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    Neuroscience Letters 404 (2006) 232236

    Enhancement of non-dominant hand motor function by anodaltranscranial direct current stimulation

    Paulo S. Boggio b,c,, Letcia O. Castro c, Edna A. Savagim c, Renata Braite c, Viviane C. Cruz c,Renata R. Rocha c, Sergio P. Rigonatti b, Maria T.A. Silva b, Felipe Fregni a,b,

    a Department of Neurology, Beth Israel Deaconess Medical Center, Harvard Medical School, 330 Brookline Ave, KS 452, Boston, MA 02215, USAb Department of Experimental Psychology and Department of Psychiatry, University of Sao Paulo, Sao Paulo, Brazil

    cNucleo de Neurociencias, Psychology School, Mackenzie University, Sao Paulo, Brazil

    Received 17 February 2006; received in revised form 18 April 2006; accepted 29 May 2006

    Abstract

    Transcranial direct current stimulation (tDCS) is a non-invasive powerful method to modulate brain activity. It can enhance motor learning and

    working memory in healthy subjects. To investigate the effects of anodal tDCS (1 mA, 20 min) of the dominant and non-dominant primary motor

    cortex (M1) on hand motor performancein healthy right-handed volunteers, healthy subjects underwent one session of both sham and active anodal

    stimulation of the non-dominant or dominant primary motor cortex. A blinded rater assessed motor function using the Jebsen Taylor Hand Function

    Test. For the non-dominant hand, active tDCS was able to improve motor function significantlythere was a significant interaction between time

    and condition of stimulation (p = 0.003). Post hoc tests showed a significant enhancement of JTT performance after 1 mA anodal tDCS of M1

    (mean improvement of 9.41%, p = 0.0004), but not after sham tDCS (mean improvement of 1.3%, p = 0.84). For the dominant hand, however,

    neither active nor sham tDCS resulted in a significant change in motor performance. Our findings show that anodal tDCS of the non-dominant

    primary motor cortex results in motor function enhancement and thus confirm and extend the notion that tDCS can change behavior. We speculate

    that the under-use of the non-dominant hand with its associated consequences in cortical plasticity might be one of the reasons to explain motor

    performance enhancement in the non-dominant hand only.

    2006 Elsevier Ireland Ltd. All rights reserved.

    Keywords: Primary motor cortex; Transcranial direct current stimulation; Motor function performance; Brain polarization; tDCS

    The development of non-invasive techniques of brain stimu-

    lation, such as transcranial magnetic stimulation (TMS) and

    transcranial direct current stimulation (tDCS), has opened new

    windows of opportunities to modulate brain function in a pain-

    less and non-invasive way, and thus behavioral changes are

    possible depending on the parameters of stimulation, such as

    intensity, duration and site of stimulation. For instance, it has

    been demonstrated that rTMS can improve motor function in

    healthy subjects [13] and stroke patients [16] as well as work-

    Correspondence to: Department of Neurology, Beth Israel Deaconess Med-

    ical Center, Harvard Medical School, 330 Brookline Ave, KS 452, Boston, MA

    02215, USA. Corresponding author at: Department of Neurology, Beth Israel Deaconess

    Medical Center, Harvard Medical School, 330 Brookline Ave, KS 452, Boston,

    MA 02215, USA. Tel.: +1 617 667 5272; fax: +1 617 975 5322.

    E-mail addresses: [email protected] (P.S. Boggio),

    [email protected] (F. Fregni).

    ing memory [11] in healthy subjects and in patients with major

    depression [17]. Similarly, tDCS has been associated with an

    improvement in motor learning and working memory in normal

    subjects [6,12] and motor performance in stroke patients [5,7].

    In tDCS, a weak electric current is applied continuouslybetween

    two electrodes positioned on the scalp with the effects depend-

    ing on the position and polarity of the electrodes, i.e., whereas

    anodal stimulation increases cortical excitability, cathodal stim-

    ulation decreases it [18].

    Recently Hummel et al. [7] and our group [5] demonstrated

    that anodaltDCS of thelesionedprimary motor cortex in patients

    with chronic stroke results in an improvement in the distal motor

    skill as measured by the Jebsen Taylor Hand Function Test. We

    set out to investigate whether similar motor improvement could

    be achieved in healthy right-handed subjects. We delivered stim-

    ulation to both the dominant and non-dominant hemispheres.

