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ARTICLES
CONCEPTUALIZING CRIMINALJUSTICE THEORY*
THOMAS J. BERNARD**
ROBIN SHEPARD ENGEL***
The Pennsylvania State University
In an attempt to advance the development and generalization of criminaljustice theory as a whole, we propose a framework for classifying specificcriminal justice theories. We then present an interpretive history of theacademic field of criminal justice to demonstrate how the field can be organ-ized within that framework. We conclude by describing some lessons abouttheory learned in the field of criminology and applying these lessons to thefield of criminal justice.
The academic field of criminal justice originated in the 19508with observational research on criminal justice organizations. Thediversity and complexity of those organizations led to diversity andcomplexity in the resulting theories, which then did not easily gen-eralize into something that could properly be called "criminal jus-tice theory." After 50 years, a great deal of research has accumu-lated along with an increasing number of relatively specific theoriesto interpret that research. Despite some movement to generalizethe theories, little progress has been made in formulating criminaljustice theory per se (e.g., Hagan 1989).
It may be that the criminal justice system as a whole is so di-verse and complex that meaningful theories spanning the system
. An earlier version of this paper was presented at the annual meetings of theAmerican Society of Criminology, held in Toronto on November 17-20, 1999.
.. Thomas J. Bernard is a professor of criminal justice and sociology at ThePennsylvania State University. His main academic interests are in criminology the-ory and juvenile justice.
... Robin Shepard Engel is an assistant professor of crime, law, and justice atThe Pennsylvania State University, and received a PhD in criminal justice from theUniversity at Albany in 1999. Her current research involves theoretical and ampiri-cal explorations of police supervision, patrol officers' behavior, policing special popu-lations, and criminal justice theory.
JUSTICE QUARTERLY, Vol. 18 No.1, March 2001It) 2001 Academy of Criminal Justice Sciences
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CRIMINAL JUSTICE THEORY2
are impossible to formulate. It may even be that its major compo-nents (police, courts, corrections, and juvenile justice) are too di-verse to be the subject of meaningful theories. Alternatively,something called "criminal justice theory" may be not only possiblebut also necessary for the further progress of criminal justice as anacademic and scientific discipline. In this paper we explore the pos-sibilities for developing such theory.
Rather than proposing a new and comprehensive theory thatattempts to describe and explain the entire criminal justice system,our methodology is to examine the history and development of theacademic field of criminal justice itself. To determine what "crimi-nal justice theory" is, we examine the actual theories that have de-veloped within the field of criminal justice since it was founded.First, we briefly describe earlier attempts to classify and generalizecriminal justice theories, discuss the problems accompanying eachof these attempts, and assess the reasons why they generally havenot been successful as frameworks for organizing the field. We thenpropose a new conceptual framework for classifying and generaliz-ing criminal justice theories. Next we present an interpretive anal-ysis of the historical development of the academic field of criminaljustice in order to demonstrate how the field can be organizedwithin that framework. We conclude with a description of lessonsabout theory learned in the field of criminology and apply these les-sons to the field of criminal justice.
ORGANIZING AND CLASSIFYING CRIMINALJUSTICE THEORIES
Earlier Classifications of Theories
The field of criminal justice has accumulated a large body ofknowledge based on much empirical testing; it has also accumu-lated a variety of rather specific theories. Some attempts have beenmade to organize and classify those theories. The three most com-mon bases for classification are (1) type of organization within thecriminal justice system (e.g., police, courts, corrections); (2) under-lying theoretical assumptions (e.g., consensus, conflict); and (3) pre-dictor variables (e.g., individual, situational, organizational,community). Although each of these classification schemes presentsa way to conceptualize the research, each has weaknesses.
The simplest and most straightforward way to organize theoryin criminal justice is to categorize it by component of the crimina]justice system. Dividing criminal justice theory into police, courts,and corrections has become the standard way to organize the field.Most introductory criminal justice textbooks take this approach,
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BERNARD AND ENGEL 3
and many criminal justice researchers identify themselves prima-rily with one of these three areas.
This approach to organizing material impedes theoretical de-velopment in criminal justice for a number of reasons. First, sometopics (e.g., juvenile justice, gun control, systemic discrimination)do not fit neatly into anyone particular category. Second, this clas-sification limits comparisons across components, hindering develop-ment of theory regarding the relationships between organizationsand how they work together to accomplish their respective tasks.Furthermore, it is difficult to describe and explore the similaritiesand differences among the components. Finally, it is difficult to con-ceptualize the criminal justice system as a single entity when re-search is continually divided into three areas. Although thecriminal justice system is marked by decentralized and fragmentedparts with inconsistent goals (some observers argue that it is noteven a "system" in the true meaning of the word), the relationshipsthat do exist among and between these parts are obscured by such aclassification.
A second type of classification focuses on the underlying as-sumptions and propositions of particular theories. Scholars gener-ally move toward this type when they attempt to break out ofcategorization by criminal justice component. For example, Sche-ingold (1984) acknowledged that there are many individual differ-ences among theories but suggested that they can be classified mostappropriately as belonging to one of three groups: mainstream,Marxist, or conflict. Similarly, Hagan (1989) categorized criminaljustice theory and research as based on either consensus or conflicttheory. He then noted the limitations of having only two predomi-nant theories of criminal justice available, and suggested an alter-native approach for theoretical development.
This approach presents certain problems. Such a broad classi-fication obscures differences among theories and research while do-ing little to increase clarity. Unlike other "pure" academicdisciplines, the field of criminal justice is multidisciplinary, apply-ing theoretical propositions from sociology, criminology, economics,political science, psychology, and anthropology. Describing theorieson the basis of such general theoretical assumptions further limitstheory that should consider the propositions and assumptions ofmany of these disciplines. Therefore we believe that classifying the-ories according to their underlying theoretical assumptions is notuseful.
A third attempt to organize the literature involves grouping re-search by dependent and independent variables. Unlike classifica-tion by underlying theoretical propositions, which generally is an
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CRIMINAL JUSTICE THEORY.attempt to move "upward" from classification by system compo-nents, classification by dependent and independent variables gen-erally is a move "downward" in the sense that it has occurred onlyin particular components of the system. The leading example isSherman's (1980) review of research on police behavior. Shermandescribed the different types of police behavior (e.g., arrest, use offorce, detection, and service) that were the dependent variables.Primarily, however, he focused on the conceptual grouping of theindependent variables that explained these various types of policebehavior (e.g., individual, situational, legal, organizational, andcommunity). Riksheim and Chermak (1993) later updated this re-view, and Worden (1996) adopted a similar approach to categorizeresearch on police use of force.
