case deposit for investment only - retirement resource · 2020. 6. 23. · total allocated on form...

CASE DEPOSIT FOR INVESTMENT ONLY -

Nationwide Retirement Plans • 1-800-548-6436 • Fax: 1-877-NF401ks (1-877-634-0157)

Section 1 GENERAL INFORMATION

AMOUNT NOTE:

RETIREMENT RESOURCE

Case Number: ______- __________ Case Name: ____________________________________________________________________

Total allocated on form must equal the deposit amount. Indicate Deposit Allocation below in order to invest money.

INVESTMENT NOTE: If no fixed contracts are chosen, 100% of monies will be deposited in Retirement Advantage contract.

Method of Payment: Check #: _________________________ (this form must accompany check)

Wire

ACH

Rollover: Is this money being transferred/rolled over from a previous funding provider? Yes No

Expense Credit: Does an expense credit apply to this deposit? Yes No

If yes, indicate $_____________ OR _____________%

Contract/Program affected: Variable Indexed Fixed Fixed Short Term Indexed Fixed Fixed Select

Fixed Contracts: Contract Contract # (GA-P*) Amount

Indexed Fixed GAP-__________________ $________________

Fixed GAP-__________________ $________________

Short Term Indexed Fixed GAP-__________________ $________________

Fixed Select GAP-__________________ $________________

Section 2 FUNDS

$ Amount FUND NAME VRU Code

Total FundProspectus

Gross Expense Ratio

NW ClearCredit℠Fund Code

AB Bd Infl Strat I 5699 1.180.15EEOA

AB Blnd Style Intl A 2218 1.270.5AIZA

AB Cor Oppr K 1849 1.20.5ADKA

AB Core Oppr I 4757 0.860.15CNTA

AB Disc Gr I 1581 0.750.15ABOA

AB Disc Gr K 1855 1.090.5AKKA

AB Disc Val I 1582 0.880.15ABPA

AB Disc Val K 1856 1.220.5ASSA

AB Emrg Mkt Mult Asst I 5102 1.470.15DCPA

AB Eq Inc I 1583 0.770.15ABQA

AB Eq Inc K 1857 1.10.5AUXA

AB Glbl Bd I 4758 0.560.15CNUA

AB Glbl RealEstInvmt K 2216 1.390.5AKRA

AB Glbl Rsk Alloc I 1576 1.070.15ABHA

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This is page _____ of _____.To facilitate processing of your deposit, please indicate how many pages are included in this request. The first page and the signature page must always be submitted to complete the request.

10/2020

AB Glbl Rsk Alloc K 1848 1.40.5ACKA

AB GlbRealEstInvmt I 4759 1.060.15CNVA

AB Hi Inc A 1007 0.880.5AGDA

AB Hi Inc I 4760 0.60.15CNWA

AB Inc Adv 5698 0.580.15EENA

AB Intl Val K 1853 1.520.5AAKA

AB Intmd Bd I 4761 0.750.15CNXA

AB Intmd Bd K 2217 1.10.5AQKA

AB LgCap Gr I 4763 0.640.15CNZA

AB LgCap Gr K 1854 0.980.5AALA

AB Rel Val I 1578 0.720.15ABKA

AB Rel Val K 1851 1.030.5ALKA

AB Shrt Dur A 2219 0.970.5ADPA

AB SmCap Gr Adv 4249 0.920.15BRAA

AB SmCap Gr K 2851 1.10.5QUAA

AB Sustnbl Intl Thmtc I 4762 1.10.15CNYA

AB Sustnbl Intl Thmtc K 1852 1.450.5AAWA

AB Val K 1858 1.130.5AVKA

Abrden Emrg Mkt A 4370 1.590.5BWTA

Abrden Emrg Mkt Inst 4489 1.160CBVA

Abrden Focs US Eq A 1704 2.090.5GMLA

Abrden Glbl Eq A 253 2.070.5GGLA

Abrden Glbl Eq Impct A 1779 2.470.25JETA

Abrden Glbl Hi Inc I 5017 1.070CYNA

Abrden Intl Eq A 251 1.520.5GIGA

Abrden US Eq A 254 1.270.5GGTA

AICF Cambiar Aggr Val Inv 2136 1.320.4CAXA

AICF Cambiar Intl Eq Inv 408 1.10.4CAMA

AICF Cambiar Oppr Inv 663 0.880.4COPA

AICF Cambiar SmCap Inv 1380 1.30.4CSMA

Alger Cap App Focs I 1872 0.960.5ALXA

Alger Cap App I2 5072 0.940.1DBDA

Alger Cap App Inst I 1871 1.160.5ALRA

Alger MdCap Gr Inst I 1873 1.350.5ALMA

Alger Resp Invmt A 4433 1.40.5BZGA

Alger SmCap Focs I 5386 1.180.5DRDA

Alger SmCap Focs Y 5700 0.870EEPA

Alger Spectra Inst 4319 1.30.5BURA

Alger Spectra Z 5073 0.990DBEA

AllnzGI Divd Val A 2011 1.120.5PNEA

AllnzGI Focs Gr A 293 1.120.5PCFA

AllnzGI Intl Val A 2802 1.370.5FJAA

AllnzGI LgCap Val A 2490 1.120.5PNBA

AllnzGI MdCap A 2805 1.140.6RDAA

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AllnzGI MdCap Inst 2360 0.790PRCA

AllnzGI MdCap Val A 646 1.220.5PRNA

AllnzGI SmCap A 4993 1.320.5CXPA

AllnzGI SmCap Val A 647 1.280.5PSVA

AllnzGI SmCap Val Inst 2249 0.930APXA

AllnzGI Tech A 1520 1.570.5PRGA

ALPS Clough China I 4690 1.660CKMA

ALPS CrComMgCpltComStrat I 4665 1.140CJNA

ALPS RdRcks Glbl Oppr I 4666 1.980CJOA

ALPS RvrFrntAstAllcGrIn I 4725 0.850CMLA

ALPS RvrFrntAstAllcMod I 4731 0.780CMTA

ALPS RvrFrntAstAllocAggr I 4729 0.910CMQA

Amana Devl Wld Inst 4887 1.210.1CTFA

Amana Gr Inst 4889 0.790.1CTHA

Amana Inc Inst 4891 0.830.1CTJA

AmBcn Bal Adv 2680 1.140.5BXXA

AmBcn BrdgwayLgCapVal R5 4667 0.730CJPA

AmBcn Intl Eq Adv 2551 1.20.5ANLA

AmBcn LgCap Val Adv 2552 1.10.5LCGA

AmBcn SmCap Val Adv 2553 1.340.5SCVA

AmBcn SP FlotngRtInc R5 5777 0.850EHXA

AmBcn StephnsMdCapGr R5 4669 0.960CJRA

AmBcn Zebra SmCap Eq R5 4671 1.220CJTA

AmCent Bal R5 5492 0.710.15DVZA

AmCent Cor Pls A 2751 0.810.5AQQA

AmCent Divrs Bd A 582 0.850.5ADBA

AmCent Divrs Bd R6 5494 0.350DWBA

AmCent Dscpld Cor Val A 572 0.920.6ACIA

AmCent Dscpld Cor Val I 1391 0.470.15AIGA

AmCent Dscpld Gr R5 5493 0.820.15DWAA

AmCent Emrg Mkt R6 5495 0.90DWCA

AmCent Eq Gr A 714 0.920.6AEGA

AmCent Eq Gr R5 5496 0.470.15DWDA

AmCent Eq Inc A 715 1.170.6AEIA

AmCent Fdmntl Eq A 2220 1.050.6ADAA

AmCent Focs Glbl A 259 1.320.6ACTA

AmCent Focs Glbl R6 5497 0.720DWEA

AmCent Glbl RealEst R6 5498 0.770DWFA

AmCent GNMA A 1235 0.80.5AGNA

AmCent Gr R6 5499 0.630DWGA

AmCent Hertg A 583 1.260.6ACHA

AmCent Hertg R6 5500 0.660DWHA

AmCent Hi Yld R5 4898 0.580.05CTQA

AmCent In Rtrmt R6 5719 0.540EHMA

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AmCent Infl Adj Bd A 707 0.720.5ABIA

AmCent Infl Adj Bd R5 1392 0.270.05ANBA

AmCent Intl Bd A 1236 1.060.5AIBA

AmCent Intl Bd R5 2556 0.610.05IDIA

AmCent Intl Gr A 571 1.430.6TCGA

AmCent Intl Gr R6 5502 0.830DWJA

AmCent Intl Val A 348 1.410.6MIEA

AmCent Lg Co Val A 469 1.090.6ALCA

AmCent Lg Co Val R6 5503 0.490DWKA

AmCent MdCap Val A 4578 1.230.6CFRA

AmCent MdCap Val R6 5504 0.630DWLA

AmCent RealEst A 718 1.410.6ACRA

AmCent RealEst R6 5506 0.810DWNA

AmCent Sel A 705 1.240.6ACSA

AmCent Sel R6 5507 0.640DWOA

AmCent Shrt Dur A 2752 0.840.5AQSA

AmCent ShtDrInflPrtBd A 2681 0.820.5APOA

AmCent ShtDrInflPrtBd R5 2555 0.370.05AIPA

AmCent Sm Co A 711 1.120.6ACQA

AmCent SmCap Gr R6 5508 0.930DWPA

AmCent SmCap Val A 712 1.50.6ASCA

AmCent SmCap Val R6 5509 0.90DWQA

AmCent ST Govt A 710 0.80.5ABGA

AmCent Sustnbl Eq R5 5510 0.60.15DWRA

AmCent Ultra A 703 1.220.6ACAA

AmCent Ultra R6 5511 0.620DWSA

AmCent Val A 720 1.250.6ACVA

AmCent Val R6 5512 0.650DWTA

AmFds Am Bal R1 1586 1.351.1ARJA

AmFds Am Bal R3 816 0.910.65ARLA

AmFds Am Bal R6 2550 0.260RLBA

AmFds Am Hi Inc Tr R1 1587 1.471.1ARKA

AmFds Am Hi Inc Tr R3 368 10.65ARIA

AmFds Am Hi Inc Tr R6 2566 0.340RITA

AmFds Am Mut R1 1588 1.41.1ARQA

AmFds Am Mut R3 387 0.930.65ARMA

AmFds Am Mut R6 2567 0.280RMFA

AmFds AMCAP R1 1585 1.441.1ARHA

AmFds AMCAP R3 292 0.990.65ARAA

AmFds AMCAP R6 2549 0.340RAFA

AmFds Bd Fd Am R1 1589 1.351.1ARUA

AmFds Bd Fd Am R3 814 0.890.65ARBA

AmFds Bd Fd Am R6 2645 0.230RBFA

AmFds Cap Inc Bldr R1 1590 1.381.1ARYA

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AmFds Cap Inc Bldr R3 484 0.930.65ARRA

AmFds Cap Inc Bldr R6 2568 0.270RIRA

AmFds Cap Wld Bd R1 1591 1.651.1ARZA

AmFds Cap Wld Bd R3 364 1.150.65ARCA

AmFds Cap Wld Bd R6 2569 0.490RCWA

AmFds Cap Wld Gr Inc R1 1592 1.521.1AFAA

AmFds Cap Wld Gr Inc R3 388 1.070.65ARWA

AmFds Cap Wld Gr Inc R6 2570 0.420RWIA

AmFds Cnsrv Gr Inc R6 4997 0.290CXTA

AmFds Devl Wld Gr Inc R6 5892 0.870ENAA

AmFds EuroPacfc Gr R1 1593 1.581.1AFBA

AmFds EuroPacfc Gr R3 506 1.120.65AERA

AmFds EuroPacfc Gr R6 2583 0.460RERA

AmFds Fdmntl Inv R1 1594 1.391.1AFCA

AmFds Fdmntl Inv R3 815 0.930.65ARFA

AmFds Fdmntl Inv R6 2587 0.280RFNA

AmFds Glbl Bal R6 4323 0.490BUXA

AmFds Gr Fd Am R1 1599 1.411.1AFKA

AmFds Gr Fd Am R3 662 0.960.65ARGA

AmFds Gr Fd Am R6 2646 0.310RGAA

AmFds Inc Fd Am R1 1600 1.361.1AFLA

AmFds Inc Fd Am R3 692 0.920.65ARDA

AmFds Inc Fd Am R6 2647 0.260RIDA

AmFds Infl Lnkd Bd R6 5893 0.320ENBA

AmFds Int Gr Inc R6 4342 0.540BVQA

AmFds Intmd Bd Fd Am R1 1595 1.381.1AFDA

AmFds Intmd Bd Fd Am R3 693 0.910.65AROA

AmFds Intmd Bd Fd Am R6 2594 0.250RBOA

AmFds Invmt Co Am R1 1601 1.371.1AFMA

AmFds Invmt Co Am R3 700 0.920.65AGVA

AmFds Invmt Co Am R6 2648 0.270RICA

AmFds New Econ R1 1602 1.541.1AFOA

AmFds New Econ R3 702 1.090.65AGCA

AmFds New Econ R6 2649 0.430RNGA

AmFds New Prspct R1 1596 1.521.1AFGA

AmFds New Prspct R3 706 1.070.65ARNA

AmFds New Prspct R6 2604 0.420RNPA

AmFds New Wld R1 1597 1.771.1AFHA

AmFds New Wld R3 708 1.260.65ANWA

AmFds New Wld R6 2605 0.60RNWA

AmFds SmCap Wld R1 1598 1.811.1AFJA

AmFds SmCap Wld R3 726 1.330.65ARSA

AmFds SmCap Wld R6 2638 0.680RLGA

AmFds US Govt Sec R3 753 0.930.65ARVA

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AmFds US Govt Sec R6 2653 0.250RGVA

