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    EARTHQUAKE ENGINEERING AND STRUCTURAL DYNAMICSEarthquake Engng Struct. Dyn. 2009; 38:243267Published online 6 November 2008 in Wiley InterScience (www.interscience.wiley.com). DOI: 10.1002/eqe.860

    In-plane strength of unreinforced masonry piers

    Chiara Calderini,, Serena Cattari and Sergio Lagomarsino

    Department of Civil, Environmental and Architectural Engineering, University of Genoa,

    Via Montallegro 1, 16145 Genoa, Italy

    SUMMARY

    The definition of adequate simplified models to assess the in-plane load-bearing capacity of masonry

    piers, in terms of both strength and displacement, plays a fundamental role in the seismic verification ofmasonry buildings. In this paper, a critical review of the most widespread strength criteria present in theliterature and codes to interpret the failure modes of piers ( rocking,crushing,bed joint sliding or diagonalcracking) are proposed. Models are usually based on an approximate evaluation of the stress state producedby the external forces in a few points/sections and on its assessment with reference to a limit strengthdomain. The aim of the review is to assess their reliability by discussing the hypotheses, which they arebased on (assumed stress states; choice of reference points/sections on which to assess the pier strength;characteristics of the limit strength domain) and to verify the conditions for their proper use in practice,in terms of both stress fields (depending on the geometry of the pier, boundary conditions and appliedloads) and types of masonry (i.e. regular brick masonry vs rubble stone masonry). In order to achievethese objectives, parametric nonlinear finite element analyses are performed and different experimentaldata available in the literature are analysed and compared. Copyright q 2008 John Wiley & Sons, Ltd.

    Received 6 June 2008; Revised 3 September 2008; Accepted 4 September 2008

    KEY WORDS: masonry; pier strength; in-plane behaviour; seismic capacity; failure mechanisms; simpli-fied models

    1. INTRODUCTION

    In the last decade, the achievement of performance-based earthquake engineering concepts has led

    to an increasing utilization of nonlinear static procedures in the evaluation of the seismic perfor-

    mance of masonry buildings (Coefficient Method[1], Capacity Spectrum Method[2], N2/method

    [3]). As widely known, these procedures are based on a comparison between the displacement

    capacity of the structure and the displacement demand of the predicted earthquake. Definition of thedisplacement capacity requires the evaluation of a forcedisplacement curve (pushover curve)

    Correspondence to: Chiara Calderini, Department of Civil, Environmental and Architectural Engineering, Universityof Genoa, Via Montallegro 1, 16145 Genoa, Italy.

    E-mail: [email protected]

    Copyright q 2008 John Wiley & Sons, Ltd.

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    244 C. CALDERINI, S. CATTARI AND S. LAGOMARSINO

    Idealized vertical stress

    distribution at the base

    Pi

    Pj

    Vi

    Vj

    Mj

    Mi

    Piers

    Rigid connectionsSpandrels

    (a) (b)

    Figure 1. Different approaches in modelling of masonry buildings: (a) FEM model

    and (b) equivalent frame idealization.

    able to describe the overall inelastic response of the structure and to provide essential information

    to idealize its behaviour in terms of stiffness, overall strength and ultimate displacement capacity.

    This curve can be obtained by a nonlinear incremental static (pushover) analysis, i.e. by subjecting

    the structure, idealized through an adequate model, to a static lateral load pattern of increasing

    magnitude (describing seismic forces). To this aim, different strategies may be pursued.

    A first approach consists of discretizing the masonry continuum in a number of finite elements

    (Figure 1(a)), in adopting a suitable nonlinear constitutive law, and, finally, in performing a

    nonlinear incremental analysis. Although this approach may provide quite an accurate description

    of the structure and of its material, it requires a high computational effort, which is unsustainable

    for wide application in engineering practice. Moreover, it poses some problems in correlatingthe displacement capacity of the structure to predefined limit states. In fact, the limit states are

    commonly related to the drift parameter, whose reference values are conventionally defined for

    single panels on an experimental basis. Since in the finite element method (FEM) the structure is

    modelled as a continuum, the identification of the elements on which to monitor this parameter

    might be ambiguous, and may imply repeated average operations performed ex post.

    For these reasons, a second approach, particularly suitable for the analysis of standard masonry

    buildings, made up of well-connected walls with a rather regular pattern of openings, is often

    adopted. It is based on the idealization of the structure through an equivalent frame (Figure 1(b)),

    in which each resistant wall is discretized by a set of masonry panels in which the nonlinear

    response is concentrated [4 6]. Two types of panels are distinguished: piers, which are the

    principal vertical resistant elements for both dead and seismic loads; and spandrels, which are

    secondary horizontal elements, coupling piers in the case of seismic loads. Only in-plane resistantmechanisms are considered. Actually, an exhaustive seismic verification would require to also

    take into account the possible occurrence of out-of-plane mechanisms; however, if the attention is

    focused on the overall seismic behaviour of the structure, common practice is to neglect this class

    of mechanisms. In fact, they usually involve parts of the structure without significantly affecting

    its global response; as a consequence they are usually verified apart, referring only to the involved

    portion. Moreover it is worth pointing out that, in existing buildings, in most of the cases they

    Copyright q 2008 John Wiley & Sons, Ltd. Earthquake Engng Struct. Dyn.2009; 38:243267

    DOI: 10.1002/eqe

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    IN-PLANE STRENGTH OF UNREINFORCED MASONRY PIERS 245

    can be inhibited through specific seismic retrofitting interventions (tie rods, effective connection

    between wall and floor).

    In the context of this second approach, the prediction of the in-plane load-bearing capacity of

    masonry piers, in terms of both displacement and strength, is a fundamental issue.

    The load-bearing capacity of masonry piers may be provided by performing experimental teststhat are able to simulate reality as closely as possible, in terms of boundary conditions and acting

    forces. From these tests it is possible to define, for a pier of given slenderness and given masonry

    type, a limit strength domain in the space of applied forces. Such an approach, though quite accurate

    and reliable, is costly and time consuming since it requires a large number of tests to be performed.

    Moreover, in most cases, it is technically inapplicable to existing buildings due to its highly

    destructive nature. For these reasons, simplified theoretical models are needed to be developed.

    Referring to the strength only, different simplified models have been proposed in the literature

    and in seismic codes in recent decades. Following a typical engineering approach, they are generally

    based on the approximate evaluation of the stress state produced in piers by the external forces and

    on the assessment of its admissibility with reference to a limit strength domain. The application

    of this approach poses the following issues:

    Masonry is an anisotropic material. Also considering only plane homogenous stress states, it is

    characterized by many different failure modes and strengths (Figure 2(a)) [716]. This property

    strongly affects the response of piers subjected to in-plane seismic forces (Figure 2(b)),

    as confirmed by both the observation of seismic damage and experimental laboratory tests

    [13, 1730]. It is therefore necessary to schematize their limit strength domain by proper

    simplified assumptions.

    P

    y

    x

    y

    900 45

    P

    x

    y

    P

    V

    A

    B1

    C

    B2

    y0

    fm fm0

    V A =

    y P A =A

    B1

    B2

    C

    (a) (b)

    Figure 2. Failure modes and limit domains of masonry: (a) scale of the material and (b) scale of the pier.

