ao ju financil disclosure report report required by the … · 2019-07-26 · j i n ao ju rev....

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C - n AO JU Rev. J/208 FINANCIA DISCLOSURE REPORT FOR CAENDA YR 2007 Report Required by the Ethics in Goverment Ac/ of 1978 (5 USC. app. JJ 101-ll l; J. Person Reporting (lt nc, first, middle initial) 2. Court or Organization J. Date of Report Barbier, Carl J U.S. District Court, E.D. La. 05112/2008 4. Title (Anck ill jutgr: indicte atvt or srior :tatc Sa Report Type (check apropriate type) 6 Reporting Period magistate judges indicate fU- Cr p-time) D Nomination, Date U.S. District Judge-Active D Ita 0 Anu D Final S. D ActukdR"rt 7. Chambers or Ofice Address ! On the basil of the iormton contane in this Rport and any modiications pertaining thereto, it i, i my op inion, in compliance 500 Poydras Stred with a pplcable laws and reglatons. New Orl<ans, LA. 70130 Reviewing Ofcer IMPORTAJT .!OTES: Te instr1lons accomanyinK this f1rm m1t befolmved Ctm1plete al parts, checkinK the NONE bx for each prt where you have no reortable information Sixn on last poxe. l>ate OliOl/2007 t . 12/31/2007 J. POSJTJ ONS. (Reporting indidua onl; snpp 913 Dffun Jnntin) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/NTITY I. Memb<r, Board of Directors Loyola Law Alumni Association 2. Member, Board of Directors Fcteral Bar Assoc.-New Orleans Chapter 3. Member, Executive Committee St. Thomas More Inn of Court (Loyola Law School) 4. Past President and Board Member New Orkans Bar Association 5. II. AGREEMENTS. (Rrorting individ1RI onl; supp. 14-16 ufjli1g instructions.) [ NONE (No reporable agreements.) PARTIES AND TERMS I. 2. 3. ( (" , , o- wz C:l ;z r ( 0) ..11- " .. = <: = 3: :, - c u w N ; m ( m - < m 0

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Page 1: AO JU FINANCIL DISCLOSURE REPORT Report Required by the … · 2019-07-26 · J i n AO JU Rev. J/208 FINANCIL DISCLOSURE REPORT FOR CLENDR AR 2007 Report Required by the Ethics in

CJ

-ri n

AO JU Rev. J/2008

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2007

Report Required by the Ethics in Government Ac/ of 1978 (5 USC. app. JJ 101-ll l;

J. Person Reporting (last n.alilc, first, middle initial) 2. Court or Organization J. Date of Report

Barbier, Carl J U.S. District Court, E.D. La. 05112/2008

4. Title (Anick ill jutlgr:; indicate activt" or srnior :;tat Sa. Report Type (check appropriate type) 6. Reporting Period magistrate judges indicate fuU- C>r part-time)

D Nomination, Date

U.S. District Judge-Active D Initial 0 Annual D Final

Sb. D AroctukdR"f>Ort

7. Chambers or Office Address !I. On the basil of the information contained in this Report and any modifications pertaining thereto, it is, in my op inion, in compliance

500 Poydras Stred with a pplicable laws and regulations.

New Orl<:ans, LA. 70130

Reviewing Officer

IMPORTAJVT .!VOTES: The instr11elions accompanyinK this fi1rm m1tst be follmved. Ctm1plete all parts, checkinK the NONE box for each part where you have no reportable information. Sixn on last poxe.

l>ate

OliOl/2007 to .

12/31/2007

J. POSJTJ ONS. (Reporting individual only; snpp. 9-13 Dffiung Jnstrnctions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Memb<!r, Board of Directors Loyola Law Alumni Association

2. Member, Board of Directors Fctleral Bar Assoc.-New Orleans Chapter

3. Member, Executive Committee St. Thomas More Inn of Court (Loyola Law School)

4. Past President and Board Member New Orkans Bar Association

5.

II. AGREEMENTS. (Rrporting individ11RI only; supp. 14-16 ufjili11g instructions.)

[Z] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

3.

(/)('"") , ,,o-wz C::l> ;oz:rri ('") 0)> ...,11-

"1

...... = <=:::> = 3::: :z:,,. -<

c.n

u

w N

;:o m

('") m -

< m

0

Page 2: AO JU FINANCIL DISCLOSURE REPORT Report Required by the … · 2019-07-26 · J i n AO JU Rev. J/208 FINANCIL DISCLOSURE REPORT FOR CLENDR AR 2007 Report Required by the Ethics in

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 2of13 Barbier, Carl J 05/12/2008

Ill. N 0 N-INVESTMENT IN CO ME. (Reporting imiividulll Rnd spouse; supp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

[ZJ NONE !No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

1.

2.

3.