AmFds Wshngtn Mut Inv R1 1603 1.371.1AFPA

AmFds Wshngtn Mut Inv R3 767 0.920.65AWMA

AmFds Wshngtn Mut Inv R6 2656 0.270RWMA

AMG FQ Glbl RskBal N 4556 1.610.4CEQA

AMG FQ Glbl RskBal Z 4555 1.210CEPA

AMG TmSquareIntSmCap Z 5236 0.980DJSA

AMGGW&K Cor Bd ESG I 4560 0.620.08CEUA

AMGGW&K Enhcd Cor Bd ESG Z 4935 0.880CVBA

AMGGW&K Glbl Alloc N 4553 0.910CENA

AMGGW&K Glbl Alloc Z 4554 1.160.4CEOA

AMGGW&K SmCap Cor I 4557 0.960.08CERA

AMGGW&K SmCap Cor N 4558 1.310.4CESA

AMGMgrs BW Blue Fd I 1565 1.150.08BLUA

AMGMgrs BW Fd I 1566 1.10.08BRWA

AMGMgrs Dbline CorPlsBd I 5237 0.770.08DJTA

AMGMgrs Frpt MdCap N 1358 1.150.4ATTA

AMGMgrs GW&K MdCap Z 1432 0.770PMIA

AMGMgrs Mntg Cldwl Gr N 6264 1.170.4FEDA

AMGMgrs Spec Eq Z 4904 1.160CTWA

AMGMgrs Ycktmn Focs I 4506 1.110.08CCOA

AQR Eq Mkt Nutrl I 5513 1.760.1DWUA

AQR Glbl Eq I 5331 0.820.1DOGA

AQR Intl Defn Style I 5332 0.640.1DOHA

AQR Intl Eq I 5333 0.890.1DOJA

AQR LgCap Defn Style I 5334 0.390.1DOKA

AQR Lng Shrt Eq I 5335 1.30.1DOLA

AQR Mgd Ftr Strat I 5103 1.230.1DCQA

Artisan Intl Val Inst 5392 1.020DRMA

AveMaria Bd 2012 0.490AFVA

AveMaria Gr 1841 0.940.4AVGA

AveMaria Ris Divd 1842 0.930.4AVDA

AveMaria Schwartz Val 1859 1.630.4SRCA

AveMaria Val 1840 1.140.4AVMA

Baird Aggregte Bd Inst 4378 0.30BXBA

Baird Cor Pls Bd Inst 5238 0.30DJUA

Baird MdCap Inst 4490 0.820CBWA

Baird ST Bd Inst 5239 0.30DJVA

Baron Asst 1296 1.30.4BARA

Baron Disc Inst 5515 1.10.15DWWA

Baron Emrg Mkt Inst 5516 1.090.15DWXA

Baron Fifth Ave Gr Inst 4519 0.80.15CDDA

Baron Gr 584 1.290.4BGFA

Baron iOppr 1297 1.340.4BIOA

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Baron Ptnrs 1302 2.220.4BPTA

Baron RealEst Inst 4520 1.080.15CDEA

Baron SmCap 587 1.310.4BSFA

BlkRk 20/80 TrgtAlloc K 5721 0.380EFKA

BlkRk 40/60 TrgtAlloc K 5722 0.40EFLA

BlkRk Advtg Glbl Inv A 1053 1.450.5MDGA

BlkRk Advtg LgCap Gr Inv A 1798 1.120.5BBMA

BlkRk Advtg LgCapVal Inv A 1059 1.150.5MDXA

BlkRk Advtg LgCp Cor Inv A 1057 1.090.5MLRA

BlkRk Advtg SmCap Gr A 362 0.990.5BSCA

BlkRk AdvtgUSTtlMkt Inv A 1065 1.120.5MSXA

BlkRk Asian Drgn Inv A 1063 1.40.5MDCA

BlkRk Basic Val Inv A 2013 0.830.5BMDA

BlkRk Cap App Inv A 1051 1.010.5MFGA

BlkRk Cor Bd Port Inv A 471 0.910.4BCBA

BlkRk Emrg Mkt Inv A 1299 1.380.5MCXA

BlkRk Enrgy Oppr Inv A 2852 1.850.5BACA

BlkRk Eq Divd Inv A 1048 0.960.5MDVA

BlkRk Eurofd Inv A 1049 1.420.5MDFA

BlkRk Flotng Rt Inc Inv A 4674 0.990.4CJWA

BlkRk Glbl Alloc Inv A 1052 1.130.5MDLA

BlkRk GNMA Inv A 694 1.420.4BGPA

BlkRk Hi Yld Bd Inst 5787 0.620.15EIJA

BlkRk Hi Yld Bd Inv A 592 0.960.4BYBA

BlkRk Hlth Scnc Oppr Inv A 1795 1.130.5BSAA

BlkRk Infl Prtct Bd Inv A 2809 1.270.4BPRA

BlkRk Infl Prtct Bd K 4182 0.650BOGA

BlkRk Intl Divd Inv A 594 1.480.5BISA

BlkRk Intl Inv A 4242 1.150.5BQTA

BlkRk iS DvlRlEstIndx Inst 5733 0.210.05EFXA

BlkRk iS MSCI TtlIntlInd K 5243 0.110DJZA

BlkRk iS Rsl2000SmCpInd K 5242 0.080DJYA

BlkRk iS RslSmMdCapIndx K 5337 0.170DONA

BlkRk iS S P 500 Indx Inst 4544 0.10.05CECA

BlkRk iS S P 500 Indx K 5241 0.030DJXA

BlkRk iS TtlStkMkt Indx K 5338 0.040DOOA

BlkRk iS USAggregtBdIndx K 5339 0.060DOPA

BlkRk iSMSCIEAFEIntInd K 5517 0.030DWYA

BlkRk iSRsl1000LCpInd Inst 4802 0.150.05CPOA

BlkRk iSRssll MdCapIndx K 5240 0.070DJWA

BlkRk LfPthDynm 2065 Inv A 6648 1.260FXWA

BlkRk Lng Hrizn Eq Inv A 1999 1.30.5MEGA

BlkRk Low Dur Bd Inv A 597 0.870.4BLDA

BlkRk MdCap Divd Inv A 1061 1.290.5MDRA

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BlkRk MdCap Gr Eq Inv A 361 1.160.5BMCA

BlkRk Mgd Inc Inv A 4278 0.970.4BSUA

BlkRk Natrl Rsrc Tr Inv A 1062 1.260.5MRFA

BlkRk Strat Inc Oppr Inv A 4687 1.160.4CKJA

BlkRk Tctcl Oppr Inv A 1793 1.160.5BPCA

BlkRk Ttl Rtn Inv A 2014 0.860.4BMHA

BNYMel Active MdCap A 734 1.130.55DNLA

BNYMel App Inv 217 0.890.5DAFA

BNYMel Bal Oppr A 1522 1.240.5DBOA

BNYMel Eq Inc I 4767 0.820CODA

BNYMel Glbl Fxd Inc I 5344 0.510.15DOUA

BNYMel Glbl RealEst Sec A 2753 2.450.5DXLA

BNYMel Glbl Rtn I 4768 10COFA

BNYMel Intl Bd A 2754 1.410.5DXIA

BNYMel Intl Cor Eq A 2089 1.640.55DIAA

BNYMel Natrl Rsrc A 1887 1.240.5DNAA

BNYMel Oppr MdCap Val A 733 1.150.4DMVA

BNYMel Rsrch Gr A 4291 1.130.5BTKA

BNYMel Sel Mgr SmCap Gr I 4771 1.010COIA

BNYMel Sel Mgr SmCap Val I 4772 0.990COJA

BNYMel SmCap Val A 5773 1.310.15EHTA

BNYMel SmMdCap Gr A 5774 0.980.5EHUA

BNYMel SmMdCap Gr I 4774 0.740.15COLA

BNYMel Strat Val A 722 0.960.55DAVA

BNYMel Strcd MdCap A 1523 1.360.55DPAA

BNYMel Tech Gr A 316 1.20.55DPTA

BNYMel US Mrtg A 2018 0.950.5DGGA

BNYMel WW Gr A 1891 1.140.5DXPA

BstnPrt LngShrtRsrch Inst 5244 2.150DKAA

Buf Disc Rtl 2465 1.020.35BFTA

Buf Flex Inc Rtl 1567 1.020.35BUFA

Buf Hi Yld Rtl 1568 1.030.35BUHA

Buf LgCap Rtl 2466 0.950.35BFEA

Buf MdCap Rtl 1569 1.030.35BUMA

Calamos Glbl Eq A 2855 1.510.5CAGA

Calamos Glbl Eq I 2856 1.260.1CIGA

Calamos Glbl Gr Inc A 2857 1.490.5CLOA

Calamos Glbl Gr Inc I 2858 1.250.1CGCA

Calamos Gr A 2861 1.350.5CVRA

Calamos Gr I 2862 1.10.1CRXA

Calamos Gr Inc A 2859 1.10.5CVTA

Calamos Gr Inc I 2860 0.860.1CGIA

Calamos Intl Gr A 2863 1.480.5IGRA

Calamos Intl Gr I 2864 1.230.1CXGA

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Calamos Mkt Nutrl Inc A 2865 1.260.5CIVA

Calamos Mkt Nutrl Inc I 2866 1.010.1CMNA

Calvert MdCap I 4547 1.050.1CEFA

Cariln Eagle Cap App A 804 1.140.5HCAA

Cariln Eagle Gr Inc A 2582 0.970.5HRCA

Cariln Eagle Gr Inc R6 5539 0.630DYCA

Cariln Eagle MdCap Gr A 803 1.050.5HAGA

Cariln Eagle SmCap Gr A 807 1.080.5HSSA

Cariln Eagle SmCap Gr R6 5540 0.650DYDA

Cariln Reams Cor Bd I 4655 0.980.1CJDA

Cariln Reams Cor Pls Bd I 4656 0.660.1CJEA

Cariln Reams UncnstrndBd I 4657 0.850.1CJFA

Cariln Scout Intl I 1271 1.10.1UMBA

Cariln Scout SmCap I 1827 0.950.1UMHA

Clvrt Bal I 4324 0.710.1BUYA

Clvrt Bd A 1298 0.770.5CSIA

Clvrt Eq A 264 10.5CAEA

Clvrt Eq I 1762 0.750.1CEYA

Clvrt Glbl Enrgy Soltns A 2174 1.720.4CGAA

Clvrt Inc A 261 0.970.5CAIA

Clvrt Inc I 1757 0.720.1CINA

Clvrt Intl Eq A 266 1.40.5CAWA

Clvrt Intl Eq I 1763 1.140.1CWVA

Clvrt Shrt Dur Inc Inst 4438 0.540.1BZLA

Clvrt SmCap A 2846 1.250.5CCVA

Clvrt SmCap I 2847 10.1CSVA

Clvrt Soc Indx I 1761 0.370.03CISA

Cnstga Sm Cap Inst 5342 0.990DOSA

CohenStrs Intl Real A 2361 1.440.5IRFA

CohenStrs Prfrd Sec Inc I 5292 0.860.1DMIA

CohenStrs RealEst Sec Inst 5201 0.860.1DICA

CohenStrs RealEst Sec Z 5396 0.770DRQA

Col Acorn Inst2 4803 0.830.1CPPA

Col Acorn Intl Inst2 4804 0.970.1CPQA

Col Adptv Rsk Alloc Inst2 4820 0.820.1CQGA

Col Bal A 2890 0.960.5CBLA

Col Bal Inst2 4805 0.660.1CPRA

Col Contra Cor A 2893 1.030.5LCCA

Col Contra Cor Inst3 5202 0.640DIDA

Col Conv Sec Inst2 4807 0.870.1CPTA

Col Corp Inc Inst2 4808 0.580.1CPUA

Col Divd Inc Inst2 4809 0.620.1CPVA

Col Divd Oppr A 2110 1.050.5AIUA

Col Divd Oppr Inst2 4810 0.760.1CPWA

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Col Emrg Mkt Bd A 3974 1.110.5BEPA

Col Emrg Mkt Bd Inst2 4811 0.740.1CPXA

Col Flotng Rt Inst2 4812 0.740.1CPYA

Col Glbl Eq Val A 125 1.130.5AEVA

Col Glbl Opp A 1976 1.170.5AIMA

Col Glbl Oppr Inst2 4813 0.880.1CPZA

Col Hi Yld Bd A 130 1.040.5AEXA

Col Hi Yld Bd Inst2 4814 0.720.1CQAA

Col Inc Bldr Inst2 4815 0.710.1CQBA

Col Lg Cor Quant A 1725 0.980.5AQEA

Col LgCap Enhcd Cor Inst2 4817 0.860.1CQDA

Col LgCap Gr A 1869 1.040.5CLEA

Col LgCap Val A 120 1.020.5ADEA

Col Ltd Dur Cr Inst2 4818 0.530.1CQEA

Col Ovrseas Val Inst2 5197 0.90.1DHWA

Col Sel LgCap Gr Inst2 4821 0.770.1CQHA

Col Sel LgCap Val Inst2 4822 0.820.1CQIA

Col Sel MdCap Val Inst2 4819 0.850.1CQFA

Col Sel SmCap Val A 2771 1.310.5SVXA

Col Sel SmCap Val Inst2 4823 0.980.1CQJA

Col Seligman Glbl Tech A 2712 1.320.5SHGA

Col SmCap Val 1 A 2914 1.330.5HBNA

Col Strat Inc A 2916 0.940.5HBMA

Col Strat Inc Inst2 4824 0.650.1CQKA

Col Thrmst Inst2 4825 0.680.1CQLA

Colu Qult Inc Inst2 4826 0.580.1CQMA

Cvlier Adptv Inc Inst 5791 1.840EIOA

Cvlier Fdmntl Gr Inst 5793 1.480EIQA

Cvlier Gr Oppr Inst 5794 1.880EIRA

Cvlier Hdg Hi Inc Inst 5795 2.340EISA

Cvlier Tctcl Econ Inst 5796 2.610EITA

Cvlier Tctcl Rotn Inst 5797 1.950EIUA

Davis Fin A 472 0.940.4DFFA

Davis NY Vntr A 474 0.890.4DNYA

Davis Oppr A 473 0.930.4DGFA

Davis RealEst A 482 0.980.4DREA

Davis Sel Am Shrs S 1330 0.980.4DSLA

Dbline Cor Fxd Inc I 5021 0.480.1CYRA

Dbline Enhcd CAPE I 5538 0.560.1DYBA

Dbline Low Dur Bd I 5022 0.430.1CYSA

DE Corp Bd A 1240 0.920.4DGCA

DE Corp Bd Inst 4491 0.670.15CBXA

DE Divd Inc A 1605 1.090.4DACA

DE Divrs Inc A 1242 0.880.5DPDA

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DE Emrg Mkt A 1243 1.630.5DDEA

