bayesian data analysis reveals no preference for cardinal

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doi.org/10.26434/chemrxiv.12844715.v1 Bayesian Data Analysis Reveals No Preference for Cardinal Tafel Slopes in CO2 Reduction Electrocatalysis Aditya Limaye, Joy S. Zeng, Adam Willard, Karthish Manthiram Submitted date: 21/08/2020 Posted date: 24/08/2020 Licence: CC BY-NC-ND 4.0 Citation information: Limaye, Aditya; Zeng, Joy S.; Willard, Adam; Manthiram, Karthish (2020): Bayesian Data Analysis Reveals No Preference for Cardinal Tafel Slopes in CO2 Reduction Electrocatalysis. ChemRxiv. Preprint. https://doi.org/10.26434/chemrxiv.12844715.v1 In this paper, we develop a Bayesian data analysis approach to estimate the Tafel slope from experimentally-measured current-voltage data. Our approach obviates the human intervention required by current literature practice for Tafel estimation, and provides robust, distributional uncertainty estimates. Using synthetic data, we illustrate how data insufficiency can unknowingly influence current fitting approaches, and how our approach allays these concerns. We apply our approach to conduct a comprehensive re-analysis of data from the CO 2 reduction literature. This analysis reveals no systematic preference for Tafel slopes to cluster around certain "cardinal values" (e.g. 60 or 120 mV/decade). We hypothesize several plausible physical explanations for this observation, and discuss the implications of our finding for mechanistic analysis in electrochemical kinetic investigations. File list (3) download file view on ChemRxiv manuscript.pdf (632.39 KiB) download file view on ChemRxiv graphical-abstract.png (103.22 KiB) download file view on ChemRxiv si.pdf (1.10 MiB)

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Page 1: Bayesian Data Analysis Reveals No Preference for Cardinal

doi.org/10.26434/chemrxiv.12844715.v1

Bayesian Data Analysis Reveals No Preference for Cardinal Tafel Slopesin CO2 Reduction ElectrocatalysisAditya Limaye, Joy S. Zeng, Adam Willard, Karthish Manthiram

Submitted date: 21/08/2020 • Posted date: 24/08/2020Licence: CC BY-NC-ND 4.0Citation information: Limaye, Aditya; Zeng, Joy S.; Willard, Adam; Manthiram, Karthish (2020): Bayesian DataAnalysis Reveals No Preference for Cardinal Tafel Slopes in CO2 Reduction Electrocatalysis. ChemRxiv.Preprint. https://doi.org/10.26434/chemrxiv.12844715.v1

In this paper, we develop a Bayesian data analysis approach to estimate the Tafel slope fromexperimentally-measured current-voltage data. Our approach obviates the human intervention required bycurrent literature practice for Tafel estimation, and provides robust, distributional uncertainty estimates. Usingsynthetic data, we illustrate how data insufficiency can unknowingly influence current fitting approaches, andhow our approach allays these concerns. We apply our approach to conduct a comprehensive re-analysis ofdata from the CO2 reduction literature. This analysis reveals no systematic preference for Tafel slopes tocluster around certain "cardinal values" (e.g. 60 or 120 mV/decade). We hypothesize several plausiblephysical explanations for this observation, and discuss the implications of our finding for mechanistic analysisin electrochemical kinetic investigations.

File list (3)

download fileview on ChemRxivmanuscript.pdf (632.39 KiB)

download fileview on ChemRxivgraphical-abstract.png (103.22 KiB)

download fileview on ChemRxivsi.pdf (1.10 MiB)

Page 2: Bayesian Data Analysis Reveals No Preference for Cardinal

Bayesian data analysis reveals no preference for

cardinal Tafel slopes in CO2 reduction

electrocatalysis

Aditya M. Limaye,† Joy S. Zeng,† Adam P. Willard,∗,‡ and Karthish

Manthiram∗,†

†Department of Chemical Engineering, MIT, Cambridge, MA

‡Department of Chemistry, MIT, Cambridge, MA

E-mail: [email protected]; [email protected]

Abstract1

In this paper, we develop a Bayesian data analysis approach to estimate the Tafel2

slope from experimentally-measured current-voltage data. Our approach obviates the3

human intervention required by current literature practice for Tafel estimation, and4

provides robust, distributional uncertainty estimates. Using synthetic data, we illus-5

trate how data insufficiency can unknowingly influence current fitting approaches, and6

how our approach allays these concerns. We apply our approach to conduct a com-7

prehensive re-analysis of data from the CO2 reduction literature. This analysis reveals8

no systematic preference for Tafel slopes to cluster around certain “cardinal values”9

(e.g. 60 or 120 mV/decade). We hypothesize several plausible physical explanations10

for this observation, and discuss the implications of our finding for mechanistic analysis11

in electrochemical kinetic investigations.12

1

Page 3: Bayesian Data Analysis Reveals No Preference for Cardinal

Introduction13

Modern tools in data science provide the capability to reduce or outright eliminate sources14

of human bias in the analysis and interpretation of experimental measurements. Despite15

the wide availability of these tools, many communities continue to rely on more primitive16

and bias-prone methods of data analysis. The calculation of Tafel slopes through linear17

least squares fitting is one prominent example. Here, we present a robust Bayesian approach18

to analyzing electrochemical current-voltage measurements that (1) eliminates the need to19

manually exclude points in limiting-current regimes, and (2) provides a well-defined measure20

of uncertainty in the fitting parameters (e.g. the Tafel slope). By applying this approach21

to a large set of literature data, we identify a systematic but unjustified tendency for the22

assignment of Tafel slopes to specific “cardinal” values. This finding highlights the role that23

modern data science can play in uncovering and eliminating hidden sources of bias that exist24

within various scientific communities.25

Current-voltage measurements are a fundamental characterization tool for electrochem-26

ical systems, as they report on the propensity for system response when pushed out of27

equilibrium by a thermodynamic driving force. In the context of electrochemical catalysis,28

current-voltage behavior is often summarized by the Tafel slope, a parameter that quantifies29

the amount of electrochemical driving force required to produce a logarithmic increase in the30

observed current.1 Nearly all studies that develop a novel electrochemical catalyst report a31

Tafel slope, and it is considered an important figure of merit when comparing catalysts. In32

principle, the Tafel slope contains information about the microscopic mechanism underlying33

the operation of a catalyst. The elementary kinetic steps of idealized reaction mechanisms34

imply a strong tendency for Tafel slopes to exhibit certain “cardinal values”,2,3 and these35

cardinal values are frequently referenced in the kinetic analysis of catalytic materials. How-36

ever, several notable studies have reported Tafel slopes that differ significantly from their37

predicted cardinal values.4,5 Because the kinetic steps associated with these cardinal values38

are ubiquitous, there is a tendency to interpret Tafel slopes with off-cardinal values as if39

2

Page 4: Bayesian Data Analysis Reveals No Preference for Cardinal

they represent a truly cardinal value that has been altered by sources of experimental error,40

despite relatively incomplete error quantification.6–12 The flaw in this interpretive strategy41

is that it relies on the validity of idealizing assumptions about the underlying kinetic mech-42

anism, and does not account for the numerous ways in which deviations from ideality can43

influence the Tafel slope.1344

Despite the scientific and engineering relevance of the Tafel slope, current literature ap-45

proaches for estimating this parameter from measured current-voltage data require subjective46

human intervention, and are susceptible to numerous sources of systematic error. Subjective47

considerations in the fitting procedure (namely, the manual demarcation of a linear fit re-48

gion) make it impossible to determine, in a truly unbiased manner, the intrinsic distribution49

of Tafel slopes, and whether they cluster around cardinal values. Additionally, human inter-50

ventions in the fitting procedure enable researcher bias, both inadvertent and intentional, to51

influence a quantitative catalyst benchmark. Such biases are difficult to recognize without52

re-examining primary source data.53

To address these concerns, we advance an alternative Bayesian data analysis method54

that enables unbiased Tafel slope estimation. This method provides robust, distributional55

uncertainty quantification, elucidating the credible range of Tafel slope values consistent56

with the measured data. Because our method eliminates subjectivity in the fitting process,57

it enables us to fairly evaluate the prevalence of cardinal Tafel slopes within re-analyzed58

literature data.59

In this manuscript, we begin by describing common literature practices for assigning Tafel60

slopes from experimental current-voltage data. Subsequently, we develop the mathematical61

formalism behind our Bayesian approach to Tafel slope estimation, and discuss its associated62

benefits compared to existing approaches. Using synthetic data, we illustrate the benefits of63

our approach, and show how it can be combined with iterative data acquisition procedures64

to systematically reduce uncertainty in Tafel slope estimates. Finally, we apply our approach65

to a large set of CO2 reduction catalyst data from the literature, and compare our Tafel slope66

3

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estimates to the reported values. We find that clustering of reported Tafel slopes around67

cardinal values is unjustified, and likely reflects systemic bias across the field. We conclude68

by hypothesizing several plausible sources of mechanistic nonideality and estimating their69

ability to modify Tafel slopes from their cardinal values.70

Tafel Slopes in Electrocatalysis71

Electrochemical systems operate by converting the energy stored in chemical bonds into72

electrical work (or vice-versa) by means of electron transport through an external circuit.73

The electron transport process originates at an electrochemical interface, where a portion74

of the external circuit (an electrode) is contacted with a chemical system (a reactive elec-75

trolyte solution) in the presence of a catalyst. Catalyzed interfacial electron transfer serves76

to inextricably link the electrical dynamics of the external circuit to the chemical dynamics77

of the electrolyte. Electrochemical characterization techniques exploit this linkage, using the78

voltage and current measured in the external circuit to report on the thermodynamic driving79

forces and nonequilibrium currents in the chemical system. The simplest possible electro-80

chemical experiment involves setting the applied potential at an electrode and measuring81

the resultant electrical current (or vice-versa), generating a current-voltage trace.82

Several phenomena can influence the shape of current-voltage traces. For example, the83

electronic properties of the electrode, the chemical identity of the catalyst material, the84

transport characteristics of reactive species in the electrolyte, and myriad other factors all85

play an important role in structuring current-voltage behavior.14 When characterizing the86

performance of a catalyst material, we are most interested in the kinetic control regime of a87

current-voltage trace, where the measured current reports directly on the intrinsic rate of a88

chemical reaction at the interface. Under kinetic control, the current is generally expected89

to follow an exponential asymptotic dependence on the overpotential η, which quantifies90

the difference between the applied electrode potential and the equilibrium potential for the91

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Page 6: Bayesian Data Analysis Reveals No Preference for Cardinal

chemical reaction.1 In the high |η| limit (specifically, |η| � kBT/e, the thermal voltage), the92

logarithm of the kinetic current, ikin, should depend linearly on the applied potential. The93

(inverse) slope of this relationship is termed the Tafel slope,94

Tafel Slope ≡ dη

d log10 ikin

∣∣∣∣|η| � kBT/e

, (1)

and is generally reported in units of mV/decade.95

The Tafel slope is an important parameter to judge the performance of a catalyst because96

it quantifies the amount of additional applied potential required to observe a logarithmic in-97

crease in the measured current. Hence, studies that develop a novel electrocatalytic material98

often measure current-voltage data in the kinetic control regime, and then use this data to99

estimate a Tafel slope for their catalytic system. Experimental limitations impose a number100

of practical constraints on the Tafel slope estimation procedure. First, for several electro-101

chemical reactions (CO2 reduction, N2 reduction, organic electrosynthesis, etc.), accurately102

determining a kinetic current for a specific reaction requires product quantification after a103

constant potential/current hold. Due to throughput limitations for quantification techniques,104

the Tafel slope often must be estimated from just a handful of data points (roughly, 3–10).105

Another important practical constraint arises from limiting current phenomena observed in106

many electrocatalytic systems. At sufficiently high overpotentials, the reaction rate exceeds107

the rate of another physical process required for the reaction to proceed. In this regime, the108

system is no longer under kinetic control, and the measured current plateaus to a limiting109

current, becoming independent of the applied voltage.15 Most commonly, limiting currents in110

CO2 reduction systems arise from diffusive transport limitations in the electrolyte, although111

several other physical reasons for plateau currents have been hypothesized and investigated112

in the literature.16–20 Consequently, experimentally measured Tafel data usually starts out113

linear, but curves sub-linearly at sufficiently high overpotentials.114

In the face of these practical limitations, studies in the literature use a relatively standard115

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Page 7: Bayesian Data Analysis Reveals No Preference for Cardinal

Figure 1: Schematic comparison of the traditional approach to Tafel fitting and the newapproach we describe in this manuscript. Starting from raw current-voltage data on the left,the current literature approach begins with manual identification of a linear Tafel region onthe plot. The rest of the data is discarded, and a linear fit to the Tafel region yields a Tafelslope, with an associated uncertainty corresponding to the standard error of the ordinaryleast squares (OLS) estimator. In addition to this quantified uncertainty, an additionalunquantified source of uncertainty arises from manual selection of a Tafel region on the plot.The new approach described here considers all of the data in the context of a nonlinear modelthat smoothly interpolates between the traditional Tafel region and a plateaued region (e.g.,due to mass transport limitations). Our approach uses a Monte Carlo method to sample fromthe Bayes posterior distribution over the parameters of the model, yielding a probabilisticdistribution over Tafel slopes that are consistent with the measured data.

