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TRANSCRIPT
THE STATE OF NEW HAMPSHIRESUPREME COURT
2010 TERMFEBRUARY SESSION
Case No. 2009-0635
APPEAL OF TOWN OF PITTSFIELD
______________________________________________________________________________
BRIEF OF APPELLEEPITTSFIELD TOWN EMPLOYEES
AFT-NH LOCAL #6214
APPEAL OF DECISION OF NEW HAMPSHIREPUBLIC EMPLOYEE LABOR RELATIONS BOARD
(RULE 10)______________________________________________________________________________
By: COUNSEL FOR PITTSFIELD TOWN EMPLOYEES AFT-NH LOCAL #6214
Emmanuel Krasner, Esquire New Hampshire Bar #1396 523 Main Street, P.O. Box 637 Farmington, NH 03835
Phone (603) 755-2082 Fax (603) 755-3934 E-mail: [email protected]
TABLE OF CONTENTS
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . i,ii
TABLE OF CASES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iii
TABLE OF STATUTES AND OTHER AUTHORITIES . . . . . . . . . . . . . . . . . iv
COUNTER STATEMENT OF THE QUESTIONS PRESENTED . . . . . . . . . . 1
STATEMENT OF ADDITIONAL FACTS AND THE CASE . . . . . . . . . . . . . . 2
SUMMARY OF THE ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
ARGUMENT I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
THE PELRB HAD JURISDICTION TO RULE THAT THE NEW POLICY CONSTITUTED A VIOLATION OF THE CBA AND THAT ITS APPLICATION TO AN EMPLOYEE, MR. GIRARD, VIOLATED THE CBA.
A. This matter came before the PELRB as an Unfair Labor Practice Complaint. The PELRB had jurisdiction to rule on the ULP.
B. Once the new policy is found to be a ULP, and the Town has been ordered to cease and desist from implementing it, its application to an employee, Mr. Girard, must be reversed.
C. If the Court holds that the grievance procedure is workable and the seven-day limitation applies, the matter was still properly before the PELRB. The language of the CBA, the intent of the parties, the purchase of the statute and public policy all support the jurisdiction of the PELRB to rule on this matter.
ARGUMENT II . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
THE TOWN’S ARGUMENT, BASED UPON ARTICLE 20 OF THE CBA, IS NOT RELEVANT BECAUSE THE TOWN DID NOT SEEK TO PREVENT THE SUBSTITUTION OF SICK LEAVE BY EMPLOYEES FOR FMLA LEAVE. THE TOWN ATTEMPTED TO CONTROL THE SEQUENCE IN WHICH PAID LEAVE WOULD BE USED AND REQUIRE THE EMPLOYEES TO FIRST USE THEIR VACATION LEAVE THEN USE THEIR SICK LEAVE IN ORDER TO BE
ENTITLED TO USE FMLA LEAVE. THE TOWN STILL REQUIRED THESUBSTITUTION OF . . . . . . . . . . . . . . . . SICK LEAVE FOR FMLA LEAVE.
i
ARGUMENT III . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
THE PELRB DECISION ON THE MERITS IS CORRECT AND IS AMPLY SUPPORTED BY THE EVIDENCE.
A. The PELRB finding of a past practice is amply supported by the evidence. The existing practice whereby employees were allowed to elect which form of paid leave they would substitute for FMLA leave, was well established by the documentary evidence and the testimony of the Union’s witnesses. The Town offered no evidence to rebut or contradict the evidence presented by the Union.
B. It was proper for the PELRB to consider the evidence concerning all of the persons listed on Union Exhibit #2.
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
CERTIFICATION OF SERVICE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
ii
TABLE OF CASES
Cases
Appeal of Alton School Dist., 140 NH 303 (1995) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Appeal of Department of Safety, 155 NH 201, 210 (2007) . . . . . . . . . . . . . . . . . . . . . . 26
Appeal of Gallant, 125 NH, 832 (1984) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .13
Appeal of Town of Pelham, 124 NH 131 (1983) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
Buyer v. Abundant Life Farm, Inc., 127 NH, 345 (1985) . . . . . . . . . . . . . . . . . . . . . . . 13
Edelman v. Lynchberg College, 525 US 106 (2002) . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
MBC, Inc. V. Engel, 119 NH 8, 12 (1979) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
Miller v. Amica Ins. Co., 152 NH 117 (2007) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, 21
Peterson v. Wichita, 888 F. 2d 1307 (10th Cir. 1989) . . . . . . . . . . . . . . . . . . . . . . . . . . 15
Roberts v. General Motors Corp., 140 NH, 723, 729 (1996) . . . . . . . . . . . . . . . . . . . . 16
Royal Oak Realty Trust v. Mordita Realty, 142 NH 578, 581 (2001) . . . . . . . . . . . . . . 21
Tech-Built 153 v. Va Surety Co., 153 NH 371 (2006) . . . . . . . . . . . . . . . . . . . . . . . . . 21
Tuttle v. NH Medical Malpractice Joint Underwriting Assn., ___ NH ___, Case No. 2009-555 January 28, 2010 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
Williams v. N.Y. City Housing Auth., 458 F. 3d 67 (2nd Cir. 2006) . . . . . . . . . . . . . . . 15
iii
TABLE OF STATUTES AND AUTHORITIES
NH Revised Statutes Annotated
RSA 273-A:5(h) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
RSA 273-A:1 et seq . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5,6
RSA 273-A:5, I (h) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
RSA 273-A:7, III . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
RSA 273-A:5 and 273-A:6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
RSA 273-A:6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
RSA 273-A:6, VII . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9, 10
RSA 273-A:6, II . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
RSA 273-A:5(h) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
RSA 273-A:6,VI (a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
RSA Ch. 273-A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
RSA 273-A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
UNITED STATES CODE
29 USC Sec. 2612 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
iv
COUNTER STATEMENT OF THE QUESTIONS PRESENTED
1. Was there evidence before the Public Employee Labor Relations Board to support itsfinding that the Town’s attempt to control the sequence in which employees used their paidleave, prior to using unpaid FMLA leave, was a unilateral change in the existing terms andconditions of employment which violated the Collective Bargaining Agreement?
