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    6. Direct and Interactive Effects of Distress Tolerance and Anxiety Sensitivity

    on Generalized Anxiety and DepressionCogn Ther ResDOI 10.1007/s10608-014-9623-ySpringer Science+Business Media New York 2014

    Nicholas P. Allan Richard J. Macatee Aaron M. Norr Norman B. Schmidt, Department ofPsychology, Florida State University,USAAbstractAnxiety sensitivity and distress tolerance are both hypothesized risk factors for generalized

    anxiety disorder (GAD) and major depressive disorder (MDD). However, it is unclear whetherthese factors synergistically influence GAD and MDD and related symptoms. Using latent

    variable methods, direct and interactive relations between anxiety sensitivity and distress

    tolerance with worry and depressive symptoms and with GAD and MDD diagnoses were

    examined in 347 outpatients. Interactive effects of anxiety sensitivity and distress tolerance werefound for worry and GAD/MDD. The interactions gener-ally suggested that anxiety sensitivity

    confers a greater risk for worry and GAD/MDD at higher levels of distress tolerance, and thatdistress tolerance confers a greater risk for worry and GAD/MDD at lower levels of anxiety

    sensitivity. Given the interactive effects of anxiety sensitivity and distress tolerance forGAD/MDD, interventions targeting both risk factors may prove more efficacious than targeting

    each individually.

    Introduction

    Generalized anxiety disorder (GAD) and major depressive disorder(MDD) often co-occur(e.g., Kessler et al. 1999). This has led investigators to speculate whether these disor-ders mayreflect the same disorder process(see Hettema2008 for a review), citing evidence from twin

    studies indicating closely shared genetic susceptibility (Kendler et al. 2007; Roy et al. 1995),pharmacotherapy response (Kuzma and Black 2004), and personality traits (i.e., neuroticism;Watson et al. 2005). However, some studies have documented dis-order-specific environmental(e.g., parental overprotection in GAD) and temperamental (e.g., low positive emotionality inMDD) risk factors (Beesdo et al. 2010; Moffitt et al. 2007). Given the evidence that environmentalfactors may be responsible for differential disorder expression (Roy et al. 1995), it is importantto identify common and distinct risk factors that may reflect environmentally-mediated expres-sion of these conditions. In addition, given the data sug-gesting that risk factors such asneuroticism only contributes a modest amount of variance to the genetic correlation betweenMDD and GAD (Kendler et al. 2007), it is vital to delineate other risk factors that may be linkedto the shared genetic basis of the disorders.Anxiety sensitivity (AS), or a fear of anxiety related sensations, is an ideal risk factor to

    examine given that evidence exists supporting an environmentally-mediated learning model

    (Reiss and McNally 1985; Schmidt et al. 2000) and a genetically-based predisposition model ofAS (Stein et al. 1999; Zavos et al. 2012). AS has reliably been linked to pathological worry (Norret al. 2013; Viana and Rabian 2008) and individuals with a GAD diagnosis (for which excessiveworry is a defining feature; Diagnostic and Statistical Manual of Mental Disorders, 5th ed.;American Psychiatric Association 2013) typically haveelevated levels of AS compared to control subjects (Rodriguez et al. 2004; Taylor et al. 1992).The association between AS and worry remains significant after accounting for symptoms ofdepression (Keough et al. 2010; Rector et al. 2007). Further, although no studies have reportedthe prospective relations between AS and worry and GAD specifically, several studies have

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    indicated that high AS confers risk for anxiety more generally (e.g., Allan et al. 2014a; Schmidtet al. 2006).

    Similar to the literature on AS and GAD, studies have shown that AS is related to symptoms ofdepression in clinical and non-clinical populations (Cox et al. 1999, 2001), and that individualswith an MDD diagnosis exhibit elevated levels of AS (Otto et al. 1995; Taylor et al. 1996). Alongitudinal study in an undergraduate population found that AS prospectively predicts

    symptoms of depression controlling for baseline depressive symptoms (Grant et al. 2007).Further, the relation between AS and depressive symptoms remains after accounting forsymptoms of GAD and other anxiety disorders, suggesting this association is not simplyaccounted for by diagnostic comorbidity (e.g., Tull and Gratz 2008). Together, these and otherstudies indicate that AS is a well-established risk factor for MDD and GAD and the associatedfeatures of worry and depressive symptoms (Naragon-Gainey 2010; Olatunji and Wolitzky-Taylor 2009).

