before the illinois prisoner review board fall term, … · 2013. 11. 27. · pamela j acobazzi was...

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BEFORE THE ILLINOIS PRISONER REVIEW BOARD FALL TERM, 2013 ADVISING THE HONORABLE PATRICK QUINN, GOVERNOR IN THE STATE OF ILLINOIS In re: Clemency Petition of ) ) PAMELA JACOBAZZI, ) ) Petitioner. ) PETITION FOR EXECUTIVE CLEMENCY BASED ON ACTUAL INNOCENCE, and in the alternative, FOR COMMUTATION OF SENTENCE I. REQUEST FOR CLEMENCY In America, the goal of the criminal justice system is to provide a fomm whereby the guilt or innocence of an accused is dete1ruined by an objective analysis of all relevant facts. In short, the foundation of the American criminal justice system dating back to its roots in the English common law is that it abhors any conviction of an innocent person. See, Blackstone, Commentaries on the Laws of England (1765-1769). Against this foundation, the instant case provides a tragic example of how each aspect of the criminal justice system designed to uphold a defendant's tight to due process and a fair ttial, failed '!lld resulted in a miscarriage of justice. As a result of this tragic breakdown, a mother who conducted a day care set-vice from her home is imprisoned as the result of an unexplained malady of a ten month old child who subsequently passed away sixteen (16) months later. After having se1ved fourteen (14) years of a thirty-two (32) year sentence' in the Illinois Department of Corrections, Pamela J acobazzi now seeks a grant of Executive Clemency, both in tl1e form known as Executive Pardon based on her claim of actnal innocence which is supported by the state of generally accepted medical principals, as well as tl1e declarations, affidavits and repo1ts of, and leading authorities, on the subject of Shal<en Baby Syndrome; alternatively, in the form of 1 A copy of Ms. Jacobazzi's current inmate infonnation sheet from the Illinois Department of Corrections is included in the Appendix and incorporated herein as Exhibit"!".

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Page 1: BEFORE THE ILLINOIS PRISONER REVIEW BOARD FALL TERM, … · 2013. 11. 27. · Pamela J acobazzi was born on April 27, 19 55, in Norridge, Illinois. She has one son (Steven), one sister,

BEFORE THE ILLINOIS PRISONER REVIEW BOARD FALL TERM, 2013 ADVISING THE HONORABLE

PATRICK QUINN, GOVERNOR IN THE STATE OF ILLINOIS

In re: Clemency Petition of ) )

PAMELA JACOBAZZI, ) )

Petitioner. )

PETITION FOR EXECUTIVE CLEMENCY BASED ON ACTUAL INNOCENCE, and in the alternative,

FOR COMMUTATION OF SENTENCE

I. REQUEST FOR CLEMENCY

In America, the goal of the criminal justice system is to provide a fomm whereby the guilt or

innocence of an accused is dete1ruined by an objective analysis of all relevant facts. In short, the

foundation of the American criminal justice system dating back to its roots in the English common

law is that it abhors any conviction of an innocent person. See, Blackstone, Commentaries on the

Laws of England (1765-1769). Against this foundation, the instant case provides a tragic example of

how each aspect of the criminal justice system designed to uphold a defendant's tight to due process

and a fair ttial, failed '!lld resulted in a miscarriage of justice. As a result of this tragic breakdown, a

mother who conducted a day care set-vice from her home is imprisoned as the result of an

unexplained malady of a ten month old child who subsequently passed away sixteen (16) months

later.

After having se1ved fourteen (14) years of a thirty-two (32) year sentence' in the Illinois

Department of Corrections, Pamela J acobazzi now seeks a grant of Executive Clemency, both in tl1e

form known as Executive Pardon based on her claim of actnal innocence which is supported by the

state of generally accepted medical principals, as well as tl1e declarations, affidavits and repo1ts of,

and leading authorities, on the subject of Shal<en Baby Syndrome; alternatively, in the form of

1 A copy of Ms. Jacobazzi's current inmate infonnation sheet from the Illinois Department of Corrections is included in the Appendix and incorporated herein as Exhibit"!".

Page 2: BEFORE THE ILLINOIS PRISONER REVIEW BOARD FALL TERM, … · 2013. 11. 27. · Pamela J acobazzi was born on April 27, 19 55, in Norridge, Illinois. She has one son (Steven), one sister,

Commutation of Sentence based on her claim that she has served a sufficient sentence (87.5% as of

April 1, 2013) based on the evidence adduced at trial, and further disclosed subsequently thereto.

In support of and incorporated into this Clemency Petition by the indicated Exhibit

numbers are the following reports, declarations, and/ or affidavits:

Exhibit "2" - Dr. Patrick Barnes dated December 26, 2012;

Exhibit "3" - Dr. Patrick Lantz dated March 6, 2013;

Exhibit "4" - Dr. Jan Leestma letter dated May 16, 2002;

Exhibit "S" - Dr. Jan Leestma report dated March 6, 2013;

Exhibit "6" - Dr. John Plunkett report dated March 6, 2013;

Exhibit "7" -Dr. Claus P. Speth declaration dated July 31, 2006;

Exhibit "8" - Dr. Claus P. Speth declaration dated March 7, 2013;

Exhibit "9" - Dr. Uma Subramanian Srinivasan dated July 23, 2002;

Exhibit "10" - Dr. Shaku Teas Affidavit dated March 7, 2013;

Exhibit "11" - Chris Van Ee, Ph.D., report dated March 7, 2013.

Here, none of the above doctors, professionals and/ or experts has accepted any fees

for their work in any post-trial matter on Ms. ]acobazzi's behal£

The instant Petition arises out of Petitioner Pamela Jacobazzi's conviction for First Degree

Murder. On May 1, 1999, a DuPage County jury found Ms. Jacobazzi guilty of "intentionally"

committing acts on August 11, 1994, that created a strong possibility of resulting in death or serious

bodily injury, and that caused the death of Matthew C. approximately sixteen months after the

assumed injury he is said to have sustained while in Ms. Jacobazzi's care. Thereafter, Ms. Jacobazzi

was sentenced to 32 years in the Illinois Department of Corrections. Ms. Jacobazzi's sentence is

scheduled to terminate on May 10, 2015. (See Exhibit "1")

2

Page 3: BEFORE THE ILLINOIS PRISONER REVIEW BOARD FALL TERM, … · 2013. 11. 27. · Pamela J acobazzi was born on April 27, 19 55, in Norridge, Illinois. She has one son (Steven), one sister,

While Ms. Jacobazzi pursued a direct appeal, and currently has a Petition for Relief Pursuant

to the Illinois Post-Conviction Relief Act ("Post-Conviction Petition"), pending in the Eighteenth

Judicial Circuit (DuPage County), Ms. Jacobazzi has no pending appeals regarding her case. In 2010,

the Second District Court of Appeals reversed and remanded Ms. Jacobazzi's Post-Conviction

Petition (for the second time) to the Circuit Court for a full un-bifurcated Strickland hearing witl1

further direction to allow the three expert witnesses, who provided affidavits2 in support of the

instant post-conviction petition, as well as any other qualified expert witness, to testify as to the

medical significance of The Nadehnan Records, not only as it relates to whether 1:J:ial council's

decision not to pursue a certain medically-based defense was objectively reasonable, but also

whether the outcome of the trial would have been different had such a defense been presented.

Further details of said opinion are set forth below. People v. Jacobazzi, 398 Ill.App.3d 890 (2d Dist.

2010). (A copy of the above appellate opinion is included in the Appendix and inco1porated herein

as Exhibit "12").

II. REQUIRED INFORMATION

The following infonnation regarding Ms. Jacobazzi is provided in compliance with the

Prisoner Review Board Guidelines for Executive Clemency.

1. Ms. J acobazzi seeks a grant of executive clemency, either in the form known as a pardon (formally absolving her of the crimes for which she was erroneously convicted) for her convictions relating to the murder and aggravated battery of a child involving Matthew C., or alternatively, in the form known as commuting the balance of her thitty-two (32) year sentence imposed as the result of said convictions.

A jury convicted Ms. Jacobazzi of said offenses after a trial on May 18, 1999, in DuPage Case Number 95 CF 1160. On December 27, 2001, the Second District Court of Appeals denied Ms. Jacobazzi's direct appeal and affirmed her conviction. Thereafter, the Illinois Supreme Court denied Ms. Jacobazzi's Petition for Leave to Appeal and the United States Supreme Court denied Ms. Jacobazzi's Petition for Certioraii.

2. Was Ms. Jacobazzi convicted of tl1e offenses for which clemency is being sought in the name of Pamela Jacobazzi?

2 Dr. Claus P. Speth, Dr. Jan Leestma, and Dr. Uma Subramanian.

3

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Yes. Ms. Jacobazzi requested executive clemency in 2006, to then Governor Blagojevich. The Governor denied Ms. Jacobazzi's request for executive clemency in 2007. Prior to the instant Clemency Petition, Ms. Jacobazzi has not filed any additional Clemency Petitions since the 2007 denial of her p11.or Clemency Petition.

3. Please see sec. N of this Petition for a detailed statement of the facts of the offenses charged in this case.

4. Other than routine traffic citations, Ms. Jacobazzi had never been charged of a crime or ordinance violation prior to the instant offense.

5. Please see sec. III of this Petition for Ms. Jacobazzi's personal life histo1y.

6. The reasons for seeking clemency are set forth more fully in sec. V of this Petition.

7. Address of Petitioner:

Ms. Pamela J acobazzi Inmate# K94781 Logan Correctional Center P.O. Box 1000 Lincoln, Illinois 62656

III. PAMELA JACOBAZZI'S BIOGRAPHICAL INFORMATION

Pamela J acobazzi was born on April 27, 19 55, in Norridge, Illinois. She has one son

(Steven), one sister, her mother, and five (5) nieces and nephews. Ms. Jacobazzi's father passed

away in 1984. However, he was involved in her life as her father until his death.

Ms. Jacobazzi's mother, Theresa Jacobazzi, was a homemaker and office worker who raised

Pamela and her two (2) sisters in Norridge, Illinois. Ms. Theresa J acobazzi presently resides in

Bartlett, Illinois.

Ms. Jacobazzi attended elementa1y, junior high, and high school in Norridge, Illinois. Her

elementaiy and Junior High School years were in the James Giles School, in Norridge, Illinois. In

1973, Pamela graduated Ridgewood High School in Norridge, Illinois.

Instead of immediately enrolling in college, Pam Jacobazzi married Hemy Piasecki. During

tlie course of her maniage to Henry Piasecki, Pamela worked in the Admissions Departtnent at

4

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Resurrection Medical Center, and also worked as a mortgage loan processor, while Heury Piasecki

was primarily responsible for the family's income as a truck driver. Despite their best efforts,

Pamela and Henry divorced in 1987 after eleven (11) years of marriage. The divorce was partly due

to their inability to conceive a child.

After her divorce from Henry Piasecki, Pamela obtained a real estate sales license, and

became a real estate agent for Reality World in Schaumburg, Illinois. In 1988, Ms. Jacobazzi met

Peter Janisko. After dating for several montl1s, Ms. Jacobazzi and Mr. Janisko began living together.

Shortly thereafter, Ms. Jacobazzi became pregnant with her only child, Steven. Pamela, Steven, and

Peter lived together as a family until May 18, 1999, when Ms. Jacobazzi's bond was revoked and she

was taken into custody after the jury returned the guilty verdict for murder and aggravated batte17 of

a child. Ms. Jacobazzi and Peter Janisko did not formally marry because Ms. Jacobazzi was a devout

Catholic, and had not obtained an annnlment of her marriage to Henry Jacobazzi.

In 1994, Ms. Jacobazzi had decided that she wanted to be able to raise her only son, Steven,

despite the need that she contribute financially to the family. As a result, Ms. Jacobazzi began a

licensed day care business from her home where she provided care for three to four children,

without incident, from 1989 to August 12, 1994. In addition to operating a day care facility from her

home, Ms. Jacobazzi also served as a teacher's aide in the CCD program at Resurrection Parish,

located in Worth, Illinois from 1994 through 1998.

Even after the jm-y returned the gnilty verdict in this case, Ms. Jacobazzi continued to be a

missionary in assisting others through difficult times, and has been recognized as such in the

following certificates:

Certificate of Award for Outstanding Achievement in 150 hours of Tutoring;

Certificate of Completion for completing 12 hours of Literacy Tutoring Training with Heartland College - Project READ;

Peer Educator for Healtl1 Care - Prevention of HIV;

5

Page 6: BEFORE THE ILLINOIS PRISONER REVIEW BOARD FALL TERM, … · 2013. 11. 27. · Pamela J acobazzi was born on April 27, 19 55, in Norridge, Illinois. She has one son (Steven), one sister,

Certificate of Achievement for completing HIV/ AIDS CTRPN Home Study Course;

Teacher's Aide in Business Management Pre-start School Aide;

Certificate of Appreciation as Angel Tree Volunteer Business Management Teacher Aide of the Month Certificate of Participation for 125 Hours in Project READ;

Taught Religious Education at Resurrection Catholic Community;

Counseling of other Inmates - See letters from inmates attached

(A copy of said certificates are included in the Appendix and inco1porated herein as Exhibit "13",

and letters from fellow inmates are included in the Appendix which are incorporated herein as

Exhibit "14").

