (Scheme 6.8).
OAl
OOO
* *
OAl
OOO
* *
Li
H
ON
O
OR1OR2
NO2
R2 CO2R1O2N
R1O2C
R2
O
6.46.7
Li
H
O
R2
NO2R1O2C
II
O+
6.5
I
O
"AlLiBINOL"complex 6.6
O
OAl
O
O
Li
Scheme 6.8 Possible reaction path for the Michael addition.
The catalytic enantioselective Michael addition in which the chirality is introduced at
the Michael donor site often imparts lower selectivity than the catalytic enantioselective
Michael additions in which the chiral centre is introduced at the Michael acceptor site.42 A
possible explanation for this phenomenon can be found in the fact that the Michael donor is
chiral itself, whereas for the second class of reactions both the Michael donor and the Michael
acceptor are achiral.
41 Shibasaki, M., Sasai, H., Arai, T. Angew. Chem., Int Ed. Engl. 1997, 36, 1236.42 For a more detailed discussion on this subject, see Chapter 1.
Catalytic Enantioselective Michael Addition Reactions of α-Nitroesters to α,β-UnsaturatedKetones
103
The chirality of the Michael donor can influence the stereochemical outcome of the
reactions in several ways. It can be imagined that opposite enantiomers of the racemic
Michael donor bind to the catalyst in a different manner (Scheme 6.9). In this way two
diastereomeric intermediate complexes I or II are produced. These two different
diastereomeric complexes can subsequently react to give the desired product, with different
rates and selectivity since one complex can have a good match and give high selectivity
whereas the other complex imparts lower selectivity. So if one path gives high
enantioselectivity but the other is less selective, the overall e.e. is lower than the selectivity
that is found in case of an achiral Michael donor.
ON+
O
OR1O-
ON+
O
RO O-
or
catalyst
R2
R2
ON+
O
OR1O-
R2
+*
*
*
O
R3
O2N
R1O2C
R2
O
R3
O
R3
O2N
R1O2C
R2
O
R3
e.e. = X
e.e. = Y
diastereomeric complex I
*
*
ML
ML
ML
diastereomeric complex II
Scheme 6.9
6.6 Catalyst structureShibasaki has proposed a dimeric structure of the heterobimetallic catalyst 6.6 with a
ratio of Li:Al:BINOL=1:1:2, based on the amount of reagents used for the preparation of the
catalyst and the X-ray structure of a complex of AlLi(BINOL)2 and cyclohexenone. 31,43
Furthermore Shibasaki recently reported an X-ray structure of a dimeric complex of
AlLi(BINOL) 2 and three additional THF molecules.44
However, since we found some
unexpected results such as the temperature dependence of the Michael additions and the
reversal of enantioselectivity, we decided to investigate the nature of the catalyst in more
detail.
43 Also three THF molecules were present in the crystal structure.44 Arai, T., Yamada, Y.M.A., Yamamoto, N., Sasai, H., Shibasaki, M. Chem. Eur. J. 1996, 2, 1368.
Chapter 6
104
Figure 6.3 Pluton drawing of molecular structure of AlLi3BINOL3.6THF 6.10. a: Top view;
b: side view
In our hands a solution of “AlLiBINOL” (LiAlH4:BINOL=1:2.45) in THF also
provided crystals suitable for X-ray analysis. The molecular structure of the trimeric complex
6.10 is shown in Figure 6.3. The complex consists of one aluminium and three lithium atoms
and three BINOL and six THF molecules. The aluminium is surrounded by three BINOL
molecules stabilised by three lithium ions. The six THF molecules are present to complete the
lithium coordination sites. The complex has a slightly distorted octahedral geometry around
the aluminium centre, with a Al-O-distance of 1.891(3) Å and a Li-O-distance of 1.944(11)
Å. This trimeric structure, in fact, resembles the structure of the heterobimetallic lanthanide-
tris-lithium-tris-BINOL complexes described recently by Shibasaki.21b The crystalline
complex 6.10 efficiently promoted the Michael reaction of 6.4b with 6.5a at -20 °C in THF to
Catalytic Enantioselective Michael Addition Reactions of α-Nitroesters to α,β-UnsaturatedKetones
105
give 6.7b with 65% e.e.. This indicates that complex 6.10 is indeed involved in the
enantioselective catalytic process, or can at least function as a precursor for the actual active
catalyst.