    Copyright q 2008 John Wiley & Sons, Ltd. Earthquake Engng Struct. Dyn.2009; 38:243267

    DOI: 10.1002/eqe

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    246 C. CALDERINI, S. CATTARI AND S. LAGOMARSINO

    Forces acting on piers produce strongly non-homogeneous stress states. This is true both in

    the linear range, due to the boundary conditions and applied forces, and in the nonlinear

    range, due to the stress redistribution derived from the damaging process of the material.

    This implies that the limit strength domain of masonry piers is not coincident with the limit

    strength domain of the masonry itself (Figure 2). A rigorous approach would require that,given a strength domain of masonry, the admissibility of the stress state would be assessed

    in all the points of the pier. However, the equivalent frame idealization imposes assessing

    the stress state only in a limited number of points or sections.

    Due to the complexity of the material considered, the experimental evaluation of the parameters

    required by models is not an easy task. On the one hand, the interpretation of tests is not

    always clear. On the other hand, practical or technical reasons do not always allow one to

    perform the experimental tests required for a given model.

    The paper proposes a critical review of the simplified models present in the literature and codes

    for the prediction of the strength of masonry piers. The analysis of the models has the following

    main objectives: discussing the reliability of the hypotheses on which they are based (assumed

    stress states, choice of points/sections on which to assess the stress state, characteristics of the limitstrength domain); verifying the conditions for their proper use in practice, in terms of both stress

    fields (depending on the geometry of the pier, boundary conditions and applied loads) and types

    of masonry (i.e. regular brick masonry vs rubble stone masonry). The research has been carried

    out both by performing parametric nonlinear finite element analyses and by analysing available

    experimental data.

    2. CLASSIFICATION OF OBSERVED SEISMIC FAILURE MODES

    Observation of seismic damage to complex masonry walls, as well as laboratory experimental tests,

    showed that masonry piers subjected to in-plane loading may have two typical types of behaviours,with local cracks according to Figure 2(b), with which different failure modes are associated:

    Flexural behaviourThis may involve two different modes of failure. If the applied vertical

    load is low with respect to compressive strength, the horizontal load produces tensile flexural

    cracking at the corners (Figure 2(b)A), and the pier begins to behave as a nearly rigid

    body rotating about the toe (rocking). If no significant flexural cracking occurs, due to a

    high applied vertical load, the pier is progressively characterized by a widespread damage

    pattern, with sub-vertical cracks oriented towards the more compressed corners (crushing).

    In both cases, the ultimate limit state is obtained by failure at the compressed corners

    (Figure 2(b)C).

    Shear behaviourThis may produce two different modes of failure. In sliding shear failure,

    the development of flexural cracking at the tense corners reduces the resisting section; failureis attained with sliding on a horizontal bed joint plane, usually located at one of the extremities

    of the pier. In diagonal cracking, failure is attained with the formation of a diagonal crack,

    which usually develops at the centre of the pier and then propagates towards the corners. The

    crack may pass prevailingly through mortar joints (assuming the shape of a stair-stepped

    path in the case of a regular masonry pattern, Figure 2(b)B 1) or also through the blocks

    (Figure 2(b)B2).

    Copyright q 2008 John Wiley & Sons, Ltd. Earthquake Engng Struct. Dyn.2009; 38:243267

    DOI: 10.1002/eqe

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    IN-PLANE STRENGTH OF UNREINFORCED MASONRY PIERS 247

    Tensile

    flexural

    cracking

    Sub-vertical

    cracksTensile

    flexural

    cracking

    Sub-vertical

    cracks

    Sliding on a horizontal planeSliding on a horizontal plane

    Diagonal

    crack

    Diagonal

    crack

    (a) (b) (c)

    Figure 3. Typical failure modes of masonry piers: (a) rocking; (b) sliding shearfailure; and (c) diagonal cracking.

    Figure 3 shows three typical damage patterns associated with the above-described main failuremodes.

    The occurrence of different failure modes depends on several parameters: the geometry of the

    pier; the boundary conditions; the acting axial load; the mechanical characteristics of the masonry

    constituents (mortar, blocks and interfaces); the masonry geometrical characteristics (block aspect

    ratio, in-plane and cross-section masonry pattern). In the past, many experimental tests have

    attempted to analyse the influence of these parameters on the failure mode of masonry piers. In

    general, it has been assessed that rocking tends to prevail in slender piers, while bed joint sliding

    tends to occur only in very squat piers[2126]. In moderately slender piers,diagonal crackingtends

    to prevail over rocking and bed joint sliding for increasing levels of vertical compression [17, 27, 30].

    Diagonal crackingpropagating through blocks tends to prevail over diagonal crackingpropagating

    through mortar joints for increasing levels of vertical compression [1719, 25, 2729] and for

    increasing ratios between mortar and block strengths [7, 8, 18, 19, 27, 31]. Increasing interlockingof blocks (block aspect ratio plus masonry pattern) may induce a transition from diagonal cracking

    through mortar joints torocking[30, 32], todiagonal cracking through blocks [31] or to bed joint

    sliding [33]. Crushing, in general, occurs for high levels of vertical compression (related to the

    compressive strength of the material).

    It is worth pointing out that it is not always easy to distinguish the occurrence of a specific type

    of mechanism, since many interactions may occur between them.

    3. INTERPRETATION OF FAILURE MODES THROUGH AVAILABLE MODELS

    In the following paragraphs, the most common simplified models present in the literature for theprediction of the strength of masonry piers are discussed. In order to help the reader to understand

    the notation used, a few clarifications should be made. The simplified models analysed are based

    on the choice of a reference stress (either shear, normal or principal stress) and of a reference

    point or section on which it should be calculated. Its admissibility is assessed by comparison with

    a proper stress domain for masonry. In what follows, in order to underline this common approach,

    the reference stress is named c.

    Copyright q 2008 John Wiley & Sons, Ltd. Earthquake Engng Struct. Dyn.2009; 38:243267

    DOI: 10.1002/eqe

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    248 C. CALDERINI, S. CATTARI AND S. LAGOMARSINO

    3.1. Flexural behaviour

    Models considering the flexural behaviour of piers usually choose the base section of the pier to

    assess the stress state. The maximum normal stress acting on the bed joints plane is assumed as the

    reference one(c). It is calculated on the basis of the beam theory, neglecting the tensile strengthof the material and assuming an appropriate normal stress distribution at the compressed toe. In

    both rocking and crushing, failure is associated with attainment of the compressive strength of

    masonry normal to bed joint plane (vertical directiony, with reference to Figure 2(b)). Neglecting

    the dead load of the pier, equilibrium leads to the following general expression:

    c =y

    k2r(12k1r)fm (1)

    where k1r is a coefficient taking into account the slenderness and the boundary conditions of the

    pier; k2r is a coefficient, which takes into account the assumed normal stress distribution at the

    compressed toe; is the ratio between the horizontal force (V) and the vertical force applied

    (P);y = P/DTis the mean vertical stress acting on the section (D and Tare the pier width and

    thickness, respectively); fm is the compressive strength of the masonry.The parameter k1r is the shear ratio, computed as the effective pier height H0 over the width

    D (H0 is equivalent to the distance from zero moment). The H0 parameter is determined by the

    boundary conditions: for piers fixed against rotation at their top and base H0=H/2, whereas for

    piers fixed at one end and free to rotate at the other H0=H (Hbeing the height of the pier).