In addition to her ongoing service to others, Ms. Jacobazzi has continued her education and

improved her skills enabling her to be a contributing member of society upon her release from the

Illinois Department of Corrections. These accomplishments are documented in the following

certificates:

Computer Technology;

Business Management;

Catholic Home Study Set-vice for completing the correspondence course Christ Mother and Ours;

Catholic Home Study Service for completing the correspondence course The Catechism Handbook;

Food and Sanitation License;

Creative Wt1ting;

Numerous College Courses - See attached ttanscripts;

Parenting from the Inside Certificate;

Symposium- Not Just Child's Play

(A copy of said certificates are included in the Appendix and incorporated herein as Exhibit

6

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N. HISTORY OF THE CASE

This Clemency Petition relates to the actual innocence of, and wrongful conviction for, first

degree murder and aggravated battery (of a child) of Pamela Jacobazzi based on a theory of Shaken

Baby Syndrome (hereinafter referred to "SHAKEN BABY SYNDROME") absent any facts of an

"impact injuty" or signs of other physical injuries dui-ing the time frame advanced by the

pr,osecution as the only time frame (3-4 hours before Matthew C. became unresponsive between

5:30 p.m. and 6:00 p.tn., on August 11, 1994) that Matthew C. had to have been injured (e.g. "pnre

shaking" or "non-impact" shalciug case). Matthew C. had been enrolled in Ms. Jacobazzi's home

daycare for only ten calendar days prior to the alleged date of the alleged incident (August 11, 1994),

and, due in part to illness, had only actually been with Ms. J acobazzi for five (5) of those days. After

her conviction, Ms. Jacobazzi's attorneys discovered facts that had not been considered by Ms.

Jacobazzi's trial attorneys and trial expert (Dr. Jan Leesttna) in Matthew C.'s medical records

obtained from his pediatrician (hereinafter "The Nadeltnan Records") which revealed a pre-existiug

medical condition which provides an alternative explanation for the medical event that occui-red on

August 11, 1994. (A copy of The Nadeltnan Records is included in the Appendix and inco1-porated

herein as Exhibit "16"). Additionally, both long-established medical p1-inciples, as well as evolving

generally accepted (and rejected) conclusions in the medical community, actually exclude "SHAKEN

BABY SYNDROME" as the mechanism of inju1y for Matthew C.'s August 11, 1994 medical event.

The above-referenced information and evidence was not presented at Ms. Jacobazzi's trial.

Prior to August 11, 1994, Ms. Jacobazzi was a mother of one son, and lived with her family

in Bartlett, Illinois, where she operated a day care service from her home. Ms. Jacobazzi's se1vice

provided care for children from Monday through Friday. The children in Ms. Jacobazzi's day care

would be dropped off by their parents beginning at approximately 8:00 a.m., and would be picked­

up by tl1eir parents by 5:00 p.m. Dui-ing July and August of 1994, Ms. Jacobazzi cared for two

toddlers in addition to her son. Matthew C. began Ms. Jacobazzi's day care program on August 1,

7

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1994, just ten calendar days prior to the alleged incident. However; during the five actual days he

was enrolled in Ms. Jacobazzi's day care, Matthew was kept home sick twice, including August 10,

1994, for "viral'' symptoms.

On August 11, 1994, Matthew C.'s mother left hiru at Ms. Jacobazzi's day care in the

morning while on her way to work. Apparently, Matthew C. had not fully recovered from the

"vira1" symptoms he experienced the day before, when his mother had kept hiru home from day

care. Matthew C.'s mother picked hiru up from Ms. Jacobazzi's home shortly after 5:00 p.m., on

August 11, 1994, and began to drive him to his natura1 father's house. While en route, Matthew C.'s

mother noticed that she could not awaken her son. Matthew C.'s mother continued to the father's

house where she and the father attempted to awaken Matthew C. while on the father's dt-iveway.

After the efforts of Matthew's parents on the driveway of the father's house to awaken hiru failed,

they took hiru to the emergency room at St. Joseph's Hospital, located in Elgin, Illinois. The

Emergency Room staff attempted to stabilize Matthew.

The neuroradiologist, Dr. Kenneth Sullivan, performed an emergency CT scan which

revealed a large clot over the left side of the brain (subdural hematoma) composed of both "new and

old blood," and severe brain swelling or infarction (infarction is death of tissue due to cut off

circulation) on the same side, severely shifting the brain to the other side and down around the brain

stem (called mass effect). (A copy of Dr. Sullivan's Report dated August 11, 1994 is included in the

Appendix hereto and incorporated herein as Exhibit "17"; see also, Exhibit "2" (Dr. Pattick Barnes).

After beginning seizure medication and antibiotics, Matthew was then airlifted to Lutheran General

Hospital, located in Park Ridge, Illinois, for emergency neurosurgery. The ttansfer diagnosis was

acute subdural hematoma and likely brain infarction (no mention of "SHAKEN BABY

SYNDROME").

The emergency brain surge1y ( craniotomy) was perfo1med by Dr. Jerry Bauer to evacuate the

subdural hematoma in an attempt to relieve the markedly elevated inttacranial pressure. However,

8

Page 9: BEFORE THE ILLINOIS PRISONER REVIEW BOARD FALL TERM, … · 2013. 11. 27. · Pamela J acobazzi was born on April 27, 19 55, in Norridge, Illinois. She has one son (Steven), one sister,

even after said craniotomy, Matthew C.'s medical records indicate that he continued to suffer from

markedly increased intracranial pressure (up to 73) and loss of cerebral brain function in association

with the extensive brain infarction.

It is significant to note that the working diagnosis for Matthew C. changed a day later after

an eye examination by Dr. Leonard revealed "scattered intraretinal hemorrhage" in the right eye

(scattered bleeding within the visual membrane inside the back of the eye) and "dense confluent

intraretinal hemorrhage, a retinal fold and separation of the internal limiting membrane"

characterized as "traumatic retinoschisis" in the left eye. No further characterization was provided,

no photos were taken, and no follow-up exam was undertaken. This examination was 20-1/2 hours

after the onset of symptoms, after respirato1y assistance via bag-mask and endotracheal tube, after

some 20 hours of markedly elevated intracranial pressure, after neurosurge1y and multiple

medications, including mannitol for herapeutic dehydration, raising serious concerns about their

possible artifactual role in the eye findings. Critically, alone on these ocular finding, the

diagnosis was changed to "Shaken Baby Syndrome'~ and remained such thereafter without the

staff at Lutheran General Hospital ever conside11ng any other possible causes for Matthew's

condition or conducting any additional studies.

It is critical to note that Dr. Leonard has recently reconsidered the opinion she gave at trial

in this case. Specifically, after reviewing several peer-reviewed articles on the issue,3 Dr. Leonard

stated that the science behind her diagnosis in 1994 was not as ironclad as she had believed. That's

very compelling stuff. It certainly opens up the differential diagnosis beyond sl1aken injury."

A copy of the relevant portion of the article from The Medill Innocence Project is included in the

Appendix and inco1-porated herein as Exhibit "18". It is further significant to note that Matthew C.

3 Alnong the aiiicles reviewed are "Archives of Ophthalmology", Lueder, Turner, et al., Washington University School of Medicine Un Saint Louis) (2006); Obi and Watts, Are there any pathognomic signs in shaken baby syndron1e?, "Journal of the American Association for Pediatric Ophthaln1ologists and Strabisn1us", Vol. 11, Issue 1) pp. 99-100, (February (2007).

9

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had no neck injmy, no grip marks, no long bone fractures, no skull fractures, and no objective

evidence of an impact-caused injury.

The staff at Lutheran General Hospital simply assumed, without any corroborating evidence,

that 22-lb Matthew C. had been lifted up and violently, forcefully shaken, causing his head to whip

forward and back repeatedly causing the large subdural hematoma and infarction on the left side of

his brain and the bleeding in his eyes. In this regard, Ms. Jacobazzi was 5'1'' tall and weighed

approximately 110 pounds at the time of the alleged incident. They also concluded that it had to

have happened while under the care of Ms. Jacobazzi. This hasty conclusion was tl1en adopted

tl1ereafter by tl1e child protective services, law enforcement and the prosecution. At no time did the

staff of Lutheran General Hospital or any of Matthew C.'s medical providers consider or investigate

a cause of the condition other than "Shaken Baby Syndrome".

Most disturbing is that the peer-reviewed medical literature clearly states that, in the

absence of impacts to the head (which Matiliew C. did not have), "SHAKEN BABY

SYNDROME" is characterized by (1) a bilateral iliin layer of subdural blood (never a massive

unilateral subdural clot), (2) bilateral symmettical ischemic/hypoxic swelling of the brain (never

unilateral massive infarction of ilie brain), and (3) unilateral or bilateral retinal hemorrhages

(bleeding in ilie visual membranes in ilie bases of tl1e eyes), especially wiili lifting and tearing of ilie

retina. Matthew is said to have displayed only the latter --- but iliere are oilier causes for iliat,

especially sickle cell disease (See, Exhibit "7" (Dr. Speili), at p. 3, i\i\ c, d, e & g; p. 8, i\ a; & p. 9, i\ c.;

also see ilie contained Speth Report wiili quoted excerpts from peer-reviewed referenced medical

literature).

Furiliermore, at no time did the staff at Luilieran General Hospital, or any post-surgical

care facility, note iliat ilie neuroradiologist, Dr. Kenneili Sullivan at St. Joseph's Hospital had

characterized ilie blood clot over Matiliew's brain in tl1e initial CT scan Report as boili "new and

old blood."

10

Page 11: BEFORE THE ILLINOIS PRISONER REVIEW BOARD FALL TERM, … · 2013. 11. 27. · Pamela J acobazzi was born on April 27, 19 55, in Norridge, Illinois. She has one son (Steven), one sister,

Neither the staff at Lutheran General Hospital, nor any post-surgical care facility had ever

reviewed or considered Matthew C.'s prior health problems involving a variant of sickle cell trait

causing persistent anemia, recurrent infections (the last just a day before his subdural hematoma)

and dehydration and with its known propensity for strokes, brain bleeds and other neurovascular

complications (such as subdural hematomas, ruptured aneurysms or AV malformations with

subarachnoid hemorrhage, cerebral sinovenous thromboses and cerebral infarctions, central retinal

venous thromboses and retinal hemorrhages, and retinal schisis and detachment), nor had they

considered that tests had been pending to further characterize the type of sickle cell variant. (See,

Exhibit "7" (Dr. Speth), at p. 3, '!['![. c, d, e & g; p. 8, 'If a; & p. 9, 'If c.; also see the contained Speth

Report with quoted excerpts from peer-reviewed referenced medical literature). Finally they never

considered Matthew C.'s unexplained enlarging head.

Matthew C. was released from Lutheran General Hospital in September 1994 for

rehabilitation at Marion Joy in Wheaton, Illinois. Matthew C. lived for approxiinately 1 - % years

after his release, but had been re-admitted for "complications" in December of 1995, due to

pneumonia. Matthew C. passed away on December 19, 1995. An autopsy was performed by the

Cook County Medical Examiner's Office after Matthew C.'s body had been embalmed. The

pathologist's report indicated that the cause of death was "subdural hematoma due to trauma." (No

mention of shaken baby). Of note is that the postmortem examination of the eyes disclosed "old

central retinal arte1y occlusion" in the left eye, notable for sickle cell disease, among other causes.

However, the pathologist who conducted the autopsy failed to consider the histo1y of any

hemoglobinopathy. The pathologist also ignored the fact that just eighteen hours prior to his death,

one of Matthew C.'s treating physicians recommended further testing for the hemolysis and anemia.

(A. copy of the relevant portion of the Lutheran General Hospital Records from December 19, 1994

are included in the Appendix and inco1porated herein as Exhibit "19").

11

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The prosecution's theo1-y at trial was that Matthew C.'s fatal condition was due to the

"SHAKEN BABY SYNDROME" and that he had suffered it at the hands of Ms. Jacobazzi at some

point late in the afternoon of August 11, 1994. However, despite the fact that three other children

were present with Ms. J acobazzi and Matthew C. on the day in question, the prosecution introduced

no direct evidence that Ms. Jacobazzi either shook or otherwise mistreated Matthew C. on August

11, 1994. The prosecution also provided no motive for Ms. J acobazzi to have done so. Instead, the

prosecution's case was a largely circumstantial case, based on the assumption that Matthew C. was a

healthy ten-month old boy when he was left in Ms. Jacobazzi's day care on August 11, 1994. Here,

the prosecution relies almost exclusively on expert witnesses who testified to medical certainty that

the cause of death was "Shaken Baby Syndrome" (described by them as akin to falling out of a third

floor window or striking the head against a dashboard of a front end auto collision), and that no

person other than Ms. J acobazzi had access to Matthew C. to have inflicted his alleged injuries

during the period of time within which they claimed the injuries had to have occurred. The

prosecution further theorized that, due to this time frame and the nature of Matthew C.'s alleged

injuries, the subdural hematoma could not have been the result of a "re-bleed'', as theorized by Ms.

Jacobazzi's attorneys at tr-la~ from a fall out of a sitting position on the ceramic floor that resulted in

Matthew C. crying and developing a small lump on his forehead on August 8, 1994, or from some

other, unknown incident 10 to 14 days earlier.

