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    Bearing Piles and GroupsOctober 2010

    University of Bolton

    School of Built Environment and Engineering

    BEARING PILES AND GROUPS

    CONTENTS:

    1. Introduction2. Types of bearing pile3. Pile types in more detail.4. Load capacity of the pile shaft5. Load capacity of the soil.

    a. Capacity by calculation from soil propertiesi. Ultimate capacity

    1. General principles2. Piles in cohesive soils3. Piles in non-cohesive soils4. Time effects

    ii. Working capacity, factors of safetyb. Capacity from driving formulae

    6. Settlement of Piles7. Pile testing

    a. Load testingb. Indirect testing methods

    8. Tolerances, spacing, pile caps and ground beams9. Piles in tension10.Downdrag (negative skin friction)11.Laterally-loaded piles12.Capacity of pile groups.

    NB: These notes do not cover retaining walls formed by sheet piles or diaphragm walls

    1 Introduction

    The function of a bearing pile is to transfer loads to lower levels of the ground which are

    capable of sustaining the load, with an adequate factor of safety and without settling at the

    working load by an amount detrimental to the supported structure

    Bearing piles are used:

    Where adequate bearing soil is at low depthWhere loading is uneven, thus making the use of a raft unadvisable

    In shrinkable clay soils, where loads can be transferred to below the zone of shrinkage

    Piles are normally used in compression. Sometimes piles have to carry tension, as shown in

    the diagrams of a piled quay on the next page. Generally the lateral load capacity of piles is

    much less than their capacity for tension or compression.

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    Bearing Piles and GroupsOctober 2010

    Illustrations of Tension Piles used to Sustain Lateral Forces

    2 Types of Bearing Pile

    Plies can be classified:A By method of installation:

    Bored piles

    Driven piles.

    B By the way that the soil is moved to make way for the pile:

    Displacement Piles

    Replacement PilesC By the way that they carry load :

    Friction piles

    End-bearing piles

    Combined friction and end-bearing piles.D By material and installation

    Steel piles

    Pre-cast concrete piles

    Cast-in-situ concrete piles

    Timber piles.

    3 Pile types in more Detail

    Displacement Piles

    The pile is driven, jacked or vibrated into the ground. The soil is displaced outwards but isnot actually removed:

    Displacement Piles: Pre-formed

    These are driven by heavy hammer blows until the required set is achieved. (ie number of

    blows for 100mm penetration). Various devices (pile frames, hanging leaders, suspended

    hammer guides) are used to keep the pile upright (or raked) and to align the hammer with the

    top of the pile.

    Pile hammers may be drop hammer, single-acting hammer or double acting hammer.

    The first of these is a simple weight, the other two are specially designed machines, normally

    hydraulically powered, that can deliver blows much faster than a drop hammer.

    To prevent damage to the top of the pile, a cushion or helmet is used.

    Ship Pull Quay

    Pile inCompression

    Pile inCompression Pile in

    Tensionn

    Ship ImpactQuay

    Pile in

    Compression

    Pile in

    Tension

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    Bearing Piles and GroupsOctober 2010

    Water-jetting is sometimes used to aid pile penetration, and vibration is and alternative

    driving method in granular soils. Where sufficient dead-weight or reaction is available, piles

    can be jacked into place.

    Driven Pre-Formed

    Piles

    Notes

    Steel H piles H Small displacement

    Tube piles O

    Box piles

    Pre-Cast Concrete Long Piles Made on site: heavily

    reinforced or pre-

    stressed to withstand

    handling and driving

    Modular jointed piles West Hardrive

    Johnson Herkules

    Timber Limited length

    A special case is the screw pile, in which the helical head is both the boring device and theloadbearing element. These are mainly used in sand, and are found under Victorian seaside

    piers.

    Displacement Piles: Driven Cast-in-Place

    A casing with a closed end is bottom driven into the ground to a set or a pre-determined

    depth. The casing may be temporary or permanent.

    Temporary casing. The casing is normally steel, and the closed end is a plug of dry

    concrete or gravel which is driven out at the required depth. The empty casing can

    then be inspected from the top. The pile is filled with concrete and the casing is

    carefully withdrawn. The correct driving and extraction of the casing is a skilled job.

    Permanent casing. The casing is usually a stack of pre-cast concrete tubes, sometimesa steel tube. The closed end is a steel shoe. After driving the empty casing can be

    inspected from the top. The casing is then filled with concrete.

    Replacement Piles can be divided into

    Bored and cast-in-place piles

    Drilled-in Tubular Piles.

    Replacement Pile: Bored and Cast-in-Place

    By Mechanical Auger. In stable ground, an unsupported hole can be drilled with amechanical auger. In suitable ground an enlarged base, or under-ream can be formed. A light

    reinforcement cage, if required, is placed in the hole, followed by concrete.

    In water-bearing soils support is required to the sides of the hole. This is provided by

    temporary casings (often only for the top part of the PILE) or by bentonite slurry, or by some

    combination of these.

    If concrete is placed under water or under bentonite slurry, it must be fed to the bottom using

    a tremie pipe. Thus delivers the fresh concrete below the surface of the concrete that is

    already poured, so the concrete never falls free through the water. Care is needed to lift the

    tremie pipe so that it remains within the concrete at all times, and failure to achieve correctpouring may result in necking or waisting of the pile.