4.

B. Spouse's Non-Investment Income - I/you wae mRrrkd during Rny portion of the reporting year, con1ple1e thisuction.

(Dollar amount not required ex.ceplfor honoraria._)

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE

l.

2.

3.

4.

IV. REIMBURSEMENTS - trRnSJ"'rtlllion, lodging,food, entutRinnlt!nt.

{Includes those In spouse and dept.-7ndenl children; see pp. 25-17 ojjiJ;ng inslrucJions.)

0 NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

CLE µrogtam Food and lodging

Bench Bar Conference

Food and lodging

3. LSU Law School 1111-2/2007 Baton Rouge, LA. CLE program F oo<l and lodging

1. LSU Law School

2. New Orleans Bar Association

3122-231200/

3/30-4/li200 7

Baton Rouge, LA.

Point Clear, AL

4.

5.

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3.

1.

2.

Date of Report Nawe of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 3of13 05/12/2008Barbier, Carl J

V. GIFTS. (lnclutks thou 111 spouu Rnd dtpmdnit childrrn; supp. U-31 of fi5ng iflSlrudion<.)

[ZJ NONE !No reportable gifts.)

SOURCE DESCRIPTION VALUE

4.

5.

VJ. LIABILITIES. (Includes those of spouse Rnd dq>ende1fl children; supp. 31-33 of filing i1tS1ructio1ts.)

[Z] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

1.

2.

3.

4.

5.

Page 4: AO JU FINANCIL DISCLOSURE REPORT Report Required by the … · 2019-07-26 · J i n AO JU Rev. J/208 FINANCIL DISCLOSURE REPORT FOR CLENDR AR 2007 Report Required by the Ethics in

---

-------- --

1 T

4.

13.

s ­w

Name of Person Reporting ))ate of Report FINANCIAL DISCLOSURE REPORT

Page 4of13 Barbier, Carl J 0511212008

VII. INVESTMENTS and TR us TS - inconu; vttlm; trttllStlctions (lnclutks thou of spouu Rnd d pend nl chi/drm; Sa pp. 34..fiO of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. c.B.

Description of A.,.e1> locome durini; Gros.s value at end of (including trus I asset>) r t,:pmod r pc-riod

\1) \I) (2) \l) (2)(J) Amount Value Value I Type (e.i;.,i:acb •=t Datt: Value Identity of Type \q;., Gain Code I div., rmt, i:xempt from prior disclosure Codd """"" """'"" Month - Codcl buycr/srUerCode l

(/di) or int.) Code ] re<kmption)\l-P) Day \l-P) \ifprivat(A-H)

mmsaction)(Q-W)

\5)(3) (4) Pla<:e "(X)" after

I. Bell T dephone Co of Pa (Bond) A Interest Redemption 07/16 J A

2. Mountain States Td & Tdeg (Bonds) B Interest Redemption 06/07 K c

3. GTE South Debenture 2/15/0&(Bond) A Interest J T

Florida Power Company (Bonds) A Interest J T

5. Potomoc Ekctric Power Co (Bonds) B Interest K T

6. ITT Corp Sr.Debenture A Interest J T

7. Gen,,ral Foods Corp(Bonds) c Interest K T

8. Tenn. Gas Pipeline Deb<'nture B Inter,,st K T

9. AMR Corp. (Unsee. Notes) A Interes.t J T

IO. NM Ford Motor Cdt Co.(Bond) A Interest J T

11. USX-Marathon Grp Deb B Interest K T

12. Commonwealth E<liBon Co(Bond) A Interest J T

Bellsouth Corp. 12/15/2016 (Bonds) B Inten:st K T

14. Anheuser Busch Notes Apr 01 2018 B Interest K T

15. Transocean Sedco Forex Notes 4/15/18 B Interest K T

16. NM Bank ofNY BE A Interest J T

17. Anheuser Busch Cos Inc Notes Mar 01 2019 A Interest K T

I lowme Galo CMe<: A =$1.000 oc J ;» B ooSl.001 - S1500 c "52501 - $5.00IJ D =SS.001 -$15.000

(See Columns Bl and D4) f =$50.001 -SlOO.OOIJ G Sl00.001 - Sl.000.000 HJ =Sl.000.001 - S5.00IJ.OOO ill Moc< \b.>n $5.000.000

2. V Codc:s J =St5.000 oc lci.i K 15.001-SSQ.OOO L 50.001- $100.000 M 100,001 - $250,000

(S<e Columm Cl and DJ) N "'>'"250.il'Ji -SS00.000 O 500.001 - Sl.000.000 Pi Sl.000.001 - SS.000.000 P2 5.000.001 - $25.000.000 P} :>S_IJ•J0.001 - S9l.OOO!)QIJ N -Moo: lh>n SSQ000.900

3 v..., M<tbod eo.y_. Q Aff•>i>al (Sa Colu:::un C ) U Bo<.t V:Uot

Page 5: AO JU FINANCIL DISCLOSURE REPORT Report Required by the … · 2019-07-26 · J i n AO JU Rev. J/208 FINANCIL DISCLOSURE REPORT FOR CLENDR AR 2007 Report Required by the Ethics in

l

..

