branch cj .. ' i o· · 2016. 5. 11. · sf27s (rev. 0312000) 5 c.f.r part 2634 u.s. office of...

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SF278 0312000) 5 C. F.R Pa. rt 2634 Fonn Approved: Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT ONffi No . 3209-0001 U.S . Office of Government Ethics Date of Appointment; Candidacv. Election - Reporting Status ::, Calend!lrYear . . .': '. ..:.:.' Tennination Date (Jf Fee for Late l<'ilin£1 .. o _T_N....;,om_in_a_tio;...n-' · ('-U_o_"I_h;.... _}';_ea_r-'-) ___ -i(Check approprial8 ." .' . . Incumbent CJ .. ' Covered by Rep_ort . I X to .r ·. e . En : . No .• ..• . · .T .. . \. , •. ,.f ... r ., .•. ' ... - :.e_ .: . ; . e . ; ...• ' .·.... ....... . Tei:rilination';'!,:/P9Pfe) (MOnth,Uay, lear) Any individual who is required to . 1 ". 1 . ... --- --------- ..... .....- ----- ..... .. - .. "'!'I ... .... :.- : .. : to. be filed; or;jf an extension Reporting Individual's Name Vi/sack Thomas J. 30 d!lys.afierthe .. last <lay 6f'the filing extension period . ---------- .... , .... ,..-f shall be sUQject to 'a $200 fee. . Po. §ttion for Which Filing Secretary Department of Agriculture .. :. '.: Renortin1! Periods (Jlv:-;"u-m-b:-e-r , """:S;:'"tr-e-et-:- . -:::c;-:'"if'L:-.-:S=:-:'ta-l-e reporting oeriod is Location of Present Office 515-283-1000 the preceding calendar year except - (or forwarding address) .. 801 Grand Street, Suite 3900; Des Moines, IA 50309 Part II ofScheduleC and Part I of ' where YOU . must alSO'" '. ' .. e""'4-er-a-:-1--:-- . -, .... ""' :; -. _-_-_ .... _,..... _-_-_-_-_-_-_-_-_-_-_-_-_-___ - _-_-_-_-_- _-_-_-_-_- _-_':"" _-_-_-_- ... ... = ... ::=:: .. : .. :=:,.:. >= .. the filinp;year up to the the Preceding you PartII of Schedule P is not · Same as Above) appliCable. .' . .' . .. ' . ______ '.!':! . ... '" ______ --ITermination The reporting: 'Presidential Nominees Sub ied to ,:::C.!:,;ornm::,: · :..:.· :.:,;itt:,:::e:;,::e-::C::.,::o:..:.,:n::.,:s ," __ -........:..-____ ----l ·period begins at the' end -of the period Committee on Agriculture, Nutrition, and Forestry . ... · •. :: . : "': .' . ends .. . .. ....... ..... . ....... Pis not applicable, Signature of .' vale r MOnm. uay; rear) . . ' . .,', " LCERTIFY that the statements I have made orUhis form and all attached ..... /\ \ ,/ ri r schedules are true. comolete and correct 'l A. r.d -\.. '-l1 Jt--vL ,- 0 '1- 0 Cf Nominees. New Entrants and Candidates f()r President ; and Vice Ptesident: · .... . " to the bestofmy,knowledge. - ' . . .. . fo; . .. . _______ : . _ .; . .. _ .:' .. : .. _ :: __ ... _._ . . . .;..; •.. __ . __ . ....; : .. : ...... . ,,- ' __ ._ . .' ....; .. : ... " .....; . ----1 C) is . ' ........ . "-..,./ calendar.'Year av.qthe current cil¢ndar . year up to Value ' '.' .' (If desir(!d by assets as of any date- you chopse. that is ' •. agency) . . withi1l31days of the I-A -U!' ..... ce ..... fj"'"cv- · E--.,.tb ..... ic-s-o'""m""',,.-c-ia-'·-s ..... A-glen-c--:-::y •• l--:gO::-"ffj""' · I""c:-ia:-\ .,.... --..----- : "'" •.. : .-+ :" .. . ... On the basis .ofinfonnationcontained .. ' .... ". ... .. . .. ..... .. ' . .. ' .• .. in this report, I conclude.thattp,efiler is . J Schedule C. Part I cLiabilitiesJ- i)'icompliancewith applicib£elaws and A ' / G () t:i Thereporting.period is (subiect t9 comments ..... 7 ye<if .andthe currel')t·c .alendar ________ -b:-:----:-__ _____ ________ __ ----1year up to any date you choose thatis . Office of Government Ethics . rS""'ign=18:::,:tu""'re;:;.--._-:7 ... A-/-J', /'--__ _______ ..-fwithin 31 days of the date of filing; / It. -/ r--/ / Ie( / // C/ •. . Use Onlv " fLf/,L . lL __ L /17 / (Q j Arrangements)-Sbowanyagreements I-: C"o-m-m-e-:-n"':"'ts-o""":f"':'R::""e-v.,...ie-w .... · in .... . ...,. .. "-J .,, .. .. or qf :' . filing. ..- .'. .. (Check box if filing otension granted & indicate number of days ____ ) CJ (Check box if c6mments are continued on the reverse side) 0 Supersedes Prior Editions. Which Cannot Be Used. 278-112 Form Designed in Microsoft Excel 2000 is . .. .. years and .' the currenfcilendar year up to the"" , . date of fiIino-: . ' .. "..' Af!encvUse Onlv OGE-Use OnlY JAN -9 2009 NSN 7540-01-070-8444