    Distress tolerance (DT),or the ability to tolerate aversive emotional states, is another riskfactor that appears to be environmentally-mediated given that it changes with treat-ment(Bornovalova et al. 2012; McHugh et al. 2013) and is associated with genetic vulnerabilities(Amstadter et al. 2012). Low DT has also been associated with worry across numerous non-clinical samples (Starr and Davila 2012), even when controlling for co-occurring depressivesymp-toms (Huang et al. 2009; Keough et al. 2010). To our knowledge, only one study hasexamined the relations between DT and worry in a clinical sample. Macatee et al. (2014) foundthat individuals diagnosed with GAD, independent of co-occurring MDD, reported lower DTrelative to a healthy control group. Additionally, lower DT was found to prospectively predictgreater worry one month later controlling for baseline worry, suggesting that DT may act as arisk factor for the development of pathological worry.Similar to the literature on DT and worry, greater depressive symptoms have been associatedwith low self-reported and behaviorally-indexed DT across multiple non-clinical samples(Dennhardt and Murphy 2011; Anestis et al. 2012; Buckner et al. 2007; Ellis et al. 2010; Gorkaet al. 2012), though this literature is not entirely consistent (Brown et al. 2009; Cummings et al.2013). Furthermore, low DT has been linked to greater depressive symptoms independent of co-occurring worry (Starr and Davila 2012). Although fewer studies have been conducted inclinical samples, Ellis et al. (2010) found that individuals diagnosed with MDD, independent of

    co-morbidity, dem-onstrated lower behaviorally-indexed DT relative to a healthy control group.In the self-report domain, data from two treatment studies in clinical samples suggests that DTincreases with treatment and low DT is associated with greater depressive symptoms at post-treatment (Williams et al. 2013; McHugh et al. 2013).

    Although AS and DT appear to be independently associated with worry and depressivesymptoms, few studies have examined these constructs simultaneously (e.g., Ke-ough et al. 2010;Norr et al. 2013; Starr and Davila 2012) despite suggestions that the effect of a risk factor mayappear different in isolation than it appears in conjunction with other risk factors (Garber andHollon 1991). Recent studies have posited that risk and vulnerability factors may operatesynergistically to elevate anxiety and depression symptoms via augmenting stress created anddepleting coping resources (e.g., Kleiman and Riskind 2012; Riskind et al. 2010). In support ofthis model, Kleiman and Riskind (2012) found two cognitive vulnerability factors (i.e., negative

    cognitive style and looming cognitive style) acted synergistically to confer risk for more severeanxiety and depression symptoms.Findings for the unique effects of AS and DT when both variables are included have been

    somewhat inconsistent across studies. Controlling for other vulnerability factors (i.e., discomfortintolerance, intolerance of uncertainty) and negative affect, Norr et al. (2013) found AS and DTto be uniquely associated with worry, but they failed to replicate this finding in a second sample,though the associa-tion between DT and worry approached significance. Starr and Davila(2012) found that AS and DT were both sig-nificantly associated with depressive symptoms aftercon-trolling for co-occurring worry, but the possibility of an interaction between AS and DT was

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    never tested. To our knowledge, only one study has examined a potential AS and DT interactionin the prediction of worry. Keough et al. (2010) found that AS and DT were both significantlyassociated with worry after controlling for co-occurring depressive symptoms, though evidencefor an interaction was not found. To our knowledge, no studies have included an interactionbetween AS and DT to explain the associa-tion between these constructs and depressivesymptoms, though one study using a clinical sample found a non-significant interaction in the

