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INVESTMENT DEALERS ASSOCIATION OF CANADA

ASSOCIATION CANADIENNE

DES COURTIERS EN VALEURS MOBILIÈRES

Contact: For distribution to relevant parties within your firm Kenneth A. Nason Association Secretary BULLETIN #2953 (416) 865-3046 January 23, 2002 Association Board of Directors, District Councils and Committees for 2001-2002 The 2001-2002 Directory of the Association’s Board of Directors, Executive Committee, National Advisory Committee, District Councils and Industry committees is attached. Kenneth A. Nason Association Secretary

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INDEX

PAGES Board of Directors 3 - 5

National Advisory Committee 6 - 8

District Councils 9 - 45

Association Committees 46 - 63

Joint Industry Committees 63 - 66

Securities Industry Advisory Council 67

Canadian Securities Institute 67

The Canadian Depository for Securities Limited 67

FundSERV Inc. 67

Canadian Investor Protection Fund 67

BOARD OF DIRECTORS 2001 – 02

* Executive Committee Members

CHAIR

* William D. PACKHAM Vice-Chairman Merrill Lynch Canada Inc., Suite 50, 200 King Street West, Toronto, ON, M5H 3W3

(416) 586-6474 Fax: (416) 369-8934 E-mail: [email protected] VICE-CHAIR

* Terrance K. SALMAN Chairman, President and Chief Executive Officer Salman Partners Inc., Suite 2230, 885 West Georgia Street, Vancouver, BC, V6C 3E8 (604) 685-2450 Fax: (604) 685-2453 E-mail: [email protected]

PRESIDENT AND CHIEF EXECUTIVE OFFICER * Joseph J. OLIVER President and Chief Executive Officer

Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected]

* Thomas I.A. ALLEN, Q.C. Senior Partner

Ogilvy Renault, Suite 2100, Royal Trust Tower, Toronto-Dominion Centre, 77 King Street West, P.O. Box 141, Toronto, ON, M5K 1H1 (416) 216-3913 Fax: (416) 863-1658 E-mail: [email protected]

* G.F. Kym ANTHONY President and Chief Executive Officer National Bank Financial Inc., Suite 3200, The Exchange Tower, 130 King Street West, P.O. Box 21, Toronto, ON, M5X 1J9 (416) 869-8028 Fax: (416) 869-7477 E-mail: [email protected] Paul K. BATES President and Chief Executive Officer Charles Schwab Canada, Co., Suite 800, 207 Queen’s Quay West, Toronto, ON, M5J 1A7 (416) 682-6310 Fax: (416) 682-6305 E-mail: [email protected]

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* Ian D. BRUCE Vice-Chairman Peters & Co. Limited, Suite 2500, First Canadian Centre, 350 – 7th Avenue S.W., Calgary, AB, T2P 4N1 (403) 261-2278 Fax: (403) 237-2339 E-mail: [email protected] Michel DUCHESNE Vice-President and Director RBC Dominion valeurs mobilières inc., Bureau 300, 1, Place Ville Marie, Montréal, PQ, H3B 4R8 (514) 878-7710 Fax: (514) 878-7715 E-mail: [email protected] Ruth GOLDBLOOM, O.C. Suite 1106, 1465 Brenton Street, Halifax, NS, B3J 3T3 (902) 429-2901 Fax: (902) 429-2973 E-mail: no e-mail Lonsdale W. HOLLAND President and Secretary Beacon Securities Limited, 1707 Grafton Street, Halifax, NS, B3J 2C6 (902) 492-0469 Fax: (902) 425-5237 E-mail: [email protected] John L. HOWARD, Q.C. 2048 Penang Road, P.O. Box 1132, Sooke, BC, V0S 1N0 (250) 642-4489 Fax: (250) 642-1067 E-mail: [email protected]

* Eugene C. McBURNEY Chairman Griffiths McBurney & Partners, 11th Floor, 145 King Street West, Toronto, ON, M5H 1J8 (416) 943-6101 Fax: (416) 943-6160 E-mail: [email protected] Colleen J. MOOREHEAD President E*TRADE Canada Securities Corporation, 60 Yonge Street, Suite 1200, Toronto, ON, M5E 1H5 (416) 214-6962 Fax: (416) 941-8931 E-mail: [email protected] Jacques DAOUST Senior Executive Vice-President, Wealth Management & Brokerage Laurentian Bank of Canada, 1981 McGill College, Suite 2070, Montréal, PQ H3A 3K3 (514) 284-4500; 3909 Fax (514) 284-3396 E-Mail: [email protected]

* Brian PORTER Executive Managing Director Scotia Capital Inc., Scotia Plaza, 64th Floor, 40 King St. W., P.O. Box 4085, Station A, Toronto, ON M5W 2X6 (416) 863-7524 Fax: (416) 863-7595 E-mail: [email protected]

mailto:[email protected]

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Gary REAMEY Principal, Canada Edward Jones, Suite 902, Sussex Centre, 90 Burnhamthorpe Rd. W., Mississauga, ON L5B 3C3 (905) 306-8604 Fax: (905) 306-8575 E-mail: [email protected] Alain RHÉAUME President and Chief Executive Officer Microcell Telecommunications Inc., Bureau 400, 1250, boulevard René-Lévesque ouest, Montréal, PQ, H3B 4W8 (514) 937-0102 ext. 7972 Fax: (514) 846-7445 E-mail: [email protected] Harry G. SCHAEFER President Schaefer & Associates Ltd., Suite 1400, Canterra Tower, 400 – 3rd Avenue S.W., Calgary, AB, T2P 4H2 (403) 265-8185 Fax: (403) 269-5841 E-mail: [email protected] S. Ross SHERWOOD President and Chief Executive Officer Odlum Brown Limited, Suite 1800, Pacific Centre, 609 Granville Street, P.O. Box 10012, Vancouver, BC, V7Y 1A3 (604) 844-5333 Fax: (604) 844-5393 E-mail: [email protected]

* Donald A. WRIGHT Chairman and Chief Executive Officer TD Securities Inc., 8th Floor, Toronto-Dominion Bank Tower, Toronto-Dominion Centre, 55 King Street West, P.O. Box 1, Toronto, ON, M5K 1A2 (416) 307-8735 Fax: (416) 944-5568 E-mail: [email protected] L. Jacques MÉNARD, O.C. Deputy Chairman BMO Nesbitt Burns Inc., Bureau 3200, 1501, avenue McGill College, Montréal, PQ, H3A 3M8 (514) 286-7209 Fax: (514) 286-7287 E-mail: [email protected] Richard ROUSSEAU Chair, National Advisory Committee, Vice-President & Branch Manager, B.C. Regional Manager National Bank Financial Ltd., Suite 1850, Park Place, 666 Burrard Street, Vancouver, BC, V6C 2X8 (604) 643-2760 Fax: (604) 643-2796 E-mail: [email protected]

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NATIONAL ADVISORY COMMITTEE CHAIR RICHARD ROUSSEAU Pacific District Council Chair Vice President & Managing Director National Bank Financial Ltd., Suite 1850, Park Place, 666 Burrard Street, Vancouver, British Columbia, V6C 2X8 (604) 643-2760 Fax: (604) 643-2778 Email: [email protected] VICE-CHAIR RAY SMALLWOOD Newfoundland District Council Chair Vice President & Director CIBC World Markets Inc., Atlantic Place, 215 Water Street, 8th Floor, P.O. Box 77, St. John's, Newfoundland, A1C 6C9 (709) 576-2700 Fax: (709) 754-5469 Email: [email protected] GORDON ANDERSON Nova Scotia District Council Chair Vice President CIBC World Markets Inc., 1601 Lower Water Street, Suite 701, Halifax, Nova Scotia, B3J 3P6 (902) 420-6211 Fax: (902) 423-3225 Email: [email protected] GREG BIEBER Manitoba District Council Chair President & Secretary Bieber Securities Inc., Suite 801, 400 St. Mary Avenue, Winnipeg, Manitoba, R3C 4K5 (204) 946-0297 Fax: (204) 956-0747 Email: [email protected] GEORGE FISHER PEI District Council Chair Branch Manager BMO Nesbitt Burns Inc., 51 University Avenue, Charlottetown, PEI, C1A 4K8 (902) 629-2025 Fax: (902) 628-6278 Email: [email protected] THOMAS FLANAGAN Ontario District Council Chair President & Chief Operating Officer BMO InvestorLine Inc., 100 King Street West, 20th Floor, Toronto, Ontario, M5X 1A1 (416) 594-5859 Fax: (416) 956-2394 Email: [email protected]







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JACQUES LEMAY Quebec District Council Chair Senior Vice-President of Corporate Finance Desjardins Securities Inc., 1 Place Ville-Marie, Bureau 2707, Montréal, Quebec, H3B 4G4 (514) 281-7477 Fax: (514) 842-7975 Email: [email protected] RON LUSTIG Saskatchewan District Council Chair Vice President CIBC World Markets Inc., 1801 Hamilton Street, Suite 420, Regina, Saskatchewan, S4P 4B4 (306) 359-1577 Fax: (306) 569-8616 Email : [email protected] TERRY RICHARDSON New Brunswick District Council Chair Associate Director Scotia Capital Inc., 1 Brunswick Square, Suite 1608, P.O. Box 6277, Saint John, New Brunswick, E2L 4R7 (506) 658-3202 Fax: (506) 636-6812 Email: [email protected] DAVID SANDERS Alberta District Council Chair President & Director Sanders & Beckingham Securities Limited, Suite 2000, 10303 Jasper Avenue, Edmonton, Alberta, T5J 3N6 (780) 424-1001 ext. 2 Fax: (780) 425-4241 Email: [email protected] IAN RUSSELL Senior Vice President, Industry Relations & Representation Investment Dealers Association of Canada, 121 King Street West, Suite 1600, Toronto, Ontario M5H 3T9 (416) 865-3036 Fax: (416) 364-9263 E-mail: [email protected] DEBORAH ARMOUR Pacific Regional Director Investment Dealers Association of Canada, Suite 1325, 650 W. Georgia Street, Vancouver, British Columbia, V6B 4N9 (604) 331-4797 Fax: (604) 683-3491 Email: [email protected] FERNANDE LANOIX Quebec Regional Director Investment Dealers Association of Canada, 1, Place Ville Marie, bureau 2802, Montreal, Quebec H3B 4R4 (514) 878-2854 Ext. 222 Fax: (514) 878-3860 Email: [email protected]








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MORAG MACGOUGAN Ontario Regional Director Investment Dealers Association of Canada, 121 King Street West, Suite 1600, Toronto, Ontario M5H 3T9 (416) 943-6991 Fax: (416) 943-6754 E-mail: [email protected] TERRY MELLING Prairie Regional Director Investment Dealers Association of Canada, 2300 – 355 – 4th Avenue S.W., Calgary Alberta, T2P 0J1 (403) 260-6278 Fax: (403) 265-4603 Email: [email protected] JAMES STEVENS Atlantic Regional Director Investment Dealers Association of Canada, Suite 1620, TD Centre, 1791 Barrington Street, Halifax, Nova Scotia, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 Email: [email protected]




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NEWFOUNDLAND AND LABRADOR DISTRICT COUNCIL CHAIR Ray SMALLWOD Vice-President and Director CIBC World Markets Inc., 8th Floor Atlantic Place, 215 Water Street, Box 77, St. John’s, NF, A1C 6C9 (709) 576-2700 Fax: (709) 754-5469 Email: [email protected] VICE-CHAIR Ronald BEER Investment Advisor RBC Dominion Securites Inc., Suite 803, 10 Fort William Place, Baine Johnston Centre, P.O. Box 1818 Station C, St. John’s, NF, A1C 5P9 (709) 576-4292 Fax: (709) 576-0464 Email: [email protected] Kevin BREEN Branch Manager TD Evergreen, Toronto Dominion Place, Suite 1001, 140 Water Street, 10th Floor, St. John’s, NF, A1C 6H6 (709) 758-5291 Fax: (709) 758-5299 Email: [email protected] Fred DODD Vice President, Financial Consultant CIBC World Markets Inc., 8th Floor, Atlantic Place, 215 Water Street, P.O. Box 77, St. John’s, NF, A1C 6C9 (709) 576-2711 Fax: (709) 754-5469 Email: [email protected] Tom FORAN Branch Manager BMO Nesbitt Burns Inc., Suite 390 Cabot Place, 100 New Gower Street, St. John’s, NF, A1C 6K3 (709) 738-0077 Fax: (709) 738-0831 Email: [email protected] Roy HUSSEY Associate Director & Branch Manager Scotia Capital Inc., Suite 802, Scotia Centre, 235 Water Street, St. John’s, NF, A1C 1B6 (709) 576-1339 Fax: (709) 754-2411 Email: [email protected]