Not one of these medical "experts" was confronted by the Defense during cross

examination with the abundant peer-reviewed medical literature which clearly states that, in the

absence of a blow to the head, "SHAKEN BABY SYNDROME" never embraces massive unilateral

subdural hematomas or massive unilateral brain infarction displacing the brain!! Also, not one of

these experts was told about the variants of sickle cell trait, which can cause, in contrast to

"SHAKEN BABY SYNDROME", massive subdural hematomas, can cause cerebral infarction and

can cause the eye findings! In fact, Dr. Nadehuan, Matthew C.'s family pediatrician, never was asked

12

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about the sickle cell issue which prevalently appeared in his records, never volunteered it and in fact

characterized Matthew C. as a healthy boy! The "experts" also were not cross-examined as to the

significance of Matthew C.'s enlarging head indicative of an undiagnosed condition which may have

predisposed him to subdural hematoma.

After the denial of her motion for directed verdict, Ms. Jacobazzi called the neuroradiologist,

Dr. Kenneth Sullivan, to testify about his initial reading and interpretation of Matthew C.'s initial CT

scan that had been taken at St. Joseph's Hospital on August 11, 1994. Dr. Sullivan testified that said

CT scan had revealed both new and old blood in the large subdural hematoma on the left side, as

well as infarction on the left side of tlie brain, and that the old blood could have been 10 to 14 days

old. (See Exhibit "17"; see also the transcript of Dr. Sullivan's Trial Testimony is included in the

Appendix hereto and inco1porated herein as Exhibit "20").

Ms. Jacobazzi then called her mother to testify that she obse1-ved an unharmed, awake

Matthew C. with Ms. Jacobazzi and the other children at approximately 3:15 p.m. to 4:00 p.m. on

August 11, 1994. Ms. J acobazzi then called her medical expert witness, Dr. Jan Leestma. Dr.

Leestma is a neuropathologist with special expertise in forensic neuropathology, and who was, at the

time, the Associate Medical Director of the Chicago Institute of Neurosurge1y and Neuroresearch.

Dr. Leestma testified on tlie Defense theo1y of an older and more recent subdural hematoma.

However, at the time of trial, Dr. Leestrua was not aware about the sickle cell disease present in

Matthew C. since birth. (See Exhibit "4"). Dr. Leestma testified that the microscopic slides of the

subdural hematoma revealed both old and new blood which connoted that the hematoma originated

from an older injmy by a mechanism other than shaking. Dr. Leestma's testimony bore out the

radiological findings by Dr. Sullivan.

Ms. Jacobazzi then testified on her own behalf and provided information concerning her

personal background and the other children enrolled in her day care on August 1, 1994. At u-W.l, Ms.

Jacobazzi denied doing anything to Matthew C. to cause his condition. At trial, Ms. Jacobazzi

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fm-ther described how Matthew C. bumped his head on August 8, 1994, while he was sitting in her

kitchen. Ms. Jacobazzi also testified that Matthew C. was not at day care on August 10, 1994

because his mother reported that he had a fever. Thereafter, Ms. Jacobazzi testified to the events of

August 11, 1994, in which she denied shaking or injuring him. However, at trial Matthew C's.

mother testified that while she was dropping Matthew C. off at Ms. Jacobazzi's house the morning

of August 11, 1994, Matthew C. became clingy and cried. (A copy of the transcript of the referred

to portion of Cynthia Czapski's trial testimony on May 6, 1999, is included in the Appendix hereto

as Exhibit "25").

As part of their rebuttal case, the prosecution called Dr. Robert K:irschner, who was a

forensic pathologist, to contradict Dr. Leestrua' s testimony concerning an old injm-y as the cause of

the subdm-al hematoma. Dr. Kirschner echoed the opinions of the prosecution's expert witnesses

who had testified in the case-in-chief to the extent that he found "SHAKEN BABY SYNDROME"

to be the sole medical explanation for the child's condition. Dr. Kirschner even misstated one of

the medical findings in Matthew C. by testifying that the child was found to have suffered a massive

cerebral edema when, in fact, the medical finding that Dr. Kirschner was refening to was a massive

cerebral infarction. However, Dr. Kirschner's misstatement of medical findings, and its significance

to the diagnosis of "SHAKEN BABY SYNDROME" was not exposed on cross-examination, nor

was Dr. Kirschner confronted by the defense with peer-reviewed literatnre that contradicted his

opinion that "SHAI<EN BABY SYNDROME" was the sole medical cause of Matthew C.'s

condition.

To confuse the entire case even more, Dr. Smith, a pediatric radiologist (but not a

nem-oradiologist), echoed by Dr. Alexander, a pediatrician, (both on the paid testimony circuit),

testified that there was extensive subarachnoid hemorrhage, (a thin layer of hemorrhage under the

tbin lining over the sm-face of the brain) visible on the CT scan, further thereby invoking the severity

of the ""SHAI<EN BABY SYNDROME"" and further inflaming the jmy. [However, subarachnoid

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hemorrhage is not one of the cardinal findings in "SHAKEN BABY SYNDROME" in the absence

of impact or blunt injury]. Furthermore, Dr. Sullivan, the neuroradiologist who performed, read and

inte1preted the CT scan, did not describe, nor did he testify to, the presence of subarachnoid

hemorrhage, and Dr. Bauer, the neurosurgeon who performed the craniotomy, stated in his original

operative report that there was no subarachnoid hemmrhage on the surface of the brain. These

overt contradictions were never confronted by the Defense and the Judge never questioned the

integrity of the testimony!

After closing argument, the trial court refused Ms. Jacobazzi's request to submit an

involuntai-y manslaughter instruction to the jmy because she denied any conduct which could have

caused Matthew C.'s condition, and that Matthew C.'s condition had not been caused by shaking.

After summarizing its recollection of the evidence and testimony presented at trial, the trial court

denied Ms. Jacobazzi's tendered involuntary manslaughter jmy instmction. The court again refused

to submit the involuntaiy manslaughter instmction to the jury during the Jmy Instmction

Confirmation on June 18, 1999. After deliberating for more than eight (8) hours, the jury retmned a

guilty verdict against Ms. Jacobazzi for murder and aggravated batte1y (to a child).

On December 27, 2001, the Second District Court of Appeals denied Ms. Jacobazzi's direct

appeal and affumed her conviction. People v. Jacobazzj, 326 Ill.App.3d 1171, 811 N.E.2d 79 (2d. Dist.

2001); petition for leave denied, 199 Ill.2d 568, 775 N.E.2d 6 (2002). Thereafter, the Illinois Supreme

Cami: denied Ms. Jacobazzi's Petition for Leave to Appeal and the United States Supreme Court

denied Ms. Jacobazzi's Petition for Certioraii.

On May 17, 2002, Ms. Jacobazzi filed a Petition for Relief pursuant to the Illinois Post

Conviction Relief Act, and subsequently thereto on July 23, 2002, filed a Supplemental Post­

Conviction Petition. The operative fact of the instant Post-Conviction Petition is the fact that in

May of 2002, Dr. Lcestrna leained and advised Ms. Jacobazzi's current counsel that he was never

provided The Nade!tnan Records by defense counsel prior to trial. (See Exhibit "4").

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Said Post-Conviction Petition further alleges, and is supported by separate affidavits from

both Dr. Claus P. Speth and Dr. Uma Subramanian Srinivasan, that the pediatrician's records

contained the key to the victim's medical condition p11or to and on August 11, 1994, and explained

the hue cause of his fatal condition. Specifically, Ms. Jacobazzi's Post-Conviction Petition provides

uncontradicted evidence from the pediatrician's records clearly showing that the victim would have

had enhanced susceptibility for the development of a massive subdmal hematoma, cerebral

infarction and the eye findings. Ms. Jacobazzi's Post-Conviction Petition fmiher contains

uncontradicted attestations that a review of the above medical records by an expert witness would

have also revealed the possible existence of hemophilia, "a variant form of sickle cell trait" (also

referred to herein as "sickle cell variant" and "hemoglobinopathy"4), and/ or a mptured aneu1ysm or

A-V malformation in the victim on August 11, 1994. (See Exhibits "7" & "9"). In light of the likely

presence of complications of either hemophilia, "a variant form of sickle cell trait" (also referred to

herein as "sickle cell variant"), and possibly also a mptured aneurysm or A-V malformation, it would

have been impossible for the prosecution's expert witnesses to rule out that Matthew C's afflictions

were not due to some underlying organic cause, as opposed to "SHAKEN BABY SYNDROME"

because the above were never ruled out by the victim's treating physicians subsequent to August 11,

1994. (See Exhibit "9" at p.8). After the trial, Dr. Nadelman confirmed Matthew C's. medical histo1y.

Specifically, in his deposition in the related civil case, Dr. Nadelman confirmed that Matthew C.

was not healthy in August 1994, had a decreased hemoglobin level, and the cause of his

ongoing symptoms was not determined prior to August 11, 1994. (A copy of Dr. Nadelman's

deposition transcript from Czapski v. J acobazzj is included in the Appendix and incorporated herein

as Exhibit "21")5• Tbis testimony was not admitted at Ms. Jacobazzi's murder trial. (See Exhibit "22").

4 The terms "sickle cell disease", "sickle cell variant", and "sickle cell trait" as used in this Clemency Petition refer to he1noglobinopathies that are genetic mutations of the hemoglobin inolecule "globin". 5 However, during the criminal trial, the prosecution went to great lengths to limit their inquiry of Dr. Nadelrnan only to whether Matthew C. bad met his developmental goals for a boy his age, and defense counsel failed to conduct any cross-examination into any of the ongoing symptoms Matthew C. was exhibiting prior to August 1994,

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In this regard, the Second District recognized the significance of the pre-existing medical

condition, and held as follows:

the opinions of Drs. Speth and Subramanian are probative as to whether counsel had a duty to incorporate the N adehnan records into the defense theory despite any contrary recommendation by Dr. Leestrna. Drs. Speth and Subramanian mention several preexisting conditions that might have accounted for the victim's conditions, particularly the subdural hematoma and subarachnoid bleeding. Some of the conditions, like sickle cell trait, anemia, and fevers, are expressly diagnosed in the Nadehnan records. Others, like external hydrocephalus and hemophilia, are inferable or at least sm1nisable from the records. Wllitt these conditions all have in common, according to Drs. Speth and Subramanian, is that they suggest a predisposition to bleeding in the victim. Such evidence might have bolstered the defense that the victim's massive intracranial hemorrhaging could have been precipitated by even minor tramna, such as the. fall described by defendant Moreover, because these preexisting conditions also suggest the possibility of entirely spontaneous bleeding, the defense might have been able to avoid altogether the "prior trauina" theory, which had the drawback of positing substantial bleeding that was not immediately symptomatic.

Jacobazzi, 398 IlLApp.3d at 890, 2009 WL 3968849, at *29-30.

The above detailed histo1y of Ms. Jacobazzi's Post-Conviction Petition is important to

understand, because it illustrates how, to date, the prosecution has successfully avoided having to

respond to Ms. Jacobazzi's allegations that medical evidence, never presented to a jury or considered

by a judge, establishes her actual innocence in this case because it effectively ntles out "SHAKEN

BABY SYNDROME" as the explanation of Matthew C's condition. Furthermore, no court has

ever considered or rnled on Ms. Jacobazzi's claim that the medical evidence contained in Matthew

C's pediatrician's records exonerates her from the allegation that she shook the child, and that the

alleged injnties resulted in the child's subsequent death approximately eighteen months later. Even

if the above-referred evidence does not completely exonerate Ms. Jacobazzi's involvement in the

condition suffered by Matthew C, it does at least establish that any conduct on the part of Ms.

Jacobazzi that contributed to said condition was merely negligent or reckless, and that such a mental

state would support the commutation of the balance of Ms. Jacobazzi's sentence.

as set forth in Matthew C.'s medical records obtained from Dr. Nadelman's office. (A copy of the transcript from Dr. Nadelman's testimony in People v. Pa111ela Jacobazzi is included in the appendix and incorporated herein as Exhibit "22").

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Pursuant to 730 ILCS 5/3-3-13, the Governor of the State of Illinois can consider such

evidence. In this regard, the Governor has the authority to grant Ms. Jacobazzi executive clemency

either in the form known as a pardon (formally absolving her of the crimes for which she was

erroneously convicted), or alternatively, in the form known as commuting her sentence.

Additionally, the Supreme Court has recently held in a SHAKEN BABY SYNDROME case which

contains a factually simihr scenario, that clemency is an appropriate method to correct a defendant's

incorrect conviction and sentence. Cavazos v. Smith, 132 S.Ct. 2 (2011).

On behalf of Ms. Jacobazzi, we respectfully request that the Prisoner Review Board

recommend that Gove1nor Quinn grant this relief on one of the alternative grounds that Ms.

Jacobazzi is actually innocent, or that justice requires that the balance of her sentence be commuted.

V. REASONS FOR GRANTING CLEMENCY

A. EXECUTIVE PARDON BASED ON ACTUAL INNOCENCE

1. Summary o(fuasons

Ms. Jacobazzi is entitled to an Executive Pardon because developments in the medical

community significantly question the continued validity of the theory of Shaken Baby Syndrome in

"no impact'' or "purely shaken" shaken cases such as the instant case. (See the Affidavit of Dr.

Norman Guthkelch dated Febrnary 3, 2012, which is included in the Appendix and incorporated

herein as Exhibit "23"). Here, Ms. Jacobazzi notes that the Shaken Baby Syndrome theoq regarding

the oft quoted "triad of symptoms" itself has undergone a significant name change from "Shaken

Baby Syndrome" to "Abusive Head Trauma" and does not generally include findings of Abusive

Head Trauma in pure shaking cases such as this. As such, the medical community no longer

recognizes that the SHAKEN BABY SYNDROME tlleory in a "pure shaking", non-impact

scenario is not valid. Turkheimer, Deborah, "The Next Innocence Profect: Shaken Baby Syndrome and The

Criminal Courti', 87 Wash. Univ. Law Rev. 1, 20 (2009).