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    By Continuous Flight Auger. The CFA is drilled into the ground to the correct depth. A

    cement-sand mortar is then pumped down the hollow stem of the auger to fill the void as the

    auger is slowly withdrawn while still rotating. The sides of the bore are first supported by the

    auger and the soil, then by the mortar as it is pumped in. If required, a cage of reinforcement

    can be pushed into the top of the fluid mortar (max length about 12m)..

    By Percussion Rig. For small and medium diameter piles. A conventional cable percussionrig (similar to those used for site investigation borings) is used. Appropriate granular soil

    shells or clay cutters are used, with a casing. The hole is filled with concrete and the casing is

    withdrawn. Although this is a labour-intensive technique, it can be used in cramped

    conditions and where headroom is limited.

    Replacement Piles: Drilled-in Tubular Piles or Caission Piles

    These have a robust permanent casing, normally steel, which is pushed or drilled into the

    ground. The soil inside the casing is removed by grabbing, augering or other methods. Large

    machines can install 1m diameter casings, but the technique can be expanded to almost any

    size with complete bridge foundations being formed in a single caisson that is driven down by

    deadweight. Classically large caissons were kept dry by compressed air as men worked toexcavate the soil inside, but the hazards of compressed-air working make this technique

    unacceptable today.

    Note that modern piling machines are versatile, and can drive many different types of pile.

    A Categorisation of Pile Types

    Permanent Casing Temporary Casing

    Driven Cast-in-Situ Concrete

    Normal

    Reinforced

    Concrete

    Pre-Stressed

    Concrete

    Concrete Timber

    Box Tune H Section Screw

    Steel

    Pre-Formed

    Displacement

    Unsupported

    Permanent Casing

    Casing Drilling Mud

    or Water

    Temporary Support

    Supported

    Replacement CFA

    Pile Types

    Type Materials Advantages Disadvantages

    Pre-Formed

    Displacement

    Piles

    Steel

    Timber

    Pre-Cast

    Concrete

    Inspected for quality

    and soundness before

    driving.

    Not liable to squeezing

    or necking.

    Construction notaffected by

    groundwater.

    Can be left protruding(useful for marine

    applications)

    Can withstand high

    bending and tensile

    stresses.

    Can be driven in longlengths

    Unjointed types cannot

    easily be varied in length.

    May break or bend duringdriving.

    Uneconomic if the design

    is governed by driving

    stresses rather than

    working stresses,

    Noise and vibrationduring driving.

    Displacement of soil may

    damage adjacent

    installations.

    Cannot be driven in low

    headroom.

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    Bearing Piles and GroupsOctober 2010

    Driven Cast-

    in-Place Piles

    Concrete Length easily adjusted

    Groundwater can be

    excluded by a driven

    closed end.

    Enlarged base

    possible.Design governed by

    working conditions.

    Noise and vibration

    reduced by internal

    hammer.

    Where temporary tubes

    are used, necking is

    possible.

    Concrete cannot be

    inspected after

    installation.Length may be limited if

    tubes are to be extracted.

    Displacement of soil maydamage adjacent

    installations.

    Noise and vibrationduring driving.

    Bored and

    Cast-in-Place

    Piles

    Concrete Length easily adjusted

    Removed soil can beinspected for

    comparison with

    design data.

    Very large bases can

    be formed in

    favourable ground.

    Drilling tools can

    break up boulders and

    other obstructions.

    Pile is designed to

    working stresses.

    Very long lengthspossible.

    Little noise and

    vibration duringconstruction.

    No ground heave.

    Pile liable to squeezing

    and necking in soft

    ground.

    Special techniquesneeded for concreting in

    water-bearing ground.

    Concrete cannot beinspected after

    installation.

    Enlarged bases cannot beformed in collapsible

    soil.

    Cannot easily be

    extended above ground.Boring may cause loss of

    ground and settlement at

    adjacent structures.

    Choice of Pile

    Materials

    Timber Cheap and easy tohandle

    Durable below water

    table.

    Decays above water table

    Limited lengths

    Unsuitable for heavy

    loads

    Concrete Suits a range of pile

    types

    Resistant to aggressive

    conditions

    Resistant to reasonablyhard driving.

    Pre-cast piles can be

    damaged by very hard

    driving.

    Cast-in-place piles cansuffer from necking or

    from poor concrete

    quality.

    Steel High strength

    Easy to handle

    Can be driven hard.

    Little grounddisplacement

    Expensive

    May require protection

    from corrosion.

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    4 Load Capacity of the Pile Shaft

    The axial load capacity of the pile shaft is not usually critical. Although the pile is a slender

    column, buckling will be prevented by the upper layers of soil unless these are very weak (cu

    < 20 kN/m2)

    Working stresses (calculated as axial force/area) on piles should not exceed:

    Concrete piles: fcu/4 fcu is the cube strength of the concrete, typically 35 N/mm2

    for

    cast-in-place piles or 45 N/mm2

    for pre-cast piles.

    Steel piles py/3 py is the yield strength of the steel, typically 275 N/mm2

    Driven piles have to resist installation damage, and so pre-cast concrete piles may need to be

    stronger than is required for the permanent load.

