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FR Y-6 OMB Number7100-0297 Approval expire s December 31, 2015 Page1of2

Board of Governors of the Federal Reserve System

Annual Report of Holding Companies-FR Y-6

Report at the close of business as of the end of fiscal year

This Report Is required by law: Section 5(c)(1)(A) of the Bank Holding Company Act (12 U.S.C. 1844 (c)(1)(A)); Section 8(a) of the International Banking Act (12 U.S.C. 3106(a)); Sections 11(a)(1), 25 and 25A of the Federal Reserve Act. (12 U.S.C. 248(a)(1), 602, and 611a); Section 211 .13(c) of Regulation K (12 C.F.R. 211.13(c)); and Section 225.5(b) of Regulation Y (12 C.F.R. 225.5(b)) and section 10(c)(2)(H) of the Home Owners' Loan Act. Return to the appropriate Federal Reserve Bank the original and the number of copies specified.

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NOTE: The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and ls also a director, the chairman of the board must sign the report.

1, Gerald Levy Name of the Holding Company Director and Official

Chairman Tine of the Holding Company Director and Official

attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been prepared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief.

This report form is to be filed by all top-tier bank holding companies and top-tier savings and loan holding companies organized under U.S. law, and by any foreign banking organization that does not meet the requirements of and is not treated as a qualifying foreign banking organization under Sect.ion 211.23 of Regulation K (12 C.F.R. 211.23). (See page one of the general instructions for more detail of who must fife.) The Federal Reserve may not cor:iduct or sponsor, and an organization (or a person) is not required to respond to, an information collection unless it displays a currently valid OMB control number.

Date of Report (top-tier holding company's fiscal year-end):

30, 2015 Month I Day IYear

Reporter's Legal Entity tdent!fier (LEI) (20-Character LEI Code)

Reporter's Name, Street, and Mailing Address

Guaranty Financial MHC Legat litie of Holding Company

501 W Northshore Drive (Mailing Address of the Holding Company) Street I P.O. Box

Glendale WI 53217 City State Zip Code

Physical Location (if different from mamng address)With respect to infonnation regarding individuals contained in this report, the Reporter certifies that it has the authority to provide this

Person to whom questions about this report should be directed: information to the Federal Reserve. The Reporter also certifies that it has the authority, on behalf of each individual, to consent or Julie Borchert VP Regulatory Reporting object to public release of information regarding that individual. Name TiUe The Federal Reserve may assume, in the absence of a request for 414-290-6086 confidential treatment submitted in accordance with the Board's Area Code I Phone Number I Extension"Rules Regarding Availability of Information," 12 C.F.R. Part 261,

414-290-6170

details the report concemlng that

Date of Signature

For holding companies I1SJi. registered with the SECIndicate status ofAnnual Report to Shareholders:

0 is included with the FR Y-6 report IZl will be sent under separate coyer 0 is not prepared

Area Code I FAX Number that the Reporter 12J1Ii. individual consent to public release of all

Julie.Borchert@gbrnail.com

{J_QSJ

E-mail Address

www.guarantybank.com Address (URL) for the Hotdlng Company's web page

Does the reporter request confi'lrashington, DC 20503.

10/2014

http:www.guarantybank.commailto:Juiie.Borchert@gbmail.com

------------------------------------------------------------ .

Physical Location (if different from mailing address) Physical Location (if different from mailing address)

FRY-6 Page 2 of 2

For Use By Tiered Holding Companies

Top-tiered holding companies must list the names, mailing address, and physical locations of each of their subsidiary holding companies below.

Guaranty Financial Corp Legal 11tle of Subsidiary Holding Company Legal Trtle of Subsidiary Holding Company

501 W Northshore Drive (Mailing Address of the Subsidiary Holding Company) Street/ P.O. Box (Mailing Address of the Subsidiary Holding Company) Street I P.O. Box

Glendale WI 53217 City State Zip Code City State Zip Code

Physical Location (if different from mailing address) Physical Location (if different from mailing address)

Legal Title of Subsidiary Holding Company Legal litre of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street I P.O. Box (Mailing Address of the Subsidiary Holding Company) Street I P.O. Box

City State Zip Code City State Zip Code

Physical Location (if different from mailing address) Physical Location (if different from mailing address)

Legal 1itle of Subsidiary Holding Company Legal Tltle of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street I P.O. Box (Mailing Address of the Subsidiary Holding Company) Street I P.O. Box

City State Zip Code City State Zip Code

Physical Location (if different from mailing address) Physical Location (if different from mailing address)

Legal Title of Subsidiary Ho!ding Company

(Mailing Address of the Subsidiary Holding Company) Street I P.O. Box

City State Zip Code

Legal Tltle of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street I P.O. Box

City State Zip Code

12/2012

I

!

I I

I

Form FR Y-6 Guaranty Financial, MHC Glendale, Wisconsin

Fiscal Year ending September 30, 2015

Report item: 1: The savings and Joan holding company prepares an annual report for its shareholders for the mid tier company GFC

and is not registered with the SEC.

