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UNCORRECTED PROOF ARTICLE IN PRESS 1 Multi-site evaluation of IKONOS data for classification of 2 tropical coral reef environments 3 Serge Andre ´foue ¨t a, * , Philip Kramer b , Damaris Torres-Pulliza c , Karen E. Joyce d , 4 Eric J. Hochberg e , Rodrigo Garza-Pe ´rez f , Peter J. Mumby g , Bernhard Riegl h , 5 Hiroya Yamano i , William H. White j , Mayalen Zubia k , John C. Brock c , 6 Stuart R. Phinn d , Abdulla Naseer l , Bruce G. Hatcher l , Frank E. Muller-Karger a 7 a Institute for Marine Remote Sensing, College of Marine Science, University of South Florida, 140 7th Avenue S., St. Petersburg, FL 33701, USA 8 b Rosenstiel School of Marine and Atmospheric Science, University of Miami, Miami, FL, USA 9 c Center for Coastal and Regional Marine Studies, United States Geological Survey, St. Petersburg, FL, USA 10 d Biophysical Remote Sensing Group, Department of Geographical Sciences and Planning, University of Queensland, St. Lucia, Australia 11 e Hawaii Institute of Marine Biology, University of Hawaii, Honolulu, Kaneohe, USA 12 f Coral Reef Ecosystems Ecology Laboratory, Marine Resources Department, CINVESTAV-I.P.N. Unidad Me ´rida, Merida, Mexico 13 g Marine Spatial Ecology Laboratory, University of Exeter, Exeter, UK 14 h Oceanographic Center, National Coral Reef Institute, Nova Southeastern University, Miami, FL, USA 15 i Social and Environmental Systems Division, National Institute for Environmental Studies, Onogawa, Tsukuba, Ibaraki, Japan 16 j Department of Marine Science and Coastal Management, The University of Newcastle, Newcastle upon Tyne, UK 17 k Laboratoire Terre-Oce ´ans, Universite ´ de la Polyne ´sie Francaise, Tahiti, French Polynesia 18 l Department of Biology, Dalhousie University, Halifax, Nova Scotia, Canada 19 20 Received 3 June 2002; received in revised form 5 December 2002; accepted 22 April 2003 21 Abstract 22 Ten IKONOS images of different coral reef sites distributed around the world were processed to assess the potential of 4-m resolution 23 multispectral data for coral reef habitat mapping. Complexity of reef environments, established by field observation, ranged from 3 to 15 24 classes of benthic habitats containing various combinations of sediments, carbonate pavement, seagrass, algae, and corals in different 25 geomorphologic zones (forereef, lagoon, patch reef, reef flats). Processing included corrections for sea surface roughness and bathymetry, 26 unsupervised or supervised classification, and accuracy assessment based on ground-truth data. IKONOS classification results were 27 compared with classified Landsat 7 imagery for simple to moderate complexity of reef habitats (5 – 11 classes). For both sensors, overall 28 accuracies of the classifications show a general linear trend of decreasing accuracy with increasing habitat complexity. The IKONOS sensor 29 performed better, with a 15– 20% improvement in accuracy compared to Landsat. For IKONOS, overall accuracy was 77% for 4 – 5 classes, 30 71% for 7 – 8 classes, 65% in 9– 11 classes, and 53% for more than 13 classes. The Landsat classification accuracy was systematically lower, 31 with an average of 56% for 5 –10 classes. Within this general trend, inter-site comparisons and specificities demonstrate the benefits of 32 different approaches. Pre-segmentation of the different geomorphologic zones and depth correction provided different advantages in different 33 environments. Our results help guide scientists and managers in applying IKONOS-class data for coral reef mapping applications. 34 D 2003 Elsevier Inc. All rights reserved. 35 36 Keywords: Landsat; Bathymetric correction; Glint; Accuracy; Habitat mapping; Seagrass 37 38 39 1. Introduction 40 Remote sensing provides an effective way to observe 41 and monitor shallow coral reefs worldwide, to characterize 42 inter-reef structural differences, and to map intra-reef 43 habitat diversity and zonations, assess bathymetric varia- 44 tions, design survey protocols, conduct biogeochemical 45 budgets, and map beta-diversity (Andre ´foue ¨t, Claereboudt, 46 Matsakis, Page `s, & Dufour, 2001; Andre ´foue ¨t, Muller- 47 Karger, Hochberg, Hu, & Carder, 2001; Andre ´foue ¨t & 48 Payri, 2000; Capolsini, Andre ´foue ¨t, Rion, & Payri, 2003; 49 Hochberg & Atkinson, 2000; Jupp et al., 1985; Liceaga- 0034-4257/$ - see front matter D 2003 Elsevier Inc. All rights reserved. doi:10.1016/j.rse.2003.04.005 * Corresponding author. Tel.: +1-727-553-3987; fax: +1-727-553-1103. E-mail address: [email protected] (S. Andre ´foue ¨t). www.elsevier.com/locate/rse RSE-05965 Remote Sensing of Environment xx (2003) xxx – xxx

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Page 1: ARTICLE IN PRESS and monitor shallow coral reefs worldwide, to characterize inter-reef structural differences, ... (2003) xxx–xxx. UNCORRECTED PROOF ARTICLE IN PRESS

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www.elsevier.com/locate/rse

Remote Sensing of Environment xx (2003) xxx–xxx

ED PROOF

Multi-site evaluation of IKONOS data for classification of

tropical coral reef environments

Serge Andrefoueta,*, Philip Kramerb, Damaris Torres-Pullizac, Karen E. Joyced,Eric J. Hochberge, Rodrigo Garza-Perezf, Peter J. Mumbyg, Bernhard Rieglh,

Hiroya Yamanoi, William H. Whitej, Mayalen Zubiak, John C. Brockc,Stuart R. Phinnd, Abdulla Naseerl, Bruce G. Hatcherl, Frank E. Muller-Kargera

a Institute for Marine Remote Sensing, College of Marine Science, University of South Florida, 140 7th Avenue S., St. Petersburg, FL 33701, USAbRosenstiel School of Marine and Atmospheric Science, University of Miami, Miami, FL, USA

cCenter for Coastal and Regional Marine Studies, United States Geological Survey, St. Petersburg, FL, USAdBiophysical Remote Sensing Group, Department of Geographical Sciences and Planning, University of Queensland, St. Lucia, Australia

eHawaii Institute of Marine Biology, University of Hawaii, Honolulu, Kaneohe, USAfCoral Reef Ecosystems Ecology Laboratory, Marine Resources Department, CINVESTAV-I.P.N. Unidad Merida, Merida, Mexico

gMarine Spatial Ecology Laboratory, University of Exeter, Exeter, UKhOceanographic Center, National Coral Reef Institute, Nova Southeastern University, Miami, FL, USA

iSocial and Environmental Systems Division, National Institute for Environmental Studies, Onogawa, Tsukuba, Ibaraki, JapanjDepartment of Marine Science and Coastal Management, The University of Newcastle, Newcastle upon Tyne, UK

kLaboratoire Terre-Oceans, Universite de la Polynesie Francaise, Tahiti, French PolynesialDepartment of Biology, Dalhousie University, Halifax, Nova Scotia, Canada

TReceived 3 June 2002; received in revised form 5 December 2002; accepted 22 April 2003

