at monterey bay - amazon s3 · : nancy s. ayala d. ate: 18 may 2017. s. ubject: 2017/18 director...

UNIVERSITY CORPORATION AT MONTEREY BAY

100 Campus Center Seaside, CA 93955-8001 831/582-3500

MEMORANDUM

TO: Corporation Board of Directors

CC: Kevin R. Saunders, Corporation Executive Director FROM: Nancy S. Ayala

DATE: 8 June 2017

SUBJECT: Agenda and Read-Ahead Materials

Enclosed are the agenda and read-ahead materials for the Corporation Board of Directors meeting on Thursday, 15 June 2017. The meeting will be in the board room at the Alumni and Visitors Center on the CSUMB campus starting at 8:30 a.m. If you have any questions or concerns before the Board meeting, please feel free to contact me at [email protected] or (831) 582-3396.



Note: In accordance with Education Code §89921 and Corporation Bylaws Article VI §5, this agenda provides notice of the business to be transacted (i.e., topics for Board discussion). Action may be taken on any item on the agenda. The

italicized notations above are for guidance purposes only and the Board may take action on any item listed on the agenda, whether action is specifically prescribed.

Page 1 of 2

Board of Directors Meeting Thursday, 15 June 2017 8:30 a.m. – 10:30 a.m.

Alumni and Visitor’s Center – Board Room

ANNUAL MEETING AGENDA

I. Call to Order E. Ochoa

II. Governance *2 min. A. Appointment of Directors E. Ochoa

(Action: Discussion and motion to ratify appointments) *2 min. B. Election of Board Officers E. Ochoa

(Action: Discussion and motion to approve slate of officers) *2 min. C. Appointment of Standing Committee Members E. Ochoa

(Action: Discussion and motion to ratify appointments)

III. Administration *5 min. Policy Manual Review N. Ayala

(Action: Discussion and motion to adopt policies)

IV. Adjournment E. Ochoa



MEMORANDUM TO: Corporation Board of Directors CC: Kevin R. Saunders, Corporation Executive Director FROM: Nancy S. Ayala DATE: 18 May 2017

SUBJECT: 2017/18 Director Appointment, Corporation Board

Dr. Eduardo M. Ochoa, CSUMB President, has appointed the following individual

as Director for the Corporation Board of Directors for the term specified:

Barbara Zappas 3 years (through June 2020) Nathan Bond 1 year (through June 2018)

If you have any questions or concerns before the Board meeting, please contact me at (831) 582-3396 or [email protected].

Nathaniel Bond

1501 Stanislaus Dr. Chula Vista, CA 91913 (619) 548-6283 [email protected]

Experience: • CSUMB Associated Students Spring 2016-Present

Executive Vice President Present Budget Planning Internal Affairs

Blue Crue Commissioner Spring ‘16-‘17 Programming (event planning)

• CSUMB Dining Commons Fall 2016-Present Worked Register Cleaned restrooms, food stations and dining room Served food Washed dishes

• Treat Team member at Rita’s Italian Ice Summer 2015,16 Worked register Cleaned restrooms & Dining room Restocked supplies Served customers

• Volunteer at Veterans Home of Chula Vista 2013-present

Worked to fulfill specific needs of residents through patience & care

Food service (wait staff)

Organized Seasonal decoration

mailto:[email protected]

• Volunteer at Bonita Sunnyside Branch Library 2011-2013

Coordinated administrative activities; sorting, filing and computer searches

Operational staff for Setup and Clean-up of community events

Organized child activities

Education:

• CSU Monterey Bay 2014-Present

• Otay Ranch High School (3.7 GPA) 2010-2014

• Assistant Principals Honor Roll 2012-2014

• 2x Principal’s Honor Roll Award recipient 2013-2014

• 4x Perfect Attendance Award recipient

• Union-Tribune Outstanding Student Athlete Award recipient 2014

• Extracurricular Activities: Track & Field; League Championship Finalist, Coaches Award Recipient. Football.

Skills:

• Friendly/Outgoing, confident, and courteous personality

• Team Player

• Point of Sale experience

• Strong customer service focus

• Able to take initiative and responsibility

• Speaks some Spanish



MEMORANDUM TO: Corporation Board of Directors CC: Kevin R. Saunders, Corporation Executive Director

FROM: Nancy S. Ayala DATE: 18 May 2017

SUBJECT: 2017/18 Slate of Officers, Corporation Board of Directors

The proposed 2017/18 slate of Officers for the Corporation Board of Directors is

as follows: Eduardo Ochoa President Bonnie D. Irwin Secretary/Treasurer

At the annual meeting on Thursday, 15 June 2017, the Board will be asked to elect officers. Corporation staff recommends adopting the slate as presented.

If you have any questions or concerns before the Board meeting, please contact

me at (831) 582-3396 or [email protected].



Note: In accordance with Education Code §89921 and Corporation Bylaws Article VI §5, this agenda provides notice of the business to be transacted (i.e., topics for Board discussion). Action may be taken on any item on the agenda. The

italicized notations above are for guidance purposes only and the Board may take action on any item listed on the agenda, whether action is specifically prescribed.

Page 2 of 2

Board of Directors Meeting Thursday, 15 June 2017 8:30 a.m. – 10:30 a.m.

Alumni and Visitor’s Center – Board Room

REGULAR MEETING AGENDA I. Call to Order E. Ochoa

II. Approval of Minutes *2 min. Approval of 14 April 2017 meeting minutes E. Ochoa (Action: Discussion and motion to approve the minutes) III. New Business *15 min. 2017/18 Budget Approval K. Saunders/S. Baggett (Action: Discussion and motion to approve the budget as presented)

IV. Reports *15 min. A. FY 2016/17 Q3 Financials S. Baggett (Report to the Board, no action required) 5 min. B. Escheatment Report S. Baggett

(Report to the Board, no action required) *15 min. C. External Funding Update – Sponsored Programs C. Lopez

(Report to the Board, no action required) *15 min. D. Corporate and Foundation Relations University Development C. Avila (Report to the Board, no action required) 15 min. F. KAZU Briefing M. Benedek

(Report to the Board, no action required) 10 min. G. Investment Committee Report R. Taylor (Report to the Board, no action required) 15 min. H. Executive Director’s Report K. Saunders

(Report to the Board, no action required)

V. Unfinished Business - None VI. Executive Session

10 min. Review of Executive Compensation Board In accordance with Education Code § 89923 VII. Open Communications/Announcements E. Ochoa

The next regular Board meeting will be on 21 September 2017 at 8:30 a.m. VIII. Adjournment E. Ochoa

University Corporation at Monterey Bay Board of Directors Meeting

Friday, 14 April 2017 8:32 a.m. – 10:02 a.m.

Alumni and Visitors Center – Board Room

100 Campus Center, Seaside, CA

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Draft, Minutes Board Members Present: Board Members Absent:

Dr. Eduardo Ochoa, President Barbara Zappas, Director Robert C. Taylor, Esq., Director Dr. Bonnie D. Irwin, Secretary Kevin R. Saunders, Exec. Dir. Dr. Ronnie Higgs, Director Chris Carpenter, Director Pat Tinsley McGill, Director Michael Smith, Director

Presenters: Staff Present Sherry Baggett, Corporation Controller Maria A.Y. Garcia, Dir. of Operations Cindy Lopez, Director of Sponsored Programs Office Nancy S. Ayala, Gov. & Compl. Mgr. Clarisa Avila, Corporate & Foundation Relations Officer Jennifer Crompton, Director Student Housing & Residential Life

Regular Meeting I. Call to Order: A quorum being established, President Eduardo Ochoa called the

meeting to order at 8:32 a.m.

II. Approval of Minutes: Moved by Director Dr. Ronnie Higgs and seconded to approve the 29 September 2016 meeting minutes as presented. With Directors Pat Tinsley McGill and Michael Smith abstaining, the motion carried.

III. Reports: A. FY 2016/17 Q2 Financials: Corporation Controller Sherry Baggett presented the

second quarter financial report, highlighting areas of interest for the Board. Total Assets have increased by $69.3M this fiscal year due to the acquisition of the Promontory housing buildings. Total Liabilities have also increased by $66.7M due to the acquisition of debt required to purchase the Promontory. The Total Net Position has increased by $2.6M this fiscal year as seen in the increases in Net Investment in Capital Assets and Unrestricted Net Position. The Corporation’s Total Net Position balance as of December 31, 2016 is $59.2M compared to $56.6M at June 30, 2016.

B. External Funding Update – Sponsored Programs: Director of Sponsored Programs Office Cindy Lopez presented the first and second quarter’s external funding report. Through 30 September 2016, total awards are at $4.6M, approximately $1.8M less than the same period prior year. Through 31 December 2016, total awards are at $8.2M, approximately $2.5M less than the same period prior year.

C. Corporate and Foundation Relations Report – University Development: Corporate and Foundation Relations Officer Clarisa Avila reported on private grants. The Corporation has been awarded approximately $1.3M in private grants year-to-date. Pending awards total approximately $743K.

D. Investment Committee Report: Director of Operations Maria A.Y. Garcia reported on the Investment Committee’s activities on behalf of the Chair Robert Taylor. For the quarter ending 31 December 2016, the Operating Fund had a 0.1% gain, outperforming the policy index by 0.31%. Over a five-year period, the operating fund returned 5.4%, outperforming the policy index by 0.6%.The Investment Committee met on 17 February 2017 and concentrated on the Endowment Fund. The next meeting is scheduled for 12 May 2017.

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E. Student Housing and Residential Life Report: Director of Student Housing and

Residential Life Jennifer Crompton reported on Student Housing and Residential Life on campus. Ms. Crompton reported on occupancy and fall projections noting that this year, occupancy has been less than previous years in some areas, but was still at 110% of the design capacity in fall. Key successes thus far include the implementation of the new program, StarRez, record turnouts for RHA events, Living Learning Program growth in Project Science Math and Technology, and gender inclusive housing. Objectives for the upcoming year are continued success and growth in the Living Learning Programs, hiring of additional RA staff to cut the RA to student ratio down and improve student service across all on-campus housing. There is also a need for the addition of Professional staff to assist with departmental growth, student needs and provide better service to students.

F. Bookstore and Dining Operations Proposal Update: Ms. Garcia reported on the Corporation’s operations. Sodexo, the food service vendor on campus, was granted a one-year extension on their current contract. The contract was set to expire in August 2017. A solicitation for proposals will go out in 2018. A target solicitation for book store management services will go out in June to two vendors, Barnes and Noble and Follett. The Investment Committee has decided to solicit consultants for proposals, as well. It was noted that the Investment Committee is satisfied with its current consultant; however, it is best practice to see what other consultants have to offer.

G. Executive Director’s Report: Executive Director Kevin Saunders reported on the campus’ offsite locations. Mr. Saunders also provided updates on upcoming courses that would be held at offsite locations in the future. It was noted that the Corporation will begin making rent payments in July 2017 for the CSUMB @ North Salinas building. Up until now, only utility fees have been paid at this location.

IV. Unfinished Business: None V. New Business: Governance and Compliance Manager Nancy S. Ayala presented the

Resolution: Accepting California Department of Water Resources-Satellite Irrigation Management Support needed in order to accept grant funds from the California Department of Water Resources. The resolution grants signature authority to the Director of Sponsored Programs Office to execute agreements and to the Corporation Controller to handle all financial matters. Moved by Secretary Bonnie D. Irwin and seconded to approve the resolution as presented. With no further discussion, the motion carried.

VI. Executive Session: The Board did not enter into executive session.

VII. Open Communication/Announcements: President Ochoa presented Director of Operations Maria A.Y. Garcia a plaque of appreciation for her dedicated service to the University, Corporation, and Foundation. Ms. Garcia will be leaving the Corporation after over 14 years of dedicated service.