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Next, the symptoms Matthew C. exhibited on August 11, 1994 through December 19, 199 5,

coupled with the information contained in Matthew C.'s pediatrician's records, (also referred to as

The Nadehrum Records) demonstrate that Matthew C.'s malady, and ultimately his death, were not

the result of Shaken Baby Syndrome. In support of and inc01"porated into this Clemency Petition by

the indicated Exhibit numbers are the following reports, declarations, and/ or affidavits:

Exhibit "2" - Dr. Patrick Barnes dated December 26, 2012;

Exhibit "3" - Dr. Patrick Lantz dated March 6, 2013;

Exhibit "4" - Dr. Jan Leestrua letter dated May 16, 2002;

Exhibit "5" - Dr. Jan Leestrua report dated March 6, 2013;

Exhibit "6" - Dr.John Plunkett report dated March 6, 2013;

Exhibit "7" - Dr. Claus P. Speth declaration dated July 31, 2006;

Exhibit "8" - Dr. Claus P. Speth declaration dated March 7, 2013;

Exhibit "9" - Dr. Uma Subramanian Srinivasan dated July 23, 2002;

Exhibit "10" - Dr. Shaku Teas Affidavit dated March 7, 2013;

Exhibit "11" - Chris Van Ee, Ph.D., report dated March 7, 2013.

Finally, both Dr. Wilbur Smith and Dr. Deena Leonard have significantly changed their

opinions as to what could have caused tl1e findings present in Matthew C., and whether the retinal

hemorrhages and retinal folds are indicators of Shaken Baby Syndrome. (A copy of the

correspondence from Dr. Wilbur Smitl1 to the Downstate Illinois Innocence Project dated August 5,

2011 is included in the Appendix and inc01"porated herein as Exhibit "24"; see also, a copy of the

Medill Innocence Project interview with Dr. Deena Leonard which is included in the Appendix and

inc01"porated herein as Exhibit "18"). Without Drs. Smith and Leonard's trial opinions, the

prosecution's theory of a "pure shaking" /non~irnpact injury that was advanced at trial, is no longer

supported in eitl1er fact or science.

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Thus, there exists a compelling basis for the likelihood that the cause of Matthew C.'s

condition was not Shaken Baby Syndrome (or any abusive conduct for that matter), and that Ms.

J acobazzi is innocent of any wrongdoing.

2. Argument

At the time of the alleged incident and Ms. Jacobazzi's trial, the theory of Shaken Baby

Syndrome was not subjected to much critical peer review. It was viewed as the "ultimate

explanation" to terrible conditions and maladies brought on to children who, due to their age, were

unable to communicate whether the malady was the result of some soli: of abuse, impact, or an

unknown. In the twelve (12) years that have passed since this incident, much has been learned

about the shortfalls of SHAKEN BABY SYNDROME, especially in cases alleged to be "purely

shaken" incidents that takes much of the "luster" off of the theo1y of Shaken Baby Syndrome and is

no longer advanced as an exclusive etiology". See Turkheimn; supra, at p. 20. This, coupled with the

misrepresentations at Ms. Jacobazzi's trial, provide sufficient evidence to establish that Ms. Jacobazzi

is innocent of any wrongdoing (specifically a violent shaking or other physical abuse), to Matthew C.

Thus, it is clearly within the discretion to grant Ms. Jacobazzi's instant petition based on her claim of

actual innocence.

a. The Theory of Shaken Baby Syndrome is No Longer Recognized in Pure Shaking Cases

At the onset, it is important to note that the prosecution's theory at trial was that the type of

Shaken Baby Syndrome at issue in the instant case was what is referred to as a "pure shaking." In

other words, the prosecution presented absolutely no evidence or testimony at trial that would

support the theo1y that the type of Shaken Baby Syndrome at issue in this case was the result of

some type of blunt trauma to the head. The only evidence at trial that the cause of the condition

could have been a blunt trauma to the head was Ms. Jacobazzi's statement to the police that the

child had fallen fotward from a sitting position and struck his head on the ceramic tile floor

(resulting in a small bump to his forehead) a couple of days prior to August 11, 1994, and the

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testimony from both Detective Joseph Leonis and Cynthia Czapski that on the day of the alleged

fatal :injuiy, Matthew C. had been tumbling and rolling while in the care and custody of Ms.

Jacobazzi. While the above incidents served as one of the bases for Dr. Leestrna's opinion that the

condition may have been caused by a prior fall or bump to the head, the prosecution's "expert''

witnesses uniformly rejected such a theo1y and uniformly opined that neither the above fall or

activities could have been the cause of the condition.

Based on the above, the prosecution's theory that the cause of the condition was the "purely

shaken" type of Shaken Baby Syndrome is disproved by the hospital findings displayed by Matthew

C. on August 11, 1994.

Initially, Dr. Guthkelch, the "father" of what has become Shaken Baby Syndrome theo1y

states that "[A] diagnosis of non-accidental death, such as "Shaken Baby Syndrome", is not justified

when the ~ evidence of abuse is the triad (subdural hematoma, cerebral edema and retinal

hemorrhages). (A copy of the Affidavit of Dr. Norman Guthkelch is included in the Appendix and

incorporated herein as Exhibit "23", at '\I 1). Dr. Guthkelch is one of the first medical professionals

who studied potential causes of subdural hematomas in infants. See Exhibit "23", at '\11-2; see also

Guthkelch, et al., "Infantile Subdural Hematoma and its Relationship to Whiplash Injuries" (1971).

According to Dr. Guthkelch the subsequent the01y that Shaken Baby Syndrome is assumed to be

the mechanism of injuiy in babies presenting, with subdural hematomas, retinal hemorrhages, and

brain swelling even in the absence of other signs of abuse is a distortion of and not consistent with

his studies, data or article. (Exhibit "23", at'\[ 3). This "no impact'' the01y of shaking is exactly the

the01y advanced by the prosecution in Ms. Jacobazzi's tl-ial. Here, Dr. Guthkelch further states that

it is accepted that "a number of other conditions - natural and non-accidental-may lead to u-iad."

(Exhibit "23", at '\[5). Included in those other conditions that "mimic" the "triad'' of symptoms

previously argued by prosecutors to be "pathognomonic" of Shaken Baby Syndrome, include (but

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are not limited to) metabolic disorders, blood clotting disorders, and birth injmy. (Exhibit "23", at

iJS). Dr. Guthkelch, next states as follows:

A diagnosis of Shaken Baby Syndrome or non-accidental head injmy should only be made after a thorough examination. Besides evidence of any injuries, a thorough examination must include the infant's medical histo1y, clinical, radiological and laboratoty evidence, consideration of a differential diagnosis to rnle out other causes, and all other relevant evidence.

(Exhibit "23" at iJ6).

Moreover, as set forth above, the medical community no longer recognizes that the Shaken

Baby Syndrome theoty in a "pure shaking", non-impact scenario is not valid. See Turkheimer, supra,

at20.

Next, in addition to identifying the likely causes of the physical event that occurred on

August 11, 1994 (as more fully set forth below), Dr. Speth's Certification further explains why

SHAKEN BABY SYNDROME is not applicable to the instant case. In this regard, the "peer-

reviewed medical literature" concerning Shaken Baby Syndrome involving a shaking without impact

(previously referred to in this petition as a "pure shaking") establish that there are the following

three (3) cardinal features:

(1) A thin subdural layering of blood over both halves of the brain (over the convexities of both hemispheres) --- never a large hematoma over just one side of the brain.

(2) Symmetrical swelling of the brain called "encephalopathy" --- never infarction of half of the brain and never marked shift or marked mass effect. The symmetrical swelling is thought to be due to tissue fluid called edema and thought to arise from a combination of ischemia (compromised blood flow) and/ or hypoxia ~ack of oxygen supply in the blood)

(3) Hemorrhage of a particular appearance within all layers of the retina and extending out to the very periphery (the ora serrata), and occasionally also retinal folds and retinoschisis.

(Exhibit "7", at p. 2-3). Without the above-three symptoms, the condition is not the result of

Shaken Baby Syndrome caused by a "pure shaking'' incident. (Exhibit "8", at p. 2-3). However,

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contraq to the above, on August 11, 1994, Matthew C. presented with the following three (3)

cardinal features:

(1) A large blood clot ("hematoma") over the left side of his brain called a "subdural hematoma."

There was a dispute among the "experts" as to whether it was entirely a fresh clot or whether it was a fresh clot superimposed on an older clot.

(2) Marked swelling of the left half of the brain beneath the hematoma that was determined to be infarction (death of the brain tissue due to cut-off circulation).

This enlargement encroached upon, and thereby compressed, the opposite right half of the brain, also compressed blood vessels and the brain stem (called "shift" due to "mass effect'') causing markedly increased pressure within the head (increased intracranial pressure or "ICP")

(3) Alterations of the visual membranes ("retina's") inside the backs of the eyes (seen with a scope)

Characterized on a one-page diagram with notes by one physician on only one occasion as "scattered" bleeding ("hemorrhage") into the retina ("intra-retinal") on the rigl1t, "dense confluent" bleeding into the retina on the left, as well as a "retinal fold" and "separation of the internal limiting membrane" (the membrane at the front of the retina) on the left. The latter was defined as "traumatic retinoschisis" (splitting of the retina) "consistent with shaken injll1)'." At autopsy occlusion of the left central retinal arteq was identified.

There was a 20-'/z hour delay before the exam was performed, during which time Matthew had extraordinarily elevated intracranial pressures (as high as 73), was ventilated with bag-mask and via endotracheal intubation, received seizure medications, was transported via helicopter, underwent more than 1 hour of neurosurgeq, was subjected to therapeutic dehydration (including Mannitol) and received steroids.

(Exhibit "8", at pp. 1-3). Based on the above, the prosecution's theory at trial that Matthew C.'s

condition on arrival in the hospital were injuries and were caused by a "purely shaken" episode of

Shaken Baby Syndrome, are disproved by the objective medical hospital findings following his

arrival there on August 11, 1994.

Not only do the hospital findings present in Matthew C. on August 11, 1994, mle out a

"purely shaken" episode of Shaken Baby Syndrome, they are highly indicative of underlying medical

causes other than Shaken Baby Syndrome or instances of child abuse.

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b. Matthew C. 's Medical History Disproves Shaken Baby Syndrome as the Cause of his Fatal In;it1ies

Additionally, Pamela Jacobazzi is entitled to a grant of clemency because the information

contained in The Nadehnan Records as reviewed and inte1-preted by leading, prominent

professionals who work in the various disciplines associated with Shaken Baby Syndrome, establish

Ms. Jacobazzi's claim of actual innocence. In short, the physical event which occurred in Matthew

C. on August 11, 1994, was not the result of shaking at the hands of Pamela Jacobazzi, or any other

conduct by Pamela Jacobazzi on August 11, 1994, but most likely the result of sludging and clotting

of blood in tl1e cerebral and retinal venous channels, and further exacerbating a subdural bleed from

days or weeks previously, all of this caused by the pre-existing condition present in Matthew C. since

birth. As set forth above, and in the Declaration prepared by Norman Guthkelch, it is no longer

accepted in the medical community that an infant can suffer a brain injury resulting in the triad of

symptoms present in the instant case in a no-impact shaking case. (See Exhibit "23"). In the instant

case, from the times since Ms. Jacobazzi's prior clemency petition, several leading doctors have

thoroughly reviewed her case.

Dr. Teas' affidavit (Exhibit "10"), contains a detailed tiine line of events, including a

summaiy of the relevant portions of The Nadehnan Records. Here, both Matthew C and his

mother's medical records displayed that both had repeated low hemoglobin and low hematocrit. (See

Exhibit "10", at 'if'if 15, 34-36). Additionally, both Matthew C. and his mother were iron deficient,

and were prescribed iron supplements. (See Exhibit "10", at 'if'if 15, 34-36). Moreover, Matthew C.

was identified, on four occasions in The Nadehnan Records, to have inherited the sickle cell gene

from at least one parent. (Exhibit "16", at 001080-81; 00185; 001096; 001113). Finally, despite Dr.

Nadehnan's advice for Matthew C's. mother to follow up with a hematologist, this advice was

followed. [Exhibit "16"; also, Exhibit "10" (Dr. Teas), at 'if'il 187-190].

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Next, Dr. Teas' affidavit further details the history of fever, dehydration, low hemoglobin,

low hematocrit, as well as HbS (sickle cell) level of 40%. (Exhibit "10", atiJif 23-41).

Furthermore, Dr. Teas' affidavit also describes the statements of Matthew C's. preV1ous

caretakers to Joseph P. Mahr, as well as the letter from parents on one of the children Ms. Jacobazzi

cared for on August 11, 1994, and the affidavit of one of Ms. Jacobazzi's neighbors (Robert Eck)

who observed Matthew C. on several occasions at Ms. Jacobazzi's house prior to August 11, 1994.