DE Extnd Dur Bd A 1244 0.970.4DEEA

DE Hi Yld Oppr A 1246 1.150.4DHOA

DE Intl Val Eq A 1247 1.340.5DGXA

DE Ltd Trm Divrs Inc Inst 4325 0.710.15BUZA

DE REIT A 1402 1.560.5DPEA

DE Sel Gr A 1606 1.250.5DADA

DE SmCap Val A 1607 1.150.5DAEA

DE Smid Cap Gr A 1245 1.10.5DFCA

DE Strat Inc A 1239 1.50.4DEGA

DE Val A 1609 0.930.5DAIA

DFA Comdty Strat Inst 5204 0.310DIFA

DFA Emrg Mkt 2362 0.530DXMA

DFA Emrg Mkt Cor Eq Inst 4293 0.480BTMA

DFA Emrg Mkt SocCorEq Inst 4379 0.530BXCA

DFA Emrg Mkt Val 2364 0.610DFEA

DFA Five Yr Glbl Fxd Inc 2365 0.260DGBA

DFA Glbl Alloc 25 75 Inst 2502 0.40DGTA

DFA Glbl Alloc 60 40 Inst 2503 0.440DGSA

DFA Glbl Eq Inst 2504 0.480DGEA

DFA Glbl RealEst Sec Inst 4294 0.340BTNA

DFA Infl Prtct Sec Inst 4439 0.110BZMA

DFA Intl Cor Eq Inst 4250 0.280BRCA

DFA Intl Sm Co Inst 2367 0.520DFIA

DFA Intl SmCap Gr Inst 5397 0.590DRRA

DFA Intl SmCap Val 2366 0.640DISA

DFA Intl Soc Cor Eq Inst 5799 0.330EIWA

DFA Intl Sustnbl Cor 1 4380 0.330BXDA

DFA Intl Val 2368 0.590DFVA

DFA Intl Vectr Eq Inst 5800 0.470EIXA

DFA Intmd Govt FxdInc Inst 2682 0.120DXGA

DFA Invmt Grd Fxd Inst 4827 0.220CQNA

DFA LgCap Intl 2369 0.220DFAA

DFA One Yr Fxd Inc 2505 0.170DIHA

DFA RealEst Sec 2370 0.20DRSA

DFA Soc Fxd Inc Inst 5801 0.270EIYA

DFA ST Extnd Qulty Inst 4440 0.220BZNA

DFA ST Govt 2501 0.190DFYA

DFA Sustnbl Cor 1 4382 0.230BXFA

DFA TA Wld exUS CorEq Inst 5104 0.360DCRA

DFA Two Yr Glbl Fxd Inc 2371 0.170DXFA

DFA US Cor Eq I 2372 0.170DFOA

DFA US Core Eq 2 Inst 4295 0.20BTOA

DFA US Lg Co 2772 0.080DXXA

APO-4284.123


10/2020

DFA US LgCap Eq Inst 4938 0.160CVEA

DFA US LgCap Gr Inst 5536 0.180DXZA

DFA US LgCap Val Inst 2374 0.360DFLA

DFA US Micro Cap Inst 2506 0.510DSCA

DFA US SmCap Gr Inst 5537 0.370DYAA

DFA US SmCap Inst 2375 0.350DFTA

DFA US SmCap Val Inst 2507 0.510DVUA

DFA US Soc Cor Eq 2 4381 0.270BXEA

DFA US Trgt Val Inst 2376 0.360DFXA

DFA US Vectr Eq Inst 4296 0.310BTPA

DFA WldexUS CorEq Inst 5802 0.350EIZA

DFA WldexUS Trgt Val Inst 5803 0.660EJAA

DFA WldexUS Val Inst 5804 0.710EJBA

DFA WldexUSGovtFxdInc Inst 5398 0.210DRTA

Diamond Hill Corp Cr Y 6537 0.530FTAA

Diamond Hill LgCap A 1481 0.960.5DHLA

Diamond Hill MdCap I 4828 0.780.1CQOA

Diamond Hill SmCap A 1482 1.260.5DHSA

DodgeCox Intl Stk 1571 0.630.1DGLA

Domini Impct Intl Eq Inst 5730 0.980EFUA

DWS Altrnatv AsstAlloc A 2175 1.360.5SXAA

DWS AltrnatvAsstAlloc Inst 2176 1.070.1SAZA

DWS Cap Gr A 1892 0.940.5DKBA

DWS Comm A 1068 1.690.5PTIA

DWS Cor Eq A 4318 0.840.5BUQA

DWS CROCI Eq Divd A 1067 1.030.5PKHA

DWS CROCI Eq Divd Inst 1802 0.770.1PKIA

DWS CROCI Intl A 2146 1.170.5SUIA

DWS CROCI Intl Inst 2147 0.890.1SUXA

DWS CROCI US A 5330 0.990.25DOFA

DWS Enhcd Comdty Strat A 4478 1.480.5CBIA

DWS EnhcdComdtStrat Inst 5521 1.160.1DXCA

DWS ESG Glbl Bd A 1264 1.320.5SSZA

DWS Flotng Rt Inst 4829 0.880.1CQPA

DWS Glbl Inc Bldr A 1072 0.920.5PKTA

DWS Glbl Inc Bldr Inst 4830 0.690.1CQQA

DWS Glbl Macro A 1070 2.10.5PDBA

DWS Glbl SmCap A 1069 1.50.5PKGA

DWS Glbl SmCap Inst 4007 1.170.1BGGA

DWS Hi Inc A 1265 0.960.5SKHA

DWS Intl Gr A 1766 1.240.5SGQA

DWS LgCap Focs Gr A 1767 1.220.5SGGA

DWS Ltn Am Eq A 1071 1.720.5PSLA

DWS RealEst Sec A 1267 0.980.5SRRA

APO-4284.123


10/2020

DWS RREEF Glbl Infr A 4691 1.410.5CKNA

DWS RREEF GlblRelEsSec A 2017 1.290.5SRGA

DWS RREEF RealEsSec Inst 1811 0.630.1PRXA

DWS SmCap Cor A 5728 1.260.5EFRA

DWS SmCap Cor Inst 5729 0.990.1EFSA

DWS SmCap Gr A 1268 1.260.5SDAA

Emerald Bk Fin A 2742 1.480.35HSAA

Emerald Bk Fin Inst 4444 1.180.1BZRA

Emerald Bk Fin Inv 5248 1.530.4DKGA

Emerald Gr Inst 3715 0.720.1ANKA

Emerald Gr Inv 5249 1.070.4DKHA

EV Atlnta Cap Focs Gr Inst 4297 1.020.15BTQA

EV Bal A 4442 0.980.5BZPA

EV Divd Bldr A 1572 1.010.5EVTA

EV Emrg Mkt Local Inc A 3976 1.220.5BERA

EV Flotng Rt A 1248 1.020.5EVBA

EV Glbl Bd A 4693 1.390.5CKPA

EV Glbl Bd I 4694 1.090.15CKQA

EV Glbl Macro Abs Rtn A 2756 1.040.5EGAA

EV Glbl Macro Abs Rtn Inst 4326 0.750.15BVAA

EV Govt Oppr A 1018 1.260.5EVGA

EV Govt Oppr Inst 5205 1.010.15DIJA

EV Gr A 2684 1.090.5EALA

EV Inc Fd of Boston A 1019 1.040.5EVIA

EV Inc Fd of Boston R6 5399 0.70DRUA

EV LgCap Val A 1020 1.040.5EHSA

EV Muni Oppr I 5105 0.710DCSA

EV Pmetric Emrg Mkt Inst 4862 1.20.15CSDA

EV Pmetric Intl Eq Inst 4863 0.560.15CSEA

EV RichBrnstn Eq Strat A 4939 1.30.5CVFA

EV Shrt Dur Strat Inc A 2685 1.210.5ETSA

EV SmCap A 1022 1.50.5ETEA

EV Tax Mgd Gr A 4443 0.930.5BZQA

EV WW Hlth Scnc A 1021 1.160.5ETHA

FAM Divd Focs Inv 5541 1.290DYEA

FAM Val Inst 5542 1.120DYFA

Fed Hrms Clvr Sm Val A 2775 1.480.5VFAA

Fed Hrms Corp Bd F 235 0.970.4FBDA

Fed Hrms Eq Inc A 4511 1.140.5CCTA

Fed Hrms Eq Inc F 744 1.390.5FEQA

Fed Hrms Glbl Alloc A 752 1.360.5FSBA

Fed Hrms Inst HiYldBd Inst 1768 0.550.05FIHA

Fed Hrms Intl Eq A 331 1.460AITA

Fed Hrms Intl Ldrs A 1357 1.390.5FGFA

APO-4284.123


10/2020

Fed Hrms Intl Ldrs Inst 4328 1.10.25BVCA

Fed Hrms Intl SmMd Co A 748 1.730.5FISA

Fed Hrms IntmdCorpBd Svc 238 1.30.35FIIA

Fed Hrms IntStrtVlDvd Inst 4329 1.010.25BVDA

Fed Hrms Kaufman A 489 2.010.4FKFA

Fed Hrms Kaufman SmCap A 1364 1.530.5FKAA

Fed Hrms KaufmanLgCap Inst 4330 0.940.25BVEA

Fed Hrms MDT All Cap Cor A 959 1.250.5QAAA

Fed Hrms MDT Bal A 2178 1.440.5FQGA

Fed Hrms MDT LgCap Gr A 2179 1.420FQLA

Fed Hrms MDT LgCapVal Svc 751 1.20.1FSTA

Fed Hrms MDT MdCapGr A 746 1.250.5FGSA

Fed Hrms MDT SmCap Cor A 2181 1.450.5FQCA

Fed Hrms MDT SmCap Gr A 2182 1.430.5FQXA

Fed Hrms MDT SmCap Gr Inst 4331 1.070.25BVFA

Fed Hrms MDTMdCpGrStr Inst 4332 1.060.25BVGA

Fed Hrms OpprHiYldBd Svc 237 1.10.5FHYA

Fed Hrms Prudnt Bear A 2686 2.980BEAA

Fed Hrms Shrt Trm Inc Svc 4333 0.770.1BVHA

Fed Hrms Strat Inc A 2149 1.090.4FSAA

Fed Hrms StrtValDivd Inst 4299 0.930.25BTSA

Fed Hrms Ttl Rtn Bd A 2150 10.5FTLA

Fid 500 Indx 6086 0.0150EVMA

Fid Emrg Mkt Indx 6087 0.0760EVNA

Fid Extd Mkt Indx 6088 0.0460EVOA

Fid Glbl exUS Indx 6089 0.0560EVPA

Fid Infl Prtct Bd Indx 6090 0.050EVQA

Fid Intl Indx 6091 0.0350EVSA

Fid Lg Cap Gr Indx 6092 0.0350EVVA

Fid Lg Cap Val Indx 6093 0.0350EVWA

Fid MdCap Indx 6094 0.0250EVYA

Fid NSDQ Cmpst Indx 5406 0.360DSBA

Fid RealEst Indx 6095 0.070EVZA

Fid SmCap Indx 6097 0.0250EWBA

Fid ST Trsry Bd Indx 6101 0.030EWGA

Fid Ttl Mkt Indx 6098 0.0150EWCA

Fid US Bd Indx 6099 0.0250EWDA

FidAdv Asst Mgr 70 A 2460 1.030.5FOLA

FidAdv Bal A 283 0.860.45FABA

FidAdv Canada A 2388 1.20.5FCDA

FidAdv Divd Gr A 608 0.820.5FDGA

FidAdv Divrs Intl A 609 1.190.5FVDA

FidAdv Divrs Stk A 4695 0.880.5CKRA

FidAdv Enrgy A 2724 1.140.5FNAA

APO-4284.123


10/2020

FidAdv Eq Gr A 755 1.010.45FEGA

FidAdv Eq Inc A 282 0.930.5FEIA

FidAdv Euro A 4794 1.090.5CPGA

FidAdv Flotng Rt Hi Inc A 2776 0.980.5FFRA

