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Annual Meeting Transphorm Peter Smith, Yifeng Wu, Zhan Wang, Feng Qi, Ricardo Pregitzer, Jason Cuadra, Rakesh Lal & Primit Parikh January 17-19, 2017

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  • December 8 2015

    Annual Meeting

    Transphorm Peter Smith, Yifeng Wu, Zhan Wang, Feng Qi,

    Ricardo Pregitzer, Jason Cuadra, Rakesh Lal & Primit Parikh

    January 17-19, 2017

  • Transphorm- Pioneering leader in high voltage GaN

    Epi technology Wafer fab

    Power Devices & Modules

    Applications-driven resources

    Vertically integrated manufacturer and supplier of GaN WBG Solutions

    Renewable Energy Solar inverters

    Automotive EV and charging

    Industrial Motor drives/servo

    Telecom/Industrial Power supplies

    Company Profile: Role in WBG Technology

    2

  • -50

    0

    50

    100

    150

    200

    250

    300

    350

    400

    450

    0 0.05 0.1 0.15 0.2 0.25 0.3

    PWM/ Driver

    Q1

    L1

    D1 C2 C4

    VIN

    C1 VOUT

    CD

    COSS

    VD VD

    (V)

    t (s)

    5MHz Converter Circuit & Test

    5H 0.3F

    0.3F 1nF

    Voltage waveform (200V/400V, 5.1MHz, POUT=145W) Test circuit

    Boost converter in resonant mode to mimic device performance in flyback converters (the main difference is coupled inductor in flyback converters). Air-core inductor sized to resonant with device output capacitances (COSS & CD) at ~5MHz. Energy transfer times (t2+t3)=120ns=0.62T, reasonable ratio at such high frequency. (Circulation current)/(Main conduction current): 0.6A/2.3A=26%, also reasonably low.

    t1 15ns

    t2 60ns

    t3 60ns

    t4 60ns

    T 195ns

    3 Task #: 2.6.1.3

    Demonstrates Transphorms reliable cascode switches operate fine at 5 MHz

    Jan 19, 2017

  • Accomplishments BP1-2: 700V Inverter with 900V GaN

    4 Jan 19, 2017 Performer/Task #: Transphorm/2.6.2.3

    0

    20

    40

    60

    80

    100

    94

    95

    96

    97

    98

    99

    0 2000 4000

    Effi

    cien

    cy

    Power (W)

    Loss (W)

    Output waveform Inverter: 720VDC-500VAC at 100kHz

    900V GaN Switch demonstrated passing HTRB 720Volts, prelim datasheet done

  • 5

    86.00%

    88.00%

    90.00%

    92.00%

    94.00%

    96.00%

    98.00%

    0 20 40 60 80 100 120

    Eff

    icie

    ncy

    Input Power (W)

    Input Power v.s. Efficiency

    AC

    Load

    180V~300V AC

    Lf

    Cfi

    Cfo

    Cd

    Q12

    Q34

    220V AC

    Vin

    Vo

    FQS/Bidirectional switch enables 2-4x part count reduction/low on-resistance Initial design & prototyping work done in ARPA-E Solar ADEPT project robust edge termination validated in PA project

    Accomplishments BP1-2: Stable FQS/Bidirectional GaN Switch and AC-AC Converter

    SO-16 package

    Chart3

    Input Power v.s. Efficiency

    10.1127.6253.7478.2109.70.872269999999999990.948010000000000020.964799999999999990.970369999999999950.97470999999999997

    Input Power (W)

    Efficiency

    120V 2u2

    fswLoadInput VoltageInput CurrentPHSOutput VoltageOutput CurrentPHSInput Apparent PowerInput Active PowerInput Reactive PowerOutput Active PowerOutput Reactive PowerLossEfficiencyWaveformIRLS_TEMPHS_TEMP

    100kHzOpen121.50.21188.49121.7088.9425.640.6825.63000.680%1,002,0034092929

    100kHz800Ohm122.70.25953.1120.90.150.02731.7819.125.4118.1900.9195.24%7,008,0094113631

    100kHz400Ohm124.10.36934.11121.20.3020.001545.7937.925.6736.6101.2996.61%10,011,0124124233

    100kHz300Ohm125.10.45627.04121.60.4050.01157.0550.8325.9549.1901.6496.78%13,014,0154135036

    100kHz200Ohm1250.63418.48120.20.6030.01179.2575.1825.1372.5402.6596.48%16,017,0184146750