    The rationale of testing both hemispheres is that differences in

    the use of the dominant hand and non-dominant hand could

    0304-3940/$ see front matter 2006 Elsevier Ireland Ltd. All rights reserved.

    doi:10.1016/j.neulet.2006.05.051

    mailto:[email protected]:[email protected]://dx.doi.org/10.1016/j.neulet.2006.05.051http://dx.doi.org/10.1016/j.neulet.2006.05.051mailto:[email protected]:[email protected]
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    P.S. Boggio et al. / Neuroscience Letters 404 (2006) 232236 233

    mimic at some extent the differences between the paretic and

    non-paretic hands in stroke patients. The asymmetric use of the

    non-dominant compared to the dominant hand results in a rela-

    tively decreaseddexterityof the non-dominant hand,extensively

    demonstrated in the literature [2,24]. This asymmetric motor

    skill can be explained not only by decreased use and training of

    the hand muscles, but also by the relatively decreased cortical

    excitability in the non-dominant motorcortex. Indeed TMS stud-

    ies showed that the dominant, compared to the non-dominant,

    motor cortex is characterized by having a lower motor thresh-

    old, higher motor evoked potential [4] and shorter silent period

    [25]. Therefore, tDCS could represent an effective means to

    increase the excitability in the non-dominant motor cortex and

    thus enhance the motor performance. An additional importance

    of this study lies in the fact that tDCS may represent in the future

    an important alternative therapy for motor recovery in stroke

    patients and therefore this study provides additional evidence

    regarding the behavioral motor effects of this technique.

    Eight healthy subjects (all females) participated in this study.

    The age range was 2226 years (mean of 22.8 years). Left-handed subjects were excluded as the laterality in the motor

    hand function detected by neuropsychological tests might not

    be present in these subjects [24]. The Edinburgh Handedness

    Inventory was used to determine handedness. All subjects were

    college students, thus all shared the same level of education.

    Subjects gave informed consent and the local Human Subjects

    Review Committee (Institute of Psychiatry, University of Sao

    Paulo, Sao Paulo, Brazil) approved the study, which was con-

    ducted in strict adherence to the Declaration of Helsinki.

    Eight subjects participated in experiment 1. In this experi-

    ment,each participant underwent two differenttreatments: sham

    and active anodal tDCS of primary motor cortex of the non-dominant hand (right hemisphere). Theorder of these conditions

    was counterbalancedand randomizedacross subjects.There was

    an interval of at least 48 h between each session of tDCS to

    minimize carryover effects and contamination of the sham stim-

    ulation session by a preceding real tDCS session.

    Initially, in order to familiarize subjects with the Jebsen Tay-

    lor Hand Function Test, they performed this test 10 times. This

    number of practice sessions was sufficient to reach a stable per-

    formance as suggested by a previous study [7]. Subjects were

    then randomized to receive sham or active tDCS treatment. For

    each condition of stimulation, subjects performed the task three

    times for the baseline (pre-treatment) evaluation and three times

    after the stimulation.Five of the subjects who participated in experiment 1 also

    participated in experiment 2. This experiment was similar to

    experiment 1, however the left, dominant primary motor cor-

    tex was targeted in this experiment. Importantly, there was an

    interval period of 6 months between the two experiments, and

    therefore subjects performed the same training session of the

    Jebsen Taylor Hand Function Test.

    Direct current was transferred by a saline-soaked pair of sur-

    face sponge electrodes (35 cm2) and delivered by a specially

    developed, battery-driven, constant current stimulator (Schnei-

    der Electronic, Gleichen, Germany). To stimulate the primary

    motor cortex (M1), the anodal electrode was placed over C3 or

    C4 (international 10/20 EEG system). The other electrode was

    placed over the contralateral supraorbital area. A constant cur-

    rent of 1 mA intensity was applied for 20 minthis parameter

    of stimulation is safe according to past human studies [8,19,20].

    Subjects felt thecurrent as an itching sensation at both electrodes

    at the beginning of the stimulation. For the sham stimulation, the

    electrodes were placed in the same position; however, the stimu-

    lator was turned off after 30 s [7]. In addition, for both conditions

    (active and sham stimulation), current intensity was gradually

    increased and decreased (ramp up and down) during the period

    of 10 s. This procedure blinded subjects to the respective stim-

    ulation conditions [18].

