anthony w ishii financial disclosure report for 2009

8/3/2019 Anthony W Ishii Financial Disclosure Report for 2009

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A O / 0 [ FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r ea b y t h e E t h i c s in GovernmentAct of 1978R o y . t /2 0 1 0 [ FOR CALENDAR YEAR 2009 (5 u.s ,c app. Io1-1 t l )I. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of Report

lshi i, Anthony W . [.astern District of California 04/16/2010

4. Title (Artictc llt judges indicate active or senior status; 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or part-time) [] Nomination, Date 01/01/2009toU.S, District Judge - Active [] Initial [] Annual [] Final 12/31/20095b, [] Amended Report

7, Chambers or Office Address 8. On the basis of the information contained in this Rep ort and anymodifications pertaining thereto, It is, in my opinion, In co mplianceU.S. District Court with applicable laws and regulations.2500 Tulare StreetFresno, CA 93721 Reviewing Officer Date

IM PORTAN T N OTES: ?he ins t ruc t ions ac c o mpanying t h is form m ust be fo t l ow et C ompl e t e a irport s ,checking the NONE box for each p art where you ha~,e no reportable information. Sign on las tpage.

I . P O S I T I O N S . (Reporting indi~id.al~ N O N E (No reportable positionsOPOSITION, NAME O F OR~ANIZATIONIENTITY

l.2.

..~

I I . A G R E E M E N T S . e R , p o r , i , g Individual only; see pp. 14-16 of filing instructions,)----] NONE (No reportable agreements.)

DATE P A RT IE S A ND T E RM S1. 1994 California Judges Retirement System; retirement benefits based upon age and years of service


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FINANCIAL DISCLOSURE REPORT [ Name of P .... Reporting ] Date of ReportPage 2 of7 [ l s h i |, A n t h o n y W . ] 04/16/2010

I II . N O N - IN V E S T M E N T I N C O M E . tRepo,,l,~ individual andsp .... ; seepp. 17-24 ofjqling instruction$OA. Filers Non-Investment Income

N O N E (No reportable non-investment income.)~ S O U R C E A N D T y P E ~(yours, not spouses)

t.2.3.4.

B . S p o u s e s N o n - l n v e st m e n t I n c o m e - t /y o u were married during an~ portion of the repo~ing year, complete this sectiog(Dollar amo unt not reqaired except f!Jr honoraria.)

~ NONE (No repor table non-inves tment income. )D A T E ~ O U R C E A N D T Y P E

I. 2009 Counly of Fresno, Califomi~ - Sala~

2.

3.4.

IV . R E I M B U R S E M E N T S - ~.a.spo.a,to., loagi.g, /ooa, rec,ai .me.~(Includes those to spouse and depe~dent children, see pp. 25-27 qf fil it~g instructions.)

N O N E (No reportable reimbursements.)~ ~ LOCATION PURPOSE ITEMS PAID OR PROVIDED

2.3.

4.

5.


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Name of Person Report ing Date of ReportP a g e F IN A N C I A L 3 o f 7 D I S C L O S U R E R E P O R T I sh i i , A n t h o n y W . 0 4 / 1 6 / 2 0 1 0

V . G I F T S . a ,, c lu d ~ . ~ t h o . ,e , o ~ p o ~ s e n n d d e p o , d e , , c h i la , e o : s e ~ p p . 2 ~ - ~ o I ~ i ~ i ~ . ~ t, ~ c u o , ~N O N E (No reportable g!fts.)

S O U R C E ~ ) E ~ C R I P T I O N VALUE1.2.3.4,5,

V I . L I A B I L I T I E S . a , c l , ~ e . ~ , ~ o ~ o ! , , . .. . . . d dependent c h i l d r e n ; s t p p . 3 2 3 3 of filing in~tructionn.)N O N E (No reportable liabilities.)

C R E D IT O R D ESC R IPTIO N VALUE CODE1.2.3.4.5.


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N a m e o f P e r s o n R e p o r , in gF I N A N C I A L p a g e 4 o f 7 D I S C L O S U R E R E P O R T ~sh~, Anthony W . [ 0 4 / 1 6 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i . . .. . . . . t , , . transactions (Includes those of spouse a nd depend ent children; .seg pp . 34-60 of fd ing ins t ruc t ions . )--] NONE (No reportable income, assets, or transactions.) D.A. ] B. .