(A copy of the statement of Diane Wore! to Joseph P. Mahr is included in the Appendix and

incorporated herein as Exhibit "26"; the statement of Pat Lynge is included in the Appendix and

incmporated herein as Exhibit "27"; the Affidavit of Robert Eck is included in the Appendix and

incorporated herein as Exhibit "28"; and the letter to The Hon. Ronald Mehling from Paul and

Michelle Zelinsky (parents whose son was present in Pamela Jacobazzi's daycare on August 11,

1994, included in the Appendix and incorporated herein as Exhibit "29"). The above descriptions

as set forth by these individuals are consistent with the theory that Matthew C's. behavior and level

of developmental progress revealed an underlying malady. (See Exhibit "10" (Dr. Teas), at iii! 104-

127). Furthermore, these individuals never were called to testify at trial. Had they testified, the jury

would have been alerted to the fact that the child was not healthy contrary to the bedrock element

of the prosecution's case.

Next, Dr. Patrick Barnes, who is a full professor at Stanford University, as well as both Chief

of pediatric radiology, and Director of pediatd.c MRI and CT-scans at Stanford Lucille Patrick

Children's Hospital, conducted a review of the August 11, 1994 and December 14, 1995 CT-scans

of Matthew C.'s brain after having reviewed The Nadeltnan Records as well as the other medical

records regarding Matthew C .. (See Exhibit "2", at p. 1) Dr. Barnes is a leading pediatric

neuroradiologist who dedicates a substantial portion of his career to studying brain injury in young

children and infants. Dr. Barnes bas been qualified as an expert witness in the area of Shaken Baby

Syndrome as well as pediati-ic neuroradiology in numerous cases. Dr. Barnes' report concerning his

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review of records in this case reaffirms that "there is nothing about the imaging findings in this case,

including the presence or absence of retinal hemorrhage, that is specific for, or characte1-istic of NAI

(non-accidental injmy)." See Exhibit "2", at p.2. Dr. Barnes fw:ther confirms that "shaking alone

(i.e., without impact) is unlikely to produce intracranial injury in the absence of requisite injmy to the

spinal cord, spinal column, or neck" and that intracranial injuries similar to that in the instant case

can result from short distance falls. See Exhibit "2", at p.2. Thereafter, Dr. Barnes' report confirms

the Certificates and Affidavits filed by Drs. Speth and Submariam in the previous clemency petition

by confirming that brain findings similar to those depicted in Matthew C.'s CT-scans may also be

caused by "predisposing or complicating conditions such as perinatal and birth-related issues;

craniocerebral disproportion; developmental disorders; coagulopathy or vascular disease; metabolic,

toxic, and nutritional disorders; infectious or post-infectious conditions; hypoxia-ischetnia (e.g.

airway, respirato1y, cardiac or circulatory compromise); seizures; prior trauina; and, multi.factorial

(e.g. synergistic cascade phenomena)." See Exhibit "2", at p.2.

Additionally, Dr. Barnes notes that "clinical deterioration due to a predisposing condition

(e.g. coagulopathy or metabolic disorder) may be 'triggered' by an infectious or post-infectious

condition (e.g. recent vaccination), by hypoxia-ischemia (e.g. dysphagic choking or cardiorespirato1-y

arrest and resuscitation), or 'trivial' trauma (e.g. AI)." See Exhibit "2", at p.2. Finally, Dr. Barnes

notes that the clinical deterioration of a child suffe1-ing from these brain findings "may occur

following a 'lucid' interval." See Exhibit "2", at p.2. Critically, Dr. Barnes noted that in the absence

of a specific medical diagnosis, a conclusion such as Shaken Baby Syndrome or other Non.

Accidental Injw.-y ("NAI") should not be the "default'' diagnosis. See Exhibit "2", at p.4.

Thereafter, Dr. Barnes concluded, relative to the instant case, that "there is nothing about the

imaging findings in this case, including the presence or absence of retinal hemorrhage that is specific

for, or characte1-istic of NAI. In this case, specific consideration should be given to a predisposing

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chronic collection or coagulopathy with subsequent hemorrhage or re-hemorrhage, including

associated with 'trivial' trauma (i.e. accidental)." See Exhibit "2", at p.4.

In addition to Dr. Bames' review of Matthew C.'s CT-scans, Dr. Patrick Lantz, a full

professor at the Wake Forest School of Medicine reviewed and conducted a whole slide imaging

process (WSI) on the blood clot taken from Matthew C. tl1at was introduced at trial as People's

Exhibit #9 and reviewed by all the trial wimesses. See Exhibit "3", at p.1. Dr. Lantz's review and

analysis of ilie sample clot confirmed that, contrai-y to Dr. Robert Kirschner's rebuttal testimony at

trial, tl1c "histopathological findings were indicative of acute subdural bleeding but also had

macrophages with cytoplasmic pale yellow pigment indicative of a prior bleeding episode." See

Exhibit "3", at p.1. Thereafter, Dr. Lantz, a recognized forensic pathologist, who is also a

recognized leading expert as to retinal hemorrhages, co1n1nented, that retinal hemorrhages,

perimacular folds, and retinoschisis, as were present in Matthew C.'s eyes when examined by Dr.

Deena Leonard tl1e day after the alleged occurrence, are not limited to being caused by violent

forces. See Exhibit "3", at p.2. Thereafter, Dr. Lantz specifically refuted Dr. KJ.rschner's trial

opinion that "accidental injuties in ilie home, the kids who fall from counters or fall down stairs or

have an injury in the home, these kids do fine, they don't suffer neurologic injury" is absolutely not

supported by tl1e objective scientific community. See Exhibit "3", at p.2.

Here, Dr. Lantz refers to an article he authored which studied the brain injui-y and retinal

hemorrhages present in a child who fell from a swing set in the back yard less than four feet from

ilie ground. See Exhibit "3", at p.3, ref. note 2. Additionally, Dr. Lantz provided that the trial

testimony of Dr. Deena Leonard concerning the ocular findings concerning the retinal hemorrhages,

retinal fold, and retinoschisis as being pathognomonic for a shaken injury, are not supported by tl1e

objective, scientific co=unity. See Exhibit "3", at p.2. In fact, Dr. Leonard herself has recently

acknowledged this conclusion by Dr. Lantz when she spoke to students at the Medill Innocence

Project investigating Ms. Jacobazzi's case. See Exhibit "3".

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Next, Dr. John Plunkett, another leading doctor in the area of forensic medicine and

traumatic head injmy issues, provided a report confirming that his review of the whole slide image

("WSI") of the surgical pathology slide confirms "uneqnivocally that Matthew C.'s hematotna had

both acute and sub-acute components." See Exhibit "6", at p.2. Dr. Plunkett went on to describe,

in detail, the va1-ious scavengers cells, connective tissue cells, along with the red blood cells that had

been dead for several days, all of which were present in the slide he reviewed. See Exhibit "6", at

p.2. Based on the objective findings of the various cells contained in the pathology slide reviewed

by Dr. Plnnkett, he concluded that "the most likely cause for Matthew's initialhematoma was a head

impact that occmred no later than August 8 and possibly much earlier." See Exhibit "6", at p.2.

Additionally, Dr. Plnnkett stated that the fall on August 8 (as reported by both Ms. Jacobazzi and

Matthew's mother) may have been the prima17 event or may have aggravated an earlier impact or

pre-existing condition. See Exhibit "6", at p.2. In addition to the possibility that the bump that

Matthew sustained to his head when u-ying to sit up on August 8, 1994, triggered the event on

August 11, 1994, Dr. Plunkett further concluded that it was also possible that a "vascular

malformation, 'spontaneous' bleeding, or sickle cell-trait [see below] caused his initial SDH [subdmal

hematoma]." See Exhibit "6", at p.2.

Dr. Plunkett's report further provided infom1ation explaining how seemingly innocuous and

extremely low velocity inipact may cause a subdural hematoma in infants, and that bleeding in such

cases may be relatively slow and asymptomatic for a considerable period of time. See Exhibit "6", at

p.2. This is directly contradictory to Dr. lCirschner's rebuttal testimony at trial that there is no such

thing as a lucid interval in that the cause of Matthew C.'s injm7 had to have been within two houts

prior to him losing consciousness after he was picked up by his mother ftom Ms. Jacobazzi's house.

In this regard, Dr. Plnnkett expounded that "a simple head first impact to a non-yielding surface

(including a catpeted floor) from as little as a two-foot fall will usually exceed" thresholds required

to cause subdural he1natomas in infants. See Exhibit "6", at pp.2-3. Dr. Plunkett then emphasized

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that "fatal impact head injui-y in an infant does not require a motor vehicle accident or a fall from a

two-stoi-y building." See Exhibit "6'', at p.3.

Critically, Dr. Plunkett then went on to exphin how abnormalities to the blood coagulation

system, and other underlying medical conditions may alter the threshold requirements and outcome

for impact trauma in infants. See Exhibit "6", at p.3. Dr. Plunkett then provided a non-exhaustive

list of "natural diseases" and metabolic abnormalities which predispose to, or are associated with,

the presence of subdural hematomas, which included the following:

1. Cortical venous thrombosis (CVT), sagittal sinus thrombosis (SST), or other large-sinus thrombosis;

2. Hemoglobinopathies such as but not limited to sickle cell disease;

3. Vascular malformations such as, but not limited to, AV malformations; and

4. Spontaneous, in which the bleeding develops with no recognizable cause.

See Exhibit "6", at p.3. Next, Dr. Plunkett elaborated on the issue of retinal hemorrhages - - - that

Matthew's bilateral retinal hemorrhages were disproportionately present on the same side as the

subdural bleeding, which would seem to iule out a shaking as the mechanism of injury. See Exhibit

"6", at pp.3-4.

Next, Dr. Plunkett squarely addresses the potential significance of the findings of a va1~ant

of the sickle cell trait contained in The Nadelman Records. Here, Dr. Plunkett indicates that he was

able to "identify a small acute arteriolar thrombus in the scanned slide of the SDH [subdural

hematoma] of the slide he reviewed. See Exhibit "6", at p.4. Dr. Plunkett allowed that such a

finding also allowed for the possibility that Matthew C. "had an underlying aneurysm or A-V

malfo11nation associated with his hemoglobinopathy" and gave some significance to the fact that

Matthew C. lived for more than one year after the event on August 11, 1994. See Exhibit "6", at p.4.

Thereafter, Dr. Plunkett confirmed that Matthew C. had a significant hemoglobin abnormality

known to be associated with a variety of vascular disorders. See Exhibit "6", at p.4.

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Next, Dr. Plunkett confirmed that "scientific stndies suggest that it is not possible to shake

an infant hard enough to cause a concussion, SDH, or traumatic brain injmy (IBI)." See Exhibit

"6", at p.4. Thereafter, Dr. Plunkett analogized that Ms. Jacobazzi's short stature and slight build,

combined with the weight of Matthew C. and the absence of any physical marks associated with

shaking, bmising, or fractnres, would render it in1possible that Ms. Jacobazzi could have generated

the force required to have caused the alleged injuries or triggered the event with Matthew C. on

August 11, 1994. Thereafter, Dr. Plunkett opined that it was a possibility that the variant of sickle

cell trait contt1buted to Matthew C.'s injuries on August 11, 1994 and is a factor that should be

considered. See Exhibit "6", at p.5. Dr. Plunkett then unequivocally stated that "'shaking' did not

cause or contribute to his subdural bleeding or collapse. "In fact, there is no evidence that

anyone did anything to Matthew to cause the subdural and death." See Exhibit "6", at p.5.

(emphasis added); see also, Exhibit "10" (Dr. Teas), at p. 35, if 215.

The Nadehnan Records' establish that Matthew C. had (among other possible pre-existing

conditions), a hemoglobinopathy. (See Exhibit "8", at pp. 6-8, ifif16-24). But, as set forth next, this

hemoglobinopathy involved more than just the commonly recognized sickle cell trait, and this was

the cause or substantial contributing factor in the medical event that occurred on August 11, 1994.

As to evidence ofhemoglobinopathy, The Nadehnan Records confirm that Matthew C. had

a hemoglobinopathy. (See Exhibit "8", at pp. 6-8, ifif16-24). A hemoglobinopathy is "a kind of

genetic defect that results in abnormal sliucture of one of the globin chains of the hemoglobin

molecule." An "abnotmal structure" is considered a "mutation" where "the sequence of amino

acids are switched (forming variants). (Exhibit "8", at p. 6, if 14). While sickle cell disease is one of

the most commonly known hemoglobinopathies [mutated sickle globins from both parents], some

children have not only a mutated sickle globin from one parent, but also another (not sickle)

6 See Exhibit "16"; see also, Exhibit "10" (Dr. Teas), at pp. 3-6, '!l'\118-39 (containing a detailed summary of the significant contents of The Nadelman Records).

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mutated globin from the other parent (Exhibit "8'', at pp. 6-7, 't['t[17, 19). Such a scenario creates a

"compound heterozygous" which is "invisible" on electrophoresis', but "when combined in the

child with Hb-S (mutated sickle globin), the combined effect causes severe, perhaps fatal disease

with severe anemia and/ or hyperviscosity of the blood causing sludging and thrombosis in the

vessels!!" (Exhibit "8", at p. 6, 't[17). This "sludging" of the blood results in the blood being unable

to move smoothly through the blood vessels and ultimately "clogging" them (called thrombosis)

resulting in an infarction of the brain and leakage of blood from small vessels in the retina. (See

Exhibit "8", at p. 16 - 18 (peer review articles cited to therein).

In the instant case, it is uncontradicted that Matthew C. had at least one mutated sickle

globin from his father. (Exhibit "16", at 001080-81; 00185; 001096; 001113). Next, Matthew C's.

mother is of Polish descent and abnormal hemoglobin "with a modular similar to" the sickle cell

hemoglobin has also been identified in families of Polish descent. [Exhibit "8" (Dr. Speth), at p. 7, 't[

19; also, Exhibit "10" (Dr. Teas), at pp. 27-30, 't['t[ 178, 190). It follows that symptoms and medical

events in children with such a combination of mutations could manifest in the same manner as a

child with sickle cell disease. (Exhibit "8", at pp. 9-22).