_,)m_· -'---(5-) - II '-'•

29.

34.

lnrome <luring

(2) \I)

w E..stimau<I

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 5of13 05/1212008Barbier, Carl J

vn. INVESTMENTS and TR us TS - mconl<', va/U(', transactions (lncltJdes tllou of spotJSe ttnd dependent cllildren; SU pp. 34-M of flung instrudfons.)

D NONE (No report<lble income, assets, or fr<lnS<lctions.)

Traasacti ons n:portini; pc:riOO A. B.

reporting pi:riOO ---1

c. Gross value al t:0dof D.:scription ofAssets

(indudin;; trus!assets) reporting pmod (2)(2)(l)

Value(J) 1Code 1 1 Code I

(J)ValuePlace "(X)' after ra:cha.s.set Identity of

buyerlsdlrr DateAmount ValueType (e.g.. Type(e.g.,

Code I buy. sell ex empt from prior ilisdosure div .. n:nr. MethodCode2 Month -(A-H) or int.) C0<k3 Day (J-P) (A-H) (ifprivat<..W..-mpti-On)(J-P)

trnn&actlon)(Q-W) I----.L

18. Penn. Elt:etric Co. Sr. Notes 4/01/19 A Interest J T

19. Duke Capital Corp. Global Notes c Interest K T

20. Ford Holdings Inc Deb B Interest J T

21. Halliburton Co Debentures 3/01/21 B Int aest K T Buy 01/12 K

22. Cateipillar Fin Serv Crp (Bond) 12/15/2 l B Interest K T Buy 06/0l K

23. El Paso Nat. Gas (Bond) A Interest J T

24. Gen Elec Cap Corp (Sr. Notes) B Ink.rest K T

25. Coca Cola Ent. DdJentures Feb 01 2022 B Interest K T

26. USX Corp Debentures B Interest K T

27. Coca Cola Ent. Inc. Debentures Sep 15 c Interest L T 2022

28. Utilicorp United, Inc. (Bond) A Int ere.st Redeemed 06/15 J A

USX Marathon Grp De-bentures Mar Ol c Interest L T 2023

Anheuser Busch Cos Inc Bonds May 15 B Interest K T30. 2023

3L Chesapeake & Potomoc Tel Co Debentures B Interest K T Buy 07117 J May 01 2023

32. U.S. West Comm. Debenture B Interest K T

33. Gen Motors Corp Global B<ls July 15 2023 A Interest J T

USX Marathon Group Debentures July 15 B Interest K T 2023

1 Income Gaio Code:i: A"'11.000oclc;; B 41.001 - S2.500 C 42.501- SS.000 D =$5.001 - $1 5.000 E 415.001 - $50.000

(Sec Columns Bl aod 04) F s50.001 -s100.ooo G SJ 00.001 -Sl.000.000 HI s1.ooo.001 - S5.ooo.ooo H'.! =M<-<c than SS.000.000 2 Valoi: Codes J "'115.000 (l{ le» K 415.00l -S59.000 L =SSQ.001 - $100.000 M 4100.001 - S150.000

(Sec C-Olun>n> Cl and 03) N "'i25il.OOI - $500.000 o 4500.001 - Sl.000.000 Pl -Sl.000.001- $5.000.000 PC =SS.000.001 - S25.000.000 P3 -S2S.OOO.OOI - S59.000.9'Y) P-4 tlwi S5QOOO.QIJO

S=.

Page 6: AO JU FINANCIL DISCLOSURE REPORT Report Required by the … · 2019-07-26 · J i n AO JU Rev. J/208 FINANCIL DISCLOSURE REPORT FOR CLENDR AR 2007 Report Required by the Ethics in

----

i

_____ _

11) I oont

J Codr l ' div .. n:m, (A

I lMeth.od I

'":_t:

J Code

I redcrnption) Day

(Q-W)

L__ C2J ··-----��--- -----w�---

A.

35.

45.

49.

Dale of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 6of13 Barbier, Carl J 05/12/2008

VII. INVESTMENTS and TRUSTS - mconu; va/IJe, transactions (Includes thou o/spotJSe and dependent children; Sll pp. 34-60 o/jiling instructions.)