VIII. Adjournment: With no further business to conduct and no objection, the meeting was adjourned at 10:02 a.m.

Dr. Bonnie D. Irwin, Secretary/Treasurer Date

University Corporation at Monterey Bay2017/18 Budget Request

Page 1 For Board Approval on June 15, 2017

17/18 Budget 16/17 Budget Budget BudgetRequest Approved Incr (Decr) % Incr (Decr)

REVENUEHousing Revenue 34,396,288 35,982,439 (1,586,151) Contracts 1,638,156 1,504,025 134,131 Indirect Cost Recovery 996,615 916,631 79,984 Sponsored Programs Revenue 13,734,000 14,798,280 (1,064,280) Investment Income 750,000 500,000 250,000 Membership Dues 1,000,000 700,000 300,000 Other Miscellaneous Revenue 230,420 724,014 (493,594)

TOTAL REVENUE 52,745,479 55,125,389 (2,379,910) -4.32%EXPENSES

DIRECT EXPENSESSalaries and Wages 3,667,576 3,583,356 84,220 Allowance for Salary Increase 107,987 103,201 4,786 Benefits 1,781,446 1,576,676 204,770 Student Wages and Benefits 674,302 882,623 (208,321)

Subtotal, Employee Costs 6,231,311 6,145,856 85,455 1.39%Utilities 3,781,041 3,691,618 89,423 Travel 122,768 210,658 (87,890) Contract Services 5,802,616 7,093,060 (1,290,444) Payment for Services from CSUMB 2,660,910 2,829,338 (168,428) Supplies and Services 585,385 1,077,173 (491,788) Insurance 766,147 753,781 12,366 Legal and Filing Fees 91,603 122,761 (31,158) Rent Expense 49,000 101,685 (52,685) Special Programs 120,000 132,460 (12,460) Housing and Meal Concessions 1,347,481 1,520,116 (172,635) Non-Capitalized Equipment 361,449 817,245 (455,796) Accounting and Audit Fees 135,025 103,166 31,859 Sponsored Programs 13,734,000 14,798,280 (1,064,280) Other 940,365 1,451,026 (510,661)

Subtotal, Operating Costs 30,497,790 34,702,367 (4,204,577) -12.12%Non-Routine Maintenance and Repairs 1,272,803 1,395,759 (122,956) Capital Lease Payments 2,640,000 2,545,000 95,000 Capital Equipment 5,000 96,000 (91,000) Capital Improvements - 925,000 (925,000) Bond Interest Expense 4,934,678 4,700,406 234,272

Subtotal, Other Operating Expenses 8,852,481 9,662,165 (809,684) -8.38%TOTAL ALL EXPENSES 45,581,582 50,510,387 (4,928,805) -9.76%

NET REVENUE BEFORE UNIVERSITY SUPPORT 7,163,897 4,615,002 2,548,895 55.23%Scholarships 210,000 210,000 - Community Outreach 241,000 173,500 67,500 Contribution to University Support 1,348,064 1,025,825 322,239

NET REVENUE AFTER UNIVERSITY SUPPORT 5,364,833 3,205,676 2,159,156 67.35%

NET REVENUE BEFORE RESERVE 5,364,833 3,205,676 2,159,156 67.35%Working Capital/Current Operations Reserve - 165,666 (165,666) Capital Replacement Reserve 5,364,833 - 5,364,833 Future Operations Reserve - 3,000,000 (3,000,000) Audit Disallowance Reserve - - - Housing Buyback Reserve - - - CEHI Maintenance Reserve - - -

NET REVENUE AFTER RESERVE - 40,010 (40,011) -100.00%

University Corporation at Monterey Bay2017/18 Budget Request

Page 2 For Board Approval on June 15, 2017

17/18 Request 16/17 Budget 17/18 Request 16/17 Budget 17/18 Request 16/17 Budget 17/18 Request 16/17 Budget 17/18 Request 16/17 Budget

REVENUEHousing Revenue 34,396,288 35,982,439 - - - - - - 34,396,288 35,982,439 Contracts - - 1,616,160 1,482,025 21,996 22,000 - - 1,638,156 1,504,025 Indirect Cost Recovery - - - - - - 996,615 916,631 996,615 916,631 Sponsored Programs Revenue - - - - - - 13,734,000 14,798,280 13,734,000 14,798,280 Investment Income - - - - - - 750,000 500,000 750,000 500,000 Membership Dues - - 1,000,000 700,000 - - - - 1,000,000 700,000 Other Miscellaneous Revenue 162,420 176,450 68,000 547,564 - - - - 230,420 724,014

TOTAL REVENUE 34,558,708 36,158,889 2,684,160 2,729,589 21,996 22,000 15,480,615 16,214,911 52,745,479 55,125,389 EXPENSES

DIRECT EXPENSESSalaries and Wages 1,177,965 1,250,728 711,632 589,556 174,996 - 1,602,983 1,743,072 3,667,576 3,583,356 Allowance for Salary Increase 35,339 36,021 19,309 16,979 5,250 - 48,089 50,200 107,987 103,201 Benefits 523,479 550,320 338,646 259,404 90,483 - 828,838 766,952 1,781,446 1,576,676 Student Wages and Benefits 623,424 654,589 15,300 128,359 - - 35,578 99,675 674,302 882,623

Subtotal, Employee Costs 2,360,207 2,491,658 1,084,887 994,298 270,729 - 2,515,488 2,659,900 6,231,311 6,145,856 Utilities 3,284,049 3,187,935 488,534 456,769 8,458 4,914 - 42,000 3,781,041 3,691,618 Travel 65,453 114,108 27,815 16,200 - - 29,500 80,350 122,768 210,658 Contract Services 5,050,572 5,089,355 463,658 1,174,357 27,936 160,250 260,450 669,098 5,802,616 7,093,060 Payment for Services from CSUMB 921,116 1,108,725 368,751 461,346 198,055 345,394 1,172,988 913,872 2,660,910 2,829,338 Supplies and Services 390,845 736,080 165,100 272,163 700 26,330 28,740 42,600 585,385 1,077,173 Insurance 642,362 631,993 24,178 27,038 13,467 10,000 86,140 84,750 766,147 753,781 Legal and Filing Fees 26,720 10,861 5,500 6,900 11,383 - 48,000 105,000 91,603 122,761 Rent Expense - 46,410 49,000 55,275 - - - - 49,000 101,685 Special Programs 120,000 132,460 - - - - - - 120,000 132,460 Housing and Meal Concessions 1,347,481 1,520,113 - 3 - - - - 1,347,481 1,520,116 Non-Capitalized Equipment 338,449 613,645 23,000 122,100 - 25,000 - 56,500 361,449 817,245 Accounting and Audit Fees - - 12,125 13,368 12,900 - 110,000 89,799 135,025 103,166 Sponsored Programs - - - - - 13,734,000 14,798,280 13,734,000 14,798,280 Other 340,856 291,026 558,041 781,825 16,911 153,520 24,557 224,655 940,365 1,451,026

Subtotal, Operating Costs 12,527,903 13,482,711 2,185,702 3,387,344 289,810 725,408 15,494,375 17,106,904 30,497,790 34,702,367 Non-Routine Maintenance and Repairs 1,157,803 1,291,759 115,000 104,000 - - - - 1,272,803 1,395,759 Capital Lease Payments 2,640,000 2,353,600 - - - 191,400 - - 2,640,000 2,545,000 Capital Equipment - 11,000 5,000 85,000 - - - - 5,000 96,000 Capital Improvements - 110,000 - 815,000 - - - - - 925,000 Interest on Capital Related Debt 4,794,727 4,519,595 - - 139,951 180,811 - - 4,934,678 4,700,406

Subtotal, Other Operating Expenses 8,592,530 8,285,954 120,000 1,004,000 139,951 372,211 - - 8,852,481 9,662,165 TOTAL ALL EXPENSES 23,480,640 24,260,323 3,390,589 5,385,642 700,490 1,097,620 18,009,863 19,766,803 45,581,582 50,510,387

NET REVENUE BEFORE UNIVERSITY SUPPORT 11,078,068 11,898,566 (706,429) (2,656,053) (678,494) (1,075,620) (2,529,248) (3,551,892) 7,163,897 4,615,002 Scholarships 200,000 200,000 10,000 10,000 - - - - 210,000 210,000 Community Outreach - - - - 191,000 123,500 50,000 50,000 241,000 173,500 Contribution to University-Leased Facilities - - 652,814 428,283 120,250 122,542 - - 773,064 550,825 Contribution to University Support - - 100,000 - 475,000 475,000 - - 575,000 475,000

NET REVENUE AFTER UNIVERSITY SUPPORT 10,878,068 11,698,566 (1,469,243) (3,094,336) (1,464,744) (1,796,662) (2,579,248) (3,601,892) 5,364,833 3,205,676

NET REVENUE BEFORE RESERVE 10,878,068 11,698,566 (1,469,243) (3,094,336) (1,464,744) (1,796,662) (2,579,248) (3,601,892) 5,364,833 3,205,676 Working Capital/Current Operations Reserve - - - - - - - 165,666 - 165,666 Capital Replacement Reserve - - - - - - 5,364,833 - 5,364,833 - Future Operations Reserve - - - - - - - 3,000,000 - 3,000,000 Audit Disallowance Reserve - - - - - - - - - - Housing Buyback Reserve - - - - - - - - - - CEHI Maintenance Reserve - - - - - - - - - -

NET REVENUE AFTER RESERVE 10,878,068 11,698,566 (1,469,243) (3,094,336) (1,464,744) (1,796,662) (7,944,081) (6,767,558) - 40,010

Housing and Residential Life Auxiliary Enterprises Campus Support Administration Total



MEMORANDUM

TO: University Corporation Board of Directors

FROM: Sherry Baggett, Controller

DATE: June 8, 2017

SUBJECT: 3rd Quarter 2016/17 Financial Highlights

Included in this financial report are the documents listed below: • Statements of Net Position as of March 31, 2017 • Operating Statements of Revenues, Expenses, and Changes in Net Position (budget

comparison) • Consolidated Statements of Revenues, Expenses, and Changes in Net Position (prior

year comparison) Highlights on Statements of Net Position: Total Assets have increased by $77.7M this fiscal year due primarily to the acquisition

of the Promontory student housing buildings Total Liabilities have also increased by $71.3M due primarily to the acquisition of debt

required to purchase the Promontory Total Net Position has increased by $6.2M this fiscal year as seen mostly in

Unrestricted Net Position The Corporation’s Total Net Position balance as of March 31, 2017 is $62.8M

compared to $56.6M at June 30, 2016

Highlights on Operating Statements of Revenues, Expenses and Changes in Net Position

(budget comparison): • Total Operating Revenues are ahead of budget by $934k due mostly to Homeowner

Sales (a non-budgeted item) • Total Operating Expenses are under budget by $354k with most line items showing an

under-budget variance, except for Cost of Homeowner Sales (which isn’t budgeted) and Rental expense and Depreciation which are both due to the Promontory

• As a result of the above, the Operating income exceeded budget by $1.3M

Highlights on Consolidated Statements of Revenues, Expenses and Changes in Net

Position (prior year comparison): Overall, the Corporation’s Operating Income (including gifts and grants) is $5.2M Total Non-operating Revenues and Expenses and Other Changes in Net Position

which includes gifts and donations, investment income, university support, market gains and losses, and interest on capital-related debt yielded net revenues of $1.1M As a result, the overall net impact of this fiscal year’s activities is an increase in net

position of $6.2M

University Corporation at Monterey BayStatements of Net Position

3:12 PM6/8/2017

March 31, 2017 June 30, 2016

Current Assets:Cash and cash equivalents 7,822,909$ 8,505,945$ Certificates of deposit 1,217,999 255,548 Receivables:

Grants and contracts, net 3,108,196 3,197,969 Property manager 2,771,914 509,178 University 1,070,416 578,730 Foundation 5,290 5,643 Housing, net 671,020 196,220 Other, net 1,032,044 1,238,120

Pledges receivable, net 212,500 48,500 Prepaid expenses and other assets 770,195 736,004 Real estate held for sale 591,693 390,959

Total Current Assets 19,274,176 15,662,816

Noncurrent Assets:

Charitable gift annuities held by CSU Foundation 48,171 48,171 Pledges receivable, net 585,180 28,831 Notes receivable 572,586 - Certificates of deposit 1,034,878 2,000,538 Long-term investments 44,558,154 36,566,700 Capital assets, net 133,588,427 67,674,040 Other noncurrent assets 40,000 40,000

Total Noncurrent Assets 180,427,396 106,358,280 Total Assets 199,701,572 122,021,096

Deferred Outflows of Resources:Unamortized loss on refundings 1,773,516 1,897,056

Total Deferred Outflows of Resources 1,773,516 1,897,056

Current Liabilities:Accounts payable 1,445,046$ 2,073,474$ Payable to University 1,642,838 1,251,437 Payable to Foundation 5,062 41,734 Accrued salaries and benefits payable 1,026,246 1,131,690 Unearned revenue:

Housing 4,075,103 323,124 Other 1,933,017 1,260,283

Capital lease obligations, current portion 2,640,000 2,070,000 Other liabilities 32,366 27,709

Total Current Liabilities 12,799,678 8,179,451

Noncurrent Liabilities:Capital lease obligations, net of current portion 124,476,216 57,838,683 Depository accounts 1,353,454 1,276,712

Total Noncurrent Liabilities 125,829,670 59,115,395 Total Liabilities 138,629,348 67,294,846

Net Position:Net investment in capital assets 8,245,727 9,662,413 Restricted for:

Expendable:Pledges receivable 797,680 77,331 Net gifts and donations 3,364,119 3,784,194 Net grants and contracts 84,841 48,237 Other 201,270 308,225

Unrestricted 50,152,103 42,742,906

Total Net Position 62,845,740$ 56,623,306$

Assets

Liabilities

Net Position

University Corporation at Monterey BayOperating Statement of Revenues, Expenses, and Changes in Net Position

Period Ended March 31, 2017

Budget Actuals VarianceOperating Revenues:

Housing 28,303,142$ 27,567,584$ (735,558)$ Homeowner Sales - 1,083,000 1,083,000 Sales and services of auxiliary enterprises 867,643 1,064,046 196,403 Conference services 150,000 200,917 50,917 Other operating revenues 579,545 918,569 339,024

Total Operating Revenues 29,900,330 30,834,116 933,786

Operating Expenses:Salaries and benefits 6,731,395 5,487,443 1,243,952 Contract services 5,141,911 4,262,173 879,738 Utilities 2,842,573 2,942,757 (100,184) Supplies and services 994,270 579,000 415,270 Travel 108,092 47,460 60,632 Scholarships 170,000 133,806 36,194 Professional services 178,418 170,473 7,945 Housing concessions 991,610 621,360 370,250 Repairs and maintenance 928,069 1,114,156 (186,087) Rental expense 359,014 494,329 (135,315) Equipment 627,434 308,646 318,788 Insurance 565,336 450,949 114,387 Depreciation and amortization 3,425,618 4,856,787 (1,431,169) Cost of homeowner sales - 1,057,270 (1,057,270) Other operating expenses 843,467 1,026,604 (183,137)

Total Operating Expenses 23,907,207 23,553,213 353,994

Operating Income 5,993,123$ 7,280,903$ 1,287,780$

University Corporation at Monterey BayStatements of Revenues, Expenses and Changes in Net Position

March 31, 2017 March 31, 2016Operating Revenues:

Housing 28,650,584$ 28,673,770$ Grants and contracts:

Federal 8,316,247 7,572,910 State 829,352 1,202,917 Local 191,266 207,077 Nongovernmental 928,935 721,082

Sales and services of auxiliary enterprises, net 1,225,875 926,692 Conference services 316,020 523,424 Other operating revenues 430,938 593,750

Total Operating Revenues 40,889,217 40,421,622

Operating Expenses:Salaries and benefits 12,820,757 11,888,294 Contract services 4,604,491 4,718,292 Subawards 370,692 387,674 Utilities 2,949,064 2,412,484 Supplies and services 1,178,889 1,219,662 Travel 595,772 536,460 Scholarships 2,209,830 1,435,885 Professional services 170,923 150,012 Housing concessions 621,360 662,838 Repairs and maintenance 1,129,088 941,951 Rental expense 520,694 3,442,396 Equipment 404,440 683,305 Insurance 471,019 425,259 Depreciation and amortization 4,856,787 3,417,973 Cost of real estate sold 1,057,270 990,746 Other operating costs 1,684,843 1,414,518

Total Operating Expenses 35,645,919 34,727,749

Operating Income 5,243,298 5,693,873

Nonoperating Revenues (Expenses):Gifts and donations, noncapital 2,741,011$ 1,598,415$ Investment income 910,813 766,519 Realized and unrealized gains and (losses) on investments 1,150,724 (947,733) University support, noncapital (874,022) (558,750) Contributions to Foundation endowment (26,514) (100,000) Interest on capital-related debt (2,771,919) (1,721,317) Loss on sale of assets (2,781) - Other nonoperating revenues (expenses) 3,029 -

Total Nonoperating Revenues (Expenses) 1,130,341 (962,866)

Other Changes in Net Position:University support, capital (151,204) -

Total Other Changes in Net Position (151,204) -

Increase in Net Position 6,222,434 4,731,007

UNIVERSITY CORPORATION at MONTEREY BAY2016/2017 REPORT OF PUBLIC EXTERNAL FUNDING SOURCES

SUMMARY REPORT7/1/16-‐3/31/17

6/7/17

I. PUBLIC AWARDS/CONTRACTS RECEIVED 2016/2017 (3rd QUARTER)

(Awards Goal Compared to Actual Awards)

AMOUNT THRU NUMBER OF AMOUNT THRU NUMBER OF16/17 GOAL 3/31/17 AWARDS 3/31/16 AWARDS

NEW PUBLIC FUNDS DIRECT $12,000,000 9,515,979$ 57 $10,817,576 61INDIRECT $1,100,000 $1,075,749 (plus 20 supplements) $878,408 (plus 12 supplements)TOTAL PUBLIC $13,100,000 10,591,728$ $11,695,984

II. ONGOING PUBLIC AWARDS 2016/2017 $28,565,745 85 $21,178,377 79

Total Awards (New + Ongoing) 39,157,473$ 142 $32,874,361 140

III. PENDING PUBLIC PROPOSALS AS OF NUMBER OF AS OF NUMBER OF3/31/17 PROPOSALS 3/31/16 PROPOSALS

$24,029,758 86 $16,182,269 74

FY 15/16 COMPARISON

University Corporation at Monterey BayExternal Funding Report - Sponsored Programs

FY17 Awards - 3rd Quarter

1

Type Sponsor Award Title PI Department Division/College Award Direct Award Indir. Award TotalOngoing Awards

FY16 New Awards Direct FY17

New Awards Indirect FY17

Total New Awards FY17 Award Term

1 Federal National Science Foundation Monterey Computing Scholarship Program Byun, YoungJoon SCD AA/Science 599,745$ -$ 599,745$ $599,745 4/1/10-3/31/172 Federal National Science Foundation Spatial Realism in the Mussel Bed Disturbance Paradigm Garza, Corey SNS AA/Science 33,049$ 15,203$ 48,252$ $48,252 8/15/11-7/31/163 Federal US Dept. Education HSI-STEM Articulation Year 5/15-16 Banks, John UROC AA/Provost 821,715$ -$ 821,715$ $821,715 10/1/15-9/30/174 Federal Hartnell College-US Dept. Education Hartnell, HSI STEM Articulation Grant 14-15 (Yr4) Banks, John UROC AA/Provost 243,718$ -$ 243,718$ $243,718 10/1/14-9/30/165 Federal Hartnell College-US Dept. Education Hartnell, HSI STEM Articulation Grant 14-15 (Yr5) Banks, John/Anderson, Sharon UROC AA/Provost 188,369$ -$ 188,369$ $188,369 10/1/15-9/30/166 Federal Montana State University-NASA Using NASA Resources to Inform Climate and Land Use Adaptation; Ecological ForecastingMelton, Forrest SNS AA/Science 323,543$ 73,444$ 396,987$ $396,987 8/12/11-8/11/167 Federal Bay Area Environmental Research-NASAARC-CREST Science Mission Operations by NSERC and Related Educational Activities Alexander, Susan SNS AA/Science 9,987,858$ 2,339,020$ 12,326,878$ $11,037,482 $1,041,013 $248,383 $1,289,396 3/1/12-2/29/228 Federal US Dept. Education Upward Bound, Watsonville and Soledad, Year 4/15-16 Brittain, Joy EOSP SA/Enrollment Management 288,908$ 18,913$ 307,821$ $307,821 9/1/15-8/31/169 Federal US Dept. Education Upward Bound, Watsonville and Soledad, Year 5/16-17 Brittain, Joy EOSP SA/Enrollment Management 297,274$ 19,782$ 317,056$ $0 $297,274 $19,782 $317,056 9/1/16-8/31/17

10 Federal US Dept. Education Upward Bound, N Monterey Cnty and Pajaro Valley, Year 4-15/16Brittain, Joy EOSP SA/Enrollment Management 234,963$ 15,037$ 250,000$ $250,000 9/1/15-8/31/1611 Federal US Dept. Education Upward Bound, N Monterey Cnty and Pajaro Valley, Year 5-16/17Brittain, Joy EOSP SA/Enrollment Management 241,256$ 16,244$ 257,500$ $0 $241,256 $16,244 $257,500 9/1/16-8/31/1712 Federal US Dept. Education Educational Talent Search Year 4,15-16 Brittain, Joy EOSP SA/Enrollment Management 471,884$ 37,751$ 509,635$ $509,635 9/1/15-8/31/1613 Federal US Dept. Education Educational Talent Search Year 5,16-17 Brittain, Joy EOSP SA/Enrollment Management 471,883$ 37,751$ 509,634$ $0 $471,883 $37,751 $509,634 9/1/16-8/31/1714 Federal National Science Foundation Graduate Research Fellowship Program (MLML-Robert San Miguel)Roney, Kris GUS AA/GUS 132,000$ -$ 132,000$ $132,000 9/15/12-8/31/1715 Federal NASA Land Cover Change Alexander, Susan SNS AA/Science 338,878$ 47,774$ 386,652$ $386,652 8/31/12-8/12/1616 Federal US Dept. Education McNair Scholars Program, Year 4/15-16 Banks, John UROC AA/Provost 207,370$ 12,630$ 220,000$ $220,000 10/1/15-9/30/1617 Federal Regents of the UC/Santa Cruz-US Army Corps of EngineersCharacterization of rocky intertidal, kelp forest and deep rocky and sandy ecosystems at San Clemente IslandLindholm, James/Kvitek, Rikk SNS AA/Science 729,698$ 105,298$ 834,996$ $834,996 9/1/12-8/31/1618 Federal Gavilan College-US Dept. Education Title V-Streamlined Career Transfer Pathway Su, Bude/Munet-Vilaro, Frances CSD/Nursing AA/HSHS and Extended Ed 454,830$ -$ 454,830$ $449,830 $5,002 $0 $5,002 10/1/12-9/30/1719 Federal US Dept. Interior/Bureau of Land ManagementHigh-Resolution Mapping of Soils and Special Features for the California Desert RenewableKlooster, Steve SNS AA/Science 324,369$ 73,631$ 398,000$ $398,000 1/16/13-9/30/1720 Federal National Science Foundation STEP - CSIT-In-3 Academic Integrity Management of Collaborative 3 year Computer Science Degree ProgramNarayanan, Sathya SCD AA/Science 894,128$ 228,870$ 1,122,998$ $1,122,998 8/1/13-7/31/1821 Federal National Science Foundation Collaborative Research: Investigations of the Cycling of Mercury from the Ocean to Fog and Deposition to Land in Coastal CaliforniaFernandez, Dan SNS AA/Science 34,717$ 15,970$ 50,687$ $50,687 8/1/13-7/31/1622 Federal National Park Service Predicting habitat selection by Yellowstone bison in and near Yellowstone National parkWatson, Fred SNS AA/Science 10,000$ 1,750$ 11,750$ $11,750 8/1/13-11/30/1623 Federal University Enterprises - National Science FoundationNSF-CSU LSAMP Senior Alliance (15-16) Banks, John UROC AA/Provost 15,000$ -$ 15,000$ $15,000 9/1/15-8/31/1624 Federal University Enterprises, Inc-NSF NSF-CSU LSAMP Senior Level (2016-2017) Banks, John UROC AA/Provost 20,000$ -$ 20,000$ $0 $20,000 $0 $20,000 9/1/16-8/31/1725 Federal CA Dept. Education - USDA Upward Bound Summer Food Program 2016 Brittain, Joy EOSP SA/Enrollment Management 20,000$ -$ 20,000$ $20,000 6/5/16-7/18/1626 Federal National Science Foundation Intertidal to the Ocean Deep: CSUMB Summer REU ProgramGarza, Corey SNS AA/Science 461,402$ 43,540$ 504,942$ $504,942 4/1/14-3/31/1827 Federal US Dept. Education College Assistance Migrant Program 2016-2017 Brittain, Joy EOSP SA/Enrollment Management 398,407$ 26,593$ 425,000$ $0 $398,407 $26,593 $425,000 7/1/16-6/30/1728 Federal National Science Foundation Ocean Acidification Collaborative Research: RUI: Multiple Stressor Effects of Ocean Acidification and Hypoxia on Behavior, Physiology and Gene Expression of Temperate Reef FishesLogan, Cheryl SNS AA/Science 201,871$ 92,860$ 294,731$ $294,731 9/1/14-8/31/1729 Federal Salinas City ESD-CA Dept. Ed-US Dept. EdCA Math & Science Partnership (CaMSP) Scott, Michael Math & Stats AA/Science 48,522$ 3,882$ 52,404$ $0 $48,522 $3,882 $52,404 7/1/16-6/30/1730 Federal US Dept. Education GEAR-UP Seaside/Salinas - Year 2 Brittain, Joy EOSP SA/Enrollment Management1,098,550$ 87,884$ 1,186,434$ $1,186,434 9/25/15-9/241631 Federal US Dept. Education GEAR-UP South County-Year 2 Brittain, Joy EOSP SA/Enrollment Management 831,731$ 66,539$ 898,270$ $898,270 9/25/15-9/24/1632 Federal CA Dept. Food & Ag-USDA Testing Decision Support Tools for Evapotranspiration Based Irrigation Management of Cool-Season VegetablesJohnson,Lee; Melton, Forrest SNS AA/Science 320,644$ 7,593$ 328,237$ $328,237 10/1/14-6/30/1733 Federal US Dept. Education El Camino Education Alliance-Year 2 O'Shea, Mark Teacher Ed AA/Education 1,730,353$ 38,858$ 1,769,211$ $1,769,211 10/1/15-9/30/1634 Federal CA Coastal Conservancy-US Dept. Homeland Security/FEMAMonterey Bay Extreme Event Beach Change and High Water Mark MonitoringKvitek, Rikk SNS AA/Science 21,739$ 3,261$ 25,000$ $25,000 10/13/14-9/30/1635 Federal NOAA Quantification of Seafloor Habitat Impacts from Bottom Trawling under Selected TrawlLindholm, James SNS AA/Science 247,431$ 72,180$ 319,611$ $319,611 1/115-12/31/1736 Federal US Dept. Agriculture Improving Student Success in Agriculture-Related Sciences with Academic Support and Career MentoringHaffa, Arlene; Anderson, SharonSNS AA/Science 232,311$ 57,691$ 290,002$ $290,002 9/1/14-8/31/1837 Federal Conservation International-NASA An integrated forest and fire monitoring and forecasting system for improved forest managementLi, Shuang SNS AA/Science 59,329$ 12,697$ 72,026$ $72,026 1/1/15-8/31/1738 Federal Navarro (Postdoc) - National Science FoundationNSF Postdoc Professional Services Contract Garza, Corey SNS AA/Science 25,331$ -$ 25,331$ $25,331 10/1/14-9/30/1739 Federal CSULB Fdn/DHHS-SAMHSA Salud a la Vida! Cheers to Life!-Year 2 Rios-Ellis, Britt CHSHS AA/HSHS 53,816$ 11,517$ 65,333$ $65,333 9/30/15-9/29/1640 Federal CSULB Fdn/DHHS-SAMHSA Salud a la Vida! Cheers to Life!-Year 3 Rios-Ellis, Britt CHSHS AA/HSHS 25,393$ 5,434$ 30,827$ $0 $25,393 $5,434 $30,827 9/30/16-9/29/1741 Federal SJSU Research Fdn-CDFA-USDA Effectiveness Study of multiple off-farm water treatment practices for specialty crop farmWatson, Fred SNS AA/Science 43,531$ 1,649$ 45,180$ $45,180 10/1/14-6/30/1742 Federal US Dept. Agriculture Capacity Building for agricultural sustainability on the California Central Coast through researchMelton, Forrest/Wood, Swarup SNS AA/Science 252,076$ 40,214$ 292,290$ $292,290 5/1/15-4/30/1843 Federal US Dept. Education Preparing School Psychologists to Effectively Support English Language Learners and Migrant Students-Year 2Draper-Rodriguez, Cathi Teacher Ed AA/Education 243,856$ 5,697$ 249,553$ $0 $243,856 $5,697 $249,553 7/1/16-6/30/1744 Federal CESU-USDI Bureau of Land ManagementCESU CA BLM Native Plant Materials Fort Ord National Monument RestorationLienk, Laura Lee SNS AA/Science 243,406$ 42,594$ 286,000$ $161,000 $106,383 $18,617 $125,000 6/25/15-9/30/1945 Federal American Library Assoc.-NEH Latina: Expanding the Latino Americans Series in our RegionVillasenor, Maria HCOM AA/CAHSS 10,000$ -$ 10,000$ $10,000 7/1/15-12/31/1746 Federal CA Marine Sanctuary Foundation-NOAAOn-Going Deepwater Characterization Lindholm, James SNS AA/Science 61,957$ 5,543$ 67,500$ $67,500 7/1/15-12/31/1647 Federal National Science Foundation Improving Polar Data Access and Communication Garza, Corey SNS AA/Science 57,397$ 26,403$ 83,800$ $83,800 8/1/15-7/31/1848 Federal US Dept. Education CSUMB Student Support Services Program-Year 1 Brittain, Joy EOSP SA/Enrollment Management 230,578$ 17,006$ 247,584$ $247,584 9/1/15-8/31/1649 Federal US Dept. Education CSUMB Student Support Services Program-Year 2 Brittain, Joy EOSP SA/Enrollment Management 238,566$ 16,445$ 255,011$ $0 $238,566 $16,445 $255,011 9/1/16-8/31/1750 Federal US Dept. Education Student Support Services STEM/Health Sciences Program-Year 1Brittain, Joy EOSP SA/Enrollment Management 204,815$ 15,185$ 220,000$ $220,000 9/1/15-8/31/1651 Federal US Dept. Education Student Support Services STEM/Health Sciences Program-Year 2Brittain, Joy EOSP SA/Enrollment Management 211,074$ 15,526$ 226,600$ $0 $211,074 $15,526 $226,600 9/1/16-8/31/1752 Federal Napa County Office of Ed-Corp Nat. ServiceAmeriCorps 2015-1026 Lienk, Laura Lee/Pollack, Seth Service LearningAA/GUS 116,560$ -$ 116,560$ $121,899 -$5,339 $0 -$5,339 9/9/15-8/31/1653 Federal NOAA Building A Bridge: Connecting Underserved Youth to the Monterey Bay Sanctuary-Year 2Lienk, Laura Lee SNS AA/Science 24,000$ 6,000$ 30,000$ $30,000 9/1/15-8/31/1654 Federal NASA Generation Drone-Based Spectral Systems for Environmental MonitoringAmbrosia, Vincent SNS AA/Science 61,410$ 13,141$ 74,551$ $39,051 $29,243 $6,257 $35,500 8/19/15-8/18/1755 Federal National Marine Sanctuary Fdn-NOAA ONMS System-wide Project Support Lindholm, James SNS AA/Science 29,464$ 5,156$ 34,620$ $34,620 7/1/15-12/31/1756 Federal National Institutes of Health Yr 2-Innovative Research Education and Articulation in the Preparation of Underrepresented and First Generation Students for Careers in Biomedical Big Data ScienceCanner, Judith Math & Stats AA/Science 193,449$ 12,506$ 205,955$ $0 $193,449 $12,506 $205,955 7/1/16-6/30/17