-60-40-20020406080100120140 -80 ppm
Figure 6.5 27Al NMR spectrum of AlLiBINOL2 in dry THF.
Since the ratio of Al and Li found in the structure of 6.10 did not correspond with the
ratio of the reagents used for the formation of the, most efficient, in situ prepared catalyst, we
set out to examine the catalyst further using 27Al NMR.45,46,47,48
Based on the X-ray structure of the AlLi3BINOL3.6THF and the stoichiometry of the
reagents used we expected at least two signals in the 27Al NMR spectrum for the different
complexes in solution. To our surprise both for the solution of “AlLiBINOL” prepared from 1 45 Benn, R., Janssen , E., Lehmkuhl, H, Rufiñska, A. J. Organomet. Chem. 1987, 333, 181; Delpuech, J.-
J., Khaddar, M.R., Peguy, A.A., Rubini, P.R. J. Am. Chem. Soc. 1975, 97, 3373.46 Apbett, A.W., in Encyclopedia of Inorganic Chemistry, King, R.B. Ed., John Wiley & Sons,
Chichester, Vol. 1., 1994, 104.47 Hinton, J.F., Briggs, R.W. in NMR and the Periodic Table, Harris, R.K., Mann, B.E. Eds., Acad. Press,
London, 1978, 279.48 Taylor, M.J. in Comprehensive Coordination Chemistry, Wilkinson, G. Ed., Pergamonn Press, London,
1987, Vol. 3., 105.
ppm-80-60-40-20020406080100120140
a
b
Figure 6.4 27Al NMR spectra of a) “AlLiBINOL” and b) AlLi3BINOL3.6THF
in CDCl3.
Chapter 6
106
equiv of LiAlH4 solution in THF and 2 equiv of BINOL and for the solution prepared from 1
equiv of LiAlH4 solution in THF and 2.45 equiv of BINOL we obtained nearly identical
spectra in dry CDCl3 (ratio’s Li:Al:BINOL=1.0:1.0:2.0 and Li:Al:BINOL=1.0:1.0:2.45,
respectively, Figure 6.4a).49 The spectra consisted of three overlapping signals; one sharp
absorption at 18.8 ppm and two broader signals at 35 ppm and 53 ppm. In contrast Shibasaki
observed only one broad signal for the catalyst (Li:Al:BINOL=1.0:1.0:2.0) in THF, prepared
from LiAlH 4 powder.51 Shibasaki concluded from this observation that AlLiBINOL2 is the
only complex in solution and that the structure of the catalyst was unequivocally determined.
The sharp signal at 18.8 ppm is characteristic for a symmetrical octahedral
arrangement of the complex, whereas the signals at lower field probably originate from
tetrahedral complexes with lower symmetry.45,46 The sharp signal at 18.8 ppm was also found
in the 27Al NMR spectrum in CDCl3 of a trimeric complex prepared from 1 equiv. of LiAlH4
solution in THF and 2 equiv. of BuLi and 3 equiv. of BINOL (ratio Li:Al:BINOL=3:1:3,
AlLi 3BINOL3)(Figure 6.4b) equivalent to trimeric complex 6.10. Based on the 27Al NMR
data it appears that AlLi3BINOL3.6THF is indeed present in CDCl3 solution, although it is
reasonable to believe that this is not the only active complex in solution responsible for
enantioselective catalysis, because at least three aluminium complexes are observed in
chloroform by 27Al NMR using in situ preparation. Furthermore, the complexes can readily
exchange their ligands in solution and it is assumed that the different complexes are in
equilibrium with each other (Scheme 6.10).