D NONE (No reportable income, assets, or transac1ions.) ...

c.B. D. Gros. value at l'lld of IY.:scription ofAssets loc-0me during Tr.msactions during n:poning p.---riod

(including trust •=ts) rrporrin period r pt:riod

11) Place "(X)" after each ass« i Type< q;., Value ValueII,

t:Xelllj>{ from prior cfuclosun:

L

1))1,l) (2)\I) (2) (4) \5) Type (e.g.. Datr Vatu <.r.un ldentiry of

I jI trd"'<tction)

Southern Union Co. Debentures A Interest J T

buyt:r/sdlcrCode 2 Codel Code

3 (if µrival<: \l-P) \J-P) (A·H)

36. Time Warner Cos Inc Debentures B lnleres! K T

37. New Jersey Bell Td. Co Deben A Interesl J T

38. Union Carbide Deben 6/1/25 A Inkrest J T

39. Ctlizens Utilities Co Notes c Interest K T

40. Ford Motor Co. 1 J/15/25(debentures) B Interest K T

41. Burlington Resoum:s Inc Debentures B Interest K T 2/15/26

42. Indiana Bdl Td Debentures Aug 15 2026 D Interest M T

43. Soulbwestern Bell Tel Debenture A Interest J T

44. Brislol Meyers Squibb Deben Nov 15 2026 B Interest K T

Hydro Quebec Deb Ser GQ MBIA-IBC B Interest K T

46. Phillip Morri.s Cos Inc Debentures B Interest K

47. Eli Lilly & Co (Bond) 3/15/27 A Interest J

48. GTE Califlnc Debentures May 15 2027 c Interest K

T

T Buy 08/13 J

T Buy 11/13 K

Hershey Foods Corp Deb A Interest J T

50. Seagull Energy Corp Sr. Notc-s 9115127 c Interest K T

51. Pioneer Natural Resource Co. (Bond) B Interest K T

l !ft<:ome Ga.in C<'>de.5. A 051.000 oc le;; B !.001 • 52500 c 2501 • 55.000 D 055,001 · $15.000 E "115.001 • $50.000 (Sec Column; B 1 aod D4) F sso.001 . s100.ooo G SI00.001 • Sl.000.000 HI 051.000.001·55.000.000 H2 °Mocc d>an 55.000.000

2 Valot! Code� J =-$15.000 or le K 0515.001 • 550.000 L 50.001 • Sl00.000 M 100.001 • $250.000

(Sec Columns Cl aod D3l N 250.001 -1500,IJOO O 500.001 • Sl.000,000 Pl "11.000.001 • $5.000.000 P2 "·SS.000.001 • 525.000.000

P:>- - JlQllOOl • SSO.'Jlll).<J'JO P -Mc<c °""' S50JlOO!Y» 3 ...... M<rl...tCOO<. QoAff'l:llial

_

II. c<t(lk.J E>Ur< Oolyl S0..1.>;. T .. ;ii lobrl;<t i

-·-·--- �� va1ue_ .._______________________.._j__________

Page 7: AO JU FINANCIL DISCLOSURE REPORT Report Required by the … · 2019-07-26 · J i n AO JU Rev. J/208 FINANCIL DISCLOSURE REPORT FOR CLENDR AR 2007 Report Required by the Ethics in

l! OJ ,___f1'J>Olt __ in_0_" _pen_·od ___ +-_ri:-pornng __ pen-·od_. ---T---- --- --- ---------·-

I I I 11' -L------------------------------- -- i-- ---- �---�----·------�---�-- ·--------

[ ··-- ---------

D.

\0-W) I

53.

54.

55.

I>atr of Report Namr of Person Reporting FINANCIAL DISCLOSURE REPORT Page 7of13 05/12/2008Barbier, Carl J

VII. INVESTMENTS and TR us TS - mcortu, »altJe, trsns11ctions (Includes thou of spouu and dependent children; SN! pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

Trans.actions during r::porting period ii C

Gross valu at end of A. B.

!Xocriptioo of AS>et> Income during ·(including tITu;t ao=t>)

Place "C{)" afrer each as,,;et

exempt from prior disclO>ure II,,.': (2) \l) (2) \l) (2) \.l)<l)

\4) (5)Gain I Identity ofValue Type (e.g.. Date Value ,\Iount I Type (o.g.. Value Cock l

I e l buy<r/scUrrC:l

int.) (J-P) l 3 redemption) Day \l-P) -'--(A-H) (.ifp<ivat.:

div., rent, Code 2 Method buy. sell, Month - Code 2 I' (A-H) Jor tr.mi;action)

52. Sears Roebuck Acceµt Deben B Interest K T

GTE Flor[da (Bond) A Interest J T'

