callie v granade financial disclosure report for 2009

8/3/2019 Callie V Granade Financial Disclosure Report for 2009

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~ o Io FINANCIAL DISCLOSURE REPORT ~n Governm e~t Act of 197a~. m o ~ o FOR C~END~ ~ 2009

Granad~ Cal l i V. U.S . Dis t r ic t Cour t Sou thern ~ of A labama 6/30/2010

[] Notainatio~ D a mActive U.S. Dimict Judge [] r m i t m t.~l-~ A n m m [] 12/31/2009

John C. C ~znp~l l U~it~i Stu~s Co~thouse113 S t . Jo sep h St r ee tMo b i le , Alab ama 366O2 Rt-vkwing Of]kx:r Date

IMPORTANT NOTES: ~ i, tm~a~ ~ tl~ for= ~u

I. POSITIONS. o~~--q N O N E ( N o reportableposiaons.)

POSITION NAME OF ORGANIZATION/ENTITY1. Tr~te~ T r u s t # 1

NONE ~o retable a~reemen~.)~ P~TIES ~D TERMS


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inanef P e r s o n ~ D a ~ eFINANCIALDISCLOSUI~ ~PORT ~ ~ ~ v. ~o~oP a g e 2 of 15IlL NON-~ST~NT ~CO~. ~~~,~,~A. Filers Non-Inv~ent Income

N O N E ~ o r~or~ble nonqnv~tment income.)DA~ S O U R C E A N D ~ E ~o~ not

I.

3.4.

B. Spouses N o n - I n v e s t m e n t I n c o m e - if you(Dollar ~ ~t ~ ~ for ~3

~ N O N E ~ o repomable non-i~es~ent ~come.)SOURCE AND.~PE

I. 2~ S0u~wea B~, Inz. ~r~ofs

2. 2~ Stone, G~ & C~by, P,C. ~aw f~ ~m)3.4.

IV. REIMBURSEMENTS_( l n c lu d e a t h o s ~ t o s p o u a e a n d d e p e n d e ~ t c h i l d r e n : s e e p p . 2 J - 2 7 o f f i li n g i n a ~ u c t t o n s .)

D N O N E ( / go re p o r ta b l e re i m b u rse m e n ts .)SOURCE D _ A . TF~ LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. Federa l Ju dg es As s oc ia t ion M a y 2 0 09 , D ec em ber W a sh in g to n, D C a t tend F J A B oa rd m e e t i ngs Trmasportat ion, hotel & meals2 O 0 92.3.4.5.


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FINANCIAL DISCLOSURE REPORT ~ ~ "~ r , , -. , , ~ .~m ,~ a ~ e , ~ ~ ,P a g e 3 o f 1 5 Gran.de. Callie V. ~ 3 0 / 2 0 1 0

[-~ NONE (No reportable gifts.)SOURCE DESCRIPTION

1 .2.3.4.5.

VI. LIABILITIES. a~a,~,a~,o~~,,~,~t~,~..,,~,,~NONE (No reportable liabilities.)CREDITOR ~ VALUE CODE

1 .2.3.4.5.


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1 3 . W achov i a B ank A ccount s A I n t ~ x ~ s t J T

4. Army A viation C~tcr Fedmal Credit Uni~ A Int~st K T5. ! /2 I~tere~ in Vhgin ia Prt~t~s , LLC (u:e No~ K Wnote)6. Mo r g an S ~an l c y B t ~c r ag A c a~n t

8. - An~icau Cap SUat~g~cs Ltd. c~mm~n A Dividend S o l d 01/03/09 J A9. - Apple C~mpu~r Inc. common stock No~ L T

1 0 . -Biotech Holders Tr stock No ne J TI 1 . Spinoff 04/28/09 J12 . . S o l d 04/28/09 J D13 . Buy ! |/18/09 J14 . , S o l d 11/18/09 J A( p a a )1 5 . - - Co:a Cola st~k A Dividend K T16 . - - D iag co PPLC SponADR stock C Dividend L T


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DISCLOSURE R E P O R T[ ~d~ ~ v.a g e 5 o f 1 5 ~ o , 2 o ~ o

V I I. I N V E S T M E N T S a n d T R U S T S - ~_o,,~ , ,~, ,~. ~ a, ,~z,~ ~,,~ af st~use ~ 1 ~k.pcm~ r . k i l~ r e n ~ s e , p p . 3 4 - 6 0 o/f~ingN O N E ( N o reportable income, assets, or tra~actions.)

tA. B. C. D.

l~scrlpdon of As~ts In c o me d u r i n g Grass va lue a t end Tran~fions during topping periodf (ra~lad~g m~t a.~t~) r~x~iag p~d of n~.~g ~~ (D (2) 0) ( ~ ) (t ) (2) O) l (4)ah~ "~)" ~ ~ ~ ~t T~ (~ Vfl~ V~ T~ (.g~ ~ V~ ~ G~ Id~ of1 8 . - ~CI A~ ~F~ B ~ K Ti9 . - ~ ~I B~ ~) ~ F~ A ~ J T