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  • SF278 (R.~v. 0312000)

    5 C.F.R Pa.rt 2634

    Fonn Approved:

    Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT ONffi No. 3209-0001 U.S . Office of Government Ethics

    Date of Appointment; Candidacv. Election - Reporting Status ::, Calend!lrYear . . .': '. ..:.:.' ": ;; ;' :~'" Tennination Date (Jf ADDli ~ ' Fee for Late lJ""'lic-a-:b""'le""):-'-. ----------....,....,..-fshall be sUQject to'a $200 fee. . Po.§ttion for Which Filing Secretary Department of Agriculture .. :. ' . : Renortin1! Periods

    1-:-:....;...---....,.,-----..,...------+:M~d...,.re-s-s7 (Jlv:-;"u-m-b:-e-r,""":S;:'"tr-e-et-:-. -:::c;-:'"if'L:-.-:S=:-:'ta-l-e -a-n-:d-;::Z;-;IP;:;-;::C;-o-:de~)~' ------'i------::-...,..,-~-:T::::-e-:'le-~ru-;-h:-· o-ne,..N::-:-o-. ~';';ln-c-:'lud-;-e-A7"r-ea---;::C;-o..,.de-:)~------tlncumbents: ·The reporting oeriod is

    Location of Present Office 515-283-1000 the preceding calendar year except -(or forwarding address) .. 801 Grand Street, Suite 3900; Des Moines, IA 50309 Part II ofScheduleC and Part I of'

    Sch~i.&D where YOU. must alSO'" '. ' "P:-. o-sl""'·tj""'"on-(""'s)~.H~e""'1"""d""w""'ith""""'th""e""'. F=-.. e""'4-er-a-:-1--:--. -, .... ""':;-. ~T=it:;le=o:;f~P:os:·~l:-· tl:.;:;·..,.o=n(:s:)::..:a-n:d~·D~a:te:~(:~s)2H~e:l.:.d~ _-_-_ .... _,..... _-_-_-_-_-_-_-_-_-_-_-_-_-___ - _-_-_-_-_-_-_-_-_-_-_-_':"" _-_-_-_-_~ ...... = ... ::=:: .. : .. :=:,.:.>= .. :.::::: .:. ::::::::::::::::::::::~include the filinp;year up to the d~te Gov~mmen.tDuring the Preceding you fil~,· PartII of Schedule P is not· 12MQn:th~ : (IfN.0t Same as Above) appliCable. .' . .' ~ .' .

