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inference from Blue Reference Bayesian Approach to Specification of Design Space Paul van Eikeren and Corey Dow-Hygelund userR! 2009 (July 8-10, 2009)

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Page 1: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

inferencefrom Blue Reference

Bayesian Approach to Specification of Design Space

Paul van Eikeren and Corey Dow-Hygelund

userR! 2009 (July 8-10, 2009)

Page 2: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue Reference

Quality by Design: Pharmaceutical Quality Vision

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Page 3: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferencePharmaceutical Quality Vision

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Develop a harmonized pharmaceutical quality system applicable across the

lifecycle of the product emphasizing an integrated approach to quality

risk management and science.

Page 4: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferencePharmaceutical Development

QbD Pharmaceutical Development Quality Target Product-Profile

Critical Quality Attributes (CQA)

Risk Assessment: link to Product CQA

Design Space

What is Design Space “The multidimensional combination and

interaction of input variables (e.g., material attributes) and process parameters that have been demonstrated to provide assurance of quality.”

“Working within the design space is not considered as a change.”

“Movement out of the design space is considered to be a change and would normally initiate a regulatory post-approval change process.”

“Design space is proposed by the applicant and is subject to regulatory assessment and approval.”

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Page 5: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceQuality by Design Workflow

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Page 6: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceElements of Design Space

Risk based approach to assurance of quality

Critical to quality attributes (CQA) are multivariate

Quantitative model links input attributes and process parameters to CQAs

Model quantifies risk of not meeting CQAs

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parameters

processdrug

product

attributes

CQA_1

CQA_2

CQA_3

...

inputs

Page 7: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceQ8(R1) Example Design Space

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Q1. How do we enable a risk-based approach to design space?

Q2. How do we best construct the design space?

Q3. How do we assess the reliability (assurance) of the design space?

Page 8: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue Reference

Risk-based approach to Design Space

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Page 9: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceDesign Space Strategy

Multivariate Strategy:

multidimensional combination and interaction of material and process variables linked to responses

responses comprised of drug product critical-to-quality attributes (CQA)

drug products involve a multitude of specifications (response factors)

Overcome Limits of Conventional Design Space:

model: predictive response surface

model parameters: static variables

multiple responses: overlap of mean-response surfaces

Apply Bayesian Design Space:

model: posterior predictive probability function

model parameters: random variables

multiple responses: multivariate joint probability function

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Page 10: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceIssue with Conventional Design Space

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J. Lepore and J. Spavins, “PQLI Design Space,” J. Pharmaceutical Innovation (2008) 3:79-87

Is the risk of failing to meet all four specifications the same throughout thedesign space?

Page 11: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceWhy Multivariate & Bayesian?

Multivariate because

Quality entails multiple responses (CQA defined by specifications)

Multiple responses are not independent

Correlation between responses can have a big effect on probability of meeting all specifications

Bayesian because conventional

fails to account for uncertainty in model parameters

fails to account for correlation structure in data

fails to provide a metric for “assurance of quality”

fails to enable use of prior information

fails to enable adaptive experimental design

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Page 12: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue Reference

Illustrative Example: Process for Coating Polymer

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Page 13: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceMultivariate Chemical Process

Chemical Process

Production of a coating polymer

Two critical to quality attributes (CQA)

Response 1: Percent conversion

Response 2: Polymer viscosity

Two critical process parameters

Parameter 1: reaction time

Parameter 2: reaction temperature

Product profile: target CQA

Percent conversion: > 68%

Viscosity: 40 ± 2 mPA-secs

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Page 14: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceBayesian Response Surface Model

Experimental Design

Central composite design

8 setting combinations (4 corners and 4 faces of a square)

5 centerpoints

Models

Response surface models for conversion and viscosity

linear, cross-product and quadratic terms for each response

Bayesian Regression and Analysis in R (R-project)

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Page 15: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceMCMC Bayesian Regression

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2000 6000 10000

1.0

1.2

1.4

1.6

1.8

Iterations

Trace of var1

1.0 1.2 1.4 1.6 1.8 2.0

01

23

45

6

N = 10000 Bandwidth = 0.011

Density of var1

Page 16: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue Reference

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Model Coefficient DistributionRegression Coefficients: Conversion

iDistribution

Time

Temperature

I(Time 2̂)

I(Temperature 2̂)

Time:Temperature

-1 0 1 2

Regression Coefficients: Viscosity

iDistribution

Time

Temperature

I(Time 2̂)

I(Temperature 2̂)

Time:Temperature

-5 0 5

Page 17: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferencePosterior Distributions

