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    Dr.Dr. BorislavBorislav BelevBelev

    Dept. of Steel and Timber StructuresDept. of Steel and Timber StructuresUACEG, Sofia, BulgariaUACEG, Sofia, Bulgaria

    Model Validation and Simulation Model Validation and Simulation BAUHAUS Summer School BAUHAUS Summer School

    August 2011August 2011

    Implementation of capacity designImplementation of capacity designrules to steel structures in seismicrules to steel structures in seismic

    regionsregions

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    22Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Lecture overviewLecture overview1.1. IntroductionIntroduction

    2.2. Basic concepts in seismic designBasic concepts in seismic design3.3. Capacity design principles (CDP)Capacity design principles (CDP)4.4. Major seismicMajor seismic --resisting systems in steelresisting systems in steel------------------------------------------------------------------------------------------------------------------------------5.5. Application of CDP toApplication of CDP to MRFsMRFs6.6. Application of CDP toApplication of CDP to CBFsCBFs7.7. Evolution of capacity design philosophyEvolution of capacity design philosophy8.8. Concluding remarksConcluding remarks

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    33Model Validation and Simulation,Model Validation and Simulation,Bauhaus Summer School 2011Bauhaus Summer School 2011

    1. Introduction1. IntroductionCapacity Design Philosophy in Seismic Design:Capacity Design Philosophy in Seismic Design:

    Originates from New Zealand (Originates from New Zealand ( ~ 1970)~ 1970) ;;Is also termed Failure mode controlIs also termed Failure mode controlApplicable to all major structural materials and systems;Applicable to all major structural materials and systems;Is a design approach, not an analysis technique;Is a design approach, not an analysis technique;Serves as a tool for providing more reliable andServes as a tool for providing more reliable andpredictable seismic response of the structures;predictable seismic response of the structures;Already accepted and embedded in most modern designAlready accepted and embedded in most modern design

    codes;codes;Assumes that adequate ductility can be achievedAssumes that adequate ductility can be achievedthrough proper detailing of the potential plastic zonesthrough proper detailing of the potential plastic zones

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    44Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    History of developmentHistory of development

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    55Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Related design codesRelated design codesEN 1998-1: General rules, seismic actions and

    rules for buildings (Eurocode 8, Part 1)ANSI/AISC 341-05: Seismic provisions forstructural steel buildings (AISC Seismic 2005)

    Notations according to Eurocode 3 andEurocode 8

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    66Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    The StructuralThe Structural EurocodesEurocodesEN 1990 Eurocode 0 : Basis of structural designEN 1991 Eurocode 1 : Actions on structures

    EN 1992 Eurocode 2 : Design of concrete structuresEN 1993 Eurocode 3 : Design of steel structuresEN 1994 Eurocode 4 : Design of composite steel and

    concrete structuresEN 1995 Eurocode 5 : Design of timber structuresEN 1996 Eurocode 6 : Design of masonry structuresEN 1997 Eurocode 7 : Geotechnical designEN 1998 Eurocode 8 : Design of structures for

    earthquake resistanceEN 1999 Eurocode 9 : Design of aluminium

    structures

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    77Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    2. Basic conceptsTypical seismic response of structuresDuctility and overstrengthEnergy balance and energy dissipation

    Seismic demand vs. seismic capacityFailure modes: ductile vs. brittle

    Failure mechanisms: global vs. localGuiding principles for conceptual design

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    88Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Typical seismic response ofstructures

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    99Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    DuctilityThe ability of the material, members/joints andThe ability of the material, members/joints and

    structure as a whole to sustain large inelasticstructure as a whole to sustain large inelasticdeformations without essential decrease ofdeformations without essential decrease of

    their load their load - - bearing capacity bearing capacity

    Ductility at material levelDuctility at material levelDuctility at crossDuctility at cross --sectional levelsectional levelDuctility of members and joints (local ductility)Ductility of members and joints (local ductility)Ductility of the structural systemDuctility of the structural system(global ductility of 4 to 6 is desirable)(global ductility of 4 to 6 is desirable)

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    1010Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Effect of globalEffect of global ductility on seismicon seismicresponseresponse

    Response spectra for a g = 0.25g and soil type C

    0.0

    1.0

    2.0

    3.0

    4.0

    5.0

    6.0

    7.0

    8.0

    0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0

    Period of vibration T (s)

    S p e c

    t r a l a c c e

    l e r a

    t i o n

    ( m / s 2 )

    Elastic response spectrum

    Design response spectrum for q=2

    Design response spectrum for q=4

    Lower bound of the design spectra

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    1111Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    OverstrengthActual resistances at the plastic regions Actual resistances at the plastic regions well above their nominal/design valueswell above their nominal/design values

    may endanger the global ductility and resistance may endanger the global ductility and resistance Typical sources ofTypical sources of overstrengthoverstrength ::