    5 Load Capacity of the Soil:

    5a Capacity by Calculation from Soil Properties

    5(a)(i) Ultimate Load Capacity

    5(a)(i)(1) General Principles

    The Ultimate Load Capacity of a pile is:

    Shaft Resistance plus Base Resistance

    Qu = Qs + Qb where Qu = ultimate total resistance, kNQs = ultimate shaft resistance, kNQb = ultimate base resistance, kN

    Qs = sAs where s = ultimate skin friction or cohesion, kN/m2

    ( s will vary down the pile.)

    As = area of shaft = dL(d = shaft diameter, L = shaft length)

    Qb = qbAb where qb = end bearing resistance kN/m2

    Ab = base cross sectional area = D2

    /4(D = base diameter)

    Typical amounts of movement to develop the full resistances are:

    1% to 2% of diameter for skin friction

    10% to 20% of diameter for end bearing.

    It is common to apply different factors of safety to the two resistances.

    In layered soil, the skin friction resistance is the sum of the resistances in the various layers.

    Skin friction is ignored for the depth of any under-ream.

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    d Shaft diameter

    Symbol indicates adding

    The cohesion between the pile and the clay may be less than cu

    (See Note 1). The factor takes account of this.

    Ways of finding :

    1. Simple Values for bored pilesSoft and firm clays = 1.0 (Vesic 1977)

    London claylong piles = 0.45 (Skempton 1959)

    London clayshort piles = 0.30 ( .. )

    Underreamed piles = 0.30 (Tomlinson 1995)

    2. Tomlinson (driven piles)

    See Barnes Figures 10.3 (short piles) or 10.4 (long piles).

    3. Weltman and Healy (driven piles in boulder clays)

    See Barnes Figure 10.5 for predictions of based on cu

    4. Semple and Rigden (driven piles)

    For values based on the soil strength ratio cu/ vand thelength/diameter ratio L/d, see Barnes Figure 10.7. Note that

    Semple's pF corresponds to the used here.

    See Note 2 on maximum adhesion values.

    cu See above. See also Note 2.

    L Length of pile shaft. Divide the pile shaft into suitable lengths

    and calculate average friction over each length.

    Note 1Softening of the clay may be caused by

    disturbance during piling.

    swelling in the unconfined pile bore,

    groundwater,

    water from in-situ concrete

    Note 2 - Maximum Adhesion Values

    Suggested maximum values for adhesion cu are

    Most clays 100 kN/m2

    (Skempton, Vesic)

    Glacial Clays 70 kN/m2

    (Weltman and Healy)

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    Under-Reamed Piles. The diameter D used forcalculating the base resistance is greater than

    the diameter d of the shaft. Skin friction on the

    under-ream is ignored: (see diagram).

    Design Charts for Piles in Cohesive Soils

    Shaft

    resistance

    ignored

    Shaft resistance

    used

    UnderReamed Pile

    Base resistance used

    D

    d

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    Design Charts for Piles in Cohesive Soils

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    5(a)(i)(3) Piles in Non-Cohesive Soils

    If friction did not vary with depth

    Qs = fs dL fs = ultimate skin friction of sand (kN/m2)

    d = pile diameter (m)L = length of pile in sand (m)

    Assuming:

    A vertical effective stress = 'v kN/m2

    A coefficient Ks, so that horizontal stress = 'vK s

    A coefficient of friction between the pile and the soil = tan( )

    Then the ultimate skin friction fs = 'vKs tan( )

    The vertical stress, and so the friction, will increase with depth, so we replace the formula for

    Qs by

    Qs = ( 'vKs tan( ) dL), where we add the resistances for the different depths.

    Normally d will be constant, so we can write

    Qs = d ( 'vKs tan( )L),

    Now add the base resistance to get

    Now we have to determine values for all the bits of the formula for Qu.

    Parameter Commentary

    Ab Ab = D2/4, where D = base diameter

    q0 Vertical effective pressure in the soil beside the base of thepile.(but see Note 1 on Critical Depth)

    Nq Bearing capacity factor (see Note 2). Values from Beresantzev

    are shown in Barnes Figure 10.8. The value of ' after

    installation should be used: see Note 3.

    d Shaft diameterSymbol indicates adding

    'v Effective Vertical Stress (but see Note 1 on Critical Depth)

    Ks Coefficient of Horizontal Effective Stress

    tan( ) Coefficient of friction between the pile and the soil.

    Kstan( As an alternative to determining Ks and tan( ) separately, Poulos

    has published a direct correlation between ' and Kstan( ). SeeBarnesFigure 10.12

    L Length of pile shaft. Divide the pile shaft into suitable lengthsand calculate average friction over each length.

    Ultimate Load Capacity of a Single Pile in Sand

    Qu = Abq0Nq + d ( 'vKs tan( )L)

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    Note 1 - Critical Depth.

    The equations for Qb and Qs suggest that skin friction and bearing capacity

    increase without limit as the depth increases. Field tests show that both reach

    peak values at a "Critical Depth" zc of between 10 and 20 diameters. Barnes

    Figure 10.10 suggests values of Critical Depth zc based on the value of ' afterinstallation. See note 3.

    Note 2 - Bearing Capacity Factor.

    The Nq values used here are equivalent to Terzaghi's (Bearing Capacity

    Factor) (Depth Factor)

    Note 3: Values of before and after installation.