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65 66 67 68 69 70

64

66

68

70

72

Observed vs. Predicted: Conversion

Observed

Pre

dic

ted

32 34 36 38 40 42 44

20

30

40

50

60

Observed vs. Predicted: Viscosity

Observed

Pre

dic

ted

Page 18: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceKnowledge Space

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60 62 64 66 68 70 72

10

20

30

40

50

60

Conversion

Vis

co

sity

1

569

1138

1706

2274

2842

3410

3979

4547

5115

5684

6252

6820

7388

7956

8525

9093

Counts

Page 19: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue Reference95% Credibility Intervals

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Conversion

Time

Tim

e

-1.0

-0.5

0.0

0.5

1.0

-1.0 -0.5 0.0 0.5 1.0

0.90

0.95

1.0

01.05

1.05

1.05

1.05

1.10

1.10

1.10

1.10

1.15

1.15

0.8

0.9

1.0

1.1

1.2

1.3

1.4

1.5

Viscosity

Time

Tim

e-1.0

-0.5

0.0

0.5

1.0

-1.0 -0.5 0.0 0.5 1.0

8.0

8.5

9.0

9.5

9.5

9.5

9.5

10.0

10.0

10.0

7

8

9

10

11

12

13

Page 20: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceMean Response Plots

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Conversion

Time

Tim

e

-1.0

-0.5

0.0

0.5

1.0

-1.0 -0.5 0.0 0.5 1.0

65

66

67

68

69

70

62

63

64

65

66

67

68

69

70

71

Viscosity

Time

Tim

e-1.0

-0.5

0.0

0.5

1.0

-1.0 -0.5 0.0 0.5 1.0

32

34

36

38

40

42 44

30

35

40

45

50

Page 21: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceResponse Probability Distributions

Conversion > 68% 38 < Viscosity < 42

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Conversion>68

Time

Te

mp

era

ture

-1.0

-0.5

0.0

0.5

1.0

-1.0 -0.5 0.0 0.5 1.0

0.1

0.20.30.40.50.60.70.80.9

1.0

0.2

0.4

0.6

0.8

1.0

Viscosity>38 & Viscosity<42

Time

Te

mp

era

ture

-1.0

-0.5

0.0

0.5

1.0

-1.0 -0.5 0.0 0.5 1.0

0.1

0.1

0.2 0.2

0.3

0.3

0.4

0.4

0.5

0.5

0.6

0.7

0.7

0.2

0.4

0.6

0.8

1.0

Page 22: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceJoint Probability Distribution

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Conversion>68 & Viscosity>38 & Viscosity<42

Time

Te

mp

era

ture

-1.0

-0.5

0.0

0.5

1.0

-1.0 -0.5 0.0 0.5 1.0

0.1

0.1

0.2

0.2

0.3

0.3

0.40.50.6

0.7

0.7

0.2

0.4

0.6

0.8

1.0

Page 23: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceOptimization: Pareto Frontier

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64 66 68 70

30

35

40

45

y1

y2

Page 24: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferencePareto/Joint Probability Overlay

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Conversion>68 & Viscosity>38 & Viscosity<42

Time

Te

mp

era

ture

-1.0

-0.5

0.0

0.5

1.0

-1.0 -0.5 0.0 0.5 1.0

0.1

0.1

0.2

0.2

0.3

0.3

0.40.50.6

0.7

0.7

0.2

0.4

0.6

0.8

1.0

Page 25: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue Reference50% Credibility Design Space

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0.0

0.5

1.0-0.5

0.0

0.5

1.0

0.0

0.2

0.4

0.6

Time

Temperature

Probability

0.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

Page 26: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue Reference

take-home message

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Page 27: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceBenefits of Bayesian Approach

Provides estimates of uncertainty in model parameters.

Enables use of prior information leading to more efficient adaptive design and experimentation.

Provides a figure of merit (probability) for meeting product profile (specifications) in terms consistent and easy to understand by technical workers operating in a regulated environment.

Enables use of Pareto optimization in conjunction with risk minimization.

Enables a means to establish the reliability of the Design Space.

Provides a basis for selection of alternate process settings within the design space while ensuring “assurance of quality.”

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Page 28: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue ReferenceReferences

John J. Peterson (2004). “A posterior predictive approach to multiple response surface optimization.” Journal of Quality Technology, 36, 139-153.

John J. Peterson (2008). “A Bayesian approach to the ICH Q8 Definition of Design Space.” Journal of Biopharmaceutical Statistics, 18, 959-975.

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Page 29: Bayesian Approach to Specification of Design Space · 2010-05-18 · Quality Target Product-Profile Critical Quality Attributes (CQA) Risk Assessment: link to Product CQA Design Space

©2009 Blue Reference, Inc. All rights reserved.

inferencefrom Blue Reference

www.InferenceforQbD.com

For additional information contact:

Paul van Eikeren, Ph.D.

[email protected]

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