    ~.; ~., .. ' . I-~""' ______ ~~_--~~_~~-~_~_~~~_-:--!"!"'"'~_~~_-~~~~~~~-~~-:'!' '.!':!. '",,"':',,:,,"' ; :~.';-... '" _~~~~ ______ --ITermination FHer~: The reporting: 'Presidential Nominees Sub ied to ~N.:.:am=e;;,..;o:::.!f:....::C~o::.:;n=.:grce:::::ss~jo;:;:n::::a:!.1 ,:::C.!:,;ornm::,:·:..:.· :.:,;itt:,:::e:;,::e-::C::.,::o:..:.,:n::.,:s i~de:::r.:.:ii1:t:.ig'-!N.;.;o:::..:.m:..:..i::,:n.::.;at:;.;jo:..:.n:....· ," __ r=D:;.:;o;;,..;Y~ou~ln;.:;te:..:.n;.;::d...;to:;;..;:::C:.:.:re::;::a::.:te...:a;..,(~)=.:lua:..:.h::.· fi::;le;:.d.::D:-.,;.iv.:..:e:..:.rs~i:.:.fied.;,:::...T.:.;ru:.:;.::.·st'?:..:.. -........:..-____ ----l·period begins at the' end -of the period Senllt~C.ont1rmation Committee on Agriculture, Nutrition, and Forestry D~~: " ::'L:-~> ' .... · •. :. · 0~i;I)f::'t.r:·· o'... :: . :"': .' . ~~.i;~~:a~:':fo~~~~:~f~~..rW~~ ~d ends I-----------"!!!""---'--.----------~-----" ... -----....1-.-=:;;...--~:--.,·-......... ·.:·

  • SF27S (Rev. 0312000) 5 C.F.R Part 2634 U.S. Office of Government Ethics

    Thomas J. Vilsack

    Assets and Income

    BLOCK A

    or you, your spouse, and dependent children, report each asset held for investment or the production of income which had a fair market value exceeding $1.000 at the close of the reoort· ing period.. or which generated more than $200 in income durinf! the repOrting period. together with such income.

    yourself. also repOrt the source and actual ofeamed income exceeding $200 (other

    the U.S. Government). For your spouse, source but not the amount of earned

    of more than $1 ,000 (except report the acount of any honoraria over $200 of

    spouse).

    Airlines Common ---------------J~e~ & S~th:, .!l0m~t~.! Stat~ __

    USDA - Conservation Reserve Program in connection to Davis farm

    Commercial Office Building 1/2 interest, Mt. Pleasant, Iowa

    Prior Editions Cannot be Used.

    Valuation of Assets at close of

    reporting period BLOCKB

    --r=~-

    SCHEDULE A

    Income: tvoe and amount. If "None (or less than $201)" is checked. no other entry is needed in Block C for that item.

    BLOCKC

    Other Income (Specify Type & Actual

    Amount)

    $7,552.00

    spouse or

    2

    Date (Mo .. Dav.

    Yr.)

    Only if Honoraria

  • Sf278 (Rev. 0312000)

    5 C.F.R Part 2634

    mas J. Vilsack

    Assets and Income

    BLOCK A

    NoneD

    United States Savings Bonds

    US Bank Checking Account (J)

    US Bank Checking Account (J)

    Prior Editions Cannot be Used.

    Valuation of Assets at close of

    SCHEDULE A continued

    Income: tvoe and amount. lftlNone (or less than $201)" is checked. no other entry is needed in Block C for that item.

    Other Income (Specify Type & Actual

    Amount)

    spouse or

    3

    Date (Mo .. Day.

    Yr.)

    Only jf Honoraria

  • SF278 (Rev. 0312000) 5 C.F.R Part 2634 U.S. Office of Govemment Ethics

    Thomas J. Vilsack

    Assets and Income

    BWCKA

    NoneD

    US Bank Farm Checking Account

    Strategic Partnerships LLC Alexandria, VA

    Prior Editions Cannot be Used.

    Valuation of Assets at close of

    reporting period BLOCKB

    SCHEDULE A continued

    Other Income (Specify Type & Actual

    Amount)

    4

    $2,500 Director's Fee

    Date (Mo .. Dav.

    Yr.)

    Onlv if Honoraria

    05/17/2008

    08/13/2008

    12/2008

  • SfZ78 (Rev. 0312000) S C.F.R Part 2634 U.S. Office ofGovemment Ethics

    J. Vilsack

    Assets and Income

    BLOCK A

    NaneD

    Northwest Area Foundation St. Paul, Minnesota

    Harvard University Boston. Massachusetts

    Iowa Pharmacy Association Des Moines, Iowa

    Valuation of Assets at close of

    reporting period BLOCKE

    SCHEDULE A continued

    Income: tvoe and amount. If "None (or less than $201)" is checked. no other entry is needed in Block C for that item.