    20160819

    120V 2u2 ferrite

    fswLoadInput VoltageInput CurrentPHSOutput VoltageOutput CurrentPHSInput Apparent PowerInput Active PowerInput Reactive PowerOutput Active PowerOutput Reactive PowerLossEfficiencyWaveformIRLS_TEMPHS_TEMP

    100kHz200Ohm126.40.63917.4121.70.616080.7677.0724.1574.9402.1397.24%0,1,24155944

    100kHz150Ohm129.60.8512.55122.70.8330110.1107.523.9102.205.395.09%3,4,5,6,74168767

    20160822

    230V 2u2 ferrite

    fswLoadInput VoltageInput CurrentPHSOutput VoltageOutput CurrentPHSInput Apparent PowerInput Active PowerInput Reactive PowerOutput Active PowerOutput Reactive PowerLossEfficiencyWaveformIRLS_TEMPHS_TEMP

    100kHzOpen232.30.32988.26232.9085.3776.432.3176.39002.3108,9,104174546

    20160822

    230V 330n ferrite

    fswLoadInput VoltageInput CurrentPHSOutput VoltageOutput CurrentPHSInput Apparent PowerInput Active PowerInput Reactive PowerOutput Active PowerOutput Reactive PowerLossEfficiencyWaveformIRLS_TEMPHS_TEMP

    100kHzOpen232.90.05380.17232.7088.6612.42.1212.22002.12011,12,134184242

    50kHzOpen233.20.05384.19232.9088.2212.391.2512.32000.0125014,15,164193232

    50kHz6k233.60.06850.47232.90.038015.8910.1112.268.82200.012987.23%17,18,194203230

    50kHz2k233.30.12923.64231.40.113030.1527.6212.0926.1801.4494.80%20,21,224213630

    50kHz1k233.40.23612.63230.40.225055.853.7412.0551.8501.8996.48%23,24,25,264224231

    50kHz700Ohm234.50.3388.864230.60.329079.1478.212.275.8802.3297.04%27,28,294235035

    50kHz500Ohm235.50.4696.462230.30.4640110.4109.712.4106.902.897.47%30,31,324246042

    20160822

    100kHz6k233.40.0748.12232.50.038016.3510.9112.178.78602.1380.51%0,1,24254438

    100kHz2k236.20.13422.75233.90.114031.5629.1312.2226.7702.3691.88%3,4,54265436

    100kHz1k235.80.23912.232320.227056.3855.111.9552.5802.5295.43%6,7,84276035

    100kHz700Ohm9,10,114286737

    20160823

    Input Power v.s. Efficiency

    10.1127.6253.7478.2109.70.872269999999999990.948010000000000020.964799999999999990.970369999999999950.97470999999999997

    Input Power (W)

    Efficiency

    230V 330n ferrite

    fswInductorLoadInput VoltageInput CurrentPHSOutput VoltageOutput CurrentPHSInput Apparent PowerInput Active PowerInput Reactive PowerOutput Active PowerOutput Reactive PowerLossEfficiencyWaveformIRLS_TEMPHS_TEMPWindingCoreTime

    50kHz3mH700Ohm235.10.3388.7822310.33079.5578.6212.1576.2102.496.94%0,1,24295237

    50kHz3mH500Ohm236.30.476.404230.80.4660111.1110.412.4107.502.997.41%3,4,543066483533

    50kHz1.5mH500Ohm236.90.4716.692230.60.4650111.7110.913107.303.696.77%6,7,843171534437

    20160824

    25kHz3mH (1+1)500Ohm237.30.4766.521231.50.4670112.8112.112.810804.196.36%0,1,24335648

    50kHz6mH (1+1)500Ohm236.20.4685.984230.50.4650110.5109.911.5107.102.897.45%3,4,543462450 hours

    50kHz6mH (1+1)500Ohm236.10.4685.965230.40.4650110.4109.811.5107.102.797.58%6,7,843561452 hours

    20160825

  • Project Title: Modular Open-Source Compact Transformerless Grid-Tied 3kW GaN PV Inverter Major Milestones: Open source system design, core power blocks proto (3mo); H/W & F/W integration (6mo); Grid sync & core PV inverter validated (9mo); Beta system tested (12mo) Deliverables: Open source design of the PV inverter, 2-3 sets of modules with GaN switches, 1-2 sets of 3 kW PV inverters

