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Call 2012: Road owners adapting to climate change Roads for today, adapted for tomorrow Thomas Bles

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Page 1: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Call 2012: Road owners adapting to climate change

Roads for today, adapted for tomorrow

Thomas Bles

Page 2: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Overview of adaptation measures and guideline on choosing a strategy

Guideline on performing a

socio economic impact analysis

Guideline on performing a

GIS-aided vulnerability assessment

Guideline on the use of data for the current and future climate

Cause Effect Consequence

Risk mitigation

Risk Evaluation

Guideline on performing a quickscan (preliminary climate change risk assessment)

Integrated with RIMAROCC

framework

ROADAPT Roads for today, adapted for tomorrow

Page 3: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Objectives Development of a preliminary/initial method for risk assessment Insight in spots on TEN-T network with high risk potential due to climate change Including identification of vulnerabilities and determination of probability and

consequences Including an action plan for adaptation

Challenges Method should be applicable in all European countries Number of possible threats is very high (40 threats identified) Road design is different Road surroundings and characteristics are different

Method should give proper results with ‘little’ effort Output should enable focussing of road owner/operator regarding cc threats To avoid ‘false negatives’

Page 4: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

RIMAROCC at the basis, steps 1 to 5 Without extensive quantitative analyses But with a semi quantitative approach Workshops - around the table sessions Making use of experience and existing information But still explicitly risk based

More detailed with ongoing process Focusing only on threats that matter (have high risk profile)

Feedback loop

3. Risk

analysis

4. Risk

evaluation

5. Risk

mitigation

6. Imple-

mentationof plans__

2. Risk

identification

7. Moni-

toring, review

1. Context analysis

Communication

The RIMAROCC framework

Page 5: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Step 1 - Desktop 1 - prepare Quick scan Step 1.1 - Scope definition/ Establish context Step 1.2 - Identify risk sources and possible relevant threats Step 1.3 - Determine importance of road sections in road network (sensitivity) Step 1.4 - Prepare workshop 1

Step 2 - Workshop 1 - consequences Step 2.1 Agree with participants on Quick scan approach Step 2.2 Establish consequence criteria Step 2.3 Estimate the consequences of the threats Step 2.4 Evaluate the scoring of consequences

Step 3 - Desktop 2 - prepare workshop 2 Step 4 - Workshop 2 - probabilities, risk and locations Step 4.1 Agree on study method and share status of research Step 4.2 Score the probabilities of the threats Step 4.3 Evaluate the scoring of probabilities Step 4.4 Evaluate and prioritize the risks Step 4.5 Identify location of threats

Step 5 - Desktop 3- provide a risk overview Step 6 - Workshop 3 – action plan Step 6.1 Wrap up of previous results Step 6.2 Determine unacceptable risk; which threats require action? Step 6.3 Determine action plan Step 6.4 Prioritize actions

Only relevant threats

Only high risk threats

Unacceptable threats only

Determine consequences

and probabilities

Determine locations and

risk maps

Determine scope

Determine actions

Page 6: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Identification of risk sources and possible relevant threats Climate factors Select those threats that can happen, in the climate under study

Contextual site factors Select those threats that can happen, given the characteristics of surroundings

Infrastructure intrinsic factors Select those threats that can happen, given the road design

ROADAPT – Roads for today adapated for tomorrow 2013, April 22

Threat description vulnerability factors

Threat main Threat sub Infrastructure intrinsic factors = road factors that contribute to vulnerability

Contextual site factors = surrounding factors that contribute to vulnerability

Landslips and avalanches

External slides, ground subsidence or collapse, affecting the road (including eg. embankments aside the road)

Earthworks, pavements, drainage, foundation

Natural slopes, underground cavities, loss of vegetation

Slides of the road embankment

Earthworks, cut and fill slopes, retaining walls, embankment materials (clay/silt = higher vulnerability), slope angle (higher slope angle = higher vulnerability)

Hilly and mountaineous areas

Debris flow Drainage, embankment vegetation, erosion protection works

Mountainous areas, loss of vegetation

Rock fall Manmade cracks: road cut/blasting, rock fall protection works Mountainous areas

Snow avalanches Distribution of avalanche protection works

Mountainous areas, avalanche tracks

Page 7: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Using classes (instead of exact number) For both probability And consequence

Making use of ‘expert judgements’

Independent of specific locations Making use of road importance categories Traffic intensity Economic importance of area surrounding the road Redundancy of the road

Each road section has its own importance Two or three categories (eg. important, normal, unimportant)

Page 8: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Using consequence criteria Availability Safety Surroundings Direct technical costs Reputation Environment

Four classes per criterion (two examples) Safety

1. Negligible impact 2. Reaching boundaries of acceptability, material damage, slight injuries 3. Unacceptable, serious increase of accidents, heavy injuries, possible casualty 4. Catastrophic influence on user safety, serious damage, heavy injuries, casualties

Direct technical costs (costs for management during incident and repair) 1. Less than k€ 25 2. Between k€ 25 and k€ 100 3. Between k€ 100 and k€ 500 4. More than k€ 500

criteria I II III IV average normalized availability 10 5 2 10 6,75 0,32 safety 5 7 9 5 6,5 0,31 surroundings 1 3 0 5 2,25 0,11 direct technical costs 1 0 3 0 1 0,05 reputation 3 1 1 0 1,25 0,06 environment 1 5 6 1 3,25 0,15

Sum (check) 21 21 21 21 21 1

RR case study

Page 9: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Independent of location Using importance classes per road section

Stakeholders answer the following questions during the workshop “If this threat occurs on an important road, what are the consequences?” “And on an unimportant road?”