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57 Federal USDI/Fish & Wildlife Service Restoration at Monterey State Beach-Seaside Dunes Lienk, Laura Lee SNS AA/Science 62,902$ 11,008$ 73,910$ $73,910 9/21/15-8/1/2058 Federal Stanford University-NASA A Modular UAS Framework for Customizable Autonomy ResearchDahlgren, Robert SNS AA/Science 84,425$ 18,067$ 102,492$ $102,492 12/1/15-6/30/1759 Federal US Environmental Protection Agency Advanced Bioreactor for Treatment of Agricultural Runoff Skardon, John SNS AA/Science 10,274$ 4,726$ 15,000$ $15,000 9/1/15-8/31/1660 Federal Monterey County Health Dept.-Center for Disease ControlPrevention First 1305-FY1 Judson, Kim HHS&PP AA/HSHS 186,445$ 18,645$ 205,090$ $0 $186,445 $18,645 $205,090 7/1/16-6/30/1761 Federal CSU Long Beach-US Dept. Education HSI STEM Evaluation Unruh, Holly UROC AA/Provost 22,000$ -$ 22,000$ $22,000 10/1/15-9/30/1762 Federal UC Merced/Regents of UC-US SBA Small Business Development Center 2016 Shockley, Marylou Business AA/Business 157,272$ 15,728$ 173,000$ $170,000 $2,727 $273 $3,000 1/1/16-12/31/1663 Federal California Humanities-National Endowment for the HumanitiesIran/America: Stories of the Journey to California Badiey, Naseem SBS&GS AA/CAHSS 9,091$ 909$ 10,000$ $10,000 12/31/15-12/30/1664 Federal UC Regents/Davis-US Dept. Agriculture Real-Time Irrigation Metrics for Improved Water use EfficiencyPierce, Lars SNS AA/Science 20,654$ 981$ 21,635$ $21,635 10/1/15-9/30/2665 Federal National Marine Fisheries Service-NOAACSU COAST Summer Internships-Protected Resources Kamer, Krista COAST AA/Provost 4,000$ -$ 4,000$ $4,000 6/1/16-12/31/1666 Federal National Marine Sanctuary Fdn-NOAA CSU COAST Summer Internships-NOAA Sanctuaries Kamer, Krista COAST AA/Provost 8,000$ -$ 8,000$ $8,000 6/1/16-12/31/2067 Federal Michigan State University-USDA A production system for high value crops at risk from downy mildew: integrating detection, breeding, extension and educationMiles, Timothy SNS AA/Science 86,264$ 36,970$ 123,234$ $123,234 3/1/16-2/28/1868 Federal US Dept of Education Preparing School Social Workers to Effectively Support English Language Learners and Migrant Students through Mentorship and TechnologyBullas, Amy Social Work AA/HSHS 231,479$ 18,518$ 249,997$ $0 $231,479 $18,518 $249,997 7/1/16-6/30/1769 Federal Regents of UC/San Diego - NOAA The effects of climate change induced ocean acidification and hypoxia on reproduction of rockfishesLogan, Cheryl SNS AA/Science 6,243$ 2,872$ 9,115$ $0 $6,243 $2,872 $9,115 2/1/16-1/31/1770 Federal US Dept. Health & Human Services Scholarships for Disadvantage Students - SWIPE In! (Social Work Investment in Primary care Education)Altman, Julie Social Work AA/HSHS 421,540$ -$ 421,540$ $0 $421,540 $0 $421,540 7/1/16-6/30/1771 Federal Napa County Office of Ed-Corp Nat. ServiceAmeriCorps Building Volunteer Capacity 2016-2019 Lienk, Laura Lee/Pollack, Seth Service LearningAA/GUS 98,484$ -$ 98,484$ $0 $98,484 $0 $98,484 9/1/16-8/30/1772 Federal Dominican University of CA-USDA Phytophthora Testing for CA Nurseries Miles, Timothy SNS AA/Science 24,438$ 3,652$ 28,090$ $0 $24,438 $3,652 $28,090 9/1/16-7/30/1773 Federal Penn State Univ-US Dept Agriculture Plant Friends and Foes" Plant Interactions Miles, Timothy SNS AA/Science 16,956$ -$ 16,956$ $0 $16,956 - $16,956 3/15/16-3/14/201974 Federal US Dept of Education Research-based Interventions to Increase STEM Degree Attainment Banks, John/Anderson,Sharon/Roney,KrisUROC/CS/OGUSAA/Provost & Science 987,599$ 142,140$ 1,129,739$ $0 $987,599 $142,140 $1,129,739 10/1/16-9/30/1775 Federal Desert Research Institute-US Dept. CommerceDevelopment of a Nevada Drought Early Warning System, Melton, Forrest SNS AA/Science 28,817$ 6,167$ 34,984$ $0 $28,817 $6,167 $34,984 9/1/16-8/31/1776 Federal Regents, UC Berkeley/DHSS, Foster Care Title IVCalSWEC IV-E (2016-2017) Altman, Julie Social Work AA/HSHS 346,734$ 15,075$ 361,809$ $0 $346,734 $15,075 $361,809 7/1/16-6/30/1777 Federal South Dakota State University-USDA.NIFAPrecision Farming workforce development; standards, working groups, and experimental learning curriculumFausti, Scott Business AA/Business 8,733$ 2,620$ 11,353$ $0 $8,733 $2,620 $11,353 7/1/16-7/31/1778 Federal CA Dept Education-US Dept Education Monterey County Consortium for Mathematics Readiness Lieberman, Joanne Math & StatisticsAA/Science 403,928$ 17,737$ 421,665$ $0 $403,928 $17,737 $421,665 11/1/16-9/30/1979 Federal UC Merced/Regents of UC-US SBA Small Business Development Center 2017-PreAward Shockley, Marylou Business AA/Business 51,512$ 5,152$ 56,664$ $0 $51,512 $5,152 $56,664 1/1/17-12/31/1780 Federal Florida A&M University-NOAA Center for Coastal & Marine Ecosystems Garza, Corey SNS AA/Science 193,434$ 14,908$ 208,342$ $0 $193,434 $14,908 $208,342 9/1/16-8/31/1781 Federal CA Dept. Food & Ag-USDA Implementing rapid molecular diagnostic tools to detect Phytophthora cinnamomi in CaliforniaMiles, Timothy SNS AA/Science 387,689$ 8,150$ 395,839$ $0 $387,689 $8,150 $395,839 10/1/16-3/31/1982 Federal Save the Whales-NOAA Save the Whales and RON to Salinas Schools Lienk, Laura Lee SNS AA/Science 11,800$ 5,428$ 17,228$ $0 $11,800 $5,428 $17,228 8/1/16-7/31/1783 Federal Regents of UC/UCOP-US Dept. Ed Monterey Bay Foreign Language Project -Federal 2016-2017 Saito-Abbott, Yoshiko/Urioste, DonaldoWorld LanguagesAA/CAHSS 26,204$ 2,096$ 28,300$ $0 $26,204 $2,096 $28,300 7/1/16-6/30/1784 Federal Regents of UC/Santa Cruz - NOAA Filling in the White Zone Kvitek, Rikk SNS AA/Science 20,593$ 4,407$ 25,000$ $0 $20,593 $4,407 $25,000 2/1/16-1/31/1885 Federal National Science Foundation ASPIRE-Active Societal Participation in Research and EducationGarza, Corey SNS AA/Science 190,579$ 15,435$ 206,014$ $0 $190,579 $15,435 $206,014 9/15/16-8/31/19