NCORRECAbstract

Ten IKONOS images of different coral reef sites distributed around the world were processed to assess the potential of 4-m resolution

multispectral data for coral reef habitat mapping. Complexity of reef environments, established by field observation, ranged from 3 to 15

classes of benthic habitats containing various combinations of sediments, carbonate pavement, seagrass, algae, and corals in different

geomorphologic zones (forereef, lagoon, patch reef, reef flats). Processing included corrections for sea surface roughness and bathymetry,

unsupervised or supervised classification, and accuracy assessment based on ground-truth data. IKONOS classification results were

compared with classified Landsat 7 imagery for simple to moderate complexity of reef habitats (5–11 classes). For both sensors, overall

accuracies of the classifications show a general linear trend of decreasing accuracy with increasing habitat complexity. The IKONOS sensor

performed better, with a 15–20% improvement in accuracy compared to Landsat. For IKONOS, overall accuracy was 77% for 4–5 classes,

71% for 7–8 classes, 65% in 9–11 classes, and 53% for more than 13 classes. The Landsat classification accuracy was systematically lower,

with an average of 56% for 5–10 classes. Within this general trend, inter-site comparisons and specificities demonstrate the benefits of

different approaches. Pre-segmentation of the different geomorphologic zones and depth correction provided different advantages in different

environments. Our results help guide scientists and managers in applying IKONOS-class data for coral reef mapping applications.

D 2003 Elsevier Inc. All rights reserved.

U Keywords: Landsat; Bathymetric correction; Glint; Accuracy; Habitat mapping; Seagrass

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1. Introduction

Remote sensing provides an effective way to observe

and monitor shallow coral reefs worldwide, to characterize

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0034-4257/$ - see front matter D 2003 Elsevier Inc. All rights reserved.

doi:10.1016/j.rse.2003.04.005

* Corresponding author. Tel.: +1-727-553-3987; fax: +1-727-553-1103.

E-mail address: [email protected] (S. Andrefouet).

inter-reef structural differences, and to map intra-reef

habitat diversity and zonations, assess bathymetric varia-

tions, design survey protocols, conduct biogeochemical

budgets, and map beta-diversity (Andrefouet, Claereboudt,

Matsakis, Pages, & Dufour, 2001; Andrefouet, Muller-

Karger, Hochberg, Hu, & Carder, 2001; Andrefouet &

Payri, 2000; Capolsini, Andrefouet, Rion, & Payri, 2003;

Hochberg & Atkinson, 2000; Jupp et al., 1985; Liceaga-

RSE-05965

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S. Andrefouet et al. / Remote Sensing of Environment xx (2003) xxx–xxx2

UNCORREC

Correa & Euan-Avila, 2002; Mumby, 2001; Mumby &

Edwards, 2002; Mumby, Green, Clark, & Edwards, 1998;

Palandro, Andrefouet, Dustan, & Muller-Karger, 2003;

Purkis, Kenter, Oikonomou, & Robinson, 2002; Roelfsma,

Phinn, & Dennisson, 2002). The recent increase of remote

sensing applications targeting reef environments (Andre-

fouet, Muller-Karger, et al., 2001) reflects the growing

concern about drastic and negative changes occurring on

reefs over the past three decades due to anthropogenic (e.g.

pollution, fishing, and coastal development) or natural (e.g.

global warming) stresses.

The satellite data most commonly used since the mid-

1980s for direct observation of coral reefs have been

medium spatial resolution digital images, i.e. a spatial

resolution of 10–30 m. This includes data delivered by

the Indian Remote Sensing Satellite C (IRS-C), Satellite

pour l’Observation de la Terre (SPOT) 1–4 High Resolu-

tion Visible (HRV), Landsat 5 Thematic Mapper (TM), and

more recently by SPOT 4–5, Landsat 7 Enhanced The-

matic Mapper Plus (ETM+), and Advanced Spaceborne

Thermal Emission and Reflection Radiometer (ASTER)

sensors. Conversely, ‘‘high resolution’’ images are those

with a spatial resolution greater than 10 m such as those

provided by IKONOS or Quickbird (1–4 m). This study

aims to clarify the potential of high spatial resolution

IKONOS data for reef mapping worldwide.

In their review presenting the use of remote sensing for

coastal tropical assessment, Green, Mumby, Edwards, and

Clark (1996) pointed out the difficulty of comparing

different reef assessments due to lack of consistency in

classification schemes, in in situ data collection and image

processing methods, and in accuracy assessment protocols.

SPOT HRV and Landsat TM data have been used most

frequently because of their availability starting in the mid-

1980s. The work of various independent investigators

worldwide has now helped define the potential of medium

spatial resolution data for reef applications (e.g. Ahmad &

Neil, 1994; Andrefouet, Muller-Karger, et al., 2001; Mat-

sunaga & Kayanne, 1997; Purkis et al., 2002; Yamano &

Tamura, in press). It is now clear that for geomorphology

and habitat-scale applications, SPOT and Landsat data are

adequate for simple complexity mapping (3–6 classes), but

for more complex targets (7–13 classes) they are limited

by their spatial and spectral resolution and likely by their

digitization rate (8 bits) (Capolsini et al., 2003; Hochberg

& Atkinson, 2003; Mumby, Green, et al., 1998; Mumby &

Edwards, 2002).

The 1999 launch of the commercial IKONOS satellite,

operated by Space Imaging (SI), provides for the first

commercial space sensor with 11 bit, high-spatial resolu-

tion (4 m), calibrated data in four wide spectral bands that

are potentially useful for coral reef studies. The spectral

bands closely match the first four bands of the ETM+

sensor (Thome, 2001). Despite the quick attenuation of red

radiance in water, the near-infrared (NIR) band is poten-

tially useful for very shallow water targets (Menges, Hill,

ED PROOF

& Ahmad, 1998) and low tide conditions when benthos is

exposed. The IKONOS satellite data has generated great

interest among coral reef researchers that were previously

limited to the use of aerial color photographs (Andrefouet

et al., 2002; Palandro et al., 2003) or costly digital airborne

multispectral or hyperspectral data (Mumby, Green,

Edwards, & Clark, 1999) for very high resolution work.

To the best of our knowledge, four independent peer-

reviewed studies have already addressed the potential of

IKONOS for reef habitat mapping and there are probably

many more investigations in progress, judging by the

number of coral scenes acquired and archived by SI.

Mumby and Edwards (2002) compared IKONOS classifi-

cation results of Caribbean (Turks and Caicos) coastal

areas between different spaceborne and airborne sensor

data. They concluded that IKONOS data were unable to

discriminate habitats in a complex (13 classes) classifica-

tion scheme, but that they were adequate for moderate to

simple complexity mapping (9–5 classes). They found

IKONOS provides an acceptable accuracy (64–74% over-

all accuracy), although similar to that obtained with a

medium resolution sensor like the Landsat TM. Capolsini

et al. (2003) applied a similar multi-sensor comparative

approach for South Pacific (Tahiti) reefs and reached

similar conclusions (66–86% overall accuracy for 7–3

classes). Maeder et al. (2002) also mapped a Caribbean

reef (Roatan Island, Honduras) with good results (>85%

accuracy) using a simple (five classes, including a deep

water class) classification scheme. Finally, assuming linear

mixing and using in situ spectral reflectance measure-

ments, Hochberg and Atkinson (2003) simulated IKONOS

classification for various sea floors made of different

proportions of algae, coral, and sand. Without actually

processing any IKONOS data, they suggested that coral

dominated habitat could not be accurately separated from

algae dominated habitat using IKONOS data. Using sim-

ulated IKONOS data, coral cover was overestimated and

algae cover underestimated on their test-site of Kanehoe

Bay, HI. Capolsini et al. confirmed this prediction using

real images of Tahiti reefs, where true coral habitats

(coral>60%) were poorly assessed (9.54% users’ accuracy)

in a simple classification scheme (ruble, sand, algae,

coral).

