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Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical Sciences www.starpharma.com Jeremy Paull, PhD October 6, 2006

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Page 1: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical

Presentation to

Advisory Committee for Pharmaceutical Sciences

www.starpharma.com

Jeremy Paull, PhD

October 6, 2006

Page 2: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

2

Key Messages

• Nanotechnologies are enabling technologies

• Dendrimer-based API developed as a preventive product

• Developed in context of existing regulatory framework

• Possible challenges now and in the future?

Page 3: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

3

Defining Regulation and Nanotechnology

• Regulation aims to set standards that ensure balance between risk and benefit

• Specific regulations for nanotechnology?

• Nanotechnology is:• Research and technology development at the atomic, molecular or macromolecular levels, in the

length scale of approximately 1 - 100 nanometer range.

• Creating and using structures, devices and systems that have novel properties and functions

because of their small and/or intermediate size.

• Ability to control or manipulate on the atomic scale.

• Isn’t it? But!

• Specific regulation of non-specific technology challenging, inappropriate?

i-Pod Nano Nano Cash

Page 4: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

4

Dendrimers: Nanoscale Chemical Diversity

Core molecule

Surface molecules

Branching molecules

Dendrimer Synthesis

1 nm

Approximate size range:

10 nm 100 nm

• Dendrimers– Precise, defined nanostructures, with significant potential for structural diversity– It is difficult to generalize about properties and applications of dendrimers because of the

extreme diversity possible

• It is difficult to generalize about properties and applications

of dendrimers because of the extreme diversity possible

Page 5: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

5

Dendrimer Nanotechnology: Applications

• Pharmaceuticals– Polyvalent presentation of surface molecules covalently bound to the

underlying dendrimer architecture, resulting in unique properties compared with single presentation.

• Drug Delivery– Small molecules bound on the surface or carried within dendrimer architecture,

not bound to the dendrimer, then released.

• In vitro Diagnostics– Detection of biomarkers in assays.

• In vivo Diagnostics– Imaging agents bound to the surface of dendrimers, with improved resolution,

targeting.

• Combinations?

Page 6: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

6

Dendrimer Synthesis: Small Molecule Techniques

HNHN

O

NH

NH2

O

ONH2

NH2

NH2

HNHN

O

Ph

Ph

NH

NHBoc

O

ONHBoc

NHBoc

NHBoc

NH2HN

O

NH2

HNHN

O

Ph

PhNH

HN

O

ONH

HN

NHBoc

NH

O

O

NHBoc

NHBoc

NHBoc

BocHN

O

O

NHBoc

NHBoc

NHBoc

HNHN

O

NH

HN

O

O

NH

HN

HNH2N

NH2

NH2

O

O

O

O

NH2

NH2

NH2

NH2

NH2

Amide bond formation

Amide bond formation

Deprotection of reactive groups

Deprotection of reactive groups

Page 7: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

7

Dendrimer Synthesis: Large Molecule Techniques

• Ultrafiltration: a technique used in the purification of biopharmaceuticals

• Purification and analytical techniques vary with dendrimer generation

(size) and surface polarity

Page 8: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

8

Dendrimer Synthesis: Surface Group

HNHN

O

NH

HN

O

O

NH

HN

HNH2N

NH2

NH2

O

O

O

O

NH2

NH2

NH2

NH2

H2N

SO3Na

SO3Na

NaO3SNaO3S

NaO3S

SO3Na

SO3Na

SO3Na

Page 9: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

9

Dendrimers: a Platform for Polyvalent Interactions

HNHN

O

NH

HN

O

O

NH

HN

HNHN

HN

NH

O

O

O

O

NH

HN

HN

HN

HN

HN

SSO3Na

SNH

S

HN S

HN

SO3Na

NaO3SNaO3S

NH

S

NaO3S

S

HN

SO3Na

S NH

SO3Na

S

HN

SO3Na

Page 10: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

10

Dendrimers: Controlled Topologies

N

N

N

N

N

N

N

N

N

N

N

N N

N N NN

N

NN

N

N N N N

N

N

N

N

N

N

N

N

NN

N

N

N

N

N

N

N N

N N NN

N

NN

N

N N N N

N

N

N

N

N

N

N

N

N

N

N

N

N

N

N

N

N N

N N NN

N

NN

N

N N N N

N

N

N

N

N

N

N

N

N

N

N

N

N

N

N

N

N N

N N NN

N

NN

N

N N N N

N

N

N

N

N

• Precise, controlled placement of surface groups to provide specific properties

• Quality by design

Page 11: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

11

Dendrimers: Drug Delivery Capability

• Dendrimers as ‘functional excipients’

• Delivery of covalently bound or encapsulated drug direct to a target

Adapted from: Dendrimers & Dendrons: Facets of Pharmaceutical Nanotechnology: Sakthivel and Florence, Drug Delivery Technology, www.drugdeliverytech.com, accessed 10/02/2006

Page 12: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

12

Regulatory Challenge

• All forms of nanotechnology carry unique properties because of their

size

• Particles of a finished drug product or other material may provide better

or more favorable solubility or function if they are nanoscale

• Dendrimers are not different because they are small, they are different

because the individual molecules are big compared with small

molecules

• Can you regulate such different types of nanotechnology as a single

technology?

Page 13: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

13

Classification of Dendrimer Products

• ‘Star Rx’:

• Existing regulatory framework allows for proper classification and oversight

of development

• Cosmetic, Drug, Device, Biologic?