This approach provides a useful way of organizing the vastamount of research on police behavior, and is a significant improve-ment over the previous classification schemes. It has not yet beenused, however, to organize research across the system components.Indeed, we are aware of such classification only in regard to police,and do not know whether it has been applied to courts or correc-tions. In addition, because this approach focuses on one particulartype of dependent variable, namely police behavior, the classifica-tion scheme concentrates on organizing the independent variables.
Our Proposal for Organizing Criminal Justice Theory
We believe that a meaningful categorization of criminal justicetheories must cut across the components of the criminal justice sys-tem: police, courts, and corrections. It cannot simply organize the-ories and research within each separate component. We alsobelieve that such a classification must be able to incorporate thesimilarities in content found in theories across those components,and to facilitate generalization and competitive testing of the theo-ries. Finally, we believe that categories must be able to include con-siderable detail and specificity in order to be useful; they cannot beso broad that the entire field is divided into only two or threecategories.
We propose that criminal justice theories should be grouped orclassified first on their dependent variables, and then according totheir independent variables. This approach is essentially similar toSherman's (1980) and Riksheim and Chermak's (1993) approach toclassifying empirical police research, although much broader. Asstated above, Sherman took police officers' individual behavior asthe dependent variable. That general category included a numberof more specific dependent variables: arrest, use of force, detection,
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BERNARD AND ENGEL 5
and service. After grouping the theories on their dependent vari-ables, Sherman grouped them on the basis of their independentvariables: individual, situational, legal, organizational, and com-munity. He reported research findings on the basis of independentvariables, whereas Riksheim and Chermak, in their update of Sher-man's review, reported findings on the basis of dependent variables.
We propose expanding this approach to the entire field of crimi-nal justice. In our interpretation of the history of criminal justice,as described below, we suggest that there are three broad types ofdependent variables; the first two encompass most of the theoryand research in the field. The first type focuses on the individualbehavior of criminal justice agents (e.g., the behavior of police of-ficers, courtroom officials, correctional officers). The second focuseson the behavior of criminal justice organizations (e.g., the behaviorof police departments, court organizations, correctional organiza-tions). The third type of dependent variable focuses on the charac-teristics of the overall criminal justice system and its components(e.g., police killings, "get tough" sentencing, incarceration rates).This type operates at the aggregate level with theories and researchthat examine the relationship between societal-level characteristicsand the rates and distributions of criminal justice systembehaviors.
Each general type of dependent variable would include a vari-ety of more specific dependent variables. And for each dependentvariable, whether more general or more specific, a variety of inde-pendent variables would be expected to have at least some causaleffect, especially because multivariate models now are used rou-tinely in criminal justice research that incorporate different typesof independent variables within one model. By categorizing all the-ory and research on the basis of the dependent variable, one cancompare and contrast research on the basis of the perceived influ-ence of various independent variables. This approach allows gener-alization and competitive testing of criminal justice theory andresearch across system components.
Our scheme does not classify theories according to underlyingassumptions, such as consensus versus conflict theories. In ourview, these underlying assumptions represent types or categories ofindependent variables. Thus classification on these variables wouldoccur only after the theories had been classified on their dependentvariables. When classified on their dependent variables, most con-flict-type theories are found to be aggregate-level: the dependentvariables are either the entire criminal justice system or an entiresystem component such as policing or corrections. At that point,
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CRIMINAL JUSTICE THEORY6
the issue of consensus versus conflict is empirical rather than theo-retical: how much variation in the dependent variable is explainedby conflict-type independent variables, and how much is explainedby consensus-type independent variables.
Finally, in the interpretive history presented below, we arguethat criminal justice theories and research historically have incor-porated, either explicitly or implicitly, prescriptive ideals that areused to assess the legitimacy of what criminal justice agents andorganizations should be doing. This idealism underlies the reform-ist tendencies that have always been present in criminal justice asan academic field, in which the reality of criminal justice practicesis moved closer to the prescriptive ideal. We suggest that, for allthree types of dependent variables, prescriptive ideals in the formof discussions of legitimacy should be made explicit rather than leftimplicit. This step forms the basis of any reformist implications forcriminal justice theory and research.
CRIMINAL JUSTICE AS AN ACADEMIC FIELD
The following description of the history of criminal justice as anacademic field is presented as a concrete representation of how ourproposed framework can organize the academic field of criminaljustice so as to facilitate both the competitive testing and the gener-alization of theories. This interpretive history, however, should notbe taken too literally. Any attempt to sort material into conceptualboxes is always a matter of opinion, and no classification system iscompletely fair to its subject matter. In addition, although we pre-sent a particular sequence that suggests progression over time, thetime periods overlap considerably. Nevertheless, and despitewhatever flaws might be apparent, we believe that our proposedframework is useful for organizing the academic field of criminaljustice.
The ABF Studies: A Shift in the Attribution of Legitimacy
Before 1960, all but a very few empirical studies of criminaljustice organizations were undertaken in the context of periodic "re-form commissions" (Remmington 1990; Walker 1992). These com-missions did not define their task as purely descriptive research,but rather in language taken from the critical legal studies move-ment, as bringing the "law in practice" into greater conformity withthe "law on the books." That is, they examined actual criminal jus-tice practices to determine how much those practices deviated fromsome prescriptive ideal. The deviation itself was assigned a nega-tive moral evaluation: it was said to reflect corruption and/or in-competence. The goal of the reform commissions was to minimize
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BERNARD AND ENGEL 7
deviations between real criminal justice practices and the prescrip-tive ideal, and thereby maximize the legitimacy of those practices.
In the 1950s, the American Bar Foundation sponsored a seriesof observational studies that spanned the criminal justice system.These studies originally were conceptualized in much the same wayas the earlier reform commissions, with the same goal as those com-missions. Yet although they observed an astounding array of in-competence and corruption in actual criminal justice practices, theauthors of the ABF studies interpreted those practices in terms ofpervasive discretion inherent in the enterprise. This shift in inter-pretation eventually resulted in an early termination of the ABFstudy and delayed the publication of its final volumes until 1969(Walker 1992). The shift, however, also was the single event mostresponsible for the development of criminal justice as an academicfield (Remmington 1990; Walker 1992).
