c l feldman martin financial disclosure report for 2010

8/3/2019 C L Feldman Martin Financial Disclosure Report for 2010

http://slidepdf.com/reader/full/c-l-feldman-martin-financial-disclosure-report-for-2010 1/14

AO IO

Rev . 1 /2011

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Go ~’ermn en t A ct of 1978(5 U .S.C. app. ~¢.~¢ 101-111)

!. Person Repor ting ( las t name, f ir s t , middle init ial)

F E L D M A N , M A R T I N L . C .

4. T i t le (Art ic le I I I judges ind ica te act ive o r sen io r s ta tus;

magis t ra te j udges indicate fu l l - or par t - t ime)

Ac t ive U S DI STRI CT J U DG E

7. Chamber s or O f f ic e A ddr es s

5 0 0 P O Y D R A S S T R E E T , R m . 5 5 5N E W O R L E A N S , L A 7 0 1 3 0 - 3 3 1 3

2. Court o r Organ iza t ion

E A S T E R N D I S T R I C T O F L O U I S IA N A

3. Date of Repor t

06/I 7/201 I

5a . Report T )~e (check appropria te type )

] Nomination, D a t e

[] Initial [] Annual [] Final

5b. [] Amended Report

8. On Ihe basis o f the in fo rm a tion con ta ined in th is Repor~ and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in com pliancewith appl icable l aws and regu la t ions .

6. Report ing Pe riod

01/01/2010

to

12/31/2010

Revie~ving Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,

check ing the NONE box for each par t where you have n o repor table in forma tiot~ S ign on l as t page.

I . P O S I T I O N S . ( Re por t ing in d iv idua l on ly ; se e pp . 9 - 13 o f f i l i ng ins t ruc t ions . )

~] (No repo rtable posi t ions . )O N E

POSITION N A M E O F O R G A N I Z A T I O N / E N T I T Y

2.

3.

4.

5.

I I . A G R E E M E N T S . m e v o . i n g individual only; see pp. 14-16 of filing instruction~)

~] ( N o r e por t a b l e a g r e e m e n t s . )ONE

D A T E PARTIES AND TERMS




of 14

N a m e o f P e r s o n R e p o r t in g

F E L D M A N , M A R T I N L .C .

D a t e o f R e p o r t

06/17/2011

Ill. N O N - I N V E S T M E N T I N C O M E . ( R e p o . i n g individual andspouse; seepp. 17-24 of filing instructions.)

A. Filer’s Non-Investm ent Incom e

D (No reportable income.)O N E non-investment

DATE SOURCE AND TYPE I N C O M E(y ou r s , no t spou se ’ s )

I . I /I 1/2010 R o llo v e r IR A D is triu b tio n $10,000.00

2.

3.

4.

B . S p o u s e ’s N o n - I n v e s tm e n t ! n c o m e - If ).ou were married during any portion of the reporting year, complete this section.

(Dol lar am oun t not requi red except for honorar ia . )

N O N E (No reportable non-investment income.)

D A T E S O U R C E A N D T Y P E

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, e n te r ta inme nL

( Inc ludes those to spouse an d dependen t chi ldren; see pp . 2 .~ -27 o f f i l i ng i n s t ruct ions .)

D NONE(No reportable reimbursements.)

SOURCE DATES LOCATION

1. Europa lnstitut M a rc h 4 -1 I, 20 10 Z ur ic h, Sw itz er la nd

PURPOSE ITEMS PAID OR PROVIDED

Lec tu res a t Zur i c hUniversi ty

T r ans por t a t i on and l odg i ng pa i d .

2. T u lan e U n ive rs ity Ju ly 4 -18, 2010 C a m b r i d g e , E n g l a n d L e c t u r e e r , C a m b r i d g e T r a n s p o r t a ti o n , e x p e n s e s a n d l o d g i n gU nivers ity p a id p ar tia lly .

3.

4.

5.




of 14


FELDMAN, MARTIN L.C.


06/17/201 I

V . G I F T S . a . c tu d e s t h o s e, o sp o u s e o n d d e p e .d e n t children; s e e p p . 2 8 - 3 1 of filing instructions.)

N O N E (No reportable gifts.)

SOURCE DESCRIPTION

I.

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . a n c t u d e s , h o s e o f s p o u s e u n d dependent children; see pp. 3 2 - 3 3 of f il ing instructions.)

N O N E (No reportable liabilities.)

C R E D I T O R DESCRIPTION

I.

2.

3.

4.

5.