The number of IKONOS evaluations for reefs is already

quite impressive and, more importantly, each seems to

provide results consistent with the others. However, be-

cause of the variety of sites and methods considered, we

felt that some of the Green et al. (1996) remarks would

still be valid if many independent studies were conducted

without some coordination to prevent too much heteroge-

neity in terms of classification scheme (habitat descrip-

tion), classification algorithms, and accuracy assessment

protocols. Therefore, beginning in 2000, the University of

South Florida (USF) worked with the NASA Scientific

Data Purchase (SDP) program (Stennis Space Center) to

task IKONOS for acquisition of scenes of representative

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S. Andrefouet et al. / Remote Sensing of Environment xx (2003) xxx–xxx 3

reefs around the world. We worked with international

remote sensing and coral biology/ecology/geology scien-

tists to process and evaluate the images on their most

intensively studied research sites where ground-truth data,

local reef expertise, and other satellite or airborne remote

sensing data were available. Most of these investigators

agreed to contribute to the present study, making this effort

certainly the largest international cooperation for remote

sensing of reefs.

This paper presents a synthesis of the results in terms of

classification and mapping of coral reef habitats using

IKONOS data, as well as a comparison with ETM+

performances for selected sites. Each investigator that

contributed to this study will likely publish their own

detailed results in the future on different subjects since

each of them has a specific interest in the IKONOS data

(e.g. change detection). Despite the initial wish to have

consistent methodology rigorously applied throughout the

mapping exercise, local specificities and expertise, and cost

of field work lead to slightly different means of data

processing, ground-truthing strategy, or evaluation of

results. Nevertheless, the bulk of work provides clear

trends and lessons discussed hereafter.

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UNCORREC2. Material and methods

2.1. Reef-sites and image data-set

Ten different sites were considered for this comparative

study (Fig. 1). The sites represent the primary biogeograph-

ic coral regions of the world according to Veron (1995),

and includes bank reefs, fringing reefs, barrier reefs, and

atolls.

Table 1 summarizes the IKONOS and Landsat 7 data

used for this study. We avoided images with obvious

water quality issues (e.g. suspended sediments). Only

scenes with clear waters were used, thus minimizing

the effects of variable water optical properties for this

comparative study. Until early 2001, the IKONOS images

delivered to NASA SDP were systematically resampled

with cubic convolution (CC), but analysis of the same

image delivered with CC and nearest neighbor (NN)

resampling showed that the textural information was

significantly degraded using CC in different coral reef

shallow floors (SA, unpublished data). Thus, we system-

atically requested NN resampling after April 2001. IKO-

NOS data were geocorrected in UTM WGS-84, as Master

Standard (MS) or Original Standard (OS) products (Dial,

Bowen, Gerlach, Grodecki, & Oleszczuk, in press), but

never as Precision products since no ground control

points were provided to Space Imaging for our study

sites. Landsat 7 ETM+ data (Table 1) were ordered

through the Eros Data Center in either Geotiff or HDF

format, with NN resampling and UTM WGS-84. The

Landsat image of Shiraho Reef, Japan was provided by

ED PROOF

the National Space Development Agency of Japan, in

Fast-L7 format, NN resampling.

2.2. Habitats: similarities and differences between sites

One of the challenges of this comparative study is to

reconcile different habitat classification schemes. Indeed, the

10 sites are characterized by different bottom features, and

the methods used by investigators in each region addressed

their problems in particular ways. The various investigators

provided classification schemes ranging from simple (4–5

classes for Shiraho and Glovers), to moderately complex (7–

8 classes for Arue, Addu, Biscayne Dubai, and Andros), and

then to very complex (13–15 classes for Mayotte, Heron,

and Boca Paila) (Table 2). The very complex sites were also

described in less detail by hierarchical simplification. Heron

Reef has been described using 13, 7, and 5 habitats classes.

Boca Paila has been described using 15 and 8 habitats.

Mayotte has been split from 1 general site with 14 general

classes into 2 sub-sites with 10 specific classes each, pro-

viding better thematic description for each sub-site.

To compare classification results throughout this range of

habitat complexity, it is desirable to put the various schemes

into the same hierarchical framework. For the four Atlantic/

Caribbean sites (Biscayne in USA, Andros in Bahamas,

Glovers in Belize, and Boca Paila in Mexico), we can refer

to the scheme provided by Mumby and Harborne (1999)

(Fig. 2). This is a multi-level hierarchical model with geo-

morphologic and benthic components. This scheme was

applied to each site but it was necessary to adjust the

thresholds in benthic cover and depth (Fig. 3). For instance,

Andros coral cover was high (5–15%) in most of the

geomorphological strata. Thus, most of the Andros reef

should be classified as ‘‘coral’’ since according to Mumby

and Harborne (1999) ‘‘coral’’ classes are characterized by a

cover >1%. However, a coral label for the entire Andros reef

would be misleading. Similarly, the notion of ‘‘deep’’ or

‘‘shallow’’ lagoon floors differs between sites (Figs. 2 and 3).

Extrapolation of the Mumby and Harborne (1999)

geomorphology/benthic hierarchical framework to non-Ca-

ribbean sites is possible in theory. For Shiraho (Japan) and

Dubai, the geomorphology of the site is simple: shallow

(0–3 m) lagoon for Shiraho and gentle slope for Dubai.

Therefore, since there is only one geomorphologic unit,

there is no specific reference to geomorphology in the

classification scheme and only benthic features were used

(Table 2). Conversely, for Addu, Arue, Heron, and espe-

cially Mayotte, reference to geomorphological strata is

required (Table 2). Mayotte is by far the most complex

site. Quod, Bigot, Dutrieux, Maggiorani, and Savelli.

(1995) pointed out the richness of this site, characterized

by two contrasted barrier-reefs separated by the deep

(f 70 m) Longogori pass. The northern barrier reef

(Pamandzi Reef) is characterized by extensive seagrass

and algal beds and internal spur and grooves systems,

while the southern reef (Ajangoua Reef) is free of seagrass

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Fig. 1. Location of the study sites. The map indicates the main coral biogeographic areas according to Veron (1995). Our sites represent the Arabian Gulf,

Indian Ocean, Indo–Pacific, Pacific, and Caribbean biogeographic zones. Each site is presented using a RGB color composite based on the red, green, and blue

bands of the IKONOS sensor. Size (in km) of the image showing the most characteristic zone is indicated, though the actual processed area may be wider.

Includes material Space Imagingn.