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Page 8: Bayesian Data Analysis Reveals No Preference for Cardinal

protocol for estimating the Tafel slope, depicted schematically in the upper half of Fig. 1.116

First, a researcher must manually identify an ad hoc cutoff between a linear, kinetically-117

controlled regime (the Tafel regime) and a limiting current (plateau) regime.21 All data points118

in the plateau regime are subsequently discarded, and a Tafel slope is fitted by ordinary least119

squares (OLS) linear regression to the data in the Tafel regime. The OLS procedure offers120

a prescription for extracting the standard error of the Tafel slope; this standard error is121

sometimes used to construct a confidence interval for the Tafel slope estimate.22,23122

We believe the current standard literature practice bears several drawbacks. First and123

foremost, manual identification of a cutoff between the kinetic and limiting-current regimes124

introduces subjectivity into Tafel slope estimation, potentially incorporating undesirable hu-125

man influence into the quantification of an important metric for electrocatalyst performance.126

Second, reporting the error associated with a linear fit to a manually selected set of data127

points systematically under-estimates the actual error associated with estimating a Tafel128

slope from a small number of data points. The OLS slope standard error quantifies the129

uncertainty associated with the linear fit to a given set of data, but there is an additional130

unquantified error associated with selection of the linear regime. Third and finally, ad hoc se-131

lection of a regime cutoff can introduce a systematic bias in the Tafel slope, since the final few132

points of the kinetic regime will suffer at least some effects from limiting current curvature,133

causing the current at these points to deviate slightly from the true kinetic current.134

Bayesian Data Analysis Algorithm135

Our approach for Tafel slope estimation seeks to obviate manual demarcation between the136

linear and plateau regions in current voltage data. To this end, we choose to fit all current-137

voltage data measured in a Tafel experiment to a phenomenological model that smoothly138

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Page 9: Bayesian Data Analysis Reveals No Preference for Cardinal

interpolates between the kinetic control and plateau regimes. The model reads,139

1

i(η)=

1

ilim+

1

i0 exp[m−1T · |η|

] , (2)

where i(η) is the measured current density as a function of overpotential. The unknown140

parameters in the model are ilim, the limiting current density, i0, the exchange current141

density, and m−1T , the inverse Tafel slope. The mathematical structure of Eq. (2) can be142

shown to arise, for example, when the surface concentration of a redox-active species changes143

with applied overpotential due to diffusive transport effects. Alternatively, Eq. (2) could be144

motivated by interpreting the presence of limiting-current phenomena as an additional series145

resistance to current in the equivalent circuit for an electrochemical cell.1 Most generally,146

this model can describe any physical phenomenon that imposes a “speed limit” on the passed147

current.24148

Typically, the parameters in a model like Eq. (2) would be adjusted to achieve optimal149

agreement between the model and experimental data. Despite the nonlinearity inherent to150

the model, numerical optimization schemes for determining the optimal set of parameters are151

mature and well-studied. Here, we employ a different approach based on Bayesian sampling152

that can quantify not only an optimal set of parameters, but also a distribution over the likely153

values of the model parameters given the available experimental data.25 Before carrying out154

any current-voltage measurements, we generally have at least some idea of the reasonable155

values of parameters in Eq. (2). For example, one would be very leery of a Tafel slope156

mT /∈ [101, 103] mV/decade, and one can use tabulated values of a species diffusion coefficient157

and an estimate of the cell boundary layer thickness to compute a ballpark estimate of a158

limiting current, ilim, arising from diffusive transport limitations.1,24 For a general set of159

parameters θ, this knowledge is encoded in a prior distribution over the parameters p(θ).160

Upon observing some data y, we can compute an updated posterior distribution p(θ|y) (the161

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Page 10: Bayesian Data Analysis Reveals No Preference for Cardinal

probability of the parameters given the observed data) using Bayes’ rule,26162

p(θ|y) =p(y|θ)× p(θ)

p(y). (3)

The likelihood p(y|θ) is supplied by a model like Eq. (2), in conjunction with an assumption163

about the distribution over the error at each data point. Here, we assume the error at each164

data point is independently normally distributed with a standard deviation σ = 0.10 log165

units, though our approach is flexible in this respect (see SI for sensitivity analysis with166

respect to the σ parameter).167

Despite the fact that the partition function p(y) is an unknown constant, Eq. (3) yields a168

prescription for sampling from the posterior distribution over parameters p(θ|y). Briefly, one169

can use a Markov chain Monte Carlo sampling scheme27 to glean several parameter samples170

from the posterior distribution, which are expected to concentrate in density around the171

optimal values of the parameters (additional detail on implementation can be found in the172

SI). As depicted in the lower panel of Fig. 1, this Bayesian posterior sampling technique173

reveals both the optimal values of the model parameters and a distributional uncertainty174

estimate over their values, accounting for all sources of uncertainty in the model. If we truly175

want to collapse this distributional information to a single value of the parameter, say for176

quoting a Tafel slope associated with a catalyst, we can compute,177

〈θ〉 ≡∫

dθ · θ · p(θ|y), (4)

where 〈θ〉 is termed the mean a posteriori (MAP) parameter estimate. When the poste-178

rior distribution p(θ|y) is strongly peaked around an optimal set of parameters, the MAP179

estimate will line up with the parameters gleaned from a nonlinear optimization technique.180

When the posterior distribution is broad or multimodal, the MAP estimate and the opti-181

mal parameter values may differ, signaling a high degree of uncertainty associated with the182

optimal parameter estimate.183

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The Bayesian posterior sampling approach offers several key advantages over the tradi-184

tional approach to Tafel slope estimation. First, it removes subjectivity from the analysis of185

Tafel data: users of our algorithm need only select a model such as Eq. (2) to interpret the186

observed data, which can be justified on the basis of rigorous physical arguments, unlike a187

subjective delineation between linear and plateau regimes. Second, our approach yields ac-188

curate quantification the uncertainty associated with a Tafel slope estimate. Specifically, we189

believe the distributional uncertainty quantification afforded by our algorithm will be useful190

when assessing and discriminating between disparate sets of experimental data. Finally, be-191

cause the model in Eq. (2) analytically extrapolates away curvature-related attenuation of192

the kinetic current, our approach is free of the systematic bias present in current literature193

practice.194

As a caveat, we stress that while the model in Eq. (2) is appropriate for fitting some195

current-voltage data in the CO2 reduction literature, experimental and theoretical stud-196

ies have noted the possibility of multiple kinetic control regimes with distinct Tafel slopes197

before a limiting current plateau regime.3,28,29 This phenomenon can arise due to potential-198

dependent surface coverage effects or a potential-dependent switch in the microscopic reac-199

tion mechanism. When multiple distinct Tafel regimes are present, the experimental data200

must be interpreted under a model that allows for this possibility; once a suitable model is se-201

lected, the Bayesian posterior sampling approach can still be employed (see SI for additional202

discussion on model flexibility).203

Identifying and Addressing Data Insufficiency204

As mentioned previously, practical throughput considerations imposed by product quantifi-205

cation and other experimental requirements limit the amount of data generally used in a206

Tafel analysis to 3–10 points. In a survey of Tafel data reported in CO2 reduction studies207

in the literature, we found that a significant number of papers conduct Tafel analyses on a208

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set of 3–5 data points within a narrow overpotential window. With such few data points,209

trends often appear linear, and so many studies simply extract the Tafel slope from a linear210

fit to all the data. While seemingly benign, estimating a Tafel slope without accounting211

for the possibility of limiting-current nonlinearity can lead to systematic error arising from212

data insufficiency. This phenomenon is elegantly identified and addressed by our Bayesian213

posterior sampling approach. For the sake of clarity, we illustrate how this systematic error214

can emerge by analyzing a set of synthetic data. The parable narrated by this data is easily215

relatable to a specific set of experimental data, and it emphasizes another distinct advantage216

of the Bayesian posterior sampling approach.217

B

50 75 100 125 150 175 200

Tafel Slope [mV / decade]

0.00

0.01

0.02

0.03

0.04

0.05p(T

afe

l Slo

pe)

Experiment 1

Experiment 1 + 2A

Experiment 1 + 2B

Model I Tafel Slope

Model II Tafel Slope

Linear Fit Tafel Slope

A

log

10

[i pro

d.]

0.05 0.10 0.15 0.20 0.25 0.30 0.35

Overpotential, [V]

2.2

2.0

1.8

1.6

1.4

1.2

1.0

0.8 Model I

Model II

Experiment 1

Experiment 2A

Experiment 2B

0.06 0.08 0.10 0.12 0.14

2.2

2.0

1.8

1.6

1.4

130 ± 10 mV dec–1

Figure 2: Bimodal posterior distributions signify Tafel slope ambiguity that cannot be clari-fied by the available data. (A, inset) Synthetic current-voltage data collected in hypotheticalExperiment 1 appears linear over a 100 mV overpotential region, with a Tafel slope of 130±10mV/decade. (A) Synthetic current-voltage data over a broader range of overpotentials. Thedashed lines show two models (I, II) with different Tafel slopes and plateau currents thatcould both reasonably fit the Experiment 1 data. Synthetic error bars represent one standarderror of the mean of uncertainty in the synthetic data. Experiment 2A (blue triangles) and2B (red squares) represent two possible outcomes of experiments that probe a broader rangeof overpotentials, which can clearly distinguish between Model I and Model II. (B) Bayesposterior distributions over the Tafel slope determined by our algorithm given various sets ofobserved data. If the algorithm is fed just the Experiment 1 data, the posterior distributionover the Tafel slope is broad and weakly bimodal, indicating that the Experiment 1 datais insufficient to discriminate between Model I and Model II. When fit to the Experiment2A or 2B data in addition to the Experiment 1 data, this bimodality splits cleanly into twoseparate modes centered at the Model I and Model II Tafel slopes. Note that the linear fitto just the Experiment 1 data is distinct from both the Model I and Model II Tafel slopes.

11

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The inset of Fig. 2A depicts a set of (synthetic) Tafel data measured over a 100 mV218

overpotential window. To the eye, the data looks entirely linear, and fitting a Tafel slope219

to the entire dataset using OLS regression yields a Tafel slope of 130 mV/decade, with a220

standard error of 10 mV/decade. However, Fig. 2A illustrates the issue with this traditional221

Tafel analysis. Indeed, the original set of green data in the narrow overpotential regime is222

essentially entirely consistent, within experimental error, with two models possessing very223

different Tafel slopes. Model I has a Tafel slope of 80 mV/decade, while Model II has a Tafel224

slope of 120 mV/decade. Despite this wide berth in Tafel slope, the models align in the225

initial overpotential window because of their distinct limiting currents ilim, which differ by226

a modest half order of magnitude. Clearly, the set of data measured in the inset of Fig. 2A227

is insufficient to distinguish between the two models, but this data insufficiency is entirely228

hidden by the traditional analysis approach.229

Unlike the traditional analysis approach, Bayesian posterior sampling correctly identifies230

the Tafel slope ambiguity present in the original data. The green trace in Fig. 2B depicts231

the posterior distribution over the Tafel slope using solely the green data. This distribution232

is broad and markedly multimodal, with concentrations of probability density around the233

Model I and II Tafel slopes. In this manner, Bayesian posterior sampling correctly surmises234

that the original data is insufficient to pin down a value of the Tafel slope with high cer-235

tainty. One possible solution to this issue is to measure additional data over a wider range236

of overpotentials. Depending on the true parameters of the electrochemical system under237

measurement, this experiment could yield either the blue data or the red data in Fig. 2A.238

When the Bayes posterior sampling algorithm is fed a combination of the green data and the239

red data, it correctly predicts a posterior distribution of Tafel slopes concentrated around240

the Model I Tafel slope. Conversely, when fed a combination of the green data and the blue241

data, it correctly predicts a posterior distribution of Tafel slopes concentrated around the242

Model II Tafel slope. In other words, multimodality in the posterior distribution predicted243

by our algorithm is a hallmark of data insufficiency; when the underlying insufficiency is244

