assessing governance for climate smart landscapes

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Assessing governance for climate smart landscapes: A case from Makueni County, Kenya Enoch On(ri and Lance W Robinson Interna’onal Livestock Research Ins’tute Introduc<on Among the obstacles to achieving climate smart agriculture are low levels of organiza’onal capacity, land use and tenure pa?erns, and upstream downstream interac’ons within agricultural watersheds, to name a few. We understand these obstacles as being primarily challenges of governance. We assessed the organiza’ons, formal and informal ins’tu’ons, networks and decision making procedures which together cons’tute the governance system for the MiddleKai’ landscape in Makueni County, Kenya. Pictures Lance Robinson [email protected] ● Box 30709 Nairobi, Kenya ● +254 20 422 3000 ● ilri.org This project was funded by CCAFS This document is licensed for use under a Crea’ve Commons A?ribu’on –Non commercialShare Alike 3.0 Unported License March 2015 March 2015 Steps in the Assessment 1. Ini<al System Analysis 1A. Decide on Level of Analysis 1B. Stakeholder Analysis 1C. Iden’fy and Priori’ze Change Adapta’on Issues 2. Iden<fica<on of Governance Issues & Mechanisms 3. Iden<fica<on of Relevant Policies & Policy Issues 4. Assessment of Par<cular Governance Mechanisms 5. Assessment of the Ins<tu<onal System Governance for Climate Smart Landscapes Takes place beyond the bounds of any single organiza’on or ins’tu’on Needs effec’ve governance systems Ins<tu<onal Linkages WRUAs and CFAs are pivotal actors in the governance system at landscape level. But they lack resources and poli’cal support. Linkages among CFAs and WRUAs have been poor but are now improving rapidly. Linkages to governance actors at higher levels, especially at the County, are poor. Different actors in the system have different strengths in terms of accountability, ability to generate resources, access to knowledge, etc. Appropriate ins’tu’onal linkages which could help to achieve complementarity among these strengths are lacking or very weak. As a result, the governance system has li?le capacity for addressing adapta’on challenges in an effec’ve and holis’c way. Government processes for ins6tu6on building, communitybased natural resource manage ment and land use planning could have a great impact if they help to establish linkages, ver6cally and horizontally, among key organiza6ons and ins6tu6ons. Next Steps Similar case studies from Ethiopia and Senegal are forthcoming Future research will connect these studies on landscape level governance to governance and policy processes at na’onal level Adapta<on and the Landscape Key governance actors on these issues: a Community Forest Associa’on (CFA) and a Water Resource Users Associa’on (WRUA) These considera’ons together suggested a par’cular landscape defini’on informed both by watershed boundaries and by the areas of opera(on of these organiza(ons We assessed the emergent governance system for this landscape Adapta<on Challenges at the Site Illegal use/poor manage ment of dwindling re sources Soil erosion, including gully erosion Declining availability of water These challenges are inter connected through forest management and land use pa?erns The communica’on [between the CFA and the WRUA] has been quite okay…. CFA used to work alone and WRUA alone but this ’me round now is when we want to work together because, WRUA cannot work without CFA. An execu(ve of KAMUKIMA CFA So I must say the ini’al mee’ngs were not that easy, because I realised some people in WRUAs didn’t understand what CFAs are, some people in CFAs didn’t understand what WRUAs are. Then they were blaming each other: some were saying the people in CFA are the ones who destroyed the catchment. An NGO leader

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Assessing  governance  for  climate  smart  landscapes:  A  case  from  Makueni  County,  Kenya  Enoch  On(ri  and  Lance  W  Robinson  Interna'onal  Livestock  Research  Ins'tute  

Introduc<on  Among   the   obstacles   to   achieving   climate   smart  agriculture   are   low   levels   of   organiza'onal   capacity,  land   use   and   tenure   pa?erns,   and   upstream-­‐downstream   interac'ons   within   agr icultural  watersheds,   to   name   a   few.     We   understand   these  obstacles  as  being  primarily  challenges  of  governance.        

We  assessed  the  organiza'ons,  formal    and  informal  ins'tu'ons,        networks          and    decision  making        procedures  which  together  cons'tute  the  governance      system      for      the  Middle-­‐Kai'        landscape            in  Makueni  County,  Kenya.  