S. Andrefouet et al. / Remote Sensing of Environment xx (2003) xxx–xxx4

and richer in small coral heads, with presence of enclosed

lagoons. Our own in situ survey of Mayotte Reef in

December 2000 highlighted nearly 30 different habitats,

the main difference with Quod et al. was the extensive

areas of dead corals, consequences of a 1998 coral

bleaching event. For mapping purposes, we considered as

a starting point only 14 broader classes for Mayotte (Table

2). Arue reef in Tahiti Island (French Polynesia) is repre-

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t1.1 Table 1

Site information and characteristics of the IKONOS and Landsat imagest1.2

Site and Latitudeb Longitudeb IKONOS Landsat 7 ETM+ Ground-truth Depth (m) Referencest1.3investigatora

Acquisition date Product Resampling Path/row Acquisition date Formatt1.4

Addu AN, SA, BGH � 0.6149 73.1201 14 March 2000 MS CC 145/60 20 December 2000 HDF March 2002 0–15 Stoddart (1964)t1.5Andros PK 24.5833 � 77.7833 12 March 2001 OS NN 13/43 26 March 2000 EDC-Geotif 2000/2001 0–30 Kramer, Kramer,

and Ginsburg (1998)t1.6Arue SA, MZ � 17.5750 � 149.6000 11 March 2000 OS CC 53/72 6 June 2000 Earthsat-Fast June 2000 0–12 Frouin and Hutchings (2001)t1.7Biscayne DTP, JB, SA 25.3500 � 80.2166 18 March 2001 OS CC 15/42 5 February 2000 EDC-HDF 2001/2002 2–12 Jaap (1984)t1.8Boca Paila RG 19.9166 � 87.5000 20 July 2000 MS CC 19/46 24 July 1999 EDC-Geotif 1999/2000 0–30 Kramer and Kramer (2000)ct1.9Dubai BR 24.9400 54.8900 2 May 2001 MS NN 160/42 N/A N/A Fall 1995 0–9 Riegl (1999)t1.10Glovers PJM, WHW 16.8166 � 87.8000 12 April 2001 OS NN 18/48 8 November 2000 EDC-Geotif 1999–2001 0–18 McClanahan and

Muthiga (1998)t1.11Heron SA, KEJ, SRP � 23.5258 151.8900 7 May 2001 MS NN 90/77 14 November 1999 EDC-HDF 2001/2002 0–15 Rogers (1997),

Smith et al. (1998)t1.1291/77 18 September 1999 EDC-HDFt1.13

Mayotte SA � 12.8933 45.2180 31 August 2000 OS NN 161/69 30 August 2000 EDC-Geotif Dec. 2000 0–15 Quod et al. (1995)t1.14Shiraho HY 24.3166 124.2333 28 March 2002 OS NN 115/43 23 February 2002 Fast-L7A EROSd 1999 0–3 Kayanne et al. (2002),

Harii and Kayanne

(submitted for publication)t1.15

OS: Original Standard, MS: Master Standard, CC: cubic convolution, NN: nearest neighbor convolution, N/A: not available.t1.16a Investigators: initials from author list.t1.17b Lower left corner of the IKONOS scene. Negative latitude for South, negative longitude for West.t1.18c Describe Yucatan reefs.t1.19d Provided by National Space Development Agency of Japan.t1.20

S.Andrefo

uet

etal./Rem

ote

Sensin

gofEnviro

nmentxx

(2003)xxx–

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t2.1 Table 2

Classification scheme for the 10 sites (Boca Paila 15 classes and Mayotte 14 classes are not shown)t2.2

Site Class label Site Class labelt2.3

Addu Sand/rubble, backreef Andros Coral (Acropora sp.) crestt2.4Classes: 8 Sand, backreef Classes: 8 Dense coral (Montastraea sp.) on forereeft2.5

Sand, lagoon floor Gorgonian plain on forereeft2.6Coral/algae, patch reef Dense gorgonian on escarpmentt2.7Algae, crest Algae on low relief spur and groovest2.8Coral, forereef Pavement on forereeft2.9Seagrass, backreef Deep (>12 m) sand on forereeft2.10Coral, backreef Shallow sand/ruble on forereeft2.11

Arue Dense brown algae (>80%), crest Biscayne Dense patchest2.12Classes: 8 High density coral heads on heterogeneous pavement Classes: 8 Diffuse patchest2.13

Low density coral heads on sandy floor Deep (>3 m) dense seagrass on lagoon floort2.14Dense brown algae (>50%) on reef flat, heterogeneous floor Deep (>3 m) sparse seagrass on lagoon floort2.15Moderate brown algae (15–25%) on reef flat,

heterogeneous floor

Shallow ( < 3 m) dense seagrass on lagoon floort2.16

Sparse brown algae ( < 5%) on reef flat, heterogenous floor Shallow ( < 3 m) moderate seagrass on lagoon floort2.17Sand and ruble (>90%) Shallow ( < 3 m) sparse seagrass on lagoon floort2.18Deep (>10 m) lagoon floor Deep (>3 m) sand on lagoon floort2.19

Boca Paila Dense coral (>25%) Dubai Dense coralt2.20Classes: 7 Moderate coral ( < 25%) Classes: 8 Sparse coralt2.21

Seagrass/algae Seagrasst2.22Heterogeneous lagoon floor Shallow algaet2.23Pavement Deep algaet2.24Shallow sand, lagoon floor Pavementt2.25Deep sand, forereef Shallow sandt2.26

Deep sandt2.27Glovers Forereef Heron Branching and massive corals on forereeft2.28Classes: 5 Brown algae Classes: 5 Multi-growth forms corals (>25%) on reef flatt2.29

Seagrass/Lobophora sp. Heterogeneous (coral < 25%) reef flatt2.30Seagrass Heterogeneous reef flat, sand bottom

(10%< rock–algae–coral < 25%)t2.31Sand Sand (>90%)t2.32

Heron Branching corals (>75%) on forereef and crests Mayotte Forereeft2.33Classes: 13 Multi-growth forms, dense corals (>50%) on reef flat Classes: 14 Dense coral margins on spur-and-grooves,

enclosed lagoon and passt2.34Multi-growth forms, moderate corals (25–50%) on reef flat Dense coral heads (>25%) on heterogeneous floor, reef flatt2.35Coral pavement (>75%) on crest and reef flats Sparse coral heads ( < 10%) on sand floor, reef flatt2.36Coral head, forereef Dense Thalassodendron sp. seagrass

and Padina sp. algae (>80%)t2.37Heterogeneous reef flat (coral < 10%, sand, rocks,

fleshy algae, coralline)

Dense Thalassodendron sp. seagrass (>80%)t2.38

Dead coral (>80%) coated by encrusting coralline Diffuse seagrass ( < 25%) on sandt2.39Dead coral (>80%) covered by fleshy algae Mixed seagrass and algaet2.40Sand with rocks ( < 15%) covered by fleshy algae Mixed seagrass beds, with corals, rocks, ruble, algaet2.41Sand with scattered dead coral heads ( < 15%),

coated by encrusting coralline

Brown algae on reef flat and crestst2.42

Sand with dense dead coral heads (>50%),

covered by fleshy algae

Coralline mountst2.43

Coral sand and mud (>90%) Pavement and rublet2.44Pavement and ruble (>90%) Deep sand channels on forereeft2.45

Shallow sand on reef flatt2.46Shiraho Coralt2.47Classes: 4 Seagrass/algaet2.48

Pavementt2.49Sandt2.50

S. Andrefouet et al. / Remote Sensing of Environment xx (2003) xxx–xxx6

sentative of the Tahitian reefs under moderate influence of

the harbor and industrial activities (Frouin & Hutchings,

2001). This is a morphologically complex reef, with a

fringing reef, deep channels, a large barrier reef and three

large patch reefs (Fig. 2). Two wide passes connect the

channels with the ocean on each side of the reef complex.