12

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addressed, the algorithm neatly splits the distributional modes according to the observed245

data.246

We highlight a couple of important conclusions from the synthetic data analysis presented247

in Fig. 2. First, current-voltage data used for Tafel slope estimation should ideally be mea-248

sured until clear curvature is observed. If such a measurement is unnecessarily inconvenient249

or impossible, one should attempt to quantify the limiting current either through back-of-250

the-envelope estimates or through direct experimental control over the limiting current (e.g.251

with a rotating-disk electrode), and ensure that data used to estimate Tafel slopes is collected252

well below the limiting current density. Without information that elucidates the magnitude253

of the limiting current, it is impossible to ascertain the degree of limiting current-induced254

attenuation suffered by the current measured in the Tafel regime. Consequently, Tafel slopes255

estimated on the basis of a linear Tafel plot measured in a small overpotential window are256

likely systematically unreliable, and can harbor significant unquantified uncertainty. Second,257

the synthetic data analysis illustrates how the Bayesian posterior sampling approach can be258

employed iteratively with data acquisition efforts. Since the posterior distributions accu-259

rately quantify the uncertainty associated with a Tafel slope estimated given available data,260

an experimentalist can use this uncertainty information to guide future data acquisition until261

a desirable uncertainty threshold is achieved.262

Evaluating Cardinal Preferences in Literature Data263

In addition to being an important metric in assessing catalyst performance, the Tafel slope264

can be valuable because it may yield insight into the mechanism of a catalyzed electro-265

chemical reaction. The connection between the Tafel slope, a macroscopically-measurable266

quantity, and the microscopic reaction mechanism is derived using microkinetic analysis in-267

voking a whole host of ideality assumptions.2,3 For an electrochemical reaction that proceeds268

through a number of elementary steps, one must assume that a single step determines the269

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Page 15: Bayesian Data Analysis Reveals No Preference for Cardinal

rate, and that all steps prior to the rate-determining step (RDS) are in quasi-equilibrium.270

Each of the quasi-equilibrated elementary steps carries an associated equilibrium constant271

which is possibly dependent on the applied potential. For potential-dependent equilibrium272

constants, one must additionally assume that the potential dependence goes exponentially in273

the (strictly integer) number of electrons transferred in the elementary step. The RDS has274

an associated forward rate constant, which is assumed to have a Butler-Volmer-like depen-275

dence on the applied potential, with a symmetry coefficient α = 1/2.1 Under these restrictive276

assumptions, one can derive (see SI) an equation for the Tafel slope of the entire chemical277

reaction (at T = 298 K),278

Tafel Slope =60 mV/decade

n+ q/2, (5)

where n is the total number of electrons transferred in elementary steps prior to the RDS,279

and q is the number of electrons transferred in the RDS.280

Equation (5) gives rise to so-called “cardinal values” of the Tafel slope, which arise from281

evaluating the Tafel slope for different values of (n, q). Tafel slope values of 120, 60, and282

40 mV/decade are familiar to most electrochemists, and arise from (n, q) = (0, 1), (1, 0)283

and (1, 1), respectively. Researchers routinely appeal to cardinal values to extract micro-284

scopic insight from experimentally-measured Tafel slopes. A common argumentative thrust285

goes: “my catalyst has a Tafel slope of 110 mV/decade, which is reasonably close to 120286

mV/decade, indicating that the reaction proceeds through a rate-limiting first electron trans-287

fer step.” This line of reasoning is only truly valid if the typical catalyst satisfies the ideality288

assumptions involved in deriving Eq. (5), a point that has been emphasized several times in289

the literature.3–5 Comprehensive analysis of literature Tafel data can shed light on whether a290

typical catalyst satisfies these strict assumptions; if this is indeed true, then literature Tafel291

slopes should tend to cluster around the cardinal Tafel values predicted by Eq. (5).292

Our Bayesian posterior sampling algorithm for Tafel slope fitting allows us to carry out293

an unbiased, automated survey of literature Tafel data to quantitatively test whether Tafel294

slope values reported in the literature show any preference for cardinal values. In this study,295

14

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we choose to focus on re-analyzing Tafel data from the CO2 reduction literature. We fo-296

cus on this subsection of the literature because CO2 reduction is a burgeoning field with297

diverse catalyst materials and morphologies,30 and because product quantification require-298

ments place Tafel analysis in this field in the low-data regime, as discussed previously. To299

carry out the literature survey, we digitized 344 distinct Tafel datasets from the CO2 reduc-300

tion literature and fed the resultant data to the Bayesian posterior sampling algorithm to301

produce re-analyzed estimates of the Tafel slope. Further information on the data mining302

and analysis procedure can be found in the Methods section.303

Our re-analysis procedure uses Eq. (2) to interpret the literature Tafel datasets. As304

mentioned earlier, this model is only truly appropriate in the case of one kinetic control305

regime associated with a single Tafel slope; it cannot accurately capture current-voltage306

behavior under multiple kinetic regimes, which may be operative in at least some of the307

datasets we have analyzed. However, absent independent experimental confirmation of the308

physical mechanism underlying the observed multiple kinetic regimes (e.g. from spectroscopy309

or surface imaging), it is difficult to rigorously select a single model from the plethora that310

arise from enumerating microkinetic possibilities for intermediates in CO2 reduction. Since311

the papers from the literature that we have re-analyzed fit a single Tafel slope to their data,312

and because they lack the experimental evidence required to pin down a richer physical313

model describing their data, we believe that uniform application of the model in Eq. (2)314

is an appropriate choice for our literature survey study. Our usage of Eq. (2) to interpret315

the data should not be construed as a blanket endorsement of this model in Tafel analysis.316

Indeed, if there is solid experimental evidence motivating the usage of a different kinetic317

model for a specific CO2 reduction catalyst system, it can and should be employed under318

our Bayesian framework.319

Figure 3A depicts a correlation plot of the MAP Tafel slope estimated by the Bayes320

posterior sampling approach versus the literature-reported Tafel slope. A significant fraction321

of the datasets fall within the 20% parity line, a strong sign that our algorithm produces Tafel322

15

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PD

F(Tafe

l S

lop

e)

25 50 75 100 125 150 175 200

Tafel Slope [mV / decade]

0.0

0.2

0.4

0.6

0.8

1.0

CD

F(Tafe

l Slo

pe)

Reported

Fitted

Cardinal Values

40

mV

dec–1

60

mV

dec–1

12

0 m

V d

ec–1

0 50 100 150 200 250

Tafel Slope [mV / decade]

0.000

0.002

0.004

0.006

0.008

0.010

0.012 ReportedFittedCardinal Values

60

mV

dec–1

12

0 m

V d

ec–1

40

mV

dec–1A B C

40 60 80 100 120 140 160 180 200

Reported Tafel Slope [mV / decade]

40

60

80

100

120

140

160

180

200

MA

P T

afe

l Slo

pe [

mV

/ d

eca

de]

Figure 3: Unbiased refit of literature data using our Bayesian analysis approach revealslittle preference for cardinal values of the Tafel slope for CO2 reduction catalysts. (A)Correlation plot of reported Tafel slopes from the literature against MAP Tafel slopes fittedby our algorithm on identical data. The solid red line represents perfect agreement, whilethe red filled intervals are lines representing 10% and 20% relative error. (B) Cumulativedistribution function of the Tafel slopes reported in literature data (blue), and those refittedby our algorithm (red). Error intervals correspond to one standard deviation of bootstrappedresamples. (C) Kernel density estimates (KDE) of the empirical probability distributionfunction of Tafel slopes reported in literature data (blue) and MAP Tafel slopes refitted byour algorithm (red). Error intervals correspond to one standard deviation of bootstrappedresamples. Green dashed lines in both (B, C) correspond to cardinal values of the Tafel slopepredicted by Eq. (5).

slopes that are consistent with literature values when seeing identical data. Additionally,323

the MAP Tafel slope does not seem to systematically overestimate or underestimate the324

literature-reported value over a wide range of reported Tafel slopes. We note that complete325

parity between the MAP and literature Tafel slopes should not be expected; as explained326

previously, due to the possibility for subjectivity and systematic error with current literature327

practice for Tafel estimation, the MAP estimates derived by our algorithm are arguably more328

trustworthy than the literature-reported values.329

Figures 3B and 3C depict estimates of the distributional tendencies of the MAP and330

literature-reported Tafel slopes. Figure 3B plots the empirical cumulative distribution func-331

tion (CDF) of the MAP Tafel slope (red trace) and the literature-reported Tafel slopes (blue332

trace). The low-opacity intervals in both Fig. 3B and Fig. 3C span one standard deviation333

of several bootstrapped resamples drawn with replacement (see Methods section for addi-334

tional detail on the bootstrapping procedure), and are useful for examining the sensitivity335

of our distributional results to the specific subsampling of literature data we have chosen to336

16

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analyze.31 The CDF value for a given Tafel slope value mT tallies the running fraction of337

datasets that have a Tafel slope value of at most mT. If Tafel slopes truly cluster around338

cardinal values, the running fraction should increase sharply around those preferred values,339

and one would expect to see sigmoidal features in the CDF at the cardinal values. Figure 3340

shows little evidence of such locally sigmoidal behavior; rather, we see something resembling341

a straight line, corresponding to a roughly uniform distribution over the range of Tafel slopes342

considered.343

We can visualize the distributional data in a different way by examining the empirical344

probability distribution function (PDF) of the Tafel slopes. Estimating the PDF of a distri-345

bution given a set of samples is a notoriously difficult problem in statistics, because relatively346

small amounts of sampling noise can result in the presence of spurious peaks in the PDF.347

Several techniques exist for tackling this problem; here, we employ Gaussian kernel density348

estimation, which constructs an estimate of the PDF by summing appropriately-normalized349

Gaussian kernel functions centered at each of the observed data points. Additional details350

on the kernel density estimation procedure are reported in the Methods section. Figure 3C351

shows a kernel density estimate of the PDF of the MAP (red trace) and literature-reported352

(blue trace) Tafel slopes. Based on the shape of the PDFs and their corresponding stan-353

dard errors, we conclude that there is a slight preference to assign Tafel slope values around354

70 and 125 mV/decade in the literature that essentially disappears when the same data is355

re-analyzed with our approach. While a small peak persists around 125 mV/decade in the356

MAP Tafel slopes, the height of the peak is roughly within the error bound. We also note357

that any residual preference for cardinal values in the MAP Tafel slopes can possibly be358

explained by data acquisition biases. While the Bayesian approach we develop removes sub-359

jectivity from data analysis, we cannot remove biases introduced during data collection; it is360

at least plausible that such biases exist given that the literature-reported values significantly361

overestimate the concentration of Tafel slopes around 120 mV/decade compared to the MAP362

values.363

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The results presented in Fig. 3 combine data from several studies using different catalyst364

materials to assess whether or not a preference for cardinal Tafel slopes exists broadly across365

all CO2 reduction catalysts. In order to confirm that this apparent lack of cardinal preference366

in the entire dataset is not simply an artifact introduced by pooling together separate cata-367

lyst materials which each individually exhibit a cardinal preference, we broke out the PDF368

analysis in Fig. 3 according to catalyst material identity. Upon examining the results from369

the breakout analysis (see SI), we conclude that the apparent lack of cardinality we find in370

Fig. 3 indeed persists when separately examining Tafel slopes from common materials used371

in CO2 reduction catalysts: Ag, Au, Cu, Sn, Zn. Curiously, it appears that Bi-based mate-372

rials do show a preference for Tafel slope values around 120 mV/decade, which may inform373

future mechanistic studies on these catalysts. As a caveat, we note our Bi results comprise374

only 27 distinct Tafel datasets, and are hence subject to a high degree of variability arising375

from the specific set of studies we chose to re-analyze; future work that attempts to weigh376

in on this question should ideally perform new experiments on well-controlled Bi surfaces377

and use the data acquisition and analysis recommendations identified in this work. Taken378

together, the results presented in Fig. 3 and the material breakout analysis in the SI lead us379

to conclude that, when analyzed in an unbiased fashion, experimental data in the literature380

does not support a systematic preference for cardinal values of the Tafel slope among CO2381

reduction catalysts.382

While we are not in a position to identify the cause for deviation from cardinal Tafel slope383

values in each specific Tafel dataset comprising Fig. 3, we advance the hypothesis that these384

deviations could originate from physical non-idealities that violate the assumptions involved385

in deriving Eq. (5). To test this hypothesis, we attempt to ascertain the manner in which386

a select few simple physical non-idealities can adjust the PDF of Tafel slopes that would387

otherwise be concentrated around cardinal values. In this regard, we consider three possible388

physical effects that violate the ideality assumptions used to arrive at Eq. (5). These three389

effects comprise a very small subset of the menagerie of physical non-idealities that could390

18

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C

O O

A

0 50 100 150 200 250

Tafel Slope [mV / decade]

Ideal

Variable

Variable

Variable f

Variable ,

Variable , f

Variable , f

Variable , , f

PD

F(Tafe

l Slo

pe)

B

C

Figure 4: Physical hypotheses for the lack of observed cardinality in literature Tafel slopes.(A) Schematic of three selected physical non-idealities which can affect the measured Tafelslope. (B, blue trace) Synthetic kernel density estimate of the probability distribution overTafel slopes for a “random” CO2 reduction catalyst, peaked around the cardinal valuespredicted by Eq. (5). (B, other traces) Several synthetic kernel density estimates of theprobability distributions over the Tafel slope generated from including random values ofdifferent parameters governing physical non-idealities. (C) Schematic illustrating the possi-bility of measuring data across separate kinetic regimes in a Tafel analysis. Due to a switchin mechanism, different overpotential regimes exhibit different Tafel slopes, complicatinginterpretation of a single Tafel slope value fit straddling both regimes.