VALUECODE




o f 14



Dale of R e p o r t

06/I 7/2011

V I I . I N V E S T M E N T S a nd T R U S T S - i n c ~ m e ~ v a ~ u e ~ t r a n s a c t i ~ n s ( ~ n c l u d e s t h ~ s e ~ f s p ~ u s ~ a n d d e p e n d e n t c h i ~ d r e n ; s e e p p . 3 4 - 6 ~ f ~ l i n g i n s t r u c t i ~ n s ~

- ’ - -1 N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g

( i n c l u d i n g t r u s t a s s e t s ) r e p o a i n g p e r i o d

(I) (2)

Place "(X)" after each asset A m o u n t Typo (e.g.,

exempt from prior disclosureCode I d i v . , r e n t ,

( A - H ) or i n t . )

Gross value at en d

o f r e p o r t i n g I ~ r i o d

(1) (2)V a lu e Va lu e

C o d e 2 M e t h o d

(J-p) C o d e 3

( Q - W )

0)Type (e.g.,

b u y , s e l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)

D a t e V a l u e G a i n

m m /d d/y y C od e 2 Code I

(J-P) ( A - H )

O)I d e n t i t y o f

b u y e r / s e l l e r

( i f p r i v a t e

t r a n s a c t i o n )

I. Hom e Life Ins. Co. N o n e K T

2. Dreyfus.-Geneml Money Market CI B, name

c h a n g e d

3. F H L M C C M O S E R 1 5 0 5 -C L Q

4. FHLM C # 1 9 9 3 -8 2 , 1 2 00

5. FHLMC #1505 CL-Q , 1200

6. Helios Strategic Income, formerly RMK

7. Senior Housing Properties,former HRPT1200

8. H i g h l a n d C r e d i t S t r a t e g ie s Fd. (X)

9. C o m m o n w e a l t h R E I T ( X )

I 0 . Pulaski Co.

A lnt./Div. K T

A I n t e r e s t J T



A Dividend J T

A Divid end J T

A Divid end J T

None J T


1 1 . G N M A # 4 0 7 1 0 7 ( Y )

1 2 . G N M A # 1 9 24 J U M B O I n t e r e s t

1 3 . Ocean Energy Notes

1 4 . DCA Total Return Fd, Formerly Dividend

C a p i t a l

1 5 . FNMA CMO SER 1990- 78

B

A

A

I n t e r e s t K T

Dividend J T

I n t e r e s t J T

1 6 . F N M A C M O S E R 1 9 9 2- 1 95 A I n t e r e s t J T

1 7 . G N M A # 1 9 9 5 - 4 C L A I n t e r e s t J

I. Income Gain C odes :

(S e e Co lumn s BI a n d

2.Valu e C odes

( See C olu r r ms C I and D3)

3. Valu e Method C odes

( S e e C o l u m n C 2 )

A =$1,000 or less

F =$50.001 - $100.000

J =$15.000 or less

N =$250.001 - $500.00~

P3 =$25.0~0,001 - $50.0~0.000

Q =Appraisal

U = B ook Valu e

B=$ 1.001 - $2,500

G =$100.0~1 - $1,000.000

K =$15,001 - $50,000

O =$500,0~1 - $1,000,000

R = C os t ( R eal E s t a t e O nly )

V O t h e r

C =$2,501 - $5,0~0

H I =$1,000,001 - $5,00~,0~)

L =$50,0~ I - $ 100.000

PI = $1 , 0~, 0~1 -

P4 =More Ihan $50,000,0~0

S = As s es s ment

W = E s t imated

D = $ 5 , 0 0 1 - $ I 5 , 0 0 0

H 2 = M o r e t h a n $ 5 , 0 0 0 . 0 0 0

M = $ 1 0 0 , 0 0 1 - $ 2 5 0 . 0 0 0

P 2 = $ 5 , 0 O O . 0 0 1 - $ 2 5 . 0 O O . 0 O O

T = C as h Mar k et

E =$15,001 - $50,000




o f 14

N a m e o f P e r s o n R e p o r ti n g



06/17/201 I

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructiong)

N O N E ( N o reportable income, assets, or transactions.)

A.B. C.

D e s c r i p t i o n o f A s s e t s In c o m e d u rin g G r o s s v a lu e a t e n d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d ofreponing period

(l) (2) O) (2)


(I) (2) (3) (4)

Place "(X)" after each asset Amount Type (e.g., Value Value Typ¢ (e.g., D a t e Value ! Gain

exempt f rom pr ior d isc losure C o d e I div., r~nk C o d e 2 Method buy, se l l , mmldd!yy C o d e 2 I C o d e I

(A-H) o r i n t . ) ( J - P ) C o d e 3 redem ption) (J-P) (A-H)

(Q-W)

1 8 . FN M A # 2 0 0 5 - 2 7 A In te res t

1 9 . A l l i anc e B e r ns t e i n , 12 18 A D i v i d e n d

20 . W at s on Pha r m ac eu t i c a l s 120 0 B D i v i d e n d

21 . F H L M C # 2 1 7 3 C L ( Y )