    6 Jan 19, 2017 Performer/Task #: Transphorm/4.18.1.1

    BP2 Project Objectives

    Accelerate adoption of WBG GaN with full reference design: 3-5 kW PV

    Focus of work in Q1 & Q2

    Focus of work in Q2

  • Review of Existing Technology

    7

    Specification

    Technical data 240 V

    Max. usable DC power [W]Max. DC voltage [V]Rated MPP voltage range [V]MPPT operating voltage range [V]Min. DC voltage / start voltage [V]Max. operating input current per MPPT [A]Max. short circuit current per MPPT [A]Number of MPPT tracker / string per MPPT tracker

    AC nominal power [W]Max. AC apparent power [VA]Nominal voltage [Vrms] 240AC voltage range [Vrms] 211 - 264AC grid frequency [Hz]Max. output current [Arms] 12.5Power factorOutput phases / line connectionsHarmonics

    Max. efficiency 97.6%CEC efficiency 96.5%

    100 / 125

    Values

    600

    100 - 550

    1018

    60 / 50

    11 / 2

    3000

    < 4 %

    3000

    155 - 480

    3100

    2 / 1

    Input (DC)

    Output (AC)

    Efficiency

    Current inverters on the market (Single Phase, e.g. SMA, ABB, Fronius, Kaco)

    Jan 19, 2017 Performer/Task #: Transphorm/4.18.1.1

  • Comparison of Typical Inverter Topologies

    8

    Properties Unipolar Bipolar 3 Level NPC

    Simplicity

    Cost

    Switching Losses

    Overall part counts

    Efficiency

    Output filter size & cost

    Overall size & cost

    EMI issues

    Common mode current injection

    Control system complexity

    +

    - +

    - +

    -

    + - + +

    - + - + + + - + + - +

    - + + + +

    +

    Except for common mode current injection issues, unipolar PWM is the best solution

    Jan 19, 2017 Performer/Task #: Transphorm/4.18.1.1

    + + -

  • Target Specifications of GaN Open Source PV Inverter-1 Parameter Value Comment(s)

    Inpu

    t

    Max usable input power 4200 W Will be a stretch for passively cooled design

    Number of MPPTs | Strings per MPPT | Peak power per MPPT 2 | 1 | 2300 W

    Cost goes up but 2 MPPT desirable for system performance & availability

    Max DC voltage at the input of a MPPT 600 V Maximum open load panel string voltage

    MPPT operating voltage range | Nominal MPPT operating voltage 200-500 V | 360 V Voltage range could be lowered for 3 kW design

    Min DC voltage | Start voltage 80 V | 100 V Startup with limited output power

    Max input operating current per MPPT 11.5 A

    Max input short circuit current per MPPT 12.5 A Electronic & circuit breaker! Cost!

    Outp

    ut

    Max power out at 240 VAC 1 | Max apparent power 4200 W | 4200 VA

    Nominal output AC voltage | AC voltage range 240 V | 211-264 V Power derating to start below nominal AC voltage

    Max output current | Output short circuit current 17.5 A | 22.5 A Electronic & circuit breaker! Cost!

    Nominal AC grid frequencies 50 Hz / 60 Hz

    Max DC current injection into grid 87.5 mA 0.5% of rated RMS output current

    Max harmonic content of current injected into grid < 3 % upto 25th

    harmonic Under non-distorted AC voltage conditions

  • Parameter Value Comment(s)

    Envi

    ronm

    enta

    l &

    Ph

    ysic

    al

    Ambient temperature -20C...+60C Output power derating after 45C

    Cooling Natural Convection

    Weight

  • Overall System Block Diagram

    11 Jan 19, 2017 Performer/Task #: Transphorm/4.18.1.1

  • DC-DC Boost Converter Prototype

    12

    Input Voltage Efficiency 165VDC 98.37% 210VDC 98.72% 260VDC 98.95%

    Note: These achieved without any switching algorithm optimization; > 99% possible

    Two phase CRM boost topology Lower ripple through DC link

    capacitors improved life time & reliability

    A 2.2 kW prototype built will be scaled up in the final design

    to 2x2.2kW

    Efficiency measurements done

    165VDC measurement taken at 250kHz switching, 330VDC/2 kW output Jan 19, 2017 Performer/Task #: Transphorm/4.18.2.1

  • DC-DC Boost Efficiency Curves

    13

    High Power Curves Low Power Curves

    MPPT: Two modes of operation for higher efficiency over a larger power band

    Jan 19, 2017 Performer/Task #: Transphorm/4.18.2.1

  • DC-AC H-bridge Inverter Prototype Grid-tied operation

    14

    H-bridge inverter topology Simple, low cost, reliable work in progress for EMI

    mitigation with unipolar switching

    A 1.5 kW prototype was built first Basic hardware only will be modified for 4.2 kW