Heron Reef is a large reef platform of the southern Great

Barrier Reef (Australia) and one of the most studied reef

sites in the world, including using remote sensing. Here,

we considered only the western side (Fig. 2) where most

of the ground-truth data were collected in 2001 and 2002.

It is also the most heterogeneous area since the eastern

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Fig. 2. Top: Habitat classification scheme as proposed by Mumby and Harborne (1999) for mapping Caribbean coral reefs. Both geomorphologic and benthic

keys may define a habitat. For instance, three habitats encountered on dense patch reefs are highlighted: a coral zone with presence of massive colonies of

Montastraea sp., an algal zone dominated by the brown algae Lobophora sp., and a bare substrate zone densely covered by gorgonians. Depending on the

precision of the classification scheme, a practitioner can provide details only at geomorphological level, or at benthic levels, or a combination of both. Bottom:

for Glovers Reef, the final classification scheme is a simple five-class scheme, with a forereef (geomorphology) class and four generic benthic classes (brown

algae, seagrass, mixed seagrass, and sand) not related to a specific geomorphologic zone (e.g. sand includes sandy areas in any geomorphological zones).

S. Andrefouet et al. / Remote Sensing of Environment xx (2003) xxx–xxx 7

UNCside of the bank is dominated by a large shallow sandy

lagoon (Smith, Frankel, & Jell, 1998).

Table 2 summarizes the different classes, without details

on the main benthic species, which are available in the

references provided for most of the sites (Table 1). These

references describe in detail the benthic community structure

present on each site. Species-level description is the final

level of the hierarchy of habitats. Clearly, dominant coral,

algae, or seagrass species are generally different from one

region (or one site) to another. For instance, Mayotte has

extensive Thalassodendron sp. seagrass beds, while Thalas-

sia sp. and Syringodium sp. dominate Biscayne and Halo-

phila sp. and Halodule sp. are frequent in Dubai. Andros and

Boca Paila coral crests are dominated by Acropora palmata,

but behind Shiraho’s crest Montipora spp. and Heliopora

coerulea are dominant. Brown algae Sargassum sp. and

Turbinaria sp. are dominant on Arue patch reef, while

Lobophora sp. extensively colonized Glovers patch reefs.

2.3. IKONOS image processing

IKONOS data were processed differently depending on

image quality and characteristics of the site. Main stages of

processing included surface roughness correction, depth

correction, classification, and accuracy assessment.

2.3.1. Surface roughness correction

A large fraction of the images acquired via NASA SDP

suffer from sea surface effects due to wind-generated wave

patterns and associated sun glint. As of May 2002, nearly

50% of the 40 images (not all of them processed here)

delivered to USF suffered significantly from this problem

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Fig. 3. Example of contrasted habitat classification schemes for two Caribbean sites: Biscayne Bay, FL (USA) and Andros island (Bahamas). Coloured sections

highlight the zones present on each reef. For Biscayne, the study area includes lagoon floor and patch reefs. For Andros, the area of interest includes the oceanic

side of the coral reef system with the forereef, crests, and spur-and-grooves. In both sites, benthic classes are related to a geomorphologic zone, highlighted with

similar color. For instance, for Biscayne, a class of dense seagrass has been defined both for the shallow lagoon floor (blue) and the deep lagoon (green). Sand

is related on the lagoon floor (yellow), without separation between deep and shallow. Diffuse gorgonians are related to diffuse patch reefs (purple). For Andros,

the same bi-component geomorphology-benthos hierarchy occur, e.g. dense gorgonians occur only on high relief escarpment (purple); forereef (green) is split

into four classes: sand (yellow), diffuse gorgonian (light purple), coral Montastraea (dark green), and bare bedrock (grey). Andros and Biscayne both comprise

eight classes of habitats, but with minimum overlap between the two schemes. This illustrates the variety of habitats classification scheme that can occur in the

same region (see also Fig. 2 for Glovers).

S. Andrefouet et al. / Remote Sensing of Environment xx (2003) xxx–xxx8

(Fig. 4). For this study, a sea surface roughness correction

was required for Heron and Biscayne. Dubai and Glovers

images were also corrected, but the wave patterns were not

that significant and the original images were used. Details

of the algorithm for sea surface correction are provided in

Hochberg, Andrefouet, and Tyler (in press). Briefly, the

process consists of analyzing the sea surface assuming that

the water is virtually opaque in the NIR band (Siegel,

Wang, Maritorena, & Robinson, 2000) and that the relative

amount of radiance reflected upward at the sea surface is

solely a function of geometry, independent of wavelength.

This means that pixels with glint contribution in NIR

bands also have similar glint contribution in total upward

radiance in visible bands. Identifying the pixels with

maximum and minimum radiances in the NIR enables

estimation of the percentage of glint contribution in each

pixel, which is then corrected to absolute radiance in the

visible bands.

2.3.2. Depth correction or depth-invariant indices

Lyzenga (1981) proposed a method to eliminate the

effects of water column attenuation on bottom radiances

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Fig. 4. Pre-processing of IKONOS images. Top: Example of surface correction aimed at removing wave and glint effects that occur on almost 50% of the 40

images provided by NASA SDP to USF. The level of details available in deep areas is drastically improved after correction. Bottom: An example of false color

composite made with three depth-invariant bottom indices, one from each pair of IKONOS bands 1–3. The backreef appears in pink dividing the outer forereef

from the lagoon. This technique limits misclassification due to depth between shallow dark objects and deep bright objects. Surface correction and depth-

invariant indices were not systematically applied, depending on image quality and site characteristics (see Table 3).

S. Andrefouet et al. / Remote Sensing of Environment xx (2003) xxx–xxx 9

UNCORR(or reflectances). Basically, Lyzenga showed that pixels of

the same bottom-type located at various unknown depths

appear along a line in the bidimensional histogram of two

log-transformed visible bands. The slope of this line is the

ratio of diffuse attenuation of the two bands. Repeating

this for different bottom types at variable depth results in a

series of parallel lines, one for each bottom type. Projec-

tion of these lines onto an axis perpendicular to their

common direction results in an unitless depth-invariant

bottom-index where all pixels from a given bottom-type

receive the same index-value regardless of its depth. Two

visible bands (or one 2D histogram) provide one index.

Three bands can provide three depth-invariant indices by

permutation. The main drawback of this method is that

index values cannot be related to radiance or reflectance

measurements. Also, in some cases, application of Lyzen-

ga’s method is problematic because the same bottom type

may not occur over a wide range of depths, thus biasing

the accurate estimation of the ratio of diffuse attenuation

(Maritorena, 1996). This is the case for Biscayne and Arue

in this project. Nevertheless, it has been proven that

applying similar empirical techniques and classifying the

resulting index images instead of the initial images could

significantly increase the accuracies of the maps (Mumby,

Clark, Green, & Edwards, 1998). Here, the technique has

been applied to Glovers (Fig. 4), Heron, Andros, and Boca

Paila for two reasons: (1) sites presented a significant

depth range and (2) deep sand channels and shallow

lagoon sand pools were adequate to train and apply the

method.