    BLOCKC

    Other Income (Specify Type & Actual

    Amount)

    $5.000

    $5,000 Honorarium

    Salary

    Salary

    5

    Date (Mo .. Dav.

    Yr.)

    Only if Honoraria

    05/30/2008

    03/13/2008

  • ~F278 (Rev. 03(2000)

    5 C.F.R Part 2634 U.S. Office of Govemment Ethics

    Thomas J . Vilsack

    Assets and Income

    BLOCK A

    Russell US Core Equity (RLlSX)

    Anheuser Busch Companies

    Chevron

    Diageo

    Emerson Electric

    Valuation of Assets at close of

    SCHEDULE A continued

    Other Income (Specify Type & Actual

    Amount)

    the spouse or

    6

    Date (Mo .. Day,

    Yr.)

    Only if Honoraria

  • SF278 (R.ev. 0312000) 5 C.F.R Part 2634 U.S. Office ofGovemmcnt Ethics

    homas J. Vilsack

    Assets and Income

    BLOCK A

    NoneD

    Account co ued: Pepsico

    Southern Company

    Vectren Corp

    Prior Editions Cannot be Used.

    Valuation of Assets at close of

    SCHEDULE A continued

    Other Income (Specify Type & Actual

    Amount)

    spouse or

    7

    Date (Mo .. Dav.

    Yr.)

    Only if Honoraria

  • SF 278 (Rev. 0312000)

    5 C.F.R Part 2634 Do not Complete Schedule B if you are a new entrant, nominee, Vice Presidential or Presidential Candidate U S Office of Government Ethics . . IKeportmg lnolYlduaJ's Name Wage Number

    Thomas J. Vilsack SCHEDULEB 8

    Part I: Transactions None D Report any purchase, sale, or exchange by you, your spouse, report a transaction involving property used solely as your Transaction Amount of Transaction (x) or dependent children during the reporting period of any real personal residence, or a transaction solelv between you. Type (x) property, stocks, bonds, commodity futures, and other your spouse, or dependent child. Check the "Certificate of Date (Mo., I I. 0 0 , '0 ...-0 securities when the amount of the transaction exceeded divestiture" block to indicate sales made pursuant to a ~ Day. Yr.) • 0 0 0 ...- 0 00 ~ eJ) ..... 0 .,...0 ~& 0 0 00 00 $1,000. Include transactions.that resulted in a loss. Do not certificate of divestiture from OGE. ~ § 0 ~ o ..... 0 00 00 0 o 0 C!.ci 00 .c ..... 0 0 00 00 00 00 ci o o· 00 00

    ~ ., .c o 0 o 0 C!. o· 00 00 g& ~& o 0 00 00 (;i 0 0. 1.6 1.60 00 ~~ lOO o 0 o • .no ::s >< .Il) Identification of Assets 0.. tI) U.l :;.;; .... \l) III ~ N \!} \l) .... o~ ~..o IC) N N Ii) IA- ~ ~

  • SF 278 (Rev. 0312000) 5 C.F.R Part 2634 U S Office of Government Ethics ..

    !Keportmg lndlvlClual's Name

    Thomas J. Vilsack

    Part I: Liabilities

    I Report liabilities over $10,000 owed to anyone creditor at

    . anv time during the reporting Deriod bv vou. your spouse. or dependent children . . Check the highest amount owed dwine the reporting period. Exclude a morteage on vour

    Creditors (Name and Address)

    E~ples: IFirs~ Dis!!i~~~ yvas~~oE'..£

  • SF 278 (Rev. 0312000) 5 C.F.R Part 2634 U.S. Office ofGovemment Ethics

    Reporting Individual's Name

    Thomas J. VHsack

    Part I: Positions Held Outside U.S. Government Report any positions held during the applicable reporting period, whether comoensated or not. Positions include but are not limited to those of an officer. dir~~tor. tfllstee. general partner. proprietor. representative. employee. or