Con Edison (Debentures) A Interest J T

KN Energy Inc. Deben 3/01/28 A Interest J T

56. Bell Atlantrc Corp Deben B Interest K T

57. GTE Corp Debentures 4115/28 B Interest K T

58. Petro Canada Deben 11/15/28 A Interest J T

59. Bell Atlantic Penn Bonds B Interest K T

60. Duke Energy Corp (Sr Notes) B Interest K T

61. Burlington Resources (Debt:n) 3/01/29 B Interest K T Buy 02/26 K

62. Conoco Inc (Senior Notes) 4/15/29 B Interest K T Buy 06/13 K

63. Norfolk Southern Corp Bonds 5/l 7/29 B lnlcr t K T

64. Amt:rada Hess Corp Bonds Oct 01 2029 B Interest K T

65. Dow Chemical Co Bonds Nov OJ 2029 B Interest K T

66. New Jersey Bell Tel Co Debt:n 11115129 B Internst K T

67. Wal Mart Stores Bonds c lntert:st K T

68. Dominion Res Caµ TR III Cap St:curities B Interest K T

l lnc<>me CiaJO COOe>: A=Sl.OOOocJe» B =Sl.001 - S2.500 C =S2.501 - S5.000 D =S5.001 -$15.000 E =$15.001 -$50.000 \See Columns Bl ao<l D4) F =$50.001 -Sl00.000 G =$100.001 - Sl.000.000 Ht =·Sl .000.001 - $5.000.000 H1 =M0<e th>ll $5.000.000

2 \i alut Codes J =S15.000 oc kiio K =$15.001- $5-0JJOO L =$5-0.001 - $100/lOO M =S!00.001 -S"..5-0.000 (&c Columns C 1 and D).) N =$25-0.001 - 1500.000 0 =SS-00.001-Sl.OOO.OOO Pl =Sl.000.001- $5.000.000 l'2 =$5.000.001 - s:?.5.000,000

rJ -..S.25.000J)Ol - S5'1.00'lJY.Y.l N th4n $50Jl00.000 i 3 V>b! M<th<>l.C<l<lc. R 0>« t1k» EilX.: OW:..-) S = A�C• =Afr-ai;al I (Sa C-Oiuxo C') U =!l-0<-l. V>lo< v W=8ti:=wl

----- ------------ ----- ··--·------- --- ----------------- --- ---- ------·-'·

Page 8: AO JU FINANCIL DISCLOSURE REPORT Report Required by the … · 2019-07-26 · J i n AO JU Rev. J/208 FINANCIL DISCLOSURE REPORT FOR CLENDR AR 2007 Report Required by the Ethics in

1

I i ! Typde

Cok' M•:J• oo,;, redemp'

-

Month - Codr

-_"__ "'; · -1 · (1---P)_l (A_-_H_) ---(if-pr-ivate ___l_

Aull

----

D.

70.

71.

76.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 8of13 05!12/2008Barbier, Carl J

VD. INVESTMENTS and TR us TS - incon.-, w1/ue, transadions (Includes those of spouse nnd depnrdent children; SU pp. 34--00 of filing instructions.)

0 NONE (No reportable im.:ome, assets, or transactions.)

A. Th:scription of Assets (indudin,j trust •=ts)

Place "OC)' after each asset

nrnipt fr001 prior disclosure

B. Income durioi;

c. Gros:; value at md of

n:poning period

\!) (1)Amount TYJ>t! !e.g., Codr I diV.,ft'tlt,(A-H) or lnt.)

ri:portin;; period

(l) (2)Value Value

<.J-P) CodeJ

j (l)

Transactions duriug r"J'Orting p.-riod

I v " I :L Ide of

2 Code I l>Uyi:r/sdkr

rr..ru;•ction)

&9. T exam Caµilal Inc Debentures A Interest J T

Florida Power Corµ (!st Mortg Bonds) 3/01/33

B Interest K T Buy 05/10 K Wisconsin Electric Power Unsub Notes 5/15/33

A Interest J T

72. Florida Power & Light !st Mtg Bonds A Interest J T 04/0l/34

73. United Airlines Escrow (Deben) None J T

74. UAL Corµ Com New (common stock) None J T Exchange 01/01 J

75. Merrill Lynch Bank USA RASP (Mon")' A Interest Sold 01/01 J Market Acct)

Merrill Lynch CMA Tax-Exemµt Fund A Dividend K T

(muni bond)

79. Orleans Par La Ph wide Sch Dist S"µt 0 l I 0 (muni bond)

A Interest J T

80. Shreveµoi1 La Wtr & Swr Rev Ser B De" Ol 10 (muni bond)

B Interest K T

81. N"w Orleans La EHA HTL Rv Jan 15 11 (muni bond)

None J T

77. E.Bacon Rouge Prsh La. New Pub! Hsg A Interest K T AugOI 08(muni bond)

78. E Baton Rouge Par La Pub Hsg Aug 01 09 A Interest J T

St. Tammany Prsh Wide Sch Dist 12 Ser AMar.OJ l l(muni bond)