21 . - ~~.~~ A ~ L T22 . - M o n s a m C o . s o ck A D i v i de nd K T2 3 . - N e s t l ~ S l x m A D R s t u c k (~ not~) B D i v i de nd L T24. - - P ep s io 3 ~ N ~ s t o ck C Dividend M T25. - Powtaxlkar~ Exdaang ~ Tr . Fund A D i v i de nd K T26 . - P o w ccg ha ~ a Wa t e r R~ P TF A Divickmd K T27 . - Royal Bank of Scot land s~ Q C Dividend K T28. - Slmnsin WRliams C o. Ohio s tock A D i v i de nd K T

30 . - ~ A d v i s o ~ B o a r d C o . s t o c k Noa J T"3"1.- o.s. ~ ~ ~ A Divi ,~l ~ T32 . -- Laudcrdal Coty & Flocunc~. AL llealth B lntc rc~ K TRoy Bond

~33. -- Alabama St S~ A Genl Obl Bond B I n t e r n i s t L T


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F I N A N C I A L D I SC L O S U RE R E P O R T [ ~.~ argoP a g o 6 o f 1 5 [ 6-~,~,~v. 6 / 3 0 r 2 o ~ o

-] NONE (No reportable income assets, or transactions.)A. B. C. D.

D ~ , c r i p f i o n o f A s s ~ ~ I n c o m e d u x i n g G r o s s v a ~ue a ~ e ~d T~on.s during r~Tx3rting period(1) [ ( ~ ) (1) (~) (i) (~) (3) (4) " ( ~ )Pl ace "C X) " ~ each ~ ~111 T y lx: (e .g. , Valuv Value Type (e.g. Da~ Value l Gain I I d e n t i t y o f

(A-d) i o r i ~ ) i f - P )

(,~ith ~ 39)39. - -American Amcap A Mu tu al Fu nd No~ K T O p e n 12/11/09 J

Mutual Fund (w~d~ line 41)41. ~--An ~icau Growth Fund o f Amcxica A A Dividend K T Op


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F I N A N C I A L D I SC L O S U R E R E P O R T r~.~ .t ~ ~ ~ . u o t R q ~ ,Page 7 o f 1 5 c, mu~e, c~ev. 6 / 3 0 : 2 o l o


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7 4 . - - M a t t h e w s P a c i f ic T i g e r Buy 0 5 / 1 9 / 0 9 K"/5. Buy 0(3/~5/09 J( a d d l )76. Buy 07/22/09 J(~)77. Buy 12/09/09 J( a d d S )7 8 . - Turner Emerging Growth Fund79 . -Permanent Portfolio Fund Corn B~ y 05/12/09 K

[80. Buy 05/27/09 K

i81. Buy" 12/10/09 J

82 . -- Royce F un d M ic~w , ap ln ve~h n c~ CL Buy 08/12/09 J

83 . Buy 12/10/09 J

84 . - Diamonds Trus~ Sc~cs I Corn Buy 01/26/09 J(addl)

85 . Buy 03104/09 J(~da)


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F I N A N C I A LD~OSU~ ~RTPage 1 0 o f 1 5 ~o

N O N E ~ o ieportabte income, ~sets, or ~a~tio~.)~ B. ~ C. D.

~)~)

I~ ~ 01~ J1~. ~ 01~1~. ~ 01~9~ K

1 1 I . ~ ~19~ J~)

~)(~)

J~)~)


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N O N E ~ o reportable income, ~sets, or tramactio~.)

P~ex~~di~ (A-~ ~ ~L) ] (J-P) ~ ~3 ~) (J-P) (A-~ (if~v~

I ~. ~d 0~ J~)~)(~)~)(~

o~1~~)~)

1~. ~ld ~ J~)j~)J

1 3 i . ~ 0~ J~)1 3 2 . ~Id ~ J

134. ~ld ~I~ J ~)I ~5. ~ld ~ J

~)( ~ m )


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F I N A N C I A L D IS C L O S U RE R EP O R T N ~. .~r~ . . R~ p..~ ~ ~m~.a IP a ge 12 o f 15 a ~ d ~ C t m e V , m W 2 0 ~ 0V I I . I N V E S T M E N T S a n d T R U S T S -

N O N E ~ o reportab& i~ome, ~sets, or tr~actio~.)

[ ~in~) (J-P) , ~3 ] ~) (J~) (A-~ Of~

137.

139 . ~ ~/15~ JI~. B~ ~ J(~)141. ~ ~ j14Z ~ 1~1~ J

1~. ~ o1~ J145. ~ 01~ J

J~ 4 7 .

1~. ~ ~ j1 51 . ~ 03/19~ J

1 52 . ~ ~/19~ J1 5 3 , ~ld 03~ J

I. In4~m~ Gain Cod.~: A "451 fl00 ~ less B = $ 1 . 1 ~ 1 - $ 2 . . 5 0 0

(S~ C~ ~1 ~ D3) N -$2~.~1 - S$~.~ O-$~.~1 - $1 .~.~). Va~ M~ ~ Q =A~ R ~ (R~ ~ ~) S


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FINANCIAL DISCLOSURE ~ P O R TP a ge 13 of 15 G~~V. ~010

NO~ ~o ~e~a~e inco~, ~ets, or traction.)