The change in interpretation essentially was a shift in the at-tribution of legitimacy. The pre-ABF reform commissions attrib-uted legitimacy entirely to the prescriptive ideal (the "law on thebooks"). The ABF studies were controversial and significant be-cause they attributed some (but not all) legitimacy to actual crimi-nal justice practices, even when those practices deviated from theideal. The studies therefore posited two simultaneous and largelyincompatible sources for legitimacy of criminal justice practices: the"law on the books" and pervasive discretion. The positing of a sec-ond source of legitimacy generated hostility and resistance, but italso opened the door to the study of criminal justice practices intheir own right.
Closing the Gap Between Ideal and Real
Despite the shift in attribution of legitimacy, significant conti-nuities existed between the pre-ABF reform commissions and thepost-ABF academic field of criminal justice. The most significantwas the overall goal of closing the gap between the ideal and thereal in criminal justice.
As stated above, the goal of the pre-ABF reform commissionswas to bring the real into greater conformity with the ideal. Theideal was viewed as an independent and stable reference point thatdefined legitimacy; thus the real was viewed as illegitimate insofaras it deviated from the ideal. Thus, for the pre-ABF reform commis-sions) closing the gap between the ideal and the real was to be ac-complished entirely by changing the reality of criminal justicepractices to make them more like the ideal. In contrast, the ABFinterpretation of real criminal justice practices implied that the"law in practice" could have its own legitimacy and could deviate
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8 CRIMINAL JUSTICE THEORY
from the "law on the books" without necessarily being illegitimateand needing reform. Thus the "ideal" in criminal justice no longerwas defined solely in terms of the "law on the books." Rather, itincorporated elements of the real world of criminal justice, the ac-tual practices of criminal justice organizations.
Although the goal of the ABF studies still was to close the gapbetween the ideal and the real, they attempted to accomplish thisby changing both the ideal and the real in order to make each morelike the other. In part, like the earlier reform commissions, the ABFstudies attempted to change the reality of criminal justice practicesby bringing them into greater conformity with the ideal. Also inpart, however, these studies attempted to change the prescriptiveideal to fit more closely the reality of criminal justice practices.That ideal was broadened to include the legitimate exercise of dis-cretion, a concept taken from the reality of criminal justice prac-tices. The gap between the ideal and the real would close when thetwo eventually met in the middle.
Polarization Theories: Official Conceptions Versus ActualPractices
In the 50 years since the ABF studies were conducted, the fieldof criminal justice has focused strongly on the real in criminal jus-tice, and the ideal was faded into the background. But at least ini-tially, in the years following the ABF studies and at least partiallyin response to the studies, the focus remained more on the gap be-tween the real and the ideal, or on the relationship between thetwo, rather than on the real itself.
Specifically, in a number of theories that followed the ABFstudies, the prescriptive ideal was transformed into something like"official conceptions" of how criminal justice organizations are sup-posed to operate. These conceptions more or less described howcriminal justice agents and administrators, as well as politicians,described criminal justice practices in public discourse. Thereforethey also described, more or less, how the public thought criminaljustice agents and organizations were supposed to behave. "Officialconceptions" diverged markedly from the real practices of thoseagents and organizations: the real practices were concealed fromthe public and shrouded in secrecy. Criminal justice agents andpoliticians who publicly presented these "official conceptions" gen-erally knew all about the real practices, so the secrecy had elementsof a conspiracy.
A number of early theories that followed the ABF studies main-tained the ABF position that both "official conceptions" and the re-ality of criminal justice practices had their own legitimacy. In
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BERNARD AND ENGEL 9
addition, however, these theories suggested that criminal justice asa social phenomenon could be fully understood only in terms of thecomplex interaction, and even the conflict, between these two as-pects. Therefore the theories, in contrast to later studies that fo-cused more directly on the reality of criminal justice practices,always contained some form of polarization at their center; oftenthis was revealed by the use of the abbreviation vs. in shorthanddescriptions. In these theories, the argument was that both of thepolarized conceptions were necessary for an understanding of crimi-nal justice as a social phenomenon. Compared with the ABF stud-ies, these studies placed greater emphasis on understanding thetwo sides of criminal justice and the gap between them, and lessemphasis on the overt goal of closing that gap, despite an implicitsense that a thorough understanding eventually could lead to re-duction or closure of the gap.
The most important of these early polarization theories wasPacker's (1968) argument about due process versus crime control.This classic theory provided a framework for explaining the day-to-day operations in the process of justice, based on two different phil-osophical orientations. Packer's concept of due process did not di-verge much from the earlier conception of the "law on the books,"but his conception of crime control went far beyond the ABF concep-tion of pervasive discretion. In particular, Packer's conception ofcrime control suggested a legitimate goal, separate from and evenin conflict with the due process goal found in the "law on the books."The legitimacy of crime control as a goal therefore generated legiti-macy for many real practices of real criminal justice organizationsthat could not be legitimated in terms of due process. Nevertheless,Packer did not attribute legitimacy solely to the reality of crimecontrol in criminal justice organizations. Rather, in his view, bothdue process and crime control had legitimacy. True understandingof criminal justice as a social phenomenon required an understand-ing of both.
Similarly, Feeley (1973) explained criminal justice in terms of"rational goal" versus "functional systems" models. He assessed thestate of criminal justice research at that time and reported thatmany empirical studies examined criminal justice within a "ra-tional goal" model. In contrast, the functional systems approachemphasized how the nature of organizations and informal normsinfluenced the behavior of criminal justice officials. It sought to ex-plain behavior through emphasis on "cooperation, exchange, andadaptation" rather than adherence to formal rules and regulations,and could be applied throughout the criminal justice system. InFeeley's argument, the "rational goal" model is more descriptive of
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10 CRIMINAL JUSTICE THEORY
some "official conception" of how criminal justice organizations aresupposed to operate, while the "functional systems" model is moredescriptive of the "reality" of how criminal justice organizationsoperate.
In another theory that contains a polarization, Lipsky (1980)described street-level bureaucrats, including police officers, as pol-icy makers because of their relatively high degree of discretion andautonomy from organizational authority. He then explained street-level bureaucrats' patterns of practice as a response to the condi-tions of their working environment: high degrees of discretion, reg-ular interaction with nonvoluntary clients, inadequate resources,increased demand for services, ambiguous work objectives andgoals, and inadequate performance measures. Like.Lipsky, Prottas(1978) theorized about individual behavior within "street-level bu-reaucracies," suggesting that individual street-level bureaucratsare powerful in part because they make decisions to transform citi-zens into clients. Although they are low in the organizational hier-archy, these workers have high levels of influence and power, whichproduce structural conflict within the organizations. Lipsky andProttas contrasted the "reality" of street-level bureaucrats as policymakers with an "official conception" that policy is the product of theformal policy-making procedures within the organizations.