FidAdv Free 2005 A 1291 0.720.45FFVA

FidAdv Free 2010 A 1303 0.760.45FAXA

FidAdv Free 2015 A 1292 0.80.45FVXA

FidAdv Free 2020 A 1304 0.850.45FDAA

FidAdv Free 2025 A 1293 0.890.45FATA

FidAdv Free 2030 A 1305 0.930.45FFEA

FidAdv Free 2035 A 1294 0.980.45FTHA

FidAdv Free 2040 A 1306 10.45FFFA

FidAdv Free 2045 A 1893 10.5FFZA

FidAdv Free 2050 A 1894 10.5FXLA

FidAdv Free 2055 A 4300 10.5BTTA

FidAdv Free 2060 A 4941 10.5CVIA

FidAdv Free 2065 A 6458 10.5FOUA

FidAdv Free Inc A 1307 0.720.45FFXA

FidAdv Glbl Cap App A 1117 1.140.5FGXA

FidAdv Gr Inc A 756 0.960.5FGIA

FidAdv Gr Oppr A 281 1.110.45FGOA

FidAdv Intl Cap App A 922 1.270.5FOXA

FidAdv Intl Gr A 4697 1.280.5CKTA

FidAdv Intl RealEst A 2022 1.270.5FIRA

FidAdv Invmt Grd Bd A 664 0.770.5FGBA

FidAdv Jpn A 2876 1.330.5FXJA

FidAdv Levr Co Stk A 1309 1.080.5FLSA

FidAdv LgCap A 757 0.910.5FLCA

FidAdv MdCap II A 1895 1.040.45FIAA

FidAdv Mrtg Sec A 1310 0.80.5FMAA

FidAdv New Insghts A 1308 1.10.5FNIA

FidAdv RealEst A 665 1.10.5FREA

FidAdv SmCap A 552 0.980.5FAPA

FidAdv ST Bd A 5287 0.650.5DLZA

FidAdv Stk Sel All Cap A 4480 0.960.5CBKA

FidAdv StkSel MdCap A 758 1.140.45FMCA

FidAdv Strat Divd Inc A 4335 10.5BVJA

FidAdv Strat Inc A 666 0.980.5FSFA

FidAdv Tech A 4337 1.010.5BVLA

FidAdv Ttl Bd A 4339 0.750.5BVNA

FidAdv Val A 1311 1.10.5FAVA

FidAdv Val Ldrs A 1896 1.290.45FVLA

FidAdv Val Strat A 760 1.020.45FSOA

Fnklin Mut US Val A 975 0.970.5TBSA

APO-4284.123


10/2020

Fnkln Bio Disc A 271 1.050.5TSBA

Fnkln DynaTech A 2486 0.870.5FKDA

Fnkln Gold Prec Mtls Adv 4852 0.730.25CRRA

Fnkln Gr A 2537 0.840.5FKGA

Fnkln Gr Oppr A 269 0.950.5TSAA

Fnkln Inc A1 491 0.620.4FIFA

Fnkln RealEst Sec A 5949 10.4EPKA

Fnkln SmCap Gr A 492 1.080.5FSGA

Fnkln SmMdCap Gr A 958 0.890.5TSGA

Fnkln Strat Inc A 493 0.90.5FSIA

Fnkln Ttl Rtn A 4945 0.930.5CVOA

Fnkln US Govt Sec A1 494 0.80.4FUSA

FnklnMSF Mut Becn A 977 1.070.5TMBA

FnklnMSF Mut Euro A 979 1.290.5TMEA

FnklnMSF Mut Glbl Disc A 978 1.260.5TMDA

FnklnMSF Mut Shrs A 308 1.040.5TMSA

FnklnTmp China Wld A 1769 1.780.5TCWA

FnklnTmp Devl Mkt Tr A 981 1.530.5TDMA

FnklnTmp Emrg Mkt SmCap A 5011 1.950.65CYHA

FnklnTmp Forgn A 550 1.150.5TFFA

FnklnTmp Glbl Bd A 4467 0.990.6CAVA

FnklnTmp Glbl Bd Adv 4466 0.740.25CAUA

FnklnTmp Glbl Bd R6 5445 0.640DUBA

FnklnTmp Glbl Ttl Rtn A 4538 1.120.6CDWA

FnklnTmp Gr A 982 1.060.5TGFA

FnklnTmp Low Dur Ttl Rtn A 4999 0.960.65CXVA

FPA Crsent Inst 4383 1.230BXGA

FPA New Inc 4943 0.570CVKA

Frost Gr Eq Inv 2726 0.890.5FCEA

Frost Low Dur Bd Inv 2727 0.70.4FDLA

Frost Ttl Rtn Bd Inst 4035 0.480.05BHOA

Frost Ttl Rtn Bd Inv 2728 0.730.4FTRA

FrstEgle Glbl R6 5668 0.790EDIA

FrstEgle Gold R6 5669 0.890EDJA

Gabelli Eq Inc Inst 4384 1.210BXHA

Gabelli Gold Inst 5001 1.30CXXA

Gabelli SmCap Gr Inst 5000 1.150CXWA

Gabelli Val 25 Inst 4385 1.160BXIA

GabelliTTONWstwd MtyMts I 5645 1.180ECKA

GabelliTTONWstwdSmCapEq A 2812 2.30.5WWSA

Gdmn HiQultyFlotngRt Inst 2274 0.480.05GSAA

GdmnScs Cap Gr A 763 1.210.5GCGA

GdmnScs Comdty Strat A 4477 1.230.5CBHA

GdmnScs Comdty Strat Inst 2268 0.890.05GSBA

APO-4284.123


10/2020

GdmnScs Cor Fxd Inc A 764 0.840.5GCFA

GdmnScs EmMktEqInsgts A 6063 1.550.4EUJA

GdmnScs EmMktEqInsgts Inst 5809 1.170.15EJGA

GdmnScs Emrg Mkt Db Inst 4908 0.910.05CUAA

GdmnScs Emrg Mkt Eq Inst 6469 1.230.15FPIA

GdmnScs Eq Inc A 772 1.240.5GGWA

GdmnScs GlblCorFxdInc Inst 2269 0.790.05GCXA

GdmnScs Govt Inc A 771 1.10.5GGVA

GdmnScs Gr Oppr A 278 1.390.5GSGA

GdmnScs Hi Yld A 773 1.110.5GHYA

GdmnScs Inc Bldr Inst 2267 0.650.15GSXA

GdmnScs InSmCpInsight Inst 4777 0.940.15COOA

GdmnScs Intl Eq ESG A 774 1.680.5GIEA

GdmnScs IntlEqInsght Inst 5412 0.850.15DSNA

GdmnScs LgCap Gr Insghts A 766 0.950.5GCLA

GdmnScs LgCap Val A 1574 1.270.5GSLA

GdmnScs LgCapVal Insghts A 277 1.050.5GCVA

GdmnScs LgCpGr Inshts Inst 2271 0.570.15GSTA

GdmnScs MdCap Val A 775 1.220.5GMCA

GdmnScs RealEst Sec A 1573 1.560.5GREA

GdmnScs Ris Divd Gr Inst 4699 0.880.15CKVA

GdmnScs Satellite Strat A 2882 1.510.5UABA

GdmnScs Shrt Dur Govt A 668 0.890.5GSDA

GdmnScs Shrt Dur Govt Inst 2270 0.560.05GUIA

GdmnScs SmCap Eq Insghts A 153 1.320.5GCCA

GdmnScs SmCap Val A 777 1.350.5GSCA

GdmnScs SmMDCap Gr Inst 4386 0.940.15BXJA

GdmnScs Strat Inc A 4700 1.040.5CKWA

GdmnScs Strat Inc Inst 4701 0.710.05CKXA

GdmnScs US Eq Insghts A 768 0.990.5GUSA

GdmnScs US Eq Insghts Inst 2272 0.610.15GIVA

GdmnScs US Mrtg Inst 2273 0.510.05GSEA

GdmnScsSatelliteStratInst 4251 1.130.15BRDA

GlnmdeQuanUSLgCpGrEq Inst 5731 0.660EFVA

Gughm Flotng Rt Strat A 4702 1.230.4CKYA

Gughm LngShrt Eq P 1712 1.780.5RSRA

Gughm Mgd Ftr Strat A 2636 1.930.5RMTA

Gughm Mult Hdg Strat P 1708 2.080.5RMXA

Gughm SmCap Val A 4273 2.280.5BSNA

Harbor Bd Inst 1812 1.150.05HABA

Harbor Cap App Inst 1813 0.720.1HACA

Harbor Cap App Inv 1025 1.090.4HCIA

Harbor DivrsIntlAllCp Inst 6065 0.950.1EULA

Harbor Hi Yld Bd Inst 4047 0.740.05BIAA

APO-4284.123


10/2020

Harbor Hi Yld Bd Inv 1026 1.110.4HYFA

Harbor Intl Gr Inst 1815 0.910.1HAXA

Harbor Intl Gr Inv 1028 1.280.4HIGA

Harbor Intl Inst 1814 0.880.1HAIA

Harbor Intl Inv 1027 1.250.4HIIA

Harbor LgCap Val Inst 4048 0.730.1BICA

Harbor LgCap Val Inv 1029 1.10.4HILA

Harbor MdCap Gr Inst 1816 0.910.1HAMA

Harbor MdCap Gr Inv 1030 1.280.4HIMA

Harbor MdCap Val Inst 4049 0.890.1BIDA

Harbor MdCap Val Inv 1031 1.260.4HIVA

Hartford Cap App R4 2468 1.120.4ITHA

Hartford Eq Inc R4 4551 1.070.4CELA

Hartford Intl Oppr R4 4552 1.120.4CEMA

Hartford Sm Co R4 2417 1.330.4IHSA

Hartford SmCap Gr R4 4910 1.180.4CUCA

Heartland Val Inst 2813 0.920.15HNTA

Heartland Val Inv 161 1.10.5HSCA

Heartland Val Pls Inv 1314 1.190.5HRVA

Henesy Crnrstn Gr Inv 2023 1.340.4HFCA

Henesy Focs Inst 4911 1.120.1CUDA

HrdngLvner Emrg Mkts Adv 5119 1.370.1DDIA

HrdngLvner Intl Eq Inst 5206 0.810.1DIKA

HrdngLvnerFrntEmrMkts Inst 5120 1.630.1DDJA

Hrzn Activ Asst Alloc Inst 5545 1.370DYIA

Hrzn Activ Inc Inst 5546 1.230DYJA

Hrzn Activ Rsk Asst Inst 5547 1.270DYKA

Hssman Strat Ttl Rtn 5296 0.840DMMA

HW Divrs Val A 1624 1.250.4HWCA

HW LgCap Val A 1036 1.20.4HWLA

HW MdCap Val A 1035 1.220.4HWMA

Invsco Am Frnchs A 2912 1.010.5HBIA

Invsco Am Val A 1917 1.150.5VMSA

Invsco Bal Rsk Alloc A 4450 1.380.5BZXA

Invsco Cap App A 431 1.050.5PCAA

Invsco Charter A 1000 1.070.5AHTA

Invsco Cmstk Sel A 846 0.970.5PDVA

Invsco Comstk A 910 0.840.5VCAA

Invsco Corp Bd A 1828 0.80.5VACA

Invsco Divd Inc A 2911 0.970.5HBHA

Invsco Divrs Divd Inv 1547 0.760.4ADDA

Invsco Emrg Mkt AllCap A 2908 1.390.5HBEA

Invsco Enrgy Inv 788 1.450.4VSEA

Invsco Eq Inc A 304 0.80.5VKEA

APO-4284.123


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Invsco Euro Gr A 1001 1.370.5AEDA