    The parameter k2rdepends on the constitutive law assumed for the material. It allows to define

    an equivalent stress block, reducing the compressive strength in order to take into account the

    actual stress distribution (which is not rectangular). The assumption of an infinite ductility of

    the material under compression implies that k2r= 1. Considering a finite ductility of masonry in

    compression, under the above-mentioned hypotheses for masonry, the coefficient k2r assumes the

    following form:

    k2r=(21)2

    4(2+1/3)(2)

    where is the ductility of the material. It can be observed that the value ofk2r tends quickly to

    unity, also for rather low values of the assigned ductility; many codes assume k2r= 0.85, which

    corresponds to a ductility =1.18. It should be pointed out that Equation (2) is valid only when

    the neutral axis cuts the cross-section (rockingfailure); in the case ofcrushing failure, the use of

    k2r from Equation (2) is on the safe side.

    By comparing the overall strength of the pier obtained through Equation (1) with the limit value

    obtained with the rigid block assumption, it can be observed that, for moderate axial loads (related

    to the compressive strength of the material), the value of the compressive strength fm has a limited

    influence. Considering that in complex masonry buildings piers are subjected to axial loads usually

    far from the limit value of the compressive strength, it can be stated that uncertainties, also quite

    wide, regarding the estimate of fm (due to large scattering of experimental data results) do not

    significantly affect the resistance prediction.

    3.2. Shear behaviour

    Different models have been developed to describe the failure associated with shear behaviour. It

    is possible to recognize two main types of models: models describing masonry as a composite

    Copyright q 2008 John Wiley & Sons, Ltd. Earthquake Engng Struct. Dyn.2009; 38:243267

    DOI: 10.1002/eqe

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    IN-PLANE STRENGTH OF UNREINFORCED MASONRY PIERS 249

    Table I. Meaning of the parameter in shear failure modes.

    Failure mode k1d k1s c

    Bed joint sliding 1 Function of the assumed

    constitutive law c Diagonal cracking Function of the

    (through joints) slenderness () 1 c1

    1+

    1

    1+

    Considering a no-tension material and linear distribution of stresses, k1s=3(0.5), being a parametertaking into account the boundary conditions of the pier.

    In the following, it will be assumed: k1d=, with 1.0

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    250 C. CALDERINI, S. CATTARI AND S. LAGOMARSINO

    On the basis of the same mechanical hypotheses adopted for the description ofdiagonal cracking

    through joints, Mann and Muller [19] also developed a criterion for the cracking of blocks. Since

    no shear stresses can be transferred through head joints, they assumed that an approximately double

    shear force must be transferred through the blocks. The criterion adopts the maximum principal

    stress acting in the centre of a block as reference stress c; it must not exceed the tensile strengthof the block itself fbt. The criterion may therefore be expressed in the following form:

    c =y

    2+

    (k1dk2d)2+

    y

    2

    2fbt (4)

    wherek2d is the ratio between the mean shear stress applied on the block and the local shear stress

    at its centre. It has been demonstrated that k2d=2.3 for standard masonry where =0.5.

    Among the models that consider indistinctly the development of a crack along a principal stress

    direction, the most widely used one was originally proposed by Borchelt [34] and Turnsek and

    Cacovic [35]. Borchelt based his formulation on a square panel tested in diagonal compression,

    while the formulation of Turnsek and Cacovic was developed by racking tests on cantilever piers.They both consider as reference stress c the maximum principal stress acting at the centre of the

    panelI. Masonry is assumed to be an isotropic material. It is assumed that the reference principal

    stress c must not exceed a reference tensile strength of masonry ft:

    c =I=y

    2+

    (k1d)2+

    y

    2

    2ft (5)

    Borchelt assumed the shear stress at the centre of the panel as coincident with the mean stress

    acting on the transversal section; thus, in its formulationk1d=1. As demonstrated by other authors

    [36], this assumption implies a strong approximation of the actual stress field. In their original

    work [35], Turnsek and Cacovic assumed that k1d=1.5. Later, other authors proposed more

    detailed expressions of this parameter. A common criterion for design practice was proposed byBenedetti and Tomazevic[37]as: k1d=, with 1

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    IN-PLANE STRENGTH OF UNREINFORCED MASONRY PIERS 251

    Table II. Criteria adopted by principal codes.

    Code EC6/EC8 EC8 Part III ACI 530-05 FEMA 356/306 DIN 1053-100

    Flexural behaviour Equation (1) X X X

    Other X X X XShear behaviour Equation (3) X X X X X

    Equation (4) XEquation (5) X Other X X X

    Reference is made to generic strength limitations, not related to specific mechanical interpretations.

    Table III. Meaning of the parameter in codes.

    Flexural behaviour Shear behaviour

    Code k1r k2r k1d k1s c k2d

    EC6/EC8 1 Note Note 0.4

    EC8Part III 1 0.85 1 Note Note 0.4

    ACI 530-05 Note 1.5 1 0.255 MPA 0.45

    FEMA 356/306 H0/D 0.7 Note 1 Note 0.75

    DIN 1053-100 Note 0.85 Note 1 Note 1

    1+ 2.3

    Depends on the constitutive law adopted.Obtained by the triplet test or from a table as a function of the block type (hollow %) and of the mortar type.To be calculated, taking into account the tensile strength of masonry.Bed joint sliding: 1.5; diagonal cracking: 1.5 for =2,1 for 1, linear interpolation elsewhere. From experimental tests, multiplied by the coefficient 0.56.

    To be calculated, depending on the slenderness and boundary conditions.1.5 for =2,1 for 1, linear interpolation elsewhere.From a table, as a function of the mortar type.

    not considered null; by adopting a linear stress distribution (with a fragile behaviour in tension),

    an independent verification of compressive and tensile stress is proposed.

    As far as shear behaviour is concerned, the majority of codes assumes the MohrCoulomb-type

    verification criterion expressed in a general form in Equation (3). However, it can be observed

    that:

    In some cases, it is not declared whetherbed joint slidingor diagonal crackingthrough joints

    is considered. This is the case of Eurocodes 6 and 8[3, 38]. On the one hand, it considers only

    the compressed part of the cross section and assumes that k1d=1.0; regarding the strengthparameters, is considered as a constant value and c is assumed to be dependent on the

    masonry typology, but neither of them depends explicitly on the interlocking or overlapping

    of blocks. The latter assumptions seem to be consistent with bed joint sliding. On the other

    hand, the constant value 0.4 for seems too conservative to represent the local friction

    coefficient of the mortar joints, while it appears more appropriate if referred to Mann and

    Mullers theory. Indeed, it can be obtained by assuming a local friction =0.6 and an

    Copyright q 2008 John Wiley & Sons, Ltd. Earthquake Engng Struct. Dyn.2009; 38:243267

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    252 C. CALDERINI, S. CATTARI AND S. LAGOMARSINO

    interlocking coefficient=0.83 (corresponding to a ratiob/hequal to 2.4, typical of standard

    masonry). The latter observation induces one to bring back the criterion to diagonal cracking.