Since different results are obtained by performing the catalytic reactions in
dichloromethane or in THF (Table 1) the complex composition in different solvents was
studied in more detail. The 27Al NMR of the catalyst solution in THF, prepared according to
the procedure described by Shibasaki (ratio Li:Al:BINOL=1.0:1.0:2.0), was recorded.50 The
LiAlH 4 powder was weighed under dry argon in a glove box to prevent reaction with water
and the catalyst solution was prepared using BINOL dried in vacuo. Again, in sharp contrast
with the results obtained by Shibasaki51 two peaks were observed, as depicted in Figure 6.5.
Although the relative intensities showed large differences in dry THF or dry CDCl3 and the
signals shifted to lower field in THF, this experiment indicated that also in THF more than
one complex is present in solution. Although complex 6.10 is probably present both in THF
and CDCl3, the different complexes are probably in equilibrium in solution. First of all pure
6.10 is poorly soluble in THF and furthermore the fact that opposite enantiomers of the
Michael adducts are isolated in THF or dichloromethane and the observed temperature
dependence (Figure 6.2), indicate that not a single catalyst structure is responsible for the
observed selectivity.
49 27Al NMR spectra were recorded after evaporation of the THF, the residual white powder was dissolved
in dry CDCl3 under dry N2 atmosphere.50 Using an internal tube containing THF-d8 for locking.51 Shibasaki, M. personal communication, see also ref. 31.
Catalytic Enantioselective Michael Addition Reactions of α-Nitroesters to α,β-UnsaturatedKetones
107
OAl
O
O
O
Li
**
AlLiBINOL2
*
*OAl
O O
OO
O
Li
Li
Li *
AlLi3BINOL3
Oligomeric complexes?
Scheme 6.10
6.7 Conclusions
In conclusion, we have developed a new asymmetric Michael addition reaction of α-
nitroesters to α,β-unsaturated ketones using “AlLiBINOL” as a heterobimetallic chiral
catalyst. Enantioselectivities as high as 80% were achieved. Since the nitro group can be
easily converted into an amino or an N-hydroxylamino group, the Michael addition products
obtained in this reaction are considered to be useful synthetic intermediates for optically
active α-alkylated α-amino acids. These molecules occur frequently in natural products and
the new synthetic route might be applied for the preparation of peptide mimetica. Contrary to
the initial reports of Shibasaki who found that the heterobimetallic "AlLiBINOL" catalyst is a
dimeric BINOL complex and is formed as a single species, our investigations show that the
"AlLiBINOL" can also adopt a trimeric structure, similar to the structures of several
lanthanide derived BINOL catalysts.21b
6.8 Experimental section
Instruments and materials
The following compounds were commercially available and used without purification:
LiAlH 4 solution in THF (1 M, Aldrich, Fluka), NaAlH4 solution in THF (1M, Aldrich),
LiAlH 4 (Merck), 2-cyclopentenone (Aldrich), 2-cyclohexenone (Aldrich), mesityloxide
(Aldrich), (R)-BINOL (Syncom), d-menthol (Janssen). Methyl vinyl ketone (MVK, Aldrich
or Fluka) and ethyl vinyl ketone (Aldrich) were distilled immediately prior to use. Ethyl-2-
nitropropionate 6.4a was prepared according to a literature procedure.52 27Al NMR spectra
were recorded on a Varian-300 (78.12 MHz) spectrometer. Chemical shifts are denoted in δ-
units (ppm) relative to Al(OH2)63+ as an external standard: δ(Al(OH2)6
3+) = 0.0 ppm for the
measurements in CDCl3. In THF, THF-d8 was used as an external standard. HPLC analysis
were carried out using a Waters 600E system controller equipped with a Waters 991
photodiode array detector. Chromatographic purification of the Michael adducts 6.7 was
performed by rotating disk chromatography with Chromatotron model 7924T, by Harrison
research, equipped with a FMI lab pump RP-G150. All catalytic reactions were performed in
oven dried glassware under dry N2 atmosphere and solvents were dried using standard
procedures.
52 Kornblum, N., Blackwood, R.K. Organic Synthesis, Wiley, New York, 1963, Collect. Vol. 4, 454.
Chapter 6
108
Preparation of “AlLiBINOL” complex 6.6.
