barry g silverman financial disclosure report for 2010

8/3/2019 Barry G Silverman Financial Disclosure Report for 2010

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A O I ORev. 1 /2011FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 2010Report Re quired by the Ethics

in Government Act of 1978(5 U.S.C. app. 101-111)

I . P e r s o n Reporting (las t name, firs t , middle ini t ia l)S i l ve rm a n , B a r ry G.

4. Ti t le (Ar t ic le I I I judge~ ind ica te ac t ive o r s e n i o r status;magistrate judges indicate full-or part-time)U S Ci rcu i t J udge ( a c t i ve )

7 . C h a m b e r s o r O f f i c e A d d r e s sUS C o u r th o u se401 W W a sh i ng t on S t , S P C 78Ph o en ix AZ 8 5 0 0 3

2. Court or Organiza t ionU S Co ur t o f A p p e a l s , 9 t h Ci r.

3 . Date of R e p o r t03/29/2011

5a. Report T)pe (check appropriate type)] N o m i n a t i o n , Da te[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance, ~ i th a p p l i c a b le l a w s a n d r e g u l a t i o n s .

R e v i e w i n g O f f i c er D a t e

6. Repor t ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : T h e i ns t ru c ti o ns a c c o m p a ny i ng t h i s f o rm m u s t b e f o ll o w e,t Complete all purts,checking the NO NE box for each pa rt where you have no reportable information. Sign on last pag~

I . P O S I T I O N S . ~ R e ~ , o ,~ n g individual only; see pp. 9-13 of f illng instructions.)~ NONE(No reportable posit ions. )POSITION

2.

3.

4.5.

NAM E OF ORG ANIZATION/ENTITY

I I . A G R E E M E N T S . (Reporting indlvidual only; seepp. 14-16 of filing instructions~)NONE (No reportable agreements.)

I. 1 9 8 42.3.

D A T E PARTIES AND TERMSMaricopa County Deferred Compensation Plan


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FINANCIAL DISCLOSURE REPORTPage 2 o f 7

N a m e o f P e r s o n R e p o r t i n gS i l v er m a n , B a r r y G .

D a t e o f R e p o r t03/29/2011

1 I I . N O N - I N V E S T M E N T I N C O M E . I R e p o r ~ n g i n d i v i d u o l a . d s p o u s e , s e e p ~ l Z - 2 ~ o f y r l i n ~ i n s , r u a i o n ~ )A. Filers Non-Investmen t Inco me[] NONE non-investment income.)N o reportable

DATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )I . 2 0 1 0 A Z E lec te d O ff ic ia ls R e tire m e n t P la n ; p en s io n $ 3 8 ,5 8 9.0 02.3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - t f y o a were m arried during any portion of the reporling year, complete this section.(Dollar amount not required except for honoraria.)~ (No reportable non-investment income.)O NE

DA T E S O U R C E A ND T Y P E1.2 010 se l f - emp lo y ed c o u r t r ep o r le r2.3.4.

I V . R E I M B U R S E M E N T S - t ran sporta t ion , lodgin g, food , en ter ta inmen t .( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n : s e e p p . 2 5 - 2 7 o f f i l in g i n s t r u c t i o n s . )~-~ (No reportable reimbursements.)ONE

SOURCE DATES LOCATIONAr izo n a S ta te Un iv er s i ty 03 /02 /2 010 S a n ta A n a & Lo s A n g e le s ,Co l l e ge o f L a w C A

PURPOSER e m a r k s a t a l u m n ig a t h e r i n g s

ITEMS PAID OR PROVIDEDT r a n s p o r t a t i o n


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N a m e o f P e r s o n R e p o r t i n gSiherman, Barry G.

D a t e o f R e p o r t03/29/2011

V . G I F T S . t l n c l: d ~ t h o s e t o s p o u s e : h a dependent children; see p p . 2 8 - 3 1 of filing instructions+)N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.

2.

3.

4.

5.