Finally, Skolnick's (1966) analysis of the difference between"law" and "order" can be described as the difference between an "of-ficial conception" of criminal justice and the "reality" in criminaljustice organizations, much like Packer's earlier analysis of dueprocess versus crime control. In addition, the contradictory direc-tives in complex organizations described by Cressey (1959) arisefrom the realities of correctional organizations, which contrast withthe official conceptions of what those organizations are supposed tobe doing. In each of these theories, both points of the polarizationare necessary if one is to understand the full complexity of criminaljustice as a social phenomenon, even though one of the two poles issaid to be more descriptive of the "reality" of criminal justicepractices.
Observational Studies of Criminal Justice Organizations
"Polarization" theories were fairly global: they tended to en-compass either the entire criminal justice system or at least entirecomponent parts (e.g., police). The academic field of criminal jus-tice moved rather quickly from these more global theories and be-gan to focus on the more particular. The emphasis shifted frombroad explanation to close observation and description. With thisshift in focus, the goal of closing the gap between the ideal and the
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BERNARD AND ENGEL 11
real faded into the background, and attention moved strongly to-ward understanding the extraordinary complexity of criminal jus-tice. Usually somewhere in the background was an unspokenassumption that a thorough understanding of the reality of crimi-nal justice would lead to a reconciliation of the real with the ideal.
Initially most of these investigations were qualitative, observa-tional, descriptive case studies of individual criminal justice organi-zations. The first two were Clemmer's ([1940] 1958) study ofMenard Penitentiary and Westley's (1953, 1970) study of the GaryPolice Department. Both of these predate the ABF studies, butboth gained prominence afterward when the focus shifted from re-formism to observation and description.
In the years following the ABF studies, researchers publishedmany additional case studies of criminal justice organizations.Skolnick (1966), Wilson (1968), and Rubinstein (1973) conductedearly observational studies of the police. Blumberg (1967), Sudnow(1965), and Eisenstein and Jacob (1977) made early observationalstudies of the courts. Sykes (1958), Goftinan (1961), Toch (1977),and Jacobs (1978) conducted early observational studies of prisons.In some ways, these researchers viewed the prescriptive ideal-"of-ficial conceptions" conveyed in public discourse on what was legiti-mate for criminal justice agents and organizations-as a greaterproblem than the reality of criminal justice practices. The prescrip-tive ideals made unrealistic demands on criminal justice agents andorganizations, and therefore generated the secrecy that causedmany of the problems they faced. In a sense, these observationalstudies documented the extreme complexity of the reality of crimi-nal justice while simultaneously attacking the simplicity of pre-scriptive ideals. Criminal justice scholars came down on the side ofthe real as opposed to the ideal, thus reversing the stance of thepre-ABF reform commissions.
Yet the prescriptive ideal did not entirely disappear in thesequalitative studies, as might be expected in a purely scientific en-deavor. Rather, it remained in the background as a standardagainst which to hold the complex descriptions of the reality. Inaddition, these studies often concluded with comments on whatmight be appropriate criteria for evaluating legitimacy for realcriminal justice agents and organizations. That is, the studiesneither elimjnated the prescriptive ideal nor assumed that it was astable and unmoving reference point by which to evaluate realcriminal justice practices. Instead they brought the prescriptiveideal into an interactive relationship with reality. The studies bothexamjned the reality of criminal justice practices and consideredappropriate standards for legitimacy, given the complexity of that
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12 CRIMINAL JUSTICE THEORY
reality. Thus the field of criminal justice became increasingly com-plex both in its descriptions of reality and in its discussions of theprescriptive ideal.
Early Theories: Structure / Culture / Socialization VersusIndividual Typologies
The descriptive studies of criminal justice organizations intro-duced themes and posed questions that were the source of muchlater research and theory in criminal justice. One particular theo-retical argument that emerged from these early observational stud-ies can be described as a structure/culture/socialization argument.This argument proposed a structural explanation of organizationalculture. The organizational culture in turn explained the charac-teristics of the criminal justice organization, while socialization intothe culture explained the behavior of criminal justice agents.
This argument essentially explained why the reality of crimi-nal justice practices diverged so much from the "official concep-tions" of those practices. The answer, according to the argument,lay in the structured conditions of the work environment. Organi-zational realities faced by individual criminal justice agents tendedto generate work practices that differed from the "official concep-tions" but were similar to practices of other criminal justice agents.Those organizational realities and the resulting work practices gen-erated similar patterns of thought among criminal justice agents;these then were shared and transmitted interpersonally, and be-came subcultural. The result was a cohesive community in whichsecrecy was used to conceal the gap between actual work practicesand the "official conceptions" of those practices. Finally, socializa-tion processes developed for incorporating new criminal justiceagents into this secrecy-based community. These structure/culture/socialization arguments typically offered vague suggestions abouthow to close the gap, but primarily they described and explainedthe reality of criminal justice practices.
The first two qualitative observational studies, by Westley(1953, 1970) and by Clemmer ([1940] 1958), included theoretical ex-planations that can be described in terms of structure/culture/so-cialization. Later research making similar theoreticalcontributions included Brown's (1981) study of the Los Angeles Po-lice Department, Reuss-Ianni and Ianni's (1983) arguments aboutthe two cultures of policing, Van Maanen's (1974) description of thesocialization processes for police, and Herbert's (1998) update onpolice culture. Lipsky's (1980) arguments about street-level bu-reaucrats, as described above, also falls into this category. In thecourts, Cole (1970), Eisenstein and Jacob (1977), Eisenstcin et 0.1.
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BERNARD AND ENGEL 13
(1988), and Church (1985) offered essentially a structural/culturalexplanation of the courtroom work group, while Heumann (1978)described the socialization process for courtroom actors. EvenBlumberg's (1967) earlier work can be interpreted along these lines.Goffman's (1961) analysis of asylums included a structural/cultural/socialization explanation, as did various descriptions of the occupa-tional culture of prison officials (Duffee 1975; Hepburn 1985;Lombardo 1981; Toch and' Klofas 1982).
Although structure/culture/socialization arguments were ini-tially the most common, a contrasting theory soon arose. In 1963,Irwin and Cressey argued that prison culture was brought into theprison by inmates. This "importation" theory contradicted struc-ture/culture/socialization theories such as that of Clemmer ([1940]1958), who argued that prison culture was generated by the struc-ture of the prison and that inmates were socialized into it("prisonization"). Similarly, Westley (1953, 1970) explained policeattitudes and behavior largely in terms of what was essentially astructure/culture/socialization theory, but some later theorists fo-cused on individual differences among police officers to explain atleast some police attitudes and behaviors. These included White(1972), Broderick (1977), Muir (1977), and Brown (1981). Similartypologies were proposed to explain the behavior of attorneys(Carter 1974; Jack and Jack 1989; Mather 1979) and correctionalofficials (Irwin 1980; Kauffman 1988; Rosecrance 1988).