22 . FN M A # 19 9 0 - 78 C L - J , 12 0 0 B In te res t

23. F N M A # 2 0 06 - 4 3W A ( X ) B In te re st

24 . F H L M C # 3 0 5 2 C L - 4 G ( Y )

25 . H C A , Inc . B In te re st

26 . T y co I n t e r n a ti o n a l B In te re st

27 . F H L M C # 2 7 5 8 C L C C B In te res t

28 . C i t i g r ou p A D i v i d e n d

29 . G N M A # 2 0 0 5 -5 e a D In te re st

30. F H L M C # 2 8 7 6 C L - D Q ( Y )

31. G N M A S E R # 2 0 0 5 - 3 9 ( Y )

32 . F H L M C # 3 0 55 - C L A H ( Y )

33. Pr ov i den t E ne r gy T r u s t 12 0 0 A D i v i d e n d

34 . B l a c k r o c k F L T G R a t e I n c . S I r a t e g ie s F d I I B D i v i d e n d

J

J

J

K

J

J

T

T

T

T

T

T

S o l d 05128/10 K B

S o l d 03/15/10 J A

( 5 )I d e n t i t y o f


( i f p r i v a t e


1. Incom e Gain C o des: A ~$1,0~0 or less B = $1,001 - $2 ,500 C = $2,501 - $5,000 D = $5,001 - $15,00~

( See C olu mn s B I and I ) 4 ) F =$50,001 - $100,000 G =$100,001 - $1,1~O,000 HI =$1,0~O,001 - $5,000,000 H2 =More tha n $5.000.000

2. Value Codes J $15.000 or l ess K =$15,001 - $50,000 L =$50,001 - $100.000 M =$100,001 - $250,000

( S e e C o l u m n s C I a n d D 3 ) N =$250.001 - $500,000 O =$500,001 - $1,000,000 P I = $1 ,0 00 .0 01 - $5 ,0 00 ,0 00 P 2 -$ 5, 00 0. 00 1 - $2 5. 00 0, 00 0

P3 =$25.000,001 - $50.000,000 P4 -More than $50,000,000

3 . Valu e Method C od es Q =Appraisal R - C os t ( R eal E s t a t e O nly ) S = As s es s ment T = C as h Mar k c l

[See C olu mn C 21 U = B ook Valu e V = O th e r W = E slim atcd

E =$15.001 - $50.0~O




o f 14

N a m e o f P e r s o n Repor t ing



06/I 7/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e, v M u e, tr a n s a c t i o n s ( I n c l udes t h o s e o f s po u s e a n d depen den t c h il dr en ; s eepp. 34-60 o f f i l i n g i n s t r u c t i o n s )

[ ~ ] NONE(N o repor table incom e , asse t s , or tran sac t ions . )

D e s c r i p t i o n o f A s s e t s Income dur ing

( i n c l u d i n g t r u s t ~ L S S e t S ) r e p o r t i n g p e r i o d

(1) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g .,

exempt from prior disc losure Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

O ) (2)V a lu e Va lu e

C o d e 2 M e t ho d

(J-P) C o d e 3

( Q - W )

O)Type (e.g.,

buy, se l l ,

redempt ion)


(2) (3) (4)

D a t e V a l u e G a i n

m m /d d/y y C o d e 2 C od e I

(J-P) (A-H)

(s )

I d e n t i ty o f

buyer/seller

( i f p r i v a t e


35 . B l a c k r o ck L t d D u r a t io n I n c o m e T r u s t B D i v i d e n d J T

36. F H L M C S e r i e s 32 7 3 B D ( Y )

37 . G N M A S e r i es 2 0 0 6 - 10 J B ( Y )

38 . Shore t e l , I nc . A D i v i d e n d T

39 . A l l is C h a l m e r s C o r p A D iv id e n d J

40 . B l a c k r o c k F L T G R a t e I n c o m e S t r a t e g ie s F dII (Y)

41 . Hel io s Ad van tag e In co me Fd , fo rmer ly B D i v i d e n d JR M K

42 . B a n k o f A m e r i c a A D i v i d e n d J

T

43 . B l a c k r o ck G l o b a l F T G R a t e I n c o m e T r u s t B D i v i d e n d

1200

T

44 . RAI T I nves tmen t Trus t - 1 2 00 A Int . /Div. J T

45 . FHLM C SER 3 1 12 CL-KQ - 1 200 A Interest

4 6 . F N M A S E R 2 0 0 7 - 7 0 C A - 1 2 0 0 A Interest

J

J

T

T

47 . B l a c k r o c k G l o b a l F L T G I n c o m T r u s t - 1 2 0 0 A Int . /Div. J T