19

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operate in CO2 reduction electrocatalysis; our goal is simply to show that these effects can391

spoil a preference for cardinal values of the Tafel slope, not to single out these particular392

effects as the only non-idealities present in CO2 reduction.393

First, we consider the possibility that the symmetry coefficient α 6= 1/2. Such deviations394

could arise, for example, due to disparate local slopes of the Marcus free energy surfaces at395

their crossing point, or reactant species position fluctuations in the electrochemical double396

layer.32–35 Second, we examine the effect of partial charge transfer or surface dipole formation397

in the adsorption of CO2 to the electrode surface, phenomena that have been hypothesized398

and characterized in prior studies on CO2 reduction.29,36 Mathematically, the formation of399

a surface dipole introduces a potential dependence in the adsorption equilibrium constant400

which mathematically resembles a partial charge transfer parameter γ. Third, we introduce401

a possible Frumkin correction f originating from the protrusion of an electrode-adsorbed402

species into the electrochemical double layer, which attenuates the applied potential due to403

electrostatic screening effects.1 The Frumkin correction is most important at low supporting404

salt concentration (and hence large resultant electrolyte screening length), but it has been405

considered in the context of CO2 reduction electrocatalysis.29 Each of these non-idealities406

depends on the value of a non-ideality parameter. Of course, we have no idea, at least a407

priori, about the distribution of values these non-ideality parameters can take in typical CO2408

reduction catalyst systems. In the absence of information, we make the maximally ignorant409

choice, and assume that the non-ideality parameters are drawn from uniform distributions410

within a reasonable set of bounds. Once we postulate these uniform distributions, we can411

examine how randomly selected non-ideality parameters deform a distribution of Tafel slopes412

that begins concentrated around cardinal values.413

The blue trace in Fig. 4B shows a distribution of Tafel slopes concentrated around the414

cardinal values predicted by Eq. (5). The relative heights of the cardinal value peaks are415

selected by artificially binning the distribution over MAP Tafel slopes into buckets centered416

around the cardinal values. The effects of randomly drawn physical non-idealities on this417

20

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distribution can be examined using Monte Carlo simulation. Briefly, we sample a Tafel slope418

from the distribution depicted in the blue trace, sample the values of one or more non-ideality419

parameters, and finally calculate the resultant Tafel slope in the presence of non-idealities420

(see Methods section for additional details). Repeating the sampling procedure several times421

yields distributions over the Tafel slope, depicted as multicolored traces in Fig. 4 for different422

sets of non-idealities. Evidently, even rather mundane pieces of additional physics like the423

ones discussed above can produce stark changes in the distribution of Tafel slopes, spanning424

a range of behavior from moving certain peaks away from cardinal values to smearing out425

the entire distribution. While we cannot prove with certainty that physical non-idealities426

are responsible for the lack of observed Tafel cardinality in the literature, the results in Fig.427

4 demonstrate that this is at least a plausible explanation for the observed behavior.428

Alternatively, the observed lack of cardinality may also be a consequence of interpreting429

current-voltage data measured under several disparate kinetic regimes through the lens of430

Eq. (2), which cannot capture these intricacies. As illustrated schematically in Fig. 4C, the431

kinetic regimes may exhibit different Tafel slopes; in this case, mechanistic interpretation432

of a single Tafel slope extracted by fitting Eq. (2) to the data is inappropriate. Indeed, as433

examined in more detail in the SI, fitting synthetic data generated from a model with multiple434

cardinal Tafel slope regimes using Eq. (2) can produce an off-cardinal Tafel slope value. This435

underscores the need to rigorously characterize the several physical complexities present436

in catalytic systems for CO2 reduction, as they can complicate mechanistic interpretation437

guided solely by the Tafel slope.438

Taken in their entirety, the results presented in Figures 3 and 4 present some compelling439

reasons for the community to rethink the current approach of deducing mechanistic informa-440

tion purely from Tafel slope data. Indeed, the prevalence of Tafel slopes in the CO2 reduction441

literature that do not fall neatly on cardinal values suggests that physical non-idealities, omit-442

ted by Eq. (5), may be commonplace in typical catalytic systems. The familiar approach443

of “rounding” experimentally-measured Tafel slopes to their nearest cardinal value to guide444

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mechanistic interpretation, then, leaves one prone to interpreting experimental data in an445

overly simplistic manner. Rather than hand-wave away the physical complexities present in446

catalytic systems with strong ideality assumptions, we believe it is important to interpret447

Tafel data alongside several other pieces of experimental data (e.g. more diverse electro-448

chemical kinetic data, surface-sensitive spectroscopy, materials characterization, etc.). In449

this manner, one can take a non-cardinal Tafel slope (and its associated uncertainty based450

on the data) at face value, and build a holistic physical picture that attempts to explain the451

deviation from cardinality in a manner consistent with all other experimental observations.452

Ideally, all these observations can be interpreted in the context of a richer model that allows453

one to determine the true breadth of physical phenomena present across a wide range of454

operating parameters, as has been done in some select studies in the literature.2,28,37 We455

believe our Bayesian data analysis approach will be equally useful for rigorously quantifying456

parametric uncertainties in the suggested new paradigm for kinetic data interpretation.457

Methods458

Data Mining and Re-Analysis459

We built up a dataset of Tafel measurements reported in the literature by manually extract-460

ing figures from published papers and digitizing them using the WebPlotDigitizer tool.38 A461

full accounting of all papers and corresponding figures can be found in the SI. When select-462

ing datasets to analyze, we excluded those that reported continuous current-voltage data,463

because it is difficult to ascertain the underlying data density associated with a continuous464

curve, because our method is meant to address the unique challenges of estimating Tafel465

slopes with a small amount of data, and because continuous current-voltage data may be466

unreliable because product selectivity is not always 100%, especially in CO2 reduction. We467

also excluded datasets that reported current-voltage data but did not report an explicit value468

of the Tafel slope. We assumed that all datasets were collected with appropriate experimen-469

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tal techniques (IR-correction for solution resistance has already been applied, etc.), and did470

not modify or omit any data from a figure during the digitization process. After digitiza-471

tion, each dataset was tagged with manually entered metadata to facilitate re-analysis. A472

full accounting of the metadata fields, as well as a complete record of all scraped data and473

metadata, is available in the SI.474

Re-analysis of the data was carried out using the Python-based julius package, de-475

veloped in-house to handle data collation and Bayesian posterior sampling workflows. In476

order to determine prior distributions for the parameters, we first find an optimal set of477

parameters θ∗ for the limiting current model using an implementation of the trust-region re-478

flective (TRF) algorithm implemented in the optimization and root finding package included479

in SciPy.39 For each model parameter θi, we select uniform prior distributions supported on480

the interval [0, a× θ∗i ], with a = 10 (note that all parameters we fit in this study are strictly481

non-negative). For all models studied here, we find that the posterior distribution does not482

depend on the value of a, indicating that the data imposes strong preferences on the optimal483

model fit (see SI for detailed sensitivity analysis). For each dataset, we draw N = 4 × 104484

total samples (104 samples from four independent chains, each burning their first 2000 sam-485

ples) from the posterior distribution using the No-U-Turn Hamiltonian Monte Carlo sampler486

(NUTS) implemented in the PyMC3 probabilistic programming package.40487

In total, we re-analyzed 344 distinct Tafel datasets. Figure 3A restricts to both reported488

and MAP Tafel slopes mT ∈ [0, 200], which comprises 300 distinct Tafel datasets. A corre-489

lation plot including all analyzed Tafel datasets is reported in the SI.490

Kernel Density Estimation491

We use kernel density estimation (KDE) to estimate probability distributions given a finite492

set of samples. KDEs are used in the distributional visualizations in Figs. 2, 3, and 4. We493

use the Gaussian KDE function in the statistics package included in SciPy, and use Scott’s494

rule for bandwidth selection in Figs. 2 and 3. Since the estimates in Fig. 4 are meant to495

23

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emulate the result of a single simulated experimental observation with some associated error,496

here we use a pre-specified bandwidth of 6 mV/decade.497

Bootstrap Resampling498

We carry out a bootstrap resampling procedure to quantify the degree of variability of the499

results in Fig. 3 associated with our choice of a specific subset of literature data.31 Essentially,500

we posit that the observed distribution over the Tafel slope is a good estimate of the true501

underlying distribution, and then resample several datasets of the same size as the original502

dataset from this distribution with replacement (i.e. samples can show up more than once, or503

not at all). The error intervals presented in Figs. 3A and 3B are gleaned from one standard504

deviation of 20 such bootstrapped resamples.505

Monte Carlo Simulation506

We use Monte Carlo simulation to estimate the distributional changes precipitated in a Tafel507

slope distribution by the physical non-idealities identified in the main text. To carry out508

this procedure, we begin with the distribution presented in Fig. 4A, which is generated509

by artificially bucketing the MAP Tafel slopes from the literature analysis into the bins510

{[0, 50), [50, 90), [90,∞)}. We sample the physical non-ideality parameters according to α ∼511

Unif[0.20, 0.80], γ ∼ Unif[0, 1], f ∼ Unif[0.50, 1.00], where Unif[a, b] signifies a uniform512

distribution supported on the interval [a, b]. For each set of non-idealities, we draw N =513

4 × 104 total posterior samples (104 samples from four independent chains, each burning514

their first 500 samples). The equations governing modifications to the Tafel slope based515

on physical nonidealities are worked out in the SI. A sensitivity analysis of the Tafel slope516

distributions including non-idealities with respect to the bounds of the uniform distributions517

over non-ideality parameters is also reported in the SI. All Monte Carlo simulation is again518

carried out using the PyMC3 probabilistic programming package.40519

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Acknowledgement520

The authors thank Nathan Corbin, Zachary Schiffer, John Cherian, and Bertrand Neyhouse521

for useful discussions. AML acknowledges a graduate research fellowship from the National522

Science Foundation under Grant No. 1745302. AML and APW additionally acknowledge523

support from the Air Force Office of Scientific Research (AFOSR) under award number524

FA9550–18–1–0420. JSZ acknowledges MathWorks for a MathWorks fellowship.525

Author Contributions526

Conceptualization: AML, APW, and KM; Methodology: AML, JSZ, APW, and KM; Soft-527

ware: AML; Reproduction: JSZ and AML; Investigation: AML, APW, and KM; Writing528

(Original Draft): AML; Writing (Review and Editing): AML, JSZ, APW, and KM; Super-529

vision: APW and KM.530

Competing Interests531

The authors have no competing interests to declare.532

Data and Code Availability533

Code that supports the findings of this study is available under the MIT License (https://534

opensource.org/licenses/MIT) in Zenodo (http://doi.org/10.5281/zenodo.3995021).535

Data that supports the findings of this study is available under CC BY 4.0 (https://536

creativecommons.org/licenses/by/4.0/) in Zenodo (http://doi.org/10.5281/zenodo.537

3995021), with the exception of the excerpted figures from other articles as described in the538

Supporting Information. The excerpted figures are reused under agreement between MIT539

and the publishers of the articles (https://libraries.mit.edu/scholarly/publishing/540

25

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using-published-figures/), where the copyright is owned by the publishers.541

26

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Trasatti, S. Defining the transfer coefficient in electrochemistry: An assessment (IUPAC633

Technical Report). Pure and Applied Chemistry 2014, 86, 245–258.634

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(35) Limaye, A. M.; Willard, A. P. Modeling interfacial electron transfer in the double635