Quantitative Studies of Criminal Justice Agents' Behavior
Over time, criminal justice research became systematic andquantitative. Much larger numbers of observations were collectedmore systematically, often from several similar organizations (e.g.,several police departments), and the data was analyzed quantita-tively rather than interpreted in qualitative, descriptive fashion.
The shift from qualitative to quantitative research was accom-panied by a subtler and less obvious shift in the focus of the studies.Earlier qualitative studies had focused on the entire criminal justiceorganization as a functioning entity; individual agents were viewedas part of that entity. With systematic observation and quantita-tive analysis, the focus shifted to the behavior of the individualcriminal justice agent, particularly decision making. Agents' be-havior, of course, is much more quantifiable than criminal justiceorganizations' functioning. The research task now was to describethe complexity of the contextual influences on individual decisionmaking. The criminal justice organization then became one of sev-eral types of variables that influenced the individual agent's behav-ior. This was a considerably narrower and more precise question
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CRIMINAL JUSTICE THEORY14
than had been addressed in the earlier and more free-ranging qual-itative, observational studies.
These quantitative studies became the "bread and butter" ofcriminal justice research. Larger studies that systematically col~lected and analyzed original observational data of police behaviorincluded the Black and Reiss study in Chicago, Washington, andBoston in 1966 (Black 1980; Black and Reiss 1970), the Police Ser-vices Study of officers in 24 departments in 1977 (Caldwell 1978;Whitaker 1982), and the Midwest City study (Sykes and Clark1975). In each of these studies the investigators adopted themethodical approach of systematic observation, a teChnique thatcombines the rich detail of participant field research with the objec-tivity of systematic survey data collection (Reiss 1971). Many otherstudies focused on particular questions or addressed issues raisedby the earlier studies, and relied on secondary analysis of data thatalready had been collected (e.g., Brereton and Casper 1981; Klinger1994; Smith and Visher 1981; Worden 1989; Worden and Shepard1996).
These quantitative studies seemed to abandon all "official con-ceptions" of what criminal justice agents should be doing, and tofocus entirely on describing and explaining what they actually weredoing. Therefore they seemed to be purely descriptive and to bearlittle relation to the reformism that characterized the field at itsbeginning. Even so, prescriptive ideals about what criminal justiceagents should be doing remained in the background of these stud-ies, providing implicit value judgments about the legitimacy ofwhat was observed and described. For example, quantitative re-search focused quite strongly on the effect of nonlegal variables oncriminal justice agents' behavior, including race, gender, class, anddemeanor (Engel, Sobol, and Worden 2000; Kleck 1981; Klinger1994; Radelet 1981; Smith and Visher 1981; Spohn 1990; Steffen~smeier, illmer, and Kramer 1998). Eventually, reviews summarizedand organized some of this research (Gottfredson and Gottfredson1981, 1988; Riksheim and Chermak 1993; Sherman 1980; Simpson1989; Walker, Spohn, and DeLone 1996). These nonlegal variablestypically explained a relatively small portion of the variance in com-parison with legally relevant variables, but they received a greatdeal of attention.
The reason for so much attention, as everyone knows, is thatnonlegal variables should not influence the behavior of criminal jus~tice agents. That is, the studies contained a prescriptive idealagainst which criminal justice agents' actual behavior was evalu-ated. In addition to explaining the agents' behavior itself, the stud-ies focused on explaining deviations of that behavior from an
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BERNARD AND ENGEL 15
implied prescriptive ideal that defined legitimacy. That second fo-cus implied that an understanding of the sources of agents' behav-ior might help to close the gap between the ideal and the real, andthus to increase the legitimacy of real criminal justice practices.Therefore, even while these studies continued, at least partially, tofocus on the gap between the reality of criminal justice practicesand some prescriptive ideal, they also revealed the continuing (evenif implicit) goal of reform in quantitative criminal justice research.
Also important for our purposes, these studies reveal a continu-ing but quite subtle development in the complexity of the prescrip-tive ideal. The ABF studies had set that ideal in motion, so that itno longer was a static and unchanging "law on the books," but in-stead interacted with the reality of criminal justice practices. Inthe later polarized theories about the two sides of criminal justiceand in the later observational studies of criminal justice organiza-tions, the prescriptive ideal was made even more complex and morefirmly grounded in reality, and yet (it was hoped) still capable ofattributing legitimacy in public discourse. The systematic quanti-tative research studies on criminal justice agents' behavior contin-ued that trend. While describing real criminal justice practices, theresearchers asked, at least implicitly, "In the light of the complexrealities they face, what should criminal justice agents and organi-zations be doing? What constitutes legitimacy in criminal justice?"The answers became increasingly complex.
The Explicit Return to Reformism
Armed with a large number of systematic observations of crimi-nal justice agents' real behavior, as well as with complex and s0-phisticated interpretations of criminal justice organizations'functioning, criminal justice scholars proposed various entirely newconceptions of criminal justice practice that differed from the "offi-cial conceptions" and from the actual practices that were current atthe time. These scholars essentially argued that their reform pro-posals were both realistic and legitimate. The reforms, they said,were realistic approaches to criminal justice that actually could beimplemented. Criminal justice agents no longer would be influ-enced by structural workload conditions to act in one way, and thenpressured by highly divergent "official conceptions" to hide behindthe secrecy of the occupational subculture. At the same time, thesereforms were said to be legitimate enough to function as "officialconceptions" for the purposes of public discourse by criminal justiceagents and administrators, as well as politicians. Thus the newproposals were offered as ways to close the gap between the ideal
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16 CRIMINAL JUSTICE THEORY
and the real. They were offered as a way to make criminal justicepractices more legitimate.
In the area of police, Bittner (1974, 1975) offered a new defini-tion of police professionalism, Goldstein (1977, 1990) defined prob-lem-oriented and community policing, Wilson and Kelling (1982)suggested the "broken windows" approach, and Sherman et ale(1989) described a "hot spots" approach. In regard to the courts,academics produced ideas to transform the structure of sentencing(Rossi and Berk 1997; Ulmer and Kramer 1998) and introducednew ideas such as selective incapacitation (Gottfredson and Gottf-redson 1994). In corrections, earlier, more naive proposals for re-form (e.g., Morris 1974) gave way to more sophisticated and morerealistic proposals that more fully took into account the complex re-alities of criminal justice (Morris and Tonry 1990).
