arrow's impossiblity theorem or "mathematics you might not believe existed"

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Mathematics you might not believe existed Margus Niitsoo

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Illustrations to the proof provided in http://en.wikipedia.org/wiki/Arrow's_impossibility_theorem#Informal_proof

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Page 1: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Mathematics you might not believe existed

Margus Niitsoo

Page 2: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

“Social choice theory”

Page 3: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

“Social choice theory”

M > OO > MO > M

Page 4: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

“Social choice theory”

M > OO > MO > M

O First, M second

Page 5: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

“Social choice theory”

Page 6: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

“Social choice theory”

M > C > OO > M > CC > O > M

Page 7: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

“Social choice theory”

M > C > OO > M > CC > O > M

But we still need a fair ordering!

Page 8: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

What ordering is fair?● If everyone thinks A > B, then in

the final order, A > B ● i.e. if everyone thinks A should win,

he should actually win!

● “Unanimity”

Page 9: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

What ordering is fair?● If you move C around in one

vote, the final relative standing of A and B should not change.● i.e. if a vote A > B > C is changed to A > C >

B or C > A > B, then if A>B before in the final result, it should remain so

● “Ind. Irrel. Alt.”

Page 10: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

And now to the weird math● Theorem (K.Arrow,1950)

The only fair voting scheme is a Dictatorship.

i.e. the final ordering is based solely on the preferences of one fixed voter – the dictator.

Page 11: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Proof in 4 parts

●Pivotal voter for B exists●Pivot is instantaneous●That voter dictates A/C●That voter is a total dictator

Proof adapted from John Geanakoplos via Wikipedia.

Page 12: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Part 1: Pivotal voter for B

B > A > CB > C > AB > A > C

B > X > Y

A > C > BC > A > BA > C > B

X > Y > B

Page 13: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Part 1: Pivotal voter for B

B > A > CB > C > AB > A > C

B > X > Y

Page 14: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Part 1: Pivotal voter for B

B > A > CB > C > AA > C > B

??

Page 15: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Part 1: Pivotal voter for B

B > A > CC > A > BA > C > B

??

Page 16: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Part 1: Pivotal voter for B

A > C > BC > A > BA > C > B

X > Y > B

Page 17: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

● Change in the final result has to be in one of the 3 steps

● Call that voter “Pivotal”● In the following examples,

2. voter is pivotal

Part 1: Pivotal voter for B

Page 18: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Proof in 4 parts

●Pivotal voter for B exists●Pivot is instantaneous●That voter dictates A/C●That voter is a total dictator

Page 19: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Assume pivot is gradual:

B > A > CB > C > AA > C > B

B > X > Y

B > A > CC > A > BA > C > B

X > B > Y

Page 20: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Take the inbetween step

B > A > CC > A > BA > C > B

X > B > Y

B > A > CC > A > BA > C > B

X > B > Y

Page 21: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

And play with A and C

B > A > CC > A > BA > C > B

X > B > Y

B > A > CA > C > BA > C > B

X > B > Y

Page 22: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

And play with A and C

B > A > CC > A > BA > C > B

X > B > Y

B > A > CA > C > BA > C > B

A > B > C(Unanimity)

Page 23: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Which gives an ordering...

B > A > CC > A > BA > C > B

A > B > (Y)

B > A > CA > C > BA > C > B

A > B > C(I.I.A – look only at A and B )

Page 24: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

… that is contradictory

B > A > CC > A > BA > C > B

A > B > (Y)

B > C > AC > A > BC > A > B

C > B > A(I.I.A now implies C > B )

Page 25: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Therefore pivot : top->bot

B > A > CB > C > AA > C > B

B > X > Y

B > A > CC > A > BA > C > B

X > Y > B

Page 26: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Proof in 4 parts

●Pivotal voter for B exists●Pivot is instantaneous●That voter dictates A/C●That voter is a total dictator

Page 27: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Take any ordering ...

A > C > BB > A > CC > B > A

??

Page 28: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

… and play with B

A > C > BB > A > CC > B > A

??

B > A > CA > B > CC > A > B

??(I.I.A implies that A and C are ordered the same in both)

Page 29: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

However, A>B

B > A > CA > C > BC > A > B

X > Y > B

B > A > CA > B > CC > A > B

?? A>B ??

(I.I.A just looking at A and B)

Page 30: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

And B>C

B > A > CB > A > CC > A > B

B > X > Y

B > A > CA > B > CC > A > B

A > B > C

(I.I.A just looking at B and C)

Page 31: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

So we get A > C

A > C > BB > A > CC > B > A

??A > C??

B > A > CA > B > CC > A > B

A > B > C(I.I.A implies that A and C are ordered the same in both)

Page 32: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Or C > A, as 2. dictates

A > C > BB > C > AC > B > A

??C > A??

B > A > CC > B > AC > A > B

C > B > A(I.I.A implies that A and C are ordered the same in both)

Page 33: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Proof in 4 parts

●Pivotal voter for B exists●Pivot is instantaneous●That voter dictates A/C●That voter is a total dictator

Page 34: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

● We showed that:● If you pivot for B, you dictate A/C

● Equivalently:● If you pivot for A,

you dictate B/C● If you pivot for C,

you dictate A/B

Different pivots

Page 35: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Assume different pivots● Maybe voter 1. dictates A/B

and voter 3. dictates B/C?● Problem if:

1: A>B, 3: B>C, 2: C>A● i.e. cannot happen!

– 1 dictates A/B and B/C but not A/C also can't!

Page 36: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Therefore nr 2. is a dictator!

Page 37: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Arrow's impossibility theorem:

● Theorem (K.Arrow,1950)

No fair voting scheme exists (unless you like dictators)

Page 38: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Gibbard–Satterthwaite● Theorem:

Even if you want just the winner, you have to accept:● A dictator, or,● One candidate who cannot win,

even in theory, or● Tactical voting is possible

– i.e. lying in your vote

Page 39: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

More negative results● No system of axioms where you

could prove all true statements that you can form inside it. (Gödel, 1931)

Page 40: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

More negative results● No system of axioms where you

could prove all true statements that you can form inside it. (Gödel, 1931)

● No computer program that checks whether other programs go into an infinite loop. (Turing, 1936)

Page 41: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

More negative results● No system of axioms where you

could prove all true statements that you can form inside it. (Gödel, 1931)

● No computer program that checks whether other programs go into an infinite loop. (Turing, 1936)

● Also, no free lunch!(Wolpert, Macready 1997)

Page 42: Arrow's impossiblity theorem or "Mathematics you might not believe existed"

Thank you!