Moreover, Matthew C.'s clinical presentation as described by Dr. Sullivan, as well as the

neurosurgeon (Dr. Jerry Bauer) at trial, support the diagnosis of cerebral sinovenous thrombosis.

Also, Dr. Bames (prior to Dr. Speth completing his report on March 7, 2013), stated in his report:

"... including along the dural venous sinuses (acute-subacute hemorrhages, re-hemorrhage or

thromboses ... " (See Exhibit "2", at p.1") (emphasis added). In this regard, neither Dr. Sullivan's CT-

scan repo1i:8, nor Dr. Bauer's testimony at trial indicate that either observed a subarachnoid

hemorrhage when the CT-scan was read or when Matthew C's. brain surface was examined.

(Exhibit "8", at p. 9, at 't[27). In light of the fact that no subarachnoid hemorrhage was observed on

7 One of the tests used to identify sickle cells in globin. 8 See Exhibit "17"

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the CT-scan or during the brain surgery, cerebral sinovenous thrombosis becomes the more likely

finding. (Exhibit "8", at p. 9, if27). In this regard, Dr. Speth notes as follows:

Cerebral sinovenous thrombosis can readily cause exocitotoxic, or more likely vasogenic edema with swelling and ischemic infarction of vast areas of the brain that are subject to the ill effects of the compromised venous channels, with increased intracranial pressure. It would, then, not only explain the CT scan findings, but also, at least in part, the severe damage with swelling of the left hemisphere, that in the face of this type of thrombosis, particularly of the deep sinuses - would cause characteristically, sudden seizures and coma, all of which would characterize Matthew's presentation on August 11, 1994!!

(Exhibit "8", at p. 9, if 27).

The Nadehnan Records strongly implicate that Matthew C. had been suffering from the

effects of the hemoglobinopathy which caused, or significantly contributed to, the medical event on

August 11, 1994. [See Exhibit 2 (Dr. Barnes), at p.4 (identifying an underlying coagulopathy as a

potential cause); Exhibit "5" (Dr. Leestrna), at p.2; Exhibit "6" (Dr. Plunkett), at pp. 4, 6; Exhibit

"8" (Dr. Speth), at pp. 6-8, ifil 15, 17-18, 21, 24, also, p. 8, exce1pt "a" desc1ibing such cases in

individuals witl1 sickle cell trait; Exhibit "9" (Dr. Subramanian), at pp. 7-8; and Exhibit "10" (Dr.

Teas), at iJif180, 183, 186-190]. Both, Drs. Shalm Teas and Claus P. Speth submitted an affidavit and

declaration containing an extensive review identifying the portions of The Nadehnan Records which

unequivocally establish that Matthew C. had been anemic, dehydrated, and suffering from ongoing

fevers for the months prior to August 11, 1994. Drs. Speth and Teas also note the complications of

the presence of the hemoglobinopathy implicated by the symptoms described in The Nadelman

Records. As such, Matthew C. had a more complicated hemoglobinopathy than just the generally

recognized sickle cell trait.

Initially, Dr. Spetl1 described how an individual diagnosed with a sickle cell variant may have

the same health 1isks and symptoms as when diagnosed with sickle cell disease. See Exhibit "8", at

pp. 6-7; see also, Exhibit "10" (Dr. Teas), at ifif180, 183, 186-190. In particular, Dr. Speth indicated

that "even in sickle trait, if the Hb-S is greater than 35%, complications identical to that of sickle cell

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disease can occur in the presence of iron deficiency anenllii, hypoxia, dehydration and fever!!" See

Exhibit "8", at p.7, if 21. Consistent thereto, Dr. Teas noted that The Nadelman Records reveal that

Matthew C.'s Hb-S level constituted 41% of his red blood cells. See Exhibit "10", at p.29, if 187.

Here, it is important to note that the pathophysiology of sudden death in those with sickle cell trait

or a sickle cell vatiant is the same as that in sickle cell disease. See Exhibit "10" (Teas) at p.29, ifif185

and 186. Dr. Teas further explains that sickle cell trait is called "the silent killer" in which, "until

recently, was thought to be relatively benign since the HbA was considered sufficient to provide

oxygen and to compensate for any sickling that might occui-." However, Dr. Teas further states

that it is now known that hypoxia ~ow oxygen), exercise, dehydration and/ or infection can produce

the same complications in individuals of those with sickle cell disease, including sudden death. See

Exhibit "10" (Teas), at p. 28, if183.

In addition to the diagnosis of sickle cell trait, both Drs. Speth and Teas described that the

medical histo1y contained in The Nadelman Records of repeated respiratory infections,

developmental delays, anenllii which was recalcitrant to iron therapy, and dehydration confirm that

Matthew C. likely suffered from a va1-innt of sickle cell trait in August 1994. See Exhibit "8" (Speth)

at pp.7-8; see Exhibit "10" (Dr. Teas) at pp. 29-30, ifif187-195; see also, Exhibit "6" (Dr. Plunkett), at

p.4; Exhibit "8" (Dr. Speth), at pp. 6, 8, ifif18, 24). Additionally, Dr. Speth describes in great detail

that the effect of a hemoglobinopathy or sickle cell variant can result in a cerebral sinovenous

thrombosis, and the fu1dings are consistent with this having been present in Matthew C. in August

1994, and was most likely the cause or a significant contributing cause of the medical event on

August 11, 1994. See Exhibit "8" (Speth) at p. 9, if 27; see also Exhibit "6" (Plunkett) at pp. 3-5;

Exhibit "2" (Dr. Barnes), at pp. 3-4. Consistent with Dr. Teas' Affidavit, Dr. Speth's Declaration

contains exce1pts of numerous articles detailing cerebral sinovenous thrombosis in children that

caused fu1dings ( subdural hematomas, including tl1ose witl1 re bleeding, and infarctions of the brain)

identical to those found in Mattl1ew C. in August 1994. See Exhibit "8" (Speth) at pp. 9-13. Of

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significant note is that several of these studies had detailed the presence of both cerebral sinovenous

thrombosis as well as sickle cell hemoglobin hemoglobinopathy. Predisposing factors for cerebral

sinovenous thrombosis include dehydration, anemia sickle cell hemoglobinopathy (as in The

Nadelman Records), and manifestations of cerebral sinovenous thrombosis include increased

intracranial pressure (ICP), seizure, encephalopathy, and infarction (as in the medical records of

August 11, 1994). (See Exhibit "8" at p.9-13). Further consistent with Dr. Teas' Affidavit, it is noted

that "sickle cell trait, in addition to sickle cell disease, represents an increased risk of cerebrovascular

thrombosis especially with an elevated level of hemoglobin S (greater than 36%)." See Exhibit "8"

(Speth) at p. 10. Again, The Nadelman Records indicate that Matthew C.'s hemoglobin S level in

August 1994 was 40%.

Here, cerebral smovenous thrombosis is recognized as a disease that "mimics" non-

accidental injuries by presenting during imaging with infarction, subarachnoid hemorrhage, subdural

hemorrhage and/ or retinal hemorrhage; especially in cases involving infants. (Exhibit "8", at p.11,

citing to Barnes P.D., Imaging ef nonaccidenta! Injury & the Mimics: Issues & Controversies tiz the Era ef

Evidence-Based Medicine, "Radio!. Clin. North Am.": 2011; 49: 205-209). Additionally, "[S]ickle cell

trait, in addition to siclde cell disease, represents an increased risk of cerebrovascular thrombosis

especially with an elevated level of hemoglobin S (>36%). (Exhibit "8", at p.10, citing to Feldenzer

JA, et al; SuperiorSagittal Sinus Thrombosis Jvith I1rfarctio11 in Sickle Cell Trait Stroke; 1987 May-June 18 (3):

656-660). Finally, sinovenous thrombosis is aggravated by dehydration, iron deficiency anemia, and

infection, and is manifested by symptoms in infants of irritability, headache, seizures,

encephalopathy, motor weakness, and coma. (Exhibit "8", at pp. 9-13). Physical results of cerebral

sinovenous thrombosis include: increased intracranial pressure requiring aggressive treatment; mass

effect of accompanying hemorrhages; subdural or subarachnoid hemorrhages; brain swelling; white

matter edema; and loss of gray-white matter differentiation [all of which were present in Matthew

C.]. Exhibit "8", at pp. 9-14. In fact in those fatal presentations, "death was associated with coma

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at presentation." See Sebire G, et al, "Cerebral venous sznus thrombosis zn Child1~n: Risk Factors,

Presentation, Diagnosis & Outcome", Brain 2005, 128, 477-489.

The hemoglobinopathy ve1y likely caused the medical event on August 11, 1994, and it

would also have rendered Matthew C. increasingly susceptible to exacerbating the pre-existing

subdural hematoma, where the latter could have been triggered by the fall and bump to his head as

described on August 8, 1994, and fw:ther exacerbated the tumbling and playing activities as

described by Ms. Jacobazzi and Matthew C's mother. See Exhibit "6" (Dr. Plunkett); Exhibit "5"

(Dr. Leestrua), at pp. 2-5; Exhibit "8" (Dr. Speth) at p. 8; Exhibit "10" (Dr. Teas) at 'if'if 212, 215.

Critically, and contrary to the theo1y advanced by the prosecution at trial, Dr. Plunkett notes that if

the medical event on August 11, 1994, was caused by the subdural hematoma, it must have been

triggered by some sort of impact. [Exhibit "6", at p. 2, 4-5; see also Exhibit "11" (Dr. Van Ee), at pp.

5-6 ("[B]ased on a review of the current scientific data, the hypothesis that shaking without impact is

likely to result in injurious angular acceleration/ deceleration cannot be scientifically supported").

Specifically, Dr. Plunkett notes as follows:

In fact, "shaking" was the mechanism that the State's witnesses testified caused Mattbew's injury and subsequent death. However, scientists have demonstrated unequivocally since the time of Ms. Jacobazzi's trial that shaking is an unlikely mechanism for brain damage or SDH. It is possible at least theoretically to shake an infant violently enough to cause ce1-v:ical spinal cord damage, cessation of breathing, and death. However, scientific studies suggest that it is not possible to shake an infant hard enough to cause a concussion, SDH, or traumatic brain injury (TBI). (Neuroscientists often refer to TBI as diffuse axon.al injmy, or DAI.) Studies published in the peer-reviewed scientific literature have shown that shaking a ten.­pound surrogate produces a maximum acceleration approximately ten times the acceleration due to gravity, or 10 gs. Shaking achieves maximum brain acceleration well below any established brain injmy threshold. Shaking is unlikely to cause brain damage. However, it could cause other injuries at levels considerably below the brain injury threshold. Ms. Jacobazzi was 5 feet tall and weighed approximately 120 pounds in 1994. Assuming that she was even capable of shaking Mattbew at all, she would have to exert a large quantifiable force to his chest or a171ts in order to accelerate his head at 10 gs. This force is likely to causes skin bruises or fractures. Matthew had no evidence for a1~n or chest injuries.

If the head is unrestrained and free to move, and a person or an object applies a force (acceleration; "shake") to the thorax or arms, the head will move. The force is

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transmitted through the neck to cause the head motion (impulsive loading). The neck fails structurally at acceleration considerably lower than that required to cause bridging vein rnpture or traumatic brain damage. Therefore, if shaking caused mechanical brain injury, then significant strnctural neck damage must accompany it Matthew had no evidence for spine or spinal cord injury.

(Exhibit "6", at pp. 4-5; see also, Exhibit "10" (Dr. Teas), at p. 31). Additionally, Dr. Plunkett

explained that a "low impact", such as the reported fall and bump to his head Matthew C. suffered

on March 8, 1994, as he was tr-ying to sit up, could have caused the subdural hematoma and the

medical event on August 11, 1994. Specifically, Dr. Plunkett explains as follows:

biological systems including human beings are seldom "all" or "none". Further, underlying conditions such as an abnmmality of the blood coagulation system, individual cerebral vascular anatomy, cerebral atrophy or increased extra-axial fluid, and an individual's unique metabolic pathways may alter the threshold and outcome for impact trauma. A number of "natural diseases" and metabolic abnormalities predispose to, or are associated with, SDH. Examples include but are not limited to:

D The birth process itself, including C-section delive17;

D Lumbar puncture resulting in intracranial hypotension;

D A variety of infections caused by bacteria and virnses;

D Cortical venous thrombosis (CVT), sagittal sinus thrombosis (SST), or other large-sinus thrombosis;

D Inborn errors of metabolism such as glutaric aciduria and Menkes Disease;

D Hemoglobinopathies such as but not limited to sickle cell-disease;

D Inherited or acquired coagulation abnormalities, such as but not limited to hypofibrinogenemia, Vitamin K deficiency, or thrombocytosis;

D Structural abnormities such as an arachnoid cyst, increased extra-a,-Tial fluid, or subdural hygromas;

D Vascular malfo1mations such as but not limited to AV malfo1mations;

D Poorly understood inflammato17 processes such as hemophagocytic Ly:tnphohistiocytosis and post-vaccination reactions; and

D Spontaneous, in which the bleeding develops with no recognizable cause.