2. Is the Town’s argument concerning the availability of sick leave under Article 20 of theCollective Bargaining Agreement irrelevant to the case, because the Town’s actions thatwere complained of did not prohibit the use of sick leave for the care of another? TheTown still required the employees to use all paid leave, both sick and vacation, prior totaking unpaid FMLA leave, and the Town only sought to control the sequence in whichsick leave and vacation leave were used.
STATEMENT OF ADDITIONAL FACTS AND THE CASE
1
On July 22, 2008, the Board of Selectmen of the Town of Pittsfield issued a memorandum
which purported to “correct” a “misinterpretation” of the Collective Bargaining Agreement
between the Pittsfield Town Employees, (hereinafter the Union), and the Town of Pittsfield,
(hereinafter the Town). The Selectmen, in their memorandum, announced a new policy.
Employees who sought leave under the Family Medical Leave Act (hereinafter FMLA) and were
required to substitute their paid leave as provided in Article 26 of the Collective Bargaining
Agreement (hereinafter CBA) would now have to first substitute their accumulated vacation leave,
and after the vacation leave had been exhausted would then be required to substitute accumulated
sick leave before receiving unpaid leave under the FMLA.
The Union, through Police Sargeant Richard Walter, filed a grievance. The grievance
alleged that the new policy enunciated in the memorandum amounted to a unilateral change in
the terms and conditions of employment which violated the CBA. The new policy changed
existing practice under the CBA: that employees could choose the sequence in which they
substituted either sick or vacation leave. The grievance was denied by the Selectmen in a letter
dated August 13, 2008, received by Mr. Walter on August 14, 2008. (Union Ex. 4, Certified
Record 84). (Hereinafter references to the Certified Record will be CR and the page number).
The Union then submitted a request for arbitration to the Public Employee Labor
Relations Board on August 20 and 21, 2008. (Union Ex. 5, Union Ex. 6, CR 86 and 87 and Town
Ex. 1, CR 88). The CBA provides in the grievance procedure, Article 11, Step 5, that the
grievance shall be submitted in writing to the Public Labor Employee Relations Board,
2
hereinafter PELRB. (Union Ex. 3, CR 45).
On September 2, 2008, the Public Employees Labor Relations Board through its hearings
officer, Douglas E. Ingersoll, rejected the grievance stating that the PELRB had no jurisdiction to
hear a step in the grievance procedure, because the PELRB’s jurisdiction was limited to unfair
labor practice complaints. Hearings Office Ingersoll specifically rejected jurisdiction based upon
the quoted language from the CBA. (Town Ex. 2, CR 89).
The Union then filed an unfair labor practice complaint dated October 28, 2008. (PELRB
Ex. 1, CR 1). The Unfair Labor Practice Complaint (hereinafter ULP) challenged the new policy
as a unilateral change in existing working conditions made by the employer, the Town of Pittsfield,
without negotiation. The ULP challenged the application of the new policy to an employee, James
Girard, and also requested that the PELRB rule on the validity of the grievance procedure.
The Town of Pittsfield failed to file a timely response. Counsel for the Town of Pittsfield
asked for the assent of counsel for the Union to file a late Answer. That consent was given.
(PELRB Ex. 4, CR 9). The Town of Pittsfield then filed an Answer which alleged, in part, that the
grievance procedure was illegal and further alleged that the submission of the grievance was
untimely. (PELRB Ex. 6, CR 11, 12).
A hearing was held on March 17, 2009. The PELRB properly framed the issue in its
decision: that the Town’s attempt to control the sequence in which paid leave was substituted for
FMLA leave was at issue as an alleged unilateral change in existing practice. (CR 128).
The Union presented evidence of seven instances over the previous three-year period,
beginning in 2005, where employees had been allowed to use sick time in association with the birth
of a child. The Town produced no evidence of any employee, prior to Mr. Girard, being denied
3
the use of sick leave for taking time to deal with the birth of a child.
After the hearing, and the submission of Post-Hearing Briefs, the PELRB found that the
Town had committed an Unfair Labor Practice by changing the terms of employment unilaterally
and imposing the new terms on an employee, Mr. Girard. The PELRB also ruled that the existing
grievance procedure was unworkable. After a series of post-hearing Motions and confirmation by
the PELRB this Appeal followed.
4
SUMMARY OF THE ARGUMENT
The PELRB had jurisdiction to hear this matter as an Unfair Labor Practice Complaint.
RSA 273-A:5(h). The PELRB found that the Town had made a unilateral change in past practice
which violated the CBA. Once the PELRB found the change in practice was a ULP, any
implementation of that practice had to be reversed.
The FMLA permits an employer to require the employees to substitute their paid leave for
unpaid FMLA leave. The Town chose to do that and negotiated the requirement into the CBA.
The contract language regarding the use of the FMLA is clear. Article 26, Section 5 mandates that
an employee who wishes to utilize leave under the FMLA must first utilize all of his paid leave,
both sick and vacation.
The Town’s argument concerning the availability of sick leave is not relevant to this case.
The Town, in its new policy, did not attempt to prevent the employees from substituting their paid
sick leave for FMLA leave for the purpose of caring for a family member. The Town still required
substitution of all paid leave, vacation leave and sick leave before use of unpaid FMLA leave. The
Town was trying to govern the sequence in which leave was taken, requiring vacation leave to be
taken before sick leave. The Town was not trying to prevent the substitution of sick leave for
FMLA leave.
The Town’s argument on timeliness is not well taken. The CBA did not to have a
workable grievance procedure; therefore, the only available path for resolution of the difference
between the parties in this matter was a ULP. The resolution of this matter through a ULP is
appropriate and accomplishes the purpose of the Public Employees Labor Relations Act, RSA
5
273-A:1 et seq, which is a remedial statute and should be construed liberally to achieve its purpose.