48 . C h a s e B a n k A Interest K T

49 . D r e y f u s M o n e y M a r k e t n a m e c h a n g e d A Interest J T

50 . Eato n Van ce Ltd . Dura t io n In co me Fun d B D i v i d e n d J T

51 . F H L M C C M O S e r ie s 3 29 0 B Interest J T

I . Income Gain C odes : A =$ 1,000 or Jess B =$1,001 - $2,500 C = $2,501 - $5,000 D =$5.001 - $15,000

( S e e C o l u m n s B I a n d I M ) F = $50,001 - $100.000 G =$100.001 - $1,000,009 HI =$1.000.001 - $5,000.090 H2 -More than $5,000.000

2. Value Codes J =$15,000 or less K $15,001 - $50.000 L =$50,001 - $100,000 M -$100,0~1 - $250.000

(S e e Co lumn s CI a n d D3 ) N =$250,001 - $500,00~ O = $500,0~1 - $1,000,000 Pl =$1,000,001 - $5.0~0.000 P2 =$5,090,001 - $25.000,000

P3 =$25,~0~,001 - $50,000,000 P4 -More than $50,000.000

3 . Valu e Method C od es Q =Appraisal R = C os t ( R eal E s t a l¢ O nly ) S =Asscs.-,menl T = C a s h M a r k e t

tS e e Co lumn C2 ) U = B ook Valu e V = O ther W =Estimated

E =$1 5 , 001 - $50 , 000




o f 14




06/17/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e, v a l u e , t r a n s a c t i o n s ( I n c l udes t h o s e o f s po u s e a n d depen den t c h i ldr en ; s eepp. 34-60 o f f i l i n g i n s t r u c ti o n ~. )

N O N E (No reportable income, assets, or transactions.)

A. B. C.Descr ipt ion of Assets Income dur ing Gross value a t end

( inc luding t rus t asse ts ) reporting perio d of reporting period

(I) (2) (I) (2)

P l a c e "(X)" after each asset A mo unt Ty pe (e.g., Value Value

exempt f rom pr ior d isc losure C o d e I div., rent, C o d e 2 Method

(A-H) o r i n t . ) ( . I - P ) C o d e 3

(Q-W)


(I) (2) (3) (4)

52 . Colonial Bancgroup Inc. B Dividend

5 3. B ar cl ay s Bk PLC PFD A Dividend

54 . Regions Financ ing TR Ill PPD, 8,875 A I n t e r e s t

55 . MFS Govt. Markets Income Trust SB[ B Dividend

56 . EV Energy Partners LP A Distribution

57 . GNMA CMO S er i es 20 0 8-60 DG( Y )

58 . G NMA CMO Series 2008-58 UE (Y)

59 . FHLMCCMO Series3417 A I n t e r e s t

60 . FNMA CMO Series 2008-17 MA A l n l e r e s t

61 . Macquarie Intrastruct A Dividend

6 2. El Pa so Co rp . 1 2% A I n t e r e s t

63 . Regions Financial Corp, formerlyUnion A I n t e r e s tPlanters 7.5%

64 . Eaton Va nce L td . Dura ti on Inco me Fd . A Dividend

65 . FNMA1993-82H, 1200 A I n t e r e s t

66 . Proshares Trust-IRA A D i s t r i b u t i o n

67 . QW ESTComm unications Intl . -IRA A Dividend

68 . V i s hay Inter t echnolog y Inc .- IRA A Dividend

J

J

J

J

J

J

J

J

J

T

T

T

T

T

T

T

T

T

Type (e.g., D a t e Value ] Gain

buy, se l l , mm!dd/yy C o d e 2 C o d e I

redempt ion) ( J - P ) , ( A - H )

S o l d 05/05/10 J A

Sold 1 i/18/10 J A

S o l d 05/11/10

Sold 01/07110 J A

S o ld 01/I 1/10 J A

(5 )

I d e n t i t y o f


( i f p r i v a t e


I. In co m e G ain C od es : A = $1,000 o r Icss B = $1.001 - $2 ,500 C = $2,501 - $5,000 D = $5,001 - $15.000

( Sce C olu mns B I and I ) 4 ) F =$50.001 - $ I00,0~ G =$ 100,001 - $1.000.000 HI =$1,0(~.001 - $5,0~0.00~ H 2 = Mor e than

2. Value Codes J =$15,000 or less K -$15.1~ )1 - $50.000 L =$50,001 - $100.000 M =$10~,001 - $250,000

(S e e Co lumn s CI a n d D3 ) N ~$250.0~1 - $500.000 O =$500.001 - $1.000.000 PI : $1 .000.001 - $5,000,0~ P 2 =$5 ,000 ,0~ 1 - $25,000,0~

P3 =$25,000.0~1 - $50.00~.000 P4 -More than $50,000,000

3 . Valu e Method C od es Q ~ A p p r - a i s a l R :C o~t ( R eal E ~ta tc O nly l S : A s ~ s s m c n t T = C as h Mar k c t

{Scc C o lum n C 2) U = B o ok Va lue V O l h c r W = E s t imated

E =$15.091 - $50,000




of 14




06/I 7/2011

V I I . I N V E S T M E N T S a nd T R U S T S - i n c ~ m e ~ v a ~ u e ~ t r a n s a c t i ~ n s ( ~ n c ~ u d e s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i ~ d r e n ; s e e p p . 3 4 ~ 6 ~ f ~ i n g i n s t r u c t i ~ n s ~ )

~-] N O N E (No reportable income, assets, or transactions.)


( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(i) (2)

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u nt T y p e ( e . g .,

e x e m p t f r o m p r i o r d i s c lo s u r e Code I d i v . , r e n t ,( A - H ) or i n t . )



(i) (~)

Value Value


( J - P ) C o d e 3

( Q - W )

T y p e ( e . g . ,

b u y , s e l l ,



(2) (3) (4)

D a t e Value G a i n

m r a ! d d / y y C o d e 2 Code I

( J - P ) ( A -H )

(5 )I d e n t i ty o f

buyer/seller

( i f p r i v a t e


69 . Healthways, Inc.-IRA A D i v i d e n d

70 . Ente rpr i s e P roduc t P a r tne rs LP B Dislribut ion

7 I. Energy Trans fe r Eq ui ty B Distribut ion

72 . F N M A C M O S e r ie s 2 0 0 7 - 7 0, 1 2 0 0 B Interest

J

J

J

J

T

T Sold( p a n )

T Sold

( p a n )

T

02/04/10 J B

02/19/10 J B

73 . B u n g e L T D F i n a n c e C o . 8 .5 % ( Y )

74 . B u n g e L T D F i n a n c e C o . 8 .5 % A Interest J T

75 . BB & T C api t a I Trus t VI 9 .6% A Interest J T

76 . Tr iangle Capi t a l Corpora t ion B Dividend J T

77 . P a r t n e r re F i n A L L C 6 . 7 5 % A Interest J T

78 . F H L M C C M O S e r i es 3 32 9 T C B Interest J T

79 . G N M A C M O S e r i e s 2 0 0 % 9 5 A Interest K T

80 . Pfizer Inc. A D i v i d e n d J T

81 . P e t r o h a w k E n e r g y C o r p A D i v i d e n d

8 2 . K r a f t F o o d s A D i v i d e n d

T

Sold 12/06/10 J A

83 . B a x t e r l n t e m a t i o n a l I n c . A D i v i d e n d .I T

84 . Boardwalk P ipe l ine P a r tne rs h ip LP A Distribut ion

8 5 . G N M A C M O S e r ie s 2 0 0 5 - 51 C L - M C 1 2 0 0 B Interest T

Sold 04/27/10 J A

I. In co m e G ain C o d es: A = $1.000 o r less B = $1.001 - $2 ,500 C = $2,501 - $5,000 D =$5.001 - $15,000

( S e e C o l u m n s B 1 a n d D 4 ) F =$50.001 - $100.0O0 G =$100,001 - $1,000,0~ HI =$1.0~.001 - $5.000.000 H2 =More tha n $5.000,000

2. Value Codes J -$15.000 or less K =$15,001 - $50,000 L =$50,001 - $ 100.000 M -$ 100,001 - $250.000

( S c e C o l u m n s C I a n d D 3 ) N = $250.001 -$500.000 O $500.001 - $1,000,000 PI =$1,000.001 - $5,000,0~0 p2 =$5,000.001 -$25,000,000

P3 =$25.000.001 - $50.009.000 P4 =More than $50.000,000

3 . Valu e Method C od es O =A p p r a i sa l R = C os t ( R eal E s t a t e O n ly ) S = As s es s ment T = C as h Mar k et

(S e e Co lumn C2 ) U = B ook Valu e V = O ther W = E s t imated

E =$| 5,001




o f 14

N a m e of Person Report ing


D a l e o f R e p o r t

06/17/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e, v a l u e , t r a n s a c t i o n s ( I n c l udes t h o s e o f s po u s e a n d depen den t c h i l dr en ; s eepp. 34- 60 o f f i l i n g i n s t r u c t i o n s . )


D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g

( in c lu d i n g t ru s t a s se ts ) r e p o r t i n g p e r io d

(0 (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure C o d e I d i v . , r e n t ,

( A - H ) or i n t . )

Gross value at en d


(i) (2)

V a l u e V a l u e

C o d e 2 M e t h o d

(J-P) C o d e 3

( Q - W )

(] )Type (e.g.,

b u y , s e l l ,



(2) (3) (4)

D a t e Value G a i n

mm!dd/yy C o d e 2 Code I

( J - P ) ( A - H )