    MaterialMaterial overstrengthoverstrengthStrain hardeningStrain hardeningStrain rate effectsStrain rate effects

    Design of members governed by nonDesign of members governed by non --seismicseismiccombinations of loads or noncombinations of loads or non --ULSULS(serviceability) criteria(serviceability) criteria

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    1212Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Energy balance and energydissipation

    Seismic input energy E i = E k + E s + E + E h

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    1313Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Performance in terms of energyPerformance in terms of energydissipationdissipation

    The structures differ in the way they manage andThe structures differ in the way they manage anddistribute the total input seismic energydistribute the total input seismic energy E E i i

    Conventional structuresConventional structures ::energy dissipation through cyclic plastic deformationenergy dissipation through cyclic plastic deformation

    ductile response means damage and lossesductile response means damage and lossescodecode --based design does not explicitly evaluatebased design does not explicitly evaluate E E h h / / E E i i the structure may remain vulnerable to aftershocksthe structure may remain vulnerable to aftershocks

    Structures with damping systems:Structures with damping systems:energy dissipation performed byenergy dissipation performed by specialized partsspecialized parts primary structure/frame has mainly gravity loadprimary structure/frame has mainly gravity loadsupporting function and resupporting function and re --centering functioncentering function

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    1414Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Seismic demandSeismic demand vsvs capacitySeismic demand: typically expressed by peak values ofSeismic demand: typically expressed by peak values ofresponse parameters: (forces, displacements,response parameters: (forces, displacements, interstoreyinterstoreydrifts, ductility, etc.), but also by integral parameters:drifts, ductility, etc.), but also by integral parameters:(energy input, damage index, etc.)(energy input, damage index, etc.)General requirement:General requirement:

    Seismic demandSeismic demand seismic capacity, e.g.seismic capacity, e.g.Force demandForce demand ResistanceResistance

    Ductility demandDuctility demand Ductility capacityDuctility capacityThe accuracy of estimation of seismic demands dependsThe accuracy of estimation of seismic demands dependson the analysis method andon the analysis method and modellingmodelling assumptions (e.g.assumptions (e.g.with or w/o inclusion ofwith or w/o inclusion of nonstructuralnonstructural infill walls)infill walls)

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    1515Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Failure modes: ductile vs. brittleFailure modes: ductile vs. brittleBolted connections:Bolted connections:

    Shearing of boltsShearing of boltsTensile fracture at net cross sectionsTensile fracture at net cross sectionsBlock shearBlock shear

    Welded connections:Welded connections:

    See next slide for typical observed failuresSee next slide for typical observed failures

    Steel members and joints:Steel members and joints:Instability (mainly premature local buckling)Instability (mainly premature local buckling)

    Conclusion: Conclusion: The presence of brittle components is unavoidableThe presence of brittle components is unavoidable

    even in structures made of highly even in structures made of highly - - ductile material ductile material

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    1616Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Failures of welded connections inFailures of welded connections inNorthridge (Northridge (1994 ) quake) quake

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    1717Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Failure mechanisms:Failure mechanisms:global vs. localglobal vs. local

    Local ductility demand much more severe for theLocal ductility demand much more severe for thecolumncolumn --sway (softsway (soft --storey) mechanismstorey) mechanismPP -- effects may result in global instabilityeffects may result in global instability

    Beam-sway mechanism column-sway mechanism

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    1818Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Guiding principles for conceptualGuiding principles for conceptualdesign of seismicdesign of seismic --resistant buildingsresistant buildingsstructural simplicity

    uniformity, symmetry and redundancybi-directional resistance and stiffness

    torsional resistance and stiffnessdiaphragmatic behaviour at storey leveladequate foundation

    Regularity in plan and in elevation helpsbuildings to survive in major earthquakes!

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    1919Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    3. Capacity design principles3. Capacity design principlesExperience from past earthquakes: Experience from past earthquakes:

    The design quake cannot be predicted inThe design quake cannot be predicted interms of PGA, frequency content, strongterms of PGA, frequency content, strong --motion duration, etc.motion duration, etc.The inelastic response of structures duringThe inelastic response of structures duringstrong quakes isstrong quakes is inavoidableinavoidable ;;

    The structures with good ductilityThe structures with good ductilityperformed much better than the nonperformed much better than the non --ductileductile

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    2020Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Capacity design principles (contCapacity design principles (cont d)d)The structures shall be madeThe structures shall be made insensitiveinsensitive to theto theuncertain parameters of ground shakinguncertain parameters of ground shakingThe locations of dissipative zones that willThe locations of dissipative zones that willexperience large plastic strains should beexperience large plastic strains should be prepre --selectedselected so that they do not endanger theso that they do not endanger the

    overall stabilityoverall stabilityThese plastic regions require special care inThese plastic regions require special care inorder to maintain the desired ductile failureorder to maintain the desired ductile failuremode during a seismic eventmode during a seismic eventFor maximizing the global ductility, the otherFor maximizing the global ductility, the other(non(non --dissipative) parts of structuredissipative) parts of structure must bemust besecuredsecured against premature (brittle) failureagainst premature (brittle) failure