• NOT Cosmetic, NOT Biologic

• Drug? Device? Drug-Device Combination?

• Claims made and primary mode of action?

• Prevention of HIV / HSV-2, ‘pharmaceutical’ / antiviral mode of

action – potential clinical utility as vaginal microbicide.

• Opportunity / Challenge:

• Topical administration, not absorbed, barrier to virus – possibility of device

classification?

• Drug delivery? Regulation of a molecule as device?

Page 14: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

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Manufacturing and Characterization of Dendrimers

• ‘Star Rx’:

• Existing industry manufacturing norms and expectations apply:

• ICH Q7A, 21 CFR Parts 210 / 211

• Identity, strength, purity, quality

• Quality by design

• Risk management

• Control of inputs

• Monitoring of reaction

• Opportunity / Challenge:

• Combination of small molecule and large molecule processes required

• Lack of commercial availability of API starting materials and intermediates –

does strict cGMP compliance apply?

Page 15: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

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Manufacturing and Characterization of Dendrimers

• ‘Star Rx’:

• Characterization of dendrimers in order to monitor and confirm identity,

strength, purity, and quality provides the biggest challenge

• How much characterization required if QbD, process understanding (PAT)?

Minutes

7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23

AU

-0.01

0.00

0.01

0.02

0.03

0.04

0.05

0.06

0.07

0.08

AU

-0.01

0.00

0.01

0.02

0.03

0.04

0.05

0.06

0.07

0.08PDA - 214nmPk1-78

PDA - 214nm104119.dat

PDA - 214nmpK1-36

PDA - 214nm103794

Page 16: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

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Manufacturing and Characterization of Dendrimers

• ‘Star Rx’:

• Achieving purities expected of small molecule synthesis?

• Minor impurity in dendrimer capping material can lead to significantly

undercapped or miscapped, related API

• Characterize related species in terms of identity as well as qualify in terms

of safety and efficacy – adequate characterization of impurities?

Page 17: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

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ADME of Dendrimers

• ‘Star Rx’:

• Topical (vaginal) administration

• Due to size and polarity of molecule, not expected to be absorbed

• Not detected systemically following repeated vaginal administration in

animals and humans

• Bioanalytical assay limit of quantitation – 0.5µg/mL = 30nM

• Opportunity / Challenge:

• Application of small molecule expectations in terms of bioanalytical assay

limits to large molecules?

• Absorption below 0.5µg/mL qualified?

• Full characterization of metabolites, degradation required?

• Opportunity for analytical lab!

Page 18: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

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Safety and Efficacy of Dendrimers

• ‘Star Rx’:

• Intensive battery of toxicology studies conducted, as required for

development of a topical, vaginal product:

• Genotoxicity

• Hypersensitivity (topical)

• Acute, Single-Dose (oral, intravenous, vaginal)

• Sub-Chronic, Repeat-Dose (vaginal)

• Reproductive and Developmental

• Intensive battery of toxicology studies ongoing or planned:

• Chronic, Repeat-Dose (vaginal)

• Further Reproductive and Developmental

• Carcinogenicity

• Intensive battery of in vitro and in vivo pharmacology studies:

• In vitro HIV and HSV anti-viral activity / mode of action

• In vivo HIV and HSV anti-viral activity

Page 19: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

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Safety and Efficacy of Dendrimers

• ‘Star Rx’:

• Nonclinical safety and efficacy profile acceptable for use in human

clinical studies

• Phase 1 study:

• Confinement to a Phase 1 unit for intensive monitoring of volunteers

• Escalating doses

• Intensive monitoring of safety endpoints

• Ongoing assessment of safety

• Safety profile acceptable for use in further human clinical studies

• No special safety or efficacy study considerations for dendrimer-

based ‘Star Rx’

Page 20: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

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Regulatory Interaction on Dendrimer Development

• ‘Star Rx’:

• Human studies conducted under US IND

• Fast Track designation

• Opportunities for frequent (more frequent!) informal and

formal interaction on most advanced dendrimer nanotech

product

• Engagement of industry by regulator, and of regulator by

industry important to ensure efficient development of new

products based on novel technologies

Page 21: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

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Environmental Considerations

• ‘Star Rx’:

• Exempt at this stage of development under 21 CFR Part

25.24(c)(4)

• Ongoing nonclinical and clinical safety assessment in

controlled environment

• Environmental impact of lysine-based dendrimer molecule?

Case-by-case consideration required

Page 22: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

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Occupational Health and Safety Considerations

• ‘Star Rx’:

• Treated as an uncertain risk

• Suitable precautions taken during manufacturing, analysis,

transportation and handling

• No special ‘nanotechnology’ requirements

Page 23: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

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Other Nanotechnology-Based Products

• Can other products be consistently manufactured?

• Are other products well characterized?

• Does the safety profile of other products support intended

use?

• Do other products perform as required and expected?

• FDA regulation should be applied to new materials as they are

incorporated into products regulated by FDA

• Consumer products containing nanotech materials should be

overseen by FDA if they present public health issues

Page 24: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

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Summary

• Existing regulations have adequately addressed development

of a dendrimer nanotechnology-based pharmaceutical

• Development challenges come from science, not from

regulation

• Starpharma is developing dendrimer employing risk-based

approach and quality-by-design

Page 25: Applicability of Existing Regulations to the Development of a Dendrimer Nanotechnology-Based Pharmaceutical Presentation to Advisory Committee for Pharmaceutical

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Thank you

• Email: [email protected]

• Web: www.starpharma.com

• Tel: +61 3 8532 2736