(5 )

I d e n t i t y o f


( i f p r i v a t e


86 . V e r iz o n C o m m u n i c a ti o n s A Dividend J T

87 . Protect ive Li fe Corp. 8 .0% A D i v i d e n d J T

88 . BB &T Capital Trust VI 9.6%

89 . Blackrock Enhanced Dividend Achievers

T r u s t

90 . Triangle CapitalCorporation (Y)

91 . F ive S ta r Q u a li ty Care (X )

9 2 . S andr idg e Energy Inc . 8 .62 5%

93 . Boardwalk P ipe l ine P a r tne rs LP

94 . F N M A C M O 2 0 0 9 -7 0 W A

A Dividend

A Dividend

J

J

T

T

None J T

A I n t e r e s t Sold

A Distribution S o l d

A I n t e r e s t K T

03/09110 J A

04/27/10 J B

95 . Blackro ck Glo b a l F lo a t in g Rate ln c . Trus t1200

A Dividend T

96 . FHLMC C MO 3 3 2 5 CK 1 2 00 A I n t e r e s t J

97 . Ani x te r In te rn a ti on a l 1200 A Dividend S o l d 01/12/10 J B

98 . Omnicare Inc. 1200 A Dividend S o l d 01/19/10 J A

99 . G TE C a I nc . Se t F 1 2 00 A I n t e r e s t J

100. Wesco In te rn a t io n a l , In c . 1200

I 0 1 . E x x o n M o b i l C o r p . 1 2 0 0

1 0 2 . P i m c o C o r p I n c o m e F d . 1 2 0 0

A Dividend

A Dividend

A I n t e r e s t

T

T

S o l d 06/22/10 J A

I. Income Gain C odes :

( s e e C o l u m n s B I a n d

2. Valu e C odes

(S e e Co lumn s CI a n d D3 )

3. Valu e Method C odes

¢ S c c C o l u m n C 2 )

A=$1.000 or less

F=$50,001 - $ 100.000

J=$15.000 or less

N =$250.001 - $500,000

P3=$25,00~.0~1 - $50,000,000

Q=Appraisal

U = B ook Valu e

B=$1,001 - $2,500

G=$10~.001 - $1.0~0,000

K=$15,001 - $50,000

O=$500,001 - $1,000,000

R = C os t ( R eal E s t a t e O n ly )

V O t h e r

C =$2,501 - $5,00~

H I =$1,000,001 -

L =$50,001 - $ 1 0 0 , 0 0 0

PI =$1,000,0~1 - $5,0~0,000

P4 =More than $50,00~,00~

S = As s es s ment

W = E s t imated

=$5,001 - $15,000

H 2 = Mor e than $ 5 ,0 0 0 ,0 ~)

M =$100.~11 - $250.000

1’2 =$5,000,0~ I - $25,000,000

= C as h Mar k et

E =SI5,001- $50,000




o f 14



Date of R e p o r t

06 /17/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i nc om e , v a lue , t ransac t ions ( I n c lude s those o f spouse an d de pe nde n t c h i ldre n; se e pp . 34- 6 0 o f f i l ing in s t ruc tions . )

[~] N O N E (No reportable income, assets, or transactions.)



0) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

e x e m p t f r o m p r i o r d i sc l o s u r e C ode I d i v . , r ~ n t ,( A - H ) o r i n t . )



(i) (2)

Value Value

C o d e 2 M e th o d

(J-P) C o d e 3

( Q - W )

O)Type (e.g.,

b u y , s e l l ,



(2) (3) (4)

D a t e Value Gain

m m/dd/yy C ode 2 C ode I

( l-P) (A-H)

(5 )

Identity of

buyer/se l le r

(if private

transaction)

103. Quicks i lver Reso urces 1200 A D i v i d e n d

104. F r o n t i e r C o m m u n i c a ti o n s A D i v i d e n d

105.

106 . Ine rgy LP A Distribut ion

1 0 7 . G N M A C M O S e r i es 2 0 1 0- 3 G A A Interest

1 0 8 . X T O E n e r g y I n c . A Distribut ion

109.

J

J

J

T

T B uy 01/05/I 0

S o l d 09/28/10

( p a r t )T Bu y 01/28/10

T B uy 01/29/10

B uy 02/24/10

S o ld 06/22/10

J

J

J

J

J

J

110. Old Rep ub l ic In t . Co rp

III.

A D i v i d e n d Bu y

S o l d

03/04/I 0

04119/10

J

J

1 1 2 . P r u d e n t i a l P L C

113.

A D i v i d e n d B uy

S o l d

03/17/10

06/01/10

J

J

1 1 4 . A x i s C a p i t a l H o l d i n g s

115.