    In other cases, the values attributed to some coefficients seem to be inconsistent with the

    failure mode considered. FEMA 306 [41] considers a criterion like that of Equation (3),

    declaring that it may be used either for bed joint sliding (on the central or the base section)or for diagonal cracking through joints. However, a coefficient k1d=1.5 and the whole cross

    section of the pier is indistinctly considered. The German code [40] is clearly based on

    Mann and Mullers theory and, thus, refers to diagonal cracking through joint failure mode.

    However, only the compressed part of the cross section is considered, an assumption that

    usually leads to consider the end section as reference one. This latter choice may provide an

    excessively conservative estimation of the strength, especially if the cracking starts from the

    centre of the pier.

    It is worth noting that many codes introduce limit values to the shear stress, which seem to take

    into account brick failure. In most cases, these limitations are related to a reduced (through a

    square root or a small multiplier) compressive strength of masonry[42]or of blocks [3, 38]. Only

    the German code [40] provides a strength criterion explicitly referred to the tensile strength ofblocks, based on the theory of Mann and Muller (Equation (4)).

    Finally, the model expressed by Equation (5) is considered only in FEMA 356/FEMA 306

    [1, 41].

    4. DISCUSSION OF THE CRITICAL ISSUES

    With reference to the models described above, issues of both intrinsic and extrinsic nature

    should be discussed: among the intrinsic ones, the reliability of the hypotheses on which they are

    based; among the extrinsic ones, the conditions for their proper use in verification methods.

    Regarding the first issue (Section 4.1), two points appear particularly critical: first, to whatamount the actual stress distribution differs from the simplified distribution assumed in the criteria,

    considering that a transition from the elastic to the nonlinear range may occur; second, whether

    the choice of establishing the strength of the pier referring to only some specific points/sections is

    correct, considering that resistance should further increase in relation to stress redistribution. For

    this purpose, a set of numerical nonlinear analyses has been performed.

    The second issue (Section 4.2) is related to the choice of the most suitable criteria to be adopted

    in the verification of piers. Since each resistance criterion provides a mechanical interpretation of a

    specific failure mode, its suitability is related in particular to the actual occurrence of the predicted

    failure mode. Moreover, its actual employment depends on the technical possibility of evaluating

    the parameters required through experimental tests.

    4.1. Investigation into the reliability of the hypotheses of the models

    The following points will be discussed. First, whether the assumption of the base section or the

    point at the centre of the pier as reference ones is correct or not, with reference to the different

    failure modes. Second, what is the relationship between the evolution of the stress state in the

    reference section/point and the attainment of the strength of the pier. Third, whether the stress

    state assumed in the criteria is appropriate or not.

    Copyright q 2008 John Wiley & Sons, Ltd. Earthquake Engng Struct. Dyn.2009; 38:243267

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    IN-PLANE STRENGTH OF UNREINFORCED MASONRY PIERS 253

    In order to investigate these points, a set of parametrical analyses on piers subjected to static

    in-plane loading, with different slenderness and different levels of axial loads, were performed. A

    standard brick masonry, characterized by a regular pattern and by lime mortar, was considered.

    The same mechanical properties were adopted for all the piers. The latter choice is motivated by

    the will to particularly deepen the influence of the geometrical aspects rather than the mechanicalones on the maximum resistance attainment of the pier.

    The finite element method, together with a nonlinear constitutive model for masonry [43],

    described shortly in Section 4.1.1, was adopted.

    4.1.1. The adopted constitutive law. The constitutive law adopted for the nonlinear parametric

    analyses has recently been described in[43]. It is based on a micromechanical approach. The plane

    stress hypothesis is assumed. Constitutive equations consider the nonlinear stressstrain relation in

    terms of mean stresses and mean strains on a unit cell. The latter are produced by an elastic strain

    contribution, associated with a homogenized elastic continuum, and by inelastic strain contributions

    depending, besides on an overall damage to masonry in compression, on the damage to mortar

    joints and blocks in traction and shear. Mortar joints are reduced to equivalent interfaces. Under the

    hypothesis of neglecting the mechanical properties of head joints, symmetries due to periodicity of

    the masonry pattern assumed (running bond) lead to defining the mean inelastic tensor of mortar

    joints as a function of the inelastic strains of only two couples of hemisymmetric bed joints. The

    mechanisms of inelasticity are expressed on the basis of the model proposed in [44].

    The limit domain associated with the failure of mortar joints is defined by a discrete set of

    equations depending on the sign of the normal stresses acting on the two couples of bed joints and

    on the opening/closing state of head joints. Table IV summarizes such failure domain together

    with that of blocks and masonry in compression. It is worth noting that, in this case, the mean

    stressesx ,y and are referred to the unit cell instead of the cross section of the pier, as assumed

    elsewhere.

    Figure 4 shows different sections of the complete domain in the plane y , for different

    values ofx (the same parameters of the parametrical analyses of Section 4.1.2 are adopted). Itcan be observed that Equation (6), describing the case in which the couples of bed joints are both

    compressed and head joints are open, is similar to that proposed by Mann and Muller[19](except

    for the presence of the x component) and by Alpa and Monetto [45]. Unlike Mann and Mullers

    domain, however, Equation (6) is here replaced by Equation (8) for low values of compression.

    Although Equation (8) extends within a very moderate range it may significantly influence the

    shear strength of masonry under zero compressive stress.

    4.1.2. Parametrical analyses. In the parametrical analyses performed, three configurations of piers

    were investigated, respectively characterized by slendernesses =0.65 (Pier 1), =1.35 (Pier 2)

    and=2 (Pier 3). A fixedfixed boundary condition was imposed. Increasing horizontal displace-

    ments at the top (u)under constant axial loads (P)were applied. The range of the axial load was

    such as to cause a mean vertical stressy varying between the values 0.05 and 0.8 of the masonrycompressive strength fm . The mechanical properties assumed for masonry correspond to those

    of the piers tested by Anthoine et al. [25]: fm=6.2MPa; c=0.23MPa; =0.58; fbt=1.22MPa;

    tensile strength of mortar joints 0.04 MPa;=0.5. A detailed simulation of these tests, validating

    the reliability of the constitutive model adopted, is reported in [43].

    The results will be discussed following two complementary forms of logic. On the one hand, the

    evolution of the stress state in the main reference points/sections will be analysed for a fixed value

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    254 C. CALDERINI, S. CATTARI AND S. LAGOMARSINO

    Table IV. Full set of equations defining the limit domain of [43].