Gain uniformity by providing extra information

17 October 2013

Threat main Threat subDuration of the threat when it has occurred until resume of normal operation

Time between realization that threat might happen and threat occuring (warning time horizon)

Flooding from snow melt (overland flow after snow melt) days - weeks hours - days

Debris flow days - months seconds - minutes

Weakening of the road embankment and road foundation by standing water weeks hours - weeks(Unequal) settlements of roads by consolidation months monthsInstability / subsidence of roads by thawing of permafrost days - weeks days - months

seconds - months

days - monthshours - daysminutes - daysweek - months

daysdays - weekshours - daysdays - weeks

weeks - months

impact

monthsseconds - hours

minutes - daysflooding due to failure of flood defence system of rivers and canals, caused by snowmelt, rainfall in the catchment area, extreme wind

Overloading of hydraulic systems crossing the road week - months hours

Threat description

weeks - months

daysdaysdays - weeks

months

seconds - minutes

seconds - minutesseconds - minutesdays - months

Loss of road structure integrity

Impact on soil moisture levels (increase of watertable), affecting the structural integrity of

Uplift of tunnels or light weight construction materials by increasing watertable levels

Flooding of road surface (assuming no traffic is possible)

pluvial flooding (overland flow after precipitation, increase of groundwater levels, increase

Landslips and avalanches

External slides, ground subsidence or collapse, affecting the roadSlides of the road embankment

Rock fallSnow avalanches

Inundation of roads in coastal areas, combining the effects of sea level rise and storm surges

Erosion of road embankments and foundations

Erosion of road embankmentsBridge scour

Threat

Importance of road

consequences

probability availability safety

effect on surrounding network direct costs reputation environment

flooding due to failure of flood defence system

high importance medium low importance

pluvial flooding high importance medium low importance

flooding due to changes in precipitation pattern

high importance medium low importance

inundation of roads in coastal areas

high importance medium low importance

flooding from snow melt high importance medium low importance

overloading of hydraulic systems crossing the road

high importance medium low importance

etc. high importance medium low importance

Page 10: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Using four probability classes, eg. 4 Often more often than once every 3 years 3 Sometimes once every 3 to 10 years 2 Seldom once every 10 to 50 years 1 Very seldom rare than once every 50 years

Both now and in the future Recommended is to use a worst case scenario during the Quickscan

Gain uniformity by providing Infrastructure intrinsic factors Contextual site factors

Page 11: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Rotterdam – Ruhr case study

17 October 2013

1 flooding due to failure of flood defence system of rivers and canals2 pluvial flooding (overland flow after precipitation)3 Inundation of roads in coastal areas, combining sea level rise and storm surges 5 Overloading of hydraulic systems crossing the road6 Erosion of road embankments due to water beside the road during flooding7 Bridge scour

13 Impact on soil moisture levels, affecting the structural integrity of roads, bridges and tunnels14 Weakening of the road embankments by standing water15 (Unequal) settlements of roads by consolidation17 Uplift of tunnels or light weight construction materials by increasing water levels18 Cracking, rutting, embrittlement21 Cracking due to weakening of the road base by thaw22 Thermal expansion of pavements23 Thermal expansion of bridge expansion joints25 Reduced visibility due to fog26 Reduced visibility during snowfall, heavy rain including splash and spray27 Reduced vehicle control due to extreme wind28 Decrease in skid resistance on pavements from slight rain after a dry period29 Flooding of road surface due to low capacity of storm water runoff30 Aquaplaning in ruts due to precipitation on the road, splash and spray31 Decrease in skid resistance on pavements from migration of liquid bitumen32 Icing and snow35 Impact on road works: decreased time window for paving363738

Nr.