VALUE

V I . L IA B I L IT I E S . a n c l u d e , t h o s e o f s p o ~ e a n d de pe n de n t c h i l d re n ; s e e p p . 3 2 - 3 3 of f i l ing instrucdon~)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.

3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 of 7

N a m e o f P e r s o n R e p o r t in gSilverman , Barry G .

D a t e o f R e p o r t03/29 /201 I

V I I. IN V E S T M E N T S an d TRU STS -i ........ l u e , tr .... t ions (Includes those of spouse an d dependent children; seepp. 34-60 of filing instructions.)D NONE income, assets, or transactions.)N o reportableDescription of Assets Income dur ing(including trust assets) reporting period

i (I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u n t T y p e ( e . g . ,

exempt from prior disclosure ] Code I d i v . , r e n t ,i ( A - H ) o r i n t . )

I. We l l s F a r g o B a n k a c c o un t s A Interes t

2. B a n k o f A m e r i c a a c c o u n ts A Interes t

3. U S S a v i n g s B o n d s No n e

4. F i d e l i ty A s s e t M a n a g e r 5 0% m u t ua l fun d A D i v i d e n d

5. F i d e l it y G N M A m u t u a l f u n d A D i v i d e n d

6. I s r a e l B o n d d ue 9 / I / 2 015 A Interes t

7. I s r a e l B o n d d ue 5 / I / 2 011 A Interes t

8. I s r a e l B o n d d ue 3 / 1 / 2 013 A Interes t9. I s r a e l B o n d d ue 9 / 1 / 2 013 A Interes t

1 0 . I s r a e l B o n d d ue 10 / 1 / 2 014 A Interes t

I1 . M a r ic o p a C o u n ty De fe r r e d C o m p e n s a t io n D Interes tPlan1 2 . G re a t W e s te rn L if e In s No n e

1 3 . F i r s t C re d i t U n io n a c c o u n t s A Interes t

1 4 . F e d e r a l R e s e r ve B a n k T r e a s u r y D i r e c t A c c t B Interes t1 5 . F i d e l i ty A Z M un i I n c F un d E D i v i d e n d1 6 . M i n n e s o t a L i f e Wh o l e L i f e A D i v i d e n d1 7 . H o r a c e M a n n W h o l e L i fe A D i v i d e n d

Gross va lue a t endo f r e p o r t i n g p e r i o d(i) (2)V a lu e Va l u e

Code 2 M e t h o d( J - P ) Code 3( Q - W )

M T

L T

L T

L T

J T

J T

J T.

J T

J T

J T

N T

J T

O T

O T

J T

K T

Transactions during reporting period

(I ) (2) (3) (4)T y p e ( e . g . , D a t e Va l u e Gain

buy, se ll, m m /ddiyy Code 2 Co de Ir e d e m p t i o n ) ( J - P ) (A-H)

C l o s e d 09/20/10 J A

I d e n t i t y o fbuyer!seller

( i f p r i v a t et r a n s a c t i o n )

1 . I n co me Ga i n C o d e s : A $1. 000 or I c s s B =$1.0~1 . $2,500 C =$2,501 . $5,000 D =$5,091 . $15.000I Se Co l umns B I and D4) F =$50,001 - $100.000 G =$100.001. $1,000,000 I 11 = $1 ,0 00 ,0 91 - $5 .0 00 ,0 00 1 12 = M or e th an $5 .0 00 ,0 00

2. Va l u e C o d e s J -$15.000 or less K -$15.001 - $50.000 L = $50.001 - $100.000 M = $100.001 - $250.000( See Co l umns CI and D3 ) N = $2 50.001 - 5 500.000 O :$5 00.001 - $1.000.000 P I = $ 1. 00 0. 00 1 - $5 .0 00 ,0 00 P 2 = $ 5. 00 0. 00 1 - S2 5 .0 00 .0 00

P3 =$25.000.001 - $50.000.0~0 P4 =M ore than $50.000.0~O3 . V al ue M et h od Cod~ Q A p p r a i sa l R =C~t ( Rea l Estate Only) S =A s s cs s mem T =Cas h M ar ke t( S~ e Co l umn C2 ) U I :k ~k V a lu e V :Olhe r W = E s l i ma t e d

E =$15,001- $50,000


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FINANCIAL DISCLOSURE REPORTPage .5 of 7

N a m e o f P e r s o n R e p o r t i n gSil v ennan , Barry G .