    The Jebsen Taylor (JTT) Hand Function Test [10] was

    designed as a broad measure of hand function and is widely

    used by physical and occupational therapists in clinical practice

    and clinical trials. Thedetails of this test are described elsewhere

    [5,7]. As we were assessing the after-effects of tDCS, subjects

    performedJTT immediately beforeand after tDCS. Both at base-

    line and immediately after, subjects performed this test three

    times (there was no interval between each test). Because thetotal performance time for these three tasks was not superior to

    5 min, this was adequate to evaluate the after-effects of tDCS

    as a previous study showed that the effects of 13 min of tDCS

    on cortical excitability can last up to 90 minutes [21]. A rater

    blinded to the experimental and treatment conditions evaluated

    subjects performance.

    The primary outcome for analysis was change in the total

    time of JTT performance. Analyses were done with Statistica

    for Windows (version 6.1, USA). The distribution of these data

    was assessed using the ShapiroWilk test; homogeneity of vari-

    ance was assessed by Levenes test. Because these tests showed

    that these data were normally and homogeneously distributed,tests with the assumptions of normal distribution were used.

    A repeated measures analysis of variance (ANOVA) was per-

    formed to study the main effect of time (pre- and post-tDCS)

    and condition (active tDCS and sham tDCS) and the interac-

    tion term time condition on total JTT time. We performed

    different models for experiments 1 and 2 as the number of sub-

    jects was not the same in these two experiments. Finally, we

    performed additional models in which the dependent variable

    was the time to perform the JTT subtests (cards, small objects,

    feeding, checkers, light and heavy cans). For the pre-stimulation

    performance, we averaged the three baseline tests, and for the

    post-stimulation performance, we averaged the three tests per-

    formed post-treatment. We also performed an ANOVA to inves-tigate a possible treatment order effect by comparing subjects

    performance between sham tDCS first and active tDCS first.

    When appropriate, post hoc comparisons were carried out using

    Tukeys HSD test. Furthermore, comparison between baseline

    (mean of the three baseline tests) and the last three trials of the

    training phase (mean of the last three tests of training period) was

    performed using Students t-test. This analysis was performed

    for both experiments. Data are reported as mean and standard

    deviation if not stated otherwise. Statistical significance refers

    to a two-tailed p-value

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    234 P.S. Boggio et al. / Neuroscience Letters 404 (2006) 232236

    Fig. 1. Motor performance (total execution timein seconds) before and after

    sham and active tDCS of the primary motor cortex in the non-dominant hemi-

    sphere (trainingphase, baselineand afterstimulation). For the trainingphase, we

    show the result of each individual trial (note that there was no interval between

    training trials). For baseline and after stimulation tests, results were averaged.

    Eachpoint represents meanmotor functionperformance anderror barsrepresent

    standard deviation.

    underwent training and reached a performance plateau as shown

    in Fig. 1. Furthermore, there was no significant difference in

    motor performance between the last three sessions of training

    and baseline.

    A two-way ANOVA with repeated measures on time showed

    that the main effect of group was not significant (F1,14 =0.9,

    p = 0.36), but there was a significant effect of time (F1,14 = 22.3,

    p = 0.0003) and significant interaction effect (F1,14 = 12.6,

    p = 0.003). Post hoc comparisons demonstrated that motorperformance after anodal tDCS was significantly improved

    (p = 0.0004, mean improvement of 9.41%) when compared to

    baseline. There was no significant motor performance change

    after sham stimulation (p = 0.84, mean performance change of

    1.3%). Fig. 1 shows the results of motor performance during the

    training phase and at baseline and post-treatment after sham and

    active anodal tDCS (Fig. 2 shows details of the motor perfor-

    mance at baseline and post-treatment for the active tDCS group).

    Interestingly the results were consistent for four of the sub-

    tests of the JTT test, i.e., individual ANOVAs for each subtest

    found a significant interaction effect between time (pre- and

    Fig. 2. Motor performance (total execution timein seconds) before and after

    active tDCS of the primary motor cortex in the non-dominant and dominant

    hemisphere (baseline and after stimulationnote that there was no interval

    between trials at the baseline or after stimulation). Each point represents mean

    motor function performance and error bars represent standard deviation.

    post-stimulation) and condition of stimulation for the following

    subtests: turning over cards (F=7.7,p = 0.015), picking up small

    objects (F= 10.4,p = 0.0062), moving large empty cans (F=8.4,

    p = 0.012) and moving large weighted cans (F= 8.7, p = 0.010).