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Robert KAVANAUGH Branch Manager & Senior Financial Consultant MD Management Limited., 164 MacDonald Drive, St. John’s, NF, A1A 4B3 (709) 726-2136 Fax: (709) 726-2193 Email : [email protected] Sandy LEGGE Branch Service Supervisor Merrill Lynch Canada Inc., Suite 1003, Fortis Building, 139 Water Street, P.O. Box 1919, St. John’s, NF, A1C 5R4 (709) 739-4552 Fax: (709) 739-4462 Email: [email protected] Chris ROBINSON Investment Advisor BMO Nesbitt Burns Inc., Suite 390, Cabot Place, 100 New Gower Street, St. John’s, NF, A1C 6K3 (709) 738-0077 Fax: (709) 738-0831 Email: [email protected] Bruce TEMPLETON Vice President & Investment Advisor RBC Dominion Securities Inc., Suite 803, 10 Fort William Place, Baine Johnston Centre, P.O. Box 1818 Station C, St. John’s, NF, A1C 5P9 (709) 576-4278 Fax: (709) 576-0464 Email: [email protected] Terry STACK (ex-officio) Vice President & Resident Manager Merrill Lynch Canada Inc., Suite 1003, 139 Water Street, Fortis Building, P.O. Box 1919, St. John’s, NF, A1C 5R4 (709) 739-4552 Fax: (709) 739-4462 Email: [email protected] William D. PACKHAM (ex-officio) Vice Chairman Merrill Lynch Canada Inc., Suite 500, 200 King Street West, Toronto, ON, M5H 3W3 (416) 369-7474 Fax (416) 369-7766 Email: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 Email: [email protected]



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Jim STEVENS (ex-officio) Atlantic Regional Director Investment Dealers Association of Canada, Suite 1620, 1791 Barrington Street, TD Centre, Halifax, NS, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 Email: [email protected]

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PRINCE EDWARD ISLAND DISTRICT COUNCIL CHAIR George FISHER Branch Manager BMO Nesbitt Burns Inc., The Financial Building, 51 University Avenue, Charlottetown, PEI, C1A 4K8 (902) 629-2025 Fax: (902) 628-6278 Email: [email protected] VICE-CHAIR Robert O’HANLEY Financial Consultant CIBC World Markets Inc., Suite 300, 137 Queen Street, Charlottetown, PEI, C1A 4B3 (902) 368-3026 Fax: (902) 628-1883 Email: [email protected] Andrew MACLEAN Investment Advisor BMO Nesbitt Burns Inc., The Financial Building, 51 University Avenue, Charlottetown, PEI, C1A 4K8 (902) 629-2027 Fax: (902) 628-6278 Email: [email protected] Darren PETERS Financial Consultant Merrill Lynch Canada Inc., Suite 400, 119 Kent Street, Charlottetown, PEI, C1A 1N3 (902) 892-4231 Fax: (902) 368-3964 Email: [email protected] David GAUTHIER (ex-officio) Branch Manager RBC Dominion Securities Inc., Suite 602, 134 Kent Street, Charlottetown, PEI, C1A 8R8 (902) 566-5544 Fax: (902) 566-1569 Email: [email protected] William D. PACKHAM (ex-officio) Vice Chairman Merrill Lynch Canada Inc., Suite 500, 200 King Street West, Toronto, ON, M5H 3W3 (416) 369-7474 Fax (416) 369-7766 Email: [email protected]



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Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 Email: [email protected] Jim STEVENS (ex-officio) Atlantic Regional Director Investment Dealers Association of Canada, Suite 1620, 1791 Barrington Street, TD Centre, Halifax, NS, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 Email: [email protected]


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NOVA SCOTIA DISTRICT COUNCIL CHAIR Gordon ANDERSON Vice President CIBC World Markets Inc., Suite 701, 1601 Lower Water Street, Halifax, NS, B3J 3P6 (902) 420-6211 Fax: (902) 423-3225 Email: [email protected] VICE-CHAIR John CHAPPELL Director, Atlantic Regional Manager Scotia Capital Inc., 1709 Hollis Street, 5th Floor, Box 2022, Station M, Halifax, NS, B3J 2Z1 (902) 420-2220 Fax: (902) 420-2918 Email: [email protected] Stephen BISHOP Branch Manager Scotia Capital Inc., 1 Webster Street, P.O. Box 456, Kentville, NS, B4N 3X3 (902) 678-0777 Fax: (902) 678-4449 Email: [email protected] Suzanne BUNTAIN Business Development Charles Schwab Canada, Co., Suite 620, 1718 Argyle Street, Halifax, NS, B3J 3N6 (902) 421-7100 Fax: (902) 421-7101 Email: [email protected] Glen CARRIGAN Regional Director & Branch Manager Berkshire Securities Inc., Suite 1700, 1791 Barrington Street, Halifax, NS, B3J 3L1 (902) 492-4332 Fax: (902) 492-4376 Email: [email protected] Bruce CARROLL President & Chief Executive Officer Ocean Securities Inc., Suite 1711, Purdy’s Wharf, Tower II, 1969 Upper Water Street, P.O. Box 48, Halifax, NS, B3J 3R7 (902) 423-1131 Fax: (902) 423-1178 Email: [email protected] Carole CUSHING Senior Vice-Presiden & Managing Director BMO Nesbitt Burns Inc., BMO Tower, 5151 George Street, 10th Floor, P.O. Box 728, Halifax, NS, B3J 2T3 (902) 496-1158 Fax: (902) 496-1185 Email: [email protected]




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Jerome GRADY Manager Assante Capital Management Ltd., Belmont House, Suite 530, 33 Alderney Drive, Dartmouth, NS, B2Y 2N4 (902) 469-7775 Fax: (902) 469-1007 Email: [email protected] Doug HALL Managing Director Global Banking RBC Dominion Securities Inc., Suite 1101, Purdy’s Wharf, Tower II, 1969 Upper Water Street, Halifax, NS, B3J 3R7 (902) 421-4320 Fax: (902) 484-7720 Email: [email protected] Eric HICKS Branch Manager National Bank Financial Ltd. Purdy’s Wharf, Tower II, Suite 1601, 1969 Upper Water Street, Halifax, NS, B3J 3R7 (902) 496-7735 Fax: (902) 496-7701 Email: [email protected] John KLAAS Assistant Vice-President Financial Services MD Management Limited, Box 105, Sutie 704, 5657 Spring Garden Road, Halifax, NS, B3J 3R4 (902) 425-4646 Fax: (902) 425-6848 Email: [email protected] Robert MERCHANT Senior Vice-President, Senior Investment Advisor & Branch Manager TD Evergreen, 5415 Spring Garden Road, 3rd Floor, Halifax, NS, B3J 1G1 (902) 420-3252 Fax: (902) 420-8141 Email: [email protected] Tom PURVES Vice-President RBC Dominion Securities Inc., Purdy’s Wharf, Tower II, Suite 1101, 1969 Upper Water Street, Halifax, NS, B3J 3R7 (902) 421-0124 Fax: (902) 425-0608 Email: [email protected] Jane SMITH Executive Vice-President & Chief Financial Officer Beacon Securities Limited, 1707 Grafton Street, Halifax, NS, B3J 2C6 (902) 423-1260 Fax: (902) 425-5237 Email: [email protected]








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Scott FOWLER (ex-officio) Senior Vice-President, Financial Consultant Merrill Lynch Canada Inc., 1969 Upper Water Street, Suite 1801, Tower II, Halifax, NS, B3J 3R7 (902) 420-8226 Fax: (902) 429-8323 Email: [email protected] William D. PACKHAM (ex-officio) Vice Chairman Merrill Lynch Canada Inc., Suite 500, 200 King Street West, Toronto, ON, M5H 3W3 (416) 369-7474 Fax (416) 369-7766 Email: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 Email: [email protected] Jim STEVENS (ex-officio) Atlantic Regional Director Investment Dealers Association of Canada, Suite 1620, 1791 Barrington Street, TD Centre, Halifax, NS, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 Email: [email protected]



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NEW BRUNSWICK DISTRICT COUNCIL CHAIR Terry RICHARDSON Associate Director Scotia Capital Inc., Suite 1608, 1 Brunswick Square, P.O. Box 6277, Saint John, NB, E2L 4R7 (506) 658-3202 Fax: (506) 636-6812 Email: [email protected] VICE-CHAIR Luc GAUDET Investment Advisor National Bank Financial Inc., Suite 300, 735 Main Street, Moncton, NB, E1C 1E5 (506) 857-9926 Fax: (506) 857-0531 Email: [email protected] Michael BARDSLEY Branch Manager BMO Nesbitt Burns Inc., Suite 200, Regency Park, 65 Regent Street, P.O. Box 607 Station A, Fredericton, NB, E3B 5A6 (506) 458-8570 Fax: (506) 450-7193 Email: [email protected] John FITZPATRICK Investment Advisor TD Evergreen Investments Inc., 2nd Floor, 2 King Street, Saint John, NB, E2L 1G2 (506) 646-1120 Fax: (506) 646-1127 Email: [email protected] Dale HUISMAN Manager RBC Dominion Securities Inc., 371 Queen Street, P.O. Box 251, Fredericton, NB, E3B 4Y9 (506) 458-9174 Fax: (506) 459-2725 Email: [email protected] Tim LACKIE Senior Financial Consultant CIBC World Markets Inc., Suite 500, 44 Chipman Hill, Saint John, NB, E2L 2A9 (506) 634-1220 Fax: (506) 634-8214 Email: [email protected] Douglas ORFORD Manager Merrill Lynch Canada Inc., Suite 300, 44 Chipman Hill, Brunswick House, Saint John, NB, E2L 2A9 (506) 634-8070 Fax: (506) 634-6019 Email: [email protected]








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Charles RICHARD Manager Dundee Securities Corporation, Suite 104, 30 Gordon Street, Moncton, NB, E1C 1L8 (506) 856-6889 Fax: (506) 856-8789 Email: [email protected] Mary JACOBS (ex-officio) Vice President Merrill Lynch Canada Inc., Suite 130, 77 Westmorland Street, Fredericton, NB, E3B 6Z3 (506) 458-8322 Fax: (506) 452-2135 Email: [email protected] William D. PACKHAM (ex-officio) Vice Chairman Merrill Lynch Canada Inc., Suite 500, 200 King Street West, Toronto, ON, M5H 3W3 (416) 369-7474 Fax (416) 369-7766 Email: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 Email: [email protected] Jim STEVENS (ex-officio) Atlantic Regional Director Investment Dealers Association of Canada, Suite 1620, 1791 Barrington Street, TD Centre, Halifax, NS, B3J 3K9 (902) 423-8289 Fax: (902) 423-0629 Email: [email protected]




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QUÉBEC DISTRICT COUNCIL CHAIR Jacques LEMAY Senior Vice-President of Corporate Finance Desjardins Securities Inc., 1 Place Ville-Marie, Bureau 2707, Montréal, PQ H3B 4G4 (514) 281-7477 Fax: (514) 842-7975 Email: [email protected] VICE-CHAIR Gérard TAILLON Senior Vice-President & Managing Director, Québec BMO Nesbitt Burns Ltd., Suite 3200, 1501 McGill College Avenue, Montréal, PQ H3A 3M8 (514) 286-7215 Fax: (514) 286-7262 E-mail: [email protected] Thomas AIKEN Treasurer and Chief Financial Officer MacDougall, MacDougall & MacTier Inc., Suite 2000, Canada Place, 1010 La Gauchetière West, Montréal, PQ H3B 4J1 (514) 394-3099 Fax: (514) 871-1481 E-mail: [email protected] Frédéric BÉLANGER Senior Vice-President & Corporate Secretary Professional's Fund Management Inc., 31st Floor, 2 Desjardins Complex, East Tower, Montréal, PQ H5B 1C2 (514) 350-5065 Fax: (514) 350-5155 E-mail: [email protected] André BOURRET Québec Regional Manager and Director Scotia Capital Inc., 6th Floor, Scotia Tower, 1002 Sherbrooke Street West, Montréal, PQ H3A 3L6 (514) 287-4563 Fax: (514) 287-3646 E-mail: andré[email protected]