The ULP was timely filed. Even if the Court were to hold the parties to the seven-day
requirement for providing written notice to the PELRB, the Union did that, and the subsequent
procedural difficulties do not defeat the fact that the Union complied with the terms of the contract
by submitting the matter to the PELRB in writing within seven days.
There was ample evidence to support the ruling of the PELRB. The Union produced
documentary and testimony evidence to establish that the employees, until July 22, 2008, had been
allowed to utilize sick time in conjunction with the birth of a child and had been allowed to elect
the sequence in which they would substitute paid leave for unpaid FMLA leave. The Town
produced no evidence to the contrary. The PELRB’s decision is properly supported by the
evidence, correctly applies the law, and should be affirmed by this Court.
6
ARGUMENT
I. THE PELRB HAD JURISDICTION TO RULE THAT THE NEW POLICYCONSTITUTED A VIOLATION OF THE CBA AND THAT ITS APPLICATION TOAN EMPLOYEE, MR. GIRARD, VIOLATED THE CBA.
A. This matter came before the PELRB as an Unfair Labor Practice Complaint. ThePELRB had jurisdiction to rule on the ULP.
Any breach of a CBA is an unfair labor practice. RSA 273-A:5, I (h). The Union
submitted a ULP alleging that the Town violated the CBA. The breach took place July 22, 2008.
The Complaint was filed on October 29, 2008. (PELRB Ex. 1, CR 1-2). The Complaint is well
within the six-month statute of limitations. RSA 273-A:7, III; Appeal of Alton School Dist., 140
NH 303 (1995). The ULP filed by the Union in this matter raised three issues for determination
by the PELRB. First, that the attempt by the Town to control the sequence in which paid leave
was substituted for FMLA leave was a unilateral change in the terms and conditions of
employment created under the CBA and made without negotiation. Therefore, it violated the
CBA. Second, that the application of the unlawful policy to an employee was wrongful. (PELRB
Ex. 1, Paragraph 12, CR 5). Third, that the PELRB rule on the legitimacy of the grievance
procedure in the CBA. (Id At Paragraph 15, CR 5).
The Town argued in its Answer to the ULP that the grievance procedure is unlawful.
(PELRB Ex 6, CR 12). The PELRB ruled that the Town was correct, the grievance procedure is
unworkable or unlawful. Since the grievance procedure was unlawful, the only way the dispute
between the parties could be resolved was through the ULP.
7
The PELRB ruled consistently throughout this matter that the grievance procedure
negotiated by the parties in their CBA was not workable or lawful. When Laura Hainey brought
this matter to the PELRB, in writing, requesting a determination by the PELRB or a PELRB
appointed arbitrator, the matter was rejected by the PELRB. Hearings Officer John Ingersoll
ruled on September 2, 2008, that the statutes did not allow the PELRB to hear this matter as
provided in the CBA fifth step of the grievance and referred the Union to the statutory procedures
for ULPs. (Town Ex. 2, CR 89). The Union complied with the PELRB Order and brought the
ULP, wherein it requested the PELRB rule on the issue of the workability of the grievance
procedure in addition to the merits of the ULP. The PELRB did rule in its decision on the merits
that the grievance procedure in the parties’ CBA was unworkable because its provision was
contrary to the statutory provisions governing the PELRB.
The grievance procedure provides in its fifth step that “...the Union may submit the
grievance in writing to the Public Employees Labor Relations Board (PELRB) within seven
calendar days if (sic) the receipt of the written decision...”. (CR 45). It goes on to say, “...the
PELRB shall respond in writing with its decision within 30 calendar days...”. The PELRB
finding that the grievance procedure is unworkable is correct. The grievance procedure provides
for a written submission to the PELRB of the grievance within seven calendar days. The
statutory scheme created by the Legislature does not provide for the PELRB to hear grievances or
to act as a final arbitrator on a grievance. The PELRB’s jurisdiction to rule on breaches of CBAs
is limited to hearings on ULPs. (RSA 273-A:5 and 273-A:6). The CBA further requires that the
PELRB render a decision within 30 days. That provision is clearly contrary to statute, even in the
context of a ULP. RSA 273-A:6 provides that the PELRB shall hold a hearing within 45 days
8
and that a decision thereon shall be rendered within an additional 45 days. The CBA provision
does not provide for a hearing by the PELRB and does not allow time for the normal pre-hearing
procedures. It requires a decision in a time frame that is contrary to the statute. In addition to
that, the time limitation of seven days is contrary to the 6-month statutory provision. (RSA 273-
A:6, VII). The grievance is unworkable because it provides an improper format for submission of
the matter to the PELRB. It attempts to impose time limits upon PELRB action which are
contrary to those set forth in the statutes and it requires the rendering of a decision by the PELRB
without the appropriate procedures provided for in RSA 273-A:6, II and the rules of the PELRB.
The Town argues in its Brief that the grievance procedure was not unworkable and that all
the Town had to do was file a ULP within seven days of the violation or within seven days of the
Selectmen’s decision. The Town’s position ignores the language of the CBA.
Like all of the Town’s arguments in this matter, for the Town’s position to prevail,
language would have to be added to the CBA.
The CBA says nothing about the filing of a ULP. The Town argues that this was “all the
Union had to do”. However, the parties, when negotiating the CBA, did not provide for the filing
of a ULP if they were not able to resolve the matter. The Town now urges the Court to insert or
to impute the words, “By filing an Unfair Labor Practice” into Step 5 of the grievance procedure.
The Town’s request that the Court insert or impute language the parties did not put into the
contract is inappropriate. This Court interprets contracts based on the common meaning of the
language used by the parties in the contract. Miller v. Amica Ins. Co., 152 NH 117 (2007). The
final step of the grievance procedure as written by the parties is unworkable or unlawful. The
Town may not now ask the Court to rewrite the contract.
9
If the Court were to accede to the Town’s argument that language can be added or
imputed to the CBA to say that the submission of the grievance to the PELRB at Step 5 of the
grievance procedure (CR 45) means that a ULP should be filed, the grievance procedure still
remains unworkable and unlawful.