To a stirred solution of dry (R)-BINOL (700 mg, 2.45 mmol) in 9.0 mL dry THF (Na) at 0 °Cwas slowly added 1.0 mL of LiAlH4 (1.0 M) solution in THF, and the mixture was stirred at
this temperature for 30 min at 0 °C. The residual homogeneous catalyst solution (0.10 M in
THF) was used as such for the enantioselective reactions.
Benzyl 2-nitropropionate (6.4b)
Prepared in 65% yield according to the literature procedure52 for the preparation of a related
compound and purified using flash chromatography (SiO2, hexane:ethyl acetate = 4:1). 1H-
NMR (CDCl3, 200 MHz) δ = 1.79 (d, J = 7.1 Hz, 3H, CH3), 5.23 (q, J = 7.1 Hz, 1H, CH),
5.25 (s, 2H, CH2Ar), 7.35 (m, 5H, Ar); 13C-NMR (CDCl3, 50 MHz) δ = 15.45 (q), 68.28 (t),
82.97 (d), 128.22 (d), 128.62 (d), 128.72 (d), 134.12 (s), 164.87 (s).
Benzyl 2-nitrobutyrate (6.4c)
Prepared in 62% yield according to the literature procedure52 for the preparation of a related
compound and purified using flash chromatography (SiO2, hexane:ethyl acetate = 4:1). 1H-
NMR (CDCl3, 200 MHz) δ = 1.02 (t, J = 7.3 Hz, 3H, CH3), 2.25 (m, 2H, CH2), 5.07 (dd, J =
5.6 Hz, J = 9.0 Hz, 1H, CH), 5.24 (s, 2H, CH2Ar), 7.35 (m, 5H, Ar);13C-NMR (CDCl3, 50
MHz) δ = 9.86 (q), 23.67 (t), 68.17 (t), 89.16 (d), 128.23 (d), 128.61 (d), 128.71 (d), 134.17
(s), 164.28 (s).
l-(-)(1R,2S,5R)-Menthyl 2-(R,S)-nitropropionate (6.4d)
Prepared in 56% yield, according to the literature procedure52 for the preparation of a related
compound, from l-(-)-(1R,2S,5R)-menthyl 2-(R,S)-bromopropionate53
and purified using flash
chromatography (SiO2, hexane:diethylether = 9:1). [α]D -62.4 (c 1.00, CHCl3); 1H-NMR
(CDCl3, 200 MHz) δ = 0.75 (d, J = 7.1 Hz, 3H, CH3), 0.90 (dd, J = 6.1 Hz, J = 4.9 Hz, 6H,
2xCH3), 0.84 - 1.73 (m, 8H), 1.78 (d, J = 7.1 Hz, 3H, CH3), 1.99 (m, 1H, CH), 4.77 (dt, J1 =
4.4 Hz, J2 = 10.7 Hz, OCH), 5.19 (q, J = 7.1 Hz, 1H, CH3); 13C-NMR (CDCl3, 50 MHz) δ =
15.45 (q), 15.72 (q), 20.41 (q), 21.62 (q), 22.91 (t), 25.88 (d), 25.79 (d), 31.10 (d), 39.87 (t),
40.00 (t), 46.47 (d), 46.53 (d), 77.32 (d), 83.14 (d), 164.45 (s)
General procedure for the synthesis of Michael adducts 6.7.
To 1.0 mmol of α-nitroester 6.4 was added 1.0 mL of “AlLiBINOL” solution in THF at
ambient temperature. The resulting solution was then brought to the desired temperature and
the Michael donor 6.5 (2.2 mmol) was added in one portion. The reaction mixture was stirred
Catalytic Enantioselective Michael Addition Reactions of α-Nitroesters to α,β-UnsaturatedKetones
109
at the indicated temperature and the progress of the reaction was monitored by TLC (SiO2,
hexane:acetone = 9:1) until all of the starting α-nitroester was converted.54 The reaction
mixture was then treated with 1N HCl (1.0 mL) followed by extraction with dichloromethane
(2x10 mL). The combined organic extracts were washed with water (5 mL) and concentrated.