Damage to signs, lighting fixtures and supports due to wind, lightning and/or rainfall

Loss of road structure integrity

Threat

Flooding of road surface (assuming no traffic is possible)

Erosion of road embankments and foundations

Trees, windmills, noise barriers falling on the road due to wind

Susceptibility to wildfires that threaten the transportation infrastructure directly

Loss of pavement integrity

Loss of driving ability due to extreme weather events

Reduced ability for

major import. important major import. important major import. important 2,6 2,4 2,4 6,4 5,9 1,9 5,0 4,6

2,3 2,1 2,9 6,8 6,2 2,4 5,6 5,1 2,5 2,4 1,8 4,5 4,3 1,4 3,7 3,5

2,7 2,7 2,1 5,8 5,8 1,7 4,6 4,6 1,9 1,8 1,8 3,3 3,3 1,4 2,7 2,7

3,1 3,1 2,4 7,6 7,6 1,7 5,3 5,3 2,9 2,9 2,6 7,5 7,5 1,6 4,6 4,6

2,7 2,7 2,5 6,7 6,7 1,6 4,3 4,3 2,2 2,1 2,0 4,4 4,2 1,4 3,0 2,9

2,6 2,6 1,8 4,6 4,5 1,1 3,0 2,9 2,0 2,0 2,8 5,7 5,7 1,8 3,7 3,7

2,1 2,1 2,5 5,3 5,3 2,5 5,3 5,3 1,9 1,9 2,3 4,3 4,3 1,8 3,4 3,4 2,0 2,0 3,0 6,1 6,1 2,0 4,0 4,0 2,1 2,1 3,2 6,8 6,8 2,8 5,9 5,9 2,1 2,1 3,5 7,3 7,3 2,9 6,0 6,0 2,2 2,2 3,5 7,6 7,6 2,8 6,0 6,0 1,8 1,8 3,3 6,0 5,9 2,6 4,7 4,6 1,9 1,9 3,3 6,3 6,3 2,8 5,3 5,3

2,3 2,3 3,2 7,4 7,3 2,6 5,9 5,8 2,1 2,1 2,9 6,1 6,0 2,3 4,8 4,7

2,2 2,2 2,9 6,5 6,5 2,9 6,5 6,5 1,8 1,8 2,7 4,8 4,7 1,8 3,3 3,2

2,3 2,3 3,0 7,0 7,0 2,4 5,7 5,72,5 2,4 3,2 7,9 7,7 2,7 6,6 6,32,6 2,6 3,7 9,6 9,5 3,0 7,9 7,8

future probability

future risk

current riskcurrent probability

consequences

1

23

5

6

71314

15

17

1821

22 23 252627

28 29

3031

32

35

3637

38

1

2

3

4

1 2 3 4

cons

eque

nce

probability

Current risk of threats

1

23

5

6

713

14

15

17

1821

22 23 25 2627

2829

303132

35

3637

38

1

2

3

4

1 2 3 4co

nseq

uenc

e

probability

Future risk of threats

Page 12: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Determine the locations for the threats with a high risk profile Based on experiences of the past Existing information (eg. hazard maps, contextual site factors, intrinsic factors) Logical thinking

Portugal A24 case study

Page 13: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Determine which part of the road is influenced by the threat Determine maintenance frequency/ life span of this part of the road Determine when climate change becomes relevant to take into account Adaptation action versus regular maintenance Determination of adaptation strategy Research and/or monitoring to reduce uncertainty Do minimum Mitigating measures Improve current maintenance plans Strengthening preventive maintenance Develop contingency plans Retro-fit investments / strengthening infrastructure

Portugal A24 case study

Page 14: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Recommended: Generalists with experience in different fields Workshop I - consequences Transport expert (effects on surrounding network, availability and safety) Economic expert (effects on surrounding network, direct costs) Road engineer (safety, direct costs, environment) Cost expert (direct costs) Traffic control expert (safety, availability) Communication expert (reputation)

Workshop II – probabilities and locations Road asset owner/operator with local experience Climate change specialist Engineers for specific threats Hydraulic engineer Geotechnical engineer Geologist Pavement engineer Road engineer

Asset owners of existing hazard protection assets (eg. levee boards) Workshop III – action plan Combination of relevant stakeholders from workshop I and II

Page 15: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Feedback loop

3. Risk

analysis

4. Risk

evaluation

5. Risk

mitigation

6. Imple-

mentationof plans__

2. Risk

identification

7. Moni-

toring, review

1. Context analysis

Communication

Action plan implemented in organization Detailed analyses, based on new insights, eg. Only ‘top risks’ Risk assessment of a specific road stretch/section/network Vulnerability assessment for a specific threat Idem socio economic impact assessment

17 October 2013

Quick Scan

Overview of adaptation measures and guideline on choosing a strategy

Guideline on performing a

socio economic impact analysis

Guideline on performing a

GIS-aided vulnerability assessment

Guideline on the use of data for the current and future climate

Cause Effect Consequence

Risk mitigation

Risk Evaluation

Guideline on performing a quickscan (preliminary climate change risk assessment)

Integrated with RIMAROCC

framework

ROADAPT Roads for today, adapted for tomorrow

Page 16: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Excellent method to underpin importance of climate change Explicitly risk based Translation of threats to actual consequences

Output can be used both at practical and high level Workshops with stakeholders Creates awareness Team building Mutual understanding for steps to be taken in the future

Page 17: Call 2012: Road owners adapting to climate changeonlinepubs.trb.org/.../2015/ClimateChange/68.ThomasBles.pdfsocio economic impact analysis Guideline on performing a GIS-aided vulnerability

Thank you for your attention