    Organization (Name and Address) Examples: ~:fl~~.:..2f_RO.C~ CollEctor; NY~NY _____________ ---, __

    Doe Jones & SmIth, Hometown, State 1

    MidAmerican Energy (Des Moines, Iowa) 2

    National Education Association (Washington, DC) 3

    Ambassadors Inc.lEmbark LLC (Chicago, Illinois) 4

    Drake University Law School (Des Moines, Iowa) 5

    Dorsey & Whitney LLP (Des Moines, Iowa) 6

    Iowa State University (Ames, Iowa)

    wage Number

    SCHEDULE'D 10

    consultant of any corporation, finn, partnership, or other business enterprise or any non.nrofit oro-jO\ni7~tinn or ~rill~Mion~1 in."tih1tion F,y('lurlf': n()!':ition~ with re:lio-ioll!': social. fraternal. or political entities and those solely of an honorary nature.

    CI None Type of Organization Position Held From (Mo., Yr.) To (Mo., Yr.)

    _ ~~!ofit ~duca.!iQ!]. _____ ~ ___ _ .?~i~el!!. __________ .,. 6/92 Present -------- -------Law finn Partner 7/85 1100 Energy Company Consultant 02/2007 12/2008

    Teachers' Union Consultant 04/2007 12/2007

    Event Planning Com!Jany Consultant 05/2007 10/2007

    Higher Education Teacher 02/2007 12/2007

    Law Firm Of Counsel 05/2007 present

    Hiqher Education BIGMAP Fellowship 10/2007 12/2007

    Part II: Compensation In Excess Of $5,000 Paid by One Source Do not complete this part Report sources of more than $5,000 compensation received by you or your corporation, finn, partnership, or other business enterprise, or any other non-profit if you are an Incumbent, business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer, or the reporting period. This includes the names of clients and customers of any of more than$5,OOO. You. need not report the U.S. Government as a source. Vice Presidential

    or Presidential Candidate None CJ

    Source (Name and Address) ., Brief Description of Duties tB~ Jones & Smith Hometown, State ' ~grus~ITic~~ __________________________________________

    Examples: Me-tro U;iverSity (~lient-ofD~e Jo;es& -Smith), M~neyt~wn, site- - - - - - Legal services in connection with university construction 1

    MidAmerican Energy (Des Moines, Iowa) Consulted on renewable energy 2

    National Education Association (Washington, DC) Consulted on No Child Left Behind 3

    Ambassadors, Inc (Newport Beach, California) Consulted on convention planning 4

    Drake University Law School (Des Moines, Iowa) Teacher 5

    Dorsey & Whitney LLP (Des Moines, Iowa) Legal services 6

    Iowa State University(Ames, lowat Teaching salary- Fellowship ..

    Pnor EditIOns Cannot Be Used.

  • SF 278 (Rev. 0312000) 5 C.F.R Part 2634 U S Office of Government Ethics ..

    Reporting Individual's Name

    Thomas J. Vilsack

    Part I: Positions Held Outside U.S. Government Report any positions held during· the applicable reporting period, whether compensated or not. Positions include but are not limited to those of an officer. director. trustee. general partner. proprietor. representative. employee, or '.

    Organization (Name and Address)

    Examples: ~~!J As~n~f_Ro.c~ CollEc.!£r~ 1'1Y.!. !iY _______________ --.:. Doe Jones & SmIth, Hometown, State

    1

    Strategic Partnerships LLC (Alexandria, Virginia) 2

    Carnegie Learning Company (Pittsburgh, Pennsylvania) 3

    Harvard University (Boston, Massachusetts) 4

    Allergan (Irvine, California) 5

    6

    SCHEDULED I"ge Numb«

    11

    consultant of any corporation, firm, partnership, or other business enterprise or any non-nrofit MO"::tnt7Mion or e:r1l1C".M;on::tl in~t;tllti()n F.yc-iJule: no~;ti()n~ with re:lio-iow: social. fraternal. or political entities and those solely of an honorary nature.

    CI None Type of Organization Position Held From (Mo .• Yr.) To (Mo., Yr.)

    _ ~~!ofit ~duc~i~ _________ _ !resi~ent ___________ 6/92 Present r--7/85

    - - -- -------Law finn Partner I100 .