Toluene (10 mL) was added and the solution was again concentrated to give a nearly
colourless residue. Purification by rotating disk chromatography (SiO2, hexane:acetone = 9:1)
gave the Michael adducts 6.7 as nearly colourless analytical pure oils. Yields and e.e.’s are
compiled in tables I and II.
Ethyl 2-methyl-2-nitro-5-oxohexanoate (6.7a)
The e.e. of 6.7a was determined by HPLC analysis on a chiral stationary phase (DAICEL
CHIRALPAK OJ, iPrOH:hexane 1:9) after conversion to the corresponding 1,3-dioxolane.55
6.7a: 1H-NMR (CDCl3, 200 MHz) δ = 1.29 (t, J = 7.2 Hz, 3H, CH3), 1.77 (s, 3H, CH3), 2.16
(s, 3H, CH3), 2.41-2.59 (m, 4H, 2xCH2), 4.26 (q, J = 7.2 Hz, 2H, CH2); 13C-NMR (CDCl3, 50
MHz) δ = 13.52 (q), 21.76 (q), 29.69 (q), 29.94 (t), 37.63 (t), 62.74 (t), 91.64 (s), 166.97 (s),
205.73 (s). MS(CI):235[M++NH4+]; Anal. calcd. for C9H15NO5: C 49.76, H 6.96, N 6.45,
found: 49.50, H 6.84, N 6.27.
Benzyl 2-methyl-2-nitro-5-oxohexanoate (6.7b)
According to the general procedure 6.7b was obtained as a nearly colourless oil. [α]D -1.87 (c
0.48, CHCl3) (75% e.e.); The e.e. of 6.7b was determined by HPLC analysis on a chiral
stationary phase (DAICEL CHIRALPAK AD, iPrOH:hexane 1:39). 1H-NMR (CDCl3, 200
MHz) δ = 1.78 (s, 3H, CH3), 2.10 (s, 3H, CH3), 2.48 (m, 4H, CH2), 5.22 (s, 2H, CH2Ar), 7.34
(m, 5H, Ar); 13C-NMR (CDCl3, 50 MHz) δ = 21.91 (q), 19.64 (q), 30.00 (t), 27.55 (t), 68.19
(t), 91.67 (s), 128.20 (d), 128.60 (d), 128.67 (d), 134.25 (s), 166.78 (s), 205.66 (s);
MS(CI):297[M++NH4+]; Anal. calcd. for C14H17NO5: C 60.21, H 6.14, N 5.01, found: C
60.18, H 6.14, N 4.88.
Benzyl 2-ethyl-2-nitro-5-oxohexanoate (6.7c)
According to the general procedure 6.7c was obtained as a nearly colourless oil. [α]D +2.65 (c
0.64, CHCl3) (47% e.e.); The e.e. of 6.7c was determined by HPLC analysis on a chiral
stationary phase (DAICEL CHIRALPAK AD, iPrOH:hexane 1:39). 1H-NMR (CDCl3, 200
MHz) δ = 0.88 (t, J = 7.4 Hz, 3H, CH3), 2.06 (s, 3H, CH3), 2.11-2.46 (m, 6H, 3xCH2), 5.22
(s, 2H, CH2Ar), 7.34 (m, 5H, Ar); 13C-NMR (CDCl3, 50 MHz) δ = 7.67 (q), 27.00 (t), 28.17
53 Lau, H.-H., Schöllkopf, U. Liebigs Ann. Chem. 1981, 137854 Mixture for TLC staining: o-anisaldehyde dip: (mix at 0 °C) anis aldehyde 7.4 mL; ethanol (96%) 383
mL; sulfuric acid 10 mL; acetic acid 3.0 mL.55 Dann, A.E., Davis, J.B., Nagler, M.J. J. Chem. Soc., Perkin I 1979, 158.