83. St. Tammany Prsh Wide Sch Dist 12 Ser A Interest K 82. A Interest J T

Mar 01 12(Muni Bond) B T

84. Orleans Par La Sch Brd Sep Ol 12 (muni bond)

A Interns! J T

85. La. Pub Faes AT RV Hlth Faes A Ref Jun 01 13 (muni bond)

A Interest J T

1 lnrorne Gain Code : (See Column; Bl and !HJ

A =$1.000 er !es;F =$50.001 -$100.000

B 41.001 - $2.500

G =$100.001 -$1.000.000

c 501 - $5.000 Hl =$1.000.00I -$5.000.000

D =$5.001 -$15.000 Ii:? =M<"<C tba1l $5.000.000

E 415.001 - $50.000

2 Va Codes (S« Column; Cl aod D 3)

3 V .i Mdbori Code:; \SuColu:unGl

J =$15.000 {'(" ks.i N 4250.00! - $50IJ.OOO ?3 25.0!JO.OO! -SW.'fflJYJQ Q=App<aiial

U=&<-1-. Valo<

K "115.001- $50.000 0 =S.SOO.OOt - s l .000.000

R -"'C•n.t {Rd E.5Uk Only) v =0.00-

L 450.001 - S!OO.OIJO rt 41.000.001 - ss.000.000 N --M«< duo S.."l.000.1)()1) S= ­W=

M 4100.001- $250.000

!' =$5.000.()IJ! - $25.000.000

Page 9: AO JU FINANCIL DISCLOSURE REPORT Report Required by the … · 2019-07-26 · J i n AO JU Rev. J/208 FINANCIL DISCLOSURE REPORT FOR CLENDR AR 2007 Report Required by the Ethics in

---- ------------

--..---

-�----_L i

L _____ _

(1) (J) (2) II)

I I

I ____ b_u_

y_er_.''_"_"'_:r ___ l . __ __J___

---------·-------,

-

n:porting period

87.

93.

95.

96.

97.

S=& (:Q( W=

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 9of13 0511212008Barbier, Carl J

VII. INVESTMENTS and TR u STS - inconu, >'«fut; transactions (Includes thou ofspouse and deptmdent chi/dmr; SU PP· 34-60 of filing instructions.)

0 NONE (No n:portable income, assets, or transactions.) --

A. B. c. D.

_jDescription oi Assei. Income tlnring Gross value at md of Tran.sactions during n:poning period (including trllit asset>)

Place "{X)• aftt;r each asset exempt from prior disdmure

n:porting period (l) I \l) (.l) \4) \5) I1\ValueType (e.g .. Value Type (<.g .•

Mcthod hkotir

\ifj>fiVate

ofVahn� Gain """' ' lcoo«\A-H)

I D-.ut'Mooili • NnOUnt

Code I y

1·tra acrion)

Codeldiv.• rrnt. buy. sell, oci.nt.) \l-P) CO<k.1 redemption) Day \l-P)I I(A-H) (Q-W)

86. Shreveport La Wtr-Swr Rv Ser B Dec 01 13 A Interest 1 T (mun1 bond)

La. St Ofr Fe Cptl Cmplx PG-Ser A Mar 01 A Interest K T 16 (muni bond)

88. Tem:bonne Prh Hsp Svc Dt No. I Hsp Rv A Interest J T Rf AprO l l 7(muni bond)

89. La Pub fcs At Re-v Tulane Univ A-I Nov 15 A Int ere-st 11/15 J BRedemption17 (muni bonds)

90. Bossi<:r City La Pub Imp! Sis Use-TxRv Rf A Interest Redemption 12/03 J A

91. Jdf Parish La Sch Brd Sis-Tax Rv Mar 01 20 (muni bonds)

A In!eresl J T

92. Coppell Tex lndpt Sch Dist . Rfdg Aug 15 20 B lnlerest Redemption 5/16 K A(municipal bond)

Calcasieu Ph La Pub Tr AT Sid Lse Rev B In!crest Redempton 5il6 K A May 01 21 (mum bd)

94. Calcasieu Parish La SD #33 Pub Sch Impt A Interest Redemption 07/16 J A Jul 15 21 (muni bd)

Bossier Parish .La Sale-s & Use Tax Jul Ol 2l B Interest K T

Harris Cnty TEx Toll Rd Rev Aug 15 21 (muni bond)

B Interest Redemption 05/16 L A

Orleans Prsh La Prhw<le Sch Dist Ser A Sep 01 21 (muni bd)