    The initial value of the soil can be estimated from site data (SPT or qc tests)

    using Barnes Figure 10.11. Note that the SPT or qc values should be sampled

    to below the pile base. will change as the pile is installed. Values of after

    installation can be estimated from this table (Poulos 1980)

    Value of after installation( I = value before installation)

    Bored Piles Driven Piles

    For finding Nq I - 3 ( I + 40 )/2

    For finding zc 0.75 I + 10

    For finding K0tan( ) I

    Design Charts for Piles in Non-Cohesive Soils

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    Design Charts for Piles in Non-Cohesive Soils

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    5(a)(i)(4) Time Effects

    Driving piles into soft clays increases the pore-water pressure and so reduces the effective

    stress. As the excess pore water pressure dissipates, the bearing capacity of the pile increases.

    Stiff clays are cracked and heaved by the driving, and vibrations form an enlarged hole which

    fills with groundwater. Some strengthening occurs as the disturbed soil stiffens.

    The diagram below suggests that it may take between one day and a year for the bearing

    capacity to stabilise.

    Diagram from Vesic/Tomlinson

    Gain of Carrying Capacity with Time: Driven Piles in Soft to Stiff Clay(after Vesic, figure from Tomlinson 1995)

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    5(a)(ii) Working Load Capacity, Factors of Safety

    According to the Code BS8004,

    The main function of bearing piles is to transfer the load to lower levels of round which

    are capable of sustaining the load with an adequate factor of safety and without settling

    at working load by an amount detrimental to the structure they support

    It suggests

    Working load for single pile = Ultimate Bearing Capacity FoS

    where FoS is normally 2 to 3

    The ultimate bearing capacity may be taken to be that load applied to the head of the pile

    which causes the head of the pile to settle 10% of the pile diameter

    Tomlinson (1987) suggested that for piles up to 600mm dia, if an overall FoS of 2.5 isadopted, then the settlement of the pile under working load is unlikely to exceed 10mm.

    In the case of large bored piles, particularly ones with enlarge bases, it is advisable to take

    into account the different resistance/settlement relationships of the shaft and base when

    calculating the working load by applying different load factors to the calculated ultimate

    resistances of the shaft and base.

    Burland et al (1966) suggested that, for bored piles in London Clay, the allowable working

    load, Qa, is the smaller of :

    Qa = Qult = Qs + Qb or Qa = Qs + Qb

    2 2 3

    where Qs = Ultimate shaft resistance

    Qb = Ultimate base resistance

    The first expression tends to govern design for straight sided piles, the second for large

    underreamed piles.

    Where there is less certainty about ground conditions, loads and pile construction effects,

    higher factors of safety should be applied.

    EC7 also gives separate factors for base and shaft resistance:

    EC7: Partial Safety Factors b, for Base

    Resistances for Shaft

    Resistancet for Total

    Resistance

    Driven Piles 1.3 1.3 1.3

    Bored Piles 1.6 1.3 1.5

    CFA Piles 1.45 1.3 1.4

    5(b) Capacity from Driving FormulaeAn accepted in-situ test for soil is the Standard Penetration Test (SPT) which measures the

    number of blows needed to drive a standard cone 300mm. By analogy, it is suggested that thecapacity of a driven pile can be determined by its set, the number of blows needed to drive it

    through a certain distance. In effect, the installation of the pile IS the site investigation.

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    For design purposes, the relationship is stated the other way round:

    For a driven pile of ...... diameter, the safe working load will be ........ kN if it is

    driven to a set of ...... blows per 100mm

    Intuitively, there must be some rationality behind this approach. A pile which is hard to driveis likely have a higher bearing capacity than a pile which is easy to drive. For piles which are

    driven through a weak layer of soil to become endbearing on a stronger stratum at greater

    depth, the approach makes more sense than trying to predict pile lengths from a limited site

    investigation. However the approach has drawbacks. First we look at two common driving

    formulae.

    The Sanders Driving Formula.

    This is based on the idea simple idea that the energy in the hammer blow is absorbed by the

    pile moving through the soil.

    AssumeThe required ultimate load capacity of the pile is U kN

    The weight of the hammer is W kN

    The height of drop of the hammer is h metres.

    Then each hammer blow delivers W h kNm of energy.

    When the pile has sufficient ultimate capacity, each blow will push the pile S = Wh/U metres

    into the soil. The formula U = Wh/S was published by Sanders in about 1850.

    Example: Required safe working load on pile = 30 tonnes

    Required factor of safety = 2.5

    3 tonne hammer, W = 30kN

    200mm drop, h = 0.2m

    So Required ultimate load capacity 30 x 2.5 = 75 tonnes , U =750 kN

    Set per blow = 30 0.2/750 = 0.008m.

    Set for 10 blows = 80mm

    The Hiley Driving Formula.

    The Hiley Formula takes a slightly more sophisticated approach and assumes:1. Only a certain percentage (usually 50% to 70%) of the hammer energy is usefully

    delivered to the pile. Say this efficiency is n (n = 0.5 to 0.7)2. Some of the energy causes elastic deformation of the soil and pile. This elastic

    deformation is called the temporary compression and about half is recovered after the

    blow. Say this temporary compression is c metres.

    From this we get the Hiley Driving Formula, also known as the Danish Formula:

    U = nWh/(S + c/2)or S = nWh/Uc/2

    In the example, taking n = 0.6 (60% efficient) and c = 0.005m (5mm)

    Set per blow = nWh/Uc/2 = 0.6 30 0.2/7500.005/2 = 0.0023m.Set for 10 blows = 2.3mm

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    There are no reliable ways of estimating n and c. Terzaghi and Peck state that no

    satisfactory relation exists between the capacity of the piles as determined by load tests and

    as calculated from the formula, and that for 2% of piles installed using the formula the

    factor of safety may be as low as 1.2 or as high as 30.