Invsco FdmntlAltrntv A 859 1.690.5PQOA

Invsco Flotng Rt ESG A 4704 1.090.5CLBA

Invsco Glbl A 435 1.060.5PGZA

Invsco Glbl Alloc A 507 1.380.5PQBA

Invsco Glbl Cor Eq A 2909 1.280.5HBFA

Invsco Glbl Oppr A 849 1.090.5PGGA

Invsco Glbl RealEst A 2000 1.270.5AEEA

Invsco GlbLowVltltyEqYld A 573 1.590.5AGTA

Invsco GlblStrat Inc A 862 1.030.5PSIA

Invsco GoldSpecMnrls A 374 1.20.5PGMA

Invsco Gr Inc A 306 0.820.5VKWA

Invsco Hlth Care A 1003 1.080.5AGHA

Invsco Intl Bd A 852 1.040.5PIBA

Invsco Intl Eq A 1321 1.250.5PQIA

Invsco Intl Gr A 101 1.330.5AIEA

Invsco Low Vltlty Eq Yld A 2906 1.180.5HBCA

Invsco Mn St A 856 0.850.5PMAA

Invsco Mn St MdCap A 377 1.120.5PSSA

Invsco Mn St Sel A 508 1.140.5PMOA

Invsco Opp Intl Gr A 853 1.10.5PIGA

Invsco RealEst A 576 1.230.5AREA

Invsco RealEst R6 5670 0.790EDKA

Invsco S P 500 Indx A 556 0.550.5MSPA

Invsco SmCap Eq A 1234 1.310.5AMEA

Invsco SmCap Val A 1922 1.130.5VSAA

Invsco Snr Flotng Rt A 4644 1.130.5CIQA

Invsco StlpthMLP Inc A 4711 1.450.5CLTA

Invsco StlpthMLPAlph A 4709 1.680.5CLQA

Invsco StlpthMLPSl40 A 4713 1.20.5CLWA

Invsco Tech A 2910 1.190.5HBGA

Invsco Tech Inv 314 1.090.4VSTA

Invsco Val Opp A 2905 1.220.5HBBA

Invscor Cor Bd A 840 0.820.5PBZA

InvscoStlpMLPAlphPls A 4954 3.20.5CWAA

Iron Strat Inc Inst 2221 1.250IFUA

Ivy Apollo Strat Inc I 5551 0.930.1DYOA

Ivy Apollo Strat Inc Y 5552 1.180.5DYPA

Ivy ApolloMulAsstInc I 5549 0.970.1DYMA

Ivy ApolloMulAsstInc Y 5550 1.210.5DYNA

Ivy Asst Strat N 5553 0.720DYQA

Ivy Asst Strat Y 679 1.110.5WSFA

Ivy Bal N 5554 0.710DYRA

Ivy Bal Y 1315 1.110.5IBNA

APO-4284.123


10/2020

Ivy Cor Eq Y 680 1.080.5WCEA

Ivy Crsovr Cr I 5555 1.130.1DYSA

Ivy Crsovr Cr Y 5556 1.370.5DYTA

Ivy Emrg Mkt Eq Y 1143 1.370.5WIPA

Ivy Enrgy A 5768 1.710.5EHNA

Ivy Enrgy N 5559 0.990DYWA

Ivy Enrgy Y 1770 1.420.5IEYA

Ivy Glbl Bd Y 2390 1.230.5WVYA

Ivy Glbl Eq Inc A 5889 1.250.5EMXA

Ivy Glbl Eq Inc N 5561 0.790DYYA

Ivy Glbl Eq Inc Y 5562 1.190.5DYZA

Ivy Glbl Gr N 5563 0.940DZAA

Ivy Glbl Gr Y 1141 1.380.5WIIA

Ivy Hi Inc N 5565 0.580DZCA

Ivy Hi Inc Y 681 0.980.5WHIA

Ivy Intl Cor Eq N 5568 0.830DZFA

Ivy Intl Cor Eq Y 1142 1.230.5WVVA

Ivy LgCap Gr N 5569 0.660DZGA

Ivy LgCap Gr Y 683 1.050.5WLCA

Ivy LSle Glbl RealEst I 5570 1.340.1DZHA

Ivy LSle Glbl RealEst Y 5571 1.550.5DZIA

Ivy Ltd Trm Bd N 5574 0.530DZLA

Ivy Ltd Trm Bd Y 684 0.960.5WLTA

Ivy Mckzie Intl SmCap I 5566 1.370.1DZDA

Ivy Mckzie Intl SmCap Y 5567 1.630.5DZEA

Ivy MdCap Gr N 5577 0.850DZOA

Ivy MdCap Gr Y 685 1.240.5WMCA

Ivy MdCap Inc Oppr I 5578 1.080.1DZPA

Ivy MdCap Inc Oppr Y 5579 1.330.5DZQA

Ivy Mgd Intl Oppr Y 2101 1.630.5WVTA

Ivy Natrl Rsrc N 5580 1.020DZRA

Ivy Natrl Rsrc Y 1139 1.420.5WINA

Ivy Pct EmMkLclCrnDbt I 5581 1.210.1DZSA

Ivy Pct EmMkLclCrnDbt Y 5582 1.440.5DZTA

Ivy Pict Trgt Rtn Bd N 5583 1.060DZUA

Ivy Pict Trgt Rtn Bd Y 5584 1.450.5DZVA

Ivy PS MSCI ACWI Indx I 5586 1.110.1DZXA

Ivy Pzena Intl Val N 5557 1.140DYUA

Ivy Pzena Intl Val Y 1137 1.620.5WICA

Ivy Scnc Tech N 5590 0.830EACA

Ivy Scnc Tech Y 661 1.220.5WSTA

Ivy Scrn Cor Bd Y 2098 0.980.5WIBA

Ivy Scrn RealEst Sec Y 1188 1.390.5IRSA

Ivy SmCap Cor N 5684 0.950EDZA

APO-4284.123


10/2020

Ivy SmCap Cor Y 1189 1.350.5IYSA

Ivy SmCap Gr N 5591 0.890EADA

Ivy SmCap Gr Y 686 1.280.5WSCA

Ivy Val N 5592 0.770EAEA

Ivy Val Y 5593 1.190.5EAFA

IvyPS IntRtHgHiYdInd I 5585 1.050.1DZWA

IvyPS Rsl2000DvdGrInd I 5587 0.810.1DZYA

IvyPS S&P500 Bd Indx I 5588 0.610.1DZZA

IvyPS SP500DvArctsInd I 5589 0.690.1EABA

James Bal Gldn Rnbw Inst 5254 0.830.1DKMA

Jensn Qulty Gr J 1250 0.850.4JNEA

JnHnck Bal R2 4521 1.180.5CDFA

JnHnck Bd I 5351 0.490.1DPJA

JnHnck Clsc Val R2 4522 1.330.5CDGA

JnHnck Dscpid Val I 5352 0.820.1DPLA

JnHnck Dscpid Val Intl I 5353 0.980.1DPNA

JnHnck Dscpid Val R2 4523 1.210.5CDHA

JnHnck FdmntlLgCap Cor R2 4527 1.180.5CDLA

JnHnck Flotng Rt Inc Inst 4706 0.910.1CLKA

JnHnck Hi Yld I 5327 0.690.1DOAA

JnHnck Inc R2 4525 0.940.5CDJA

JnHnck US Glbl Ldrs Gr R2 4530 1.310.5CDOA

JnHnck US Qulty Gr A 5194 1.010.5DHTA

JnsHndrsn AbsRtnIncOppr N 5127 0.690DDQA

JnsHndrsn AbsRtnIncOppr S 4947 1.520.5CVQA

JnsHndrsn Bal N 5122 0.580DDLA

JnsHndrsn Bal S 2663 1.080.5YJAA

JnsHndrsn Contra I 4913 0.650CUFA

JnsHndrsn Flex Bd N 5124 0.450DDNA

JnsHndrsn Flex Bd S 2665 0.960.5YJDA

JnsHndrsn Frty N 5125 0.650DDOA

JnsHndrsn Frty S 984 1.150.5JACA

JnsHndrsn Glbl Lf Scnc I 4914 0.770CUGA

JnsHndrsn Glbl Rsrch I 2672 0.740YJWA

JnsHndrsn Glbl Rsrch S 2673 1.180.5YJYA

JnsHndrsn GlblTech Innov N 5414 0.690DSQA

JnsHndrsn Gr Inc S 2668 1.130.5YJXA

JnsHndrsn Hi Yld N 5207 0.650DILA

JnsHndrsn MdCap Val I 2674 0.680YJMA

JnsHndrsn MdCap Val S 2675 1.090.5YJVA

JnsHndrsn Ovrseas N 5128 0.630DDRA

JnsHndrsn Ovrseas S 2670 1.130.5YJJA

JnsHndrsn Rsrch N 5129 0.550DDTA

JnsHndrsn Rsrch S 5480 1.060.5DVMA

APO-4284.123


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JnsHndrsn SmCap Val N 5171 0.680DGJA

JnsHndrsn SmCap Val S 2676 1.180.5YJSA

JnsHndrsn Triton N 5130 0.660DDUA

JnsHndrsn US Mgd Vltlty N 5483 0.560DVPA

JnsHndrsn US Mgd Vltlty S 4995 1.060.5CXRA

JnsHndrsn Vntr N 5131 0.670DDVA

JOHCM Emrg Mkt Oppr I 5379 1.170.1DQVA

JOHCM Intl Sel I 5380 0.990DQWA

JPM Cor Bd R3 5454 0.850.5DUKA

JPM Cor Pls Bd R3 5455 0.920.5DULA

JPM Cor Pls Bd R5 5415 0.510.1DSRA

JPM Emrg Mkt Eq R6 5594 0.840EAHA

JPM Eq Inc R3 5456 10.5DUMA

JPM Eq Inc R5 5595 0.60.1EAIA

JPM Govt Bd R3 5457 0.90.5DUNA

JPM Govt Bd R6 5596 0.40EAJA

JPM Gr Advtg R6 5597 0.650EAKA

JPM Hdg Eq R6 5735 0.380EFZA

JPM Intl Eq R6 5598 0.610EAMA

JPM Intl Val R5 5419 0.830.1DSZA

JPM Intrepid MdCap R3 5458 1.190.5DUOA

JPM Intrepid MdCap R6 5599 0.70EANA

JPM LgCap Gr R3 5459 1.040.5DUPA

JPM LgCap Gr R6 4313 0.540BUJA

JPM LgCap Val R5 4546 0.630.1CEEA

JPM MdCap Gr R3 5460 1.260.5DUQA

JPM MdCap Gr R5 5601 0.860.1EAPA

JPM MdCap Val R3 5461 1.260.5DURA

JPM MdCap Val R6 5602 0.750EAQA

JPM Mrtg Bckd Sec R6 4579 0.370CFSA

JPM Shrt Dur Bd Sel 2282 0.580.05JHLA

JPM SmCap Eq R3 5462 1.260.5DUTA

JPM SmCap Eq R5 4854 0.860.1CRTA

JPM SmCap Gr R6 5603 0.760EARA

JPM SmCap Val R3 5463 1.290.5DUUA

JPM Ttl Rtn R5 4855 0.610.1CRUA

JPM UM BehVal Fd R6 5736 0.860EGBA

JPM US Eq R3 5473 0.990.5DVEA

JPM US Eq R5 3791 0.590.1AUOA

JPM US Sm Co R6 5738 0.730EGDA

JPM Val Advtg R3 5474 1.160.5DVGA

JPM Val Advtg R6 5617 0.640EBHA

JPMorgan USRsrchEnhcdEq R6 5002 0.340CXYA

Lazard Glbl ListdInfr Inst 4778 0.960COQA

APO-4284.123


10/2020

Lazard Intl Eq Inst 4779 0.820CORA

Lazard Intl Eq Sel Open 503 1.740.5LESA

Lazard Intl SmCap Eq Open 826 1.430.5LISA

Lazard Intl Strat Eq Open 1954 1.060.5LIOA

Lazard US Eq Sel Open 1944 2.140.5LZUA

Lazard US SmMdCap Eq Open 329 1.250.5LSCA

LeggM BW Glbl Oppr Bd A 4452 10.5BZZA

LeggM BW Glbl Oppr Bd Inst 4453 0.680.15CAAA

LeggM ClrBrdg Aggr Gr A 397 1.120.5SBGA

LeggM ClrBrdg Aggr Gr I 4454 0.790.15CABA

LeggM ClrBrdg AllCap Val A 402 1.160.5SFVA

LeggM ClrBrdg App A 399 0.950.5SMBA

LeggM ClrBrdg Divd Strat A 421 1.050.5SPTA

LeggM ClrBrdg Intl Gr I 1527 0.850.15LMXA

LeggM ClrBrdg Intl Val I 4766 10.15COCA

LeggM ClrBrdg IntlSmCap A 4764 1.580.5COAA

LeggM ClrBrdg IntlSmCap I 4765 1.310.15COBA

LeggM ClrBrdg LgCap Gr A 418 1.030.5SLCA

LeggM ClrBrdg MdCap A 419 1.180.5SYCA

LeggM ClrBrdg MdCap Cor I 2694 0.870.15SBYA

LeggM ClrBrdg MdCap Gr A 4688 1.40.5CKKA

LeggM ClrBrdg MdCap Gr I 4689 1.110.15CKLA

LeggM ClrBrdg SmCap Gr A 111 1.20.5SCGA

LeggM ClrBrdg SmCap Gr I 2286 0.920.15LSPA

LeggM ClrBrdg SmCap Val I 2287 1.040.15LSMA

LeggM ClrBrdg Val Tr I 1144 0.820.15LMNA

LeggM ClrBrdgInvLgCapVal A 297 0.880.5SLIA

LeggM ClrBrdgInvLgCapVal I 2698 0.60.15AIFA

LeggM ClrBrdgSpcInvmt Tr I 1526 10.15LMSA

LeggM QS Glbl Eq A 2157 1.450.5SFIA

LeggM QS Intl Eq FI 2154 1.320.5LGFA

LeggM QS Intl Eq Inst 1529 1.050.15LGEA

LeggM WstrAs Cor Bd A 4472 0.830.5CBCA

LeggM WstrAs Cor Bd I 2166 0.540.15WTXA

LeggM WstrAs CorPlsBd A 4982 0.830.5CXDA

LeggM WstrAs CorPlsBd I 1451 0.520.15WAPA

LeggM WstrAs GlblHiYldBd A 118 1.150.5SYBA

LeggM WstrAs Hi Yld I 2167 0.760.15WAYA

LeggM WstrAs Inc A 1994 10.5SDSA

LeggM WstrAs Inc I 4085 0.70.15BJTA

LeggM WstrAs InfIndPlsBd I 1531 0.360.15WIXA

LeggM WstrAs Intmd Bd I 2168 0.550.15WTIA

LeggM WstrAs MrtgTtlRtn A 2158 0.950.5SGVA

LeggM WstrAs MrtgTtlRtn I 2285 0.670.15LSGA

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LeggM WstrAs ShtDurHiInc A 4747 1.010.5CNJA

LeggM WstrAs ShtDurHiInc I 4748 0.720.15CNKA

LeggM WstrAs ST Bd I 4473 0.540.15CBDA

LeggMWstrAs EmrgMktDb A 4469 1.610.4CAZA

LeggMWstrAs EmrgMktDb Inst 4470 1.440.15CBAA

LeggMWstrAsTlRtUncnst Inst 4542 0.720.15CEAA

Loomis Bd Admn 1122 1.170.6LBFA

Loomis SmCap Val Admn 1123 1.450.6LSAA

LrdAbt Afltd R4 5208 0.710.5DINA

LrdAbt Bd Dbntr R4 5210 0.840.5DIQA

LrdAbt Cor Fxd Inc R4 5213 0.690.5DIUA

LrdAbt Devl Gr R4 5214 0.940.5DIWA

LrdAbt Divd Gr R4 5212 0.950.5DITA

LrdAbt Emrg Mkt Bd R4 5215 1.010.5DIXA

LrdAbt Fdmntl Eq R4 5209 0.990.5DIOA

LrdAbt Flotng Rt R4 5216 0.860.5DIYA

LrdAbt Gr Oppr R4 5217 1.160.5DIZA

LrdAbt Hi Yld R4 5218 0.960.5DJAA

LrdAbt Intl Eq R4 5219 1.170.5DJBA

LrdAbt Intl Oppr R4 5221 1.250.5DJDA

LrdAbt Intl Val R4 5220 1.160.5DJCA

LrdAbt MdCap Stk R4 5223 0.980.5DJFA

LrdAbt MultAsst BalOppr R4 5211 1.250.5DIRA

LrdAbt Shrt Dur Inc R4 5222 0.650.5DJEA

LrdAbt SmCap Val R4 5224 1.20.5DJGA

LrdAbt Ttl Rtn R4 5225 0.730.5DJHA

LrdAbt Val Oppr R4 5226 1.180.5DJIA

LSV SmCap Val Inst 5619 0.810EBJA

LSV Val Eq Inst 5620 0.650EBKA

MassMut Sel Blue Chip Gr I 5821 0.640EJSA

Meeder Mrfld 798 1.310.4FLMA

Meeder Mrfld Instl 5362 1.010DQEA

Meeder Qntx 794 1.530.4FLGA

Meeder Qntx Instl 5363 1.250DQFA

MetWest Alpha Trak 500 1963 1.060MWAA

MetWest Hi Yld Bd I 1964 0.630.1MWHA

MetWest Intmd Bd I 1965 0.490.1MWIA

MetWest Low Dur Bd I 1966 0.420.1MWLA

MetWest Strat Inc I 1967 2.210.1MWSA

MetWest Ttl Rtn Bd I 1968 0.460.1MWTA

MetWest Ultra Shrt Bd I 1969 0.590.1MWUA

MFS Blnd Rsrch Cor Eq R4 2599 0.570.1MUEA

MFS Cor Eq A 637 10.5MRGA

MFS Cor Eq R1 1627 1.751.1MADA

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MFS Divrs Inc A 1903 0.990.4MDAA