**** If an acute hematoma does not resolve, it develops a membrane that is extremely fragile and has many new, immature blood vessels. These blood vessels may 1upture, causing "new" bleeding and an increase in the size of the initial SDH. There have been a number of studies to determine why some acute hematomas follow this path. The best explanation appears to be that the unique characteristics of the clotting system in the hematoma itself allow the bleeding to persist rather than to heal. The Medical Imaging literature has documented this phenomenon in studies following hospitalized SDH patients with serial CT and MR scans, which show new bleeding in

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established hematomas in the absence of trauma. "New" trauma is not required for this.

(Exhibit "6'', at p. 3; see also, Exhibit "10" (Dr. Teas), at pp. 31-33). As such The Nadelman

Records and the pre-existing conditions that are easily diagnosed from the information therein

establish that on August 11, 1994, Matthew C. was not a well-baby, and "predisposed" to suffering

a head injmy from an otherwise minor, innocuous head impact.

c. Change in Dr. Wilbur Smith's and Dr. Deena Leonard's Positions Regarding the Instant Case Support Ms. Jacobazzj's Claim of Actual Innocence and Her Request far Clemency

Ms. Jacobazzi's claim of actual innocence is further suppm-ted by the recent statements of

both Dr. Deena Leonard and Dr. Wilbm Smith, both of whom provided critical testimony for the

prosecution in the instant case. As previously stated, Dr. Leonard who testified at trial that her

findings from her examination of Matthew C.'s eyes were pathognomonic for Shaken Baby

Syndrome. However, within the past year, Dr. Leonard has changed her view on this issue. After

an interview with the Medill Innocence Project, Dr. Leonard was provided certain articles

concerning retinal hemorrhaging, vacular folds, and retinoschisis. After reviewing the articles

provided, Dr. Leonard agreed and indicated that she no longer agreed with the opinions she testified

to at trial in this matter, in particular that her findings present in Matthew C. on August 12, 1994 are

not "pathognomonic" of"SHAKEN BABY SYNDROME". (See Exhibit "18").

Furthermore, one of the leading authorities on retinal hemorrhages asserts that. the

presentation described by Dr. Leonard at trial is not pathognomonic for SHAKEN BABY

SYNDROME. (See Exhibit "3" (Dr. Lantz), at p. 2 and articles cited therein).

Moreover, Dr. Speth's 2006 Declaration explains several ocular manifestations of sickle cell

hemoglobinopathy, and those ocular manifestations which complicate subdmal hemato1nas and AV

111alformations. (Sec Exhibit "7", at p. 6). Specifically, Dr. Speth stated as follows:

There are several likely interacting causes for the ocular findings. They include vascular complications of the sickle cell disease (including the central retinal arte17 occlusion) and the compounding effects of the sudden onset of

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extremely high intracranial pressure in combination with the acute subdural hematoma and infarction, again on the background of the sickle cell vascular disease.

Above it was demonstrated that the subdural hematoma may have arisen as a direct complication of sickle cell disease. However, it may also be the result of the 1upture of an aneurysm or a vascular malformation through the arachnoid into the subdural space. The reason for also raising this possibility is that aneurysms and vascular malformations are quite prevalent in sickle cell disease --- a mpture through to the subdural space might account for the contradicto1y inte1pretations of the CT scan. The importance of this is the role of subdural hemorrhage as a cause for Terson's syndrome (see excerpts below) when there is sudden increase in intracranial pressure as was deter­mined clinically in Matthew.

(See Exhibit "7", at p.6).

In his supplemental Declaration prepared in March 2013, Dr. Speth explains in great detail,

and refen-ing to numerous peer-reviewed articles, that hyperviscosity syndromes (such as such as

sickle cell hemoglobinopathies) produce wide-spread retinal hemorrhages throughout all layers of

the retina (very similar to those found in cases alleged to be caused by SHAKEN BABY

SYNDROME), as well as, occasionally schisis. (See Exhibit "8", at p. 14-19). As such, it is generally

accepted within the medical community that the ocular findings described by Dr. Leonard at trial are

not pathognomonic of SHAI<:EN BABY SYNDROME, but also common in hemoglobinopathies,

and characteristic of central retinal venous thrombosis. (See Exhibit "8", at p. 14-19 and articles

cited therein). It is also generally accepted that when a patient presents with bilateral retinal vein

obstructions (like Matthew C.), the medical and laboratory evaluation should include a search for

evidence of hype1-v:iscous and hypercoagulable syndromes. (See Exhibit "8'', at p. 17; citing to

Bradvica, et al., Retinal Vascular Occulsions, "Advances in Ophthalmology'', Ch. 21, pp. 357-398

(March 2012); Morley, MG & Heier, JS, Venous Obstructive Disease of the Retina, Free Medical

Textbook, "Ophthalmology'', Ch. 115 (Dec. 31, 2010); Fong, ACO, et al., Central Retinal Vein

Occlusion in young Adults, "Sm-vey of Ophthalmology", 37 (6): 393-416 (May-June 1993). The medical

records from August 1994 and thereafter indicate that no such tests for hyperviscous and

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hypercoagulable syndromes (as charistically foui1d in hemoglobinopathies) were ever performed on

MatthewC.

In light of the above, Dr. Leonard's testimony that the ocular findings she described in her

trial testimony, that she claims were present in Matthew C. on August 12, 1994, and that could

ONLY be caused by SHAI<EN BABY SYNDROME, and which were essential to the viability of

the prosecution's theory at trial as the third part of the triad of symptoms - - - all that has now been

established to be UNEQUIVOCABLY false.

Similarly, Dr. Wilbur Smith, in a letter to the Downstate Illinois Innocence Project, info1mcd

them that he no longer was of the opinion, which he ei-roneously reached during his trial testimony.

Namely, his erroneous testimony stated that Matthew's brain injuries would have required the force

equal to a fall from a third or fourth st01y window. This erroneous opinion was also advanced in

the prosecution's rebuttal by Dr. Robert Kirschner. Both Dr. Smith's and Dr. Kirschner's ti~al

testimonies were essential to the prosecution establishing Ms. Jacobazzi's "intent'' to injure Matthew

C. in a pure shaking case to rebut the defense of "accident''. Here, Dr. Smith specifically stated, in

his letter, as follows:

"I believe that the preferred term in the medical commuillty is now abusive head trauma or abusive head trauma because the work of Duhainle which shows that indeed shaking alone is not the sole cause of injury in many infantti'

(A copy of the correspondence from Dr. Wilbur Smith to the Downstate Illinois Innocence Project

dated August 5, 2011, is included in the Appendix and incorporated herein as Exhibit "24'').

Dr. Smith's opinions were essential to the theo1y advanced by the prosecution at trial, that

Ms. Jacobazzi shook Matthew with such force that she intentionally caused the alleged brain injuiy

on August 11, 1994. Here, the prosecution argued that since there was no evidence of an impact

injuiy, Ms. Jacobazzi had to have shaken Matthew C. with such force that she intended to cause the

injury because the symptoms were such where the only medically acceptable explanation was Shaken

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Baby Syndrome that had to be generated with a shaking the force of a fall from a fourth floor

window.

Here, Dr. Smith's recent "change in position" is consistent with the generally accepted

medical and scientific opinions as referred to by Dr. Lantz in his report that "shaking alone cannot

generate the force required to inflict the damage found in the brain." [See Exhibit "3" (Dr. Lantz), at

p. 2, citing to Lantz, PE, Couture DE. Fatal Acute Intracranial I1gury, Subdural Hematoma, and Retinal

Hemoirhages Caused by a Stairway Fall. "J. Forensic Sci.": 2011; 56:1648-52 and Lantz PE, Carlson JN,

Mott RT. Extensive Hemoirhagic Retinopathy, Perimacular Retinal Fold, &tinoschisis, and Retinal Hem01rhage

Progression Associated With a Fatal Spontaneous, Non-traumatic, Intracranial Hemorrhage in an Infant (G82).

65'h Annual Meeting of the American Academy of Forensic Sciences. Washington, DC. Febiuai-y

2013; see also, Exhibit "S" (Dr. Leestma), at pp. 3-4.

Similarly, biomechanical engineer, Chris Van Ee explains that

Unfortunately, some medical clinicians have come to believe that not only can manual shaking create rotational acceleration/ deceleration forces sufficient to cause the tearing of bridging veins, they also believe that shaking creates greater rotational accelerations than those produced in low level falls. Statements have been made that baby shaking can produce head exposures similar to those caused by multi-story falls or by high speed motor vehicle accidents with head impact. Prange et al's data (2003) demonstrate that falls of only 12 inches resulting in head impact produced angular accelerations well in excess of those produced during maximal manual shaking, with or without inflicted impact onto a foam mattress style pad. Based on Prange et al.'s results (shown in Figure Al), the rotational acceleration, and thus the shear forces, for a shake are less than those developed in a one foot fall onto carpet. The rotational forces attained in manual shaking cannot therefore be equated to those occurring as a result of a multistory fall or a high speed motor vehicle accident with severe head impact. To suggest otherwise is without scientific foundation.

**** Based on the available scientific data, anyone who suggests that the angular acceleration produced in shaking or impact onto a soft surface is sufficient to cause traumatic head inju17 must also logically accept that such injuries are even more likely to occur from angular accelerations resulting from falls of only 1 foot in height onto a hard surface since the magnitude of the traumatic head exposure is greater with the fall. It is similarly illogical to dismiss a given history of a fall of 1 foot or more onto the head and attribute

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the injuries to the rotational accelerations of manual shaking since shaking would produce much lower angular accelerations than the fall.

(Exhibit "11", at pp. 5-6).

In light of the above, Dr. Smith's (and Dr. Kirschner's) testitnony regarding the amount of

force that Ms. Jacobazzi could have and did generate to "shake" Matthew C. dm-ing the afternoon of

August 11, 1994, is established to be UNEQUNOCABLY false and not accepted by the scientific

conununity.

Throughout the opinions provided by Drs. Leonard and Smith at ttial, the above theory

advanced by the prosecution would have no factual basis.

d. Summation

In sum, the actual innocence of Pamela Jacobazzi is established by the objective findings

contained in The Nadehuan Records which reveal that Matthew C. was not a well-baby as theorized

by the prosecution at trial. Instead, Matthew C. was an infant who suffered from the following

existing medical condition: hemoglobinopathy (sickle cell variant or compound heterozygotic

hemoglobinopathy) manifested by iron deficiency anemia (resistant to treatment) with the adverse

effects of iron supplements, recm1:ent infections, fever and dehydration that evolved on August 11,

1994 to the complications of cerebral sinovenous thrombosis and central retinal venous thrombosis;

and possible anemysm or A-V malformation rnpture. The only findings which mimic SHAI<:EN

BABY SYNDROME were the ocular findings. The medical event that occurred on August 11, 1994

is consistent \vi th having been precipitated by sludging and thrombosis (clotting) of cerebral venous

channels and central retit1a1 veins and exacerbating the pre-existing subdural hematoma that may

have arisen from the minor inipact to the head sustained by Matthew C. on August 8, 1994 (or an

even earlier minor head inipact or possibly any of the other activities described by Ms. Jacobazzi and

Matthew C's mother).

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In light of all of the above, and with the information contained in The Nadehnan Records,

which reveal the pre-existing medical condition in Matthew C. in and prior to August 1994, it is

established that "Shaken Baby Syndrome", especially in a "pure shaking'' or no impact scenario, \

played no role whatsoever with regarding with what happened to Matthew C. on August 11, 1994.

Furthem1ore, there is no proof in the record that Ms. J acobazzi did anything to cause or contribute

to the medical event that occurred on August 11, 1994.

B. COMMUTATION OF BALANCE OF SENTENCE

In light of the medical significance of the information contained in The Nadehnan Records,

Ms. Jacobazzi would have been entitled to a jury insb.uction for Involuntai-y Manslaughter; and if

convicted of anything, would have probably been convicted of Involuntary Manslaughter, a Class 3

Felony, as opposed to First Degree Murder. As the sentencing range for Involuntary Manslaughter

was not less than two, and not more than five years in the Illinois Department of Corrections, with

the availability of probation9, Ms. Jacobazzi would have served her sentence a this point, even if she

had been incarcerated for Involuntaty Manslaughter. In this regard, Illinois Courts have long held

tliat due process and tlie right to a trial by jllly requires tliat the jury receive an Involuntuy

Manslaughter insb.uction if any evidence, however slight, exists to support tliat instruction. People v.

DiVincenzo, 183 Ill.2d 239, 249, 700 N.E.2d 981, 987 (1998); People v. Jones, 175 Ill.2d 126, 132, 676

N.E.2d 646, 649 (1997); People v. Ryan, 9 Ill.2d 467475-76, 138 N.E.2d 516, 521 (1956); People v.

Gttthrie, 123 Ill.App.2d 407, 412, 258 N.E.2d 802, 805 (1" Dist. 1970). Furthermore, Illinois courts

have held tliat a jury instruction must be submitted even if the defendant denies the conduct, if there

exists any factual evidence to support it. In People v. Rodrigttez, 96 Ill.App.3d 431, 421 N.E.2d 323 (1"

Dist. 1981), the Court found reversible error because tlie trial court failed to insb.uct the jllly as to

tlie issue of self-defense even though defendants denied having any contact with tl1e victim. The

9 720 ILCS 5/9-3 (West 1994); 730 ILCS 5/5-5-3 (West 1994); 730 ILCS 5/5-6-1(West1994); 730 ILCS 5/5-8-l(a) (6) (West 1994).