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Supporting Information:

Bayesian data analysis reveals no preference for

cardinal Tafel slopes in CO2 reduction

electrocatalysis

Aditya M. Limaye,† Joy S. Zeng,† Adam P. Willard,∗,‡ and Karthish

Manthiram∗,†

†Department of Chemical Engineering, MIT, Cambridge, MA

‡Department of Chemistry, MIT, Cambridge, MA

E-mail: [email protected]; [email protected]

Literature Analysis1

Dataset Organization2

In this study, we manually digitized Tafel data included in several different papers from3

the electrochemical CO2 reduction literature. Often, a single paper may report multiple4

sets of Tafel data, possibly with many traces in the same figure. Each distinct paper that5

reports (possibly multiple) Tafel data(sets) receives a unique three-digit identifier, which will6

be referred to as PaperID. Note that PaperIDs are not guaranteed to be consecutive, and7

some numbers are skipped. Within each paper, each dataset receives a separate three-digit8

identifier (unique within the same PaperID), which will be referred to as SetID. A single9

Tafel dataset in our study, then, is uniquely identified by the tuple (PaperID, SetID).10

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Our entire zipped dataset is organized into a hierarchical directory structure, with each11

directory named according to the PaperID identifier. Each individual paper directory con-12

tains several files. First, we include files with names of the form figure*.png, which are13

raw Portable Network Graphics (PNG) images of the paper figures, screenshotted manually14

from PDF copies of the papers. A few paper directories have multiple figure screenshots, and15

they are named according to figure1.png, figure2.png, etc. Directories also include raw16

data files with names of the form dat <SetID>.txt, which contain raw x, y data taken from17

manually digitizing the figure. Associated with each raw data file is a separate metadata18

file with a name of the form metadata <SetID>.txt. The metadata files contain key-value19

pairs stored in the YAML Ain’t Markup Language (YAML) format, and contain several20

pieces of information required for processing the raw x, y data. YAML parsers are avail-21

able in several programming languages, and the official YAML standard is documented at22

https://yaml.org/.23

Metadata Tags24

Tags in a metadata file are associated with YAML keys, and their associated values have25

several types. The types of the values, as well as the information they carry, are documented26

in Table S1. Note that for CO2 reduction catalysis, more negative applied electrochemical27

potentials correspond to more positive overpotentials. Studies in the literature report ei-28

ther the applied electrochemical potential or the overpotential on their voltage axis. The29

v reversed tag contains the information required to properly orient the voltage data in the30

direction of increasing overpotential for each dataset.31

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Table S1: Table describing the types and meanings of the key-value pairs in the metadatafiles associated with each Tafel dataset.

Tag Name Value Type Value Meaningxdat Enum[‘current’, ‘voltage’] Indicates which data is reported on the x axis.

xunit String String describing units of measurement for the xaxis data, for example mV or mA/cm2.

xlog Bool Indicates whether the x axis data is reported on alogarithmic scale.

ydat Enum[‘current’, ‘voltage’] Indicates which data is reported on the y axis.

yunit String String describing units of measurement for the yaxis data, for example mV or mA/cm2.

ylog Bool Indicates whether the y axis data is reported on alogarithmic scale.

rval Float Reported Tafel slope value.

rerr Union[Float, None] Error in reported Tafel slope value, if reported. Ifnot reported, then None.

runit String String describing units of measurement for the xaxis data, for example mV/dec.

v reversed Bool If false, then the voltage data increases in valuewith increasing direction of the axis. If true, thenthe voltage data decreases in value with decreasingdirection of the axis.

i reversed Bool If false, then the current data increases in valuewith increasing direction of the axis. If true, thenthe current data decreases in value with decreasingdirection of the axis.

cat tags List[String] A list of tags describing the catalyst material. Forexample, a CuO catalyst would get the tags [‘Cu’,‘O’].

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Analyzed Papers32

Table S2 documents the literature sources of all Tafel datasets analyzed in this study.33

Table S2: Provenance of all Tafel datasets analyzed in this study. The PaperID defines theunique identifier assigned to the paper in the zipped dataset.

PaperID Data Location Document Object Identifier (DOI)

000 Figure 5 10.1021/ja5065284S1

002 Figure 4 10.1021/ja309317uS2

004 Figure 4 10.1246/bcsj.68.1889S3

005 Figure 4 10.1002/anie.201604654S4

009 Figure 5B 10.1021/acsnano.5b01079S5

010 Figure 4B 10.1002/anie.201713003S6

011 Figure 1C 10.1021/jacs.7b09074S7

012 SI Figure 8 10.1002/anie.201900499S8

014 Figure 10 10.1002/smll.201701809S9

015 Figure 6D 10.1088/1361-6528/aa8f6fS10

016 Figure 7A 10.1021/jacs.5b02975S11

017 SI Figure 6 10.1002/smll.201602158S12

021 Figure 5C 10.1002/celc.201700517S13

022 Figure 3A, 3C 10.1002/cssc.201600202S14

023 Figure 4A 10.1021/ja501923gS15

024 Figure 4B 10.1021/acsenergylett.8b00472S16

025 SI Figure 12 10.1021/ja4113885S17

026 Figure 2D 10.1016/j.elecom.2016.05.003S18

027 Figure 3A, 3C 10.1021/ja2108799S19

028 Figure 7A 10.1021/acs.jpcc.7b01586S20

029 SI Figure 13 10.1021/acscatal.7b00707S21

031 Figure 7 10.1016/j.electacta.2016.03.182S22

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032 Figure 8 10.1016/j.jcou.2017.05.024S23

033 Figure 2D 10.1002/cssc.201902859S24

035 Figure 4 10.1021/acsami.8b03461S25

036 SI Figure 8 10.1021/acsami.7b10421S26

039 Figure 3A 10.1002/asia.201800946S27

040 Figure 7 10.1002/cssc.201802409S28

042 SI Figure 4 10.1021/acsaem.8b00356S29

043 SI Fiigure 14 10.1021/acs.jpcc.8b06234S30

045 SI Figure 13 10.1021/acsaem.8b02048S31

048 Figure 6C 10.1002/celc.201801132S32

049 Figure 4C 10.1002/adma.201706194S33

050 Figure 3 10.1038/ncomms4242S34

051 Figure 4 10.1021/acscatal.5b01235S35

052 Figure 4E 10.1002/aenm.201701456S36

053 Figure 3F 10.1016/j.chempr.2017.08.002S37

054 Figure 4C 10.1002/anie.201608279S38

055 Figure 7A 10.1016/j.apcatb.2018.01.001S39

056 Figure 4 10.1021/ja3010978S40

057 Figure 2C 10.1016/j.apcatb.2018.09.025S41

058 Figure 5D 10.1021/jacs.6b10435S42

059 Figure 6 10.1021/jacs.6b12217S43

060 Figure 2F 10.1002/ange.201805696S44

061 Figure 6 10.20964/2017.03.72S45

062 Figure 3B 10.1002/cssc.201702229S46

063 Figure 3D 10.1002/aenm.201801536S47

064 Figure 4A 10.1016/j.jcis.2018.09.036S48

065 Figure 7 10.1016/j.nanoen.2018.03.023S49

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066 Figure 3D 10.1021/jacs.7b12506S50

067 Figure 2D 10.1021/acscatal.5b00922S51

068 Figure 3F 10.1021/acsnano.7b03029S52

069 Figure 4D 10.1021/acscatal.7b03449S53

070 Figure 8 10.1016/j.apsusc.2016.10.017S54

071 Figure 3 10.1002/anie.201802055S55

072 Figure 6A 10.1016/j.electacta.2018.04.047S56

074 Figure 2G 10.1021/jacs.5b08212S57

076 Figure 3A 10.1002/anie.201809255S58

077 Figure 4A 10.1002/anie.201711255S59

078 Figure 3G 10.1016/j.nanoen.2018.09.053S60

080 Figure 2H 10.1002/anie.201800367S61

081 Figure 7 10.1016/j.cej.2016.02.084S62

083 Figure 2B 10.1016/j.apcatb.2017.06.032S63

084 Figure 2E 10.1016/j.jcat.2018.05.005S64

085 Figure 3E 10.1002/anie.201803873S65

086 Figure 3C 10.1002/anie.201806043S66

087 Figure 4D 10.1016/j.electacta.2018.09.080S67

088 Figure 5 10.1023/B:JACH.0000003866.85015.b6S68

089 Figure 6 10.1021/jp9822945S69

090 Figure 5C 10.1002/smll.201704049S70

091 Figure 5D 10.1016/j.nanoen.2016.11.004S71

092 Figure 5B 10.1002/anie.201701104S72

093 Figure 3A 10.1021/jacs.6b12103S73

094 Figure 4A 10.1002/anie.201903613S74

095 SI Figure 8C 10.1002/anie.201900499S8

096 Figure 2B 10.1002/adfm.201800499S75

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097 SI Figure 6 10.1016/j.cattod.2015.05.017S76

098 Figure 4C 10.1021/acsami.7b16164S77

099 Figure 3 10.1002/smll.201703314S78

100 Figure 4A 10.1016/j.apcatb.2018.08.075S79

101 Figure 4D 10.1073/pnas.1711493114S80

102 Figure 5B 10.1002/cssc.201800925S81

103 Figure 1C 10.1021/acscatal.5b02424S82

104 Figure 3F 10.1021/acsenergylett.8b00519S83

105 Figure 4B 10.1002/anie.201612194S84

106 Figure 3C 10.1002/anie.201703720S85

108 SI Figure 4 10.1021/acs.nanolett.5b04123S86

109 Figure 3F 10.1002/anie.201901575S87

110 Figure 3D 10.1016/j.electacta.2018.12.116S88

111 Figure 5A 10.1021/acscatal.8b01022S89

112 Figure 3 10.1002/cssc.201701673S90

113 Figure 2D 10.1002/aenm.201900276S91

114 Fgiure 2D 10.1021/acsenergylett.8b01286S92

115 Figure 2D 10.1002/anie.201712221S93

116 Figure 2D 10.1002/anie.201807571S94

117 Figure 3A 10.1021/acsenergylett.7b01096S95

118 Figure 5 10.1021/acsaem.8b01692S96

119 Figure 6 10.1039/C5CP03559GS97

120 SI Figure 6 10.1126/science.aaw7515S98

121 Figure 10 10.1002/celc.201801036S99

122 Figure 5A 10.1002/adma.201705872S100

123 Figure 4C 10.1021/acscatal.8b04852S101

124 Figure 2F 10.1016/j.jcou.2019.05.026S102

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125 Figure 3D 10.1002/ange.201810538S103

126 Figure 3C 10.1016/j.joule.2018.11.008S104

127 Figure 1D 10.1002/aenm.201700759S105

128 Figure 5B 10.1002/celc.201700935S106

129 Figure 4B 10.1016/j.apcatb.2019.03.047S107

130 SI Figure 5B 10.1002/anie.201911995S108

131 SI Figure 12 10.1002/aenm.201702524S109

132 Figure 4C 10.1002/ange.201805256S110

133 SI Figure 10 10.1002/aenm.201601103S111

134 Figure 2A 10.1038/s41467-018-07970-9S112

135 Figure 2B 10.1016/j.nanoen.2019.05.003S113

136 Figure 4 10.1039/C6TA04325AS114

137 Figure 2D 10.1002/celc.201800806S115

138 Figure 3B 10.1002/anie.201805871S116

139 Figure 4 10.1002/chem.201603359S117

140 Figure 3D 10.1002/aenm.201903068S118

141 Figure 3 10.1002/cssc.201501637S119

142 Figure 3F 10.1002/anie.201907399S120

143 Figure 3E 10.1016/j.electacta.2018.08.002S121

144 Figure 4A 10.1021/jp509967mS122

145 SI Figure 8 10.1021/acs.est.5b00066S123

146 SI Figure 10 10.1021/acscatal.6b00543S124

147 SI Figure 39 10.1016/j.joule.2019.05.010S125

148 Figure 3B 10.1016/j.jcou.2019.02.007S126

149 Figure 4D 10.1002/cssc.201903117S127

150 Figure 3C 10.1002/chem.201803615S128

151 Figure 5D 10.1002/celc.201800104S129

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152 Figure 4A 10.1039/C9EE00018FS130