MFS Emrg Mkt Db A 3978 1.060.5BEUA

MFS Emrg Mkt Db R4 4348 0.810.1BVWA

MFS Glbl Eq R1 1628 1.911.1MAFA

MFS Glbl Eq R6 6317 0.820FHRA

MFS Glbl Gr A 442 1.380.4MGGA

MFS Glbl Gr R1 1629 2.131.1MAHA

MFS Glbl Hi Yld A 632 1.160.5MYOA

MFS Glbl Hi Yld R4 2600 0.910.1MHOA

MFS Glbl Ttl Rtn A 636 1.160.4MGTA

MFS Glbl Ttl Rtn R1 1630 1.911.1MAIA

MFS Gr A 2470 0.910.5MFEA

MFS Hi Inc R1 1631 1.691.1MAJA

MFS Infl Adj Bd R1 1633 1.691.1MALA

MFS Intl Divrs A 1904 1.120.5MXDA

MFS Ltd Mat R1 1634 1.551.1MANA

MFS Mass Inv Gr Stk R1 1625 1.471.1MABA

MFS Mass Inv Tr R1 1626 1.461.1MACA

MFS Mass Inv Tr R4 2399 0.460.1MTDA

MFS MdCap Gr A 438 1.090.4MMCA

MFS MdCap Gr R3 6320 1.090.5FHUA

MFS MdCap Gr R6 5428 0.740DTJA

MFS MdCap Val R6 5227 0.680DJJA

MFS Rsrch Intl A 1532 1.110.5MRAA

MFS Rsrch Intl R1 1638 1.861.1MAXA

MFS Rsrch R4 2602 0.550.1MFRA

MFS Tech R1 1635 1.941.1MAOA

MFS Ttl Rtn A 638 0.730.5MTRA

MFS Ttl Rtn Bd A 634 0.790.4MRBA

MFS Ttl Rtn Bd R1 1637 1.541.1MAUA

MFS Ttl Rtn R1 1639 1.481.1MAYA

MFS Ttl Rtn R4 2400 0.480.1MSFA

MFS Util R1 1640 1.761.1MAZA

MFS Val A 439 0.820.5MMVA

MFS Val R6 5228 0.470DJKA

Miller Oppr Tr Inst 1528 1.250LNOA

MnNpr Dscpld Val Ser I 4534 0.580.15CDSA

MnNpr Eq Ser S 2194 1.30.4EXEA

MnNpr Ovrseas Ser I 4535 0.810CDTA

MnNpr Ovrseas Ser S 6049 1.10.4ETQA

MnNpr Unconstrnd Bd Ser I 5257 0.50.15DKPA

MnNprProBld Cnsrv Trm S 1179 0.870.4EXDA

MnNprProBld Extnd Trm S 1180 1.060.4EMNA

MnNprProBld Max Trm S 1181 1.110.4EXHA

APO-4284.123


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MnNprProBld Mod Trm S 1182 1.090.4EXBA

MnSty Epch Intl Choice R2 2231 1.30.5MIYA

MnSty Epoch US Eq Yld R2 5485 1.180.5DVRA

MnSty Inc Bldr I 5426 0.770.15DTHA

MnSty McKay HiYldCorpBd I 5425 0.740.15DTFA

MnSty McKay Ttl Rtn Bd I 4918 0.640.15CUKA

MnSty McKay UncnstrndBd I 4919 1.020.15CULA

MnSty Mktfld A 4598 3.10.5CGQA

MnSty Mktfld I 4599 2.840.15CGSA

MnSty Wnslow LgCap Gr R2 2233 1.090.5MLTA

Mnteagle Oppr Eq Inv 2094 1.50.5HEQA

MS Insight I 6323 0.910FHXA

MSIF Disc I 2512 0.740MCGA

MSIF Emrg Mkt Eq I 4646 1.160CITA

MSIF Glbl Fxd Inc Oppr I 4651 0.60CIZA

MSIF Glbl Oppr I 5101 0.950DCOA

MSIF Incptn I 4647 1.210CIUA

MSIF Inst Glbl Strat I 4648 0.840CIWA

MSIF Inst Gr I 4649 0.590CIXA

MSIF Inst Intl Eq I 4650 10CIYA

Natixis AEW GlbFocRlEst A 1317 1.480.55LNRA

Natixis Gateway A 1119 1.010.55GATA

Natixis Loomis InvmtGrBd A 1367 0.810.45LIGA

Natixis Loomis Strat Inc A 1319 0.960.45LNEA

Natixis LoomisInvmtGrdBd Y 2391 0.560.15LSIA

Nchls II Fd N 1705 0.950.4NNTA

Nchls Ltd Edtn N 1706 1.110.4NNLA

NeuBer AbsRtn MultMgr A 4640 3.050.5CILA

NeuBer AbsRtn MultMgr Inst 4641 2.670.1CIMA

NeuBer Cor Bd A 2743 0.870.5NCRA

NeuBer Emrg Mkt Eq A 2758 1.630.5NXMA

NeuBer Eq Inc A 2757 1.060.5NXEA

NeuBer Focs A 2816 1.120.5NFAA

NeuBer Genesis Tr 398 1.10.4NBTA

NeuBer Guardian A 2733 1.090.5NGAA

NeuBer Hi Inc A 2744 1.180.5NHIA

NeuBer Intl Eq Inst 5048 1.010.1CZSA

NeuBer Intl Eq R6 5434 0.910DTPA

NeuBer Intl Eq Tr 4508 1.260.4CCQA

NeuBer Intl Sel A 2759 1.350.5NXLA

NeuBer Intrinsic Val A 2817 1.440.5NNAA

NeuBer Intrinsic Val Inst 4264 1.050.1BRVA

NeuBer LgCp Val A 2818 1.080.5NPAA

NeuBer Lng Shrt A 4642 2.140.5CIOA

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NeuBer Lng Shrt Inst 4643 1.780.1CIPA

NeuBer MdCap Gr A 2760 1.080.5NXGA

NeuBer MdCapIntrinVal A 2820 1.410.5NBRA

NeuBer MultCap Oppr Inst 4265 0.750.1BRYA

NeuBer RealEst A 2819 1.430.5NREA

NeuBer RealEst Inst 4266 1.060.1BRZA

NeuBer Shrt Dur Bd A 2821 1.140.5NSHA

NeuBer SmCap Gr A 2762 1.660.5NXCA

NeuBer Strat Inc A 2746 1.010.5NSTA

NeuBer Strat Inc R6 5435 0.530DTQA

NeuBer Sustnbl Eq A 2763 1.050.5NXRA

NrthSqr Mult Strat A 1324 2.850.5POLA

NrthSqr OakRidge SmCapGr A 1325 2.070.5PORA

NrthStr Divd I 5369 1.440DQLA

Nuvn Divd Val A 2584 1.110.5FQIA

Nuvn Glbl Infr R6 5624 1.030EBOA

Nuvn Hi Yld Inc A 4564 1.050.5CEZA

Nuvn LgCap Cor R6 5743 0.690EGKA

Nuvn LgCap Gr A 5744 1.110.5EGMA

Nuvn MdCap Gr Oppr A 2489 1.240.5FRSA

Nuvn MdCap Val A 2535 1.270.5FXEA

Nuvn NWQ Flex Inc R6 5746 0.740EGPA

Nuvn RealAsst Inc R6 5747 0.80EGQA

Nuvn RealEst Sec A 2491 1.30.5FEEA

Nuvn RealEst Sec R6 5748 0.880EGRA

Nuvn SmCap Sel A 2492 1.420.5FEMA

Nuvn SmCap Val R3 5823 1.530.5EJUA

Nuvn Strat Inc A 2493 0.970.5FDDA

NW AllianzGI Intl Gr A 6324 1.190.5FIBA

NW Amundi Glbl Hi Yld A 5164 1.350.5DFQA

NW Amundi Glbl Hi Yld R6 5165 0.850DFUA

NW Amundi Strat Inc A 5166 1.250.5DFWA

NW Amundi Strat Inc R6 5167 0.750DFZA

NW Bailard Cogn Val A 4600 1.50.5CGTA

NW Bailard Cogn Val R6 4601 1.130CGUA

NW Bailard Int Eq A 4603 1.260.5CGWA

NW Bailard Int Eq R6 4604 0.920CGXA

NW Bailard Tech Scnc A 4606 1.270.5CGZA

NW BailardTchScnc R6 4607 0.960CHAA

NW Bd A 829 0.790.5NBDA

NW Bd Indx A 969 0.680.5NBIA

NW Bd Indx R6 1412 0.260NBXA

NW Bd R6 5430 0.510.1DTLA

NW Cor Plus Bd A 4562 0.840.5CEWA

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NW Cor Plus Bd R6 4563 0.490CEXA

NW Dest 2025 A 2050 0.910.5NWDA

NW Dest 2025 R6 2060 0.410NWOA

NW Dest 2030 A 2051 0.920.5NWEA

NW Dest 2030 R6 2061 0.420NWPA

NW Dest 2035 A 2052 0.910.5NWGA

NW Dest 2035 R6 2062 0.410NWQA

NW Dest 2040 A 2053 0.910.5NWHA

NW Dest 2040 R6 2063 0.410NWRA

NW Dest 2045 A 2054 0.910.5NWIA

NW Dest 2045 R6 2064 0.410NWSA

NW Dest 2050 A 2055 0.90.5NWJA

NW Dest 2050 R6 2065 0.40NWTA

NW Dest 2055 A 2883 0.90.5VBZA

NW Dest 2055 R6 2886 0.40VBXA

NW Dest 2060 A 4951 0.90.5CVXA

NW Dest 2060 R6 4952 0.40CVYA

NW Dest 2065 A 6665 0.930FYNA

NW Dest 2065 R 6666 1.180.75FYOA

NW Dest 2065 R6 6667 0.430FYPA

NW Dest Rtrmt A 2048 0.910.5NWBA

NW Dest Rtrmt R6 2058 0.410NWMA

NW DmndHll LgCap Cnctrd A 4619 1.990.5CHMA

NW DmndHll LgCap Cnctrd R6 4620 1.630CHNA

NW Emrg Mkt Db A 5258 1.530.5DKQA

NW Emrg Mkt Db R6 5259 1.030DKRA

NW Geneva MdCap Gr A 4609 1.180.5CHCA

NW Geneva MdCap Gr R6 4610 0.820CHDA

NW Geneva SmCap Gr A 4611 1.230.5CHEA

NW Geneva SmCap Gr R6 4612 0.860CHFA

NW Glbl Sustnbl Eq R6 4495 1.240CCBA

NW Glbl SustnblEq A 4487 1.590.5CBTA

NW Gov Mny Mkt R6 688 0.440.25GMZA

NW Infl Prtct Sec A 5771 0.740.5EHQA

NW Infl Prtct Sec R6 5741 0.380EGHA

NW Intl Indx A 966 0.750.5NIIA

NW Intl Indx R6 1414 0.330NIXA

NW Intl SmCap A 5432 1.550.5DTNA

NW Intl SmCap R6 5433 1.050.1DTOA

NW Inv Dest Aggr C 1690 1.621DMGA

NW Inv Dest Aggr R6 1616 0.530GIAA

NW Inv Dest Aggr Svc 970 0.930.4DAGA

NW Inv Dest Cnsrv C 1691 1.571DMNA

NW Inv Dest Cnsrv R6 1617 0.50GICA

APO-4284.123


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NW Inv Dest Cnsrv Svc 974 0.90.4DCFA

NW Inv Dest Mod Aggr C 1693 1.591DMRA

NW Inv Dest Mod Aggr R6 1619 0.530GIMA

NW Inv Dest Mod Aggr Svc 971 0.930.4DMAA

NW Inv Dest Mod C 1692 1.571DMTA

NW Inv Dest Mod Cnsrv C 1694 1.561DMSA

NW Inv Dest Mod Cnsrv R6 1620 0.50GIDA

NW Inv Dest Mod Cnsrv Svc 973 0.910.4DMCA

NW Inv Dest Mod R6 1618 0.510GMFA

NW Inv Dest Mod Svc 972 0.910.4DMFA

NW Loomis AllCap Gr A 5622 1.360.5EBMA

NW Loomis AllCap Gr R6 5623 0.90EBNA

NW Loomis Cor Bd A 4616 0.890.5CHJA

NW Loomis Cor Bd R6 4617 0.50CHKA

NW Loomis ST Bd A 4625 0.810.5CHTA

NW Loomis ST Bd R6 4626 0.480CHUA

NW MdCap Mkt Indx A 968 0.690.5NMCA

NW MdCap Mkt Indx R6 1420 0.290NCXA

NW Mel Dynmc US Cor A 831 1.010.5NGFA

NW NYSE ArcTch100Indx A 4637 0.660.5CIIA

NW NYSE ArcTch100Indx R6 4638 0.320CIJA

NW S P 500 Indx R6 1623 0.20NSXA

NW S P 500 Indx Svc 356 0.60.5NIFA

NW SmCap Indx A 967 0.750.5NSCA

NW SmCap Indx R6 1697 0.330NSMA

NW US SmCap Val A 2197 1.380.65NUAA

NW US SmCap Val R6 2198 1.060.25NUIA

NW WCM Focs SmCap A 4628 1.50.5CHWA

NW WCM Focs SmCap R6 4629 1.160CHXA

Okmrk Eq Inc II 669 1.150.55KOEA

Okmrk Fd II 670 1.190.55KOFA

Okmrk Glbl II 671 1.470.55KOGA

Okmrk Intl II 672 1.290.55KOIA

Okmrk Intl SmCap II 2200 1.580.55KOXA

Okmrk Sel II 1575 1.30.55KORA

Parnassus Cor Eq Inst 2867 0.630.1ILXA

Parnassus Cor Eq Inv 2868 0.860.5IRBA

Parnassus Endvr 2873 0.970.5PWXA

Parnassus Endvr Instl 5437 0.710.1DTSA

Parnassus Fxd Inc 2869 0.870.5IRIA

Parnassus MdCap 2871 1.010.5IRMA

Parnassus MdCap Gr 2870 0.840.5PNXA

Parnassus MdCap Inst 5438 0.750.1DTTA

Pax EllevGlbWomenLdrs Inst 5168 0.550.08DGAA

APO-4284.123


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Pax ESG Beta Qulty Inst 4416 0.650.08BYPA