    Table 1 shows the performance of each group (anodal and sham

    tDCS) in each JTT subtest.

    Finally, we tested for an order effect. The motor perfor-

    mance was evaluated considering the orderof stimulation(active

    and sham tDCS). The result of the repeated measures ANOVA

    showed that there was no significant effect of order of stimula-

    tion on motor performance (F< 1 for the main term of order).We repeated the same analysis for experiment 2 (domi-

    nant hand). Initially we performed a two-way repeated mea-

    sures ANOVA in order to test whether the motor perfor-

    mance was correlated with stimulation condition and time

    (pre- and post-treatment). This analysis disclosed that there

    was no significant group effect (F1,8 = 0.27, p = 0.61), time

    effect (F1,8 = 0.81, p = 0.39) or interaction (time group) effect

    (F1,8 = 0.37 p = 0.56). Indeed the absolute values showed the

    lack of effects after active stimulation in this experiment: in the

    active group there was a mean improvement in the motor func-

    tion of 0.81% only (compared to 9.4% of the non-dominant hand

    Table 1

    JTT time (csec) for each subtask (experiment 1)

    Anodal Sham ANOVA

    Pre Post Pre Post F p

    Cards* 314 59 277 66 315 65 347 75 7.7 0.015

    Small objects* 535 41 500 59 517 39 557 59 10.4 0.006

    Feeding 744 215 689 164 821 227 717 137 1.2 0.285

    Checkers 318 50 294 49 324 26 340 20 3.8 0.072

    Light cans* 383 36 329 48 378 45 374 48 8.4 0.012

    Heavy cans* 424 54 373 49 423 57 407 54 8.8 0.010

    *

    Significant at p < 0.05. Values are meanS.D. for non-dominant hand performance.

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    P.S. Boggio et al. / Neuroscience Letters 404 (2006) 232236 235

    under the same experimental conditions). Because the results of

    experiment 2 showed no significant effect of active tDCS on

    motor function, we did not proceed with the post hoc tests and

    additional analyses (see Fig. 2 for details).

    The main finding of our study was a significant enhancement

    of motor performance of the non-dominant hand as indexed by

    the Jebsen Taylor Hand Function Test after active, but not sham,

    tDCS of the contralateral primary motor cortex. In addition,

    active and sham tDCS of the dominant primary motor cortex did

    not result in a significant hand motor function improvement. The

    motor function enhancement after anodal tDCS of M1 is in line

    with other studies that showed an improvement in motor func-

    tion and other aspects of cognition induced by tDCS. Nitsche et

    al. [22] showed that anodal tDCS improves a serial reaction time

    task performance when the primary motor, but not the premotor

    or the prefrontal, cortex is stimulated [22]. In two other studies

    from the same group, Antal et al. [1] showed that the perfor-

    mance in a visuo-motor task is increasedsignificantly in theearly

    learning phase during anodal stimulation of M1 and V5 (mid-

    dle temporal cortex) and Kincses et al. [12] showed that anodalprefrontal stimulation improves implicit learning (as measured

    by a probabilistic classification learning task). Finally, Fregni et

    al. [6] showed that working memory enhancement occurs after

    anodal tDCS of the dorsolateral prefrontal cortex. This evidence

    suggests that anodal tDCS might improve cognitive function

    focally, which might be explained by its effects on the neuronal

    membrane, i.e., anodal tDCS is associated with a depolarization

    of the neural tissue [26] that might facilitate the overall neu-

    ral activity of the stimulated area. Indeed, animals studies have

    shown that anodal tDCS increases the neural firing rate in the

    stimulated area [3].

    The results of this investigationshould be compared to similarstudies in stroke patients. Two studies, using the same methodol-

    ogy, showedthat anodal stimulation of the affected M1 improves

    motor function of theparetic hand [5,7]. Themagnitude of motor

    improvement as indexed by the JTT was 6.7% in Fregnis study

    and 8.9% in Hummels study, similar to the motor improvement

    of 9.4% shown in this study. This finding raises an interesting

    hypothesis: perhaps the motor improvement observed in stroke

    patients after anodal tDCS is due to the reversal of the dele-

    terious effects of the decreased use of the affected hand, as

    this is similar to the improvement in the non-dominant hand

    in healthy subjects. This hypothesis is also in line with the ther-

    apeutic effects of constraint-induced therapy, which improves

    motor function by forcing the use of the paretic hand, and inwhich successful treatment is associated with an increase in the

    local cortical excitability [15] (mimicking the effects of anodal

    tDCS).