153 SI Figure 10 10.1016/j.joule.2018.10.015S131

154 Figure 5 10.1002/celc.201900725S132

155 Figure 4B 10.1038/ncomms14503S133

156 Figure 2D 10.1016/j.elecom.2018.10.014S134

157 Figure 2C 10.1002/aenm.201803151S135

158 Figure 4E 10.1016/j.elecom.2019.03.017S136

159 Figure 4B, 4C 10.1002/cssc.201802725S137

160 Figure 12 10.1016/j.matchemphys.2017.02.016S138

161 Figure 4 10.1002/adfm.201802339S139

162 Figure 4D 10.1016/j.nanoen.2016.06.043S140

163 Figure 4C 10.1038/ncomms12697S141

164 Figure 4F 10.1021/acssuschemeng.9b03502S142

165 Figure 5B 10.1039/C8TA03328ES143

166 Figure 6C 10.1039/C7TA03005CS144

167 Figure 3A 10.1002/anie.201908735S145

168 Figure 6D 10.1021/acsaem.9b02324S146

169 Figure 2C 10.1021/acs.jpcb.9b09730S147

170 Figure 3A 10.1073/pnas.1602984113S148

171 Figure 2 10.1021/acscatal.8b02181S149

Data Licensing34

Code that supports the findings of this study is available under the MIT License in Zenodo35

(http://doi.org/10.5281/zenodo.3995021). Data that supports the findings of this study36

is available under CC BY 4.0 (https://creativecommons.org/licenses/by/4.0/) in Zen-37

odo (http://doi.org/10.5281/zenodo.3995021), with the exception of the excerpted fig-38

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ures from other articles as described in the Supporting Information. The excerpted fig-39

ures are reused under agreement between MIT and the publishers of the articles (https:40

//libraries.mit.edu/scholarly/publishing/using-published-figures/), where the41

copyright is owned by the publishers.42

Residuals vs. Literature-Reported Values43

Residual analysis can help sniff out systematic or correlated errors in the results presented44

in Fig. 3A of the main text. We can define residuals between the literature-reported values45

and the MAP values in several different ways. Here, we will consider two definitions of the46

residuals, normalized either to the literature-reported Tafel slopes,47

Residual Normalized to Reported =Treported − TMAP

Treported, (1)

or to the MAP Tafel slopes,48

Residual Normalized to MAP =Treported − TMAP

TMAP

. (2)

Figure S1 depicts plots of the residuals versus the literature-reported and MAP Tafel slopes49

(A and C, respectively), as well as kernel density estimates of the distribution over the50

residuals normalized to the literature-reported and MAP Tafel slopes (B and D, respectively).51

To the eye, the residuals appear roughly unbiased around zero, and there appear to be no52

spurious correlations between the residuals.53

Correlation Plot over Full Range54

Figure S2 depicts a correlation plot of the MAP Tafel slope versus the literature-reported55

Tafel slope, including all datasets considered in this study.56

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25 50 75 100 125 150 175 200Reported Tafel Slope [mV / decade]

1.25

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1.00 0.75 0.50 0.25 0.00 0.25 0.50 0.75 1.00Relative Residual to Reported

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Figure S1: Residual Analysis. (A) Plot of the relative residual to the literature-reported Tafelslope, defined in Eq. (1), versus the literature-reported Tafel slope, including only reportedTafel slopes less than 200 mV/decade. (B) Kernel density estimate of the distribution overthe relative residual to the literature-reported Tafel slope. (C) Plot of the relative residual tothe MAP Tafel slope, defined in Eq. (1), versus the MAP Tafel slope, including only reportedTafel slopes less than 200 mV/decade. (D) Kernel density estimate of the distribution overthe relative residual to the MAP Tafel slope.

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0 100 200 300 400 500 600Reported Tafel Slope [mV / decade]

0

100

200

300

400

500

600

MAP

Taf

el S

lope

[mV

/ dec

ade]

Figure S2: Correlation plot of reported Tafel slopes from the literature against Tafel slopesfitted by our algorithm on identical data. The solid red line represents perfect agreement,while the red filled intervals are lines representing 10% and 20% relative error.

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PDF Plot Using all Posterior Samples57

For every single dataset considered in the study, we draw N = 4 × 104 samples from the58

posterior distribution over the Tafel slope. In Fig. 3C in the main text, we depict a kernel59

density estimate of the distribution over the MAP Tafel slope from each of these posterior60

distributions. We choose to display this data because the MAP Tafel slope is a straightfor-61

ward point estimate of the Tafel slope given a posterior distribution over the parameter, and62

hence is likely the quantity one would quote if asked what the Tafel slope of a catalyst is.63

However, the averaging operation involved in computing the MAP Tafel slope can collapse64

broad features in the posterior distribution down to a single value; this is especially true65

in the case of bimodal posterior distributions arising from insufficient datasets. Figure S366

depicts a kernel density estimate of the distribution over the Tafel slope using all samples67

collected from the posterior distribution for each dataset. The essential conclusions reported68

in the main text are upheld when examining the data in Fig. S3. A very small preference69

for Tafel slopes around 45 mV/decade emerges in this analysis. However, given the small70

amount of total distributional mass under this peak and the high degree of sampling vari-71

ability (as evinced by the bootstrap standard deviations), we do not believe it should be72

interpreted strongly.73

Catalyst Breakout Results74

As described in the main text, we split out our results on the distributions over the Tafel75

slope by catalyst material identity in order to confirm that our conclusion of a lack of Tafel76

cardinality in CO2 reduction catalysis is not an artifact of pooling together data from several77

catalyst materials, each of which individually exhibit cardinality. Figures S4–S9 depict these78

results for catalysts containing Cu, Ag, Au, Sn, and Bi. Each figure has three panels: the79

left-most panel plots a kernel density estimate of the distribution over Tafel slopes using all80

samples from the posterior distribution, akin to Fig. S3. The center panel plots a kernel81

density estimate of the distribution over the MAP Tafel slope from each dataset, akin to main82

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0 50 100 150 200 250Tafel Slope [mV / decade]

0.000

0.002

0.004

0.006

0.008

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0.012

KD

E(T

afe

l Slo

pe)

Reported

Fitted

Cardinal Values6

0 m

V d

ec–1

12

0 m

V d

ec–1

40

mV

dec–1

Figure S3: Kernel density estimates (KDE) of the empirical probability distribution functionof Tafel slopes reported in literature data (blue) and those refitted by our algorithm (red).Error intervals correspond to one standard deviation of bootstrapped resamples. Greendashed lines correspond to cardinal values of the Tafel slope.

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text Fig. 3C. The right-most panel plots a CDF of the distributional breadth Bi for each83

dataset considered. The distributional breadth is parametrized by the threshold parameter84

t, and is defined as,85

Bi(t) = CDF−1i (1− t)− CDF−1

i (t), (3)

where CDFi(mT) represents the CDF of the Tafel slope for the i’th dataset. Intuitively,86

a high distributional breadth implies that the experimental data measured in the dataset87

does not provide information to pin down the value of the Tafel slope with high confidence.88

Correspondingly, if the CDF of the distributional breadth increases quickly, then most of89

the datasets in the catalyst material subset predict tight distributions over the Tafel slope.90

Conversely, if the CDF of the distributional breadth climbs slowly, then several datasets in91

the catalyst material subset do not determine a Tafel slope value with high confidence.92

For some catalysts, the KDE constructed from all Tafel slope samples (left panel) and the93

KDE constructed from the MAP Tafel slope samples (center panel) show different behavior.94

The former plot looks more visually noisy than the latter plot; this is to be expected,95

since taking the mean of the posterior distribution over the parameters is a “smoothing”96

operation. The two ways of visualizing the data convey slightly distinct information, since the97

KDE constructed from all samples preserves the uncertainty information retained in a single98

fit, while the KDE constructed from the MAP Tafel slopes is the most direct comparison99

to the distribution of literature values (which do not carry an associated uncertainty, in100

most cases). In certain cases (Ag, Sn), the KDE comprising all samples appears to have101

more defined peaks than the KDE comprising MAP samples. First, we note that in these102

cases, the bootstrap standard errors for these peaks are much greater than in other areas103

of the distribution, suggesting that this peaking behavior is controlled by a small number104

of samples, and hence more variable with respect to a change in the specific datasets re-105

analyzed in this study. Second, peaking behavior in the KDE comprising all samples that106

does not appear in the KDE comprising MAP samples is a sign of some underlying data107

insufficiency issues highlighted by Fig. 2 in the main text; these peaks can easily disappear108

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or be shifted upon measuring additional data. To declare confidently that a certain dataset109

espouses a cardinal Tafel slope preference, we contend that both ways of visualizing the110

distribution of Tafel slopes for a certain catalyst should show peaking around a cardinal value.111

This standard, while stringent, enforces that the available experimental data confidently112

determines a cardinal value of the Tafel slope, free of latent data insufficiency issues. While113

we observe this for the Bi breakout results in Fig. S9, the remainder of the catalyst breakout114

datasets do not meet this standard. Hence, though we do not foreclose the possibility115

that additional future data collection on these catalysts may reveal a cardinal Tafel slope116

preference, we argue that broadly, when considering the data extant in the literature, the117

typical CO2 reduction catalyst does not exhibit a strong preference for cardinal values of the118

Tafel slope.119

10 20 30 40 50 60 70 80Distributional Breadth

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l Slo

pe)

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Figure S4: Tafel Slope statistics for catalysts containing Ag (Ndatasets = 38). (Left) Kerneldensity estimates (KDE) of the empirical probability distribution function of Tafel slopesreported in literature data (blue) and those refitted by our algorithm (red). Error intervalscorrespond to one standard deviation of bootstrapped resamples. Green dashed lines corre-spond to cardinal values of the Tafel slope. (Center) Same as (Left), but KDEs are computedusing only the MAP Tafel Slope values for each dataset. (Right) CDF of the distributionalbreadth, as defined by Eq. (3).

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10 20 30 40 50 60 70 80Distributional Breadth

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0.010

KD

E(T

afe

l S

lop

e)

Reported

Fitted

Cardinal Values

Figure S5: Tafel Slope statistics for catalysts containing Au (Ndatasets = 50). (Left) Kerneldensity estimates (KDE) of the empirical probability distribution function of Tafel slopesreported in literature data (blue) and those refitted by our algorithm (red). Error intervalscorrespond to one standard deviation of bootstrapped resamples. Green dashed lines corre-spond to cardinal values of the Tafel slope. (Center) Same as (Left), but KDEs are computedusing only the MAP Tafel Slope values for each dataset. (Right) CDF of the distributionalbreadth, as defined by Eq. (3).

10 20 30 40 50 60 70 80Distributional Breadth

0.0

0.2

0.4

0.6

0.8

1.0

CD

F(D

istr

ibuti

onal B

read

th)

t= 0.10

t= 0.15

t= 0.20

0 50 100 150 200 250Tafel Slope [mV / decade]

0.000

0.002

0.004

0.006

0.008

0.010

0.012

0.014

KD

E(T

afe

l S

lop

e)

Reported

Fitted

Cardinal Values

0 50 100 150 200 250Tafel Slope [mV / decade]

0.000

0.002

0.004

0.006

0.008

0.010

KD

E(T

afe

l S

lop

e)

Reported

Fitted

Cardinal Values

Figure S6: Tafel Slope statistics for catalysts containing Ag or Au (Ndatasets = 88). (Left)Kernel density estimates (KDE) of the empirical probability distribution function of Tafelslopes reported in literature data (blue) and those refitted by our algorithm (red). Errorintervals correspond to one standard deviation of bootstrapped resamples. Green dashedlines correspond to cardinal values of the Tafel slope. (Center) Same as (Left), but KDEsare computed using only the MAP Tafel Slope values for each dataset. (Right) CDF of thedistributional breadth, as defined by Eq. (3).

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0 50 100 150 200Distributional Breadth

0.0

0.2

0.4

0.6

0.8

1.0

CD

F(D

istr

ibuti

onal B

read

th)

t= 0.10

t= 0.15

t= 0.20

0 50 100 150 200 250Tafel Slope [mV / decade]

0.000

0.002

0.004

0.006

0.008

0.010

0.012

KD

E(T

afe

l S

lop

e)

Reported

Fitted

Cardinal Values

0 50 100 150 200 250Tafel Slope [mV / decade]

0.000

0.002

0.004

0.006

0.008

0.010

KD

E(T

afe

l S

lop

e)

Reported

Fitted

Cardinal Values

Figure S7: Tafel Slope statistics for catalysts containing Cu (Ndatasets = 54). (Left) Kerneldensity estimates (KDE) of the empirical probability distribution function of Tafel slopesreported in literature data (blue) and those refitted by our algorithm (red). Error intervalscorrespond to one standard deviation of bootstrapped resamples. Green dashed lines corre-spond to cardinal values of the Tafel slope. (Center) Same as (Left), but KDEs are computedusing only the MAP Tafel Slope values for each dataset. (Right) CDF of the distributionalbreadth, as defined by Eq. (3).