2a: Organizational Chart

Guaranty Flnanclal, MHC,

a federally.chartered mutual holding company, Glendale WJ

Incorporated In Wisconsin [mutual hold'tng company}

Guaranty Fln;inclal Corporation, 99% Prefened [mid-tier holding company a federatlychartered s!ock corporation, Glendale WI Incorporated In Wisconsin Stock: publicly-trnded enLityJ

Guaranty Bank,

n fedemllychnrtered stock snvings bnnk:, Glendale WI Incorporated In Wisconsin

100% ..

Guaranty Flnancla! Services, LTD, a Gfenda!e,

Wlscons!n corporaLion

Incorporated In Wisconsin

100%0

6700 Corporation, a Brown Deer, WI

corporation

Incorporated in Californla

ouaranty Financial Services, L TO is an operating subsidiary whose only asset Is 6700 Corporation. 6700 Corporation ls a company whose sole activity is to serve as the truste e on Califomla deeds of trust (mortgages). The company has very litt!e financial or other activity,

2b: Domestic branch !isling provided to the Federal Reserve Bank.

Results: A list of branches for your holding company: GUARANTY FINANCIAL, MHC (2083294) of GLENDALE, WI. The data are as of 09/30/2015. Data reflects information that was received and processed through 10/06/2015.

Reconciliation and Verification Steps 1. In the Data Action column of each branch row, enter one or more of the actions specified below. 2. If required, enter the date in the Effective Date column.

Actions OK: If the branch information is correct, enter 'OK' in the Data Action column. Change: If the branch information is incorrect or incomplete, revise the data, enter 'Change' in the Data Action column and the date when this information first became valid in the Effective Date column. Close: If a branch listed was sold or closed, enter 'Close' in the Data Action column and the sale or closure date in the Effective Date column. Delete: If a branch listed was never owned by this depository institution, enter 'Delete' in the Data Action column. Add: If a reportable branch is missing, insert a row, add the branch data, and enter 'Add' in the Data Action column and the opening or acquisition date in the Effective Date column.

If printing this list, you may need to adjust your page setup in MS Excel. Try using landscape orientation, page scaling, and/or legal sized paper.

Submission Procedure When you are finished, send a saved copy to your FRB contact. See the detailed instructions on this site for more information. If you are emailing this to your FRB contact, put your institution name, city and state in the subject line of the email.

Note: To satisfy the FR Y10 reporting requirements, you must also submit FR Y10 Domestic Branch Schedules for each branch with a Data Action of Change, Close, Delete, or Add. The FR Y10 report may be submitted in a hardcopy format or via the FR Y10 Online application https://y10online.federalreserve.gov.

* FDIC UNINUM, Office Number, and ID_RSSD columns are for reference only. Verification of these values is not required.