    Mortar joints

    State of bed Head joint

    joint couples condition Equation

    Both compressed Open =1

    1+(cxy) (6)

    Both compressed Closed =cy (7)

    One is compressed,one is tense

    Open =(x+y)

    2(x+y)2(1+2)(2

    2x+

    2y c

    2)

    1+2 (8)

    Note

    One is compressed,one is tense

    Closed The following system of equations have to benumerically solved in and

    [2(2)2+2]2+2[2(2)+]y

    +[22+]2y c2=0

    2[(2)+y ]23c2=0

    (9)

    Note

    Blocks and masonry

    in compression =

    f2m [2H(x )+H(x )]2x[H(y)+H(y)]

    2y (10)

    Note

    is the square of the ratio between the cohesion c and the tensile strength of mortar joints.=/(1+), being the damage variable of the uncracked couple of joints (0

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    256 C. CALDERINI, S. CATTARI AND S. LAGOMARSINO

    Central cross section

    Pier 1

    0 0.25 0.5 0.75 1

    x/D

    -0.5

    -0.4

    -0.3

    -0.2

    -0.1

    0

    0.1

    x

    /y

    Pier 2

    0 0.25 0.5 0.75 1

    x/D

    -0.5

    -0.4

    -0.3

    -0.2

    -0.1

    0

    0.1

    x

    /y

    Pier 3

    0 0.25 0.5 0.75 1

    x/D

    -0.5

    -0.4

    -0.3

    -0.2

    -0.1

    0

    0.1

    x

    /y

    0 0.25 0.5 0.75 1

    x/D

    0

    0.4

    0.8

    1.2

    1.6

    /

    0 0.25 0.5 0.75 1

    x/D

    0

    0.4

    0.8

    1.2

    1.6

    /

    0 0.25 0.5 0.75 1

    x/D

    0

    0.4

    0.8

    1.2

    1.6

    /

    Base cross section

    Pier 1

    0 0.25 0.5 0.75 1

    x/D

    -0.8

    -0.6

    -0.4

    -0.2

    0

    0.2

    y

    /fm

    Pier 2

    0 0.25 0.5 0.75 1

    x/D

    -0.8

    -0.6

    -0.4

    -0.2

    0

    0.2

    y

    /fm

    Pier 3

    0 0.25 0.5 0.75 1

    x/D

    -0.8

    -0.6

    -0.4

    -0.2

    0

    0.2

    y

    /fm

    Figure 6. Stress evolution in the central and base cross section, with referenceto the drifts marked in Figure 5.

    parametrical analyses have been performed. The results obtained confirm that the softening does

    not significantly influence ; in fact, even for a limit condition of a perfectly plastic behaviour,

    this ratio never falls below 0.90.

    Referring to Pier 3, by analyzing the evolution of the stress components in the central cross

    section, it can be observed that:

    x componentAnalogous to Piers 1 and 2, progressively pass from tension to compression,

    even if with entity lower than for other piers.

    componentRegarding the/ratio, the initial value equal to 1.48 remains almost unvaried;

    it is worth highlighting that this value results particularly coherent with the hypothesis of the

    De Saint Venant idealization, undoubtedly justifiable for this geometry.

    Also in this case, the y distribution stays almost unvaried.

    If attention is focused on the central cross section, it is not possible to observe in Pier 3 the

    sudden changes in the stress distribution that occurred in Piers 1 and 2 after the attainment of Vu .

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    IN-PLANE STRENGTH OF UNREINFORCED MASONRY PIERS 257

    0 0.1 0.2 0.3 0.4 0.5

    y/fm

    -0.6

    -0.5

    -0.4

    -0.3

    -0.2

    -0.1

    0

    0.1

    x

    /y

    Pier 1

    Pier 2

    Pier 3

    Figure 7. Stress component x occurred at the centre of the piers as a function of the applied load.

    y y

    x y

    -7

    -5.5

    -4.0

    -3.0

    -2.0

    -1.0

    -0.5

    0.0

    0.05

    -0.75

    -0.65

    -0.55

    -0.40

    -0.30

    -0.20

    -0.10

    0.0

    0.25

    -0.25

    0.35

    0.65

    0.95

    1.25

    1.55

    1.85

    2.15

    2.45

    Figure 8. Complete stress-state description for Pier 2, in the post-peakphase (drift=0.3%), for y=0.6MPa.

    Since the response is predominated by a rocking mechanism, the analysis of the stress evolution

    at the base cross section seems more representative in this case: from Figure 6, it is possible to

    observe a progressive reduction in the effective uncracked section length, much more evident in

    this pier than in Piers 1 and 2. Moreover, it can be seen that the ratio y/fm in the compressed toe

    results far from unity, even for the highest drift value considered. This result should suggest that

    the failure condition expressed by Equation (1) is far from being attained. However, if the Vu

    curve is analysed, it can be evidenced that, following the tensile flexural cracking at the base of the

    pier, relevant increases in drift actually correspond to very low increases in resistance. The strength

    predicted by Equation (1) appears, thus, an asymptotic limit to which the pier very slowly tends.

    It can be noted that, since in seismic codes limitations are usually posed on the drift (a typical

    value is 0.8%), the actual attainment of the failure condition in the compressed toe appears asecondary requirement. It should be considered that, in the analysis presented here, a softening

    parameter corresponding to an infinite ductility in compression has been adopted. A sensitivity

    analysis on this parameter has been performed. It has been assessed that, even if more localized

    damage occurred in toes and greater values of the ratio y/fm were obtained in correspondence

    of same drift values for increasing fragility of the material, this parameter does not meaningfully

    influence the overall response of the piers.

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    258 C. CALDERINI, S. CATTARI AND S. LAGOMARSINO

    0 0.2 0.4 0.6 0.8 1

    y/fm

    0

    0.1

    0.2

    0.3

    0.4

    /f

    m

    Pier 1

    0 0.2 0.4 0.6 0.8 1

    y/fm

    0

    0.1

    0.2

    0.3

    0.4

    /f

    m

    Pier 2

    0 0.2 0.4 0.6 0.8 1

    y/f

    m

    0

    0.1

    0.2

    0.3

    0.4

    /f

    m

    Pier 3 Eq. (1) -Rocking (fm= 6.2 MPa)

    Eq. (3) -Diagonal Cracking (c= 0.18 MPa; =0.45)

    Eq. (4) -Diagonal Cracking (fbt= 1.85 MPa)

    Eq. (3) -Bed Joint Sliding (c= 0.23 MPa;= 0.58)

    Eq. (5) -Diagonal Cracking (ft= 0.22 MPa)

    Num. resultsRockingNum. resultsDiagonal Crackingth. joints

    Num. resultsDiagonal Crackingth. blocks

    Num. resultsMixed behaviour*

    Figure 9. Comparison between numerical and analytical strength domains.

    The evolution of the stress distribution leads to the preliminary conclusion that the choice of

    the reference points/sections adopted in the criteria examined is reliable.

    In what follows, the numerical and analytical strength domains, represented in Figure 9, will

    be compared and discussed. In the figure, the points representing the numerical results summarize

    two types of information: the value of Vu and the prevailing failure mode that occurred. Thecriteria have been plotted on the basis of the experimental parameters adopted in the numerical

    analyses. The parameter ft, for which a direct experimental evaluation lacked, has been derived

    from Equation (5) referring to the experimental test performed in Ispra on the pier with =1.35

    [25]. In general, a good correlation can be observed from both qualitative (failure mode occurred)

    and quantitative (predicted value of Vu ) points of view. For low values ofy , the failure mode

    of the piers is generally classified as rocking; however, it has been observed that, for Pier 1, a

    mixed rocking/bed joint sliding behaviour actually occurred, without a clear prevalence of one

    over the other. For higher values ofy , in the case of Pier 1 and Pier 2, the prevailing mechanism

    is diagonal cracking; increasing ofy leads to a transition from diagonal cracking through joints

    to diagonal cracking through blocks. In the case of Pier 3, the prevailing mechanism is rocking,

    even if for high values ofy the development of diagonal cracking has been noticed starting from

    the end sections cracked in flexure (named in Figure 9 as Mixed behaviour). This circumstancehas also been observed in experimental tests [25, 27].