TOTAL FEDERAL 29,472,213$ 4,184,053$ 33,656,266$ 25,727,960$ 7,211,916$ 716,392$ 7,928,308$





86 State CA Dept. Parks & Recreation Hollister Hills Watershed Assessment Smith, Doug SNS AA/Science 109,179$ 27,295$ 136,474$ $136,474 10/6/10-10/31/1687 State University Enterprises - CSU CO CO-CSU LSAMP Senior Alliance (2015-2016) Banks, John UROC AA/Provost 30,000$ -$ 30,000$ $30,000 9/1/15-8/31/1688 State University Enterprises - CSU CO CO-CSU LSAMP Senior Level 16-17 Banks, John UROC AA/Provost 25,000$ -$ 25,000$ $0 $25,000 $0 $25,000 9/1/16-8/31/1789 State CA Natural Resources - Dept. Water Resources Prop 50 fundsVSIM/TOPS Water Balancing Modeling System Pierce, Lars SNS AA/Science 174,900$ 17,490$ 192,390$ $192,390 6/11/14-6/30/1790 State CSU Chancellor's Office/ARI Linking Landsat Data Johnson, Lee SNS AA/Science 268,083$ -$ 268,083$ $268,083 9/10/14-9/9/1791 State Regents of Univ. of California-CA Dept. EducationMonterey Bay World Language Program CSMP 16-17 Saito-Abbott, Yoshiko; Urioste, DonaldoWLC AA/CAHSS 16,667$ 833$ 17,500$ $0 16,667$ 833$ 17,500$ 7/1/16-6/30/1792 State CA Public Utilities Commission CPUC Wireless Narayanan, Sathya/Byun, Young JoonSCD AA/Science 1,113,833$ 245,722$ 1,359,555$ $447,119 $743,577 $168,859 $912,436 4/16/11-6/30/1893 State ARI Campus Funds - CSU CO ARI Quantifying Benefits of On-farm BMPs for Irrigation and Nutrient ManagementMelton, Forrest/Haffa, Arlene/Post, Kirk/Johnson, LeeSNS AA/Science 136,412$ -$ 136,412$ $136,412 5/1/15-6/30/1794 State CA Dept. Water Resources Satellite Irrigation Management Support (SIMS): Mapping Crop Water Requirements through Integration of Satellite Observations and CIMIS DataMelton, Forrest SNS AA/Science 180,559$ 17,557$ 198,116$ $198,116 4/1/15-3/31/1895 State CA Institute for Behavioral Health Solutions-CA Dept. Mental HealthMHSA Prop 63 MSW Student Scholarships Altman, Julie MSW AA/HSHS 120,000$ -$ 120,000$ $120,000 8/1/15-6/30/1896 State CA Dept. Food & Agriculture Quantifying N2O Emissions under Different On -farm Irrigation and Nutrient Management BMP's that Reduce Groundwater Nitrate Loading and Applied WaterHaffa, Arlene/Post, Kirk SNS AA/Science 251,404$ 18,596$ 270,000$ $270,000 7/1/16-6/30/1897 State CA Dept. Fish & Wildlife Community Based Habitat Restoration on the Fort Ord Dunes State Park Aids CoastalLienk, Laura Lee SNS AA/Science 5,454$ 2,509$ 7,963$ $7,963 10/16/15-9/30/1698 State CA Dept. Water Resources Satellite Applications for Mapping and Monitoring Crop Water Use, Water Transfers and Crop Type in CaliforniaMelton, Forrest SNS AA/Science 200,707$ 42,952$ 243,659$ $243,659 6/1/15-5/30/1799 State CSU CO/ARI-System Funds Quantifying Benefits of On-farm BMPs for Irrigation and Nutrient ManagementMelton, Forrest; Johnson, Lee SNS AA/Science 443,720$ -$ 443,720$ $443,720 7/1/15-6/30/18

100 State CA State Lands Commission CSU COAST Summer Internships-State Lands Commission Kamer, Krista COAST AA/Provost 20,000$ -$ 20,000$ $20,000 6/1/16-12/31/20101 State CA State Fish & Wildlife CSU COAST Summer Internships-CDFW Kamer, Krista COAST AA/Provost 4,250$ -$ 4,250$ $4,000 $250 $0 $250 5/20/16-2/28/17102 State CA Office of Statewide Health Planning & DevelopmentGuided Exploration of Social Work as a Career Altman, Julie Social Work AA/HSHS 13,889$ 1,111$ 15,000$ $0 $13,889 $1,111 $15,000 6/27/16-6/26/17103 State Capacity Building and data mobilization GO-Biz 2016 Shockley, Marylou Business AA/Business 20,000$ -$ 20,000$ $0 $20,000 $0 $20,000 7/1/16-6/30/17104 State Southern CA Coastal Water Research Project/CA State Water Resources Control BoardBiological indicators for assessment of intermittent and ephemeral rivers during dry phaseOlson, John SNS AA/Science 22,665$ 5,666$ 28,331$ $0 $22,665 $5,666 $28,331 8/17/16-5/31/17105 State CA State Parks Dept. Hollister Hills 2016 Smith, Doug SNS AA/Science 191,637$ 38,661$ 230,298$ $0 $191,637 $38,661 $230,298 11/16/16-12/31/21106 State Regents of UC/Berkeley - CA OSHPD CalSWEC Mental Health Stipend 2016-2017 Altman, Julie MSW AA/HSHS 91,200$ 4,200$ 95,400$ $0 $91,200 $4,200 $95,400 7/1/16-6/30/17107 State Campus ARI-CSU CO ARI ARI-Campus Simplifying Molecular Diagnostics for Field Use in Detecting Plant PathogensMiles, Timothy SNS AA/Science 35,921$ 3,592$ 39,513$ $0 $35,921 $3,592 $39,513 1/1/17-12/31/17108 State Campus ARI-CSU CO ARI ARI Campus: Flow and Transport Modeling of Vadose Zone Leaching Under Different On-farm BMPs for Irrigation and Nutrient ManagementPost,Kirk/Melton, Forrest SNS AA/Science 51,856$ 5,186$ 57,042$ $0 $51,856 $5,186 $57,042 12/1/16-11/30/17109 State CA Commission on Teacher CredentialingSPED-Education Specialist Mild/Moderate and Moderate/Severe iTEP Special Education Program (SEP)Draper-Rodriguez, Cathi/Perez-Grenados, Deanne/Teacher Ed/Liberal StudiesAA/Education 227,273$ 22,727$ 250,000$ $0 $227,273 $22,727 $250,000 12/5/16-6/30/18110 State CA Commission on Teacher CredentialingLS-MS-Bilingual Authorization ITEP-Bilingual Elementary Education Program (BEEP)Perez-Grenados, Deanne/Draper-Rodriguez, CathiLiberal Studies/Teacher EdAA/Education 227,273$ 22,727$ 250,000$ $0 $227,273 $22,727 $250,000 12/5/16-6/30/18



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111 State City of Salinas-CA Dept Parks & RecreationBringing Back the Wildlife Lienk, Laura Lee SNS AA/Science 66,527$ -$ 66,527$ $0 $66,527 $0 $66,527 7/1/16-6/30/21112 State Coastal Conservation and Research-CA State Coastal ConservancySalinas River State Beach Dune Restoration Project Lienk, Laura Lee SNS AA/Science 11,478$ 1,722$ 13,200$ $0 $11,478 $1,722 $13,200 1/1/17-4/30/18113 State CA Dept of Pesticide Isolating and Characterizing Microbial Bioremediators of Pesticides and Quantifying Bioremediation Rates in Multichannel Wood Chip BioreactorsHaffa, Arlene SNS AA/Science 119,986$ 29,996$ 149,982$ $0 $119,986 $29,996 $149,982 1/1/17-6/30/19114 State CA State University, Fresno Fdn-CSU ARIQuantifying benefits of on-farm BMPs for enhanced water Melton, Forrest/Johnson, Lee SNS AA/Science 50,000$ -$ 50,000$ $0 $50,000 $0 $50,000 7/1/16-6/30/17

TOTAL STATE 4,229,873$ 508,542$ 4,738,415$ 2,517,936$ 1,915,199$ 305,280$ 2,220,479$

115 Local County of Monterey-Dept. Social & Employment ServicesSocial Service Evaluation 2014-2017 Judson, Kim;/Navarro, Ignacio HHSPP AA/HSHS 75,216$ 15,043$ 90,259$ $93,737 -$2,898 -$580 -$3,478 11/1/14-6/30/17116 Local Arts Council for Monterey County Lulu Washington Dance Theater Outreach and Community EngagementCardinalli, Joseph World Theater Provost 2,800$ -$ 2,800$ $2,800 1/1/16-12/31/16117 Local County of Santa Cruz Health Services Santa Cruz County Evaluation Navarro, Ignacio HHS&PP AA/HSHS 29,710$ 5,942$ 35,652$ $35,652 1/12/16-5/31/17118 Local Santa Lucia Community Services Pond Evaporation Study Smith, Doug SNS AA/Science 1,656$ 761$ 2,417$ $2,417 4/1/16-10/31/16119 Local Interim Inc.-Monterey County Dept. Behavioral HealthChinatown Community Learning Center Coordinator Position Support 16-17Altman, Julie Social Work AA/HSHS 101,651$ 20,331$ 121,982$ $0 $101,651 $20,331 $121,982 7/1/16-6/30/17120 Local City of Seaside City of Seaside Local Small Business Assistance Shockley, Marylou Business AA/Business 13,636$ 1,364$ 15,000$ $0 $13,636 $1,364 $15,000 7/7/16-6/30/17121 Local Monterey Peninsula Water Management DistrictCarmel River Dam Removal Impacts Smith, Doug SNS AA/Science 11,700$ 2,340$ 14,040$ $0 $11,700 $2,340 $14,040 9/26/16-3/31/17122 Local Monterey Institute/Middlebury College-City of MontereyBroad Based Asset Inventory Project Barbeau, Brad/Chou, Chi-Chun/Sharma, ShwadhinBusiness AA/Business 16,000$ 1,600$ 17,600$ $0 $16,000 $1,600 $17,600 8/23/16-12/31/17123 Local Monterey Peninsula Unified School DistrictRON to MPUSD 5th Grade 2016-2017 Lienk, Laura Lee SNS AA/Science 22,727$ 2,273$ 25,000$ $0 $22,727 $2,273 $25,000 8/1/16-6/30/17124 Local Santa Rita Unified School District Gavilan View Middle School Earth, Sky, Water Garden ProgramsLienk, Laura Lee SNS AA/Science 16,330$ 7,512$ 23,842$ $0 $16,330 $7,512 $23,842 8/1/16-6/30/17