François BRETON Sales Manager RBC Dominion Securities Inc., Suite 330, 3100 Le Carrefour Boulevard, Laval, PQ H7T 2K7 (450) 686-3478 Fax: (450) 686-3423 E-mail: [email protected]





mailto:andré[email protected]


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Christopher BRIÈRE Investment Advisor National Bank Financial Inc., 5e Floor, SunLife Building, 1155 Metcalfe Street, Montréal, PQ H3B 4S9 (514) 879-2458 Fax: (514) 879-5135 E-mail: [email protected] Louis CLAVEAU Vice-President Casgrain & Company Limited, Suite 1625, 500 René-Lévesque Boulevard West, Montréal, PQ H2Z 1W7 (514) 871-8080 Fax: (514) 871-1943 E-mail: [email protected] Éric DÉSORMEAUX Vice-President Corporate Finance Desjardins Securities Inc., 15th floor, 2 Desjardins Complex, East Tower, P.O. Box. 394, Montréal, PQ, H5B 1J2 (514) 281-4257 Fax: (514) 842-7975 E-mail: [email protected] François GERVAIS Vice-President, Finance and Compliance The Jitney Group Inc., 16th Floor, 360 St-Jacques Street West, Montréal, PQ H2Y 1P5 (514) 985-8080 Fax: (514) 985-8099 E-mail: [email protected] Marc-André LACAILLE Vice-President and Resident Manager BMO Nesbitt Burns Ltd., Suite 110, 1 Holiday Street, Pointe-Claire, PQ H9R 5N3 (514) 428-2910 Fax: (514) 428-2920 E-mail: [email protected] Benoit MARCOTTE Senior Vice-President National Bank Financial Inc., 5th Floor, SunLife Building, 1155 Metcalfe Street, Montréal, PQ H3B 4S9 (514) 879-2282 Fax: (514) 879-5321 E-mail: [email protected] Yvan NAUD President and Chief Executive Officer NBCN, 16th Floor, 1010 La Gauchetière West, Montréal, PQ H3B 5J2 (514) 868-6570 Fax: (514) 875-3745 E-mail: [email protected]








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Jean-Claude PARADIS Vice-President, Chief Financial Officer and Chief Operating Officer Luduc & Associates Securities (Canada) Ltd., Suite 1310, 2020 University Street, Montréal, PQ H3A 2A5 (514) 499-1068 Fax. (514) 499-1071 E-mail: [email protected] Michel DUCHESNE (ex-officio) Vice-President and Director RBC Dominion Securities Inc., Suite 300, 1 Place Ville Marie, Montréal, PQ H3B 4R8 (514) 878-7710 Fax: (514) 878-7715 E-mail: [email protected] William D. PACKHAM (ex-officio) Vice Chairman Merrill Lynch Canada Inc., Suite 500, 200 King Street West, Toronto, ON, M5H 3W3 (416) 369-7474 Fax (416) 369-7766 Email: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected] Fernande LANOIX (ex-officio) Québec Regional Director Investment Dealers Association of Canada, Suite 2802, 1 Place Ville Marie, Montréal, PQ H3B 4R4 (514) 878-2854 Fax: (514) 878-3860 E-mail: [email protected]





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QUÉBEC DISTRICT COUNCIL COMMITTEES 2001 - 02

APPROVALS COMMITTEE François Breton, Chair RBC Dominion Securities Inc. André Bourret Scotia Capital Inc. Marc-André Lacaille BMO Nesbitt Burns Ltd. Jacques Lemay (ex-officio) National Bank Financial Inc. BOND AND MONEY MARKETS COMMITTEE Louis Claveau, Chair Casgrain & Company Limited Yolland Cadieux RBC Dominion Securities Inc. Nancy Desaulniers National Bank Discount Brokerage Inc. André Langelier Desjardins Securities Inc. Claude Lepage Laurentien Bank Securities Inc. Daniel Vaugeois MCA Securities Inc. Francois Veillet CIBC World Markets William Whalen Canaccord Capital Corporation Jacques Lemay (ex-officio) National Bank Financial Inc. CONTINUING EDUCATION COMMITTEE Marc-André Lacaille, Chair BMO Nesbitt Burns Ltd. Marcelle Auclair Leduc & Asociates Securities. (Canada) Ltd. Francine Bonneau Desjardins Securities Inc. Natali Bossé National Bank Discount Brokerage Inc. Marc Flynn Canadian Institute of Securities Jean De Grosbois Laurentien Bank Securities Inc. Alain Goyer MCA Securities Inc. Denis Hogan Iforum Securities Inc. Sylvie Maillé National Bank Financial Inc. Caroline Painchaud National Bank Financial Inc. Claude Poirier National Bank Financial Inc. France Rheault Desjardins Securities Inc. Sylvain Thériault Courvie Securities Inc. François Tremblay RBC Dominion Securities Inc. Jacques Lemay (ex-officio) National Bank Financial Inc.

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OPERATIONS COMMITTEE Yvan Naud, Chair NBCN Clearing Inc. Danielle Aubin National Bank Discount Brokerage Inc. Céline Gauthier RBC Dominion Securities Inc. Lyne Jean Cartier Partners Securities Inc. Denham Mitchell MacDougall, MacDougall & MacTier Inc. Marie-Josée Myrand BMO InvestorLine Inc. André Provençal MCA Securities Inc. Yves Ruest Laurentien Bank Securities Inc. Jésus Sanchez NBCN Clearing Inc. Ginette Turenne Desjardins Securities Inc. André Zanga Casgrain & Company Limited Jacques Lemay (ex-officio) National Bank Financial Inc. REGULATION COMMITTEE Danielle Lemay, Chair National Bank Financial Inc. Paul Balthazard RBC Securities Inc. Gilles Beauregard MCA Securities Inc. Chantal Bélanger Laurentian Bank Securities Inc. Frédéric Bélanger Professional Fund Management Inc. Jean-Luc Brunet Desjardins Securities Inc. Jean Carrier Cartier Partners Securities Inc. Pierre Demers BNP (Canada) Securities Inc. Richard Dussault BMO InvestorLine Inc. André Gévry RBC Dominion Securities Inc. François Gervais The Jitney Group Inc. Jacques Lalonde BMO Nesbitt Burns Ltd. Yves Mechaka iForum Securities Inc. Linda Monet National Bank Discount Brokerage Inc. Jean-Claue Paradis Leduc & Associates Securities (Canada) Ltd. Julie Parent Corporation Canccord Capital Souad Siala PEAK Securities Inc. Sylvain Thériault Cartier Partners Securities Inc. Jacques Lemay (ex-officio) National Bank Financial Inc. Luc LaRochelle, lawyer Borden Ladner Gervais

24

TAX REVIEW COMMITTEE Éric Désormeaux Desjardins Securities Inc. Gilles Beauregard MCA Securities Inc. Éric Bernard Professional's Fund Management Inc. Enrico Bruni Iforum Securities Inc. Francois Carrier Canaccord Capital Corporation Jean Carrier Courvie Securities Inc. David Kilburn National Bank Financial Inc. Marc J. Stern Dundee Securities Corporation Inc. Jacques Lemay (ex-officio) National Bank Financial Inc.

25

ONTARIO DISTRICT COUNCIL CHAIR Thomas FLANAGAN President & Chief Operating Officer BMO InvestorLine Inc., 100 King Street West, 20th Floor, First Canadian Place, Toronto, ON, M5X 1A1 (416) 594-5859 Fax: (416) 956-2394 E-mail: [email protected] VICE CHAIR Peter DEEB Chief Executive Officer & President Hampton Securities Limited, 141 Adelaide Street West, Suite 1800, Toronto, ON, M5H 3L5 (416) 862-8651 Fax: (416) 862-8650 E-mail: [email protected] Diane BOHAKER Equity Marketing Specialist Edward Jones, Sussex Centre, Suite 902, 90 Burnamthorpe Road West, Mississauga, ON, L5B 3C3 (905) 306-8644 Fax: (905) 306-8683 E-mail: [email protected] Greg DAVIES Chief Financial Officer ITG Canada Corporation, Exchange Tower, 130 King Street West, Suite 1040, P.O. Box 83, Toronto, ON, M5X 1B1 (416) 874-0670 Fax: (416) 874-0690 E-mail: [email protected] Daniella DIMITROV Vice-President Dundee Wealth Management, Scotia Plaza, 40 King Street West, 55th Floor, Toronto, ON, M5H 4A9 (416) 365-2426 Fax: (416) 363-4536 E-mail: [email protected] George GARNER Managing Director & National Sales Manager Scotia Capital Inc., 40 King Street West, 12th Floor, Scotia Plaza, P.O. Box 4085 Station A, Toronto, ON, M5W 2X6 (416) 862-3125 Fax: (416) 862-3265 E-mail: [email protected]


26

Guenther KLEBERG Head of Compliance, Wealth Management CIBC World Markets Inc., 199 Bay Street, 15th Floor, Commerce Court West, Toronto, ON, M5L 1A2 (416) 304-2697 Fax: (416) 304-2761 E-mail: [email protected] Frank LAFERRIERE Chief Financial Officer Berkshire Securities Inc., 1375 Kerns Road, Burlington, ON, L7R 4X8 (888) 666-6865 ext 3350 Fax: (905) 319-1813 E-mail: [email protected] Mark LYON Managing Director, Retail Investment Group Charles Schwab Canada, Co., 207 Queen's Quay West, Suite 800, Toronto, ON, M5J 1A7 (416) 682-6468 Fax: (416) 359-1901 E-mail: [email protected] Nelson MACDONALD Chief Executive Officer & President IPO Capital Corp., 130 Adelaide Street West, Suite 1020, Toronto, ON, M5H 3P5 (416) 640-2080 Fax: (416) 815-0200 E-mail: [email protected] William OATES Chief Financial Officer e3m Investments Inc., 2 St. Clair Avenue West, Suite 1503, Toronto, ON, M4V 1L5 (416) 907-7777 Fax: (416) 972-7518 E-mail: [email protected] Ext. 30 Gordon ROBINSON Senior Vice President, Distribution and Client Services MD Management Limited, 1867 Alta Vista Drive, Ottawa, ON, K1G 5W8 (613) 731-4552 Fax: (613) 745-8682 E-mail: [email protected] Ext. 1261 Karin TREIBERG Vice-President RBC Dominion Securities Inc., 200 Bay Street, 4th Floor, South Tower, Toronto, ON, M5J 2W7 (416) 842-7618 Fax: (416) 842-7555 E-mail: [email protected]


27

William PACKHAM (ex -officio) Vice Chairman Merrill Lynch Canada Inc., 5th Floor, Merrill Lynch Canada Tower, 200 King Street West, Toronto, ON, M5H 3W3 (416) 586-6474 Fax: (416) 586-6070 E-mail: [email protected] Joseph OLIVER (ex- officio) President and Chief Executive Officer Investment Dealers Association of Canada, 121 King Street West, Suite 1600, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected] Morag MACGOUGAN (ex- officio) Ontario Regional Director Investment Dealers Association of Canada, 121 King Street West, Suite 1600, Toronto, ON, M5H 3T9 (416) 943-6991 Fax: (416) 943-6754 E-mail: [email protected]


28

ONTARIO DISTRICT COMMITTEES 2001 - 02

REGISTRATION SUB-COMMITTEE Diane Bohaker Edward Jones Mark Lyon Charles Schwab Canada, Co. Guenther Kleberg CIBC World Markets Inc. MEMBERSHIP SUB-COMMITTEE Peter Deeb Hampton Securities Limited William Oates e3m Investments Inc. Greg Davies ITG Canada Corporation

29

MANITOBA DISTRICT COUNCIL

CHAIR Gregory BIEBER President & Secretary Bieber Securities Inc., Suite 801, 400 St. Mary Avenue, Winnipeg, MB, R3C 4K5 (204) 946-0297 Fax: (204) 956-0747 E-mail: [email protected] VICE CHAIR Alan DUNNETT Regional Director, Vice President and Branch Manager RBC Dominion Securities Inc., Suite 900, 360 Main Street, P.O. Box 278, Winnipeg, MB, R3C 2G9 (204) 982-3456 Fax: (204) 982-3460 Email: [email protected] Steve BLOSS Director and Trading Officer (Managing Director PCTS Inc., Suite 1200, 201 Portage Avenue, Winnipeg, MB, R3C 3K7 (204) 954-1513 Fax: (204) 942-4167 E-mail: [email protected] Jim COLDWELL Co-Branch Manager TD Securities Inc., 1600 Pembina Highway, Winnipeg, MB, R3T 5Z2 (204) 988-2608 Fax: (204) 988-2875 E-mail: [email protected] James CRISTALL Vice President and Branch Manager Merrill Lynch Canada Inc., Suite 1000, One Lombard Place, Winnipeg, MB, R3B 3N9 (204) 946-9826 Fax: (204) 943-2350 E-mail: [email protected] Pam DIXON Operations Manager Wellington West Capital Inc., Suite 400, 200 Waterfront Drive, 85 Lombard Avenue, Winnipeg, MB, R3B 3P1 (204) 925-2285 Fax: (204) 942-6194 E-mail: [email protected] Rob DZISIAK President CFG Futures Canada Inc., Suite 310, 360 Main Street, Winnipeg, MB, R3C 3Z3 (204) 988-9712 Fax: (204) 947-2317 E-mail: [email protected]