Data Action Effective Date Branch Service Type Branch ID_RSSD* Popular Name Street Address City State Zip Code County Country FDIC UNINUM* Office Number* Head Office Head Office ID_RSSD* Comments OK Full Service (Head Office) 640170 GUARANTY BANK 501 WEST NORTHSHORE DRIVE GLENDALE WI 532174514 MILWAUKEE UNITED STATES 42837 0 GUARANTY BANK 640170 OK Full Service 4416560 ACWORTH HIGHWAY 92 BRANCH 6199 HIGHWAY 92, SUITE 176 ACWORTH GA 301022344 CHEROKEE UNITED STATES 473436 285 GUARANTY BANK 640170 OK Full Service 4416609 BUFORD HIGHWAY BRANCH 3855 BUFORD HIGHWAY NORTHEAST ATLANTA GA 303291003 DEKALB UNITED STATES 472677 259 GUARANTY BANK 640170 OK Full Service 4416618 CAROLINE STREET BRANCH 1225 CAROLINE STREET ATLANTA GA 303072705 DEKALB UNITED STATES 472668 257 GUARANTY BANK 640170 OK Full Service 4416645 MONROE DRIVE BRANCH 1700 MONROE DRIVE ATLANTA GA 303245033 FULTON UNITED STATES 472678 260 GUARANTY BANK 640170 OK Full Service 4416627 COLLEGE PARK BRANCH 6055 OLD NATIONAL HIGHWAY COLLEGE PARK GA 303494325 FULTON UNITED STATES 472693 272 GUARANTY BANK 640170 OK Full Service 4479499 CONYERS BRANCH 1745 HIGHWAY 138 SOUTHEAST CONYERS GA 300135748 ROCKDALE UNITED STATES 532262 323 GUARANTY BANK 640170 OK Full Service 4416681 COVINGTONHIGHWAY 20 BRANCH 5341 HIGHWAY 20 SOUTH COVINGTON GA 300164409 NEWTON UNITED STATES 472696 275 GUARANTY BANK 640170 OK Full Service 4416672 COVINGTONHIGHWAY 278 BRANCH 3139 US HIGHWAY 278 NORTHEAST COVINGTON GA 300142301 NEWTON UNITED STATES 472643 247 GUARANTY BANK 640170 OK Full Service 4416243 COVINGTONSALEM BRANCH 3700 SALEM ROAD COVINGTON GA 300164527 NEWTON UNITED STATES 492396 317 GUARANTY BANK 640170 OK Full Service 4416159 CUMMINGBETHELVIEW ROAD BRANCH 2325 BETHELVIEW ROAD CUMMING GA 300409473 FORSYTH UNITED STATES 473434 283 GUARANTY BANK 640170 OK Full Service 4416766 DECATUR MEMORIAL BRANCH 3479 MEMORIAL DRIVE DECATUR GA 300322735 DEKALB UNITED STATES 472679 261 GUARANTY BANK 640170 OK Full Service 4416775 DOUGLASVILLE BRANCH 8501 HOSPITAL DRIVE DOUGLASVILLE GA 301342414 DOUGLAS UNITED STATES 492397 318 GUARANTY BANK 640170 OK Full Service 4416784 DULUTH BRANCH 3093 STEVE REYNOLDS BOULEVARD DULUTH GA 300964501 GWINNETT UNITED STATES 472695 274 GUARANTY BANK 640170 OK Full Service 4416636 DUNWOODY BRANCH 4498 CHAMBLEE DUNWOODY ROAD DUNWOODY GA 303386223 DEKALB UNITED STATES 472676 258 GUARANTY BANK 640170 OK Full Service 4416823 ELLENWOOD BRANCH 101 FAIRVIEW ROAD ELLENWOOD GA 302942722 HENRY UNITED STATES 472688 269 GUARANTY BANK 640170 OK Full Service 4416814 ELLENWOOD WALMART BRANCH 2940 ANVIL BLOCK ROAD ELLENWOOD GA 302942403 CLAYTON UNITED STATES 492398 319 GUARANTY BANK 640170 OK Full Service 4416926 LAKE CITY BRANCH 5664 JONESBORO ROAD LAKE CITY GA 302603808 CLAYTON UNITED STATES 473442 290 GUARANTY BANK 640170 OK Full Service 4416832 LAWRENCEVILLE BRANCH 2100 RIVERSIDE PARKWAY LAWRENCEVILLE GA 300435927 GWINNETT UNITED STATES 473448 296 GUARANTY BANK 640170 OK Full Service 4416841 LILBURN FIVE FORKS BRANCH 3050 FIVE FORKS TRICKUM ROAD SW LILBURN GA 300471807 GWINNETT UNITED STATES 472684 266 GUARANTY BANK 640170

OK Full Service 4416850 LILBURNHIGHWAY 29 BRANCH 4155 LAWRENCEVILLE HIGHWAY NORTHWEST LILBURN GA 300471500 GWINNETT UNITED STATES 472689 270 GUARANTY BANK 640170