    The numerical results find good quantitative agreement with the criteria expressed by Equations

    (1), (3) (particular reference is made todiagonal crackingaccording to the interpretation given by

    Mann and Muller) and (4). This accordance validates the hypothesis that the limit strength of the

    pier can reasonably be predicted on the basis of the attainment of limit strength condition of the

    material in only few reference points/sections. The slight overestimation of the resistance provided

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    IN-PLANE STRENGTH OF UNREINFORCED MASONRY PIERS 259

    by Equation (3) in the case of Pier 1 may be attributed to the adoption ofk1d=1. Although in

    general the hypothesis of assuming this coefficient as a function of (with lower and upper bounds

    equal to 1 and 1.5, respectively) results consistent enough, it does not seem precautionary in the

    case of very squat piers. In fact, by analysing the evolution of the stress state in Pier 1, it has been

    ascertained that the coefficientk1ddoes not come down to the value of 1.15.It is worth noting that the good correlation between the numerical analyses and the criterion

    proposed by Mann and Muller (Equations (3) and (4)), rather than the one by Turnsek and Cacovic

    (Equation (5)), may be mainly related to the good agreement between the hypotheses of Mann and

    Muller and those of the constitutive law adopted. Actually, these hypotheses are coherent with the

    type of masonry considered here, characterized by a regular texture and by blocks much resistant

    and stiffer than mortar joints and, thus, by a clearly anisotropic behaviour. The anisotropy of the

    material implies a variation of ftas a function of the stress state at the centre of the pier: for this

    reason, the assumption of a constant value of ftadopted by Turnsek and Cacovic leads to strong

    underestimations of the strength, in particular for increasing levels of the axial loads.

    In what follows, the effect of the stress component x in the diagonal crackingfailure mode is

    discussed. It should be noted that in both the constitutive law adopted in the numerical analyses

    and in the Mann and Muller criteria, the strength contribution of head joints is neglected. However,

    in the constitutive law adopted, the compressive stress component x influences the limit domain

    by reducing the local shear stress acting on mortar bed joints (Equation (6)) and by reducing

    the strength of blocks (Equation (10)), while in Mann and Mullers criterion the x component

    is totally neglected. The good accordance between the numerical and theoretical results can be

    explained by observing that, for the actual values ofx that occurred in the piers, the increment

    in the limit strength domain associated with the adopted constitutive law of the material is small:

    this is evident by observing Figure 4, in which the line associated with x=0.05fm represents an

    upper bound for the cases examined (see Figure 7). The observations above lead to the conclusion

    that, if the mortar head joint is neglected, the effect of the x component may not be meaningful.

    Despite this, the occurrence of a compressive stress component x evidenced by the numerical

    analyses, suggests that the contribution of head joints may not always be negligible. Regarding thislatter issue, particularly interesting are the results provided by Magenes and Calvi [21], obtained

    by racking test on piers of two different slendernesses (=1.33 and 2) characterized by a masonry

    similar to that of the Ispra tests; by analysing the results of two piers subjected to the same axial

    load for which a diagonal cracking failure mode occurred, they observed that Mann and Mullers

    theory underestimates notably the strength of the squat pier, for which a better prediction could be

    obtained by employing the extended version of Mann and Mullers theory developed by Dialer[46]

    in order to take into account the contribution of the head joints. This evidence may be explained

    by the occurrence of compressive stresses x , much higher for squat piers than for slender ones

    as evident from Figure 7. Finally, it is worth noting that also Turnsek and Cacovics theory does

    not consider the stress componentx (Equation (5)). This assumption, as noticed also by Magenes

    and Calvi [21], may lead to different values of ftas a function of the slenderness.

    A final observation regards the scarce occurrence of the bed joint sliding failure mode inthe numerical simulations. The main reasons of this can be deepened by comparing the previ-

    sion provided by (Equation (3)) with the one more precautionary between the diagonal cracking

    (Equation (3)) and the rocking/crushing(Equation (1), withk1r= 0.5). Figure 10 (top) shows, for

    piers of different geometrical and mechanical parameters, the value ofy/fm up to which bed

    joint slidingprevails. It can be observed that, in general, bed joint sliding may occur only for low

    values of the ratio y/fm . If the maximum ratio between the strength prevision provided by the

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    260 C. CALDERINI, S. CATTARI AND S. LAGOMARSINO

    (c/fm=0.05; =1) (c/fm=0.05;=0.6) (=0.6; =1)

    0.5 0.75 1 1.25 1.5 1.75 2

    0

    0.1

    0.2

    y/f

    m

    =0.4

    =0.6

    =0.8

    0.5 0.75 1 1.25 1.5 1.75 2

    0

    0.1

    0.2

    y/fm

    =0.5

    =1

    =2

    0.5 0.75 1 1.25 1.5 1.75 2

    0

    0.1

    0.2

    y/fm

    c/fm=0.01

    c/fm=0.05

    c/fm=0.1

    0.5 0.75 1 1.25 1.5 1.75 2

    0

    10

    20

    30

    40

    50

    [%]

    =0.4

    =0.6

    =0.8

    0.5 0.75 1 1.25 1.5 1.75 2

    0

    10

    20

    30

    40

    50

    [%]

    =0.5

    =1

    =2

    0.5 0.75 1 1.25 1.5 1.75 2

    0

    10

    20

    30

    40

    50

    [%]

    c/fm=0.01

    c/fm=0.05

    c/fm=0.1

    Figure 10. Value of y/fm up to which bed joint sliding prevails on diagonal cracking orrocking/crushing and value of the ratio : effect of the friction coefficient ; effect of the

    interlocking; effect of the ratio c/fm .

    bed joint sliding (in the range ofy/fm in which it is prevailing) and that more precautionary

    provided by the other two criteria considered is calculated (Figure 10, bottom), it can be assessed

    that it is meaningful (greater than 20%, in term of percentage) only for very low values of the

    slenderness (lower than unity). Thus, it can be concluded that this mechanism has little relevance

    with respect to the other ones, at least in common masonry piers. It should also be considered

    that, in real masonry buildings, it may be further inhibited by irregularities of the construction,such as, for example, the non-uniformity of the setting up of bed joints and the vertical axial loads

    applied.