30

Craig HARRISON Branch Manager Credential Securities Inc., Suite 760, 215 Garry Street, Winnipeg, MB, R3C 3E2 (204) 985-4936 Fax: (204) 956-7264 E-mail: [email protected] Tracy HINTZ Branch Manager TD Waterhouse Investor Services (Canada) Inc., Suite 1617, 201 Portage Avenue, P.O. Box 7700, Winnipeg, MB, R3C 3E7 (204) 988-2255 Fax: (204) 943-2094 E-mail: [email protected] Alan MCLAUGHLIN Vice President RBC Dominion Securities Inc., Suite 1303, 220 Portage Avenue, Winnipeg, MB, R3C 3A6 (204) 982-2638 Fax: (204) 947-5213 Email: [email protected] Renee Demeyer MESMAN President Investors Group Securities Inc., 10th Floor, 447 Portage Avenue, Winnipeg, MB, R3C 3B6 (204) 956-8134 Fax: (204) 942-8434 Email: [email protected] Debbie METCALFE Treasurer and Assistant Branch Manager Bieber Securities Inc., Suite 801, 400 St. Mary Avenue, Winnipeg, MB, R3C 4K5 (204) 946-0297 Fax: (204) 956-0747 Email: [email protected] Ted PERCIVAL Branch Manager National Bank Financial Ltd., Suite 890, 360 Main Street, Winnipeg, MB, R3C 3Z3 (204) 949-8942 Fax: (204) 942-1597 Email: [email protected] Colin RYAN Vice President and Assistant Branch Manager BMO Nesbitt Burns Inc., Suite 1300, 360 Main Street, Winnipeg, MB, R3C 3Z3 (204) 949-8034 Fax: (204) 944-0828 Email: [email protected] Walter SILICZ Vice President and Branch Manager Wellington West Capital Inc., Suite 400, 200 Waterfront Drive, 85 Lombard Avenue, Winnipeg, MB, R3B 3P1 (204) 925-2256 Fax: (204) 942-6194 Email: [email protected]









31

Blaine TROUP Director and Compliance Officer Benson Quinn – GMS Inc., 500 – 360 Main Street, Winnipeg, MB, R3C 3Z3 (204) 944-5404 Fax: (204) 942-8077 Email: [email protected] Tom WAITT Senior Vice President, Managing Director and Branch Manager BMO Nesbitt Burns Inc., Suite 1300, 360 Main Street, Winnipeg, MB, R3C 3Z3 (204) 949-8000 Fax: (204) 949-8788 Email: [email protected] Gordon WIMBLE Vice President and Branch Manager CIBC World Markets Inc., Suite 2600, 360 Main Street, Winnipeg, MB, R3C 3Z3 (204) 958-4350 Fax: (204) 958-4361 Email: [email protected] Edward GRIFFITH (ex-officio) Associate Director, Branch Manager Scotia Capital Inc., Suite 501, 200 Portage Avenue, Winnipeg, MB, R3C 3X2 (204) 946-9202 Fax: (204) 946-9236 E-mail: [email protected] William D. PACKHAM (ex-officio) Vice Chairman Merrill Lynch Canada Inc., Suite 500, 200 King Street West, Toronto, ON, M5H 3W3 (416) 369-7474 Fax (416) 369-7766 Email: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 Email: [email protected] Terry MELLING (ex-officio) Prairie Regional Director Investment Dealers Association of Canada, 2300 - 335 - 4th Avenue S.W., Calgary, AB, T2P 0J1 (403) 262-6393 Fax: (403) 265-4603 Email: [email protected]






32

MANITOBA DISTRICT COMMITTEES 2001 - 02

GOVERNMENT LIAISON Greg Bieber, Chair Bieber Securities Inc. Ed Griffith Scotia Capital Inc. Robert Vandewater CIBC World Markets Inc. MEMBER RELATIONS Gordon Wimble, Chair CIBC World Markets Inc. Tracy Hintz TD Waterhouse Investor Services (Canada) Inc. Steve Bloss PCTS Inc. Ted Percival National Bank Financial Inc. COMMUNITY RELATIONS Colin Ryan, Chair BMO Nesbitt Burns Inc. Blaine Troup Benson - Quinn - GMS Inc. IMAGE AND PEOPLE Education Renee DeMeyer Mesman, Chair Investors Group Securities Inc. James Cristall Merrill Lynch Canada Inc. Rob Dzisiak CFG Futures Canada Inc. Craig Harrison Credential Securities Inc. Recognition Alan McLaughlin, Chair RBC Dominion Securities Inc. Alan Dunnett RBC Dominion Securities Inc. Pam Dixon Wellington West Capital Inc.

33

REGISTRATION Debbie Metcalfe, Chair Bieber Securities Inc. Harvey Scrivener RBC Dominion Securities Inc. Walter Silicz Wellington West Capital Inc. Al Dunnett (Alternate) RBC Dominion Securities Inc. Craig Harrison (Alternate) Credential Securities Inc.

34

SASKATCHEWAN DISTRICT COUNCIL CHAIR Ron LUSTIG Vice-President CIBC World Markets Inc., Suite 420, 1801 Hamilton Street, Regina, SK, S4P 4B4 (306) 359-1577 Fax: (306) 569-8616 E-mail: [email protected] VICE CHAIR Brad ENS Assistant Branch Manager Merrill Lynch Canada Inc., Suite 220, 128 – 4th Avenue South, Saskatoon, SK, S7K 1M8 (306) 653-7419 Fax: (306) 664-1143 Email: [email protected] Steve ALPORT Investment Advisor Scotia Capital Inc., Scotia Centre, Suite 700, 1783 Hamilton Street, Regina, SK, S4P 2B6 (306) 761-6546 Fax: (306) 525-3273 E-mail: [email protected] Mark MACNAUGHTON Investment Advisor & Vice President BMO Nesbitt Burns Inc., Suite 1171, 2103 – 11th Avenue, Regina, SK, S4P 3Z8 (306) 780-9706 Fax: (306) 780-9712 E-mail: [email protected] Cal MALHIOT Branch Manager RBC Dominion Securities Inc., Royal Bank Building, 4th Floor, 2010- 11th Avenue, Regina, SK, S4P 3M3 (306) 777-0505 Fax: (306) 791-9250 E-mail: [email protected] Susan MILBURN Vice President and Associate Portfolio Manager Raymond James Ltd., Suite 700, 105-21st Street East, Saskatoon, SK, S7K 0B3 (306) 651-4255 Fax: (306) 651-4299 E-mail: [email protected] James TURNER Financial Consultant Merrill Lynch Canada Inc., Suite 2100, 1881 Scarth Street, Regina, SK, S4P 4K9 (306) 525-7891 Fax: (306) 359-7221 E-mail: [email protected]








35

Fred SMITH (ex-officio) Chairman and Director Raymond James Ltd., Suite 320, 105-21st Street East, Saskatoon, SK, S7K 0B3 (306) 651-4270 Fax: (306) 651-4299 E-mail: [email protected] William D. PACKHAM (ex-officio) Vice Chairman Merrill Lynch Canada Inc., Suite 500, 200 King Street West, Toronto, ON, M5H 3W3 (416) 369-7474 Fax (416) 369-7766 Email: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 Email: [email protected] Terry MELLING (ex-officio) Prairie Regional Director Investment Dealers Association of Canada, 2300 - 335-4th Avenue S.W., Calgary, AB, T2P 0J1 (403) 262-6393 Fax: (403) 265-4603 Email: [email protected]



36

SASKATCHEWAN DISTRICT COUNCIL COMMITTEES 2001 - 02

GOVERNMENT LIAISON Ron Lustig, Chair CIBC World Markets Inc. Brad Ens Merrill Lynch Canada Inc. Fred Smith Raymond James Ltd. MEMBER & PUBLIC RELATIONS Brad Ens, Chair Merrill Lynch Canada Inc. Mark MacNaughton BMO Nesbitt Burns Inc. REGISTRATION Susan Milburn, Chair Raymond James Ltd. James Turner Merrill Lynch Canada Inc. Cal Malhiot RBC Dominion Securities Inc. Ron Lustig, Alternate CIBC World Markets Inc.

37

ALBERTA DISTRICT COUNCIL CHAIR David SANDERS President & Director Sanders & Beckingham Securities Limited, Suite 2000, 10303 Jasper Avenue, Edmonton, AB, T5J 3N6 (780) 424-1001 Fax: (780) 425-4241 E-mail: [email protected] VICE CHAIR Kathleen JOST Vice-President, Alberta BMO Investorline Inc., 7th Floor, 350-7th Avenue SW, Calgary, AB, T2P 3N9 (403) 234-3668 Fax: (403) 233-8621 Email: [email protected] Bruce AMBROSE Branch Manager Scotia Capital Inc., Canada Trust Tower, Suite 2000, 10104 – 103 Avenue, Edmonton, AB, T5J 0H8 (780) 497-3246 Fax: (780) 497-3228 E-mail: [email protected] Holly BENSON Chief Financial Officer Peters & Co. Limited, Suite 2500, 350-7th Avenue SW, Calgary, AB, T2P 4N1 (403) 261-2244 Fax: (403) 266-3334 E-mail: [email protected] Bruce CALVIN Executive Vice-President Thomson Kernaghan & Co. Limited, Suite 600, 630 – 8th Avenue SW, Calgary, AB, T2P 1G6 (403) 206-3073 Fax: (403) 206-3093 E-mail: [email protected] Fred DUNN Senior Vice-President Merrill Lynch Canada Inc., Merrill Lynch Tower, Suite 2300, Edmonton Centre, Edmonton, AB, T5J 2Z2 (780) 498-5032 Fax: (780) 426-3521 E-mail: [email protected]







38

Ian GRIFFIN Chairman Research Capital Corporation, Suite 1330, 140 – 4th Avenue SW, Calgary, AB, T2P 3N3 (403) 750-1289 Fax: (403) 237-5951 E-mail: [email protected] Philip HEIMBECKER Vice-President, Director, Sales Manager Raymond James Ltd., Suite 2500, 707 – 8th Avenue SW, Calgary, AB, T2P 1H5 (403) 221-0393 Fax: (403) 221-0350 E-mail: [email protected] Rob JENNINGS President Jennings Capital Inc., Suite 2600, 520 – 5th Avenue SW, Calgary, AB, T2P 3R7 (403) 292-0971 Fax: (403) 292-0979 E-mail: [email protected] Jim McDONALD Senior Vice President, Branch Manager HSBC Securities (Canada) Inc., Suite 2100, TD Tower, Edmonton Centre, Edmonton, AB, T5J 2Z1 (780) 421-4455 Fax: (780) 425-8692 E-mail: [email protected] Patrick McNENLY Director of Compliance Yorkton Securities Inc., Suite 4400, 400 – 3rd Avenue SW, Calgary, AB, T2P 4H2 (403) 260-8409 Fax: (403) 260-3853 E-mail: [email protected] Donald MCPHERSON Branch Manager J.F. Mackie & Company, Suite 1550, 335 – 8th Avenue SW, Calgary, AB, T2P 1C9 (403) 218-6388 Fax: (403) 218-6376 Email: [email protected] Don MILLIGAN Vice-President, Director RBC Dominion Securities Inc., Suite 2400, 10155 – 102nd Street, Edmonton, AB, T5J 2P4 (780) 944-8829 Fax: (780) 944-8878 E-mail: [email protected]