D e s c r i p t io n o f A s s e l s | n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d . ~ - o f r e p o r t i n g p e r i o dI (|) (2) (|) (2) 0) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Value V a ~ u e T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o f

e x e m p t f r o m p r i o r d is c l o s u re ! C o d e I d i v , , r e n t , C o d e 2 ~ M e th o d ! b u y , s e l l , m m ! d d / y y C o d e 2 C o d e I b u y e r ! s e l l e r! (A - H ) o r i r a . ) ( . 1 . p ) Code3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r l v a t e

i I. lshii Bros., Inc. Common Stock None N U

21 Morgan Stanley Liq, Asset Fund (Y)

1 3 . Van Kampen Comstock A A Dividend J Ti 4 . Rancon Realty Fund V A Dividend J T

5. Wells Fargo Bank Accounts A I n t e r e s t J T

6. Davis New York V enture B None J T

7, Morgan Stanley Focus Growth Fund None J T

8. Templeton Foreign Fund B A Dividend J T

9. Morgan Stanley Bank Account A Interest .I T

1 0 . Morgan Stanley Trust Bank Account A Interest J T

1 1 . Cit ibank Account (Y)

1 2, AT&T Inc. Common Stock A Div;,dend K T1 3 , B uy 0 8 1 1 4 i 0 9 J(add l )

-i4. Alcoa Inc. Common Stock A Dividend K T

1 5 . Buy 108/14/09 J(addl)1 6 , Apple Inc. Common Stock None K T1 7 . Cisco Sys. Inc. Common Stock None K T


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Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT " lshii, Anthony W . 0 4 / 1 6 / 2 0 1 0Page 5 of 7V II. INV ESTM ENTS and TRUSTS - ~o . . .. .. ~.,~io~ a~a~ d~,~o~ of~ . . .. .. dde~d~t ~ ,~;~

N O N E ( N o repor table incom e, asse t s , or t ransact ions . ). I ~. c. ]Description of Assets Income during i Gross value at end : Transactions during reporting period(including trust assets) reporting period :~ of reporling period

~ (2 / r O) : (2 ) l O) (2 ) I (3): Value j Gain i Identity ofPlacc"(X)" after each asset Type (e.g., Value i Value i ~ype (e.g., Date !exempt from prior disclosure [ Code | div., rent, Code 2 ! Method buy, sell, mn~dd/yy Code 2 Code 1 ! buyer/seller(A-H) orint.) (J-P) l~..-_ ~:ode3 i redemption) (J-p) ~i(A-H) (ifprivate

1 8. B uy 08/14/09 J(addl)1 9. GeneralElectric Co. Common Stock A Dividend K T

i 2 0 . Davis NewYork Venture C A Dividend J T B uy [08/14/09 J

i Income Cain Codes: A ~$1,000 or less B =$1 ,OOl - $2,300 C =$2,501 - $5,0OO D = $5,001 - 515,002. E =$15.001(See Column~ B I and 194 F =$50.001 - $100,000 G ~$ 100.001 - $1,000,N)0 | I I =$ 1,000,001 - $5 ,INIO,000 1t2 =More lhan $.5,000.000

2. Value Codes J =$15.0f~ or less K -$15,091 - $50.000 L =$50.001 - $10~,000 M =$100.001 - ~;250.000(See Columns CI and D3 N =$250,O01 - $500,004) O = $5 00 ,0O I - $1 .0 00 ,0 ~0 P 1 = $1,00 0,O OI , $ 5.0C ~.000 P2 ~$5,NX).001 . $25,000,000


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FINANCIAL DISCLOSURE REPOR T N a m ~ o f P e rs o n R e p o r t i n gPage 6 of 7 Ishti, Anthony W. 0 4 / 1 6 1 2 0 1 0V III . ADDITIONAL INFORMATION OR EX PLANATIONS.

Part VII. INVESTMENTS and TRUSTSEntry Number 3, Van Kampen Com stock A: This entry was previously reported as Van Kampen Comstock B . On July 28, 2009, the Van K ampen Fundsexecuted a class exchange whereby Van Kampen Comstock B w as exchanged for Van K ampen Comstock A. This unilateral exchange by the Van K ampen Fundsinvolved n~o boy or sell and resulted in no gain or loss.


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FINA NCIA L DISCLOSURE R EPORT ~,me of Person Reporting ] Date of ReportPage 7 of 7 ishii, Anthony W . I 04/16/2010IX. CERTIFICATION.

i certify that all Information given above (including information pertaining to my spouse and m inor or dependent children, If any) isaccurate, true, and complete to the best of my kno w|edge and belief, and that any Information no t reported was withheld because It met applicable statutoryprovisions permitting non-disclosure.

I further certify that earned Income from o utside employment and hono raria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U .S.C. 7353, and Judicial Conference regulations.

SI

NOTE: ANY INDIVIDU AL WHO KN OWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TillS REPORT MAY BE SU BJECT TO CIVILAND CRIMINAL SANCTION S (5 U .S.C. app. 104)

FI LI N G I N S T R U C T I O N SMail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAdministrative Office of the Un ited States CourtsSuite 2-301One Columbus Circle, NoE.Washington, D.C. 20544

anthony w ishii financial disclosure report for 2009

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