2.3.3. Unsupervised and supervised classification

The regional investigators applied two strategies. For

Glovers and Shiraho, they first conducted an unsupervised

classification and then assigned the different segments to

a given benthic category according to expert knowledge

and ground-truth data. For Andros, Heron, Mayotte,

Dubai, Arue, Biscayne, Boca Paila, ground-truthed poly-

gons in each class were used to train a supervised

maximum likelihood classifier. For Mayotte, the two

contrasted barrier-reefs were processed simultaneously

and then separately. For Glovers only, a contextual

decision rule was applied. It re-classified any lagoonal

pixel classified spectrally into ‘‘forereef’’ to the correct

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t3.1t3.2

t3.3

t3.4t3.5t3.6t3.7t3.8

t3.9t3.10t3.11t3.12t3.13t3.14t3.15t3.16t3.17t3.18t3.19

t3.20t3.21t3.22t3.23t3.24t3.25

S. Andrefouet et al. / Remote Sensing of Environment xx (2003) xxx–xxx10

C

category. Depending on the depth of the site or the tide

conditions, three or four IKONOS spectral bands were

used (Table 3).

2.3.4. Accuracy assessment

It was not possible to survey any of the reefs simul-

taneously with the acquisition of the images (Table 1)

even though some sites were visited several times in

consecutive years (Table 1). The time gap between

ground observations and image acquisition is generally

between a few months and a year. The exceptions were

Dubai, where large-scale video tracks (Riegl, Korrubel, &

Martin, 2001) were collected in 1995 and the image

acquired in 2001, and Shiraho, with a 3-year gap

(Kayanne, Harii, Ide, & Akimoto, 2002). Mumby and

Edwards (2002) also reported a gap of 5 years. They

stated that habitat delineation was unlikely to evolve

significantly during this time frame. This may actually

be questionable depending on the history of the site and

the type of perturbations that may have occurred (hurri-

canes, coral bleaching, etc.), but for our data set we have

considered this statement valid, except for Dubai. Formal

accuracy assessments were summarized in confusion ma-

trices for each site with generally more than 100 inde-

pendent control points for the total partition, with the

exception of Mayotte (1230 points along 25 transects of

variable length) and Heron (5 transects provided 93

points, in addition to 72 isolated independent points

reef-wide) (Fig. 5). The Dubai classification has been

compared with continuous shipborne video surveys that

highlight the rate of change on the reefs after the 1998

UNCORRETable 3

Image processing parameters and classification results

Site Surface

correction

Depth

correction

IKONOS

bands

Nb co

point

Addu N N 4 400

Andros N Y 3 150

Arue N N 4 200

Biscayne Y N 3 123

Boca

Paila

N Y 3 150

Dubai N N 3 N/A

Glovers N Y 3 150

Heron Y Y 3 165a

Mayotte N N 4 1230c

Shiraho N N 4 104

N/A: Not computed.a Partly independent point, partly clusters (see text for details).b Using image from 18/09/99 (low tide) and 14/11/99 (high tide), respectivelyc Clusters only (see text for details).d Ajangoua barrier reef (no seagrass).e Pamandzi barrier reef (seagrass).

ED PROOF

bleaching event. Dubai reef areas that may have changed

after 1998 and that could bias the accuracy assessment

were removed. The assessment was systematic, along a

grid placed over the image. Observed and computed

classes at each grid-point were used to build the confu-

sion matrix, for a total of 1086 points. The accuracy

metric that we have considered in this study is the overall

accuracy (Stehman, 1997), i.e. the proportion of control

points correctly classified.

2.4. Landsat 7 image processing

Where both IKONOS and Landsat 7/ETM+ data were

available (Table 1), ETM+ data were processed similarly

to the IKONOS data, with the exception of sea surface

correction that was never applied. We did not try to

classify ETM+ data for high complexity classification

(>10 classes), but only for moderate complexity (5–10

classes). The same ground-truth point/transects were used

for accuracy assessments for both IKONOS and Landsat

classifications. Of particular interest is the tandem IKO-

NOS/ETM+ for Mayotte, acquired only 1 day apart in

August 2000 in similar low-tide conditions. For Heron,

we considered two ETM+ images, one each in high and

low tide condition, and we used three and four bands,

respectively. For Andros, we do not provide an overall

accuracy because the area considered for Landsat map-

ping included the shallow lagoon and forereef, whereas

for IKONOS, only the forereef was processed. Moreover,

Landsat accuracy assessment was not done independently

but was based on original training polygons. Further, we

ntrol

s

Classes Overall accuracy

IKONOS (%)

Overall accuracy

Landsat 7 (%)

8 66 56

8 74 N/A

8 70 52

8 84 56

15 45 N/A

7 74 53

8 71 N/A

11 51 42

5 77 71

13 42 N/A

7 61 N/A

5 78 66/61b

14 61 N/A

10d 73 56

10e 68 50

4 81 63

.

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Fig. 5. Example of validation of IKONOS classification using in situ large scale transects on Heron Reef. The classifications of three sites (Dubai, Mayotte, and

Heron Reef) have been controlled using this technique. Here, on the south of Heron, the transition between five benthic classes can be compared with in situ

observation where the percent cover of different substrates has been estimated visually in 20� 20 m units. Despite the difference in resolution (4 vs. 20 m), we

note the good agreement between in situ data and classification, with accurate definition of transition zones, homogeneous zones, and heterogeneous patchy

zones (data from Joyce, Phinn, Roelfsema, Neil, & Dennison, 2002).

S. Andrefouet et al. / Remote Sensing of Environment xx (2003) xxx–xxx 11

Rcompare IKONOS and Landsat only in qualitative terms

for this site.

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UNC3. Results and discussion

Examples of classification accuracy and final maps are

provided in Figs. 5 and 6. Classification accuracies for

each site obtained with IKONOS and Landsat are provided

in Table 3. Fig. 7 presents the pooled overall accuracies vs.

habitat complexity achieved with IKONOS. We also added

the results available for Roatan (Maeder et al., 2002),

Turks and Caicos (Mumby & Edwards, 2002), and

Punaauia (Capolsini et al., 2003). For Dubai, image

classification in eight classes (Table 2) identified as algae

several areas previously dominated by corals in 1995.

Generally, the four different classes of dense corals iden-

tified by video were accurately recognized but only as a

broad coral class (Table 2). A posteriori ground-truthing

showed that the coral areas apparently misclassified as

algae really changed after the 1998 bleaching event (Riegl,

1999), suggesting that IKONOS could be used for moni-

toring changes in benthic communities for similar sites if a

reference had been available. This is confirmed by Palan-

dro et al. (2003) who combined aerial photographs and one

IKONOS image of Carysfort Reef (Florida) to quantify the

rate of coral loss in the last 20 years.