By statute, the ULPs may be filed within six months of the violation. (RSA 273-A:6 VII).
The CBA, if read to mean the filing of a ULP at Step 5, is in conflict with the statute. The CBA
limits the time for filing to seven days. The Town argues that the seven-day limit created in the
CBA is a jurisdictional bar to action by the PELRB. The Town attempts to ignore the conflict
between the statute and the purported language of the CBA by saying that nothing in the statute
forbids the parties to a CBA from agreeing on a shorter time limitation for the filing of a ULP.
(Town’s Brief, Page 9).
However, a more appropriate question is, does anything in RSA 273-A empower the
parties to a CBA to create their own statute of limitations and divest the PELRB of the jurisdiction
granted to it by the Legislature? RSA CH 273-A creates a comprehensive scheme governing labor
relations in the public sector. It is a remedial statute. (See Argument II B below). It vests broad
authority in the PELRB. Nowhere does it provide for revision of the statutory provisions by
employees or collective bargaining representatives. A seven-day limitation period for a party to
file a ULP would have to fail because it is in conflict with the statute. Such a provision, if read
into the CBA, would be further evidence that the grievance procedure is unworkable.
The PELRB had jurisdiction of the ULP under the statutory provisions. RSA 273-A:5(h).
The PELRB could find a violation of the CBA. It could order the Town to cease and desist from
10
maintaining the new policy, and to correct the damage to any employee created by the
implementation of the new policy.
B. Once the new policy is found to be a ULP, and the Town has been ordered to cease anddesist from implementing it, its application to an employee, Mr. Girard, must be reversed.
The Town argues in its Brief that the Town never mentioned the Girard grievance in the
ULP. That is not correct. Paragraph 12 of the ULP, as stated above, alleges that the Town
applied the new policy to an employee and deprived him of leave. That employee was Mr.
Girard. (PELRB Ex. 1, CR 5).
Mr. Girard is entitled to relief in the ruling on the ULP. If the Town’s new policy was
unlawful, then the application of the unlawful policy to any employee must perforce be unlawful.
The Town attempted to argue both sides of this question. In its Answer to the ULP, it argued that
there was no violation because no employee had yet been harmed. (PELRB Ex 6, CR 12). Then
the Town argued before the PELRB, that because no separate complaint had been brought on
behalf of the individual employee, he was not entitled to relief from the Town’s unlawful action.
The Town attempts to substitute legal legerdemain for fairness and common sense. If the new
policy is illegal, and the Town used that policy to the detriment of an employee, then the employee
should be made whole. The new policy was unlawful and had to be rolled back. Its use to deprive
an employee of his benefits under the CBA also has to be rolled back. The PELRB has the
authority to do so.
11
When the PELRB receives an Unfair Labor Practice Complaint, whether ab initio, or as the
final step in a properly negotiated grievance procedure, the PELRB has the authority to order the
offending party to cease and desist from the action complained of in the Unfair Labor
Practice. RSA 273-A:6,VI (a). In the instant case, the PELRB found the new policy unlawful and
ordered the Town to cease and desist from using the new policy. The Town may not, then
continue to apply the unlawful policy to an employee and deprive him of benefits to which he is
entitled under the contract.
Mr. Girard is a member of the bargaining unit who was harmed by the new policy after
the challenge was made. He is entitled to relief as any other member of the bargaining unit
would be who was subsequently harmed by the unilateral change in working conditions. A
grievance was filed for Mr. Girard, but on the same day his grievance was denied by the
Selectmen, the PELRB told the Union that the language of Step 5 in the grievance procedure
would not allow the PELRB to hear the grievance, and the only avenue for relief was a ULP.
(Town Ex. 2, CR 89; Town Ex. 5, CR 94). The Union then filed a ULP challenging the change
in policy and its application to an employee. (PELRB Ex. 1, CR 1-2). Mr. Girard was the
employee to whom the policy had been applied and he is entitled to the relief requested on his
behalf.
C. If the Court holds that the grievance procedure is workable and the seven-day limitationapplies, the matter was still properly before the PELRB. The language of the CBA, theintent of the parties, the purchase of the statute and public policy all support the jurisdictionof the PELRB to rule on this matter.
This matter came before the PELRB as a labor dispute within the scope of the Public
Employee Labor Relations Act, RSA Ch. 273-A. The Public Employee Labor Relations Act, RSA
12
273-A:1 et seq is a remedial statute. Like the Workers’ Compensation Act and the Employment
Security Act, it should be liberally construed in order to achieve its goal. Buyer v. Abundant Life
Farm, Inc., 127 NH, 345 (1985); Appeal of Gallant, 125 NH, 832 (1984). As a remedial statute,
RSA 273-A should not be interpreted in a mechanistic fashion if doing so
would defeat the statute’s purpose. Buyer v. Abundant Life Farm, Inc., Supra.AT 348; Appeal of
Gallant, Supra.AT 835. The purpose of the Public Employee Labor Relations Act is to foster
harmonious relations between public employees and public employers and to provide for
peaceful resolution of disputes through the PELRB. (RSA 273-A, Statement of Policy). In this
case, the parties have a dispute as to the meaning of the CBA. The only available forum to resolve
it is the PELRB. If the parties to a CBA cannot resolve the differences as to its meaning through a
workable mechanism, then the CBA itself becomes meaningless. Appeal of Town of Pelham, 124
NH, 131 (1983). The purpose of the statute would be frustrated.
The Town urges a tortured, mechanical approach. It wants this Court to insert the words,
“by bringing an Unfair Labor Practice Complaint” into Article 11, Step 5 of the CBA. (CR 45).
Then, the Town wants the Court to rule that the submission of the grievance in writing within the
seven-day time limit, that was later withdrawn at the direction of the PELRB so that an Unfair
Labor Practice Complaint could be filed, did not meet the requirement of the CBA for a
submission in writing. The Town further wants the Court to rule that the ULP which was filed
within the statutory time frames after the PELRB rejected the original submission is not acceptable
either, and that the Union had, and has, no remedy.