OK Full Service 4416878 LITHONIAWALMART BRANCH 5401 FAIRINGTON ROAD BRANCH LITHONIA GA 300385113 DEKALB UNITED STATES 492399 320 GUARANTY BANK 640170 OK Full Service 4416869 LITHONIA BRANCH 6678 COVINGTON HIGHWAY LITHONIA GA 300584814 DEKALB UNITED STATES 472685 267 GUARANTY BANK 640170 OK Full Service 4416887 LOGANVILLE BRANCH 910 ATHENS HIGHWAY LOGANVILLE GA 300524952 GWINNETT UNITED STATES 472692 271 GUARANTY BANK 640170 OK Full Service 4416896 MABLETON FLOYD BRANCH 4875 FLOYD ROAD MABLETON GA 301261379 COBB UNITED STATES 473439 288 GUARANTY BANK 640170 OK Full Service 4416908 MARIETTAWHITLOCK BRANCH 1000 WHITLOCK AVENUE MARIETTA GA 300645455 COBB UNITED STATES 473438 287 GUARANTY BANK 640170 OK Full Service 4416917 MCDONOUGH BRANCH 301 JONESBORO ROAD MCDONOUGH GA 302533725 HENRY UNITED STATES 472686 268 GUARANTY BANK 640170 OK Full Service 4479501 STOCKBRIDGE BRANCH 3618 HIGHWAY 138 SOUTHEAST STOCKBRIDGE GA 302814171 HENRY UNITED STATES 532263 324 GUARANTY BANK 640170 OK Full Service 4416944 STOCKBRIDGE WALMART BRANCH 1400 HUDSON BRIDGE ROAD STOCKBRIDGE GA 302815018 HENRY UNITED STATES 473447 295 GUARANTY BANK 640170 OK Full Service 4416953 STONE MOUNTAIN BRANCH 1227 ROCKBRIDGE ROAD STONE MOUNTAIN GA 300873064 GWINNETT UNITED STATES 464604 237 GUARANTY BANK 640170 OK Full Service 4416971 TUCKER LAVISTA BRANCH 3959 LAVISTA ROAD TUCKER GA 300845152 DEKALB UNITED STATES 464595 236 GUARANTY BANK 640170 OK Full Service 4416980 TUCKER LAWRENCEVILLE BRANCH 4357 LAWRENCEVILLE HIGHWAY TUCKER GA 300843773 DEKALB UNITED STATES 472682 264 GUARANTY BANK 640170 OK Full Service 4416999 UNION CITY BRANCH 4550 JONESBORO ROAD UNION CITY GA 302912050 FULTON UNITED STATES 472683 265 GUARANTY BANK 640170 OK Full Service 4417026 ALSIP BRANCH 12150 SOUTH PULASKI ROAD ALSIP IL 608031224 COOK UNITED STATES 473465 303 GUARANTY BANK 640170 OK Full Service 4417044 CHICAGO ASHLAND AVENUE BRANCH 7030 SOUTH ASHLAND AVENUE CHICAGO IL 606363964 COOK UNITED STATES 473463 301 GUARANTY BANK 640170 OK Full Service 4417035 DAMEN BRANCH 4620 SOUTH DAMEN AVENUE CHICAGO IL 606094043 COOK UNITED STATES 492389 310 GUARANTY BANK 640170 OK Full Service 4417053 CICERO BRANCH 3039 SOUTH CICERO AVENUE CICERO IL 608043639 COOK UNITED STATES 473462 300 GUARANTY BANK 640170 OK Full Service 4417062 COUNTRY CLUB HILLS BRANCH 4005 WEST 167TH STREET COUNTRY CLUB HILLS IL 604782022 COOK UNITED STATES 472642 246 GUARANTY BANK 640170 OK Full Service 4417080 FOREST PARK BRANCH 7520 ROOSEVELT ROAD FOREST PARK IL 601303053 COOK UNITED STATES 472638 243 GUARANTY BANK 640170 OK Full Service 4417099 GLENWOOD BRANCH 103 HOLBROOK ROAD GLENWOOD IL 604251555 COOK UNITED STATES 472635 240 GUARANTY BANK 640170 OK Full Service 4417101 MATTESON BRANCH 4059 WEST 211TH STREET MATTESON IL 604432401 COOK UNITED STATES 359865 141 GUARANTY BANK 640170 OK Full Service 4417110 MELROSE PARK BRANCH 2525 WEST NORTH AVENUE MELROSE PARK IL 601601130 COOK UNITED STATES 473461 299 GUARANTY BANK 640170 OK Full Service 4417165 WAUKEGAN BRANCH 1700 NORTH LEWIS AVENUE WAUKEGAN IL 600851764 LAKE UNITED STATES 359685 138 GUARANTY BANK 640170 OK Full Service 4417156 WAUKEGAN WALMART BRANCH 3900 FOUNTAIN SQUARE PLACE, SUITE E WAUKEGAN IL 600856708 LAKE UNITED STATES 473459 297 GUARANTY BANK 640170