    The formulas are unreliable because in all piles except those driven to bedrock, and especially

    those in soft cohesive soils, strength increases after driving. Piles in permeable soil shouldnot be tested until 2 to 3 days after driving; in impermeable soils a delay of a month may be

    required.

    For friction piles in soft clay, the driving resistance is almost constant with depth and

    application of a driving formula would suggest that the ultimate load capacity does not

    increase with depth. In fact the ultimate load capacity increases almost in direct proportion to

    the depth, so the driving formulae are of no use. To quote Terzaghi and Peck again, in

    Shanghi and New Orleans .. no experienced engineer would even consider using a pile

    formula.

    6 Settlement of Piles

    As noted above, ultimate skin friction resistance may be developed at settlements of 1% to

    2% of pile diameter, and ultimate end-bearing resistance at 10% to 20% of pile base diameter.

    As the working load is likely to be 1/2 to 1/3 of the ultimate load, these figures do not assist in

    predicting working load settlements.

    If the soil behaviour is assumed elastic, then settlement can be predicted using this equation

    from Tomlinson (equation 7.15)

    P

    BB

    B

    PS

    BS I

    E

    B

    A

    W

    EA

    LW

    W

    )1(42

    2

    Load carried by shaft WS

    Load carried by base WB

    The first term gives the elastic shortening of the pile:

    Pile Length L

    Pile Shaft Area As

    Pile Elastic Modulus EP

    The second term gives the settlement at the base:

    Area of pile base AB (equal to AS unless the pile is under-reamed)

    Pile base diameter B

    Soil Elastic Modulus EB ) beneath base

    Soil Poisson's Ratio )

    Influence factor IP (related to L/B)

    For most piles and soils ( between 0 and 0.25, L/B >5), the equation can simplified to:

    BB

    B

    PS

    B

    S

    E

    B

    A

    W

    EA

    LWW

    22

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    More sophisticated methods are available which take account of shaft slip before base failure.

    Similarly the effect of layered soils can be included.

    The settlement of a pile in a group is likely to be greater than the settlement of an isolated pile

    carrying the same load. See later notes.

    7 Pile Testing

    Once a pile is installed it can be tested, directly or indirectly, to determine its load capacity.

    Direct load tests are much more reliable than indirect tests, but much more expensive.

    There should be a reasonable delay between installation and testing, to allow the soil strength

    to develop. Suitable delays are:

    Piles in granular soil: 2 days

    Piles in silt or clay: 1 month

    7(a) Direct Load Testing

    The two main types of test are:i) Constant Rate of Penetration Test (CRP)ii) Maintained Load Test (MLT)Both these tests are normally carried out on preliminary test piles, and sometimes on a

    proportion (perhaps two per hundred) of the working piles.

    Constant Rate Penetration Test

    The compressive force is increased to cause the pile to penetrate the soil at a constant rate

    until failure occurs. The ultimate load is therefore determined and the factor of safety with

    respect to the design working load calculated. Typical penetration rates are

    0.75 mm/min for piles in clay, and 1.5 mm/min for piles in sand. (BS8004)

    The "failure load" for the pile is the lesser of:

    the load at which settlement increases without significant increase of load

    the load which produces a settlement of pile diameter/10

    The pile will pass the test if its failure load is at least the specified value.

    This test does not give a good indication of the settlement of the pile under long-term serviceload.

    Maintained Load Test

    Results are obtained by measuring deflections of the pile as loads are added and relieved.

    A typical loading sequence for a "proof load" test is:

    0, 0.5WL, 0, 0.75WL, 0, 1.0WL, 0, 1.25WL, 0, 1.5WL, 0.

    Typical Maintained Load tests are shown in this diagram.

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    In both cases it is important that the deflection gauge is supported on an independent frame,

    not on the main beam, so that the gauge gives true readings of pile penetration.

    The criteria for passing the test may be specified as one or more of:

    maximum penetration at working load.

    maximum penetration at 150% of working load.

    maximum permanent penetration after the load is removed.

    In determining these criteria, the specifying engineer will take account of the effect of

    settlement on the structure that will be built on the piles.

    This test does not necessarily determine the ultimate load capacity of the pile.

    Determining the Design Bearing Resistance of a Pile from Load Tests.

    A "proof load" test confirms the safety of a pile that has already been designed, but is not

    itself a design tool. If the test is continued until "failure" (penetration = 10% of pile

    diameter), then the result can be used to determine a Design Bearing Resistance for the pile.

    EC7 defines an allowance factor to convert failure loads from tests to characteristic failureloads.

    Characteristic Bearing Resistance Load = Test Failure Load /

    Values of depend on the number of tests carried out:

    EC7: Number of tests 1 2 More then 2

    value to be used on the average test strength 1.5 1.35 1.3

    to be used on the minimum test strength 1.5 1.25 1.1

    Further partial safety factors ( factors) are used to derive the Design Ultimate Bearing

    Resistance:

    Design Ultimate Bearing Resistance = Characteristic Bearing Resistance /

    Test

    Pile

    Tension

    Pile

    Tension

    Pile

    Kentledge Test Tension Pile Test

    Test

    Pile

    JackLoad Cell Deflection

    Gauge

    Beam

    Kentled e

    JackLoad Cell

    Deflection

    Gauge

    Beam

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    If the skin friction and end bearing components can be determined separately, either by

    purpose-designed load tests or by calculation, then different factors can be used for each. If

    it is not possible to distinguish between the two, then a single factor is used.