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    2121Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Capacity design principles (contCapacity design principles (cont d)d)Illustration via Prof. Paulays chain

    Option 1: Brittlelinks weaker

    Option 2: Brittlelinks stronger

    (Capacity Design)

    Brittle links Ductile link Brittle links

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    2222Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Capacity design steps:Capacity design steps:1.1. Choose a target plastic mechanism for which theChoose a target plastic mechanism for which the

    required global ductility can be developed with therequired global ductility can be developed with thesmallest local ductility demandssmallest local ductility demands

    2.2. Identify the potential dissipative zones (criticalIdentify the potential dissipative zones (criticalregions, plastic hinges)regions, plastic hinges)

    3.3. Design these zones for stable ductile cyclic responseDesign these zones for stable ductile cyclic responsewith careful detailing. Suppress the undesirable (brittle)with careful detailing. Suppress the undesirable (brittle)failure modes in the dissipative zonesfailure modes in the dissipative zones

    4.4. Protect the other parts of structure (members andProtect the other parts of structure (members and

    joints) from failure through providing extra joints) from failure through providing extra --strength,strength,taking into account all possible sources oftaking into account all possible sources of overstrengthoverstrengthin the dissipative zonesin the dissipative zones

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    2323Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Approach of the design codesApproach of the design codesEurocodeEurocode 8:8:

    materialmaterial overstrengthoverstrength factorfactor ovov = [1.25]= [1.25]crosscross --sectionsection overstrengthoverstrength factorfactor iisystemsystem overstrengthoverstrength factorfactor =min{=min{ ii}}

    system redundancy insystem redundancy in ee --pp stagestage uu / / 11typical combination for design actions on nontypical combination for design actions on non --dissipativedissipativemembers: Emembers: E dd == EE d,Gd,G ++ 1.11.1 ovov EE d,Ed,Estrength limit for the dissipative zones:strength limit for the dissipative zones: ff

    y,maxy,max 1.11.1

    ovovff

    yy

    Major drawback: the ultimate strength of the structure is notMajor drawback: the ultimate strength of the structure is notknown if only linear elastic analysis is performed known if only linear elastic analysis is performed

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    2424Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Approach of the design codes (contd)Approach of the design codes (contd)AISC Seismic 2005:AISC Seismic 2005:

    materialmaterial overstrengthoverstrength factorfactor RR yy = 1.1= 1.1 1.61.6crosscross --sectionsection overstrengthoverstrength factorfactor n.an.a ..systemsystem overstrengthoverstrength factorfactor 00 = 2= 2 3 (empirical)3 (empirical)

    system redundancy insystem redundancy in ee --pp stagestage typical combination for design actions on nontypical combination for design actions on non --dissipative members: Edissipative members: E dd == EE d,Gd,G ++ 00 EE d,Ed,E

    ((note:note: 0 0 is applied to forces induced byis applied to forces induced byhorizontal component of the seismic action only horizontal component of the seismic action only ))

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    2525Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Role of advancedRole of advanced modellingmodelling

    TheThe overstrengthoverstrength (redundancy) beyond first plastic hinge is design(redundancy) beyond first plastic hinge is design --sensitivesensitiveand systemand system --dependentdependentIt may increase a lot with the magnitude of lateral displacementIt may increase a lot with the magnitude of lateral displacement demanddemand(displacement(displacement --dependent)dependent)Think Think InelasticallyInelastically and apply at least Nonlinear Static Pushover Analysis and apply at least Nonlinear Static Pushover Analysisfor verification of system performance!!!for verification of system performance!!!The plastic regions shall beThe plastic regions shall be modelledmodelled with their expected materialwith their expected materialoverstrengthoverstrength and actual crossand actual cross --section sizes and propertiessection sizes and properties

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    2626Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    4. Major seismic4. Major seismic --resisting systemsresisting systemsin steel: MRFin steel: MRF

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    2727Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    SeismicSeismic --resisting systems: CBFresisting systems: CBF

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    2828Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    SeismicSeismic --resisting systems: EBFresisting systems: EBF

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    2929Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    SeismicSeismic --resisting systems: Invertedresisting systems: Invertedpendulum structurespendulum structures

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    3030Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    SeismicSeismic --resisting systems:resisting systems:mixed and dualmixed and dual

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    3131Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    Reference values ofReference values of qq for steel structuresfor steel structures

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    3232Model Validation and Simulation,Model Validation and Simulation,

    BAUHAUS Summer School, Aug. 2011BAUHAUS Summer School, Aug. 2011

    End of Part 1End of Part 1

    Thank you for your attention !Thank you for your attention !Questions or comments?Questions or comments?