These new proposals were quite broad; they called for reorgani-zations of entire areas of the criminal justice system. Much morespecific and sharply focused topics also were addressed, particu-larly through the introduction of evaluation research. At leastsome of this evaluation research was based on an experimental de-sign with random assignment of criminal justice actions, in order todetermine the effectiveness of those actions as measured by crime-related outcomes.
Initially, evaluation research was applied to existing criminaljustice practices (Gendreau, Little and Goggin 1996; Gendreau andRoss 1987; Kelling et ale 1974; Larson 1975; Martin and Sherman1986; Martinson 1974; Sherman 1992), and the results of thesestudies exerted at least some influence over subsequent policies inthe organizations in question. Evaluation research also was ap-plied to the reforms that had been proposed by academics on thebasis of earlier observational and quantitative research. Thesestudies attempted to determine how fully the reforms achievedtheir purpose of closing the gap between ideal conceptions and realpractices. That is, the researchers examined the implementation ofthe reforms to determine whether the actual criminal justice prac-tices conformed to the new official conceptions of what should behappening. Some found a reasonable implementation of the re-forms; thus the reforms themselves largely accomplished theirgoals. Others found that real criminal justice practices tended to"eat" reforms wholesale and to continue unchanged.
This development eventually led to "hydraulic" theories ofcriminal justice (e.g., McCoy 1984) and to arguments about "crimi-naljustice thermodynamics" (Walker 1998). According to these ar-guments, which were primarily structural, workload pressuresgenerate and maintain certain work practices even if the criminal
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BERNARD AND ENGEL 17
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CRIMINAL JUSTICE THEORY18
of courtroom work groups. Although less popular than the struc-tural theories of workload pressure, these accounts include an ex-planation of why criminal justice organizations tend to absorbreforms and to continue unchanged.
Aggregate-Level Studies of the Criminal Justice System and ItsComponents
Almost from the founding of the discipline, some studies incriminal justice have linked societal-level characteristics to therates and distributions of criminal justice behaviors. This is a verydifferent type of study than those which focus either on the behav-ior of individual criminal justice agents or on the behavior of thecriminal justice organization as a functioning entity.
In policing, for example, a recent study exAmined the relation-ship between police killings and density, overcrowding, and racialand economic inequality (Jacobs and O'Brien 1998). This studydoes not focus on the organizational behavior of particular policedepartments nor on the individual behavior of particular officers.Rather, it explains an aggregate-level characteristic associatedwith policing in the United States-rates of police killings-by us-ing various aggregate-level characteristics of the larger society,such as racial and economic inequality.
Similarly, various arguments have been made to explain theemergence of correctional systems or their later transformations byrelating them to larger societal developments (e.g., Foucault 1979,Garland 1990; Rusche and Kirchheimer 1939). Other studieslinked imprisonment rates to various aggregate-level economic is-sues such as unemployment (Chiricos and Bales 1991) or labor sur-plus (Chiricos and Delone 1992). Imprisonment rates also havebeen linked to various aggregate-level racial distributions (e.g., Mc-Garrell 1993; Myers 1990). All of these studies explain overallcharacteristics of the correctional system in terms of societal char-acteristics. In this way they differ markedly from studies that focuson correctional agents' individual behavior or on the behavior ofcorrectional organizations.
In regard to the courts, a number of studies use current socialconditions to explain recent changes in sentencing practices associ-ated with increasing sentence severity (e.g., Streiker 1999) andwith the decline in the use of youthfulness as a criterion for leni-ency (e.g., Tonry 1999). Here again, the dependent variable is notthe individual behavior of prosecutors or judges, nor the behavior ofcourts as functioning criminal justice organizations. Rather, thetheories attempt to explain characteristics of sentencing in theUnited States in terms of characteristics of the larger society.~
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BERNARD AND ENGEL 19
At an even broader level, many theories have focused on char-acteristics of the entire criminal justice system rather than on com-ponents of that system. Chambliss and Seidman (1971) presented atheory of "the law in action," using a conflict perspective. They sug-gested that law "can be understood only by considering the totalsocial milieu of the persons whose behavior is supposed to conformto the rules and thus achieve the higher goals implicit in the rules"(1974:4). Black's (1976) theory operates at the same level: he usedfive groups of aggregate-level independent variables (stratification,morphology, culture, organization, and social control) to explain s0-cietal-level characteristics of law (its quantity and style).
Other aggregate-level theoretical arguments focus on criminaljustice policy. In an examination of street crime and public policy,Scheingold (1984) described the influence of politics over policymaking within the criminal justice system. He argued thatdivisions in society produce conflicts of both interest and value, andthat these conflicts generate cleavages, resulting in the develop-ment of subcultures. Within the criminal justice system,Scheingold's theory explains the political nature of policy makingby describing organizational differences, changes in the political en-vironment, and differences in criminal justice actors' attitudes andbeliefs. In his later (1991) work, Scheingold provided a theory ex-plaining how the political culture of the criminal process influencescrime control policy.
In similar work, Gordon (1990) attempted to explain specificcriminal justice policies (e.g., "get-tough" policies and the growingemphasis on observation as a crime control technique in the 1980s)through an examination of historical and current ideological re-sponses. Reiman (1984) argued that the criminal justice systemcan be explained by its failures: the failure to identify acts by thepowerful as crimes, the failure to implement policies that actuallywill reduce crime, and the failure to eliminate economic bias in thesystem. Each of these theorists uses aggregate-level societal charac-teristics, particularly the political environment, to predict and ex-plain overall criminal justice policies.
Also operating at the aggregate level but with independentvariables that are more community-based, Duffee (1980:5) sug-gested that criminal justice research should focus on the complexityof public organizations and communities. He argued that scholarsshould attend to larger questions concerning "relationships of thecriminal justice system to society, rather than relationships be-tween two or more aspects or behaviors in the criminal justice sys-tem" (emphasis in original). Making arguments similar to those of
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CRIMINAL JUSTICE THEORY20
Feeley (1973), Duffee acknowledged that the criminal justice sys-tem is not a unitary system serving a single function, but that itserves multiple functions in different places. He suggested thatcriminal justice organizations cannot deter crime because differentlocalities want and expect different things from their criminal jus-tice organizations. These observations led Duffee to suggest thatcriminal justice operations should be eXAmined in a theoreticalframework "in which it is assumed that criminal justice operationsare determined by community political and social structure"(1980:137). Duffee's community theory of criminal justice advancesa fourfold typology of communities, to be used to describe behaviorof the criminal justice system.