    EC7: Partial Safety Factors b, for Base

    Resistances for Shaft

    Resistancet for Total

    Resistance

    Driven Piles 1.3 1.3 1.3Bored Piles 1.6 1.3 1.5

    CFA Piles 1.45 1.3 1.4

    7(b) Indirect Testing Methods, Integrity TestsRefer to CIRIA Report 144 - `Integrity Testing in Piling Practice` (1997) Turner MJ

    Testing techniques can be classified into `direct` and `indirect` techniques.

    Direct Examination Techniques:

    Visual examinationduring or after installationDrilling, boring or probingalongside, or into the pile

    Indirect Examination Techniques:

    Internalutilising drillholes or pre-formed ducts within the pile, and includes sonic

    logging and nuclear techniques

    Externalfrom top or side of exposed pile, and includes integrity and resistivity

    techniques

    Remotealongside the pile where access to the pile head is not available, and includes

    parallel seismic techniques

    The following charts, taken from the CIRIA 144, give a useful overview of the above

    techniques, and the suitability of the techniques to detect particular pile construction defects.

    CIRIA 144 Figures 12. and 13.

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    CIRIA 144 Figure 1.3

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    CIRIA 144 Figures 1.4, 1.5 and 1.6

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    CIRIA 144 Table 1.1

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    Low Strain Integrity Tests

    `Sonic Echo` Testing

    The most commonly used integrity test is the `sonic echo` test, a form of low strain integrity

    test. The pile head is struck by a light, hand-held hammer and a shock wave propagates down

    the pile at a constant velocityif the pile is homogeneous. The wave will be reflected at anychange of impedance, and the greater the change of impedance, the greater the proportion of

    the wave that will be reflected. Changes of impedance may be caused by:

    the pile toe

    inclusions within the pile

    cracks or pile joints

    dimensional changes

    variations in concrete quality

    overlapping of reinforcement

    (in unusually heavily reinforced piles)

    variations in soil stiffness

    A typical signal response is shown below

    The length L to the point of

    reflection is given by:

    L = ct/2 where c is the velocity of propagation of the wave through the pile

    (typically 4000m/s in sound concrete)

    t is the total time for the wave to travel to the point of reflection andreturn to the pile head

    CIRIA 144

    CIRIA 144

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    8 Tolerances, Pile Spacing, Pile Caps and Ground Beams

    Tolerances

    It is difficult to locate piles precisely. The contractor will be given a specification which states

    acceptable tolerances.

    eg. The pile must be placed within 75mm of the location shown on the drawings and bewithin a slope of 1/100 from vertical.

    If the top of the pile is not at ground level, the tolerance will be affected by both limits. eg. If

    the top of the pile is to be 1m below ground level, the tolerance at the top of the pile will be

    75 + 1000/100 = 85 mm.

    The structure must be designed to be safe wherever the piles are within these tolerances. If the

    piles are found to be outside these tolerances, the Contractor will be obliged to pay for

    changes.

    The structure supported by the pile (usually a pile cap or ground beam) must be large enough

    so that the pile will always be under the structure so long as its position is within the giventolerance. On small works, the structure is designed to extend 75mm beyond the nominal

    edge of the piles, on larger work this is increased to 150mm.

    Pile Spacing.

    A pile in a group will have a lower load capacity than an isolated pile. To reduce interference

    between piles, the centre-to-centre distances should be at least:

    Friction Piles: 3 x pile diameter

    End-bearing Piles 2 x pile diameter.

    For groups of more than 4 piles the capacity may be reduced unless the pile spacing is much

    larger: see later notes.

    Columns on Single Piles

    Single piles should be designed for the axial load (N) plus a bending

    moment due to tolerances (M = N*e). The lateral stability of this

    arrangement is suspect, and so it is seldom used except on very

    large piles.

    Multi-Pile Groups

    It is good practice to support each column on at least two and preferablythree piles. This evens out the effects of badly-positioned piles, gives

    some protection against a single weak pile, and removes from the pile

    any bending moment due to eccentricity of the load.

    The piles will be connected by a pile cap which carries the column. The

    pile cap is usually quite rigid (thickness = approx half of the pile

    spacing), so differences between the settlement of the piles is evened

    out.

    To support loadbearing walls, it is more convenient to use a ground

    beam, which spans between the piles and carries the wall. Groundbeams are often also used to support the ground floor slab.

    N

    A Column putting

    an Eccentric Load

    onto a Single Pile

    e

    A Square Column on a

    Square Pile Cap

    supported by four Piles

    A Small Building

    supported on Nine Piles

    and Ground Beams

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    Stability

    Pile caps or connected ground beams give adequate stability to the top of the pile (ie prevent

    the top of the pile from moving sideways).

    If the piles are required to resist significant lateral loads (eg wind load in high buildings,

    mooring forces in quaysides) then the piles should be specifically designed for this or raked

    piles should be used. See later notes on the design of piles for lateral load.