D i v i d e n d Bu y

S o l d

03/31/10

05/04/I 0

J

J

1 1 6 . B a n k o f A m e r i c a A D i v i d e n d

1 1 7 . F N M A C M O S e r i e s 2 0 1 0 -4 4 H A A Interest

118. PACTIV Co rp A D i v i d e n d

119.

J

K

T

T

B uy

Bu y

B uy

Sold

04 /09/10 J

04/30/10 K

05/03/10 J

05/17 /10 J

I. Income Gain Codes: A =$1.000 or l e ~s B =$1.001 - $2.500 C = $2.501 - $5.000 D = $5.001 - $15.000

(S e e Co l tmms B I a n d D4) F =S50.001 - $100.000 G =$100.001 - $1.000.000 HI =$1.000,001 - $5,000,000 H 2 = Mor e than $5.000.000

2. Value C o d es J = $15.000 o r l e s s K =$15,001 - $50.000 L =$50.001 - $100.000 M = $100.001 - $250.000

(S e e Co lumn s CI a n d D3 ) N =$250.001 - $500,000 O = $50 0,00 1 - $1, 000, 000 P I =$1,0 ~0,00 1 - $5, 000 ,000 P2 =$5,000,001 - $25.000.000

P3 =$25.000.001 - $50.000.000 P4 =M ore than $50.000.000

3 . Valu e Method C odes Q =Appraisal R = C os t ( R eal E s t a t e O nly ) S = As s es s ment T =Ca sh M a rke t

I S cc Co lumn C2 ) U = B ook Valu e V =Oth e r W = E s t imated

E =$15.001 - $50.000




of 14




06/17/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i.co,.e, valae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)




O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,

exempt from prior disc losure Code I d i v . , r e n t ,( A - H ) o r int.)



(i) (2)

Value Value


( J - P ) C o d e 3

( Q - W )

Type (e.g.,

buy, se l l ,

redempt ion)


(2) (3) (4)

D a t e Value Gain

m m !d d/yy C od e 2 Code 1

(J-P) (A-H)

(5 )I d e n t i t y o f

buyer/seller

(if’private


1 2 0 . P A A N a t u r a l G a s S t o r a g e L P

121.

D i v i d e n d B uy

Sold

05/05/10 J

05/06/10 J A

1 2 2 . S n o v u s F i n a n c i a l C o r p C o n v . P f d .

123.

D i v i d e n d B uy

Sold

05112/10 J

11/03/10 J A

1 2 4 . G N M A C M O S e r i e s 2 0 1 0- 5 7 J E B Interest K T B uy 05/28110

1 2 5 . G N M A C M O S e r i e s 20 1 0 -6 2 H A A Interest J T B uy 05/28110

126. F i rs t Un io n C ap i ta l S er-A A Interest J T Bu y 06/07/10

1 2 7 . B a x t e r l n t e m a t i o n a l I n c . A D i v i d e n d J T B uy 06118/10

(ad d ’ l )

1 2 8 . S u n L i f e F i n a n c i a l A D i v i d e n d J T B uy 08109/10

1 2 9 . F H L M C C M O S e r i e s 36 9 9 L A B Interest K T B uy 08130/10

K

J

J

J

J

K

1 3 0. G N M A C M O S e r i e s 2 0 1 0 - 10 5 L C B Interest K

1 3 1. F H L M C C M O S e r i e s 37 4 0 J B B Interest J

132. FLIR S ys tem s In c . P r io r typ o A D i v i d e n d J

1 3 3 . K K R a n d C o . L P AI D ist r ibut ion

J

1 3 4 . G e n e r a l E l e c t r i c C o . A D i v i d e n d J

1 3 5 . E a t o n V a n c e I n s u re d M u n i c i p a l B o n d F u n d A D i v i d e n d J

136. Hercules Tech n o lo g y Gro w th A D i v i d e n d J

T B uy 08/30/10

T Bu y I 0/29110

T Bu y 11/01/10

T B uy 11/12/10

T B uy 12/09/I 0

T B uy 12/10/10

T Bu y 12/29/10

K

K

J

J

J

J

J

I . Income Gain C odes : A =$ 1.000 or less B = $1.001 - $2,500 C -$2,501 - $5,0~0 D =$5.0~ I - $15,0~0

(S e e Co lumn s BI a n d D4) F =$50,091 - $100.000 G =$100,001 - $1,000.000 HI =$1.000.001 - $5.000.0OO H 2 = M o r e th a n $ 5 . 0 O O . 0 O O

2. Valu e C odes J = $15.000 or le ss K = $15.001 - $50.000 L =$50,001 - $100,000 M =$100,001 - $250.000

(S e e Co lumn s CI a n d D3 ) N =$250,0OI - $500,000 O = $500,0OI - $1,000,000 PI =$1,000,0~1 - $5,000,000 P2 =$5,000,001 - $25,000.000

P3 =$25,0~O,0OI - $50,0~0,000 P4 =More than $50.000,000

3 . Value Mcthod C odes Q =Appraisal R = C os t ( R eal E s t a t e O nly ) S = As s es s ment T = C as h Mar k c t

( S e e C o l u n m C 2 ) U = B ook Valu e V = O ther W = E s t imated

E = $ 15 . 0 0 1 - $50 .0~ O




Page 1 ;2 of 14

N a m e o f P e r so n Report ing


Date of Repor t

06/17/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

N O N E ( N o reportable income, assets, or transactions.)