Chapter 6
110
(t), 29.62 (q), 37.39 (t), 51.95 (t), 95.55 (s), 128.38 (d), 128.58 (d), 128.69 (d), 134.31 (s),
166.37 (s), 205.72 (s); MS(CI):311[M++NH4+]; Anal. calcd. for C15H19NO5: C 61.42, H 6.53,
N 4.78, found: C 61.36, H 6.59, N 4.58.
Benzyl 2-methyl-2-nitro-5-oxoheptanoate (6.7d)
According to the general procedure 6.7d was obtained as a nearly colourless oil. [α]D + 3.04.
(c 0.29, CHCl3) (49% e.e.); The e.e. of 6.7d was determined by HPLC analysis on a chiral
stationary phase (DAICEL CHIRALPAK AD, iPrOH:hexane 1:19). 1H-NMR (CDCl3, 200
MHz) δ = 1.02 (t, J = 7.32 Hz, 3H, CH3), 1.77 (s, 3H, CH3), 2.36 (q, J = 7.32 Hz, CH2), 2.45
(m, 4H, 2xCH2), 5.22 (s, 2H, CH2Ar), 7.34 (m, 5H, Ar); 13C-NMR (CDCl3, 50 MHz) δ = 7.44
(q), 21.86 (t), 30.07 (t), 35.68 (t), 36.19 (t), 68.17 (t), 91.75 (s), 128.17 (d), 128.58 (d), 128.65
(d), 134.27 (s), 167.11 (s), 208.47 (s); MS:311[M++NH4+]; Anal. calcd. for C15H19NO5: C
61.42, H 6.53, N 4.78, found: C 61.50, H 6.58, N 4.66.
Benzyl 2-ethyl-2-nitro-5-oxoheptanoate (6.7e)
According to the general procedure 6.7e was obtained as a nearly colourless oil. [α]D -1.23 (c
0.73, CHCl3) (33% e.e.); The e.e. of 6.7e was determined by HPLC analysis on a chiral
stationary phase (DAICEL CHIRALPAK AD, iPrOH:hexane 1:19). 1H-NMR (CDCl3, 300
MHz) δ = 0.87 (t, J = 7.3 Hz, 3H, CH3), 1.01 (t, J = 7.3 Hz, 3H, CH3), 2.00-2.45 (m, 8H,
4xCH2), 5.22 (s, 2H, CH2Ar), 7.34 (m, 5H, Ar); 13C-NMR (CDCl3, 75 MHz) δ = 7.67 (q),
7.90 (q), 27.29 (t), 28.30 (t), 35.68 (t), 36.22 (t), 68.18 (t), 95.77 (s), 128.43 (d), 128.64 (d),
128.74 (d), 134.40 (s), 166.43 (s), 208.51 (s); MS(CI):325[M++NH4+]; Anal. calcd. for
C16H21NO5: C 62.51, H 6.89 N 4.56, found: C 62.71, H 7.12, N 4.78.
Benzyl 2-methyl-2-nitro-5-oxophenylpentanoate (6.7f)
According to the general procedure 6.7f was obtained as a nearly colourless oil. [α]D + 0.65.
(c 0.62, CHCl3) (8% e.e.); The e.e. of 6.7f was determined by HPLC analysis on a chiral
stationary phase (DAICEL CHIRALPAK AD, iPrOH:hexane 1:39). 1H-NMR (CDCl3, 200
MHz) δ = 1.85 (s, 3H, CH3), 2.65 (m, 2H, CH2), 3.02 (m, 2H, CH2), 5.24 (s, 2H, CH2Ar),
7.33-7.58 (m, 2H, Ar); 13C-NMR (CDCl3, 50 MHz) δ = 22.10 (q), 30.56 (d), 32.79 (t), 68.23
(t), 91.91 (s), 127.86 (d), 128.24 (d), 128.54 (d), 128.59 (d), 128.65 (d), 133.30 (d), 134.24
(s), 136.07 (s), 166.86 (s), 197.30 (s); MS(CI): 359[M++NH4+]; Anal. calcd. for C19H19NO5:
C 66.84, H 5.61 N 4.10, found: C 66.84, H 5.73, N 3.92.