0 25 50 75 100 125 150 175 200Distributional Breadth

0.0

0.2

0.4

0.6

0.8

1.0

CD

F(D

istr

ibuti

onal B

readth

)

t= 0.10

t= 0.15

t= 0.20

0 50 100 150 200 250Tafel Slope [mV / decade]

0.0000

0.0025

0.0050

0.0075

0.0100

0.0125

0.0150

0.0175

KD

E(T

afe

l Slo

pe)

Reported

Fitted

Cardinal Values

0 50 100 150 200 250Tafel Slope [mV / decade]

0.000

0.002

0.004

0.006

0.008

0.010

KD

E(T

afe

l Slo

pe)

Reported

Fitted

Cardinal Values

Figure S8: Tafel Slope statistics for catalysts containing Sn (Ndatasets = 37). (Left) Kerneldensity estimates (KDE) of the empirical probability distribution function of Tafel slopesreported in literature data (blue) and those refitted by our algorithm (red). Error intervalscorrespond to one standard deviation of bootstrapped resamples. Green dashed lines corre-spond to cardinal values of the Tafel slope. (Center) Same as (Left), but KDEs are computedusing only the MAP Tafel Slope values for each dataset. (Right) CDF of the distributionalbreadth, as defined by Eq. (3).

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10 20 30 40 50 60Distributional Breadth

0.0

0.2

0.4

0.6

0.8

1.0

CD

F(D

istr

ibuti

onal B

read

th)

t= 0.10

t= 0.15

t= 0.20

0 50 100 150 200 250Tafel Slope [mV / decade]

0.000

0.002

0.004

0.006

0.008

0.010

0.012

0.014

0.016

KD

E(T

afe

l S

lop

e)

Reported

Fitted

Cardinal Values

0 50 100 150 200 250Tafel Slope [mV / decade]

0.000

0.002

0.004

0.006

0.008

0.010

0.012

KD

E(T

afe

l S

lop

e)

Reported

Fitted

Cardinal Values

Figure S9: Tafel Slope statistics for catalysts containing Bi (Ndatasets = 27). (Left) Kerneldensity estimates (KDE) of the empirical probability distribution function of Tafel slopesreported in literature data (blue) and those refitted by our algorithm (red). Error intervalscorrespond to one standard deviation of bootstrapped resamples. Green dashed lines corre-spond to cardinal values of the Tafel slope. (Center) Same as (Left), but KDEs are computedusing only the MAP Tafel Slope values for each dataset. (Right) CDF of the distributionalbreadth, as defined by Eq. (3).

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Limiting Current Statistics120

Figure S10 depicts kernel density estimates of the distribution of fitted limiting currents ilim121

from a re-analysis of literature data. Roughly, the distribution appears to be in agreement122

with the value of the transport-limited current density for CO2 reduction at an aqueous123

flooded electrode.S150

4 2 0 2 4 6

log10[ilim. ] [mA / cm2]

0.0

0.1

0.2

0.3

0.4

0.5

KD

E(l

og

10[i

lim.]

)

0 2 4 6 8

log10[ilim. ] [mA / cm2]

0.0

0.1

0.2

0.3

0.4

0.5

KD

E(l

og

10[i

lim.]

)

Figure S10: Limiting current statistics for all datasets analyzed in the study. (Left) Kerneldensity estimates (KDE) of the empirical probability distribution of the limiting current, ilimfitted when interpreting the data through the model in main text Eq. (2). (Right) Same as(Left), but KDEs are computed using only the MAP limiting current values for each dataset.

124

Bayesian Fitting125

Mathematical Detail126

As quoted in the main text, Bayes’ rule reads,127

p(θ|y) =p(y|θ)× p(θ)

p(y). (4)

In the context of this work, y represents the measured current data at a set of voltage points.128

We will use the subscript notation yk to denote a single current data point, where the index129

k = 1, . . . , Npts. The parameters of a model for interpreting current-voltage data are denoted130

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by θ; in the context of this work, the relevant parameters for the limiting current model are131

ilim, the limiting current density, i0, the exchange current density, and m−1T , the inverse Tafel132

slope. We will denote the model’s predictions at each voltage point by the subscript notation133

Mk(θ).134

To successfully apply Bayes’ rule to glean p(θ|y), the posterior distribution over the135

model parameters given measured data, we need to identify mathematical forms for the136

prior distribution p(θ) and the likelihood function p(y|θ). In all fits conducted in this study,137

we employ a uniform prior distribution (also known as an “uninformative” prior distribution)138

over a certain parameter range. Since the prior is uniform in the selected parameter range, as139

long as the range includes the values of the parameters for which p(θ|y) has high probability140

mass, the choice of prior is unimportant (see further on for a numerical confirmation of this141

fact). Given this fact, the choice for the range of our uniform prior is determined by first142

using a standard nonlinear least-squares optimization algorithm (TRF) to determine a point143

estimate of the optimal set of parameters, θ∗. Formally,144

θ∗ = arg minθ

{Npts∑k=1

[yk −Mk(θ)]2

}. (5)

With the optimal parameters θ∗ in hand, we select a uniform prior p(θ) that is supported in145

the range [0, a× θ∗i ] for each parameter i = 1, . . . , Nparams. We choose the very conservative146

value a = 10 to ensure that the prior distribution has support over a very broad range147

around the optimal parameters. In principle, this choice of a results in a wide parameter148

space, which may affect the computational efficiency of a posterior sampling algorithm. In149

practice, we find very little computational disadvantage for choosing a = 10 as compared to150

a = 2 when using the No-U-Turn Sampler implemented in PyMC3.151

The likelihood function for the data given the parameters, p(y|θ), is determined by assum-152

ing that the experimental measurement represents a ground truth measurement described153

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by the model, polluted by unavoidable experimental error,154

yk =Mk(θ) + εk. (6)

We assume that errors at different data points are uncorrelated, and further assume that the155

error εi at any single data point is drawn from a Gaussian distribution with zero mean and156

variance σ2,157

p(εk) =1√2πσ

exp

[− ε2k

2σ2

]. (7)

Because the errors at each point are uncorrelated, the likelihood now factorizes over all the158

data points,159

p(y|θ) =

Npts∏k=1

1√2πσ

exp

[−(yk −Mk(θ))

2

2σ2

]. (8)

With a likelihood function p(y|θ) and a prior distribution p(θ) in hand, we can plug this160

information into a Monte Carlo sampler of our choice to draw samples from the posterior161

distribution p(θ|y). Equation (8) also makes apparent how one can generalize the Bayesian162

posterior sampling approach to more general models M(θ). After we write down a suitable163

model, we simply evaluate the model predictions with different parameters whenever we164

need to compute the likelihood function for a given set of parameters during the sampling165

procedure.166

Gaussian Error Estimates from Nonlinear Optimization167

The Bayesian posterior sampling approach advanced in this work provides a way to glean168

distributional uncertainty information about the estimated values of model parameters given169

observed data. A similar set of information can also be obtained by analyzing the Hessian170

matrix determined by a nonlinear optimization algorithm seeking an optimal point estimate171

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of the model parameters. Specifically, if the optimizer seeks to minimize a loss function,172

L(θ) =1

2σ2

Npts∑k=1

[yk −Mk(θ)]2 , (9)

then it often also produces an estimate of the Hessian,173

Hij =∂L

∂θi∂θj

∣∣∣∣θ∗, (10)

evaluated at the optimal value of the parameters θ∗. If we assume that the experimental174

data is generated by the random process described by Eq. (6), and further assume that the175

errors at different data points are uncorrelated and drawn from Gaussian distributions with176

mean zero and variance σ2, then we can form a Gaussian approximation to the posterior177

distribution around θ∗,178

p(θ|y) ≈ 1

(2π)d/2 (detH)1/2exp

[−1

2(θ − θ∗)TH (θ − θ∗)

], (11)

where d is the number of parameters being estimated, and H is guaranteed to be positive179

definite by virtue of being evaluated at the optimal point θ∗.180

We stress that the expression provided by Eq. (11) is an approximation to the true pos-181

terior distribution; due to its Gaussian form, this expression can never accurately represent182

bimodality in the posterior distribution. In this sense, the Bayesian sampling approach is183

superior, although it comes at significant additional computational expense as d increases.184

In this work, d = 3, and this additional expense is essentially negligible given the compu-185

tational power available on a typical laptop or desktop computer. Hence, we suggest that186

posterior distributions over the Tafel slope fitted using the model in Eq. (2) of the main187

text should always be computed using the Bayesian posterior sampling algorithm described188

in the previous section. We have simply included mention of the Gaussian approximation189

for the sake of completeness, and to guide possible future work that attempts to fit models190

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Page 58: Bayesian Data Analysis Reveals No Preference for Cardinal

with significantly more parameters.191

Sensitivity to Error Distribution Width192

One important parameter of the Bayesian fitting approach is the width of the normal distri-193

bution governing the probability of deviations from the model, which arises when evaluating194

the quantity p(y|θ) in Bayes’ rule. Figure S11 studies the sensitivity of the posterior dis-195

tribution over the Tafel slope to the parameter σ, the standard deviation of the normal196

distribution governing the statistics of the model error. As expected, lowering the value of

0.00 0.05 0.10 0.15 0.20 0.25 0.30Overpotential, [V]

2.2

2.0

1.8

1.6

1.4

log

10

[i pro

d.]

True Model

Sampled Data

20 40 60 80 100 120 140Tafel Slope [mV / decade]

0.000

0.025

0.050

0.075

0.100

0.125

0.150

0.175

0.200

p(T

afe

l S

lop

e)

0.02

0.04

0.06

0.08

0.10

A B

Figure S11: Sensitivity to the width of the error distribution at each point for a simple fitto synthetic data. (A) Synthetic data sampled from a model with an underlying Tafel slopeof 80 mV/decade. (B) Several traces of the posterior distribution computed using differentvalues of σ, the standard deviation of the normal error distribution at each point.

197

σ causes the algorithm to become more confident in its estimate. At σ = 0.01 logarithmic198

units, the model essentially nails the true Tafel slope of 80 mV/decade. For larger values of σ,199

a clear distributional drift to lower values of the Tafel slope is observed. This occurs because200

most of the data in Fig. S11A lies in the plateau region, and the model faces less penalty201

for down-weighting these points as the value of σ is increasing. Hence, the model drifts to202

larger slopes on the Fig. S11A plot, which corresponds to lower values of the Tafel slope.203

Note that the distributional widening is significantly greater than the drift in the mean,204

suggesting that we should not put much stock into the mean drift. The upshot: for high205

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values of the σ parameter, this particular set of data does not contain enough information206

to pin down the value of the Tafel slope accurately.207

Sensitivity to Prior Distribution208

As explained in the main text, our Bayesian approach requires specification of a prior dis-209

tribution p(θ) over the parameters. Since we know very little about the true distribution of210

the Tafel slope at the outset, we choose an uninformative uniform box prior over the interval211

[0, a × θ∗i ] for each parameter θi, where θ∗i is the optimal value of the parameter gleaned212

from the TRF algorithm described in the Methods section. Here, we conduct a sensitivity213

analysis on the a parameter. Given that we are using an uninformative prior, we should214

expect that the prior width should not influence the posterior distribution as long as the215

data expresses some opinion about the ideal value of the parameters. Figure S12 depicts216

the results of the sensitivity analysis on a set of synthetic data. Indeed, as expected, the

0.00 0.05 0.10 0.15 0.20 0.25 0.30Overpotential, [V]

2.2

2.0

1.8

1.6

1.4

log

10

[i pro

d.]

True Model

Sampled Data

20 40 60 80 100 120 140Tafel Slope [mV / decade]

0.00

0.01

0.02

0.03

0.04

p(T

afe

l Slo

pe)

2

4

6

8

10

12

14

16

18

20

a

A B

Figure S12: Sensitivity to the width of the uniform prior distribution bounds. (A) Syntheticdata sampled from a model with an underlying Tafel slope of 80 mV/decade. (B) Severaltraces of the posterior distribution computed using different values of a, a parameter influ-encing the width of the prior distribution fed to the Bayesian posterior sampling algorithm.All posterior distributions are computed with σ = 0.05.

217

posterior distributions are insensitive to the choice of prior. Note that in all fits considered218

in the main text, we use a value of a = 10, as mentioned in the Methods section.219

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Derivations220

Cardinal Tafel Slopes Equation221

We will work with a generic reaction scheme, assuming that we begin with a starting species

A(n+q)+ which undergoes n electron transfers prior to the rate-determining step, and then

q electron transfers at the RDS. In practice n will be an integer, and q will be either zero

or one. Here we assume the reaction taking place is reductive; however, the derivation is

entirely analogous for an equivalent oxidation reaction. Schematically, the reactions read,

A(n+q)+ + e− −−→←−− A(n+q−1)+

...