Also operating at the aggregate level but proposing even morecomplex, independent variables, Hagan (1989) suggested that thelack of theory in criminal justice was due in part to the nature ofthe criminal justice system, which he and other scholars character-ized as "loosely coupled" (Glassman 1973; Meyer and Rowan 1978).Hagan further suggested that theories of criminal justice should fo-cus on the structure of criminal justice organizations and the envi-ronments in which they operate. He provided a framework for atheory of criminal justice system operations that stresses the im-portance of examining political power and organizational formsthrough a set of premises and propositions.
Similar arguments have been made about the overall charac-teristics of criminal justice in other countries. Tanner (1999) ar-gued that the large number of abuses in the Chinese criminaljustice system in the early 1980s can be explained by China's lack ofmaterial resources combined with "legal instrumentalism": the lawas a tool used by the government and by the ruling CommunistParty to accomplish social goals.
Although all of these studies appear to be descriptive, they ex-ist against the backdrop of prescriptive ideals that define legiti-macy in one way or another. Studies linking imprisonment rates toaggregate-level economic characteristics such as unemployment orlabor surplus are interesting precisely because such a linkage hasthe appearance of being illegitimate. Thus variables are interestingeven if they explain relatively small portions of the variance. Theprescriptive ideal is that imprisonment rates should be determinedsolely by legally relevant variables such as crime rates.
A similar point can be made about the relationship between po-lice shootings and inequality, density, and overcrowding. The pointis not that these are the most important variables explaining ratesof police shootings, but that such a relationship appears to violatesome implicit prescriptive ideal that defines legitimacy for police
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BERNARD AND ENGEL 21
discharge of weapons. Perhaps further study will demonstrate thatno actual problem exists; at the present, however, this study is in-teresting precisely because police behavior is being measuredagainst a prescriptive standard, which itself is used to definelegitimacy.
DISCUSSION
Classifying theories first on the dependent variable and thenon the independent variables increases conceptual clarity in discus-sions of criminal justice theory, allows different theories to be com-pared and contrasted with each other, and facilitates theorybuilding through generalization. Some theories explain criminaljustice agents' behavior by focusing on the individual characteris-tics of the agents themselves, including police officers (Broderick1977; Muir 1977; White 1972), attorneys (Carter 1974; Jack andJack 1989; Mather 1979), and correctional agents (Irwin 1980;Kauffman 1988; Rosecrance 1988). These theories are comparableacross criminal justice system components because one particulartype of dependent variable (the behavior of individual agents) is ex-plained by one particular type of independent variable (individualcharacteristics). Other theories explain individual criminal justiceagents' behavior as socialized adaptations to the work environment(Blau 1974; Blumberg 1967; Cole 1970; Feeley 1973; Lipsky 1980;Prottas 1978; Skolnick 1966). Again, these theories are comparablebecause one type of dependent variable (individual agents' behav-ior) is explained by one type of independent variable (socializationinto a work environment).
This type of classification facilitates competitive testing andgeneralization across system components for these types of depen-dent and independent variables. In addition, competitive testingcould address the relative explanatory power of the two types of in-dependent variables: individual characteristics versus work sociali-zation. Finally, such testing enables various kinds of theorybuilding. For example, Gottfredson and Gottfredson (1981, 1988)described criminal justice as composed of a series of critical deci-sion-making points of diagnosis, classification, and prediction bycriminal justice actors. They suggested that criminal justice opera-tions may be viewed as individual decisions made by officials, anddescribed decision making as having three main components: a goalto be achieved, alternative choices for achieving that goal, and in-formation to guide in choosing among the alternatives. Thesescholars were able to construct a theory of criminal justice becausethey focused on one type of dependent variable (individual decision~
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CRIMINAL JUSTICE THEORY22
making) and argued that the independent variables possess com-monalities across the entire system.
The second type of dependent variable in our proposed organi-zational scheme is the behavior of criminal justice organizations asfunctioning entities. Classifying theories on this type of dependentvariable allows comparisons based on the independent variables.For example, many theories explain criminal justice organizations'behavior in terms of the occupational cultures in those organiza-tions. Police scholars generally recognize the work done in the areaof police culture (Brown 1981; Herbert 1998; Manning 1977; Skol-nick 1966; Westley 1953, 1970), but this work is rarely linked tosimilar developments in courtroom work groups (Church 1985;Eisenstein and Jacob 1977) or to work describing the occupationalculture of prison officials (Duffee 1975; Hepburn 1985; Lombardo1981; Marquart 1986; Philliber 1987; Toch and Klofas 1982). In allof these theories, occupational cultures are said to arise from struc-tural factors such as workload pressures or work conditions. Essen-tially these cultures are used to explain the behavior oforganizational units such as police departments or courtroom workgroups. Categorizing theories by dependent and independent vari-ables, as opposed to the standard categorization by system compo-nents, would allow these theories to be generalized across systemcomponents, and would facilitate competitive testing of specific in-dependent variables within this overall category.
Other scholars have proposed more specific dependent vari-ables within this category. Several different organizational styleshave been postulated: for example, Wilson's (1968) description ofwatchman, legalistic, and service police departments, Levin's(1977) description of two urban criminal courts, and DiIulio's (1987)description of prison systems in three states. These organizationalstyles are dependent variables within the general category of crimi-nal justice organizations' behavior. These variables then are ex-plained with a variety of more specific independent variablesincluding political, community, and organizational factors.
Theories that explain organizational behavior in terms ofoccu-pational cultures obviously are similar to individual-level theoriesthat explain the behavior of individual criminal justice agents interms of socialization into the occupational culture. The differencebetween these two types of theories lies in differences in the depen-dent and the independent variables rather than in any contradic-tion or competition between the theories. In the individual-leveltheory, the dependent variable is the behavior of the individualagent; socialization into an occupational culture is the independentvariable. In the organization-level theory, the dependent variable
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BERNARD AND ENGEL 23
is the behavior of the organizational unit, the intervening variablemost often is the occupational culture (although sometimes this isthe independent variable), and the independent variable most oftenis the set of structural conditions associated with the work.