    prediction of suicidal ideation (a symptom of depression) specifically (Capron et al. 2013). Incontrast to Starr and Davilas (2012) study, Ca-pron et al. (2013) found a significant main effectfor AS only. To summarize, extant data suggests that both AS and DT contribute uniquely, butnot synergistically, to worry, whereas evidence is less consistent for the non-redundant role ofDT in depressive symptoms There are two significant limitations to existing research on AS, DT,and GAD and MDD diagnoses and associated worry and depressive symptoms. First, mostexisting studies rely upon non-clinical samples, and no studies have examined AS and DT inconjunction in clinical samples. This is a noteworthy limitation of the literature given theimportance of establishing the relative effects of these constructs in individuals at a high risk forpsychopathology (e.g., Norr et al. 2013). For example, elucidating common and distinct riskprocesses in GAD and MDD is important for enhancing our understanding of nosology (e.g.,Beesdo et al. 2010). Second, though some studies have utilized latent variable techniques toexamine the association between AS and GAD/MDD and related symptoms (e.g., Allan et al.2014a), we are not aware of any studies that have assessed the relations between DT andGAD/MDD and related symptoms at the latent variable level. Fur-thermore, no research existsthat uses latent variable modeling to examine AS and DT simultaneously. Exam-ining theserelations at the latent variable level can reduce concerns regarding the reliability and validity ofthe mea-sured variables (MacCallum and Austin 2000). Further, synergistic effects are morelikely to be found in latent variable models than in regression-based approaches (i.e., theapproach used by Keough et al. 2010) due to the added power to detect interaction effects(Jaccard and Wan 1995).

    To address these limitations, we conducted analyses on a large outpatient sample to assess therelative contribution and potential interaction of AS and DT in the prediction ofworry/depressive symptoms and GAD/MDD diagnoses. Based upon prior findings demonstratingthat both AS and DT contribute uniquely to worry (Keough et al. 2010; Norr et al. 2013) and

    evidence suggesting that AS and DT are related (Mitchell et al. 2013; Bernstein et al. 2009), wepredicted that (1) AS and DT would be synergistically associated with worry and GAD diagnosissuch that the strongest relations between AS and DT would be at elevated levels of the otherpredictor. Similarly, based on prior find-ings demonstrating that both AS and DT contribute todepressive symptoms (Tull and Gratz 2008; Williams et al. 2013), we predicted that (2) AS andDT would be synergis-tically associated with depression symptoms and MDD diagnosis, againsuch that the strongest relations between AS and DT would be at elevated levels of the otherpredictor.Participants

    The sample consisted of 347 adult outpatients seeking treatment at the Florida State University(FSU) Anxiety and Behavioral Health Clinic (ABHC). The ABHC provides services to the

    community. Referrals primarily present for anxiety-related issues and come from a catchmentarea that includes northwest Florida and southern Georgia.DiscussionThe aims of the current study were to examine the main and interactive effects of AS and DT on

    worry and depressive symptoms and GAD/MDD diagnoses. With regard to worry and GAD

    diagnoses, the results were generally consistent with past findings that AS and DT account forvariance in worry and GAD (e.g., Macatee et al. 2014; Rodriguez et al. 2004). Although DT and

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    AS accounted for unique variance in worry and GAD diag-noses, a significant interaction effect

    was also found, a finding inconsistent with prior research in non-clinical samples (Keough et al.

    2010). However, we used latent variable modeling in a clinical sample whereas Keough et al.

    (2010) used regression-based approaches in a college sample, two likely explanations for thediscrepant findings.

    For both worry and GAD diagnoses in the current study, the relative importance of AS or DTdepended on the level of the other risk factor, such that having low DT or high AS attenuated thecontribution of the other risk factor.

    With regard to depressive symptoms and MDD diag-nosis, the results were generally

    consistent with past find-ings that AS and DT account for variance in levels of depression (Coxet al. 2001; Starr and Davila 2012). An interaction between AS and DT best explained their

    asso-ciations with the likelihood of presenting with an MDD diagnosis, but only AS was

    associated with depressive symptoms. The lack of an association between DT and depressive

    symptoms is surprising, given the general pat-tern of findings in our results (i.e., significantinteractions between DT and AS across worry, GAD, and MDD), as well as prior research by

    Starr and Davila (2012), which found associations between DT and depressive symptoms in a

    non-clinical sample. One possible explanation for this discrepancy is that we used the ASI-3 toassess AS whereas Starr and Davila used the original ASI. The ASI-3 captures the lower-order