39

Bruce RAMSAY Acumen Capital Finance Partners Limited., Suite 200, 513 – 8th Avenue SW, Calgary, AB, T2P 1G3 (403) 571-0301 Fax: (403) 571-0313 E-mail: [email protected] Greg RILEY Vice President & Branch Manager RBC Dominion Securities Inc., Suite 1600, 421 –7th Avenue, Calgary, AB, T2P 4K9 (403) 266-9657 Fax: (403) 266-9686 E-mail: [email protected] Francis ROCHE President Roche Securities Limited, Suite 1202, 10235 –101st Street, Edmonton, AB, T5J 3G1 (780) 917-7960 Fax: (780) 429-1874 E-mail: [email protected] Vic ROGERS Director Leede Financial Markets Inc., Suite 2300, 777 – 8th Avenue SW, Calgary, AB, T2P 3R5 (403) 531-6801 Fax: (403) 265-6039 E-mail: [email protected] Jim SORENSON Resident Vice President & Director Merrill Lynch Canada Inc., Suite 2000, 250 – 6th Avenue SW, Bow Valley Square IV, Calgary, AB, T2P 3H7 (403) 231-3355 Fax: (403) 266-0119 E-mail: [email protected] Ruby WALLIS Branch Manager FirstEnergy Capital Corporation, Suite 1600, 333 – 7th Avenue SW, Calgary, AB, T2P 2Z1 (403) 262-0631 Fax: (403) 262-0633 E-mail: [email protected] Martin DAVIES (ex-officio) Registered Representative Peters & Co. Limited, Suite 2500, 350 – 7th Avenue SW, Calgary, AB, T2P 4N1 (403) 261-2212 Fax: (403) 266-4116 Email: [email protected]








40

William D. PACKHAM (ex-officio) Vice Chairman Merrill Lynch Canada Inc., Suite 500, 200 King Street West, Toronto, ON, M5H 3W3 (416) 369-7474 Fax (416) 369-7766 Email: [email protected] Joseph J. OLIVER (ex-officio) President and Chief Executive Officer Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 Email: [email protected] Terry MELLING (ex-officio) Prairie Regional Director Investment Dealers Association of Canada, 2300 - 335-4th Avenue S.W., Calgary, AB, T2P 0J1 (403) 262-6393 Fax: (403) 265-4603 Email: [email protected]


41

ALBERTA DISTRICT COMMITTEES 2001 – 02

FAS AND JICG LIAISON Patrick McNenly Yorkton Securities Inc. GOVERNMENT LIAISON Martin Davies, Chair Peters & Co. Limited Donald Milligan RBC Dominion Securities Inc. David Sanders Sanders & Beckingham Securities Limited RETAIL SALES COMMITTEE LIAISON Philip L. Heimbecker Raymond James Ltd. REGISTRATION Frederick Dunn Merrill Lynch Canada Inc. Kathleen Jost BMO InvestorLine Inc. Gregory Riley RBC Dominion Securities Inc. David Sanders Sanders & Beckingham Securities Limited James Watt National Bank Financial Inc.

42

PACIFIC DISTRICT COUNCIL CHAIR Richard G. ROUSSEAU Vice President and Managing Director, BC Regional Manager National Bank Financial Ltd., Suite 3300, Park Place, 666 Burrard Street, Vancouver, BC V6C 2X8 (604) 623-6766 Fax: (604) 682-6322 E-mail: [email protected] VICE CHAIR Randy G. AMBROSIE Senior Vice President & District Director Merrill Lynch Canada Inc., Private Client Group, 7th Floor, Cathedral Place, 925 West Georgia Street, Vancouver, BC V6C 3L2 (604) 691-7235 Fax: (604) 691-7220 E-mail: [email protected] *has moved to Toronto and not currently active on the Council Fabio M. BANDUCCI Vice President & Director Haywood Securities Inc., Suite 2000, Commerce Place, 400 Burrard Street, Vancouver, BC V6C 3A6 (604) 697-7174 Fax: (604) 697-7495 E-mail: [email protected] John F. BRIGHTEN Global Securities Corp., P.O. Box 49049, Bentall III, Suite 1100, 595 Burrard Street,Vancouver, BC V7X 1C4 (604) 443-0823 Fax: (604) 689-3060 E-mail: [email protected] Larry CLOSE Senior. Vice President & Managing Director, BC Division BMO Nesbitt Burns Inc., Suite 2500 Park Place, 666 Burrard Street, Vancouver, BC V6C 2X8 (604) 631-2662 Fax: (604) 669-4586 E-mail: [email protected] Don CROMAR Associate Director & Branch Manager Scotia Capital Inc., Suite 1100, P.O. Box 11615, 650 West Georgia Street, Vancouver, BC V6B 4N9 (604) 661-7438 Fax: (604) 661-7494 E-mail: [email protected]







43

John T. EYMANN Vice Chair Pacific International Securities Inc., 1900-666 Burrard Street, Park Place, Vancouver, BC V6C 3N1 (604) 664-2907 Fax: (604) 664-2649 E-mail: [email protected] John R. GRIFFITH Vice President & Branch Manager Jones, Gable & Company Limited, Suite 400, 700 West Pender Street, Vancouver, BC V6C 1C1 (604) 685-1481 Fax: (604) 685-1486 Debi HEWSON Chief Operation Officer Odlum Brown Limited, P.O. Box 10012, Suite 1800, 609 Granville Street, Vancouver, BC V7Y 1A3 (604) 844-5353 Fax: (604) 844-5393 E-mail: [email protected] S. Russell ISAAC Director, Trading WorldSource Securities, 590 – 1333 West Broadway, Vancouver, BC V6H 4C1 (604) 738-7377 Fax: (604) 738-7215 E-mail: [email protected] Christiaan OOSTHUIZEN Vice President & Branch Manager RBC Dominion Securities Inc., Suite 3100, Park Place, 666 Burrard Street, Vancouver, BC V6C 3C7 (604) 257-7321 Fax: (604) 257-7391 E-mail: [email protected] Glenn PURCELL Regional Manager, Western Canada CIBC Investor Services Inc., Suite 250, 1380 Burrard Street, Vancouver, BC V6Z 2H3 (604) 665-1555 Fax: (604) 609-4846 E-mail: [email protected] Daniel Y. H. SIU Vice President & Compliance Officer Golden Capital Securities Ltd., Suite 168, 1177 West Hastings Street, Vancouver, BC V6E 2K3 (604) 844-3023 Fax: (604) 682-8874 E-mail: [email protected] John P. THOMPSON Chief Executive Officer Union Securities Ltd., P.O. Box 10341 Pacific Centre, #900 - 609 Granville Street, Vancouver, BC V7Y 1H4 (604) 691-2800 Fax: (604) 684-6307 Email: [email protected]






44

Brian WORTH President & Chief Executive Officer United Capital Securities Ltd., Suite 2701, 1055 West Georgia Street, Vancouver, BC V6E 3R5 (604) 602-0218 Fax: (604) 602-0219 E-mail: [email protected] Deborah A. ARMOUR (ex-officio) Pacific Regional Director Investment Dealers Association, Suite 1325, P.O. Box 11614, 650 West Georgia Street, Vancouver, BC V6B 4N9 (604) 331-4797 Fax: (604) 683-3491 E-mail: [email protected] Ward A. McMAHON (ex-officio) Senior Vice President, Credit & Compliance Canaccord Capital Corporation, Suite 1900, P.O. Box 10337, 609 Granville Street, Vancouver, BC V7Y 1H2 (604) 643-7447 Fax: (604) 601-5934 E-mail: [email protected] Joseph J. OLIVER (ex-officio) President & Chief Executive Officer Investment Dealers Association of Canada, 121 King Street West, Suite 1600, Toronto, ON M5H 3T9 (416) 865-3020 Fax: (416) 364-0753 E-mail: [email protected] William D. Packham (ex-officio) Vice-Chairman Merrill Lynch Canada Inc., Suite 50, 200 King Street West, Toronto, ON M5H 3W3 (416) 586-6474 Fax: (416) 369-8934 E-mail: [email protected]





45

PACIFIC DISTRICT COUNCIL COMMITTEES 2001 – 02

GOVERNMENT LIAISON Richard Rousseau National Bank Financial Inc. Ward McMahon Canaccord Capital Corporation Russ Issac WorldSource Securities Inc. Brian Worth United Capital Securities Inc. Fabio Banducci Haywood Securities Inc. Don Cromar Scotia Capital Inc. Deborah Armour Investment Dealers Association MEMBER REGULATION Daniel Siu, Chair Golden Capital Securities Ltd. John Griffith Jones, Gable & Co. Ltd. Debi Hewson Odlum Brown Limited John Brighten Global Securities Corporation Chris Oosthuizen RBC Dominion Securities Inc. John Thompson Union Securities Ltd. Don Cromar Scotia Capital Inc. Deborah Armour Investment Dealers Association CORPORATE FINANCE COMMITTEE Fabio Banducci Haywood Securities Inc. Ross Cory Raymond James John McCoach Yorkton Securities Dave Messmer Canaccord Capital Corp

46

ASSOCIATION COMMITTEES 2001 - 02

A. IDA COMMITTEES AUDIT COMMITTEE Tom Allen, Q.C., Chair IDA Board Public Director William D. Packham IDA Chair Terrance K. Salman IDA Vice-Chair Norman Graham FAS Chair Harry G. Schaefer IDA Board Public Director CAPITAL MARKETS COMMITTEE

Phipps Lounsbery, Chair CIBC World Markets Inc. Michael Bowen BMO Nesbitt Burns Inc. Roger Casgrain Casgrain & Company Limited Mark Faircloth TD Securities Inc. Kenneth Knowles J.P. Morgan Securities Canada Inc. John Madden Scotia Capital Inc. Loretta Marcoccia Merrill Lynch Canada Inc. David Page Deutsche Bank Securities Limited Donald Paterson National Bank Financial Inc. Andrew Pringle RBC Dominion Securities Inc. SRO Representative Jon Cockerline Investment Dealers Association of Canada

SUB-COMMITTEES OF THE CAPITAL MARKETS COMMITTEE Asset-Backed Securities Sub-Committee (formerly known as Mortgage-Backed

Securities Sub-Committee) Daniel B. Fraleigh TD Securities Inc. Lawrence McKean RBC Dominion Securities Inc. Chris Roper BMO Nesbitt Burns Inc. Jennifer Shum Merrill Lynch Canada Inc. Lawrence R. Small Scotia Capital Inc. Gary Smith Casgrain & Company Limited Sean St. John National Bank Financial Inc. Jeff Wilson CIBC World Markets Inc. SRO Representative Jon Cockerline Investment Dealers Association of Canada

47

SUB-COMMITTEES OF THE CAPITAL MARKETS COMMITTEE (continued)

CanPX Board

Phipps Lounsbery, President CIBC World Markets Inc. James P. Magee Shorcan Brokers Limited Peter C. McRae Freedom International Brokerage Inc. Gregory Smith Scotia Capital Inc. Donald Wright TD Securities Inc. SRO Representative Ian Russell Investment Dealers Association of Canada Debt-Like Derivatives Sub-Committee Donald Paterson, Chair National Bank Financial Inc. Peter Armenio RBC Dominion Securities Inc. John Blain BMO Nesbitt Burns Inc. B. James Buckley Scotia Capital Inc. Jon Cockerline Investment Dealers Association of Canada Marcelo Cosma Merrill Lynch Canada Inc. Robert Hutchison Borden Ladner Gervais LLP Michael W. MacBain TD Securities Inc. John Pearson CIBC World Markets Inc.

Government Debt Market Reform

Phipps Lounsbery, Chair CIBC World Markets Inc. Roger Casgrain Casgrain & Company Limited David Page Deutsche Bank Securities Limited Andrew Pringle RBC Dominion Securities Inc. SRO Representative Ian Russell Investment Dealers Association of Canada

Primary Dealer Money Market Committee (formerly known as Bank of Canada Jobber Committee)

Gregory Smith, Chair Scotia Capital Inc. Craig Aubrey Merrill Lynch Canada Inc. Ian Currie Bank of Montreal Natalie Davidson CIBC World Markets Inc. Peter Dymott RBC Dominion Securities Inc. Michael N. Edey National Bank Financial Ltd. Martine Irman TD Bank David Nicholls Deutsche Bank Securities Limited Gaston St. Georges Laurentian Bank Securities Inc. SRO Representative Jon Cockerline Investment Dealers Association of Canada

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Securities Lending Sub-Committee

Robert Nobrega, Chair RBC Dominion Securities Inc. Craig Aubrey Merrill Lynch Canada Inc. Dave Duggan National Bank Financial Inc. Rob White Bank of Montreal Cash Markets Peter McDermid HSBC Securities (Canada) Inc. Stephen McHarg Casgrain & Company Tesse Parigoris CIBC World Markets Inc. Joseph G. Serpe TD Securities Inc.