Particularly with these two types of theories, the attempt tocreate a comprehensive picture of criminal justice realities leadssome scholarly works to move back and forth among the variousdependent variables. Although this practice is intuitively appeal-ing, it can lead to confusion when the researcher is attempting tocompare, competitively test, or generalize theories. In Wilson's(1968) study of police organizations and DiIulio's (1987) examina-tion of prisons, for example, organizational behavior seems to be theprimary dependent variable. At the same time, both of these theo-ries explain criminal justice agents' behavior as a consequence ofworking for particular organizations. These theories also have im-plications about the overall characteristics of criminal justice com-ponents at the societal level, and to that extent they includeaggregate-level as well as individual- and organization-level depen-dent variables. Recognizing that some theories can be appliedacross two or more types of dependent variables adds conceptualclarity and allows more specific comparison of research findingsacross theories and system components.
Additional confusion arises when the dependent variable is notdistinguished clearly from the independent variable. In severaltheories that are described as theories of criminal justice, for exam-ple, criminal behavior is the dependent variable and criminal jus-tice is the independent variable (e.g., Gorecki 1979; Gross 1971).We exclude these theories from the present analysis because we re-gard them as theories of criminal behavior rather than as theoriesof criminal justice.
Another example of confusion between dependent and indepen-dent variables is present in the exchange between Black (1979) andGottfredson and Hindelang (1979a, 1979b, 1980). In their researchattempting to test Black's (1976) theory of the behavior of law, Gott-fredson and Hindelang found that seriousness was the dominantexplanation for police behavior. Thus they treated police behavioras the dependent variable, and legal seriousness as an independentvariable explaining the behavior. Black essentially responded thatlegal seriousness (the quantity of law) rather than police behaviorwas his dependent variable. Confusion arose because some of thefactors that Black listed as explaining legal seriousness were thesame factors that Gottfredson and Hindelang listed as explainingpolice behavior. The major problem, however, was that they werediscussing different dependent variables.
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CRIMINAL JUSTICE THEORY24
In general, our proposed organization captures and organizesmost of the theory and research described above in the interpretivehistory of criminal justice as an academic field. A continuing themethroughout that history, however, is the role of the prescriptiveideal in defining legitimacy for criminal justice. This ideal is moreexplicit in the earlier studies, but even in the later studies it existsin the background as a standard for measuring real criminal justicepractices. Criminal justice scholars, we recommend, must recog-nize that their discipline inevitably includes a prescriptive dimen-sion, which itself is always undergoing change in an interactiverelationship with real criminal justice practices. Thus we suggestthat this dimension be included explicitly for each type of depen-dent variable.
By acknowledging and making explicit the prescriptive dimen-sion, we can incorporate into the field of criminal justice variousother theories that focus exclusively on that dimension. For exam-ple, numerous scholars have advanced theories that describe andanalyze the concept of justice as a philosophical orientation and ex-plain the moral and social components of justice within societies(i.e., Barry 1989; Gross 1971; Rawls 1971, 1999). These theoriesprovide the grounding for prescriptive ideals related to aggregate-level characteristics of the criminal justice system overall. Simi-larly, theories of the philosophy of punishment (e.g., Hudson 1996;Tunick 1992) focus on the nature and content of prescriptive idealsfor correctional systems.
CONCLUSION: LESSONS FROM CRIMINOLOGY
We believe that the best way to organize criminal justice theoryis to categorize it on the basis of the dependent variable. There arethree general types of dependent variables: the individual behaviorof criminal justice agents, the organizational behavior of criminaljustice organizations, and the aggregate behavior of the criminaljustice system and its components as a whole. Once theories havebeen classified on the basis of their dependent variables, it is possi-ble to sort and organize by independent variables. This organiza-tion of theory promotes conceptual clarity, allows generalizationacross system components, and permits competitive testing of theo-ries in criminal justice; all of these benefits will advance criminaljustice as a scientific enterprise.
Our approach is similar to the approach to criminology theorytaken by Bernard and Snipes (1996; also see VoId, Bernard andSnipes 1998). According to Bernard and Snipes, the scientific pro-cess provides that theory will always exist in a context of research,just as research always exists in the context of theory. In this view,
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BERNARD AND ENGEL 25
the ultimate criterion for theory is usefulness to research, just asthe ultimate criterion for research is usefulness to theory. Theorycan achieve utility for research more successfully by conceptualiz-ing its goal as identifying variables and recognizing the order andorganization among these variables. In a more policy-orientedphrase, the utility of theory is best achieved by identifying thesources of independent variation for precise dependent variables.
Bernard and Snipes therefore argue that the most importantvariable is the dependent variable, and that it should be the basisfor sorting and classifying theories of criminology. Conceptual con-fusion arises when criminologists classify or categorize theories bythe independent variables (e.g., biology, psychology, economics, so-cial disorganization, strain, control, learning), even though this ap-proach is intuitively appealing. The problem is that classifyingtheories on the independent variables implicitly assumes a singledependent variable, whereas in fact criminology involves multipledependent variables. Bernard and Snipes describe three types ofdependent variables in criminology: individual criminal behavior,the rates and distributions of criminal behavior in social units, andthe behavior of criminal law. Each type includes many quite spe-cific dependent variables, all of which can be linked to particularindependent variables and to particular orders or organizations ofthose variables. For each dependent variable, multiple causal fac-tors are described by multiple theories that compete with one an-other over explained variation. This approach is highly integrativeas compared with standard interpretations, in which different theo-ries contradict each other, so that only one theory can survive com-petitive testing while the others are falsified on the basis ofstatistical significance. In our approach, because the competitionconcerns explained variation, theories are not falsified, althoughthey may be found to possess so little utility (account for so littleexplained variation) that they can be discarded.
All of these points, in our view, apply to criminal justice theory.We believe, however, that criminology and criminal justice theoriesdiffer in two major respects. First, criminology originated assweepingly discursive general theories (Gibbs 1985) and hasworked its way, with difficulty, towards phrasing those theories insuch a way that research could test them adequately. Criminaljustice, on the other hand, originated as descriptive research, inwhich theory, insofar as it existed at all, was highly Bpecific andfocused on the particular topic at hand. Over the last 50 years,criminal justice has been working its way, with difficulty, towardstheorv .
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26 CRIMINAL JUSTICE THEORY
The second difference, we believe, is that criminal justice theo-ries retain implicit or explicit prescriptive ideals. Criminal justicescholars should acknowledge explicitly that their work existsagainst a backdrop of attributions of legitimacy. This legitimacystandard is not a disembodied, static entity but is constructed in aconstant, interactive relationship with the reality of criminal jus-tice as revealed by our research. Our field has been both descrip-tive and prescriptive since it was founded; it cannot be understoodfully without an acknowledgment of its prescriptive elements.
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