    4.2. Conditions for the proper use of the criteria in the verification methods

    The analyses performed highlighted the necessity of defining the limit strength domain of masonry

    piers through a set of criteria. In particular, one criterion for each failure mode (rocking/crushing,

    bed joint sliding, diagonal cracking) should be considered. However, in the case of diagonal

    cracking, two different models have been proposed in the literature [19, 35]. Such models are

    founded on strongly different hypotheses and, as previously highlighted, may provide very different

    previsions of the strength. Thus, a choice between them should be made case by case, depending

    on the consistency of the examined masonry with the hypotheses assumed. In particular, it is worthremarking that Turnsek and Cacovics theory is founded on the hypothesis of homogeneous and

    isotropic continuum, whereas Mann and Mullers theory considers masonry as a heterogeneous and

    anisotropic material in which rotations in blocks may be induced. It is well evident that a crucial

    role is played by the isostropy/anisotropy of masonry. Two main features of the masonry may

    influence this property: the chaoticity of the masonry pattern; the ratio between the strength/stiffness

    parameters of mortar and blocks. In particular, masonry tends to behave as a homogeneous and

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    IN-PLANE STRENGTH OF UNREINFORCED MASONRY PIERS 261

    0 0.25 0.5 0.75 1 1.25 1.5

    y(MPa)

    0

    0.1

    0.2

    0.3

    0.4

    0.5

    (MPa)

    0.35 y =

    WS

    0 0.25 0.5 0.75 1 1.25 1.5

    y(MPa)

    0

    0.1

    0.2

    0.3

    0.4

    0.5

    (MPa)

    0.04 0.3 y = +

    WI

    0 0.25 0.5 0.75 1 1.25 1.5

    y(MPa)

    0

    0.1

    0.2

    0.3

    0.4

    0.5

    (MPa)

    0.11 0.19 y = +

    WR

    Experimental results

    Eq. (1) -Rocking Eq. (3) -Bed Joint Sliding Eq. (5) -Diagonal CrackingEq. (3) -Diagonal Cracking

    Figure 11. Experimental tests by Vasconcelos and Lourenco [30]: comparison between the experimentalresults and the predictions provided by the discussed simplified models.

    isotropic material as far as: the chaoticity of the masonry pattern is high (rubble masonry); the

    ratio between the strength/stiffness of mortar joints and blocks is high (close to unity or even

    greater).In order to identify qualitative rules to choose the most suitable criterion in the case ofdiagonal

    cracking, two sets of experimental tests published in the literature will be analysed and compared

    in the following.

    The first set presented here was carried out by Vasconcelos and Lourenco [30]at the University

    of Minho, where stone piers subjected to in-plane quasi-static cyclic loads were tested. The interest

    in this experimental campaign derives mainly from the fact that different masonry patterns of

    increasing chaoticity were adopted. With reference to Figure 11, the following types of masonry

    were considered: dry stone masonry (WS), composed of blocks of regular shape and dimensions

    and dry joints; irregular stone masonry (WI) consisting of hand-cut blocks with similar shape

    but variable dimensions, assembled with mortar joints; rubble stone masonry (WR) composed of

    blocks with variable shape and dimensions, randomly assembled with mortar. The specimens were

    1200 mm high (H), 1000 mm wide (D) and 200 mm thick (T); the corresponding slendernesswas =1.2. A fixedfree cantilever scheme was considered. Different axial loads were applied:

    y,1=0.5MPa; y,2=0.875MPa; y,3=1.25MPa. The materials used in the construction were

    granite stone blocks and low-strength mortar.

    From a qualitative point of view, the results may be summarized as follows:

    Mainly diagonal cracks developed.

    In WS and WI, diagonal stepped cracks through joints first developed at the corners and then

    extended towards the centre of the piers. Such cracks, which may be attributed to a mixed

    flexural-shear behaviour of the pier, led to a rocking mechanism about the lower corners;

    for higher levels of compression and for high displacements levels, toe crushing occurred. In

    some cases, for higher levels of compression, in piers WI diagonal cracks began to develop

    from the centre of the pier, suggesting a more typical shear behaviour. In WR piers, diagonal cracks first opened in the middle of the piers, and then extended

    towards the corners. Some of these cracks passed through the stone blocks. A typical shear

    behaviour may be identified.

    Figure 11 shows a comparison between the experimental results obtained and the strength

    predictions provided by the simplified models illustrated in Sections 3.2 and 3.3.

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    262 C. CALDERINI, S. CATTARI AND S. LAGOMARSINO

    The experimental results were plotted by calculating the stresses y and as P/DTandVu/DT,

    respectively. The simplified models were plotted considering the following mechanical parameters

    available from experimental investigations: fm equal to 73 MPa and 18.4 MPa, for WS and WI

    piers, respectively (since in the case of WR piers a direct experimental evaluation of fm lacked,

    Equation (1) was not plotted); equal to 0.65 and 0.63, for dry and mortar joints, respectively; c=0.36MPa. Moreover, from a visual inspection, it was possible to identify the interlocking coefficient

    for WS (=1.5) and WI piers (=2). Turnsek and Cacovics limit domain (Equation (5)) was

    plotted considering a different value of ftfor each masonry pattern, calculated in mean considering

    the different levels of axial loads. In the figure, a linear interpolation of the experimental data is

    also plotted. Referring to experimental tests, Figure 11 shows that the relationship y/ is quite

    linear for piers WS and piers WI, whereas it loses linearity for WR piers. Concerning the prediction

    provided by the models, it may be observed that:

    RockingEquation (1). For all the masonry typologies examined, a good agreement between

    this criterion and the experimental results associated with the lower level of axial load applied

    (y,1=0.5MPa) can be found; it is worth highlighting that, in these cases, rocking failures

    actually occurred. Bed joint slidingEquation (3). In all the cases, it greatly overestimates the actual resistance

    of tested piers; actually, this failure mechanism never occurred in this experimental campaign.

    Diagonal crackingEquation (3). In general, it leads to reasonable previsions, even if with

    some differences depending on masonry typology. In the case of WS piers, a light under-

    estimation can be observed. It should be mainly ascribed to the assignment of k1d coef-

    ficient; in fact, though the pier slenderness leads to k1d=1.2, different values could also

    be justified since the actual activation of the shear failure mechanism starts from the end

    sections instead of the centre of the piers. In the case of WI piers, comparing the values

    ofc and assigned on the basis of the experimental investigations with the ones obtained

    by the linear fitting, a significant underestimation of the mortar cohesion c can be ascer-

    tained. This mismatch can be reasonably attributed to the following main factors: first, the

    pattern (not perfectly regular) of this masonry can lead to a wide scatter of this param-eter; second, since the experimental points correspondent to y,1=0.5MPa clearly showed a

    rocking failure, the linear fitting could be much more coherently performed by considering

    only the higher values of axial load. Finally, in the case of WR piers, this criterion leads to

    a quite overestimation of the actual experimental resistance. However, it can be noted that

    the much more irregular pattern of WR piers could justify the assumption of a lower friction

    coefficient.

    Diagonal crackingEquation (5). Only the WR masonry shows a good agreement with this

    criterion: in fact this masonry typology stresses a marked loss of linearity in its behaviour.

    These results confirm the general conclusion that Turnsek and Cacovics criterion seems to be

    more reliable for chaotic masonry piers, while Mann and Mullers model appears suitable for more

    regular masonry ones.The second experimental campaign considered here was carried out at the University of Ljubljana

    [27]. The main peculiarity of this experimental research is to have performed both diagonal

    compression and racking tests on various masonry piers, characterized by equal blocks and masonry

    pattern, but assembled with different mortars. In what follows, reference is made to tests on solid

    clay brick masonry, assembled with three types of mortar: a cement mortar ( mix1), a cementlime

    mortar (mix2) and a lime mortar (mix3).