The general trend in Fig. 7 is a linear decrease of

accuracy with increasing complexity. Accuracies range

from an average of 77% for 4–5 classes to 71% for 7–

8 classes, 65% in 9–11 classes, and 53% for more than 13

classes. There is no obvious bias that could be explained

by the skills of the investigators. For instance, in 13–14

classes, both best and worst results are provided by the

same investigator (SA). At 8–10 classes, all results are

very consistent. The variations are the natural consequen-

ces of the nature of the site and the way that the images

have been processed (Table 3). We did not compute the

variance of each accuracy because the sampling schemes

for accuracy assessment were not the same and in some

cases the rigorous conditions of application would likely

have been violated (Foody, 2002; Stehman, 1997; Steh-

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Fig. 6. Examples of classification maps for Arue, Andros, Biscayne, and Glovers. For the three first sites overall accuracy was >70%, while for Glovers the

11-class scheme led to a poor 50% accuracy, prompting the implementation of a more simple five-class scheme (Fig. 2).

S. Andrefouet et al. / Remote Sensing of Environment xx (2003) xxx–xxx12

UNCman, 1999). For reference, Mumby and Edwards (2002) or

Capolsini et al. (2003) computed the 95% confidence

interval for different accuracy metrics (Tau and overall

accuracy). Confidence intervals were in the range F 5–

10% for several hundred independent control points,

depending on the classification schemes (3–13 classes)

and the number of control points per class. Our initial

intention was to apply more systematic processing using

the same classification schemes, but this proved to be quite

difficult or impossible because of the many local specific-

ities and constraints.

The linear decreasing trend in Fig. 7 could be used to

estimate a priori the accuracy to be expected for a given site

using the methods described here. Fig. 7 compares the

results achieved by IKONOS and Landsat. Landsat also

provides a linear trend, but at a level 15–20% lower than

IKONOS throughout the range of habitat complexity.

Depending on the range of depth, type of geomorphology

and habitats, and water clarity at the time of acquisition, the

final accuracy will be modulated in the range highlighted

here. For instance, for IKONOS, for simple four-class

mapping, 68–81% overall accuracy can be expected accord-

ing to Turks and Caicos (T&C), Shiraho, and Punaauia.

Highest accuracies are obviously obtained for the shallow

fringing and barrier reefs (Shiraho and Punaauia), while

T&C comprised habitats between 0 and 25 m depth. Fig. 7

also can aid in deciding the level to which habitat complex-

ity can be addressed for a given level of accuracy for both

sensors. Using the data presented in Fig. 7, two relations

may be derived: overall accuracy (Y) vs. number of classes

(X) was Y=� 3.90X + 86.38 (r2 = 0.63) for Landsat and

Y=� 2.78X + 91.69 for IKONOS (r2 = 0.82). If an 80%

accuracy is required for scientific or management applica-

tions, only four to five classes can be used using IKONOS.

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20

30

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50

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2 3 4 5 6 7 8 9 10 11 12 13 14 15

Roatan

Punaauia

Turks and Caicos

Heron

Andros

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Biscayne

Glovers

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2 5 643 987 10 11 12 13 14 15

Arue

Biscayne

Mayotte (Ajangoua)

Mayotte (Pamandzi)

Shiraho

Boca Paila

Addu

Heron (3 bandes)

Heron (4 bandes)

Punaauia

Turks and Caicos

Glovers

Number of habitat classes

Number of habitat classes

Ove

rall

accu

racy

(%

)O

vera

ll ac

cura

cy (

%)

Fig. 7. Relation between habitat classification scheme complexity (number of classes) and overall accuracy for the IKONOS sensor (top) and Landsat ETM+

sensor (bottom). Roatan data are from Maeder et al. (2002). Punaauia data are from Capolsini et al. (2003). Turks and Caicos data are from Mumby and

Edwards (2002), using textural information for IKONOS processing and Landsat 5 TM data.

S. Andrefouet et al. / Remote Sensing of Environment xx (2003) xxx–xxx 13

UNCORAround the 70% threshold, most of sites with less than 10

classes are included, but there are exceptions.

The accuracies reported here are for the overall parti-

tion. Individual habitats that may be of importance for

particular applications do not necessarily have the same

accuracy, for better or worse. For most of the sites, we do

not have enough control points to discuss accuracy within

each individual class (Congalton & Green, 1999), but

some observations are worth mentioning. For instance,

sand is always very well classified (e.g. 90–92% user’s

accuracy for deep and shallow sand in Dubai). Conversely,

with the exception of Dubai (59% user’s accuracy), true

coral areas are generally poorly classified when algae-

dominated habitats also occur on the same site at the same

depth in a patchy fashion, confirming the predictions of

Hochberg and Atkinson (2003) with 43.8% user’s accura-

cy. High accuracy for coral zones seems possible on

several sites (e.g. Andros and Heron) but this is because

the image processing has been stratified by geomorpho-

logic zone (e.g. Andros with 97% user’s accuracy for

forereef-high relief Montastraea annularis zones) or be-

cause there is no real competition with other classes (e.g.

Heron does not have shallow dense seagrass beds spec-

trally similar to deep corals). High accuracy also occurs for

forereef geomorphologic zones, which are implicitly coral-

rich (95% user’s accuracy in Glovers).

Comparison of the accuracy of IKONOS and Landsat

assessments confirms previously published results obtained

with moderate resolution sensors (Landsat TM, SPOT-

HRV, ASTER). An exception was Chauvaud, Bouchon,

and Maniere (1998) and Chauvaud, Bouchon, and Maniere

(2001), whose accuracies are certainly optimistically biased

(>90% for more than 25 classes using SPOT-HRV). Land-

sat accuracies also decreased linearly with increasing

habitat complexity. It is adequate for simple habitat com-

plexity mapping, and the results for seven to eight classes

are consistent, within a low range of accuracy (50–56%)

(Table 3). For Heron, lower complexity (five classes)

provided acceptable accuracy (>60%), especially with the

image acquired at low tide since this resolved the shallow

heterogeneous hard-bottom and coral zones along the

reef rim (Table 3). For the Andros forereef where ETM+

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UNCORREC

accuracy could not be computed without optimistic bias,

IKONOS better discriminated shallow water ( < 5 m)

habitats which are often small and patchy. The texture of

the habitat seems exploitable using the IKONOS sensor at

4-m resolution for this site (see below further discussion

on texture). In deeper (>5 m) forereef zones, habitats are

more spatially continuous (e.g. high relief Montastraea

zone visible in Fig. 6) and both sensors provide similar

patterns. Narrow geomorphological features such as terra-

ces and steps are more evident on IKONOS. The decision

to use IKONOS or Landsat (or any other medium resolu-

tion sensor) is constrained generally by consideration

of cost-effectiveness (Mumby et al., 1999). IKONOS

is clearly not the best option for covering large areas

(Mumby & Edwards, 2002). For small areas of high

interest (research sites or marine protected areas), our

results show the level of improvement in mapping accu-

racy that can be expected for science or management

applications. This also demonstrates the potential of con-

ducting multi-sensor reef mapping by coupling Landsat

broad (but accurate) 4/5-class mapping for large reef

stretch (e.g. Florida Keys, Bahamas, Great Barrier Reef,

etc.) with more precise (and still accurate) IKONOS

mapping for specific (patchy) areas.