Pax GlblEnvir Mkt Inst 2472 0.970.08PGNA

Pax MSCEAFESGLdrIndx Inst 5169 0.490.08DGDA

Pax SmCap Inst 5170 0.950.08DGHA

Pax Sustnbl Alloc Inst 2617 0.670.08PAIA

PearTre PlrFrgValSmCp Inst 5628 1.290.1EBSA

Permanent Portfolio 4315 0.850BUNA

PGIM Jnisn Hlth Scnc A 1193 1.150.5PHLA

PGIM QMA SmCap Val R6 5750 0.670EGUA

PGIM Ttl Rtn Bd R6 5440 0.410DTVA

Phcian Accnt Intl Val 4448 1.340BZVA

PIMCO All Asst A 1533 1.7850.45PASA

PIMCO AllAsst AllAthrity A 2767 3.530.45PMUA

PIMCO ComdtyRealRtnStrat A 2109 1.950.45PCXA

PIMCO Divrs Inc Inst 4496 0.790CCCA

PIMCO Dynmc Bd A 2769 1.250.45PMBA

PIMCO EmrgMktLclCrnBd Inst 2778 1.70PELA

PIMCO Forgn UnHdg Inst 4864 0.630CSFA

PIMCO Glbl Mult Asst A 2768 2.160.45PMLA

PIMCO GlblBdOpprUnHdg Inst 4784 0.670COWA

PIMCO Hi Yld A 674 0.920.45PYFA

PIMCO Hi Yld Inst 1433 0.570PHIA

PIMCO Hi Yld Spctrm A 4717 0.970CMCA

PIMCO Hi Yld Spctrm Inst 4718 0.620CMDA

PIMCO Inc A 4458 1.490.45CAJA

PIMCO Inc Inst 4497 1.090CCDA

PIMCO Invmt Grd Cr Bd A 4267 1.250.45BSBA

PIMCO Invmt Grd Cr Bd Inst 4498 0.850CCEA

PIMCO Low Dur A 675 1.160.45PLDA

PIMCO Low Dur Inc Inst 6079 0.550EVCA

PIMCO Low Dur Inst 1434 0.870PTLA

PIMCO LT Cr Bd Inst 4719 0.840CMEA

PIMCO LT US Gov Inst 4865 1.8550CSGA

PIMCO RAE Glb ex US Inst 6080 1.310EVDA

PIMCO RAE Intl Inst 6081 0.610EVEA

PIMCO RAE PLUS A 4715 1.270.45CLZA

PIMCO RAE PLUS Inst 4716 0.870CMBA

PIMCO RAEWWLngShrtPLS Inst 6424 1.280FNKA

PIMCO Real Rtn Inst 1435 0.530PRIA

PIMCO RlEstRlRtnStrat Inst 4567 2.10CFGA

PIMCO ST A 4720 0.80.45CMGA

PIMCO ST Inst 4721 0.550CMHA

PIMCO StkPLSIntDlrHdg Inst 4536 10CDUA

PIMCO StkPLUS Ttl Rtn Inst 4537 0.720CDVA

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PIMCO Ttl Rtn A 138 1.040.45PCTA

PIMCO Ttl Rtn Inst 1436 0.70PTTA

PIMCOComdyRealRtnStratInst 1699 1.50PCRA

Pionr Bal ESG A 1838 1.060.65PAOA

Pionr Bd A 1902 0.840.65PIXA

Pionr Cor Eq A 653 0.90.65PVAA

Pionr Dscpld Val A 1707 1.180.55PCCA

Pionr Eq Inc A 649 10.65PIEA

Pionr Fd A 1009 1.040.65PIOA

Pionr Fdmntl Gr A 2658 1.070.65PGFA

Pionr Fdmntl Gr K 5439 0.660DTUA

Pionr Glbl Eq A 2538 1.350.65GLSA

Pionr Glbl Hi Yld A 2239 1.170.65PGHA

Pionr Hi Yld A 650 1.140.65PHFA

Pionr MdCap Val A 651 1.020.65PICA

Pionr Sel MdCap Gr A 1456 1.030.65PGOA

Pionr Strat Inc A 382 1.10.65PNSA

Port 21 Glbl Eq Fd Inst 2629 1.020.1ORIA

PRIMECAP Odysy Gr 5028 0.650CYYA

PRIMECAP Odysy Stk 5229 0.660DJLA

Prncpl Cap App A 4248 0.860.5BQZA

Prncpl Cap App Inst 2305 0.510.1PWCA

Prncpl Cor Fxd Inc A 1377 0.890.4WCIA

Prncpl Divrs Intl A 1970 1.250.4WPRA

Prncpl Divrs RealAsst Inst 5009 0.960.1CYFA

Prncpl Eq Inc A 1372 0.910.5WCMA

Prncpl Eq Inc I Inst 2293 0.530.1PEXA

Prncpl Glbl Divrs Inc Inst 5029 0.850.1CYZA

Prncpl Glbl RealEst Inst 5030 1.080.1CZAA

Prncpl GovtHiQulty Bd Inst 5031 0.550.1CZBA

Prncpl Hi Yld A 1373 0.940.5WCPA

Prncpl Hi Yld Inst 2631 0.660.1PYTA

Prncpl Infl Prtct Inst 2294 0.390.1PIPA

Prncpl Int Emrg Mkt Inst 4460 1.290.1CALA

Prncpl LgCapSP500Indx Inst 2795 0.170PFAA

Prncpl MdCap Gr Inst 2298 0.80.1PWGA

Prncpl MdCap Val I Inst 6263 0.720.1FECA

Prncpl RealEst Sec A 1972 1.260.5WRAA

Prncpl RealEst Sec Inst 5260 0.930.1DKSA

Prncpl SmCap Gr I Inst 5032 0.980.1CZCA

Prncpl SmCap Inst 2633 0.890.1PRSA

Prncpl SmCap Val II Inst 5033 1.080.1CZDA

Prncpl SpctmPfrdCpSecInc A 1971 1.060.5WPAA

Prncpl ST Inc A 1376 0.690.3WSRA

APO-4284.123


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Prncpl ST Inc Inst 2796 0.430.1PHXA

Ptnm Conv Sec A 2824 1.050.5PCOA

Ptnm Divrs Inc Tr A 1717 0.980.5PDIA

Ptnm Eq Inc A 990 0.910.5KEIA

Ptnm Focs Eq Y 6638 1.120.25FXMA

Ptnm Geo Ptnm Bal A 509 0.990.5KPBA

Ptnm Geo Ptnm Bal M 1644 1.491PUCA

Ptnm Glbl Eq A 991 1.150.5KEQA

Ptnm Gr Oppr A 992 1.030.5KGOA

Ptnm Hi Yld A 5385 1.020.5DRCA

Ptnm Inc A 2826 0.850.5PNCA

Ptnm Intl Cap Oppr A 994 1.50.5KIVA

Ptnm Intl Eq A 993 1.180.5KIGA

Ptnm MultAsstAbs Rtn Y 4499 0.710.25CCFA

Ptnm MultCapCor A 5995 10.5ERGA

Ptnm SmCap Gr A 660 1.20.5KSGA

Ptnm Sustnbl Ftr A 658 1.070.5KMCA

Ptnm Sustnbl Ldrs A 996 1.040.5KNOA

Royce Micro Cap Invmt 4503 1.340.1CCKA

Royce Oppr Invmt 4462 1.220.1CAPA

Royce Penn Mut Invmt 4356 0.940.1BWFA

Royce Spec Eq Invmt 2770 1.210.1RXEA

Royce Ttl Rtn Invmt 4463 1.230.1CAQA

Royce Val Invmt 4464 1.30.1CARA

Royce Val Pls Invmt 4465 1.240.1CATA

RS MdCap Gr A 1538 1.350.5RSMA

Rtnl Dynmc Brnds A 2593 1.750.5HSUA

Rtnl Eq Armor A 2814 2.020.5HDCA

RydexSGI Basic Mtrls H 514 1.720.4RBMA

RydexSGI Bio H 516 1.730.4RBTA

RydexSGI Bk H 513 1.740.4RSBA

RydexSGI Cnsmr Prdcts H 517 1.720.4RCPA

RydexSGI Elctrncs H 518 1.730.4RELA

RydexSGI Enrgy H 519 1.720.4RENA

RydexSGI Enrgy Svc H 526 1.720.4RESA

RydexSGI Fin Svc H 527 1.720.4RFSA

RydexSGI Hlth Care H 528 1.720.4RHCA

RydexSGI Intrnt H 529 1.710.4RINA

RydexSGI Lsure H 531 1.720.4RLEA

RydexSGI NASDAQ 100 H 5096 1.630.5DCJA

RydexSGI Prec Mtls Adv 1155 1.630.5RYMA

RydexSGI RealEst H 1259 1.720.5RREA

RydexSGI Rtl H 532 1.720.4RETA

RydexSGI S P 500 Pure Gr H 1254 1.630.5RYWA

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RydexSGI S P 500 PureVal H 1255 1.630.5RYZA

RydexSGI SPMdCap400PureGrH 1257 1.630.5RYBA

RydexSGI Tech H 533 1.720.4RTCA

RydexSGI Telcom H 534 1.730.4RTMA

RydexSGI Trnsprt H 536 1.720.4RTNA

RydexSGI Util Adv 537 1.730.4RUTA

RydexSGISPMdCap400PureValH 1258 1.630.5RAVA

RydexSGISPSmCap600PureGr H 1260 1.630.5RWAA

RydexSGISPSmCap600PureValH 1261 1.640.5RAZA

SEI Intl Eq I 2032 1.350.5SEEA

SEI LgCap Gr I 2033 1.230.5SPGA

SEI LgCap Val I 2034 1.180.5SEUA

SEI SmCap Gr I 2039 1.490.5SPWA

SEI SmCap Val I 2040 1.490.5SMXA

Semper MBS Ttl Rtn Inst 5828 0.770EJZA

Semper Shrt Dur Inst 5829 0.660EKCA

Sierra Tctcl All Asst I1 4476 2.550.5CBGA

Sierra Tctcl Cor Inc Inst 5037 1.620.1CZHA

Stadion Tctcl Gr I 5270 1.50DLFA

Strlng Cap Md Val Inst 5751 1.010.1EGVA

Stwrd Glbl Eq Inc Inst 5371 0.950.1DQNA

Stwrd LgCapEnhcdIndx Inst 5372 0.530.1DQOA

Stwrd SmMdCapEnhcIndx Inst 5373 0.560.1DQPA

SummitGI US LowVltltyEq I 5630 0.930EBUA

Swan Dfnd Rsk I 5752 1.270EGWA

Tchstn Activ Bd A 5755 10.4EGZA

Tchstn Activ Bd Y 5756 0.730.15EHBA

Tchstn Bal A 1743 1.10.4SEBA

Tchstn Flex Inc A 5757 1.250.4EHCA

Tchstn Flex Inc Y 5758 0.980.15EHDA

Tchstn Focs A 4364 1.190.4BWNA

Tchstn Int SmCap A 4366 4.360.4BWPA

Tchstn Intl Eq A 1744 1.380.4SWRA

Tchstn Intl Eq Y 2212 1.130SIXA

Tchstn Lg Co Gr Y 5833 1.010.15EKKA

Tchstn LgCap A 5015 1.580.4CYLA

Tchstn LgCap Focs A 1741 1.10.4SENA

Tchstn MdCap A 4571 1.340.4CFKA

Tchstn MdCap Gr A 2242 1.250.4TEGA

Tchstn MdCap Gr Y 5834 1.010.15EKLA

Tchstn MdCap Val A 4796 1.530.4CPIA

Tchstn MdCap Val Y 5835 1.190.15EKMA

Tchstn Sands Cap Inst Gr 4274 0.820BSOA

Tchstn Sands Cap Sel Gr Z 4275 1.270.4BSPA

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Tchstn SandsCapEmrgMktGr Y 5836 1.320.15EKNA

Tchstn Sm Co A 1740 1.210.4SAWA

Tchstn Sm Co Y 2165 0.960.15SIGA

Tchstn SmCap Val A 6046 1.690.4ETNA

Tchstn Sustnbl Impct Eq A 2241 1.180.4TEQA

Tchstn Sustnbl Impct Eq Y 5760 0.940.15EHFA

Tchstn Val A 4363 1.260.4BWMA

TCW Rel Val Divd App I 1822 0.750.1TGDA

TCW Rel Val MdCap I 1826 0.950.1TXGA

TCW Rel Val MdCap N 424 1.370.4TGVA

TCW Sel Eq I 1824 0.80.1TGCA

TCW ST Bd I 2644 3.370.1TGSA

TCW Ttl Rtn Bd I 1825 0.520.1TGLA

TCW Ttl Rtn Bd N 836 0.780.4TGMA

Thmpsn Bd 5646 0.710.1ECLA

Thrnbrg Cor Gr R4 1977 1.910.5TCRA

Thrnbrg Intl Val I 427 0.970.4TIXA

Thrnbrg Intl Val R4 1978 1.440.5THRA

Thrnbrg Intl Val R6 4468 0.880CAYA

Thrnbrg Ltd Trm Inc R5 4505 0.740.05CCNA

Thrnbrg Val I 549 1.070.4THVA

Thrnbrg Val R4 1980 1.750.5TVIA

TIAACRF Cor Bd Inst 5647 0.30ECMA

TIAACRF Cor Impct Bd Inst 5280 0.360DLRA

TIAACRF Cor Pls Bd Inst 5648 0.30ECNA

TIAACRF EnhcdIntEqInd Inst 5273 0.40DLKA

TIAACRF EnhcLgCpGrInd Inst 5274 0.320DLLA

TIAACRF EnhcLgCpVlInd Inst 5275 0.370DLMA

TIAACRF Gr Inc Inst 5276 0.410DLNA

TIAACRF Hi Yld Inst 5753 0.360EGXA

TIAACRF Intl Eq Indx Inst 5754 0.060EGYA

TIAACRF LgCap Gr Indx Inst 5231 0.050DJNA

TIAACRF LgCap Gr Inst 5649 0.420ECOA

TIAACRF LgCap ValIndx Inst 5232 0.050DJOA

TIAACRF MdCap Val Inst 5278 0.440DLPA

TIAACRF Mgd Alloc Inst 5277 0.450DLOA

TIAACRF RealEst Sec Inst 5279 0.50DLQA

TIAACRF SocChoice Eq Inst 5282 0.170DLUA

Transam Hi Yld Bd 12 2719 0.60THBA

TRowePr Bal 2639 0.610.15RPBA

TRowePr Blue Chip Gr R 1081 1.220.65TRRA

TRowePr Divd Gr 4418 0.620.15BYRA

TRowePr Divd Gr I 5830 0.50EKDA

TRowePr Eq Inc R 1082 1.230.65TRFA

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TRowePr Gr Stk 1439 0.650.15TPRA