A. B. C.

Descr ipt ion of Assets Income dur ing Gross va lue a t end

(includ ing t rust a sse ts) reporting perio d o f rep orting p eriod

(I) (2) (1) (2)

Place "(X)" after each asset Amount T y p o ( e . g . , Value Value

exempt f rom pr ior d isc losure C o d e I div., rent, C o d e 2 Method

(A-H) o r i n t . ) (J-P) C o d e 3

(Q-W)


(I) (2) (3) (4)

1 3 7 . F H L M C C M O S e r i e s 37 7 2 N A

138. CACI In te rn a t io n a l In c .

139.

140. Med ica l P ro p er t i es Trus t In c . 1200

141. Med ica l P ro p er t i es Trus t In c . 1200

1 4 2 . G N M A C M O S e r i e s 2 0 1 0- 6 N A 1 2 0 0

1 4 3 . G N M A C M O S e r i e s 2 0 1 0 - 30 L E 1 2 0 0

A

A

A

A

A

A

In te re st

D i v i d e n d

Dividend

Dividend

I n t e r e s t

I n t e r e s t

J

J

J

J

T

T

T

T

Type (e.g., D a t e Value Gain

b u y , s e l l , m m / d d / y y Code 2 J Code I

r e d e m p t i o n )(J’P) i (A-H)

B uy 12/30/10 J

Buy 02/26/10 J

S o ld 05 /2 4 /10 J A

B uy 04/14/10 J

B uy 06/09/10 J

B uy 02/02/10 J

B uy 09/07 /10 J

( 5 )I d e n t i t y o f


( i f p r i v a t e


I. In co m e G ain C od es : A = $1,000 o r less B = $1,001 - $2 ,500 C = $2,501 - $5,000 D =$5,001 - $15,000

IS ¢C olu mn s B I a nd D-l) F -$50,001 - $100.000 G $100,001 - $1,00~.000 H I = $1 .0 0~ .0 01 - $ 5. 00 0. 00 ~ H 2 - M o re th a n $ 5. 00 0, 00 0

2. Value Codes J =$15,000 or less K =$15,0~1 - $50,000 L -$50,001 - $100,000 M =$100,0~1 - $250,000

( S ~ ¢ C o l u m n s C I a n d D 3 ) N =$250.001 - $500,0~9 O = $5 00.0 01 - $1,0 00.0 00 P I = $1 .0~ 0.0 01 - $5.0 00.0 00 P2 =$5.000,001 - $25.000.000

P3 =$25.000,001 - $50,0~O.000 P4 -More than $50.0~0.000

3 . Valu e Method C od es Q =Appraisal R =Cost (Real Estate Only"1

S A s s e s s m e n t T - C a s h M a r k e t

(S ee C o lu m n C 2) U = B o o k Value V O a h c r W = E s t imated

E =$15,001- $50,000




o f 14




06/17/2011

V III. ADDITIONAL INFORMATION OR EX PLANATIONS. (lndicate part of report.)

PART VII,

# 8 , 9 , 9 1 - A l l o f t hes e were pr io r yea r pa r t i a l s a le s t ha t go t un in t en t iona l ly de l e t ed .

# 1 1 , 2 1, 2 4 , 3 0 ,3 1 , 32 , 3 6 ,3 7 , 57 , 58 - Thes e a re a l l c o l l a t e r i zed mor tgag es t ha t f i na l p r inc ipa l paym ent s have b een m ade bu t no t nec es s i ly repor t ed a s s a l e s on theannua l ac c ount s t a t emen t and the re i s no pr inc ipa l l e f t.

# 40 , 73 , 90 - A l l o f t hes e a s s e t s had d upl i c a t e en t r i e s on the repor t , s o t hey a re no t ed fo r r emo va l o f t he dupl i c a t e en t ry .




of 14

Na m e o f Pe r son Re por t ing


Dale of Repor t

06/17/201 l

IX. CER TIFICATION.

I c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

I f u r t h e r c e r ti f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c ce p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e in

c o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q . , 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signatu re: S/MARTIN L.C. FELDMAN

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I VI LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . § 1 0 4 )

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

c l feldman martin financial disclosure report for 2010

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