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    IN-PLANE STRENGTH OF UNREINFORCED MASONRY PIERS 263

    0 0.05 0.1 0.15 0.2 0.25 0.3

    y/fm

    0

    0.025

    0.05

    0.075

    0.1

    /fm

    Exp. results forMix 1

    Exp. results forMix 2

    Exp. results forMix 3

    0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5

    y/fm

    0

    0.025

    0.05

    0.075

    0.1

    /fm

    Eq.(1)

    Eq.(3)

    Eq.(4)

    Eq.(5)

    Exp. res. (1st Set)

    Exp. res. (2ndSet)

    (a) (b)

    Figure 12. Experimental tests by Bosiljkov et al. [27]: (a) comparison between the experimental resultsobtained by the first set of racking tests and the prediction of Equation (5) (continuum lines are tracedby the mean value of ft; dashed lines consider its standard deviation; same shades of grey for lines andpoints correspond to equal mix) and (b) comparison between the results of the racking tests for mix 2 and

    the predictions provided by the discussed simplified models.

    Diagonal compression tests showed a correlation between the failure modes occurred and the

    type of mortar: for mix3 a stair-stepped diagonal cracking resulted prevailing in four out of five

    piers; formix 1, on four piers tested, in two cases a stair-stepped diagonal crackingoccurred while

    in two others a straight path diagonal cracking through blocks developed.

    Racking tests were performed on piers of 1400 mm height(H), 950 mm width(D)and 120 mm

    thickness(T). A fixedfree cantilever scheme was considered. Two series of tests were carried out:

    in the first, all the piers were tested under the same relative axial load (approximately 0.16 of fm );

    in the second, piers made of cementlime mortar masonry were subjected to four additional levels

    of compression, varying from 0.06 to 0.33 of fm . With regard to the observed failure modes, the

    results may be summarized as follows: in the first set, the failure was mainly obtained by diagonal

    cracking (even if differences were observed in the first phase of loading as a consequence of the

    different mortars employed); in the second set, a transition between a mixed rockingbed jointslidingfailure mode to diagonal cracking was observed for increasing levels of the axial loads.

    Figure 12 shows a comparison between the experimental results and the prediction provided

    by the simplified models illustrated in Sections 3.2 and 3.3. The parameters adopted, directly

    available from experimental investigations, are: mean compressive strength of masonry ( fm,mix 1=

    14.98MPa, fm,mix 2=12.51MPa, fm,mix 3=6.93MPa); tensile strength of the blocks (fbt=

    1.89MPa); mean reference tensile strength of masonry, as obtained from the diagonal compres-

    sion tests ( ft,mix 1=0.46MPa, ft,mix 2=0.38MPa, ft,mix 3=0.1MPa). From a visual inspection, an

    interlocking coefficient =0.6 was identified; this value may be assigned on the basis of the

    block dimensions without significant uncertainties due to the masonry pattern regularity. It should

    be pointed out that, for plotting Equation (3) in Figure 12(b), the value of c=0.25 has been

    obtained on the basis of the bond strength tests; the friction coefficient =0.6 has been obtained

    by linear regression on the basis of the experimental result corresponding to y =1.5MPa, forwhich a diagonal cracking through mortar joints was observed.

    Figure 12(a) summarizes a comparison between the experimental results of the first set of

    racking tests and the prediction obtained from Equation (5). In the cases ofmix 1 and mix 2, good

    agreement can be noticed; on the contrary, in the case ofmix3, Turnsek and Cacovics criterion

    leads to a significant underestimation of the actual maximum resistanceVu of the pier. This result

    may be attributed to the fact that, in the case of mix 3, the hypothesis of isotropic continuum

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    264 C. CALDERINI, S. CATTARI AND S. LAGOMARSINO

    Figure 13. Different types of masonry patterns.

    appears less coherent than in the two other cases, because of the strong difference between the

    mechanical properties of mortar and blocks. Unfortunately, the experimental data available do not

    allow us to certainly verify whether the prediction provided by Mann and Mullers model, which

    appears more suitable to describe an anisotropic continuum, would be more reliable.

    The results of the second set of racking tests made on mix 2 piers supply further elements to

    deepen the suitability of the criteria under discussion. In Figure 12(b), it can be noted that Mannand Mullers criterion (Equations (3) and (4)), even if with uncertainties correlated with the indirect

    evaluation of mechanical parameters, leads to a satisfying global interpretation of the experimental

    results. Turnsek and Cacovics criterion is not in such good agreement with all the points for

    whichdiagonal crackingoccurred. This statement suggests that the good agreement ascertained in

    Figure 12(a) could not be considered as conclusive for mix 2. Actually, the mechanical properties

    ofmix 2 do not suggest a clear tendency to an isotropic or anisotropic behaviour.

    In conclusion, the problem of the choice of the most appropriate criterion describing the diagonal

    cracking may be traced back to the evaluation of the degree of anisotropy of the examined type of

    masonry (through, for example, the visual analyses of the masonry pattern, the assessment of the

    damage pattern and the performing of mechanical tests on the constituent materials). Although in

    limit cases such evaluation may appear trivial (see, for example, Figure 13, cases a and c, both

    characterized by a weak mortar), in other cases it may raise many doubts (Figure 13, case b).

    5. FINAL REMARKS

    In this paper, a critical review of the simplified models present in the literature and codes for the

    prediction of the in-plane load-bearing capacity of masonry piers subjected to seismic actions has

    been proposed.

    Parametrical analyses have enabled us to verify the reliability of the hypotheses on which the

    models are based. With reference to the stress state assumed in the diagonal cracking, it has been

    assessed that, unlike what is hypothesized by most of the criteria, thex component at the centre of

    the pier is not null at failure. This is due to nonlinear phenomena and is true, in particular, for rathersquat piers. However, the entity of this stress component does not seem to appreciably influence

    the overall strength; thus, the hypothesis of disregarding it appears acceptable. Furthermore, it has

    been confirmed that the assessment of the stress state in few points/sections is sufficient to predict

    the failure of the entire pier.

    The relevance of a correct and aware use of the criteria in the verification of piers has been

    stressed. The necessity of defining suitable strength domain of masonry piers through a set of

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    criteria, considering one criterion for each failure mode (rocking/crushing, bed joint sliding,

    diagonal cracking) has been highlighted. With reference to the diagonal cracking failure mode,

    it has been pointed out that two main criteria are usually adopted [19, 35]. They are founded on

    very different hypotheses and may provide very different strength previsions, which may lead, in

    some cases, to severe underestimations of the strength (acceptable for the design of new buildingsbut not for the assessment of existing ones, due to the invasiveness and the expensiveness of the

    resulting retrofitting interventions). For these reasons, a choice between them should be made.

    The anisotropy of masonry plays a decisive role in addressing such choice. In fact, coherently

    with the hypotheses adopted, Turnsek and Cacovics criterion seems more suitable if masonry

    behaves as a homogeneous and isotropic material, whereas Mann and Mullers theory seems

    more appropriate if masonry behaves as anisotropic material. It has been noticed that two main

    parameters determine these different behaviours: the chaoticity of the masonry pattern; the ratio

    between the strength/stiffness parameters of mortar and blocks. Actually, the evaluation of the

    degree of anisotropy is not always an easy task, representing, in some cases, an open issue (in

    particular for ancient existing buildings).

    A last observation, concerning the conditions for proper use of the criteria, regards the meaning

    of the mechanical parameters adopted in the criteria. An emblematic case is that of bed joints

    slidingand diagonal cracking. As discussed in this paper, such very different failure mechanisms

    may be reconducted to the same formal expression (Equation (3)), in which the meaning attributed

    to the parameters represents the main distinctive feature.

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