    Consulting Company Director 02/2007 12/2008

    Educational Software Company Director 03/2007 12/2007

    Higher Education Kennedy School Fellow 09/2008 1212008

    Healthcare Company Consultant 08/2007 08 /2008

    Part II: Compensation In Excess Of $5,000 Paid by One Source Do not complete this part Report sources of more than $5,000 compensation received by you or your corporation, firm, partnership, or other business enterprise, or any other non-profit if you are an I ncumbe nt, business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer, or the reporting period. This includes the names of clients and customers of any of more than $5,000. You need not report the U.S. Government·as a source. Vice Presidential

    or Presidential Candidate

    None CJ Source (Name and Address) Brief Description of Duties

    . . ~e Jones & Smith, Hometown, State . .'. ~grus~~ic~ ___________________________________________

    Examples: Me""tro U;iverSity (;Uent-ofDoe Jones & Smith), Moneytown, State- - - --- Legru services in connection with university construction 1

    Strategic Partnership LLC (Alexandria, Virginia) Director 2

    Carnegie Learning Company (Pittsburgh, Pennsylvania) Director 3

    Harvard University (Boston, Ma ssachusetts) Fellow 4

    Panetta Institute (Seaside, California) Speaking engagement in 2007 5

    Alleghney County Medical Society (Pittsburgh, Pennsylvania) Speaking engagement in 2007 6 Allergan (Irvine, California) Consulting

    ·Northwest Area Foundation (St. Paul. Minnesota) Speaking engagement in 2008 . .

    Prior EdItions Cannot Be Used .

  • SF 278 (Rev. 03/2000) :; 8.F.R Part 2634 US Office of Govemment Ethics .. Reporting Individual's Name

    Thomas J. Vilsack

    Part I: Positions Held Outside U.S. Government Report any positions held during the appiicable reporting period, whether compensated or not. Positions include but are not limited to those of an officer:. director. trustee. general partner. proprietor. representative. employee. or

    .. ' Organization (Name and Address)

    Examples' ~~!l As~n..:...2f..:Roc~ CollEcto~ NY.! NY _______________ ~ . Doe Jones & Smith, Hometown, State

    1

    2

    3

    4

    5

    6

    wage Number

    SCHEDULED 12

    ..

    consultant of any corporation. finn. partnership, or other business enterprise or any non-nrnfit nn7~ni7~tinn'or t"_cillC'~ti(m~1 in~titl\tinn F.Y('hulf.~ nn"ition" with re:liu;ow: social, fraternal. or political-entities and those solely of an honorary nature.

    CJ None Type of Organization Position Held From (Mo., Yr.) To (Mo., Yr.)

    _ ~~Iofit ~ucaJion ___ .--: _____ _ .r~ige.!!!. ___________ 6/92 Prescnt '-------- -1/00 ----Law firm Partner 7/85

    Part II: Compensation In Excess Of $5,000 Paid by One Source Do not complete this part Report sources of more than $5,000 compensation received by you or your corporation, finn, partnership, or other business enterprise, or any other non-pro fit - if you are an Incumbent, business affiliation for services provided directly by you during anyone year of organization when you directly provided the services generating a fee or payment Termination Filer, or the reporting period. This includes the names of clients and customers of any of more than $5,000. You need not report the U.S. Government as a source. Vice Presidential

    or Presidential Candidate None CJ

    Source (Name and Address) Brief Description of Duties ~~e Jones & Smith, Hometown, State ~$rus~i~ ___________________________________________

    Examples: Metro U;iverSity (client -of D;e Jo;es & -Smitii)~oneytown. State- - - - - - Legal services in connection with university construction 1

    Iowa Pharmacy Association (Des Moines, Iowa) Speaking engagement in 2008 2

    Gordian Group (Mauldin, South Carolina) Legal fees 3

    Independent Light and Power (lndeRendence, lowaL Legal fees 4

    Kevin Maclnness (Boulder, Colorado) Legal fees 5

    Brett Maclnness (Dallas, Texas) Legal fees 6

    Macalester College (St. Paul, Minnesota) Speaking engagement in 2008 . .

    Pnor EdItions Cannot Be Used .