Brad Ellies Scotia Capital SRO Representative Chris Woolcock Investment Dealers Association of Canada

Strip Bond Sub-Committee Robert D. Short, Chair RBC Dominion Securities Inc. J.F. Boucher Casgrain & Company Limited Keith Campbell The Canadian Depository For Securities Limited Jean François Dumont Laurentian Bank Securities Inc. Rodney Foss BMO Nesbitt Burns Inc. Edward Koncewicz Scotia Capital Inc. Jeffrey Lum CIBC World Markets Inc. Donald Paterson National Bank Financial Inc. Renato Resendes Merrill Lynch Canada Inc. Dean Yacula TD Securities Inc. SRO Representative Chris Woolcock Investment Dealers Association of Canada

Transparency Working Group

Edward Koncewicz Scotia Capital Inc. Phipps Lougbery CIBC World Markets Greg Smith Scotia Capital SRO Representative Ian Russell Investment Dealers Association of Canada

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CHAIR’S CONSULTATIVE COUNCIL William Packham, Chair Merrill Lynch Canada Inc. Terry Salman, Vice-Chair Salman Partners Inc. L. Jacques Ménard BMO Nesbitt Burns Inc. Pierre Brunet National Bank Financial Inc. Anthony Fell RBC Dominion Securities Inc. Michael St. B. Harrison MacDougall, MacDougall & MacTier Inc. Donald Johnson BMO Nesbitt Burns Inc. Kenneth Shields Raymond James Ltd. Daniel F. Sullivan Scotia Capital Inc. Michael Tims Peters & Co. Limited W. David Wilson Scotia Capital Inc. Charles M. Winograd RBC Dominion Securities Inc. Joseph J. Oliver, Ex-Officio Investment Dealers Association of Canada

COMPENSATION COMMITTEE William D. Packham IDA Chair Terrance K. Salman IDA Vice-Chair Joseph J. Oliver IDA President & CEO John L. Howard, Q.C. IDA Board Public Director CORPORATE FINANCE COMMITTEE

Jim Hinds, Chair Newcrest Capital Inc. Kirby Gavelin RBC Dominion Securities Inc. Wayne Adlam CIBC World Markets Inc. Thomas I.A. Allen, Q.C. Ogilvy Renault Paul Allison Merrill Lynch Canada Inc. Brent Fullard BMO Nesbitt Burns Inc. Ian MacKay Raymond James Ltd. Eugene McBurney Griffiths McBurney & Partners Jackie Moss CIBC World Markets Inc. John Philp HSBC Securities (Canada) Inc. M. Vincenza Sera National Bank Financial Corp. Nelson Smith Yorkton Securities Inc. Daniel F. Sullivan Scotia Capital Inc. SRO Representative Ian Russell Investment Dealers Association of Canada

DISCOUNT BROKERAGE COMMITTEE

Richard Austin Scotia Discount Brokerage Inc. Peter Hickman Merrill Lynch HSBC Canada Inc.

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Geoffrey Horrocks TD Securities Inc. Colleen Moorehead E*TRADE Canada Securities Corporation

Joe Pavao Sun Life Securities Inc. John See TD Waterhouse Investor Services (Canada) Inc.

SRO Representative Morag MacGougan Investment Dealers Association of Canada

EDUCATION & PROFICIENCY COMMITTEE

Kristine Vikmanis, Chair BMO Nesbitt Burns Inc. Azza Abdallah Investment Dealers Association of Canada Renee DeMyer Mesman Investors Group Securities Julie Eifert CIBC World Markets Ksenia Evans TD Evergreen Scott Falconer Merrill Lynch Canada Inc. Vanessa Gardiner Berkshire Securities Inc. Lara Gray Edward Jones Paul Henderson Berkshire Securities Inc. Paisley Hill HSBC Securities (Canada) Inc. Samantha Ireland TD Evergreen Tom Koehl Edward Jones Rachelle Lebel National Bank Financial Inc. Laurie Miller RBC Dominion Securities Inc. Jean-Pascal Souque MD Management Limited Mark Webb Canadian Securities Institute Linda White Scotia Capital Inc. Roberta Wilton, ex-officio Canadian Securities Institute Morag MagGougan Investment Dealers Association of Canada EQUITY TRADING COMMITTEE

William Moriarty, Chair RBC Dominion Securities Inc. Eric Kirzner University of Toronto Marc Deslongchamps Raymond James Ltd. Michael Greenwood Canaccord Capital Corporation James W. Mountain Scotia Capital Inc. John P. Mulvihill Mulvihill Capital Management Inc. Brian Shaw CIBC World Markets Inc. Eric Tripp BMO Nesbitt Burns Inc. Raymond Tucker TD Securities Inc. Joie Watts Instinet Canada Limited SRO Representative Ian Russell Investment Dealers Association of Canada

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FINANCIAL ADMINISTRATORS SECTION FAS Executive Norman K.J. Graham, Chair Scotia Capital Inc. Peter Virvilis, Vice-Chair Canaccord Capital Corporation Charyl Galpin BMO Nesbitt Burns Inc. John Higginbotham Commission Direct Inc. W. Jeffrey Kennedy Sprott Securities Inc. Thomas McCahon CIBC World Markets Inc. Yvan Naud BNCN Incorporée Gerard O’Mahoney TD Waterhouse Investor Services (Canada) Inc. Robert Sellars Dundee Securities Corporation Norman F. Thompson Union Securities Ltd. Gordon Weir Morgan Stanley Canada Limited

Primary Members of the Financial Administrators Section Thomas G. Aiken MacDougall, MacDougall & MacTier Inc. Paul Aitkens Maison Placements Canada Inc. Joanne Aldersebaes Desjardins Securities Inc. Rodney M. Ancrum Royal Bank Action Direct Inc. Jean-Paul Bachellerie Pacific International Securities Inc. Holly Benson Peters & Co. Limited Marian Buklis Acker Finley Inc. Manni Buttar Hampton Securities Limited Myra K. Cameron Stuart Investment Management Limited

Benoît Carignan Fimat Products Derivatives Canada Inc. Lucia Cheung Research Capital Corporation Nancy B.M. Clancy Sands Brothers Canada, Ltd. Curt Cumming Goodwood Inc. John Davies Brant Securities Limited Elaine Davison Qtrade Investor Inc. Sesto DeLuca W.D. Latimer Co. Limited Louise Duchesne Lightyear Capital Inc. Charles Dunlap Haywood Securities Inc. Henry Fening Friedberg Mercantile Group Frank Fini Thomson Kernaghan & Co. Limited Thomas Flanagan BMO InvestorLine Inc. Jacques Fleurant Merrill Lynch HSBC Canada Inc. Margaret Gal FirstEnergy Capital Corp. Charyl Galpin BMO Nesbitt Burns Inc. Robert Goldberg e3m Investments Inc. Keith Harris Octagon capital Corporation Robb W. Hindson Jones, Gable & Company Limited Lonsdale Holland Beacon Securities Limited Ginalee Holliday Woodstone Capital Inc.

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FINANCIAL ADMINISTRATORS SECTION (continued) PRIMARY MEMBERS OF THE FINANCIAL ADMINISTRATORS SECTION (continued) W. Jeffrey Kennedy Sprott Securities Inc. David Kennedy Mirabaud Canada Inc. Trevor D. Kerr Trilon Securities Corporation Kenneth Klepacki Instinet Canada Limited Leigh Knowles J.P. Morgan Securities Canada Inc. Francis Laferriere Berkshire Securities Inc. Donna Lalumière CIBC Investor Services Inc. James Lexovsky Charles Schwab Canada, Co. Nelson MacDonald IPO Capital Corp. Adina Masson-Crocker Griffiths McBurney & Partners John Maynard Deutsche Bank Securities Limited Thomas McCahon CIBC World Markets Inc. Michael McKenney Watt Carmichael Inc. Deborah Metcalfe Bieber Securities Inc. John Mitchell Global Securities Corporation

Stephan Morin Penson Financial Services Canada Inc. Les R. Moskalewicz Salomon Smith Barney Canada Inc. Yvan Naud BNCN Incorporée Gerard O’Mahoney TD Waterhouse Investor Services (Canada) Inc. Gaston Ostiguy BNP (Canada) valeurs mobiliéres inc. Peter Pacholko Odlum Brown Limited David Parsons Pictet (Canada) & Company Limited Ellen Paterson Wolverton Securities Ltd. Walter Pavan Scotia Discount Brokerage Inc. Joe Pavao Sun Life Securities Inc. Sylvain Payette Renaissance Capital Inc. Keith Pearson Merrill Lynch Canada Inc. Nancy Peck Leede Financial Markets Inc. John Perry HSBC Securities (Canada) Inc. Kenneth Redpath Canadian Shareowner Investments Inc. David Richards RBC Dominion Securities Inc. Paul Schnider Rothenberg Capital Management Inc. William H. Scruton Robert Caldwell Capital Corporation Robert Sellars Dundee Securities Corporation Paul Sinclair UBS Bunting Warburg Inc. Daniel Siu Golden Capital Securities Ltd. Norman F. Thompson Union Securities Ltd. Ian Todd Salman Partners Inc. John van Koll Raymond James Ltd. Susan Venn Edward Jones Peter Virvilis Canaccord Capital Corporation Duncan D. Webb Credit Suisse First Boston Canada Inc. Gordon Weir Morgan Stanley Canada Limited

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Ronald White E*TRADE Canada Securities Corporation Geoffrey Whitlam Yorkton Securities Inc. T. Lynn Wittiger Acumen Capital Finance Partners Limited Thomas Wu Nomura Canada Inc. André Zanga Casgrain & Company Limited Stefano Zuliani Goldman Sachs Canada Inc.

Alternate Members of the Financial Administrators Section Mahmood Sultan Ahamed Woodstone Capital Inc. Stanley Albert Royal Bank Action Direct Inc. Robert J. Allair BMO Nesbitt Burns Inc. Bernard Arokium Loewen, Ondaatje, McCutcheon Limited Mark Ashfield Fimat products dérivés Canada Inc. Peter Becker Scotia Discount Brokerage Inc. James Blair Yorkton Securities Inc. Robert Blanchard Haywood Capital Markets Jean-Luc Brunet Valeurs Mobilières Desjardins inc. Victor Bunger Leede Financial Markets Inc. Patricia Campbell Raymond James Ltd. Sydney Carlyle W.D. Latimer Co. Limited Tony Y.C. Chan Golden Capital Securities Ltd. Helen Corrigan Rothenberg Capital Management Inc. John Culbert Sun Life Securities Inc. David Cusson Canadian Shareowner Investments Inc. Evana De Paolis HSBC Securities (Canada) Inc. Peter Deeb Hampton Securities Limited George Dell'Orletta Morgan Stanley Canada Limited Joseph Finley Acker Finley Inc. Stephen Gerry UBS Bunting Warburg Inc. J. Duncan Gibson Friedberg Mercantile Group Douglas Glover Dundee Securities Corporation Sajida Hemani J.P. Morgan Securities Canada Inc. Debi Hewson Odlum Brown Limited John Higginbotham RBC Dominion Securities Inc. Ursula Holmsten Peters & Co. Limited Geoffrey Horrocks TD Waterhouse Investor Services (Canada) Inc. Edward E. Jablonky Scotia Capital Inc. Deodat Le Pictet (Canada) & Company Limited Norah McCarthy CIBC Investor Services Inc. Ward McMahon Canaccord Capital Corporation J. Kevin McQuaid Research Capital Corporation Lawrence McQuid Pacific International Securities Inc. Joseph Meehan Qtrade Investor Inc. Enza Mirra Salomon Smith Barney Canada Inc. Andrew Murray Berkshire Securities Inc.

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FINANCIAL ADMINISTRATORS SECTION (continued) ALTERNATE MEMBERS OF THE FINANCIAL ADMINISTRATORS SECTION (continued) Chandra Nash FirstEnergy Capital Corp. Karen O'Connor Acumen Capital Finance Partners Limited William Oates e3m Investments Inc. Georges Paulez Mirabaud Canada Inc. Cindy Phillips NBCN Clearing Inc. Carlos Pinto Lobo BMO InvestorLine Inc. Jacques Plante Renaissance Capital Inc. Mohammad Salam IPO Capital Corp. F. Lee Simpson Thomson Kernaghan & Co. Limited Jane Smith Beacon Securities Limited Andrew Stewart CIBC World Markets Inc. Gail Stopforth Octagon Capital Corporation Scott Taylor Union Securities Ltd. Susan Tom Global Securities Corporation Brent Watson Goldman Sachs Canada Inc. Cathy Watson MacDougall, MacDougall & MacTier Inc. Mark Wayne Lightyear Capital Inc. Thomas White Merrill Lynch Canada Inc.

SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION

Capital Formula Sub-Committee

W. Jeffrey Kennedy, Chair Sprott Securities Inc. Robert J. Allair BMO Nesbitt Burns Inc. Margaret Gal FirstEnergy Capital Corp. John Higginbotham RBC Dominion Securities Inc. Mario Merola National Bank Financial Corp. Robert J. O'Leary TD Waterhouse Investor Services (Canada) Inc. Louis P. Piergeti Investment Dealers Association of Canada Lynn Reston Canaccord Capital Corporation Robert Sellars Dundee Securities Corporation Michael K. Warman Scotia Capital Inc. Gordon Weir Morgan Stanley Canada Limited Colleen Wright Merrill Lynch Canada Inc. Thomas Wu Nomura Canada Inc. SRO Representatives Maysar Al-Samadi Investment Dealers Association of Canada Joni Alexander The Toronto Stock Exchange Richard Corner Investment Dealers Association of Canada Barbara Love Canadian Investor Protection Fund Answerd Ramcharan Investment Dealers Association of Canada

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FINANCIAL ADMINISTRATORS SECTION (continued) CAPITAL FORMULA SUB-COMMITTEE (continued) Keith Rose Investment Dealers Association of Canada Jane Tan Investment Dealers Association of Canada Jacques Tanguay Bourse de Montréal Inc.

Insurance Sub-Committee Michael McKenney, Chair Watt Carmichael Inc. Debby Best RBC Dominion Securities Inc. Leslie J. Faryna Scotia Insurance Stephen Gerry UBS Bunting Warburg Inc. David Robart-Morgan Robart-Morgan Inc. Jeremy Sams Barber Stewart McVittee & Wallace William Sullivan CIBC World Markets Inc. SRO Representatives Maysar Al-Samadi Investment Dealers Association of Canada Barbara Love Canadian Investor Protection Fund Sonja McCreary Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada Insurance Operations Sub-Committee Chuck Pound, Chair Merrill Lynch Canada Inc. Dianne Bill McNutt BMO Nesbitt Burns Inc. Phil Booth Equinox Financial Group Gary Coles National Life

Craig Dennis RBC Dominion Securities Inc. Ron Dick Dundee Securities Corporation Jo-Ann Forrest Canaccord Capital Corporation Heather Giffin CIBC World Markets Inc. Gail Head BMO Nesbitt Burns Inc. Steve Hunt Merrill Lynch Canada Inc. Viktoria Jackson Scotia Capital Inc. Sanjeev Khosla Canada Life Assurance Company Sandra Lindsay Scotia Capital Inc. Shirley Lovdal Transamerica Life Insurance Company of Canada Claude Martineau Standard Life Karen Matthews Berkshire Insurance Services Cathy McHutchion Sun Life of Canada Investment Management Limited Guy Mills Manulife Financial Scott Moffatt Provident

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SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION (continued) INSURANCE OPERATIONS SUB-COMMITTEE (continued) Shirley Mosher Maritime Life John Perry TD Evergreen Financial Services Inc. SRO Representatives Sonja McCreary Investment Dealers Association of Canada Answerd Ramcharan Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada

Internal Control Sub-Committee William Sullivan, Chair CIBC World Markets Inc. Clinton Matthews Deutsche Bank Securities Limited Bernice Pang Morgan Stanley Canada Limited Geoff Peers Canadian Investor Protection Fund Blaize Piacentini Investment Dealers Association of Canada Barry Somerville TD Securities Inc. SRO Representatives Maysar Al-Samadi Investment Dealers Association of Canada Barbara Love Canadian Investor Protection Fund Ciro Mirabella Investment Dealers Association of Canada Louis P. Piergeti Investment Dealers Association of Canada Mutual Funds Dealers Sub-Committee Jerry Beniuk, Chair TD Securities Inc. S. Kenneth J. Aquino The Financial Centre Securities Corporation Fran Bennett Scotia Capital Inc. Peter G. Broster RBC Dominion Securities Inc. Rhonda Dalton Scotia Capital Inc. Paul Ferrier Scotia Capital Inc. Craig Henshaw Berkshire Securities Inc. Steve Hunt Merrill Lynch Canada Inc. Bob Kellogg CIBC World Markets Inc. Tom Kutti BMO Nesbitt Burns Inc. Robert Laflamme TD Waterhouse Investor Services (Canada) Inc. Peter Pacholko Odlum Brown Limited Jane Smith Beacon Securities Limited Mary Stockla National Bank Financial Corp. Simon Witney Canaccord Capital Corporation SRO Representatives Sonja McCreary Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada

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SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION (continued) Operations Sub-Committee Gerard O'Mahoney, Chair TD Waterhouse Investor Services (Canada) Inc. Douglas B. Bennett Edward Jones Peter Drumm RBC Dominion Securities Inc. Keith Evans The Canadian Depository For Securities Limited Charyl Galpin BMO Nesbitt Burns Inc. Norman K.J. Graham Scotia Capital Inc. Allyn Howe The Canadian Depository For Securities Limited Edward E. Jablonky Scotia Capital Inc. Daniel Kupiek TD Waterhouse Investor Services (Canada) Inc. Yvan Naud BNCN Incorporée William Oates e3m Investments Inc. Peter Pacholko Odlum Brown Limited E. Andy Pauksens CIBC World Markets Inc. Susanne Puglisi Raymond James Ltd. Wayne Ralph RBC Dominion Securities Inc. Lorne Rintoul Scotia Capital Inc. David Robart-Morgan Robart-Morgan Inc. Jesus Sanchez BNCN Incorporée David Tabone Freedom International Brokerage Inc. Tony Taggio Credit Suisse First Boston Canada Inc.

Jane Tan Investment Dealers Association of Canada Peter Virvilis Canaccord Capital Corporation J. Kenton Warren RBC Dominion Securities Inc. Brent Watson Goldman Sachs Canada Inc. Thomas White Merrill Lynch Canada Inc. SRO Representatives Richard Corner Investment Dealers Association of Canada Sonja McCreary Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada Contingency Planning Committee David Plumley, Chair RBC Dominion Securities Inc. John Antunes RBC Dominion Securities Inc. Ed Charron Griffiths McBurney & Partners Kenny Chun Canaccord Capital Corporation Vince Ciaravella National Bank Financial Inc. Jean Marc Denault National Bank Financial Ltd. Mohammed Dhooma CIBC Sharon Doi Scotia Capital Inc. Keith Evans The Canadian Depository For Securities Limited Robert Goldberg e3m Investments Inc.

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SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION (continued) OPERATIONS SUB-COMMITTEE (continued) Bob Jones BMO Nesbitt Burns Inc. Drew McLennan Canaccord Capital Corporation Maureen McQueen CIBC Constance Metcalfe Merrill Lynch Canada Inc. Ernie Summers TD Securities Inc. SRO Representatives Sonja McCreary Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada

Salary and Benefits Sub-Committee Ann Dyer, Chair TD Waterhouse Investor Services (Canada) Inc. Pierre Beaulieu National Bank Financial Inc. Lisa Fatum TD Bank Dan Fernandes CIBC World Markets Inc. Brent Garell CIBC World Markets Inc. Michelle Hewlett TD Bank Ann Jaronik BMO Nesbitt Burns Inc. Vanessa Lewerentz BMO Nesbitt Burns Inc. Myra Mandel Royal Trust Corporation of Canada Suzanne Marineau BMO Nesbitt Burns Inc. Stephen Power Scotia Capital Inc. Sarah Wallis-South RBC Dominion Securities Inc. Thomas Wu Nomura Canada Inc. SRO Representative Jim Siddall Investment Dealers Association of Canada Statistics Review Sub-Committee Norman F. Thompson, Chair Union Securities Ltd. D. Christopher Climo TD Securities Inc. George Dell'Orletta Morgan Stanley Canada Limited Arnold Hochman Investment Dealers Association of Canada Edward E. Jablonky Scotia Capital Inc. Kenneth Klepacki Instinet Canada Limited William McGrath BMO Nesbitt Burns Inc. Ward McMahon Canaccord Capital Corporation Geoff Peers Canadian Investor Protection Fund Colleen Wright Merrill Lynch Canada Inc. SRO Representatives Maysar Al-Samadi Investment Dealers Association of Canada

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SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION (continued) STATISTICS REVIEW SUB-COMMITTEE (continued) Sonja McCreary Investment Dealers Association of Canada Blaize Piacentini Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada Tax Sub-Committee

Olaf Sheikh, Chair BMO Nesbitt Burns Inc. Michael Callender Toronto Dominion Bank Elizabeth M. Cosma Merrill Lynch Canada Inc. Ida Dametto CIBC Sandy McRae RBC Dominion Securities Inc.\ John Mitrano BMO Nesbitt Burns Inc. Kevin Ng PricewaterhouseCoopers Jocelin Paradis National Bank Financial Inc. Cindy Phillips NBCN Shawn Porter Arthur Andersen LLP Paula Rodrigues CIBC World Markets Inc. Jonathan Spencer PricewaterhouseCoopers Neal Stacey RBC Dominion Securities Inc. Mike Stewart KPMG LLP Julie Su HSBC Securities (Canada) Inc. Wilson Sun Nomura Canada Inc. Martin Tam Scotia Capital Inc. Ron Wilson Davies, Ward & Beck RSO Representatives Richard Corner Investment Dealers Association of Canada Victor Santos Canadian Investor Protection Fund FUTURES COMMITTEE

Steven Bloss, Chair PCTS Inc. Mark Ashfield Fimat Products Derivatives Canada Inc. Kim Buntain BMO Nesbitt Burns Inc. Kevin Dyer Union Securities Ltd. Henry Fenig Friedberg Mercantile Group Edward Griffith Scotia Capital Inc. Andrew Hiscott Benson-Quinn-GMS Inc. Richard Russell Refco Futures (Canada) Ltd. Michael Gagne, Advisor Winnipeg Commodity Exchange Jacques Tanguay, Advisor Bourse de Montréal Inc.

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Linda Vincent, Advisor Winnipeg Commodity Exchange Terry W. Melling, Ex-Officio Investment Dealers Association of Canada

SUB-COMMITTEES OF THE FUTURES COMMITTEE Capital Sub-Committee

J. Andrew Hiscott, Chair Benson-Quinn-GMS Inc. Mark Ashfield Fimat Products Derivatives Canada Inc.

Proficiency Sub-Committee

Steven Bloss PCTS Inc. Henry Fenig Friedberg Mercantile Group Michael Gagne Winnipeg Commodity Exchange Edward Griffith Scotia Capital Inc. Jacques Tanguay Bourse de Montréal Inc. Steven Bloss PCTS Inc. Kevin Dyer Union Securities Ltd. Henry Fenig Friedberg Mercantile Group J. Andrew Hiscott Benson-Quinn-GMS Inc. Jean-Marie Loridon National Bank Financial Inc. Richard Russell Refco Futures (Canada) Ltd.