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&driguez court specifically rejected the argument that the defendants were not entitled to a self-

defense instruction because they did not admit to hitting the victim, and concluded that "a

defendant is entitled to the benefit of any defense shown by the evidence, even if the facts

on which such defenses are based are inconsistent with the defendant's own testimony." Id.

at 96 ill.App.3d 431, 421 N.E.2d at 326 (emphasis added).

A review of the evidence considered by the jui-y at trial coupled with the medical evidence

concerning Mattl1ew C.'s health prior to August 11, 1994, demonstrates that even if any conduct by

Ms. Jacobazzi that might have contributed to Matthew C.'s condition was either negligent; or, at

worst, reckless but more likely unknowingly aggravated an undisclosed preexisting malady in

Matthew C.. Such a cause of an injury would constitute involunta1y Manslaughter as opposed to

First Degree Murder. At all times relevant hereto, Involunta1y Manslaughter carried a sentence of

not less than two, and not more than five years in the Illinois Department of Corrections, with the

availability of probationrn Ms. Jacobazzi would have served her sentence at this point, even if she

had been incarcerated for Involuntary Manslaughter. As set fo1-th above, Ms. Jacobazzi had no prior

criminal histoi-y prior the instant case, and led a life of charity and volunteering prior to and since

the instant case. (See Exhibits "13" - "15").

Initially, Ms. J acobazzi asserted that the evidence at trial was sufficient to constitute "slight

evidence" of recklessness and the mental state which constitutes Involuntary Manslaughter. In this

regard, both Detective Joseph Leonis and Cynthia Czapski testified that on the day of the alleged

fatal injury, Matthew C. had been tumbling and rolling while in the care and custody of Ms.

Jacobazzi. Next, the prosecution attempted to discount the evidence of recklessness by introducing

a series of scenarios to several of the expert witnesses as to whether it was possible that Matthew C.

could have sustained his injuries as a result of either falling from a standing position; tumbling;

10 720 ILCS 5/9-3(West1994); 730 ILCS 5/5-5-3 (West 1994); 730 ILCS 5/5-6-1(West1994); 730 ILCS 5/5-8-l(a) (6) (West 1994).

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dancing; doing soinetsaults; stopping quickly in a car; being bounced on a knee; being dropped froin

soineone's arms and then caught in the air; or froin being tripped by another child. The prosecution

also spent a significant po1tion of their closing arguments atteinpting to discredit the inference of

reckless conduct.

Most iniportantly, the prosecution introduced no evidence that Ms. J acobazzi knew her

alleged [undesc1-ibed 1nanner ofJ shaking Matthew C. created a strong probability of death or great

bodily hatin as required by Sec. 9-1(a)(2) of the Illinois Criniinal Code. (720 ILCS 5/9-l(a) (2) (West

1994)) (einphasis added). In fact, the trial was coinpletely devoid of any evidence that would

indicate that Ms. Jacobazzi was aware of Matthew C.'s pre-existing inedical condition that left hint

!note susceptible to the type of injuty that might be sustained from other inconsequential physical

activities.

In Illinois, one coin1nits Involuntaiy Manslaughter when one recklessly performs acts that

are likely to cause death or great bodily harm to another. (720 ILCS 5/9-3(a) (West. 1994)

(emphasis added). In DiVincenzo, (supra.), the Illinois Supreme Coutt reversed a defendant's inutder

conviction because the tt-ial court failed to submit an Involuntary Manslaughter instruction to the

jmy. (183 Ill.2d at 239, 700 N.E.2d at 981). In DiVincenzo, the defendant and the victim engaged in a

physical altercation whereby the defendant continued to punch and kick the victi1n on the head after

the victim had been knocked to tl1e ground. Unbeknownst to the defendant, the victim had a rare

inedical condition which made hint !note susceptible to sudden, severe traumatic brain injury. The

victim ultimately died from the brain injuries suffered in the altercation. However, the Illinois

Supteine Court noted that the cause of the death was the effect that the blows to the head had on

the victim's rare medical condition, and held as follows:

[b]ased on the evidence, the jmy could reasonably have concluded tl1at defendant, by punching and kicking the victim, consciously disregarded a substantial and unjustifiable risk of death or great bodily harm but did not have the mental state required for first degree murder. (Id. at 252, 700 N.E.2d at 988).

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In the instant case, the public policy for providing the jury with the "third option" of a lesser

included offenses" is more applicable to the instant case than other cases. Here, the juiy was faced

with a tragic case where a toddler unexpectedly died, allegedly as the result of "Shaken Baby

Syndrome." The alleged perpetrator was Ms. Jacobazzi who was the victim's day care provider. The

prosecution's case was largely circumstantial, and the juiy was provided with no direct evidence that

Ms. Jacobazzi shook Matthew C. However, the evidence presented at trial was overwhelming that

"something" happened to the child when it was in Ms. Jacobazzi's care. Consequently, the jury was

left with only two options: (1) convicting the petitioner of first degree murder, or (2) acquitting her

outright. See Keeble, 412 U.S. at 212-13, 93 S.Ct. at 1997-98. It is especially noteworthy, in tlus regard,

that the May 14, 1997, Grand Jury, when faced with the decision as to whether to return a bill of

indictment for first degree murder, felt that the evidence warranted a lesser offense. In tlUs regard,

the following exchange took place:

[THE JUROR]: I have a question for you, the State's Attorney's Office. Why are you seeking first degree murder charges rather than a lesser charge, and a related question, if we were to deny first degree murder charges, could you then seek lesser charges.

[Ms. MASTERS]: With regard to our choice of what to charge, we felt that based on the nature of the injuries, that tlUs was the most appropriate charge. Now, if you were to return a no bill, I'm not quite sure show that affects the procedure, if I could come back and ask for something less.

[THE JUROR]: You don't know that?

[Ms MASTERS]: I mean, I suppose before you were to - I suppose I would like to know whetl1er you were - if you required further testimony, I could do that.

[THE JUROR]: I'm asking that because I think maybe you - I think first degree murder is inappropriate because it requires intent and there isn't any proof of intent, but some other charges might be more appropriate. That's why I bring it up. I couldn't support a first degree murder charge on this. I think it is the wrong charge, but obviously there is a crime.

(A copy of the above portion of the transcript from the Grand Juiy Proceedings is included in the

appendi" and inco1porated herein as Exhibit "30"). Ms. Jacobazzi notes that the Grand Juror's

feeling that the evidence wati:anted a lesser charge than murder is strongly indicative of the

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reasonableness that a juror could have found at the least slight evidence of recklessness in this

matter. Furthermore, the instant case provides a stark example of this Court's warning in Keeble that

"where one of the elements of the offense charged remains in doubt, but the defendant is plainly

guilty of some offense, the jmy is likely to resolve its doubts in favor of conviction." It is this

fundamental unfairness that the requirement of the lesser included instruction seeks to avoid. This

fundainental unfaiiness is even more glaring in the instant case because the jury never heard that

Matthew C. had an underlying pre-existing medical condition, and was never told of the medical

significance of said pre-existing medical condition.

In rejecting this argnment in the direct appeal, the Second District Com1: of Appeals

highlighted the significance of Matthew C.'s prior medical hist01y contained in The Nadelinan

Records to the instant case when it noted that the trial record lacked information of an underlying

medical condition in Matthew C. that would have made Ms. Jacobazzi's above argU1nent medically

possible. (See Jacobazzi, Rule 23 Order, at p. 76).

As set for-th above, the medical significance of the information contained in The Nadehnan

Records is exactly tl1e type of pre-existing medical condition that was relied on by the DiVencenzo

Cow:t in reversing that defendant's murder conviction, and exactly the type of information that the

Second District Com1: of Appeals was missing from the trial record that would have it required a

jury instruction for Involuntary Manslaughter pursuant to DiVencenzo (supra). Had the jmy had the

information and opinions that flowed from The Nadelinan Records, along with an option to find

Ms. Jacobazzi guilty of Involuntary Manslaughter, they would have surely done so as the "third

option" in the tragic scenario that it addressed. Based on the range of sentences required by

Involuntary Manslaughter, the availability of probation, and Ms. Jacobazzi's lack of criniinal history

and personal background, Ms. Jacobazzi would be free if she had convicted of Involuntary

Manslaughter.

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Pursuant to 730 ILCS 5/3-3-13, the Governor of the State of Illinois can consider

comnmting a sentence. On behalf of Ms. Jacobazzi, we respectfully request that the Prisoner

Review Board recommend that Governor Quinn grant this relief on one of the alternative grounds

that Ms. Jacobazzi is actually innocent, or that justice requires that the balance of her sentence be

co111111uted.

RECOMMENDATION

For the foregoing reasons, the undersigned respectfully requests that Govemor Quinn grant

to Ms. Jacobazzi one of the following forms of Executive Clemency:

1. Grant to Pamela Jacobazzi in the form of a full and complete pardon for each and eveq of the offenses for which Ms. Jacobazzi was convicted on May 18, 1999, in DuPage County Case Number 9 5 CF 1160, and further request that the pardon be issued on the ground that Ms. Jacobazzi is innocent of the crimes for which she was impdsoned;

2. Alternatively, grant to Pamela J acobazzi Executive Clemency in the form of a Commutation of the balance of her Sentence she received in DuPage County Case Number 95 CF 1160, and further order that the Illinois Department of Corrections immediately release Pamela Jacobazzi.

Respectfully Submitted,

ZU

Anthony J. Sassan (#06216800) ZUKOWSKI, ROGERS, FLOOD & McARDLE Attmneys for Petitioner, Pamela Jacobazzi 50 N. Virginia Stteet Crystal Lake, Illinois 60014 (815) 459-2050

47

, OGERS, FLOOD &MeARDLE

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Affidavit of Service

STATE OF ILLINOIS ) ) SS.

COUNTY OF McHENRY )

The undersigned, being first duly swom on oath, deposes and says that he served a copy of the following:

1. PAMELA JACOBAZZI's PETITION FOR EXECUTIVE CLEMENCY BASED ON ACTUAL INNOCENCE, and in the altemative, FOR COMMUTATION OF SENTENCE;

2. APPENDIX OF EXHIBITS IN SUPPORT OF PAMELA JACOBAZZI's PETITION FOR EXECUTIVE CLEMENCY BASED ON ACTUAL INNOCENCE, and in the alternative, FOR COMMUTATION OF SENTENCE; and

3. PAMELA JACOBAZZI's REQUEST FOR PUBLIC HEARING.

on the following:

The Hon. John T. Elsner, Chief Judge, DnPage County Judicial Center, 505 N. County Fai= Road, Wheaton, Illinois 60189

Mr. Robert Berlin, DuPage County State's Attorney, DuPage County Judicial Center, 503 N. County Fartn Road, 2"d Floor, Wheaton, Illinois 60189

Via regular U.S. tnail by depositing a copy of satne in a postage paid envelope in a U.S. Mailbox

Sl;:B:)G;ITT3l~andSWORN pril, 2013.

otary Pnblic

48

OFFICIAL SEAL . ANTHONY J SASSAN NOTARY PUBLIC· STATE OF ILLINOIS

MY COMMISSION EXPIRES:02/10/14

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Declaration of Petitioner

I, Anthony J. Sassan, attorney for and on behalf of Pamela Jacobazzi, declare under penalty of perjmy that all of the assertions made in this petition for clemency are complete, truthful and accurate.

Respectfully Submitted this 23'd day of April, 2013

Signed and sworn before me this 23'd day of April, 2013. .

~aw~ NOTARY PUBLIC

OFFICIAL SEAL CHRISTINA A. WALKER

NOTARY PUBLIC, $"TATE OF ILLINOIS MY COMMISSION EiXPIRES o~/08/2014

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BEFORE THE ILLINOIS PRISONER REVIEW BOARD FALL TERM, ADVISING THE HONORABLE

PATRICK QUINN, GOVERNOR IN THE STATE OF ILLINOIS

In re: Clemency Petition of ) )

PAMELA JACOBAZZI, ) )

Petitioner. )

On behalf of the Petitioner, PAMELA JACOBAZZI, I hereby request a public hearing for PAMELA JACOBAZZI's PETITION FOR EXECUTIVE CLEMENCY BASED ON ACTUAL INNOCENCE, and in the altemative, FOR COMMUTATION OF SENTENCE. I further request that said hearing be held in Chicago, Illinois.

The following witnesses may appear at said hearing and provide testimony in support thereof:

1. Claus P. Speth, MD. 501 Princeton Blvd. Wenonah, New Jersey 08090

2. Shaku S. Teas, MD. 1123 Ashland Avenue River Forest, IL 60305

3. John Plunkett, MD. Laboratory and Forensic Medicine

Associates 13013 Welch Trail Welch, MN 55089

4. Jan E. Leestma, MD, MBA 1440 N. Kingsbu1y Stteet, Ste. 210 Chicago, IL 60642

Res

Anthony J. Sassan ZUKOWSKI, ROGERS, FLOOD & McARDLE Attorneys for Petitioner, Pamela Jacobazzi 50 N. Virginia Stteet, C1ystal Lake, Illinois 60014 (815) 459-2050

5.

6.

7.

8.

49

Patrick D. Baines, M.D. Department of Radiology Stanford University Medical Center 730 Welch Road, 1st Floor Palo Alto, CA 94304

Patrick E. Lantz, M.D. Wake Forest School of Medicine Department of Pathology Medical Center Boulevard Winston-Salem, NC 27157

Chris Van Ee, Ph.D. Design Research Enginee11ng 46475 DeSoto Court Novi, MI 48377

Norman Guthkelch, MD.

tnela Jacobazzi