    The fact that the improvement of the motor function was

    obtained in the non-dominant hand, rather than the dominant

    hand, needs to be further discussed. Such results suggest that

    under-use of one of the hands leads to functional changes in the

    non-dominant motor cortex that can contribute to the decreased

    dexterity of this hand and that can be reversed partially by facil-

    itation of this area by anodal tDCS. In this case, the lack of

    effects in the dominant hemisphere might be due to a ceiling

    effect: given that this area is already optimally activated, an

    additional increase in the excitability by anodal tDCS would not

    result in additional behavioral benefits for these subjects. On the

    other hand, the relative lack of use of the non-dominant hand

    might result in an asymmetric cortical excitability between the

    dominant and non-dominant hemisphere (i.e., the non-dominant

    M1 showing a decreased excitability compared to the domi-

    nant M1) and therefore a focal increase in the motor cortex

    excitability of the non-dominant hemisphere might equal the

    excitability between both hemispheres, accounting for the motor

    enhancement. Interestingly, when the dominant hemisphere is

    inhibited using 1-Hz rTMS, its performance decreases to the

    level of the non-dominant hemisphere [9]; therefore, indicating

    that the increased excitability in the dominant primary motor

    cortex is indeed partially responsible for the superior motor per-

    formance of the dominant hand. Analogously, a stroke leads to a

    decrease of the activity in the lesioned hemisphere and therefore

    this decreasedactivity mightrepresent the functionalcomponent

    of the motor deficits that can be reversed partially by anodal

    tDCS as shown by behavioral [5,7] and neurophysiological [7]

    data.In our study, we aimed to explore the impact of the after-

    effects of tDCS on motor function. It has been demonstrated

    that the weak current delivered by tDCS causes a subthreshold

    hyper- or depolarization that results in a prolonged change in

    the cortical excitability that outlasts the period of stimulation

    [21]. In two elegant studies from the same group, Liebetanz et

    al. [14] and Nitsche et al. [23] showed that the after-effects of

    tDCS might be associated with a changein thesynaptic strength-

    ening due to a modulation of NMDA receptors. Liebetanz et al.

    [14] showed that a NMDA-receptor antagonist, dextromethor-

    phan, suppresses the after-effects of both anodal and cathodal

    DC stimulation on motorcortical excitability, therefore,suggest-ing an association between NMDA receptors and DC-induced

    neuroplasticity [14]. Another evidence suggesting that the motor

    performance change in our study might have been associated

    with changes in the synaptic strengthening comes from a recent

    study showing that memantine, a NMDA-antagonist, can block

    training-induced (as obtained by repetitive synchronized move-

    ment of two limbs) cortex plasticity as indexed by motor output

    map changes [27]. Therefore, in light of these previous studies,

    further studies should explore whether the behavioral improve-

    ment observed in our study can be blocked by NMDA antago-

    nists, and thus shed light on the mechanisms of action of tDCS

    on motor function modulation.

    One can argue, based on our findings, that the differences inthe motor performance change after tDCS between the dominant

    and non-dominant hand is due to the parameters of stimulation.

    In other words, the current intensity and duration might not have

    been strong enough to induce behavioral effects in the dominant

    hand; however, we believe that this alternative explanation is

    unlikely due to the reasons aforementioned.

    Ourfindings show that anodaltDCS of theprimary motor cor-

    tex canenhance motor performance of thenon-dominant hand in

    healthy subjects. Future studies evaluating the effects of tDCS

    coupled with motor training could indeed reveal an approach

    of motor function enhancement that might be used in stroke

    patients.

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    236 P.S. Boggio et al. / Neuroscience Letters 404 (2006) 232236

    Acknowledgements

    F.F. was supported by a grant within the Harvard Medi-

    cal School Scholars in Clinical Science Program (NIH K30

    HL04095-03). The authors are thankful to Barbara Bonetti for

    the invaluable administrative support and to Naomi Bass Pitskel

    for the editorial suggestions.

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