Higher accuracies could be potentially achieved using

textural measurements as suggested by Mumby and

Edwards (2002). For coarse habitat mapping (four classes)

on Turks and Caicos, overall accuracy increased from 68%

to 75% when textural neo-channels (3� 3 window vari-

ance) were combined with depth-invariant indices in the

classification process. However, this is likely to be site

(patchiness, depth) and image quality dependent. Indeed,

tests on Mayotte show that despite contrasted textural

signatures for different bottom-types, the texture did not

improve the overall accuracy. For Mayotte, the fact that we

could also use the NIR bands throughout most of the reef

system likely explains this lack of improvement. Mumby

and Edwards also noted that texture did not improve

classification results when using 10-band multispectral

airborne data. Thus, the extra spectral information seems

more important than texture. We suggest that more sys-

tematic tests are required to fully quantify and qualify the

benefits of using textural signatures in various conditions.

Another potential way to improve accuracy is to use

contextual knowledge to modify the classifications a poste-

riori (Mumby, Clark, et al., 1998). The benefit of contextual

knowledge can also be inferred from our results. Indeed,

higher accuracies were achieved when the reefs were a

priori segmented into main geomorphologic or contrasted

zones. Glovers was processed as a whole (including fore-

reef, lagoon, and rim) and reached 77% accuracy in five

very broad classes (Table 2), even after some contextual

editing. Conversely, Andros reached 74% in eight very

specific classes (Table 2), but was initially pre-segmented

to process only the forereef, thus avoiding confusion with

classes present on the backreef (e.g. seagrass, small patch

ED PROOF

reefs). The backreef processed alone would likely provide

results similar to Biscayne (lagoon floor with seagrass/sand,

patch reefs), where eight classes were mapped with 84%

accuracy. Finally, splitting the Mayotte reef system in 2

barrier reefs with 10 very specific habitats each yielded

better results than a global classification in 14 thematically

broader classes. This strongly suggests that the practitioner

should carefully pre-segment the image and then process by

zones to optimize results. This can be performed empirical-

ly, by visual interpretation, or in a formal way. Andrefouet,

Roux, Chancerelle, and Bonneville (2000) formalized with a

fuzzy membership function the ‘‘distance to the shore’’

factor for the classification of SPOT images to avoid

misclassification between fringing mud and coral crests.

Suzuki, Matsakis, Andrefouet, and Desachy (2001) integrat-

ed directions (‘‘perpendicular’’, ‘‘parallel’’) when classify-

ing reef flats in atolls using Landsat imagery. However,

these are complex processes and for simplicity, in most of

the cases, pre-segmentation is made relatively easy by the

high resolution of the IKONOS images where fronts and

boundaries can be accurately delineated by simple visual

interpretation (e.g. Andros). Eventually, similar habitats in

different zones can be merged depending on the desired

classification scheme (e.g. algae on forereef merged with

algae on patch reefs).

It has been suggested that the depth correction tech-

nique should be systematically applied (Green, Mumby,

Edwards, & Clark, 2000) because of its simplicity and

potential benefit. Here, we had difficulties to do so at each

site. Biscayne, for instance, does not have the same

habitats at different depths and the Lyzenga (1981) method

cannot be applied. In this case, slightly different techniques

(e.g. ratios, Maritorena, 1996; Paredes and Spero, 1983;

Polcyn, Brown, & Sattinger, 1970) or ancillary field data

(bathymetry) are required to overcome the bathymetric

challenge. The patterns of misclassifications (patches clas-

sified as dense seagrass) on Biscayne suggest that a depth

correction could be useful, even though without bathymet-

ric correction, the overall accuracy appears quite good

(84%). For Andros, tests showed that the maximum

distance between habitats was achieved using two depth-

invariant indices (using bands 1–2 and bands 2–3) and the

original band 3. A similar conclusion arose for Boca Paila

where only the depth-invariant index based on bands 1 and

2 was useful, in conjunction with other unprocessed bands.

In general, there is no doubt that bathymetric correction at

the scale of habitats should enhance overall accuracy and

avoid misclassifications. However, many of these misclas-

sifications may happen simply because very different

zones are considered simultaneously in the classification

process. In a Caribbean reef, considering lagoon and back

reef communities (e.g. seagrass) with forereef coral com-

munities in the same process typically leads to problems.

Therefore, we suggest that future work should examine the

relative benefits of contextual knowledge and depth com-

pensation to achieve high accuracy. Indeed, this is proba-

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S. Andrefouet et al. / Remote Sensing of Environment xx (2003) xxx–xxx 15

bly site-dependent. Mumby, Clark, et al. (1998) showed

that depth correction is more critical than contextual

editing for a Turks and Caicos site, but in this case, the

morphology of the site was simple.

T

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732733734735736737738739740741742743744745746747748749750751752753754755

EC

4. Conclusion

This is the first international coordinated effort to assess

the potential of a high resolution spaceborne sensor for coral

reef studies. This is also the first consistent compilation of

coral reef applications from commercially available data,

made available via the NASA SDP program. This work

informs scientists and managers on the type of accuracy

they can expect using IKONOS and Landsat 7 ETM+ data

for a coral reef mapping applications. However, our objec-

tives were partially met. We failed to adequately conduct

similar processing on a variety of sites as we initially

planned. We quickly realized that this is inherent to the

diversity of sites we have selected and to the different image

qualities dependent on environmental conditions (wind,

tide, water quality). Nevertheless, the processing of 10 sites,

completed by 3 independent studies, clearly highlight the

potential of IKONOS for coral reef habitat mapping in

general, using standard methods for reef habitat mapping.

Results can be improved for each site since more sophisti-

cated techniques may work better for a given site and for a

given image. For instance, to achieve high accuracy, we

recommend to pre-segment a reef into different zones if

possible. The comparative approach also suggests which

algorithms need to be improved or developed in the future

(bathymetric correction, contextual edition, and texture) for

a given type of reefs.

R 756757758759760761 OR5. Uncited reference

Maritorena, Morel, & Gentili, 1994

762763764765766767768769770771772773774775776777778779780781782783

UNCAcknowledgements

Obviously, this study would not have been possible

without the spirit and crew of the NASA Scientific Data

Purchase program at Stennis Space Center under the

successive responsibility of Fritz Pollicelli and Troy

Frisbie. We greatly acknowledge their help in the tasking

requests and their support of our research since 1999.

Andrew Mattee and Michael Satter were our contacts at

Space Imaging. This research was supported by NASA

grants NAG5-10908 to SA and NAG-3446 to FMK and

Kendall Carder. Many individuals helped gather field data

on the various sites. We are indebted to Chris Roelfsema,

Bill Dennison, Fabienne Bourdelin, Claude Payri, Bernard

Thomassin, Michel Pichon, Hajime Kayanne, Saki Harii,

Yoshiyuki Tanaka, Ernesto Arias-Gonzales, Don Hickey,

Nancy Dewitt, Tonya Clayton, David Palandro, Chuanmin

Hu, and the staffs of Heron Island Research Station,

Biscayne National Park, and Service des Peches et de

l’Environment Marin de Mayotte. We are grateful to GIS-

LAGMAY (Mayotte) and the World Bank, via Andy

Hooten, for their support for travel and field work in

Heron Isl. Finally, thanks to Adam Lewis (Great Barrier

Reef Marine Park Authority) who provided the Landsat

images of Heron Reef. This is IMaRS contribution 052.

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