Recognition Sub-Committee Linda Vincent, Chair Winnipeg Commodity Exchange

David Phillips, Ex-Officio Investment Dealers Association of Canada

HR COMMITTEE Paul Bates, Chair Charles Schwab Canada, Co. Alain Rhéaume IDA Board Public Director G.F. Kym Anthony IDA Board/Executive Committee Member Gary Reamey IDA Board Member Lonsdale W. Holland IDA Board Member Joseph J. Oliver IDA President & CEO

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INDUSTRY RELATIONS AND REPRESENTATION COMMITTEE William D. Packham, Chair IDA Chair Terrance K. Salman IDA Vice Chair Ruth Goldbloom, O.C. IDA Board Public Director Michel Duchesne IDA Board Director Brian Porter IDA Board Director Richard Rousseau IDA Board Director Joe Oliver IDA President & CEO May Attend: Ian Russell IDA SVP, Industry Relations and Representation

MEMBER REGULATION OVERSIGHT COMMITTEE Terrance K. Salman, Chair IDA Vice-Chair Ian D. Bruce IDA Board Director Tom Allen IDA Board Public Director John L. Howard, Q.C. IDA Board Public Director Joseph J. Oliver IDA President & CEO

May Attend: William D. Packham IDA Chair Paul Bourque IDA SVP, Member Regulation NOMINATING COMMITTEE

William D. Packham, Chair IDA Chair

L. Jacques Ménard IDA Past Chair Terrance K. Salman IDA Vice-Chair Tom Allen IDA Public Director Joseph J. Oliver IDA President & CEO

PENSION COMMITTEE William D. Packham, Chair IDA Chair

Terrance K. Salman IDA Vice Chair Joseph J. Oliver IDA President & CEO

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REGIONAL DEALERS COMMITTEE Executive Committee

Robert Caldwell, Chair Robert Caldwell Capital Corporation Robb Boyd Edward Jones Roger Casgrain Casgrain & Company Limited Michael Greenwood Canaccord Capital Corporation John Hanrahan Acadian Securities Incorporated Michael St. B. Harrison MacDougall, MacDougall & MacTier Inc. Lonsdale Holland Beacon Securities Limited Deborah Metcalfe Bieber Securities Inc. Jean-Claude Paradis Leduc & Associés Securities Canada Ltd. Bruce Ramsay Acumen Capital Finance Partners Limited S. Ross Sherwood Odlum Brown Limited Charles Spiring Wellington West Capital Inc. Norman F. Thompson Union Securities Ltd. RETAIL SALES COMMITTEE

Thomas S. Monahan, Chair CIBC World Markets Inc. Lorne Harper, Vice-Chair RBC Dominion Securities Inc. Kevin Barnes Merrill Lynch Canada Inc. Germain Carrière National Bank Financial Inc. Daniella Dimitrov John Eymann Pacific International Securities Inc. Philip L. Heimbecker Raymond James Ltd. Dean Kechely Edward Jones Peter H. Lee TD Securities Inc. Shawn McConville Scotia Capital Inc. Richard Mills BMO Nesbitt Burns Inc. James Porter HSBC Securities (Canada) Inc. S. Ross Sherwood Odlum Brown Limited Jane Smith Beacon Securities Limited Geoffrey Horrocks, Ex-Officio TD Securities Inc. Morag MacGougan, Ex-Officio Investment Dealers Association of Canada Kristine Vikmanis, Ex-Officio BMO Nesbitt Burns Inc. Roberta Wilton, Ph.D., Ex-Officio Canadian Securities Institute

SUB-COMMITTEES OF THE RETAIL SALES COMMITTEE

Insurance Sub-Committee Robert Aggio TD Bank Daniel Baron RBC Dominion Securities Inc. Dianne Bill McNutt BMO Nesbitt Burns Inc.

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SUB-COMMITTEES OF THE RETAIL SALES COMMITTEE (continued) INSURANCE SUB-COMMITTEE (continued) Rocco Colangelo Wood Gundy Financial Services Inc. Steven Elliott CIBC World Markets Inc. Heather Giffin Wood Gundy Financial Services Inc. Gail Head BMO Nesbitt Burns Inc. Paisley Hill HSBC Securities (Canada) Inc. Stephen A. Hub Scotia Capital Inc. Viktoria Jackson Scotia Capital Inc. Leo Maiorino RBC Dominion Securities Inc. Dale Martin Assante Insurance Rob McGavin RBC Dominion Securities Inc. James McKeown Edward Jones Christine Nicoll TD Evergreen Financial Services Inc. Robert Pearson Scotia Capital Inc. Tim Ryan RBC Dominion Securities Inc. Doug Salberg Raymond James Ltd. Laurie Sturm Assante Insurance Pam Thompson BMO Nesbitt Burns Inc. Deborah Wilmot Merrill Lynch Canada Inc. Morag MacGougan, Ex-Officio Investment Dealers Association of Canada

B. JOINT INDUSTRY COMMITTEES CANADIAN CAPITAL MARKETS ASSOCIATION (FORMERLY G-30) Keith Rose, FAS Liaison Officer Merrill Lynch Canada Inc. COMPLIANCE AND LEGAL SECTION CLS Executive

Geoffrey Horrocks, Chair TD Securities Inc. Donald J. Burwell, Vice-Chair Edward Jones Jean-Luc Brunet Desjardins Securities Inc. Shaun Devlin Assante Capital Management Ltd. Bradley Doney Merrill Lynch Canada Inc. Edward Kholodenko Quest Capital Group Ltd. Judy E. Long Scotia Capital Inc. Doug MacKay Credential Securities Inc. Ward McMahon Canaccord Capital Corporation Patrick McNenly Yorkton Securities Inc. James McVey BMO Nesbitt Burns Inc. Carol Petrenko RBC Dominion Securities Inc. Guy Roby National Bank Financial Inc.

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SRO Representatives Michelle Alexander Investment Dealers Association of Canada Paul Bourque Investment Dealers Association of Canada Larry Boyce Investment Dealers Association of Canada Bruce Dickson Investment Dealers Association of Canada Sonja McCreary Investment Dealers Association of Canada Keith Rose Investment Dealers Association of Canada Deborah Wise Investment Dealers Association of Canada

SUB-COMMITTEES OF THE COMPLIANCE & LEGAL SECTION

Discretionary vs. Managed Accounts Sub-Committee Bradley Doney, Chair Merrill Lynch Canada Inc. Michelle Alexander Investment Dealers Association of Canada Larry Boyce Investment Dealers Association of Canada C. Doug Fox Raymond James Ltd. Warren Funt Investment Dealers Association of Canada Geoffrey Horrocks TD Securities Inc. Stephen Leacock Rampart Securities Inc. Lawrence McQuid Pacific International Securities Inc. James McVey BMO Nesbitt Burns Inc. Norman F. Thompson Union Securities Ltd. Deborah Wise Investment Dealers Association of Canada Nanci York Scotia Capital Inc. Education Sub-Committee Kimberley Buntain, Chair BMO Nesbitt Burns Inc. Glenn Abbott Private Client Division Joseph Bajic Toronto Stock Exchange Lina Barbusci Investment Dealers Association Richard Bolduc Investment Dealers Association Yann Citté Investment Dealers Association Chris Climo TD Securities Inc. Ruth-Ann Companion Scotia Discount Brokerage Lison Couture Investment Dealers Association Catherine Davis TD Evergreen Cheryl deMontigny Thomas Kernaghan Rick Driffield CGI Anges Glavin Investment Dealers Association Kim Gorius Haywood Securities Allani Karim Dundee Securities Heather Kelly Jennings Capital Inc. Sasha Latka TD Securities Inc.

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SUB-COMMITTEES OF THE COMPLIANCE & LEGAL SECTION (continued) EDUCATION SUB-COMMITTEE (continued) Faye Leong Investment Dealers Association Lee Robinson Merrill Lynch Canada (CIBC) Christine Sauriol Toronto Stock Exchange Natercia Sousa TD Securities Inc. Krista Thomson Wolverton Securities Ltd. Ruby Wallis FirstEnergy Capital

Doug Weich Octagon Capital Corporation Institutional Sub-Committee

Judy E. Long, Chair Scotia Capital Inc. Leo Ciccone Griffiths McBurney & Partners Marcelo Cosma Merrill Lynch Canada Inc. Geoffrey Horrocks TD Securities Inc. Jim Lee HSBC Securities (Canada) Inc. Douglas Walker BMO Nesbitt Burns Inc. Gerhard Wetzel National Bank Financial Corp. Legislative Sub-Committee Michelle Alexander Investment Dealers Association of Canada Nick Cardinale Merrill Lynch Canada Inc. Edith Cassels CIBC Shaun Devlin Assante Capital Management Ltd. Brian Driscoll Burgeonvest Securities Limited Geoffrey Horrocks TD Securities Inc. Morag MacGougan Investment Dealers Association of Canada James McVey BMO Nesbitt Burns Inc. Bret Mecredy-Williams CIBC World Markets Inc. James Miller Canaccord Capital Corporation Brent H. Moore Royal Bank of Canada Douglas Walker BMO Nesbitt Burns Inc. Deborah Wise Investment Dealers Association of Canada

Money Laundering Sub-Committee

Robert Blanchard Haywood Capital Markets Larry Boyce, Staff Liaison Investment Dealers Association of Canada Nick Cardinale Merrill Lynch Canada Inc. Richard Corner, Staff Liaison Investment Dealers Association of Canada

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Peter Drumm RBC Dominion Securities Inc. Guenther Kleberg CIBC Financial Planning Inc. James Miller Canaccord Capital Corporation Lorne Switzer BMO Nesbitt Burns Inc. Portfolio Management/Managed Accounts Sub-Committee Dana Boyko, Chair BMO Nesbitt Burns Inc. Mark Barnicutt Larry Boyce, Staff Liaison Investment Dealers Association of Canada Kevin Dyer Union Securities Ltd. Daniel Gordon Friedberg Mercantile Group Canadian Securities Institute Debi Hewson Odlum Brown Limited Bret Mecredy-Williams CIBC World Markets Inc. David Oliver CIBC World Markets Inc. James Porter HSBC Securities (Canada) Inc. Kim Shannon Merrill Lynch Canada Inc. Richard Stuchberry First Associates Investments Inc. Cathy Watson MacDougall, MacDougall & MacTier Inc. Registration Sub-Committee Debby Best, Chair RBC Dominion Securities Inc. Michelle Alexander Investment Dealers Association of Canada Laura Beswick Assante Capital Management Ltd. Rick Britnell Scotia Capital Inc. Glen Cameron CIBC World Markets Inc. Tammy Cardinal CIBC Investor Services Inc. Douglas B. Carnall TD Securities Inc. Lily Chan BMO Nesbitt Burns Inc. Catherine Conroy Scotia Capital Inc. Wendyanne D'Silva Investment Dealers Association of Canada Sue Featherstone Griffiths McBurney & Partners Naznin Grattan TD Securities Inc. Danielle Kovanchak Merrill Lynch Canada Inc. Tara Lobb Royal Bank Action Direct Inc. Judy E. Long Scotia Capital Inc. Jessica Mulvenna Dundee Securities Corporation Judy Nicholson Edward Jones Lucy Pacheco Investment Dealers Association of Canada Mike Pickett Canadian Securities Institute Melanie Sampson RBC Dominion Securities Inc. Janet Scott CIBC World Markets Inc. Alex Taylor Merrill Lynch Canada Inc. Deborah Thai TD Securities Inc.

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JOINT SECURITIES INDUSTRY COMMITTEE ON CROSS-BORDER ISSUES

John L. Howard, Q.C., Chair Tim Baikie The Toronto Stock Exchange Ian D. Beddis Scotia Capital Inc. Luc Bertrand Bourse de Montréal Inc. Robert Blanchard Haywood Securities Inc. Paul Riccardi TD Securities Inc. SRO Representative Ian Russell Investment Dealers Association of Canada

C. SECURITIES INDUSTRY ADVISORY COUNCIL Ian S. Brown Raymond James Ltd. Wayne Fox CIBC World Markets Inc. Jacques O. Nadeau Yorkton Securities Inc. William Packham Merrill Lynch Canada Inc. Barbara G. Stymiest The Toronto Stock Exchange SRO Representatives Luc Bertrand Bourse de Montréal Inc. L. Jacques Ménard BMO Nesbitt Burns Inc. Joseph J. Oliver Investment Dealers Association of Canada Daniel F. Sullivan Scotia Capital Inc.

D. CANADIAN SECURITIES INSTITUTE *A new board is being elected* E. CANADIAN DEPOSITORY FOR SECURITIES Peter Virvilis Canaccord Capital Corporation F. FUNDSERV INC. Norman K.J. Graham Scotia Capital Inc. G. CANADIAN INVESTOR PROTECTION FUND Michael St. B. Harrison, Chairman MacDougall, MacDougall & MacTier Inc. Rozanne E. Reszel, President & CEO Canadian Investor Protection Fund

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Barbara D. Love, Vice President and Secretary Canadian Investor Protection Fund Counsel Borden Ladner Gervais LLP Auditors Ernst & Young LLP Public Governors Jean Béïque CN Investments Division Claude Lamoureux Ontario Teachers’ Pension Plan Board Clayton Manness Man Agra Capital Inc. Dawn Russell Dalhousie Law School Hon. Barbara J. Sparrow Sparrow Holdings Ltd. Industry Governors Ian S. Brown Goepel McDermid Inc. (CDNX) William D. Packham Merrill Lynch Canada Inc. (IDA) Jacques O. Nadeau Scotia Capital Inc. (ME) Wayne C. Fox CIBC World Markets Inc. (TSE)

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