http:https://y10online.federalreserve.gov

OK Full Service 4417174 ZION BRANCH 4000 IL ROUTE 173 ZION IL 600995107 LAKE UNITED STATES 362986 153 GUARANTY BANK 640170 OK Full Service 4417259 CANTON BRANCH 45540 MICHIGAN AVENUE CANTON MI 481882472 WAYNE UNITED STATES 437186 178 GUARANTY BANK 640170 OK Full Service 4417277 DEARBORN BRANCH 23303 MICHIGAN AVENUE DEARBORN MI 481242029 WAYNE UNITED STATES 437176 174 GUARANTY BANK 640170 OK Full Service 4417286 DEARBORN HEIGHTS BRANCH 26400 FORD ROAD DEARBORN HEIGHTS MI 481272884 WAYNE UNITED STATES 437199 187 GUARANTY BANK 640170 OK Full Service 4417295 DETROIT 7MILE BRANCH 19150 TELEGRAPH ROAD DETROIT MI 482191623 WAYNE UNITED STATES 437166 167 GUARANTY BANK 640170 OK Full Service 4417307 FARMINGTON HILLS BRANCH 33250 WEST TWELVE MILE ROAD FARMINGTON HILLS MI 483343309 OAKLAND UNITED STATES 437191 182 GUARANTY BANK 640170 OK Full Service 4417316 HAMTRAMCK BRANCH 9023 JOSEPH CAMPAU STREET HAMTRAMCK MI 482123726 WAYNE UNITED STATES 437177 175 GUARANTY BANK 640170 OK Full Service 4417325 HARPER WOODS BRANCH 19230 HARPER AVENUE HARPER WOODS MI 482252282 WAYNE UNITED STATES 437285 223 GUARANTY BANK 640170 OK Full Service 4417334 HIGHLAND PARK BRANCH 14100 WOODWARD AVENUE HIGHLAND PARK MI 482032936 WAYNE UNITED STATES 437168 169 GUARANTY BANK 640170 OK Full Service 4417352 LIVONIAWM BRANCH 29555 PLYMOUTH ROAD LIVONIA MI 481502125 WAYNE UNITED STATES 441022 234 GUARANTY BANK 640170 OK Full Service 4417361 ROSEVILLE BRANCH 26130 GRATIOT AVENUE ROSEVILLE MI 480665111 MACOMB UNITED STATES 441019 231 GUARANTY BANK 640170 OK Full Service 4417398 SOUTHFIELD BRANCH 23675 GREENFIELD ROAD SOUTHFIELD MI 480753121 OAKLAND UNITED STATES 437204 189 GUARANTY BANK 640170 OK Full Service 4417419 STERLING HEIGHTS BRANCH 33201 VAN DYKE AVENUE STERLING HEIGHTS MI 483125924 MACOMB UNITED STATES 492392 313 GUARANTY BANK 640170 OK Full Service 4417428 TROY EAST BRANCH 3125 JOHN R ROAD TROY MI 480835626 OAKLAND UNITED STATES 437202 188 GUARANTY BANK 640170 OK Full Service 4417464 WESTLAND FORD ROAD BRANCH 36430 FORD ROAD WESTLAND MI 481852211 WAYNE UNITED STATES 437189 180 GUARANTY BANK 640170 OK Full Service 4417455 WESTLAND BRANCH 31300 MICHIGAN AVENUE WESTLAND MI 481869599 WAYNE UNITED STATES 437190 181 GUARANTY BANK 640170 OK Full Service 4417473 PITTSFIELD BRANCH 3200 CARPENTER ROAD YPSILANTI MI 481979630 WASHTENAW UNITED STATES 437216 195 GUARANTY BANK 640170 OK Full Service 4417491 YPSILANTI BRANCH 2010 WHITTAKER ROAD YPSILANTI MI 481978238 WASHTENAW UNITED STATES 437217 196 GUARANTY BANK 640170 OK Full Service 4417754 APPLE VALLEY BRANCH 7835 150TH STREET WEST APPLE VALLEY MN 551247111 DAKOTA UNITED STATES 437262 209 GUARANTY BANK 640170 OK Full Service 4417736 BLAINE BRANCH 551 87TH LANE NORTHEAST BLAINE MN 554341024 ANOKA UNITED STATES 437257 205 GUARANTY BANK 640170 OK Full Service 4417530 BLOOMINGTON BRANCH 700 AMERICAN BOULEVARD EAST BLOOMINGTON MN 544201336 HENNEPIN UNITED STATES 437259 207 GUARANTY BANK 640170 OK Full Service 4417839 EAGAN BRANCH 1276 TOWN CENTRE DRIVE EAGAN MN 551231064 DAKOTA UNITED STATES 437263 210 GUARANTY BANK 640170 OK Full Service 4417503 LAKEVILLE BRANCH 17756 KENWOOD TRAIL LAKEVILLE MN 550449454 DAKOTA UNITED STATES 472646 249 GUARANTY BANK 640170 OK Full Service 4417521 QUARRY BRANCH 1540 NEW BRIGHTON BOULEVARD MINNEAPOLIS MN 554131653 HENNEPIN UNITED STATES 492393 314 GUARANTY BANK 640170 OK Full Service 4479510 LARPENTEUR BRANCH 1201 LARPENTEUR AVENUE WEST ROSEVILLE MN 551136318 RAMSEY UNITED STATES 532261 322 GUARANTY BANK 640170 OK Full Service 4417848 OAKDALE BRANCH 7053 10TH STREET NORTH SAINT PAUL MN 551285956 WASHINGTON UNITED STATES 472647 250 GUARANTY BANK 640170 OK Full Service 4417763 SAINT PAULMIDWAY BRANCH 1566 UNIVERSITY AVENUE WEST SAINT PAUL MN 551043908 RAMSEY UNITED STATES 473478 307 GUARANTY BANK 640170 OK Full Service 4417866 SHAKOPEE BRANCH 8101 OLD CARRIAGE COURT SHAKOPEE MN 553793155 SCOTT UNITED STATES 472655 253 GUARANTY BANK 640170 OK Full Service 4417772 WEST SAINT PAUL BRANCH 1644 ROBERT STREET SOUTH WEST SAINT PAUL MN 551183918 DAKOTA UNITED STATES 472645 248 GUARANTY BANK 640170 OK Full Service 2428868 BROOKFIELD BRANCH 12655 WEST CAPITAL DRIVE BROOKFIELD WI 530055404 WAUKESHA UNITED STATES 278139 4 GUARANTY BANK 640170 OK Full Service 2807490 CALHOUN BRANCH 17295 WEST CAPITOL DRIVE BROOKFIELD WI 530452004 WAUKESHA UNITED STATES 278164 125 GUARANTY BANK 640170 OK Full Service 4417923 RUBY ISLE BRANCH 2205 NORTH CALHOUN ROAD BROOKFIELD WI 530055062 WAUKESHA UNITED STATES 278159 118 GUARANTY BANK 640170 OK Full Service 3300859 BURLINGTON BRANCH 1901 SOUTH MILWAUKEE AVENUE BURLINGTON WI 531059799 RACINE UNITED STATES 432055 159 GUARANTY BANK 640170 OK Full Service 4418283 CALEDONIA BRANCH 5111 DOUGLAS AVENUE CALEDONIA WI 534022029 RACINE UNITED STATES 278155 113 GUARANTY BANK 640170 OK Full Service 4417932 CAMPBELLSPORT BRANCH 450 GRANDVIEW AVENUE CAMPBELLSPORT WI 530102424 FOND DU LAC UNITED STATES 359863 140 GUARANTY BANK 640170 OK Full Service 3300868 DELAVAN BRANCH 1819 EAST GENEVA STREET DELAVAN WI 531152037 WALWORTH UNITED STATES 432051 158 GUARANTY BANK 640170 OK Full Service 4417941 FITCHBURG BRANCH 3010 CAHILL MAIN FITCHBURG WI 537117171 DANE UNITED STATES 278162 123 GUARANTY BANK 640170 OK Full Service 4417950 FOND DU LAC BRANCH 760 WEST JOHNSON STREET FOND DU LAC WI 549352016 FOND DU LAC UNITED STATES 440841 228 GUARANTY BANK 640170 OK Full Service 2468622 FRANKLIN BRANCH 7201 SOUTH 76TH STREET FRANKLIN WI 531329041 MILWAUKEE UNITED STATES 278148 106 GUARANTY BANK 640170 OK Full Service 4417969 GERMANTOWN BRANCH N112 W16200 MEQUON ROAD GERMANTOWN WI 530223306 WASHINGTON UNITED STATES 278157 116 GUARANTY BANK 640170 OK Full Service 4418452 BAYSHORE BRANCH 5610 NORTH BAYSHORE DRIVE GLENDALE WI 532174514 MILWAUKEE UNITED STATES Not Required Not Required GUARANTY BANK 640170 OK Full Service 4417978 HARTFORD BRANCH 1220 THIEL STREET HARTFORD WI 530271449 WASHINGTON UNITED STATES 492390 311 GUARANTY BANK 640170 OK Full Service 2570598 HUBERTUS BRANCH 1234 HIGHWAY 175 HUBERTUS WI 530339677 WASHINGTON UNITED STATES 278153 111 GUARANTY BANK 640170 OK Full Service 4417987 JACKSON BRANCH W194N16774 EAGLE DRIVE JACKSON WI 530379797 WASHINGTON UNITED STATES 278163 124 GUARANTY BANK 640170 OK Full Service 4418005 KENOSHA SOUTH BRANCH 1901 63RD STREET KENOSHA WI 531434467 KENOSHA UNITED STATES 473427 279 GUARANTY BANK 640170 OK Full Service 3300804 LAKE GENEVA BRANCH 201 SOUTH EDWARDS BOULEVARD LAKE GENEVA WI 531474507 WALWORTH UNITED STATES 432057 160 GUARANTY BANK 640170 OK Full Service 4418023 JUNCTION ROAD BRANCH 261 JUNCTION ROAD MADISON WI 537172615 DANE UNITED STATES 440838 225 GUARANTY BANK 640170 OK Full Service 2428916 CROSSROADS BRANCH N95W18311 COUNTY LINE ROAD MENOMONEE FALLS WI 530511335 WAUKESHA UNITED STATES 278143 101 GUARANTY BANK 640170 OK Full Service 4418050 MENOMONEE FALLS SOUTH BRANCH N77W14435 APPLETON AVENUE MENOMONEE FALLS WI 530514306 WAUKESHA UNITED STATES 278166 127 GUARANTY BANK 640170