Pictures  

Lance  Robinson  [email protected]  ●  Box  30709  Nairobi,  Kenya    ●    +254  20  422  3000    ●      ilri.org        This  project  was  funded  by  CCAFS  

This  document  is  licensed  for  use  under  a  Crea've  Commons  A?ribu'on  –Non  commercial-­‐Share  Alike  3.0  Unported  License    March  2015  

March  2015  

Steps  in  the  Assessment  

1.  In

i<al  System  

Analysis  

1A.    Decide  on  Level  of  Analysis  

1B.  Stakeholder  Analysis  

1C.  Iden'fy  and  Priori'ze  Change  Adapta'on  Issues  

2.  Iden<fica<on  of  Governance  Issues  &  Mechanisms  

3.  Iden<fica<on  of  Relevant  Policies  &  Policy  Issues  

4.  Assessment  of  Par<cular  Governance  Mechanisms    

5.  Assessment  of  the  Ins<tu<onal  System  

Governance  for  Climate  Smart  Landscapes  Ø  Takes   place   beyond   the   bounds   of   any  

single  organiza'on  or  ins'tu'on  Ø  Needs  effec've  governance  systems  

Ins<tu<onal  Linkages  Ø WRUAs  and  CFAs  are  pivotal  actors  in  the  governance  

system  at  landscape  level.  

Ø But  they  lack  resources  and  poli'cal  support.  Ø Linkages  among  CFAs  and  WRUAs  have  been  poor  but  

are  now  improving  rapidly.  

Ø Linkages   to   governance   actors   at   higher   levels,  especially  at  the  County,  are  poor.  

Ø Different   actors   in   the   system   have   different  strengths   in   terms   of   accountability,   ability   to  generate  resources,  access  to  knowledge,  etc.  

Ø Appropriate  ins'tu'onal  linkages  which  could  help  to  achieve  complementarity  among   these  strengths  are  lacking  or  very  weak.  

Ø As  a  result,  the  governance  system  has  li?le  capacity  for   addressing   adapta'on   challenges   in   an   effec've  and  holis'c  way.  

Government   processes   for   ins6tu6on   building,  community-­‐based   natural   resource   manage-­‐ment  and   land  use  planning  could  have  a  great  impact   if   they   help   to   establish   linkages,  ver6cally   and   horizontally,   among   key  organiza6ons  and  ins6tu6ons.  

Next  Steps  Ø Similar   case   studies   from   Ethiopia   and   Senegal   are  

forthcoming  

Ø Future   research   will   connect   these   studies   on  landscape  level  governance  to  governance  and  policy  processes  at  na'onal  level  

Adapta<on  and  the  Landscape  Ø Key   governance   actors   on   these   issues:     a  

Community   Forest   Associa'on   (CFA)   and   a  Water  Resource  Users  Associa'on  (WRUA)  

Ø These   considera'ons   together   suggested   a  par'cular   landscape   defini'on   informed  both   by  watershed   boundaries   and   by   the  areas  of  opera(on  of  these  organiza(ons  

Ø We   assessed   the   emergent   governance  system  for  this  landscape  

Adapta<on  Challenges  at  the  Site  Ø  Illegal   use/poor   manage-­‐

ment   of   dwindl ing   re-­‐sources  

Ø Soil   erosion,   including   gully  erosion  

Ø Declining   availability   of  water  

Ø These   challenges   are   inter-­‐connected   through   forest  management   and   land   use  pa?erns  

The  communica'on  [between  the  CFA  and  the  WRUA]  has  been  quite  okay….    CFA  used  to  work  alone  and  WRUA  alone  but  this  'me  round  now  is  when  we  want  to  work  together  because,  WRUA  cannot  work  without  CFA.                                                                  -­‐  An  execu(ve  of  KAMUKIMA  CFA  

So  I  must  say  the  ini'al  mee'ngs  were  not  that  easy,  because  I  realised  some  people  in  WRUAs  didn’t  understand  what  CFAs  are,  some  people  in  CFAs  didn’t  understand  what  WRUAs  are.    Then  they  were  blaming  each  other:    some  were  saying  the  people  in  CFA  are  the  ones  who  destroyed  the  catchment.  

-­‐  An  NGO  leader