The result desired by the Town is not supported by the language of the CBA. It is
contrary to the manifest intention of the parties to the CBA. It would frustrate the remedial
13
purpose of the Public Employee Labor Relations Act and would be contrary to the general public
policy of New Hampshire as established by the Legislature and the decisions of this Court.
The parties to this CBA intended by the language of the grievance procedure that the
PELRB would make a final and binding decision upon the parties in the event that they could not
resolve the dispute themselves. Although the mechanism that the parties created was flawed and
unworkable, it was their intention to have the PELRB be the final arbiter of any dispute. With that
intention, the Union initiated the grievance procedure laid out in the CBA. When the grievance
reached Step 5 and the parties could not agree, the Union attempted to submit the matter to the
PELRB.
The CBA provides seven days for the Union to take the next step after receipt of the
decision of the Selectmen. (See Union Ex. 3, Article 11, Step 5). On the sixth and again on the
seventh day after receipt of the denial of the grievance by the Selectmen, Laura Hainey
submitted her request to the PELRB. Ms. Hainey’s filing brought the matter to the PELRB, in
writing, for the purpose of having the PELRB provide the parties with final, binding
resolution. Ms. Hainey’s filing met the deadline established by the CBA. (Union Ex. 5, CR 86;
Town Ex. 2, CR 89).
The CBA does not specify the form in which the appeal to the PELRB at Step 5 shall be
done. It simply says that the grievance may be submitted “in writing to the PELRB within seven
calendar days of (sic) the receipt of the written decision.” (CR 45). The Union did submit the
matter in writing to the PELRB within seven days of the decision rendered by the Selectmen and
requested the appointment of an arbitrator. The Union complied with the contract. The
14
subsequent difficulties arose because the CBA relied on the PELRB to act as final arbiter in a
manner that was contrary to the statute. The administrative and procedural difficulties do not alter
the fact that this matter reached the PELRB within the time limits provided by the CBA.
The timeliness of the filing is not altered or changed by the subsequent ruling concerning
the form of the filing. Once a matter has been brought to the court or agency which will act as
trier of fact, then the matter is within its jurisdiction and the agency or court may make such orders
and take such actions as are appropriate.
New Hampshire courts freely allow amendments to pleadings. The New Hampshire
position is consistent with the Federal law. In Federal court, it is anticipated that trial will
eventually take place on the basis of the amended Complaint rather than the initial Complaint.
The Equal Employment Opportunity Commission established early in its history that a
complaint, even if defective, which was brought within the short statute of limitations would be
sufficient to meet the statutory deadline and then the Complaint could be put into proper form.
That position has been maintained, Edelman v. Lynchberg College, 525 US 106 (2002),
upholding the EEOC’s regulation that an unverified, timely complaint can be verified after the
statutory time limit has passed and the verification will relate back to the date of the initial filing.
See also Peterson v. Wichita, 888 F. 2d 1307 (10th Cir. 1989). The Federal courts have made
similar rulings concerning amendments of substance and of form. Williams v. N.Y. City
Housing Auth., 458 F. 3d 67 (2nd Cir. 2006); See generally 42 USCS 2000e-5 at n. 160 and n.
168.
The fact that the request for an arbitrator was withdrawn prior to the submission of the
Unfair Labor Practice Complaint does not terminate the grievance. When the PELRB said the
15
CBA provision was ineffective and it could only hear the matter in the form of an Unfair Labor
Practice Complaint as provided by statute, then it was appropriate to put the matter before the
PELRB in a manner that complied with the statute. Then a decision could be rendered by the
PELRB. Compliance with the PELRB’s order is legitimate and appropriate. It effectuates the
intention of the parties that any disagreement between them would be resolved by the PELRB.
The policy of this state, as established by both the Legislature and the Court, is to allow
diligent litigants to have an opportunity to be heard on the merits of their claim rather than to be
barred by technical or formal matters. Roberts v. General Motors Corp., 140 NH, 723, 729
(1996). New Hampshire law provides that if a matter is brought to Court within the statute of
limitations and is subsequently dismissed without a hearing on the merits, the Plaintiff may bring
the case back to court within a year of the dismissal as long as the dismissal was for form and not
substance. RSA 508:10. This Court has ruled that the savings statute provides,
“...a plaintiff who brings a suit based on a cause of action before the statutory limitation expires and has his law suit dismissed on grounds other than an adverse determination on the merits after the statutory period has elapsed may bring a new suit on the same cause within a year...even though the statute of limitations...has run.” MBC, Inc. v. Engel, 119 NH 8, 12 (1979).
If a case has been brought in a timely fashion, the fact that it is dismissed on technical or formal
grounds will not bar its revival.
The Legislature and the Court have maintained that policy. The Court has said, “...(W)e
make every effort to reach a judgment on the merits to achieve the ends of justice unobstructed
by imaginary barriers of form.” (Citation omitted). “...we will continue to focus on ‘what justice
requires’ and not ‘mere form.’”. Roberts v. General Motors Corp. Supra AT 140 NH 729 (1996).
16
This issue reached the PELRB in a timely fashion. Then, upon order of the PELRB, the
original filing was withdrawn and a new filing, in proper form for the PELRB to render a decision,
was submitted. The decision of the PELRB to take jurisdiction and rule on the dispute is correct.
It is properly based on the language used in the CBA and the manifest intention of the parties to
have their dispute resolved by the PELRB. The decision is consistent with, and properly serves,
the remedial purpose of the statute. It is consistent with the general public policy of the State to
allow parties to have their disputes resolved through a hearing on the merits rather than to be
frustrated by slavish adherence to matters of rigid form. The PELRB’s decision is appropriate on
all points and should be upheld.