D a t e o f R e p o r t03/29/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o , . e , , ,a ~ . e . , .a , ~ o . io , ~ a n c l ~ d , ~ t h o s e of spouse and dependent children; see pp . 34-60 of filing instructions.)~ (No r epor table incom e, asse ts , or t r ansa c t ions . )ONE

A. B. C. D.Description of Assets Incom e du ring G ross va lu e a t en d Transactions during reporting period

( inc lud ing t rus t asse~) r e po rt i n g p er i o d o f r e po rt in g p er i o d(I) (2) (I) (2) (I ) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V alu e V a lu e T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fexempt from prior disclosure I Code I d i v . , r e n t , Co d e 2 M e t h o d buy, sell , m m !d d~ ,y C od e 2 Cod e I buyer!selle rI ( A - H ) o r i n t . ) ( J - P ) Co d e 3 r e d e m p t i o n ) ( J - P ) (A-II) ( i f p r i v a t e( Q -W ) t r a n s a c t i o n )

1 8 . F i d e l i t y B a l a n c e d m u t ua l f un d a c c o un t s D D i v i d e n d N T

1 9 . Van guard Target Retirement 2015 mutual D Dividendfund accounts20 . Chase Bank accoun t A I n t e r e s t21. ING Direc t Bank acco unt A I n t e r e s t

N T

L T

M T Open 07/10/10

I. ln co m e Gain Co de s: A = $1,000 o r le sa B = $1,001 - $2 .500 C = $2.501 - $5 .000 D $5.001 - $15.000( 5 c C o l u m n s B I a n d I M ) F = $50,0~1 - $100.009 G =$100.001 - $I.0Q0,000 II1 =$1,0~ 0.001 - $5 ,(~o .000 1 1 2 = M o r e th a n $ 5 . 0 0 0 . (X 3 0

2. V alue C od e s J = $15.000 o r le ss K = $15.001 - $50.000 L = $50,001 - $100.000 M =$109.0~1 - $250.000( S e e C o l u m ~ C I a n d D 3 ) N = $25 0,001 - $500.000 O =$5 00.001 - $1,000.000 P I = $1 .0 00 .0 01 - $ 5.0 00 .0 00 P 2 = $5 .0 00 ,0 01 -

P3 =$25.0(~.001 - $50.1X}0,000 P4 =More tkan $50.00~.0~)3 . Va l u e M c l ho d C o d e s Q =Appraisal R = C o s t (R e a l E s l a t c O n l y ) S = A sscssmcn l T =Cas h M ar ke t( Scc Co l umn C2 ) U = Bo o k Va l u e V = O l he r W E s t i m a t e d

E = $ 1 5 . 0 0 1 - $5 0.0~Q


6/7

FINANCIAL DISCLOSURE REPORTP a g e 6 o f 7Name of Person Report ingS i l v er m a n , B a r r y G .

Date of Repor~03/29/2011

V I II . A D D I T I O N A L I NF O R M A T I O N O R E X P L A N A T I O N S . (lndlcatepartofrepott)


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Name of Person Report ingSiherman, Barry G.

Date of Repor t03/29/2011

IX. CERTIFICATION.I c e r t if y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o ~ v l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .! f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th t h e p r o v i s io n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

Signatur e: S[ Barry G . Silverman

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

C o m m i t te e o n F i n a n c i a l D is c l o s u r eA d m i n i s tr a t iv e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSui te 2-301O n e C o l u m b u s C i r c l e , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4

barry g silverman financial disclosure report for 2010

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