    AS cognitive concerns dimension, which is most strongly related to depressive symptoms (Allan

    et al. 2014a), more reliably than does the ASI (Taylor et al. 2007). Therefore, use of the ASI-3 in

    the current study may have allowed us to more fully capture the variance shared between AS anddepression symptoms, variance which might have been accounted for by DT in the study by Starr

    and Davila. To test this, future work is needed examining the unique variance DT and AS

    cognitive concerns share with depressive symptoms.The finding that the effects of AS on worry/GAD and MDD were attenuated at low DT and that

    the effects of DT on worry/GAD and MDD were attenuated at high levels of AS contrasts

    previous findings with other risk/vulnerability factors (e.g., Kleiman and Riskind 2012) for which

    risk factors operated synergistically on anxiety and depression. One possible explanation for thisfinding is that the overlap between AS and DT might also be the mechanism through which these

    constructs relate to GAD and MDD. Both of these risk factors are considered tolerance

    constructs (e.g., Leyro et al. 2010), and it has been suggested that they are lower-order facets ofa higher-order distress intolerance construct (McHugh and Otto 2012). This is supported by the

    moderate correlations between AS and DT in the cur-rent study as well as prior studies (rs from

    -.40 to -.47; e.g., Keough et al. 2010). Therefore, it might be that the mechanisms through whichAS and DT impact GAD and MDD are similar such that the effect of mean levels of one

    construct is better accounted for by at-risk levels of the other construct.Together, these findings indicate that DT and AS may be important, transdiagnostic risk factors

    for GAD and MDD. These findings have potential implications for interventionefforts aimed at treating GAD and MDD through amelio-ration of risk factors such as AS and

    DT. Interventions targeting risk factors such as AS and DT are an important avenue in reduction

    of anxiety and depressive symptoms. There are several studies that have demonstrated efficacy in

    reducing DT (McHugh et al. 2013; Williams et al. 2013). There are also several studies thathave demonstrated efficacy in reducing AS (Keough and Schmidt 2012; Schmidt et al. 2007), and

    at least one study has found evidence for reductions in anxiety and depressive symp-toms

    through an intervention targeting AS (e.g., Schmidt et al. in press). Although the present findingssuggest that the effects of AS and DT depend on the level of the other risk factor, this does not

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    mean that the presence of one risk factor protects an individual from the influence of the other

    risk factor. Rather, it is likely to mean that the presence of one risk factor masks the effect of the

    other risk factor such that if interventions were to specifically target one of these risk factors

    successfully, the other risk factor may then manifest as a risk factor. Therefore futureinterventions targeting AS and DT in unison may demonstrate increased efficacy over

    interventions targeting a single risk factor given that individuals with high AS might not fullybenefit from a DT intervention and individuals with low DT might not fully benefit from an ASintervention.

    There are several limitations to consider regarding the current study. All measures were

    collected concurrently and therefore no claims of causality can be made. Although AS and DThave been prospectively linked as risk factors for worry and depression (e.g., Macatee et al.

    2014; Schmidt et al. 2006; Schmidt et al. in press), no research has examined the interactive

    effects of AS and DT on worry and depression prospectively. Such a study would allow for

    examination of an opposing model as well (i.e., examination of whether worry and depressionprospec-tively impact AS and DT). Only two of several important risk factors for worry and

    depression were included in this study. Studies including other risk factors such as rumi-native

    responding, frustration intolerance, and discomfort intolerance (e.g., Leyro et al. 2010; Starrand Davila 2012) in addition to AS and DT would provide further evidence of the robustness of

    these findings. In addition, because several of these constructs overlap with AS and DT, it is

    possible that similar interactive effects would be found between them and AS and DT. In

    addition, potential moderating effects, such as gender (e.g., Carter et al. 2001; Kessler et al.1993) were not considered.To conclude, this study demonstrated the relations AS and DT share with GAD and MDD are

    each dependent on the relative level of the other risk factor. Strengths of this study include theuse of latent variable modeling, which is more powered to capture interaction effects due to the

    reduction in measurement error (Jaccard and Wan 1995). In addition, this study explored these

    relations in a clinical sample, and included self-reports of psychopathology as well as diagnoses

    given through clinical interviews. Although prospective and experimental studies are needed todetermine whether this relation is causal, these findings suggest that future studies should

    consider the interaction among risk factors when examining their effect on GAD and MDD. This

    may be especially important in interven-tion and prevention studies.