17
ARGUMENT
II. THE TOWN’S ARGUMENT, BASED UPON ARTICLE 20 OF THE CBA, IS NOT RELEVANT BECAUSE THE TOWN DID NOT SEEK TO PREVENT THE SUBSTITUTIONOF SICK LEAVE BY EMPLOYEES FOR FMLA LEAVE. THE TOWN ATTEMPTED TOCONTROL THE SEQUENCE IN WHICH PAID LEAVE WOULD BE USED ANDREQUIRED THE EMPLOYEES TO FIRST USE THEIR VACATION LEAVE THEN USETHEIR SICK LEAVE IN ORDER TO BE ENTITLED TO USE FMLA LEAVE. THE TOWNSTILL REQUIRED THE SUBSTITUTION OF SICK LEAVE FOR FMLA LEAVE.
The Family Medical Leave Act, 29 USC Sec. 2612, allows an employer to require his
employees to substitute paid leave for FMLA leave. The Act provides:
“...an employer may require the employee, to substitute anyof the accrued paid vacation leave, personal leave or medical or sick leave of the employee for leave provided under Subparagraph (C) or (D) of Subsection (a)(1) of this Section for any part of the 12-week period of such leave.” 29 USC Sec. 2612 Subchapter I (a) 2 (B Serious Health Condition).
Subparagraph C referred to in the Act provides that an employee shall be entitled to a total
of 12 weeks of leave in order to care for the spouse, or son, or daughter, or parent of the employee
if such spouse, son, daughter or parent has a serious health condition. 29 USC Sec. 2612
Subchapter I (a) 1 (C). The Town decided to take advantage of the authority granted by the
statute. It requires employees to substitute paid leave for FMLA leave. The Town wrote that
requirement into its personnel policies and also negotiated it into its CBAs. (Union Ex. 4, CR 84
and Town Ex. 5, CR 94).
The Town has required, and the Union has agreed, in the CBA to substitute sick and
vacation leave for FMLA leave. Article 26, Section 5, “Substitution of paid vacation time and
sick leave”:
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A.“An employee will be required to substitute all unused paid vacation and all unused paid sick leave first for FMLA taken for a reason prior to any unpaid leave being taken.”
B. “When an Employee has used his or her unused paid vacation and unused paid sick leave for a portion of family/medical leave, the Employee may request an additional period of unpaid leave to be granted so that the total of paid and unpaid leave provided equals 12 weeks.” (Union Ex. 3, CR 57).
The Town argued before the PELRB, and continues to argue before this Court, that there
is a contradiction between Article 20 and Article 26, Section 5, or, in the alternative, that Article
20 must govern over Article 26, Section 5. Only those employees who are entitled to sick leave
under Article 20 can substitute sick leave for FMLA leave.
However, that is not what the dispute in this matter is about. That is not the position the
Town took with the employees. The Town’s change in policy only sought to control the
sequence in which paid sick leave and paid vacation leave are substituted for FMLA leave. The
Selectmen’s memo of July 22, 2008, which triggered this controversy says,
“...it is the Board’s intent and purpose of this policythat an employee seeking FMLA compensation exhaustunused paid vacation time before utilizing unused sicktime.” (CR 263).
The Selectmen did not seek to prevent or eliminate the use of paid sick leave prior to the taking of
FMLA leave. They sought to force the employees to use vacation leave before they used sick
leave. That initial position of the Selectmen has been maintained throughout this matter in the
Town’s dealings with the employees. Mr. Girard testified that it was the sequence of leave that
was at issue. (TR 53, L 5-11). The letters denying the grievances filed by Detective Walter on
19
behalf of all Union members, and the later grievance on behalf of Mr. Girard, after recitation of the
FMLA conclude by saying that the employees will have to first use vacation leave and then sick
leave. (Union Ex. 4, CR 84; Town Ex. 5, CR 94). The memo from Mr. Skowron to the
employees on June 30, 2009, still maintains the same position of the Town. He describes the
July 22, 2008 memo of the Selectmen as controlling the sequence for the utilization of sick leave
and vacation time for family medical leave purposes. (CR 264). From the beginning of this
controversy until the end of this controversy the Town’s position in dealing with its employees has
been the same. It is trying to control the sequence, not the availability of the use of medical leave
prior to the utilization of unpaid leave under the Act.
Despite the Town’s consistent position in dealing with the employees that it was
controlling only the sequence of leave, the Town has argued to the PELRB and to this Court that
the employees are not entitled to family medical leave. That argument is not apropos to the facts
of this matter. The Town’s argument concerning the right to use sick leave, or substitute sick
leave, for FMLA leave is completely different from what the Town did in this matter and is,
therefore, not relevant.
The Town has not sought to change the terms of the CBA requiring that sick leave be
substituted for unpaid FMLA leave. It has only sought to control the sequence despite its
arguments to the PELRB and to this Court. Since the Town is not actually trying to eliminate the
use of sick leave and, in fact, still requires the substitution of sick leave for FMLA leave, the
arguments concerning the appropriateness of the use of sick leave, as provided in Article 20, are
not relevant to this case.
20
The Court does not have to resolve any issues concerning the entitlement of the employees
to sick leave when substituting for FMLA leave because the Town has not prohibited the
employees from substituting paid sick leave for FMLA leave.
If the Town had sought to prohibit the substitution of sick leave for FMLA leave, it could
not have done so because of its agreement in Article 26. The language is clear. When FMLA
leave is sought, the employee is required to first use all of his paid leave, both sick leave and
vacation leave, before being allowed to use unpaid leave. The terms of this provision are written in
simple, declarative sentences. There are no qualifiers or limitations. All unused paid sick and all
unused paid vacation leave must be utilized before the employee may take unpaid leave under the
FMLA. There is no provision that vacation leave must be used before sick leave. There is no
reference to Article 20, nor is there any qualification stating the employee must be entitled to use
the sick leave under Article 20.
If the parties to the CBA wanted to limit the use of sick leave under FMLA to leave taken
for the illness of the employee, him/herself, as provided in Article 20, they could have said so.