    9 Piles in Tension

    Piles in tension are used to resist uplift or overturning, and raking tension piles are used to

    resist horizontal loads. Clearly piles cannot resist tension by end bearing (though an under-

    ream can be used to develop more strength) so the tension force must be carried by skin

    friction. Tomlinson suggests that skin friction capacity in tension may be only 50% of the

    compression capacity. In addition:

    Short-term load (eg wind loads) will be sustained more easily than long-term sustained

    loads.

    A pull-out test made soon after installation may be a poor guide to long-term strength.Despite this, designs should be confirmed by pull-out tests (which are much cheaper than

    similar tests on compression piles).

    As with compression piles, the tension capacity of a pile in a group may be less than the

    capacity of a similar isolated pile.

    Tension piles are also known as ground anchors.

    10 Downdrag (Negative Skin Friction)

    Applies when piles are constructed through recently placed unconsolidated fill, or soils that

    may consolidate after the pile is placed.. In addition to the working load on the head, a

    downdrag force is transmitted by `negative skin friction`. If the fill is placed over

    compressible material, negative skin friction may increase through consolidation.

    Tomlinson (1995) states that, for mobilisation of maximum negative skin friction, the soil (or

    fill) must move downwards relative to the pile by around 1% x pile dia. The unit negative skin

    friction force at any depth can be estimated from the equation

    Fsneg = 0 where 0 =effective overburden pressure

    = factor = 0.3 for piles up to 15m long

    = 0.2 for piles up to 40m long= 0.1 for piles up to 60m long

    (Tomlinson 1995)

    The negative skin friction becomes and additional load on the pile, so

    FoS = Ultimate bearing capacity

    Working Load + neg. skin friction

    In extreme cases (long piles through unconsolidated fill) it may be worth sleeving the piles,

    surrounding them with a soft asphalt coating that will limit the downdrag. This is expensive,

    and it is difficult to be sure that the coating will survive the driving process, so it is moreusual to take account of the extra load in the design of the loadbearing part of the pile.

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    11 Laterally-Loaded Piles

    If it is necessary to use piles to resist lateral loads, they must be designed for the shear forces

    and bending moments that will develop. Laterally loaded piles should be checked for strength

    under factored loads and for serviceability under working loads.

    Reference: Design of laterally-loadedpiles CIRIA Report 103,1984.

    12 Capacity of Pile Groups.

    Bearing piles are seldom used alone because of overturning and eccentricity effects. Instead

    groups of piles are often used, with thick reinforced pile caps to spread loads between the

    piles.

    Centre-to-centre distances s for piles are normally taken as three diameters for friction pilesand two diameters (or two pile base diameters if under-reamed) for end-bearing piles.

    If the pile spacing is more than necessary, a large and expensive pile cap will be needed. Ifthe piles are too close, the soil between the piles will be disturbed and the load-bearing

    capacity reduced.

    The stressed zone around a single pile is much smaller than the stressed zone around and

    beneath a pile group. As a result:

    Group capacity is not greatly dependant on installation method.

    A compressible layer beneath a pile group may produce more settlement than it would

    beneath a single pile.

    It follows that:

    The capacity of a group of N piles may not be N times the capacity of one pile.

    Tests on a single pile may not adequately predict the performance of a pile group.

    Model piles in clay tested by Whittaker (1957) showed that

    Under a rigid pile cap, the piles do not all carry the same load. Outer piles carry more

    load than inner piles (this effect is reversed in sand). See figure 10.15 (Barnes, 1995)

    If the efficiency of a pile in a pile group is defined as:

    = average load per pile at failure of groupfailure load of a single isolated pile

    the efficiency decreases as the pile spacing decreases. See figure 10.16 (Barnes 1995)

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    Ultimate CapacityThe results above apply only to Whitakers experiments. For a generally-applicable rule:

    Pile Group Capacity is the lesser of:1. the sum of the failure loads of the individual piles

    Pult = n(Qs + Qb)2. the bearing capacity (including side friction) of a block of soil defined by the

    perimeter of the pile group.Pult = cuNcscdcBgLg + 2(Bg + Lg)Lc

    If the bottom of the pile cap is in contact with the supporting soil, then the first of these can be

    increased by the failure capacity of this contact surface.

    1. The sum of the failure loads of the individual piles plus the failure bearingcapacity of the reminder of the pile cap.

    Pult = n(Qs + Qb) + cuNcscdc(BcLcnAp)

    End

    Figure 10.15 Figure 10.16

    Individual Pile Failure

    Pile Cap

    Block Failure

    Pile Cap

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    Laterally-Loaded Piles

    Ultimate lateral resistance

    Near the surface, passive pressures may be developed.

    At depth, local flow of soil around the pile limits the lateral resistance.

    Broms simplification for piles in clay

    For a pile with a diameter D, ignore the passive pressure down to a depth of 1.5D.

    Then take a limiting lateral pressure of 9cu.

    LH

    9(cu/ m)D

    1.5D

    D

    L

    e

    Ha

    Ha

    LH

    A

    B

    Providing the pile is strong enough, the whole pile will rotate about the point A.

    Normally the pile is not strong enough and the horizontal force is limited by the moment

    capacity of the pile at B.

    Example

    Calculate the ultimate moment capacity required for a long pile of 600 mm diameter if alateral force of 100 kN (short-term) is to be applied 1 m above ground level.

    Assume the clay has cu = 100 kN/m2.