TOTAL LOCAL GOV 291,426$ 57,166$ 348,592$ 134,606$ $179,146 $34,840 $213,986

125 Other Burleson Consulting, Inc. Restoration Assistance for Dune Plantings Lienk, Laura Lee SNS AA/Science 6,459$ 4,306$ 10,765$ $10,765 3/15/15-12/31/17126 Other Multiple Partners Hosting AmeriCorps AmeriCorps VIP 2015-2016 Matching Funds Lienk, Laura Lee/Pollack, Seth Service LearningAA/GUS 75,972$ -$ 75,972$ $75,972 9/9/15-8/31/16127 Other NBD Nanotechnologies, Inc. Collector Construction, Deployment and Analysis Fernandez, Dan SNS AA/Science 17,124$ 7,876$ 25,000$ $25,000 6/1/15-6/30/17128 Other UCSC Natural Reserves Nature Detectives Spring 2016 Lienk, Laura Lee SNS AA/Science 4,400$ -$ 4,400$ $4,400 1/14/16-10/31/16129 Other Santa Lucia Conservancy Santa Lucia 2016 Smith, Doug SNS AA/Science 18,095$ 2,714$ 20,809$ $20,809 3/1/16-12/31/16130 Other Environmental Defense Fund Monterey Bay Trawl Impact Study Augmentation Lindholm, James SNS AA/Science 8,731$ 4,016$ 12,747$ $12,747 2/10/16-8/31/16131 Other Remote Sensing Solutions, Inc. CSU COAST Summer Internships-Remote Sensing Solutions, Inc.Kamer, Krista COAST AA/Provost 9,000$ -$ 9,000$ $4,000 $5,000 $0 $5,000 6/1/16-12/31/20132 Other SeaTrec, Inc. CSU COAST Summer Internships-SeaTrec, Inc. Kamer, Krista COAST AA/Provost 26,900$ -$ 26,900$ $2,000 $24,900 $0 $24,900 6/1/16-12/31/20133 Other Ocean Aero, Inc. CSU COAST Summer Internships-Ocean Aero, Inc. Kamer, Krista COAST AA/Provost 4,000$ -$ 4,000$ $4,000 6/1/16-12/31/20134 Other Regents of UC/Merced-PG&E PG&E Energy Efficient Training and Consulting Shockley, Marylou Business AA/Business 15,000$ -$ 15,000$ $15,000 1/1/16-9/30/17135 Other Marine Applied Research & Exploration, Inc.CSU COAST Summer Internships-MARE Kamer, Krista COAST AA/Provost 4,000$ -$ 4,000$ $4,000 6/1/16-12/31/20136 Other Strawberry Commission Investigating Factors that Contribute to Tolerance to Botrytis and Other Fruit Rotting FungiMiles, Timothy SNS AA/Science 6,550$ -$ 6,550$ $6,550 2/1/16-1/31/17137 Other Napa County Office of Education Match Funds to AmeriCorps Building Volunteer Capacity (50476)Lienk, Laura Lee/Pollack, Seth Service LearningAA/GUS 78,354$ -$ 78,354$ $0 $78,354 $0 $78,354 9/12/16-8/30/17138 Other Monterey County for Energy IndependenceSan Ardo Economic Impact Barbeau, Brad Business AA/Business 56,000$ 14,000$ 70,000$ $0 $56,000 $14,000 $70,000 8/9/16-12/31/16139 Other Regents of the Univ. of Minnesota MMPI-2RF Validation Using Meta-Analysis and a Forensic Psychiatric Inpatient Hospital SampleBurchett, Danielle Psychology AA/CAHS 10,009$ -$ 10,009$ $0 $10,009 $0 $10,009 7/1/16-8/31/17140 Other Regents of UC/Santa Cruz Nature Detectives Spring 2017 Lienk, Laura Lee SNS AA/Science 5,171$ -$ 5,171$ $0 $5,171 $0 $5,171 1/1/17-10/1/17141 Other Northern Sky Entertainment Drain Alcatraz Video Kvitek, Rikk SNS AA/Science 10,853$ 2,322$ 13,175$ $0 $10,853 $2,322 $13,175 1/27/17-4/30/17142 Other Santa Lucia Conservancy Santa Lucia Monitoring 2017 Smith, Doug SNS AA/Science 19,431$ 2,915$ 22,346$ $0 $19,431 $2,915 $22,346 1/1/17-12/31/17

TOTAL OTHER 376,049$ 38,149$ 414,198$ 185,243$ 209,718$ 19,237$ 228,955$

GRAND TOTAL 34,369,561$ 4,787,910$ 39,157,471$ 28,565,745$ 9,515,979$ 1,075,749$ 10,591,728$


FY17 Pending Proposals - 3rd Quarter 7/1/16-3/31/17

1

FY14Type Proposed Sponsor Proposal Title P.I. Department Direct Indirect Total

1 State 8/14/14 Humboldt State University - CA Ocean Protection CouncilBaseline Characterization of Deep Water Benthic Communities in Northern CA MPAs using an ROVLindholm, James SNS 63,506$ 15,876$ 79,382$ 2 State 9/4/13 UC Regents/Santa Cruz Forecasting Ecosystem Effects of Spatial and Temporal Variation in Fog and Cloud Cover Fernandez, Dan SNS 12,074$ 2,415$ 14,489$ 3 Federal 11/12/13 NASA Wideband electrical characterization of stressed rocks: Insight to charge transport in deformed mateDahlgren, Robert SNS 29,170$ 6,242$ 35,412$ 4 Federal 12/3/13 La Joya School - CA Dept. Ed La Joya Elementary School and Return of the Natives Lienk, Laura Lee SNS 2,643$ 132$ 2,775$ 5 Federal 1/28/14 National Endowment for the Arts World Theater Presents "The Big Read" Cardinalli, Joseph World Theater 20,000$ -$ 20,000$ 6 Federal 2/21/14 NASA Remote Sensing for Drought Monitoring and Response Workshop Johnson, Lee SNS 3,730$ 799$ 4,529$ 7 Federal 3/13/14 Sea Grant/UCSD-NOAA The value of habitat diversity in marine reserve design: spiny lobster use of intertidal habitat Garza, Corey SNS 16,100$ 2,806$ 18,906$ 8 Federal 4/30/14 University of Nebraska - NASA Operational Earth Observation and Resources Management for High Value Wine and Tree ProductionJohnson, Lee SNS 320,806$ 68,653$ 389,459$ 9 State 6/15/14 OEHHA/COAST Indicators of Climate Change Lindholm, James SNS 38,385$ 5,860$ 44,245$

10 State 6/25/14 CA Sea Grant The role of wave exposure and kelp biomass in shaping invertebrate/algae sensitivity to carbonate chemistry within CA Marine Protected AreasNickols, Kerry/Logan, Cheryl/Haupt, AlisonSNS 68,149$ 11,850$ 79,999$ FY14 PENDING PROPOSALS 574,563$ 114,633$ 689,196$


11 Federal 12/14/14 Norfolk State University-NASA Center for Advanced Polymer-based Technology for UAV Research and Education (CAPTURE) Dahlgren, Robert SNS 514,829$ 110,175$ 625,004$ 12 Federal 1/15/15 NOAA Marine Debris Outreach-Parents in Salinas and Seaside Lienk, Laura Lee SNS 32,789$ 8,197$ 40,986$ 13 Local 3/16/15 Monterey County Transportation Agency Transpiration Agency for Monterey County Bicycle Secure Program Spear, Anya Campus Planning 8,546$ -$ 8,546$ 14 Federal 3/20/15 USC Sea Grant An isoscape approach for assessing marine reserve performance Garza, Corey SNS 29,444$ 10,416$ 39,860$ 15 Federal 4/13/15 NOAA Understanding Global Changes at Local Scales: Development of Integrated Web Visualization tools and curriculum modules for the Next Generation Science StandardsMelton, Forrest SNS 457,458$ 40,963$ 498,421$ 16 Federal 5/4/15 National Science Foundation CPS: Synergy: Collaborative Research: Work Systems Simulation for Design, Mission Planning and Certification of Unmanned Air Systems in the National Air SpaceAmbrosia, Vincent SNS 56,402$ 12,070$ 68,472$ 17 State 6/26/15 Monterey Bay Unified Air Pollution Control District EV Replacement Incentive Program-ATV & Trailer Lawson, Earl Police 12,655$ -$ 12,655$

FY15 PENDING PROPOSALS 1,112,123$ 181,821$ 1,293,944$


18 Federal 8/15/15 Tufts University-National Science Foundation Marine Larvae Garren, Melissa SNS 102,453$ 47,129$ 149,582$ 19 Local 9/1/15 Monterey Peninsula Regional Park District RON 5th Grade Garden Projects 2015-2016 Lienk, Laura Lee SNS 10,800$ 2,160$ 12,960$ 20 Federal 9/3/15 UC Regents/Los Angeles-National Science Foundation Change in Global Kelp Haupt, Alison SNS 16,275$ 7,486$ 23,761$ 21 Federal 11/2/15 NOAA Characterization of Bottom Trawl Interactions with Fishes and Seafloor Habitats from a Net-Mounted CameraLindholm, James SNS 63,302$ 29,119$ 92,421$ 22 Federal 11/10/15 National Endowment for the Arts The Measurement of Instructional Minutes in the Arts for the Tri-County Area Neddeau, Browning Liberal Studies 9,041$ 4,159$ 13,200$ 23 State 12/15/15 CSU Fresno-CA Energy Commission Central Valley Regional Innovation Center Johnson, Lee/Shockley, Marylou SNS/Business 68,487$ 31,504$ 99,991$ 24 Federal 12/16/15 NOAA-BWET Building A Bridge: Yr.3: Connecting underserved youth to the Monterey Bay Sanctuary through hands-on educationLienk, Laura Lee SNS 48,374$ 11,626$ 60,000$ 25 Local 2/4/16 Transportation Agency for Monterey County Transportation Agency For Monterey County Bicycle Secure Program Spear, Anya Campus Planning 9,091$ -$ 9,091$ 26 Federal 2/5/16 US Department of Education TRIO-Educational Talent Search (ETS)-Monterey County Brittain, Joy EOSP 2,591,110$ 207,289$ 2,798,399$ 27 Federal 3/1/16 UC Regents/UCSC-USDA Integrated systems for management of soil borne diseases and pests in strawberry production Haffa, Arlene SNS 148,097$ 41,801$ 189,898$ 28 Federal 3/11/26 Regents of UC/Santa Cruz-USDA Nitrous oxide emissions from organic crop rotations in Central Coast California during planting and crop residue incorporationHaffa, Arlene SNS 46,754$ 13,185$ 59,939$ 29 Federal 3/11/16 Regents of UC/Santa Cruz-CDFA-USDA Improving Anaerobic soil disinfestation for soilborne disease control in CA strawberries Haffa, Arlene SNS 114,759$ 3,203$ 117,962$ 30 Federal 3/12/16 USDA-ARS Developing a powdery mildew Fungicide Resistance Area Wide Network (FRAN) for the Pacific West Region for wine, table and raisin grapesMiles, Timothy SNS 653,927$ 56,643$ 710,570$ 31 Federal 3/18/16 Pennsylvania State Univ-USDA Integrated approaches to reduce mushroom production costs through improved growing efficiency and the use of sustainable raw materialsMiles, Timothy SNS 156,269$ 44,073$ 200,342$ 32 Federal 3/22/16 CSU Humboldt - National Science Foundation/USDA Desalination technology development and environmental impacts Logan, Cheryl SNS 174,230$ 65,086$ 239,316$ 33 Federal 3/24/16 CSU Long Beach-US Dept. Agriculture Advancing Nutrition Development through Alliances for Leadership and Education (ANDALE) Scholars ProgramSevene, Trish/Cook, Brian/Morrissey, JoKinesiology 137,243$ -$ 137,243$ 34 Federal 3/28/16 CA Landscape Conservation Coop-US Fish & Wildlife Assessing Marsh Sustainability in South San Francisco Bay using Innovative Technology Transferable to Resource Managers and TribesDahlgren, Robert SNS 81,427$ 17,425$ 98,852$ 35 State 3/30/16 CA Dept. Water Resources Satellite-based IrriQuest calculator for monitoring crop consumptive use and quantifying efficiency metricsJohnson, Lee SNS 259,829$ 23,033$ 282,862$ 36 Federal 4/22/16 US Dept. Agriculture/HEC Agriculture Sciences Pathways 2+2 HEC Project Anderson, Sharon SNS 244,790$ 55,137$ 299,927$ 37 Other 4/26/16 Firetide, Inc. Mesh Test Network III Narayanan, Sathya SC&D 20,902$ 4,180$ 25,082$

FY16 PENDING PROPOSALS 4,957,160$ 664,238$ 5,621,398$ FY17

Type Proposed Sponsor Proposal Title P.I. Department Direct Indirect Total 38 Other 7/7/16 Monterey Institute for International Studies - NOAA Decision Making and Risk for Southern Monterey Bay Smith, Doug SNS 2,987$ 1,374$ 4,361$ 39 Federal 7/21/16 University of MA - NASA Using Citizen Science to Understand 30 Years of Change in Global Kelp Haupt, Alison SNS 47,671$ 21,929$ 69,599$ 40 Federal 7/20/16 South Dakota State University - US Dept Agriculture/\NIFAThe Influence of Biofuel of US Corn Fausti, Scott Business 35,921$ 15,395$ 51,316$ 41 State 7/15/16 State of CA Air Resources Board Piloting of an Environmental Justice Sensitive Approach to Measuring Particulate Fernandez, Dan/Tirado, Miguel SNS 119,877$ 21,644$ 149,603$ 42 Other 8/1/16 Strawberry Commission Developing Rapid Detection Methods for Diagnosing Soilborne Pathogens Miles, Tim SNS 19,900$ -$ 19,900$ 43 Federal 8/6/16 CSU Channel Islands - National Science Foundation CA Coast Noyce Scholars (CCNS) Partnership Phase II Lieberman, Joanne/Hu,Hongde Math & Statistics 323,665$ 27,447$ 351,112$


FY17 Pending Proposals - 3rd Quarter 7/1/16-3/31/17

2

FY17 ContinuedType Proposed Sponsor Proposal Title P.I. Department Direct Indirect Total