OK Full Service 2492908 MEQUON BRANCH 10930 NORTH PORT WASHINGTON ROAD MEQUON WI 530925031 OZAUKEE UNITED STATES 278150 108 GUARANTY BANK 640170 OK Full Service 4418096 BLUEMOUND BRANCH 8151 WEST BLUEMOUND ROAD MILWAUKEE WI 532133309 MILWAUKEE UNITED STATES 278156 115 GUARANTY BANK 640170 OK Full Service 2962634 BROWN DEER BRANCH 4000 WEST BROWN DEER ROAD MILWAUKEE WI 532091221 MILWAUKEE UNITED STATES 472636 241 GUARANTY BANK 640170 OK Full Service 2428907 GRANTOSA BRANCH 8340 WEST APPLETON AVENUE MILWAUKEE WI 532184578 MILWAUKEE UNITED STATES 440842 229 GUARANTY BANK 640170 OK Full Service 2953892 JUNEAU VILLAGE BRANCH 1123 NORTH VAN BUREN STREET MILWAUKEE WI 532023219 MILWAUKEE UNITED STATES 278169 130 GUARANTY BANK 640170 OK Full Service 4418313 LENAS BRANCH 4030 NORTH TEUTONIA AVENUE MILWAUKEE WI 532096730 MILWAUKEE UNITED STATES Not Required Not Required GUARANTY BANK 640170 OK Full Service 4418117 NORTHRIDGE BRANCH 7901 WEST BROWN DEER ROAD MILWAUKEE WI 532231909 MILWAUKEE UNITED STATES 278152 110 GUARANTY BANK 640170 OK Full Service 4418087 OGDEN BRANCH 544 EAST OGDEN AVENUE, SUITE 800 MILWAUKEE WI 532022658 MILWAUKEE UNITED STATES 440840 227 GUARANTY BANK 640170 OK Full Service 2428859 SOUTH BRANCH 4661 SOUTH 27TH STREET MILWAUKEE WI 532212103 MILWAUKEE UNITED STATES 278138 2 GUARANTY BANK 640170 OK Full Service 3300822 TIMMERMAN BRANCH 10380 WEST SILVER SPRING DRIVE MILWAUKEE WI 532253249 MILWAUKEE UNITED STATES 432059 162 GUARANTY BANK 640170 OK Full Service 4418126 MONONA BRANCH 6540 MONONA DRIVE MONONA WI 537164019 DANE UNITED STATES 278168 129 GUARANTY BANK 640170 OK Full Service 4418274 RACINE BRANCH 6031 REGENCY WEST DRIVE MOUNT PLEASANT WI 534064947 RACINE UNITED STATES Not Required Not Required GUARANTY BANK 640170 OK Full Service 4418144 MUSKEGO BRANCH W189S7847 RACINE AVENUE MUSKEGO WI 531509546 WAUKESHA UNITED STATES 358835 136 GUARANTY BANK 640170 OK Full Service 2000545 OAK CREEK BRANCH 2201 EAST RAWSON AVENUE OAK CREEK WI 531541640 MILWAUKEE UNITED STATES 278145 103 GUARANTY BANK 640170 OK Full Service 4418304 OCONOMOWOC LAKE BRANCH 36903 EAST WISCONSIN AVENUE OCONOMOWOC WI 530663164 WAUKESHA UNITED STATES 278158 117 GUARANTY BANK 640170 OK Full Service 4418171 OCONOMOWOC PABST FARMS BRANCH 1300 PABST FARMS CIRCLE OCONOMOWOC WI 530664854 WAUKESHA UNITED STATES 278165 126 GUARANTY BANK 640170 OK Full Service 3300813 PLYMOUTH BRANCH 428 WALTON DRIVE, SUITE 101 PLYMOUTH WI 530734995 SHEBOYGAN UNITED STATES 432058 161 GUARANTY BANK 640170 OK Full Service 4418199 SAUKVILLE BRANCH 835 EAST GREEN BAY AVENUE SAUKVILLE WI 530802618 OZAUKEE UNITED STATES 278147 105 GUARANTY BANK 640170 OK Full Service 4418292 SHEBOYGAN NORTH WALMART BRANCH 4433 VANGUARD DRIVE SHEBOYGAN WI 530816067 SHEBOYGAN UNITED STATES Not Required Not Required GUARANTY BANK 640170 OK Full Service 4418210 SHEBOYGAN SOUTH WALMART BRANCH 3711 SOUTH TAYLOR DRIVE, SUITE 101 SHEBOYGAN WI 530818434 SHEBOYGAN UNITED STATES 473425 277 GUARANTY BANK 640170 OK Full Service 4418229 SLINGER BRANCH 1100 EAST COMMERCE BOULEVARD SLINGER WI 530869027 WASHINGTON UNITED STATES 359376 137 GUARANTY BANK 640170 OK Full Service 4418135 RACINE WALMART BRANCH 3049 SOUTH OAKES ROAD STURTEVANT WI 531771999 RACINE UNITED STATES 278167 128 GUARANTY BANK 640170