A(q+1)+ + e− −−→←−− Aq+

Aq+ + q e− −−→ A.

The overall current is determined by the rate of the RDS. Assuming Butler-Volmer kinetics222

for the forward rate constant of the RDS, we have,223

rate = k0 {aAq+ exp [−βqe(1− α) · (φ− φeq.)]− aA exp [+βqeα · (φ− φeq.)]} , (12)

where k0 is the rate prefactor (sometimes called the Arrhenius prefactor), ai is the activity224

of species i, β ≡ (kBT )−1 is the inverse thermodynamic temperature, e is the fundamental225

charge, α is the symmetry coefficient, φ is the applied potential, and φeq. is the equilibrium226

potential for the RDS. At sufficiently high reductive overpotentials φ − φeq. � 0, only the227

first term survives,228

rate ≈ k0aAq+ exp [−βqe(1− α) · (φ− φeq.)] . (13)

To make further progress, we have to solve for the activity of the intermediate species Aq+229

in terms of the activity of the reactant species for the overall reaction, A(n+q)+. If we assume230

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that all steps prior to the RDS are fast and equilibriated, we can extract this activity231

by analyzing the thermodynamics of the steps prior to the RDS. The free energy change232

associated with the r’th reaction reads,233

∆Fr = −β−1 log aA(n+q−(r+1))+ + β−1 log aA(n+q−r)+ + eφ. (14)

Then, the equilibrium constant for reaction r goes as,

Kr ≡ exp [−β∆Fr] (15)

Kr =aA(n+q−(r+1))+

aA(n+q−r)+

× exp [−βeφ] (16)

Kr = Kr × exp [−βeφ] , (17)

where Kr is defined by Eq. (17), and is independent of potential. Since Eq. (17) holds for

all reactions r before the RDS, we can easily solve for the activity of the intermediate,

aAq+ =

[n∏r=1

Kr

]exp [−nβeφ]× aA(n+q)+ (18)

aAq+ =

[n∏r=1

Kr

]exp [−nβe (φ− φeq.)] exp [−nβeφeq.]× aA(n+q)+ . (19)

Plugging back into Eq. (13),

rate ≈ k0

([n∏r=1

Kr

]exp [−nβe (φ− φeq.)] exp [−nβeφeq.]× aA(n+q)+

)exp [−βqe(1− α) · (φ− φeq.)]

(20)

rate = k0

([n∏r=1

Kr

]exp [−nβeφeq.]× aA(n+q)+

)exp [−βe (φ− φeq.) (n+ q · (1− α))] . (21)

This is a mess, but we only care about the potential-dependent terms when extracting the234

Tafel slope, which means we only have to consider the last factor on the RHS. Taking the235

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Page 62: Bayesian Data Analysis Reveals No Preference for Cardinal

logarithm yields,236

log [rate] = −βe (φ− φeq.) (n+ q · (1− α)) + C, (22)

where C is a constant independent of potential. For a reduction reaction, the Tafel slope is237

defined as,238

Tafel Slope =

[∂ log10 [rate]

∂ [− (φ− φeq.)]

]−1

. (23)

Hence, we have,239

Tafel Slope = [log10 (exp(1)) · βe]−1 · 1

n+ q · (1− α). (24)

Appropriate unit scalings yield,240

Tafel Slope =60 mV/decade

n+ q · (1− α), (25)

which reduces to the equation quoted in the main text when α = 1/2.241

Physical Non-Idealities242

Tafel Slopes with Physical Non-Idealities243

Eq. (25) already accounts for the non-ideality effects introduced by α 6= 1/2. If we assume244

that the CO2 adsorption step has partial charge transfer character quantified by γ, then245

despite the fact that the adsorption step is purely chemical, we assume that its equilibrium246

constant carries a non-integer order dependence on the applied potential. This can also be247

motivated by considering the formation of a permanent dipole on the surface species, which248

can access additional thermodynamic stabilization due to a dipole Stark shift from electric249

fields present at theinterface. The manner in which surface dipole formation augments the250

Tafel slope depends on whether or not the CO2 adsorption step is the rate determining251

step. For the case (n, q) = (0, 1), the adsorption step is the RDS. The Frumkin correction252

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Page 63: Bayesian Data Analysis Reveals No Preference for Cardinal

attenuates the applied potential for the rate-determining step by a factor f , which simply253

multiplies the latter term in the denominator of Eq. (25). Hence, the Tafel slope for (n, q) =254

(0, 1) is,255

Tafel Slope =60 mV/decade

γ · f · (1− α). (26)

For the case (n, q) = (1, 0), the adsorption step is the RDS, and rather than contributing256

n = 1 to the order, it instead contributes according to the γ parameter,257

Tafel Slope =60 mV/decade

γ. (27)

Finally, for the case (n, q) = (1, 1), the adsorption step occurs before the RDS, and the Tafel258

slope reads,259

Tafel Slope =60 mV/decade

γ + f · (1− α). (28)

Sensitivities to Parameter Bounds260

Figures S13 and S14 study the sensitivity of the distributional results presented in Fig. 4261

of the main text to the bounds of the uniform distributions over non-ideality parameters.262

Broadly, our claim is supported by the sensitivity analysis; within reasonable parameter263

bounds, we still see that we can get essentially arbitrary distributional shapes depending on264

the nonidealities included in the model.265

Multiple Kinetic Regimes266

Here, we examine the consequences of fitting current-voltage data from a system exhibiting267

multiple kinetic regimes to a model that only allows a single Tafel slope (as in Eq. (2) in the268

main text) by analyzing synthetic data. The synthetic data is generated from the model,269

1

i(E)=

1

ilim+

1 + exp(−e [kBT ]−1 × [E − Eeq,1]

)exp

(e [kBT ]−1 × α [E − Eeq,2]

) , (29)

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0 50 100 150 200 250Tafel Slope [mV / decade]

0

2

4

6

8

10

KD

E(T

afe

l S

lop

e)

Ideal

Variable

Variable

Variable f

Variable ,

Variable , f

Variable , f

Variable , , f

0 50 100 150 200 250Tafel Slope [mV / decade]

0

2

4

6

8

10

KD

E(T

afe

l S

lop

e)

Ideal

Variable

Variable

Variable f

Variable ,

Variable , f

Variable , f

Variable , , f

0 50 100 150 200 250Tafel Slope [mV / decade]

0

2

4

6

8

10

KD

E(T

afe

l S

lop

e)

Ideal

Variable

Variable

Variable f

Variable ,

Variable , f

Variable , f

Variable , , f

Figure S13: Several synthetic kernel density estimates of the probability distributions overthe Tafel slope generated from including random values of different parameters governingphysical non-idealities. Different panels use different uniform distributions over the symme-try coefficient parameter, α.

0 50 100 150 200 250Tafel Slope [mV / decade]

0

2

4

6

8

10

KD

E(T

afe

l S

lop

e)

Ideal

Variable

Variable

Variable f

Variable ,

Variable , f

Variable , f

Variable , , f

0 50 100 150 200 250Tafel Slope [mV / decade]

0

2

4

6

8

10

KD

E(T

afe

l S

lop

e)

Ideal

Variable

Variable

Variable f

Variable ,

Variable , f

Variable , f

Variable , , f

0 50 100 150 200 250Tafel Slope [mV / decade]

0

2

4

6

8

10

KD

E(T

afe

l S

lop

e)

Ideal

Variable

Variable

Variable f

Variable ,

Variable , f

Variable , f

Variable , , f

Figure S14: Several synthetic kernel density estimates of the probability distributions overthe Tafel slope generated from including random values of different parameters governingphysical non-idealities. Different panels use different uniform distributions over the Frumkincorrection parameter, f .

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Page 65: Bayesian Data Analysis Reveals No Preference for Cardinal

where E is the applied potential, and the model has free fitting parameters α, ilim, Eeq,1,270

and Eeq,2. This model can be shown to arise when a reaction proceeds through a rate-271

limiting surface reaction involving a surface intermediate generated through a one-electron272

transfer, and present at non-negligible surface coverages. The specifics of how this model273

arises are less relevant to this analysis than the fact that the model exhibits two different274

Tafel regimes. When α = 1/2, the first regime has Tafel slope mT = 40 mV decade−1 for275

Eeq,1 < E < Eeq,2, and the second regime has a Tafel slope mT = 120 mV decade−1 for276

E > Eeq,2, before topping out at the limiting current ilim.277

0.0 0.1 0.2 0.3 0.4 0.5 0.6Overpotential [V]

3

2

1

0

1

2

log(C

urr

ent)

Underlying Model

Noised Sample

0.0 0.1 0.2 0.3 0.4 0.5 0.6Applied Potential [V]

3

2

1

0

1

2

log(C

urr

ent)

Two-Regime Model

Series Resistances Model

42.5 45.0 47.5 50.0 52.5 55.0 57.5 60.0Tafel Slope [mV/decade]

0.000

0.025

0.050

0.075

0.100

0.125

0.150

0.175

0.200

p(T

afe

l Slo

pe)

A B C

Figure S15: (A) Current-voltage trace generated from Eq. (29) using the parameters α =1/2, ilim = 100 mA cm−2, Eeq,1 = 0.05 V, and Eeq,2 = 0.15 V (red trace), along withartificially noised data sampled from the model (black points). (B) Current-voltage tracesevaluated from the MAP fit parameters for Eq. (2) in the main text and Eq. (29), alongwith the noised data used for the fits (black points). (C) Posterior distribution over the Tafelslope for the model described by Eq. (2) in the main text.

Figure S15A shows a trace of the current-voltage behavior predicted by Eq. (29), with278

parameters α = 1/2, ilim = 100 mA cm−2, Eeq,1 = 0.05 V, and Eeq,2 = 0.15 V, as well279

as artificially noised data sampled from this model at a sparsely sampled set of voltage280

points. Figure S15B shows current-voltage traces from both Eq. (29) (red) and Eq. (2)281

from the main text (blue), each evaluated under the MAP parameters determined from their282

respective Bayesian fits. Finally, Fig. S15C shows the Bayes posterior distribution for the283

Tafel slope fitted using Eq. (2) from the main text. As expected, when using the single284

Tafel regime model to fit data generated from multiple Tafel regimes, the MAP value of the285

Tafel slope does not coincide with the Tafel slope from either kinetic regime in Eq. (29).286

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0.00 0.02 0.04 0.06 0.08 0.10 0.12 0.14E0, 1 [V]

0

2

4

6

8

10

p(E

0,1

)

Mean Value

True Value

0.08 0.10 0.12 0.14 0.16 0.18E0, 2 [V]

0

5

10

15

20

25

p(E

0,2

)

Mean Value

True Value

0.3 0.4 0.5 0.6 0.7 0.80

1

2

3

4

5

6

p(

)

Mean Value

True Value

60 80 100 120 140 160 180 200

ilim [mA cm 2]

0.000

0.005

0.010

0.015

0.020

0.025

p(i

lim)

Mean Value

True ValueA B

DC

Figure S16: Posterior distributions for α, ilim, Eeq,1, and Eeq,2 (A, B, C, D, respectively)gleaned from Bayesian posterior sampling on the artificially noised data in Fig. S15A.

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However, as illustrated in Fig. S16, when the original data is fit to Eq. (29), the posterior287

distributions are peaked around the true values of the parameters.288

This analysis yields two important takeaways. First, it lends credence to the idea that289

fitting a single Tafel slope to data collected under multiple Tafel regimes, each individu-290

ally exhibiting a cardinal Tafel slope, can produce an off-cardinal value of the Tafel slope,291

providing an alternative possible explanation for the lack of observed cardinality in the lit-292

erature analysis in the main text. Second, and perhaps more importantly, it shows that293

the Bayesian framework presented here can successfully estimate the parameters of more294

complicated physical models that incorporate the effects of multiple different Tafel regimes,295

or some of the physical nonidealities discussed in the main text. Practically, we furnish the296

following recommendation: if one knows in advance that multiple kinetic regimes are at play297

in a set of current-voltage data, and the nature of these regimes can be encoded into a ki-298

netic model like Eq. (29), then one should carry out Bayesian fitting to such a model. In the299

absence of sufficient independent evidence to pin down a kinetic model that resolves multiple300

kinetic regimes, Eq. (2) from the main text is a viable alternative, but one should be very301

cautious about over-interpreting the mechanistic implications of a Tafel slope determined in302

this manner.303

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