They did not. Once again, the Town urges the Court to add language to the contract so that the
Town’s position may prevail. However, the Court interprets a contract using the language
chosen by the parties when the contract was made. “...(the Court generally discerns the parties’
intent from plain meaning language used in contract.)” Tuttle v. NH Medical Malpractice Joint
Underwriting Assn., _____NH _____, Case No. 2009-555, decided January 28, 2010; Miller v.
Amica Ins. Co., Supra; Accord Tech-Built 153 v. Va Surety Co., 153 NH 371 (2006). Language
is given its normal, common meaning. Royal Oak Realty Trust v. Mordita Realty, 142 NH 578,
581 (2001).
21
The language of Article 26, Section 5 is clear and complete. It sets out the parties’
comprehensive agreement on the substitution of paid leave for FMLA leave. It makes no reference
to Article 20. It has no proviso that the sick leave which the employees are required to substitute
for FMLA leave must believe that they would be entitled to use under Article 20. The employer,
the Town, has made the decision to require the employees to use that leave and the employees,
through the Union, have agreed to do so. The provisions of Article 20 are simply not relevant to
the case at bar.
22
ARGUMENT
III. THE PELRB DECISION ON THE MERITS IS CORRECT AND IS AMPLYSUPPORTED BY THE EVIDENCE.
A. The PELRB finding of a past practice is amply supported by the evidence. The existingpractice whereby employees were allowed to elect which form of paid leave they wouldsubstitute for FMLA leave, was well established by the documentary evidence and thetestimony of the Union’s witnesses. The Town offered no evidence to rebut or contradictthe evidence presented by the Union.
A telling piece of evidence that the Town was changing an existing practice governing
conditions of employment is the issuance of the July 22, 2008 memorandum itself. (CR 263). If
there were no change in the way the Town was administering the CBA, then why was it necessary
to issue the memorandum of July 22 at all? One does not issue a memorandum to change a
practice unless one is changing the practice. The Town alleged in its Exhibit 5 and in Union
Exhibit 4 that the contract had been “misinterpreted” and that the memorandum was now clarifying
the meaning of the contract. In fact, the “misinterpretation” had been the universal practice in
administering both this CBA, the Town’s personnel policies, and other collective bargaining
agreements. (Union Ex. 2, CR 35; Union Ex. 4, CR 84; Town Ex. 5, CR 94).
The Town’s contention that both the CBAs and the Town’s personnel policy were being
“misinterpreted” does not withstand scrutiny. The memo itself acknowledges the existing practice
of using sick leave, at the employees’ discretion, to substitute for FMLA leave when it says that
the Town would not seek reimbursement “for sick time that has been utilized prior to the date of
this memo.” (CR 263).
23
The Town did not put forward a shred of evidence to support its contention that there was
no existing practice. The Town did not offer one example of an instance prior to July 22, 2008
where the contract had been “correctly” interpreted and an employee had been forbidden to
substitute sick leave for FMLA leave before substituting vacation leave.
The testimony of the Union’s witnesses and the exhibits provided by both the Town and the
Union establish a practice of employees utilizing both sick and/or vacation leave at the times of
childbirth to substitute for unpaid FMLA leave. Ms. Tedcastle’s testimony was clear and
unequivocal. She had taken leave at the time of her pregnancy. She utilized vacation leave and
sick leave interchangeably. (Transcript Page 68, Lines 5-21). (Hereinafter references to the
Transcript will be made as TR Page Number, L Number.) She utilized sick leave well after her
period of disability. Ms. Tedcastle testified on cross examination that the normal period of
disability for pregnancy was six weeks. (TR 72, L. 13-14). The record shows that she used sick
leave for the first four weeks of her time out of work. She used vacation leave in her fifth week
and then returned to using sick leave past the period of disability and subsequently vacation leave.
(Union Ex. 2, CR 35). Ms. Tedcastle confirmed that both she and another employee, Kristen
Ahearn, used sick leave and vacation leave interchangeably, at their own discretion. Both Ms.
Tedcastle and Mr. Girard testified that this was how it had always been done by the employees.
Sgt. Cain had used both kinds of leave when his children were born. (TR 69, L 5; Union Ex. 2,
CR 35).
Union Exhibit #2, CR 35, further establishes that from 2005 - July, 2008, seven people
employed by the Town utilized leave at the time of the birth of a child. Ms. Tedcastle testified
about several of these employees including Ms. Ahearn, who was under her supervision, Sgt. Cain,
24
Mr. George, and Mr. Webber. (TR 70, L 4-12).
Mr. Girard also testified about other employees who had used sick time at the time of the
birth of their children and illness or disability to the wife who gave birth. Union Exhibit #2, CR 35,
contains a notation that Ms. Kitson used a lot of sick time leave during her mid and late pregnancy
so she “chose” to use the two hours of sick leave a week while she was “out” on leave to spread it
out. This is further evidence that the employees had discretion on how they would substitute their
paid leave for FMLA leave. The record including the spreadsheet generated by the Town (Union
Ex. 2), and presented to the PELRB by the Union, and the testimony of the witnesses established
that when the employees in the Town of Pittsfield took leave because of the birth of a child they
were allowed to substitute paid sick or paid vacation leave in the sequence they chose. Ms.
Tedcastle testified that she and Ms. Ahearn both used sick leave on some days and vacation leave
on other days depending on the work schedule and holidays. (TR 70, L 13 - TR 71, L 20). Ms.
Tedcastle testified that she assumed that Mr. Girard would have the same ability to use sick leave
first at his discretion. (TR 67, L 11-15).
The Town offered no evidence of any employees who had been denied the use of sick leave
at the time of the birth of a child. The Town simply argues that there should have been more
evidence placed on the Union’s side of the scales. However, such a conclusory statement does not
add weight to the Town’s side of the scale, nor does it rebut the Union’s evidence.
The Town is challenging the PELRB’s findings of fact and characterizing the challenge as
“a matter of law”. However, the Town is really challenging the PELRB’s findings of fact. The
question really is: was there sufficient evidence to support the PELRB’s ruling? The answer is
“yes”. The evidence before the PELRB was sufficient to establish a past practice even using the
25
criteria the Town relies on in the case of Exeter employees. The practice was well established.