44 Local 8/16/16 City of Salinas A Farmworker Housing Study and Action Plan for Salinas Valley and Pajaro Valley Navarro, Ignacio HHS&PP 49,936$ 9,987$ 59,923$ 45 Federal 8/24/16 National Science Foundation REU: From the Intertidal to the Deep Ocean Garza, Corey SNS 468,243$ 46,742$ 514,985$ 46 State 8/31/16 CA Dept of Fish & Wildlife Ft. Ord Dunes State Park-Crispy Iceplant to Native Wonderland Lienk, Laura Lee SNS 110,240$ 27,560$ 137,800$ 47 State 9/23/16 CA Ocean Protection Council Longterm Monitoring Lindholm, James SNS 44,177$ 11,044$ 55,221$ 48 Federal 9/30/16 National Science Foundation RUI: Molecular Design of Redox Active Deep Eutectic Solvents Goeltz, John SNS 249,649$ 89,998$ 339,647$ 49 Federal 10/17/16 National Science Foundation Modeling the determinants of Biotic ecosystem biodiversity from local to continental-scales and predicting vulnerability to environmental alterationOlson, John SNS 276,043$ 114,581$ 390,624$ 50 Federal 11/14/16 US Dept. Health & Human Services Implementing Strategies to Advance Diversity (ISTAND) Erikson, Alyssa/Munet-Villaro, FrancesNursing 1,926,666$ 73,334$ 2,000,000$ 51 State 11/16/16 CA Dept. Fish & Wildlife CSU COAST Summer Internships-CDFW Kamer, Krista COAST 4,999$ -$ 4,999$ 52 Federal 11/18/16 Arts Council for Monterey County-NOAA/BWET Eco Ambassadors: MPUSD 5th Graders Protect the Monterey Bay Lienk, Laura Lee SNS 23,928$ 11,007$ 34,935$ 53 Federal 11/28/16 US Department of Education Upward Bound-Watsonville and Soledad Brittain, Joy EOSP 1,483,831$ 101,450$ 1,585,281$ 54 Federal 11/28/16 US Department of Education Upward Bound-Pajaro Valley and North Monterey County Brittain, Joy EOSP 1,206,737$ 80,764$ 1,287,501$ 55 Local 11/30/16 City of Salinas Sustainable City Year Program (2016-17) Fernandez, Dan SCS 40,986$ 8,197$ 49,183$ 56 Federal 12/7/16 US Dept. Health & Human Services/SAMHSA CSUMB GLS Suicide Prevention Grant Haskell, Caroline Personal Growth & Counseling185,697$ 85,421$ 271,118$ 57 State 12/13/16 CSU Fresno - CSU Agriculture Research Institute/SystemLysimetric determination of evapotranspiration coefficients for drip irrigated vegetables Post, Kirk/Melton, Forrest SNS 119,774$ -$ 119,774$ 58 State 12/13/16 CA Dept. Fish & Wildlife CSU COAST Summer Internship 2017-OSPR Kamer, Krista COAST 25,000$ -$ 25,000$ 59 State 12/22/16 CA State Lands Commission CSU Coast Summer Internship 2016-2020 Kamer, Krista SNS 24,000$ -$ 24,000$ 60 Local 2/13/17 Monterey County Office of Education MCOE Summer Scholars Program Brittain, Joy EOSP 14,253$ 2,851$ 17,104$ 61 Federal 2/15/17 National Science Foundation Building a mechanistic understanding of water column chemistry alterations by kelp forests: Nickols, Kerry SNS 495,930$ 204,898$ 700,828$


62 Federal 2/15/17 National Science Foundation Decomposing the effects of diversity of marine disease Haupt, Alison SNS 59,644$ 27,436$ 87,080$ 63 Federal 2/15/17 National Science Foundation From coastal fog to mountain lions: oceanic, atmospheric and food web tracing of Dahlgren, Robert/Fernandez, Dan SNS 83,654$ 17,902$ 101,556$ 64 State 2/17/17 Regents of UC/UCOP-CA Dept. Education Monterey Bay World Language Project - State Funds Saito Abbott, Yoshiko/Urioste, DonaldoWLC 16,667$ 833$ 17,500$ 65 Federal 2/17/17 Regents of UC/UCOP-US Dept. Education Monterey Bay World Language Project - Federal Saito Abbott, Yoshiko/Urioste, DonaldoWLC 26,203$ 2,096$ 28,299$ 66 Federal 2/17/17 NOAA Fisheries CSU COAST Summer Internship 2017-NOAA Fisheries Kamer, Krista SNS 5,000$ -$ 5,000$ 67 Other 2/26/17 Global Biodiversity Information Facility - EU Capacity Building and data mobilization for conservation and decision making in the South Crandell, Eric SNS 10,600$ -$ 10,600$ 68 Federal 3/1/17 Regents of UC/Santa Cruz-US Dept. Agriculture Integrated systems for management of soil borne diseases and pests in strawberry production Haffa, Arlene SNS 168,430$ 31,570$ 200,000$ 69 Federal 3/1/17 US Dept. Agriculture FRAN: Fungicide Resistance Assessment Network for Wine, Table and Raisin Grapes Miles, Tim SNS 397,112$ 85,441$ 482,553$ 70 Federal 3/1/17 Michigan State University - US Dept. Agriculture Developing a Weather-Based Decision Support Tool for Management of Blueberry Fruit Miles, Tim SNS 93,479$ 26,366$ 119,845$ 71 State 3/1/17 California Office of Statewide Health Planning & Consider These/Considerar Estos: An Integrated Primary/Behavioral Health Care Career Altman, Julie Social Work 9,571$ 766$ 10,337$ 72 Federal 3/6/17 Regents of UC/Davis-US Dept. Agriculture Improving online water management tools for vegetable production Melton, Forrest/Johnson, Lee SNS $ 123,341 $ 9,387 132,728$ 73 Federal 3/6/17 ARS-CA Dept Food & Ag-US Dept. Agriculture Managing fungicide resistance in Botrytis cinerea on grape, strawberry and blueberry Miles, Tim SNS $ 43,480 $ 2,518 45,998$ 74 Federal 3/6/17 CA Dept. Food & Ag-US Dept. Agriculture Reduced and improved pesticide usage by monitoring early inoculum and fungicide resistance Miles, Tim SNS $ 351,902 $ 15,312 $ 367,214 75 Federal 3/6/17 Humboldt State University-National Science Innovations at the Nexus of Food, Energy and Water Systems Logan, Cheryl SNS $ 214,330 $ 85,282 $ 299,612 76 Federal 3/6/17 CA Dept. Food & Ag-US Dept. Agriculture Addressing Improvements in water use efficiency of high-value Salinas Valley specialty crops Johnson, Lee/Melton, Forrest SNS $ 326,420 $ 11,397 $ 337,817 77 Federal 3/7/17 Utah State University-DOD/Army Corps of Engineers A data-driven decision support system to identify optimal land use alternatives for protecting Olson, John SNS $ 351,902 $ 15,312 $ 367,214 78 State 3/9/17 CA Ocean Protection Council State Deepwater Imagery Archive Lindholm, James SNS $ 124,801 $ 31,200 $ 156,001 79 Federal 3/10/17 US Dept. Agriculture/NIFA Planning to Scaffold Secondary and Post Secondary Agriculture Science Education Slown, Corin/Browning, Neddeau SNS/Liberal $ 25,000 $ - $ 25,000 80 Federal 3/13/15 National Fish & Wildlife Foundation Return of the Natives Restoration Project- Restoring Monarch Habitat on BLM's Ft. Ord Lienk, Laura Lee SNS $ 37,012 $ 15,915 $ 52,927 81 State 3/13/17 UC Regents/Merced-CA Employment Develop UCMN/EDD E-Business Services Shockley, Marylou Business $ 3,000 $ - $ 3,000 82 Federal 3/15/17 San Jose State Research Fdn-NOAA (Coastal Resilience) Return of the Natives Restoration Project - Coastal Resilience through Lienk, Laura Lee SNS $ 23,893 $ 10,274 $ 34,167 83 Other 3/20/17 The Bay Institute CSU COAST Summer Internships 2017-2021-Bay Institute Kamer, Krista COAST $ 25,000 $ - $ 25,000 84 Federal 3/22/17 US Department of Education Upward Bound Math and Science Brittain, Joy EOSP $ 241,116 $ 16,384 $ 257,500 85 Federal 3/23/17 National Science Foundation Integrated Mentoring and Scholarship for Math and Science (iMSMS) Detka, Lipika Math & $ 4,458,800 $ 341,201 $ 4,800,001 86 Federal 3/29/17 National Science Foundation Understanding Interest-Driven Design to Promote Equitable Engagement with Mathematics Lynch, Alison SNS 135,984$ 58,473$ $ 194,457

FY17 PENDING PROPOSALS 14,656,451$ 1,760,688$ 16,425,220$

TOTAL PENDING PROPOSALS 21,300,297$ 2,721,380$ 24,029,758$

Sum of Amount Source2Quarter Type Federal State Private Local Other Grand Total F&A % Recovery

1st Quarter Direct 2,422,091.59 211,423.88 116,948.14 42,397.34 52,930.55 2,845,791.50 Indirect 257,608.33 25,814.14 3,835.36 8,584.81 6,346.56 302,189.20

1st Quarter Sum 2,679,699.92 237,238.02 120,783.50 50,982.15 59,277.11 3,147,980.70 10.62%2nd Quarter Direct 2,518,528.86 264,319.07 338,974.78 45,942.94 39,489.03 3,207,254.68

Indirect 235,349.36 25,924.47 9,814.52 9,352.21 6,862.32 287,302.88 2nd Quarter Sum 2,753,878.22 290,243.54 348,789.30 55,295.15 46,351.35 3,494,557.56 8.96%

3rd Quarter Direct 2,615,690.50 270,158.65 286,629.01 51,697.51 52,829.70 3,277,005.37 Indirect 267,494.15 30,060.82 9,105.67 9,637.18 6,199.76 322,497.58

3rd Quarter Sum 2,883,184.65 300,219.47 295,734.68 61,334.69 59,029.46 3,599,502.95 9.84%Grand Total 8,316,762.79 827,701.03 765,307.48 167,611.99 164,657.92 10,242,041.21 9.81%

Grants & Contracts (Direct vs. Indirect)

University Corporation at Monterey BayGrant & Contract Expenditures/Revenue (public & private grants)

FY17 3rd Quarter

Awarded to date Highlighed = University Corporation Grants

Sponsor Program FundedNotice of Opportunity: Program/Div Amount $

1 1st Capital Bank Sponsorships - Have a Heart RENEWAL Various 2,5002 Alliance Residential Company Sponsorships - Have a Heart RENEWAL Various 1,000

3 Arts Council of MontereyMonterey Bay Art& Film Festival for Youth 2016-17

College of Arts, Humanities and Social Sciences 4,500

4 Arts Council of Monterey Native Gathering at CSUMB College of Education 4,500

5 AT&T External Affairs

iiED project partnership with Junior Achievement to support job training by providing student college facilitators & a one day business competition to 250 H.S. Seniors. RENEWAL College of Business 20,000

6 Barnet Segal Charitable Trust

College of Business - Technology Equipment/Furniuture for the Joel and Dena Gambord Business & Information Tech Bld College of Business 50,000

7 The Peggy and Jack Baskin FoundationCSUMB's Women's Leadership Council Emergency Fund INVITED Student Affairs 10,000

8 S.D. Bechtel Jr. Foundation

College of Education 3 year project: CSUMB/MPUSD Partnership - FY 2016-17 (increase co-teaching & year long residency placements in MPUSD, identify prioritize skills for teaching the CCSS-M and NGSS) College of Education 591,190

9 Big Sur International Marathon Return of the Natives College of Science 50010 Big Sur International Marathon Women's Soccer Student Affairs 1,900

11 Big Sur International Marathon Music and Performing Arts ProgramCollege of Arts, Humanities and Social Sciences 500

12 John Burton FoundationGuardian Scholars Students Housing Emergency Funds INVITED Student Affairs 1,600

13 California America Water CoGeneral research on the removal of San Clemente Dam on the Carmel River (D.Smith) INVITED College of Science 19,997

14 Cal Coastal Rural Development Corp Sponsorships - Have a Heart RENEWAL 1,000

15 Carmel River Watershed Conservancy

Transportation for RISE students to attend a weekend research trip at Hastings Natural History Reservation in Carmel INVITED College of Science 1,190

16 CA State Parks FoundationReturn of the Natives - Community Based Habitat Restoration on the Ford College of Science 4,000

17 Central Coast Federal Credit Union Sponsorships - Have a Heart RENEWAL Various 2,50018 Chapman Foundation RISE Program SAT workshops - 2016-17 College of Science 5,00019 Chevron UROC scholars program 2016-17 Academic Affairs 10,00020 Chevron UROC scholars program 2017-18 RENEWAL Academic Affairs 10,000

21Coral Reef Alliance - coral adaptation challenge phase 1

Research grant: Will corals adapt quickly and keep up with the rate of current and future environmetnal change? (C.Logan) INVITED College of Science 18,000

22 Corporation for Public Broadcasting Community Service Grant (KAZU) - 2015-16 RENEWAL KAZU 147,534

23 Council on Undergrade Research (CUR)UROC: Council on Undergrad Research (CUR) Assesment Research Coordinator Position Academic Affairs 30,000

24Clinicas de Salud del Valle de Salinas (CSVS)