    Partial safety factor on loads = 1.6

    Partial safety factor on cu = 1.6

    Design load = 1.6*100 = 160 kN

    Ignore top 1.5*0.6 = 0.9 m.

    Resistance = 9*(100/1.6)*0.6 = 337 kN/m

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    Depth to resist lateral force = 160/337

    = 0.475 m

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    160 kN

    337 kN/m

    0.9 m

    0.6 m

    1.0 m

    160 kN0.475 m

    Depth to point of maximum moment

    = 1.0 + 0.9 + 0.475 = 2.375 m

    Maximum moment

    = 160*2.375 - 160*0.475/2

    = 342 kNm

    Note: Serviceability should also be checked because the passive pressures develop only withsubstantial movements.

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    Example to show the implications of design to EC7.

    In the following case, design the length of pile required

    i) to BS 8004, with an overall FoS of 2.5ii) to EC7, to the ULS, assuming case C to be critical.Details :

    Pile dia 450 mm

    Dead load 550 kN

    Variable load 300 kN

    Ground conditions :

    05m Clay Cu = 90 kN/m2

    530m Clay Cu = 120 kN/m2

    Assume the top metre of the clay does not support load

    Adhesion factor = 0.45, bearing capacity factor Nc = 9

    Revision Sheet Pile Design

    1. a) A closed end steel tubular pile, 0.6m dia, is driven into stiff clay with a penetrationof 35m. The undrained shear strength of the clay is 130 kN/m

    2and the submerged unit

    weight is 13 kN/m3. Assuming a bearing capacity factor, Nc, of 9, determine the

    allowable pile working load assuming an overall factor of safety of 2.5.

    (2414 kN)

    Relevant charts and expressions are given on Fig. Q6(a) and (b)

    (9 marks)

    With reference to Figs Q6(a) and (b), explain why

    (i) the peak adhesion factor p reduces as the soil strength ratio increases(ii) the length factor F reduces as the length/diameter ratio increases

    (5 marks)

    2. A 750 mm dia bored pile is to support a dead load of 900 kN and a variable load of300 kN. Ground conditions involve two layers of clay. The upper layer is 8m thick

    and has an undrained shear strength of 50 kN/m2. The lower layer is of considerable

    thickness and has an undrained shear strength of 120 kN/m2.

    The top metre of the shaft does not support any load.

    The adhesion factor is 1.0 for the upper clay layer and 0.5 for the lower clay.

    The bearing capacity factor, Nc, is 9

    Determine the required pile length :

    (i) in accordance with BS 8004 assuming factors of safety of 1.5 and 3.0 areapplied to the shaft load and base load respectively (8 marks)

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    (ii) in accordance with Eurocode 7, to the ultimate limit state, assuming case C tobe critical. Relevant clauses and tables from EC 7 are provided

    (8 marks)

    (i) 13.2 m(ii) 17.2m

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    3. A precast concrete pile, 0.4m dia., is to be driven through a deposit of stiff clay 6mthick and into a thick deposit of dense sand. The water table lies at 2m below ground

    level. Properties of the soils and relevant parameters are as follows :

    CLAY

    Undrained shear strength increases from 90 kN/m2

    at ground level to 126 kN/m2

    at thebase of the deposit.

    Bulk unit weight b = 21 kN/m3

    Adhesion factor = 0.35

    SAND

    Angle of friction = 37

    Bulk unit weight b = 19 kN/m3

    kstan = 1.5

    For a working load of 1600 kN, determine the length of pile required assuming:

    (i) no adhesion occurs over the top metre of the pile(ii) the factor of safety on adhesion in the clay is 2.0(iii) the factor of safety on skin friction in the sand is 2.5 and on the base it is 3.0(iv) there is a critical depth within the sand only, and measured below the top of the

    sand (Use the Meyerhof curve for determination)

    Design charts, tables and expressions are given in Fig Q5

    (15 marks)

    (13.5m)

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    Elastic Pile Settlement Example:

    12m long concrete pile, diameter 450mm

    Working load = 600 kN

    Load is carried 65% by skin friction and 35% by end bearing

    E value of soil beneath base is estimated to 250 MN/m2

    E value for concrete is estimated to be 10,000 MN/m2

    Using equation:

    BB

    B

    PS

    B

    S

    E

    B

    A

    W

    EA

    LW

    W

    22

    WS = 0.65 600 = 390 kN, WB = 0.35 600 = 210 kN

    AS = AB = 0.452/4 = 0.16 m

    2

    mmorm 4,004.00012.0003.010250

    45.0

    16.02

    210

    10000,1016.0

    122102

    39033

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    Example of Pile Capacity from Static Test: to EC7

    Three CFA piles tested. Estimate that 80% of capacity is in shaft friction and 20% in end

    bearing. Use the EC7 method to determine the Design Ultimate Bearing Capacity a pile

    similar to those tested.

    Static Load Test Results:Pile Number 1 2 3

    Test Load at Failure 145 kN 120 kN 115 kN

    Calculation:

    Average test strength = 127 kN

    Minimum strength = 115 kN

    From the table of values

    Characteristic Bearing Resistance is the lesser of:

    127/1.3 = 98 kN (adopt this)115/1.1 = 105 kN

    Estimate of shaft friction resistance is 0.8 98 = 78 kN

    Estimate of end-bearing resistance is 0.2 98 = 20 kN

    Ultimate Design Bearing Resistance = 78/1.45 + 20/1.3 = 69 kN