(1R,2S,5R)-Menthyl 2-methyl-2-nitro-5-oxohexanoate (6.7g)
According to the general procedure 6.7g was obtained as a nearly colourless oil as a
inseparable 1:1 mixture of diastereoisomers, see text. 1H-NMR (CDCl3, 200 MHz) δ = 0.75
Catalytic Enantioselective Michael Addition Reactions of α-Nitroesters to α,β-UnsaturatedKetones
111
(d, J = 7.1 Hz, 3H, CH3), 0.89 (t, J = 6.35 Hz, 6H, 2xCH3), 0.80-1.80 (m, 8H), 1.95-2.02 (m,
1H, CH), 1.74 (s, 3H, CH3), 2.15 (s, 3H, CH3), 2.41-2.55 (m, 4H, 2xCH2), 4.30 (dt, J = 10.74
Hz, J = 4.39 Hz, 1H, CH); 13C-NMR (CDCl3, 125 MHz) δ = 15.66 (q), 15.72 (q), 20.61 (q),
21.77 (q), 22.84(q), 28.90 (q), 25.84 (q), 25.91 (q), 31.24 (t), 33.85 (t), 37.75 (t), 39.83 (t),
39.90 (t), 46.58 (q), 77.30 (d), 91.79 (s), 91.84 (s), 166.43 (s), 205.47 (s), 205.51 (s);
MS(CI): 345[M++NH4+]; Anal. calcd. for C17H29NO5: C 62.36, H 8.93, N 4.28, found: C
62.40, H 9.05, 4.14.
Crystal data for: AlLi 3BINOL 3.6THF (6.10)Colourless transparent block shaped crystals were obtained when a 0.01 M solution of
"AlLiBINOL" in THF was slowly evaporated. X-ray data were collected on an Enraf-Nonius
CAD4T diffractometer on a rotating anode (MOKα, λ = 0.71073 &) at 150 K for a transparent
colourless crystal [0.18x0.25x0.50].56 The structure solved by direct methods
(SHELXS96/TREF) and refined on F2 using SHELXL96 to a final R = 0.0704 (wR2 = 0.158)
for 2113 reflections and 152 parameters. Hydrogens were taken into account on calculated
positions. A final difference map showed no density excursions outside -0.29 and 0.26 e/Å3.
Anal. calcd. for AlLi3BINOL3.6THF (C84H84O12AlLi 3): Al 1.99, Li 1.54 found: Al 1.95, Li
1.52. Crystal data and experimental details of the structure determination are compiled in
Table 3. For additional references and experimental details, see Chapter 7.
Table 3 Crystal data, data collection, structure solution, and refinement for
AlLi 3BINOL3.6THF 6.10Empirical formula C84H84AlLi 3O12
Formula weight 1333.39
Crystal system Hexagonal
Space Group P6322
a (Å), b (Å), c (Å) 14.4753(15), 14.4753(15), 19.6929(11)
α,β,χ (°) 90, 90, 120
V (Å3) 3573.5(6)
Z 2
D (calc,) (g/cm3) 1.239
F (000) (electrons) 1412
µ(Mo Kα) (cm-1) 0.9
Crystal size (mm) 0.18 x 0.25 x 0.5
Data collectionTemperature (K), exposure time (H) 150, 24.5
Radiation (Å) Mo Kα (0.71073 Å)
Θ range (°) 1.6 - 25.0
Total data, Unique data, Observed data ( I > 2.0 σ (I)) 9190, 2213, 1071
RefinementNumber of reflections 2113
Number of refined parameters 152
Final agreement factors
RF, wR 0.0704, 0.158
Chapter 6
112
Table 4 Bond lengths (Å) for AlLi3BINOL3.6THFa 6.10Al (1)-O(1) 1.891(3) C(5)-C(6) 1.347(8) C(6)-H(6) 0.9312
O(1)-C(1) 1.331(6) C(6)-C(7) 1.387(8) C(7)-H(7) 0.9299