(~l~ ~ ~)O) (2) O) (2) ~ (t) t (2) ~ (3) (s)V~ ;~ (e.g., V~ ~ T~ (e.g~ ~ ~te V~ I~ of

( A - ~ ~i~) ( J - ~ ) i ~, ~) ~ (J~) (A-~ [ (~v~, (Q-~I~.155.

1~ ~ ~/i~ K

158. ~1~ 0~3~ J1 59 . ~ ~i9~ K


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F I N A N C I A L D I SC L O S U R E R E P O R T ~ . . ~ o r t , , ~ . ,, , m a , o , t ~I m ~, ,~R q, m IP a ge 14 o f 15 ~ ; , -~ , ~ t ~ , c e n e v . ~ U 2 O l O

V I H . A D D I T IO N A L IN F O R M A T I O N O R E X P L A N A T I O N S . a , ., ~ ,, ,~ o ~ ,- ~ , ~ 7Part VII, Line 1 : Appraisal (stock valuation) of stock value as of 12/31/2009Par t VIL Line 5: Virginia Proper t ies owns :~: ,~ofrea l esta te in Ba ldwin Com aty , AlabamaPart VII, Line 42: This CD was redeemed on July 7, 20~9 for $95,000.00..The redemption was inadvertantly omitted from last years report.Par t VII , Line 52: Daphne Off ices , LLC owns an off ice build ing in Do.p lane , AL, l ast apprai sed on 8 /6/02 for $300,000 . Tax v aluat ion for 2009 was $32 1,000.40/ , of $321,000 = $1 28 ,400.Part VII, Line 53: Office Building in Bay Minette, AL was given an estimated total valuation by a real estate agent in 2009 of $370,000. 15.25% of $370,00 is$56,425. Tax valuat ion for 2009 w as $416,000.15.25% of $416,000 is $63,440.Part VII , Line 54 : South Baldwin Off ices, LLC owns an off ice build ing and lo t in Foley, AL, l as t apprai sed in A pd120 02 for $200,00 0. T ax valuat ion for 200 9was $252,300. 34% of $252,330 i s $85,782.Pa.q VII , Line 55: StocKton Oaks, LLC sold some of i ts assets (acreage) . The acreage i t now ow ns is ] in Nor th Baldwin C ounty , AL with an est imatedvalue of $223,000. 16.24% of $223,00 i s $35,680.P a r ~ V I I , L i n e 5 9 : T h i s w a s a g i R t o :Part VII, Line 162: The only asset in Trust #1 is a permanent l ife insurance policy.Part VII, Line 163 : The only asset in Trust #2 is stock of Southwest 13an cshares, some of which ws a gift fiom ] and the rest purchase. The value of thetrust is derived from an appraisal of the stock value as of 12/31/2009. The~e is no income from the trust curren~i~ go~ to any reportable beneficiary.Par t V I I , L ine 1 6 7 : T his i s a 4 0 1 ( k ) p lan a t : l aw f i rm . On Jdy 2 0 , 2 0 0 9 , the adm ia l s tm tor o f the p lan was c hang e d f rom the G e l le r G roup , L td . , toLeavel l Inve~aaent M anagem ent , Inn Repo~ i~ i~ quar ter ly by Dai ly Access, a p lan reoordkeeping ser t4ce.When the adm inistrator cha~aged in July 20 09, al l of the assets managed by the previous admirtislrator (those reported under this plan on the 20 08wereliquadatecL and the proceeds were invested in Van guard Prim~e Mo_ .q_~_y_,Market.The d ates ofthose sales were not reported to


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I~ of Pro ~ D~e ~ RgportD I S C L O S U R E R E P O R T] ~,de, ~ v. ~o~oage 15 of 15

I X . C E R T I FI C AT I ON.I cc r t if~y t h a t a l l informat ion g iv en ab ov e ( inc lu ding informat ion p er t a in ing t o my s p ou s e and minor or d ep endent ch i ldren, I f any ) I saccu ra t e , tru e , and c~m p le t e t o th e b es t of my k nowledg e and b e l i e f , and t h a t any / nform at ion not rep or t ed w as wi t h h e ld b ecau s e i t met ap p l i cab le s t a tu t oryp rov i s ions p ermi t t ing no n- 41s c los u re.I fu r t h er ce r t i fy t h a t ea ru ,~ l Income f rom ou t . tl de emp loy m ent and h onora r i a and t h e accep t ance of g i f t s wh ich h av e b een rep or t ed a re incomp l i ance w i t h th e p rov i s ions of 5 U .S .C . ap p . 501 e t . s eq. , 5 U~.C . 7 3 53 , and Ju dic i a l C on ference reg u la t ions .

N O T E : A N Y IN D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U ~ ;. C . a p p . 1 0 4 )

FILING INSTRUCTIONSMail s igned original and 3 addit ional copic~ to:

Committ~ on Finan cial Disclosur~Ad ministrative Office of the United Statvs CourtsSuitc 2-30 1Onv Columbus Circle, N.E.W ashington , D.C. 20544

callie v granade financial disclosure report for 2009

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