B Intcr t K T

98. Easl B.R . Par La Saks Use Tax FGIC frb Redemption 05/17 AA Intaest K 01 22 (muni bd)

99. N.O. La Pub Impt Ser A Dec 01 22 (mun.i A In1erns1 Redemption 12/03 J A bond)

100. Jefferson La Saks Tax Dt Spl Sis Tax Dec B Interest K T 01 22 (muni bond)

101. St. Tammany Prshwide 03/01124 (mum B Interest K T bonds)

102. East BR Prsh LA Rec-Pk May 01 24 (muni A Interest K T bond)

1 Jncome Ga.in Code;;: A =$1.000 oc le;;; B 91.001 - $2500 c 92.501 - $5.000 D 0SS.OOl -SlS.000 E 915.001 -$50.000 i(S<e Column; Bl aod D4) F =$50.001 • SJ00,000 G =$100.001 - Sl.000.000 Hl =Sl.ooo.001 - $5.000.000 H1 =M{'(-e lil3ll SS. 000, 000 j

::! Value Codi::& J 915.000crk» K 915.001 - S.50.000 L 950.001- $100.(){Jf) M 9100.001 • S250.000

0 500.001- Sl.000.000 Pl =Sl.000.001 • SS.000.000 (S<e Colwiin; Cl and D3.l N 250.001 • S500.000 r2 =S.\000.001. 1 .ooomo N -M<>« m... SSOJlOO.'.lOO 3 -S!.S.000.001- SW.'l(l!l.9'JQ

Q=Ajipiai;al R =C""'{llal E;t;<< Oofyl 3 v.i..:M<lbof , (S<e C-Okaw en

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Name of Pen on Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 10of13 Barbier, Carl J 05/12/2008

VII. INVESTMENTS and TRUSTS - mco••6, value, rransactions rrnc111des '""'" ofspo11se and dep<ndm1 children; see PP· 34-fJo of filing instructiuns.)

D NONE (No reporlable income, assets, or transactions.)

n:poning period

(2)

I D. Dt-scription of As.ets (including trust as.sris)

Gross value at end of Traru.actioos during reporting prriod r pt:riod

(2)(l) (J)Value Valur Type (e.g .. Date 1 Vatur 1 &din(2}[(3) I (4)

(5)

buy, sell, Month - Codr Z

(l)

Place "(X)' aftrr rach asset Amount II Typo (e.g., Identity of Code Z buycri•cUcrCodr 1i:xemp1 from prior disclosure div., rem, Mcthod Code I

(A-H) \ or int.) (Q-W) ___ _ -----

103. Ernest Moria! N.O. La Exh Jul 15 25 (muni A Interest Redemption 05/21 J A bond)

104. Louisiana Pub Faes Auth Hosp Rev A Rfdg A Interest K T Jul 01 25

105. State Colkges & Univ La Lease Rev Univ B Interest Redemption 09/04 K A St:p 01 26

redemption) Day (1-P) (A-H)Codd(J-P) transaction)

106. Louisiana Pub Faes Auth Rev Tulane A Jul A Interest Redemption 05/!6 J A 01 27 (muni bond)

107. Ernest N Morial-New Orleans La Exhb Hall A Interest J T AT Jul 15 27 (muni)

108. Monroe La Sales & Use Tax Rev Ser A Jul A Interest K T 01 27

109. Colorado Springs Colo Util Rev Sys Impt B Interest K Nov 15 27

110. La Pub Frs AT REV Tulane Univ La A Nov A Interest Redemption 05/16 J A 15 27

111. La Pub Fars Auch Rv RfDi11ar<l Feb 01 28 A Interest J T

112. Jeff Prb La Hsp Svc Dist #2 Hosp Rev Jul B Interest Redemption 05/16 K A 01 28

113. Louisiana LCL Gvt Envi.ro FC CDA RV B Interest K T Tech Jul 01 28

114. La St Gas & Fuds Tax Rev Ser A Jun 01 32 A Interest J T

115. Louisiana Pub Fars Auth Rev Tulane A Ju c Interest Redemption 05116 J A 01 3.2 (muni bond)

116. Calcasieu Parish La Pub Tr AT STD LSE B Interest K T REV May 01 33 (muni.)

l l 7. Greater New Orleans Expwy Commn La B Interest Redemption 05/16 K A Nov 01 33 (muni)

l 18. Louisiana Uni.v-Agric CLO 07/01/33 B Interest K T Buy I l/21 K

119. Merrill Lynch Bank USA RASP (money A Interest J T market)

1 loccimc Ga.ID Code : A =$1.000 ex- Jei.S B =Sl.001 - S2.500 c =S15lJ1 - $5.000 D =S5.001 -$15.000 E 115.001 - $50.000

(S<cColummBl aodD4) F =$5Q.001 - SJ 00.000 G =Sl00.001 - Sl.000.000 Hl = Sl.000.001 - $5.000.000 H2 =More lhao SS.000.000

2. VAiuc Code (S<< Column; C 1 and D3)

J ""115.000 a- ks;N =S:CS0.001 - $500.IJOO

K =Sl5.001- $50.000

0 =SS•J0.001 - s1.000.000

L =S50.001 - Sl00.000

Pl =Sl.000.001 - $5.000.000

M=SJ00.001- P...50.000

P:! =SS,000.001- S25.000.000

3 VU>< M<tb<ldc.xk> (S<< Colu:= C!)

1'3 =S2SJlOll001- S5l>.O'lO.flO<; Q=Apr<;IB,lu=B«.i. v 3loc

R =<ffit (Ital E.;t.t< Ooiyl ·

!'I """ SSIJ.!)()(ll)IJO S=A5i.