TRowePr Gr Stk R 1083 1.180.65TRGA

TRowePr Intl Stk Fd 2312 0.80.15TPTA

TRowePr Intl Stk R 1984 1.450.65TRTA

TRowePr Intl Val Eq R 1983 1.420.65TXRA

TRowePr LgCap Gr I 5374 0.560DQQA

TRowePr New Inc R 1088 1.330.65TRNA

TRowePr QM US SmCap Eq I 5633 0.650EBXA

TRowePr Real Asst 5444 0.810.15DUAA

TRowePr SmCap Val 2642 0.830.15TPSA

TRowePr Spctrm Inc 1441 0.630.15TRPA

TRowePr Spctrm Mod Alloc 4920 0.870.15CUMA

TRowePr SpctrmCnsrvAlloc 2641 0.790.15PSRA

TRowePr SpctrmModGrAlloc 4921 0.890.15CUNA

TRowePr ST Bd 5271 0.440.15DLHA

TRowePr US Eq Rsrch R 1487 1.130.65TRCA

TRowePr Val 4745 0.790.15CNHA

UBS Dynmc Alpha A 1651 2.050.4UBNA

UBS US Alloc A 459 1.010.4BRTA

UBS US SmCap Gr A 456 1.580.4BRSA

USAA Cap Gr Inst 5651 1.030.1ECQA

USAA Emrg Mkt Inst 5652 1.30.1ECRA

USAA Govt Sec Inst 5653 0.370.1ECSA

USAA Gr Inst 5654 0.880.1ECTA

USAA Hi Inc Inst 5655 0.760.1ECUA

USAA Inc Inst 5656 0.460.1ECVA

USAA Inc Stk R6 5657 0.730ECWA

USAA Intl Inst 5659 0.980.1ECYA

USAA IntmdTrm Bd R6 5658 0.710ECXA

USAA Nasdaq 100 Indx R6 5660 0.420ECZA

USAA SmCap Stk Inst 5662 10.1EDCA

USAA ST Bd R6 5661 0.680EDAA

USAA Ultra ST Bd R6 5663 0.790EDDA

USAA Val Inst 5664 0.890.1EDEA

VanEck Emrg Mkt A 2185 1.530.5VGFA

VanEck Glbl Hrd Asst A 1094 1.60.5VGHA

VanEck Intl Inv Gold A 1095 1.490.5VINA

Vic Divrs Stk A 287 1.080.5KVDA

Vic Glbl Natrl Vic Rsrc A 1536 1.690.5RSNA

Vic Glbl Natrl Vic Rsrc Y 4136 1.260.1BLYA

Vic Incore Fd For Inc A 159 0.940.5KVIA

Vic Incore Fd For Inc I 3927 0.650.1BCLA

Vic INCORE Low Dur Bd A 4736 0.950.5CMYA

Vic INCORE Low Dur Bd Y 4737 0.690.1CMZA

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Vic INCORE Qulty Bd A 4738 1.230.5CNAA

Vic INCORE Qulty Bd Y 4739 1.240.1CNBA

Vic Integrity SmCap Val A 2107 1.580.5MNVA

Vic Mndr MdCap Cor Gr A 2106 1.290.5MGOA

Vic NewBridge LgCap Gr A 2244 1.60.5VGAA

Vic RS Gr A 4732 1.190.5CMUA

Vic RS Gr Y 4733 0.980.1CMVA

Vic RS Inv A 4734 1.620.5CMWA

Vic RS Inv Y 4735 1.430.1CMXA

Vic RS LgCap Alpha A 4740 0.950.5CNCA

Vic RS LgCap Alpha Y 4661 0.780.1CJJA

Vic RS MdCap Gr Y 4137 1.10.1BLZA

Vic RS Ptnrs A 1539 1.520.5RSFA

Vic RS ScncTech A 1542 1.480.5RSIA

Vic RS ScncTech Y 4140 1.260.1BMJA

Vic RS Sel Gr A 4741 1.520.5CNDA

Vic RS Sel Gr Y 4504 1.230.1CCMA

Vic RS SmCap Gr A 2747 1.440.5RGEA

Vic RS SmCap Gr Y 4139 1.150.1BMFA

Vic RS Val A 1541 1.350.5RSVA

Vic RS Val Y 4141 1.070.1BMKA

Vic Strat Alloc A 158 1.450.5KVBA

Vic Triv Intl Cor Eq A 4484 1.970.5CBPA

Vic Triv Intl SmCap A 4408 1.610.5BYHA

Virtus Crdex LgCpValEq I 1080 1.040.4SVTA

Virtus Crdex LgCpValEq R6 5034 0.850CZEA

Virtus Crdex MdCpValEq A 2917 1.30.45HBKA

Virtus Crdex MdCpValEq I 1107 1.040.4SMTA

Virtus Crdex MdCpValEq R6 5035 0.870CZFA

Virtus Crdex SmCpValEq I 1079 1.20.4SCTA

Virtus D&P RealEst Sec A 2025 1.380.45PHRA

Virtus Seix Cor Bd A 451 0.910.45STVA

Virtus Seix Hi Inc A 2405 1.130.5SAHA

Virtus Seix Hi Yld I 2306 0.770.2SAMA

Virtus Seix ST Bd I 2634 1.610.2SSTA

Virtus Seix Ttl Rtn Bd I 2307 0.590.2SAFA

Virtus Slvnt SmCp GrStk I 1078 1.480.4SCXA

Virtus SlvntLgCpGr Stk I 1076 1.120.4STAA

Virtus SlvntLgCpGr Stk R6 5230 0.980DJMA

Virtus Ultra Shrt Bd I 4653 0.610.2CJBA

Virtus Von EmrgMkt Oppr R6 5450 1.130DUGA

Virtus ZevbrgnInnovGrStk I 1455 1.140.4SCAA

VirtusSeixUSGvScUltShBd I 4885 0.50.2CTDA

Vngrd 500 Index Fd AS 4869 0.040CSLA

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Vngrd Bal Indx Adml 4870 0.070CSNA

Vngrd Cnsmr Stpls Adml 5284 0.10DLWA

Vngrd Comdty Strat Adml 6677 0.20FYZA

Vngrd Devl Mkt Indx Adml 4956 0.070CWCA

Vngrd Divd App Indx Adml 4957 0.080CWDA

Vngrd Divd Gr Inv 2317 0.270VDGA

Vngrd Divrs Eq Inv 2316 0.350VDEA

Vngrd Emrg Mkt StkIndxAdml 4871 0.140CSOA

Vngrd Enrgy Adml 4958 0.250CWEA

Vngrd Eq Inc Adml 4959 0.180CWFA

Vngrd Euro Stk Indx Adml 4872 0.10CSPA

Vngrd Explr Adml 4960 0.340CWGA

Vngrd Extnd Mkt Indx Adml 4873 0.060CSQA

Vngrd FTSE Soc Indx Adml 6386 0.140FLIA

Vngrd Glbl Eq Inv 2420 0.480VHGA

Vngrd Glbl Min Vol Adml 5233 0.140DJPA

Vngrd GNMA Adml 4961 0.110CWHA

Vngrd Gr Inc Adml 4962 0.230CWIA

Vngrd Gr Indx Adml 4874 0.050CSRA

Vngrd Hi Yld Corp Adml 2850 0.130VEWA

Vngrd Hlth Care Adml 4963 0.270CWJA

Vngrd Infl Prtct Sec Adml 4964 0.10CWKA

Vngrd IntdTrmTrsInd Adml 5039 0.070CZJA

Vngrd Intl Explr Inv 2874 0.410VNXA

Vngrd Intl Gr Adml 4967 0.320CWNA

Vngrd Intl Val Inv 2319 0.370VRTA

Vngrd Intmd Trm Trsry Adml 4966 0.10CWMA

Vngrd IntmdTrm Bd IndxAdml 5285 0.070DLXA

Vngrd IntmdTrmInvtGrd Adml 4965 0.10CWLA

Vngrd LgCap Indx Adml 5665 0.050EDFA

Vngrd LT Invmt Grd Adml 4968 0.120CWOA

Vngrd LT Trsry Adml 4969 0.10CWPA

Vngrd MdCap Gr Indx Adml 4970 0.070CWQA

Vngrd MdCap Val Indx Adml 4971 0.070CWRA

Vngrd Mid-Cap Idx Fd AS 4875 0.050CSSA

Vngrd Mkt Nutrl Inv 5040 1.80CZKA

Vngrd Mtrls Indx Adml 5666 0.10EDGA

Vngrd Pacfc Stk Indx Adml 4876 0.10CSTA

Vngrd RealEst Indx Adml 4877 0.120CSUA

Vngrd Sel Val Inv 1988 0.330VSXA

Vngrd Sm Cap Indx Fd AS 4879 0.050CSXA

Vngrd SmCap Gr Indx Adml 4977 0.070CWYA

Vngrd SmCap Val Indx Adml 4976 0.070CWXA

Vngrd ST Bd Indx Adml 4878 0.070CSWA

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Vngrd ST Corp Bd Indx Adml 5041 0.070CZLA

Vngrd ST Fed Adml 4973 0.10CWTA

Vngrd ST Invmt Grd Adml 4974 0.10CWUA

Vngrd ST Trsry Adml 4975 0.10CWWA

Vngrd STAR Inv 2324 0.310VGTA

Vngrd STInflPrtSecInd Adml 5763 0.060EHIA

Vngrd Strat Eq Inv 1512 0.170VSQA

Vngrd Strat SmCap Eq Inv 2325 0.260VTCA

Vngrd Ttl Bnd Mkt ldx Adm 4880 0.050CSYA

Vngrd Ttl Intl Bd Idx Adml 5042 0.110CZMA

Vngrd Ttl IntlStkIndx Adml 4881 0.110CSZA

Vngrd Ttl StMkt Indx Fd AS 4924 0.040CUQA

Vngrd Ttl WldStk Indx Adml 6387 0.10FLJA

Vngrd US Gr Adml 4978 0.280CWZA

Vngrd US Val Inv 1513 0.220VUVA

Vngrd Val Indx Adml 4882 0.050CTAA

Vngrd Wlsly Inc Adml 4979 0.160CXAA

Vngrd Wndsr Adml 4980 0.20CXBA

Vngrd Wndsr II Adml 5043 0.260CZNA

Voya Intmd Bd I 6223 0.360.15FCBA

Wasatch Glbl Val 3980 1.190.15BEWA

WasatchFrntrEmgSmCntry Inv 5286 2.30.15DLYA

WCM Focs Intl Gr Inst 5926 1.040.15EOLA

WF AbsRtn Inst 5045 1.170.15CZPA

WF Adj Rt Govt A 2377 0.870.5ESAA

WF Adj Rt Govt Inst 3928 0.540.1BCNA

WF CB MdCap Val A 5078 1.30.42DBKA

WF Clsc Val A 4509 1.190.5CCRA

WF Cmn Stk A 319 1.270.5SCCA

WF Cor Bd A 1100 0.830.5WMBA

WF Cor Pls Bd A 5080 0.910.42DBMA

WF Disc A 5079 1.210.5DBLA

WF Disc Inst 3937 0.880.15BCXA

WF Divrs Cap Bldr A 1463 1.120.5EKBA

WF Divrs Intl A 1932 1.770.5WISA

WF Dscpld US Cor A 954 0.840.5ESSA

WF Emrg Gr A 4246 1.550.5BQXA

WF Emrg Mkt Eq Inc A 6388 1.70.42FLKA

WF Endvr Sel A 1928 1.30.5WSEA

WF Entrp A 1929 1.250.5WSNA

WF Fndmtl SmCap Gr A 487 1.530.5EGFA

WF Glbl SmCap A 488 1.540.5EGOA

WF Govt Sec A 2789 0.910.5GVAA

WF Gr A 1149 1.180.5SGFA

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WF Gr Bal A 1097 1.40.5WFGA

WF Hi Yld Bd A 5289 1.040.5DMDA

WF Intl Bd A 2381 1.280.5ESIA

WF Intl Eq A 1931 1.450.5WFAA

WF Intl Val A 1933 1.330.5WFFA

WF Intrinsic SmCapVal A 5081 1.60.5DBNA

WF Intrinsic Wld Eq A 2382 1.470.5EWEA

WF Lg Co Val A 4247 0.970.5BQYA

WF LgCap Cor A 2790 1.190.5EOAA

WF LgCap Gr A 4371 1.180.5BWUA

WF Omega Gr A 953 1.280.5EOFA

WF Oppr A 1935 1.210.5WSOA

WF Prec Mtls A 2383 1.20.5EKWA

WF Prmr Lg Co Gr A 2792 1.150.5EKJA

WF Real Rtn A 6726 1.170GBEA

WF Shrt Dur Govt Bd A 1099 0.810.42WMSA

WF Sm Co Val A 1101 1.580.5WSVA

WF Spec MdCap Val A 5099 1.150.5DCMA

WF ST Bd Pls A 5082 0.820.42DBQA

WF ST Hi Yld Bd A 5083 0.950.42DBRA

WF Util Telcom A 2386 1.170.5EVUA

WlmBlr Emrg Mkt Gr N 2786 1.510.5WBEA

WlmBlr Glbl Gr N 2787 1.350.5WGGA

WlmBlr Gr N 2782 1.240.5WBGA

WlmBlr Intl Gr N 1272 1.450.5WBIA

WlmBlr Macro Alloc I 5046 1.110.15CZQA

WlmBlr MdCap Gr N 2784 1.490.5WNGA

WlmBlr Sm Md Gr N 2783 1.430.5WNXA

WlmBlr SmCap Gr N 1334 1.540.5WBSA

WlmBlr SmCap Val N 2785 1.40.5WVXA

Wlmntn Brd Mkt Bd A 2402 1.070.5MKIA

Wlmntn Divrs Inc A 2401 1.830.5MBAA

Wlmntn Intl A 1167 1.510.5MGVA

Wlmntn Intmd Trm Bd A 2403 1.40.5MVIA

Wlmntn RealAsst A 1836 1.420.5WMRA

Wlmntn ST Bd A 1171 1.430.5MVSA

Wstwd Inc Oppr Inst 4543 0.850CEBA

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$ Amount Additional Fund Name VRU CodeNationwide Fund Code

#Name? #Name?#Name?

#Name? #Name?#Name?

#Name? #Name?#Name?

#Name? #Name?#Name?

#Name? #Name?#Name?

#Name? #Name?#Name?

#Name? #Name?#Name?

Sponsor Signature or Plan Administrator

Authorized Representative Signature (PPA/TPA)

Date

Date

Printed Sponsor Name

Printed Authorized Representative Name

By signing below, I am confirming that the individual that signed the above is authorized as Plan Trustee or Plan Sponsor to make this request.

If the current Sponsor is not the individual who signed the original Program and/or Service Agreeement, please provide written evidence that he/she is Sponsor. This may include a signed Board of Director's Resolution or the signature page from the plan document. If you plan to use a fund other than the money market for a retainer/forfeiture account, call your account manager for guidelines.

APO-4284.123


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case deposit for investment only - retirement resource · 2020. 6. 23. · total allocated on form...

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