OK Full Service 4418256 SUSSEX BRANCH N65W24838 MAIN STREET SUSSEX WI 530892670 WAUKESHA UNITED STATES 278160 119 GUARANTY BANK 640170 OK Full Service 2641126 WALES BRANCH 405 NORTH WALES ROAD WALES WI 531839728 WAUKESHA UNITED STATES 278154 112 GUARANTY BANK 640170 OK Full Service 4468185 WAUKESHA BRANCH 1220 WEST SUNSET DRIVE WAUKESHA WI 531898423 WAUKESHA UNITED STATES 437265 212 GUARANTY BANK 640170 OK Full Service 2492896 WAUWATOSA BRANCH 6700 WEST STATE STREET WAUWATOSA WI 532132838 MILWAUKEE UNITED STATES 278149 107 GUARANTY BANK 640170 OK Full Service 4418108 WEST ALLIS BRANCH 10282 WEST NATIONAL AVENUE WEST ALLIS WI 532272029 MILWAUKEE UNITED STATES 361745 142 GUARANTY BANK 640170 OK Full Service 2428877 WEST BEND BRANCH 876 SOUTH MAIN STREET WEST BEND WI 530954634 WASHINGTON UNITED STATES 278140 5 GUARANTY BANK 640170 OK Full Service 2878968 WEST BEND WALMART BRANCH 1515 WEST PARADISE DRIVE WEST BEND WI 530959794 WASHINGTON UNITED STATES 278161 120 GUARANTY BANK 640170

during

(4)()