Seven employees utilized sick leave from 2005 - 2008 until the change in policy. The practice was
consistent. There is no evidence of any employee being required to use vacation leave before sick
leave or being denied the use of sick leave prior to July, 2008.
The practice by its nature, will not be explicitly, mutually agreed upon. If it were explicitly,
mutually agreed upon, then it would be part of the CBA or an addendum to the CBA.
However, the behavior and knowledge of the parties concerning a past practice can establish that it
was known to, and accepted by, both parties to the CBA. In the instant case, the use of leave had
to be approved by supervising and managing authorities. (Town Ex. 4, CR 93). The Town’s
management tracks and records the use of the sick leave and keeps the personnel records of all the
employees utilizing leave. Management is also responsible for the computation of the leave that
was taken and the leave remaining. Management’s role is similar to that of the Department of
Safety as described in Appeal of Department of Safety, 155 NH 201, 210 (2007). The
substitution of both sick and vacation leave for FMLA leave was known to the Town. There is no
evidence of any issue or dispute between the Town and the Union prior to the Town’s change in
policy in July, 2008.
Both sides knew what the existing practice was through the requesting and using of leave,
the administering of the leave, and the keeping of the records of the use of leave. Both sides
acquiesced in and accepted the practice. Neither side sought to change it through negotiation.
The current CBA, Union Ex. 3, went into effect in January, 2008. No evidence was presented to
the PELRB that any changes in Article 26 were sought to alter the existing practice during
negotiations for the current CBA.
26
The evidence of an existing practice presented by the Union is overwhelming. On the
opposite side, there is only the cry of continuous pervasive mistake set forth in Mrs. Small’s
letters, Union Ex. 4, CR 84, and Town Ex. 5, CR 94; and the argument of “not enough” set forth
in the Town’s Brief.
The Town’s analysis in which it argues that the “quantum of evidence” presented to the
PELRB was insufficient is erroneous. The Town’s argument is skewed by their mistaken position
that the issue is entitlement to sick leave. Because of this error, they want to discount the evidence
of Ms. Tedcastle and Ms. Ahearn and Ms. Kitson and Ms. Marston because they were allegedly
the ones pregnant and giving birth and, therefore, entitled to use sick leave under Article 20 of the
CBA.
But the issue before the PELRB did not involve “entitlement” to sick leave. Article 26,
Section 5 requires the substitution of paid leave, both sick and vacation, for FMLA leave. The
Town’s actual position is that the employees are required to use all paid leave, sick and vacation,
to substitute for FMLA leave. That was the final statement in the letters from Mrs. Small denying
the grievances. (Union Ex. 4, CR 84; Town Ex. 5, CR 94). It was the initial position of the Town
when the change in policy was announced; CR 263, testimony of James Girard, TR 50, L. 5-11;
TR 53, L.15-18; and it remained the position of the Town at the end of this matter.
(Memorandum of Paul Skowan, CR 264). Therefore, the fact that the female employees had the
discretion to substitute either sick or vacation leave as they chose is just as relevant as the use of
sick or vacation leave by male employees. That evidence is clear. Prior to July, 2008 employees
had discretion to substitute vacation leave or sick leave for FMLA leave as they chose. The
Town’s action in July, 2008 was a significant and sharp change in existing practice. It was done
27
without negotiation and is therefore a violation of the CBA. The PELRB’s conclusion was correct
and should be confirmed by the this Court.
B. It was proper for the PELRB to consider the evidence concerning all of the personslisted on Union Exhibit #2.
The Town argues that the PELRB should not have considered evidence for those persons
who were not proved to be in the bargaining unit. The Town argues that only three people were
proven to be in the bargaining unit–Ms. Tedcastle, Ms. Ahearn, and Mr. Girard. The Town’s
argument is in error. The CBA of the Union covers police sargeants. (Union Ex. 3, CR 39). Sgt.
Cain is, therefore, a member of this bargaining unit. (TR 69, L 5-7). He substituted both sick and
vacation leave at the time of the birth of his children. (Union Ex. 2, CR 35).
It was proper for the PELRB to consider the evidence of all of the persons listed in Union
Exhibit #2. The Town has taken the position that both the Teamsters CBA and the Union CBA,
and the Town’s personnel policies were the same and that they all had been “misinterpreted” in the
same way. (Union Ex. 4; Town Ex. 5). Therefore, all the employees listed on Union Exhibit #2
were governed by the same language, either in a CBA or in the Town’s personnel policy. If they
were all allowed discretion in the use of sick leave rather than vacation leave to substitute for the
birth of a child, that is probative of a consistent, established, accepted practice for employees in the
Town of Pittsfield. The practice was not just consistent with members of this bargaining unit, it
was universal in the Town.
The obvious way for the Town to defeat the claim of existing past practice would be to
produce evidence of contrary practice to show that the practice was not consistent and was not
28
universal. The Town provided no such evidence. The PELRB had prior evidence of a clear, well
established, consistent practice which had been utilized by the parties across the board for all
employees, both those covered by the CBA and those not. The Town provided no evidence to the
contrary. The PELRB properly found, on the basis of overwhelming evidence, that an existing
past practice was in place which the Selectmen attempted to change in their memo of July 22,
2008.
CONCLUSION
The Public Employee Labor Relations Board had jurisdiction to hear this matter as an
Unfair Labor Practice Complaint. The PELRB’s decision is correct as a matter of law and well
supported by the evidence. The PELRB’s ruling should be affirmed.
Dated: March _______, 2010 Respectfully submitted,Pittsfield Town EmployeesLocal #6214Through and By Its Attorney
By: _________________________________ Emmanuel Krasner, Esquire, Bar #1396 Krasner Law Office
523 Main Street, PO Box 637Farmington, NH 03835603-755-2082
CERTIFICATION
I hereby certify that a copy of the foregoing was emailed this date to Thomas Flygare,Esquire, attorney for the Town of Pittsfield.
___________________________________Emmanuel Krasner, Esquire
29