Sponsorship - HSHS Diversity Celebration Series 2016-17

College of Health and Human Services 10,000

25Community Foundation for Monterey County

Collaborative Agreement with EOSP (funding a college readiness advisor position at CSUMB for up to 3 years). Will work with CFMC to develop college readiness workshops and scholarship system. Student Affairs 222,000

University Development CFR Status Report - YTD 2016-17 (July 1, 2016 - June 7, 2017)

This report reflects private fundraising activity by Corporate & Foundations Relations.University Corporation funds = non-endowed annual scholarships, all grants, gifts for programs and events

Foundation funds = all funds specified for endowments (includes scholarships and other select operating funds)

1

26Community Foundation for Monterey County (discretionary fund) Chinatown Limited Day Storage Pilot Project

Service Learning/Academic Afairs 20,000

27Community Hospital of the Monterey Peninsula (CHOMP)

Sponsorship - HSHS Diversity Celebration Series 2016-17


28 Cypress Healthcare Partners, LLC Master of Science Physician Assistant ProgramCollege of Health and Human Services 7,500

29 Doctors on Duty Sponsorships - Have a Heart RENEWAL 5,000

30 Doctors on DutySponsorship - HSHS Diversity Celebration Series 2016-17 RENEWAL


31 Doctors on Duty Master of Science Physician Assistant ProgramCollege of Health and Human Services 15,000

32 Dole Fresh Vegetables, Inc. Sponsorships - Have a Heart RENEWAL Various 1,000

33 Echenique Foundation

Expo event at CSUMB - TRIO project: bring 100+ South Monterey County h.s. students to CSUMB & involve current students as mentors for the day RENEWAL Student Affairs 12,500

34 Echenique Foundation

Otter Linguistics project at S.Monterey County Middle Schools & collaboration with EOSP/World Languages Dept. Student Affairs 5,200

35 El Estero Car Wash Sponsorships - Have a Heart Various 1,000

36 Claire Giannini Fund

College of Education S.County project collaboration w/Hartnell - 2+2+2 program (2016-17 funding) INVITED College of Education 81,736

37 Google Earth Engine Research

Research (F.Melton): Developing Tools for Mitigation of Drought Impacts on Agriculture: Remote Sensing of Land Fallowing in the Western U.S. College of Science 39,000

38 The Home Depot Foundation Veteran's Resource Center - In-kind donation Student Affairs 6,00039 In-N-Out Foundation Guardian Scholars Student Affairs 6,00040 Mann Packing Company, Inc College of Business Scholarships College of Business 50,000

41Mathematical Association of America (MMA) funding from Tensor Foundation

Mentoring and Mathematics at CSUMB - 2016-17 extension. CSUMB math undergraduate student mentor H.S. students with focus on careers in math. Math Day is also hosted at CSUMB and Mentoring & Math Research day in April 2017. College of Science 6,000

42Nancy Eccles & Homer M. Hayward Family Foundation CSU Summer Arts scholarships - FY 2016-17


43 Natividad Medical CenterSponsorship - HSHS Diversity Celebration Series 2016-17


44The NROC Project (subaward The James Irvine Foundation)

EdREady Pilot Program to Support Student Readiness & Success College of Science 55,233

45 The Bernard Osher FoundationOsher Life Long Learning Institute - OLLI@CSUMB Capacity-Building Grant INVITED Extended Ed 25,000

46 The Panetta Institue for Public Policy Sponsorship - Have a Heart RENEWAL Various 10,000

47 PG&E - Community GrantsSponsorship - Ethics and Responsible Business Forum & Cool Tech Expo 2016-17 College of Business 2,500

48 Pinnacle HealthCareSponsorship - HSHS Diversity Celebration Series 2016-17


49 Point Lobos Foundation Support of internship students College of Science 20,00050 Precore Fitness Sponsorship - Rec Fest 2016 Student Affairs 1,50051 Rabobank Sponsorship - Have a Heart RENEWAL various 1,00052 Rio Farms Sponsorship - Have a Heart RENEWAL various 1,000

53Rose Foundation (California Watershed Protection Fund)

Return of the Natives - Creeks to the Bay in Salinas: Going Beyond Water Quality College of Science 20,000

54Salinas Valley Memorial Healthcare System Sponsorship - Have a Heart RENEWAL Various 5,000

55Salinas Valley Memorial Healthcare System Master of Science Physician Assistant Program


56Salinas Valley Memorial Healthcare System

Sponsorship - HSHS Diversity Celebration Series 2016-17 RENEWAL


57 Sally Hughes Church FoundationSchool of Computing and Design - Technology Equipment College of Science 100,000

58 San Benito Health FoundationSponsorship - HSHS Diversity Celebration Series 2016-17


2

59

So.Monterey Community Foundation (special fund via the Community Foundation for Monterey County)

Otter Linguistics project at S.County High Schools & collaboration with World Languages Dept. & Gear Up Student Affairs 1,900

60 STAR Foundation CSU Summer Arts ScholarshipsCollege of Arts, Humanities and Social Sciences 5,000

61 Taylor Farms California, Inc.

Monterey Institute for English Language Learners (MIEL), endowment $25K/year & program support $75K/year over 10 years College of Education 1,000,000

62 Tanimura Family Foundation Agribusiness Scholarships for 2016-17 RENEWAL College of Business 20,000

63 Transforming Youth Recovery

Mentor program - support for students newer to the recovery process/early in their academic careers INVITED Student Affairs 5,000

64 Union Bank Foundation iiED New Startup Commercialization Center College of Business 100,00065 Union Bank Foundation Sponsorships - Have a Heart 2017 RENEWAL Various 5,00066 Upjohn California Fund Guardian Scholars Program - 2016-17 Student Affairs 2,00067 Various Sotlights in program - Have a Heart 2017 Various 2,700

68 VentureWell

iiED:Technology Entrepreneurship Interdisciplinary Capstone Course and Program 2016-2018 INVITED College of Business 30,000

69 VR First

In-kind equipment for gaming lab/courses in the Joel and Dena Gambord Business & Tech Buidling College of Science 4,200

70 Wells Fargo - MontereyiiED Entrepreneurship Program ($30K) and COB scholarship ($5K) College of Business 35,000

3,221,280

Not Funded

Sponsor Program Funded Program/Div Amount $

1 Best BuyMonterey Bay Art& Film Festival for Youth 2016-17


2 CA State Parks Foundation Return of the Natives 2017-18 College of Science 5,000

3Community Foundation for Monterey County - Impact Grant Return of the Natives College of Science 16,485

4 William T Grant Fnd - Research grants

Psychology Dept. Research project (Shannon D. Snapp): Reducing Educational and Health Inequalities Among LGBTQ Youth of Color w/Youth-Informed Strategies


5 IDEA - Impact Grants

Research (Nelson Graff): Investigating the impact of intensive introduction of Reading Apprecticeship in First-Year Seminar, Communications, and First-Year mthematics Cources Academic Affairs 9,988

6

NEDA - National Eating Disorders Association Feeding Hope Fund (early investigator grant)

Eating disorders research (Brian Cook):Evaluate the efficacy of an existing Exercise+Sport program within an eatin disorder Partial Hospitalization Program.


7 Stanley Smith Trust Return of the Natives College of Science 20,000711,473

Highlighed = University Corporation Grants

3

Pipeline - Submitted & Under Review

Sponsor Program proposal College/Div Amount $

1American College of Sports Medicine (ACSM)

Research (Brian Cook): Development of an exercise intervention for the prevention of eating disorders: a pilot study test of a conceptual model

College of Health and Human Services or College of Education 9,998

2American College of Sports Medicine (ACSM)

Research (Eric Martin): Physical activity, fitness, and health of actors


3 Berkshire FoundationRISE Program operations fund/scholarship endowment College of Science 250,000

4 California EndowmentSupport students for the study abroad program at Anahuac University in Puebla, Mexico


5 Central Coast Federal Credit Union College of Business endowed scholarship fund College of Business 50,0006 City National Bank Sponsorship - iiED Startup Challenge INVITED College of Business 5,000

7 Council on Social Work Education Policy Practice in MSW Field Education


8Community Hospital of the Monterey Peninsula (CHOMP) Master of Science Physician Assistant Program


9 Pebble Beach Co. FoundationH.S. Summer Residential at CSUMB and EOSP scholarships 2017-18

RENEWAL /INVITED Student Affairs 15,000

10 PG&E iiED Start Up Challenge & Junior Achievement (JA) partnership College of Business 20,000

11 Driscoll's FoundationDriscoll's education proposal under review (Agri-business) College of Business tbd

12 The Eppley Foundation for Research - LOI

Research (Arlene Haffa): Silico research project looking at gaps in whole genome alignments to determine mechanisms of evolution. College of Science 15,000

13Hewlett Foundation - LOI Hewlett 50 Arts Commisons initiative

Music and Performing Arts (support ing a creation of music work and a premier) Imaginando Las Americas


14W.M. Keck Foundation - Undergraduate Education Programs

Integrate inquiry-based practical genomics lab components into courses across Biology majors; develop a new and progressive undergraduate genomics and bioinformatics concentration; provide undergraduate research training in genomics and bioinformatics 2017-18 INVITED College of Science 300,000

15 Monterey Peninsula Foudation

Multiple projects: Cinematic Arts studio rennovations, Athletics Locker Rooms, Monterey Insitute for English Learners (MIEL), Chinatown Service Learning Center operations 2017-18

College of Arts, Humanities and Social Sciences, Student Affairs/Athletics, College of Education, Service Learning/Academic Affairs 252,321

16

Rockefeller Philanthropy Advisors / Lumina Foundation - Talent Hub Communities initiative

Bright Futures Education Partnership (3 year grant) INVITED President's Office 350,000

17 ROSS Retail Stores Guardian Scholars Student Affairs 1,0002,099,234


4

Proposal Planning

Sponsor Program proposal Program/Div Amount Est.$

1America Chemical Society - Petroleum Fund

Research (J.Goeltz) under review for a Sept-Oct deadline College of Science 50,000

2 Amgen Foundation UROC project under review Academic Affairs tbd3 Bank of America sponsorship project under review under review 2,500

4Bank of America - Economic Development grant initiatives

SBDC / iiED project under review (Aug. deadline) College of Business tbd ($5-10K)

5 Barnet Segal Charitable Trust

Technology/Equipment in the Joel and Dena Gambord Business and Information Technology Building 2017-18 (November deadline) College of Business 350,000

6 The Peggy and Jack Baskin Foundation Women's Studies/programing under reviewCollege of Arts, Humanities and Social Sciences tbd

7 The Peggy and Jack Baskin FoundationCSUMB's Women's Leadership Council Emergency Fund (Aug deadline)

RENEWAL /INVITED Student Affairs 10,000

8CA Wellness Fnd LOI (Former Foster Youth focus area)

Guardian Scholars Program (Rolling / internal deadline July) Student Affairs 150,000

9 CA State Parks Foundation Return of the Natives 2017-18 College of Science 5,000

10 Chapman FoundationCSUMB/Junior Achievement Partnership (Feb. 1 deadline) College of Science 10,000

11Community Foundation for Monterey County - Impact Grant project under review (Aug. deadline)


12 COSTCO Foundation project under review


13 Enterprise Holding FoundationGuardian Scholars Program/RISE Program (Nov. deadline) Student Affairs 3,000

14 Claire Giannini Fund

College of Education S.County project collaboration w/Hartnell - 2+2+2 program (YEAR 2) 2017-18 RENEWAL College of Education 190,000

15 Hearst FoundationSchool of Communications & Design Scholarships (rolling deadline) College of Science 100,000

16 Harden FoundationGreenhouse project under review (Sept. deadlline) College of Science 70,000

17 Hevrdejs FoundationEOSP H.S. Summer Residential Program at CSUMB INVITED Student Affairs 10,000

18 W.M. Kellog Foundation Collaborative Teacher Pathway Program College of Education tbd19 Marina Community Partners Atheltics Locker Room enchancement project Student Affairs 2500

20Mathematical Association of America (MAA) Tensor Foundation

Mentoring & Mathematics at CSUMB 2017-18 (Feb. deadline) College of Science 6,000

21 David & Lucile Packard Foundationunder review for 2017-18 request (rolling deadline) under review tbd

22 Precor Commercial Fitness Sponsorship - Rec Fest 2017 RENEWAL under review 1,50023 Nacy Buck Ransom Foundation under review (Aug. deadline) under review tbd24 May and Stanley Smith Charitable Trust Guardian Sholars Program (rolling deadline) Student Affairs tbd25 Walmart - local fund Guardian Scholars Student Affairs 2,50026 Water Environment & Reuse Foundation Genomics research project (A.Haffa/N.Jue) College of Science 125,000

27 William T Grant Foundation Research grants under review (S.Snapp) Aug. deadline

College of Arts, Humanities and Social Sciences tbd

$930,500


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at monterey bay - amazon s3 · : nancy s. ayala d. ate: 18 may 2017. s. ubject: 2017/18 director...

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