Form FR Y-6 Guaranty Financial, MHC Glendale, Wisconsin Fiscal Year ending September 301 2015

Current Securities Holders wlth ownership, control or holdings or 5% or more with power to vote as of fiscal year ending 9-30-2015

(1)(a) (1J(b) (1)(c)

Name & Address (City, State, Country)

Country of Citizenship or Incorporation

Number and Percentage of Each Class of Voting Securities

Securities Holders not listed in 3(1)(a) through (3}(1)(c) that had ownership, control or holdings of 5% or more with power to vote the fiscal year ending 9-30-2015

(2J(a) (2)(b) (2J(c)

Number and Percentage of Name & Address (City, Country of Citizenship Each Class of Voting State, Country) or Incorporation Securities

Cede & Co** New York, NY, US

us 692,307 -37% Common NrA us

Douglas Levy Fox Point, Wt, US

us 100,180-5% Common NIA us

Guaranty Financial MHC - NIA Glendale, WI, US

us 52%-Common NIA us

(1) (2) (3J(a) (3)(b) (3)(c) (4J(b) (4J(c)

List names of other companies {includes partnerships) if 25% or

Principal Title & Position with Other Percentage of Voting more of voting securities Occupation if Title & Position with Businesses (include Percentage of Voting Securities in are held {List names of other than with Title & Position with Holding Subsidiaries {include names of other Securities in Holding Subsidiaries (include companies and percentage

Names & Address {City, State, Country) Holding Company Company names of subsidiaries) businesses) Company names of subsidiaries) of voting securities held)

Gerald Levy Glendale WI US Chairman Chairman and Director, MHC Chairman, GFC NIA NIA D.5%, GFC NIA

Douglas Levy CEO, President Director, MHC Director, GFC NIA NIA 5%,GFC NIA Fox Point, WI, US

Charles Hill Sr Director Director, MHC Director, GFC President NIA NIA NIA Chicago, IL US Charles M Hill & Associates

Bruce Wynn Director Director, MHC Director, GFC President NIA 0.3%,GFC 100%- Wynn Capital Milwaukee, WI US Wynn Capital Mgmt

Victoria Medvec Director Director, MHC Director, GFC President NIA NIA NIA Milwaukee, WI US Medvec and Associates, LLC

Peter Grossman Director Director, MHC Director, GFC NIA NIA NIA NIA Milwaukee, WI US

(1) (3)(a) (3)(c)

Form FR Y-6 Guaranty Financial, MHC

Glendale, Wisconsin Fiscal Year ending September 30, 2015

(2) (3)(b) (4)(a) (4)(b) (4)(c)

List names of other companies (includes partnerships) If 25% or

Names & Address (City1 State, Country)

Principal Occupation if other than with Tille & Posltlon with Holding Holding Company Company

Tille & Position with Other Tille & Position with Businesses (include Subsidiaries (include names of other names of subsidiaries) businesses)

Percentage of Voting Securities in Holding Company

Percentage of Voting Securities In Subsidiaries (include names of subsidiaries)

more of voling securities are held (List names of companies and percentage of voling securities held)

Douglas Levy Fox Point, WI, US

CEO, President Director, GFC CEO, President- GB NIA 5% NIA NIA

Bruce Wynn Milwaukee, WI US

Director Director, GFC Director, GB President Wynn Capital Mgmt

0.3% NIA 100% - Wynn Capital

Victoria Medvec Milwaukee, WI US

Director Director, GFC Director, GB NIA NIA NIA NIA

Gerald Levy Glendale WI US

Chairman Chairman and Director, GFC Chairman, GB NIA 0.6% NIA NIA

Charles Hill Sr Chicago, IL US

Director Director, GFC Director, GB President Charles M Hill & Associates

NIA NIA NIA

Peter Grossman Milwaukee, WI US

Director Director, GFC Director, GB NIA NIA NIA NIA

Cede & Co** New York, NY, US

Investment Firm Shareholder lnveslmenl Firm NIA 37% NIA NIA

Guaranty Financial MHC Glendale, WI, US

NIA NIA NIA NIA 52% NIA NIA

0 Personal Broker accounts included in Cede & Co percentage of voling shares:

Douglas S Levy Children's Trust Jill Levy Be!conis Children's Trust

Michelle Ruth Levy Irrevocable Trust Jeffrey Louis Levy Irrevocable Trust Hannah Sara Levy Irrevocable Trust

FR Y-6 Cover PageFor Use By Tiered Holding CompaniesReport Item 2a: Organization ChartReport Item 2b: Domestic Branch ListingReport Items 3: Securities Holders; 4: Insiders