O(1)-Li(1) 1.944(11) C(7)-C(8) 1.367(9) C(8)-H(8) 0.9301
O(2)-C(11) 1.408(5) C(8)-C(9) 1.412(8) C(11)-H(11a) 0.9702
O(2)-C(14) 1.409(11) C(9)-C(10) 1.436(7) C(11)-H(11b) 0.9704
O(2)-Li(1) 2.006(10) C(10)-(C10_d) 1.515(6) C(12)-H(12a) 0.9694
C(1)-C(2) 1.417(6) C(11)-C(12) 1.500(12) C(12)-H(12b) 0.9699
C(1)-C(10) 1.388(7) C(12)-C(13) 1.402(13) C(13)-H(13a) 0.9707
C(2)-C(3) 1.362(8) C(13)-C(14) 1.420(12) C(13)-H(13b) 0.9688
C(3)-C(4) 1.407(9) C(2)-H(2) 0. 9305 C(14)-H(14a) 0.9709
C(4)-C(5) 1.431(8) C(3)-H(3) 0.9295 C(14)-H(14b) 0.9704
C(4)-C(9) 1.413(8) C(5)-H(5) 0.9310a Standard deviations in the last decimal are given in parentheses
Table 5 Selected bond angles (°) forAlLi3BINOL3.6THFa 6.10O(1)-Al(1)-O(1-a) 94.97(18) O(1-a)-Al(1)-O(1-e) 81.31(17) Al(1)-O(1)-Li(1) 100.0(3)
O(1)-Al(1)-O(1-b) 94.97(17) O(1-b)-Al(1)-O(1-c) 88.97(18) C(1)-O(1)-Li(1) 123.1(4)
O(1)-Al(1)-O(1-c) 174.82(18) O(1-b)-Al(1)-O(1-d) 81.31(17) C(1)-C(10)-C(10-d) 119.5(4)
O(1)-Al(1)-O(1-d) 88.97(16) O(1-b)-Al(1)-O(1-e) 174.8(2) C(1)-C(10)-C(10-d) 121.6(4)
O(1)-Al(1)-O(1-e) 81.31(17) O(1-c)-Al(1)-O(1-d) 94.97(18) O(1)-Li(1)-O(2) 98.92(16)
O(1-a)-Al(1)-O(1-b) 95.0(2) O(1-c)-Al(1)-O(1-e) 94.97(19) O(1)-Li(1)-O(1-e) 78.6(5)
O(1-a)-Al(1)-O(1-c) 81.31(19) O(1-d)-Al(1)-O(1-e) 94.97(16) O(1)-Li(1)-(O(2-e) 163.4(2)
O(1-a)-Al(1)-O(1-d) 174.8(2) Al(1)-O(1)-C(1) 124.0(4) O(1-e)-Li(1)-O(2-e) 98.9(2)a Standard deviations in the last decimal are given in parentheses
27 Al NMR of "AlLiBINOL"
In CDCl3 under nitrogen atmosphere: a sample of a solution of "AlLiBINOL" in THF (0.10
M) prepared according to the general procedure (1.0 equiv. LiAlH4 solution in THF and 2.45
equiv. BINOL) or according to the stoichiometry used by Shibasaki (1.0 equiv. LiAlH4
solution in THF and 2.0 equiv. BINOL)31 was evaporated to dryness, the residual white
powder was dissolved in dry CDCl3 and the spectra were recorded under N2 atmosphere
(Figure 6.4).
In THF: BINOL (2.864 g, 10.0 mmol) was heated to 60 °C under vacuum for 4 h. The
reaction flask was put under argon and dry THF (freshly distilled from Na, 30.0 mL) was
added. LiAlH4 was weighted under dry nitrogen atmosphere in a glove box and dry THF
(freshly distilled from Na, 20.0 mL) was added and the resulting grey suspension was cooled
to 0 °C. The BINOL solution was slowly added via a canulum. The resulting greyish
suspension was stirred for 1 h at 0 °C. The solid material was allowed to settle and a sample
of the supernatant was transferred to a flame dried NMR tube under argon atmosphere. A dry
internal tube containing THF-d8 was placed in the tube and the spectrum was recorded
directly (Figure 6.5).
56 Performed by N. Veldman, University of Utrecht.