W=E. --------------- -- --------- -------------------

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,- -

ln-c_ome __

hi '_[t I ruuvuu

__________ I Typc\q; ..

K

Codd IC .c:\ - t,' e \-l--P

-

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J

(2) \l)

Dxte of Report Name of Persen Reporting FINANCIAL DISCLOSURE REPORT

Page 11 of 13 05/12/2008Barbier, Carl J

VII. INVESTMENTS and TR us TS - incunu; Vll/Ut:, transactions (lncludt'S thttu of spouse and dependent children; see pp. 34-fiO ttf ftling instructions.)

0 NONE (No reportable income, assets, or transactions.) -J D=:ri ofAssets

B. c. Uurini; Gross value at end of

Code l

(A-H)

I

ingpmod f"JlOITIDg period

(l)Value

div., ren Code2 or lnt,) \1-P)

(2)Value I

Method Type (q� .. buy. scll,

Cod.: J .-.,tkmption ' - (A-H)

D. Tran>actioo.s Uurini; rqiortini; period

th -! (4)

---

(indudi trust assets) (5)

ldentiry ofPl.a<.: "()()• after ch as.set buyrr/selkr11,I: tcx mpt from prior disclosure \if private e trdl15action)_j_ (Q-W)L -- ----

120. Mountatn States Tel & Teleg Aug Ol 07 Debenture (Bond)

A Interest Redemption 06/07 J A

121. GTE South Debenture Feb 15 08 (Bond) A Interest J T

l ,,-'--'- · Cooper Tire & Rubber Co Nott:S Dee 15 19 A Interest J T

123. Phillip Morris Cos Inc Debentures Jan 15 27 B Interest K T (Bonds)

(Bond)

124. Aegon NV PFD B Interest K T

125. FPL Group Capital, Inc (Jr. Sub Note) A Interest J T Buy 06/11 J 10/0l /66

126. Georgia Power Cap TR VII Jan 15 2044 A Interest J T

127. Florida,Pwr & Lt Cap TR Mar 15 2044 A Interest J T

128. Citigroup Capital XI Trust Pfd Secs Cum A Interest J T Sept2 7 34 (Bonds)

129. Brandywine Fund (stock mutual fund) E Distribution M T

130. Wdls FargoShort Term Bond Fund (mutual A Dividend Sell 03/20 K A fd)

l31. Vanguard Ttl Sek Mkt Index Fund D Dividend N T

132. Vanguard Prime MM Fund A Dividend J T

133. Vanguard GNMA Fund A Dividend Sell 03/20 K A

134. Capital One Bank-- chet:king /savings A Interest T

E"".115.001 -S5Q.OOO

(&e Column• Bl aod 04) f =$50.001 -Sl00.000 G =Sl00.001 -Sl.000.000 HJ =Sl.000,001 - !5.000.000 H.1 =Me« !ban $5.000.000

2 V•lu< Code< J :;-S15.000 oc les.; K "115.001- S50.000 L "15<1.00t - SI00.000 M =!100.001 - S251J.000 (Sa Col= Cl and D>J N "1250.001 - S500.000 0 "1500.001 - s 1.000.000 Pl "'11.000.001 - SS.000.000 P2 =SS.000.001- !:25.000.000

P3 25.000.001 - SSQIJOOJ}l)O H -oboo SS0.000.'JIJO

1 locome Ga.Kl Code;;: A =:SLOOO ci- lcM B "11.001 -S2.500 c "12.501 -$5.000 D =!5.001 -$15.000

S=A»=-3 V•b<M<tbol.C<><h Q= R <»t{Ra.!E.>Ul<:OnlylU=B<><« Value V"fih<r W=

' --- -- ------------- -- --------------- -----------------

( (S«C-OIUXJlCl

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Date of Repnrt Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 12of13 05/12/2008Barbier, Carl J

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. {Ittdkttl parlufRe:port.)

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Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 13of13 05/12/2008Barbier, Carl J

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if an)') is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable sl>!tutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signa

NOTE: ANYINDI'VIDUALWHOKNOWINGLY ANDWJLFULLYFAL5

AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E.

Washington, D.C. 20544