    Different control algorithms tried Open loop with resistive load

    Prototype Prelim test data

    Voltage: 125Vpk

    Current: 1.25Apk

    Showing excellent current waveform for even low power levels [when unipolar designs can give large distortion of current waveform]

  • 4.2 kW DC-AC GaN Inverter design done

    15 Jan 19, 2017 Performer/Task #: Transphorm/4.18.2.2

    Additional CM filter if needed

  • 4.2 kW DC-AC GaN inverter prototype

    16 Jan 19, 2017 Performer/Task #: Transphorm/4.18.1.1

    Space for test filters &/or MPPT on integration

    Inverter undergoing tests for various input voltage and power levels

    Challenges we expect are: (a) EMI due to fast switching; (b) stability under transient load conditions; & (c) common mode current injection when PV module leakage to ground is high

  • Test of bridge 600VDC & 30A

    Yellow Current 5A/div Blue Voltage 100V/div

    Task partially completed, but steady state testing should be over by Jan 31, 2017

    17 Jan 19, 2017 Performer/Task #: Transphorm/4.18.2.2

  • System Controller Board

    18

    Board with DSP controller for real time control of MPPT & inverter modulation & inter-block control

    Jan 19, 2017 Performer/Task #: Transphorm/4.18.3.1

  • Block diagram of system for PV Inverter test

    19

    PV

    Emulator

    AC Grid

    Emulator PA PA PA

    PA = One channel of a power analyzer

    * For a system with 2x MPPT a second PV emulator/DC source would be needed * A three or four channel power analyzer is needed for measuring DC & AC V, I & P

    Adapted from IEC62116

    Jan 19, 2017 Performer/Task #: Transphorm/4.18.3.0

  • SOPO Milestone and Deliverable Status

    20

    MS No. Description Due Status Notes

    4.18.1.1 Commercial inverter teardowns, finalized specification for GaN Inverter Month 3 Completed Proposed to increase power range from 3kW (original) to 4.2 kW (wider market)

    4.18.2.1 Boost converter tested with 99% efficiency Month 6 Completed Boost / MPPT done EMI test to be done

    4.18.2.2 Inverter tested with 99% efficiency Month 6 In Progress 1.5 kW inverter tested; 4.2 kW inverter protyped & under test

    4.18.2.3 Boost + Inverter tested Month 6 Not Done To complete after inverter testing, no issues anticipated

    Jan 19, 2017 Performer/Task #: Transphorm/4.18.

  • Project Timeline (Actual project start- July 2016)

    21

    Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May

    Subtask 4.18.1

    Subtask 4.18.2

    Subtask 4.18.3

    Subtask 4.18.4

    Firm-up Specs, architecture & design

    Prototype & bench test

    System integration & test

    Full Integration & Test

    Go-No-go decision

    GaN OS PV Inverter

    Completed Work in Progress Risk of Delay Work not started

    Existing technology review Paper designs

    Simulations

    First round of power train design

    Boost converter optimized

    Inverter running

    Powertrain system integration

    Final mechanical layout

    EMI pre-compliance

    Documentation

    Jan 19, 2017 Performer/Task #: Transphorm/4.18.

  • 22

    Broader Impact on the WBG Community

    Jan 19, 2017 Performer/Task #: Transphorm/4.18.

    Advances over SOA approaches: High frequency low loss GaN switches enable 50% reduction in size with higher efficiency

    System cost reduction due to smaller heatsinks, filters and reduced BoM (e.g. diode-free)

    Market segments impacted: 1-5 kW PV inverters & UPS, and motor drives (with additional software)

    Potential for job creation: R&D workforce and substantial US production, end system use in US

    Workforce Development and Training: WBGS aware engineers through manufacturing and project execution in PV inverter production & installation

    Timeframe for commercialization: 2017 (Enabled by Transphorms proven reliability GaN Platform)

  • Market / Commercialization

    -

    500

    1,000

    1,500

    2,000

    2,500

    3,000

    3,500

    -

    5,000

    10,000

    15,000

    20,000

    25,000

    30,000

    35,000

    2009 2010 2011 2012 2013 2014

    Inve

    rter

    Rev

    , USD

    (M$)

    Volu

    me

    (kU

    )

    World Single Phase PV Inverter Market

    3kW Equivalent Inverter Volume GaN Volume Revenue

    Product Customers / Partner Targets

    End User / End Customer Target

    Key Impact

    3kW PV Inverter / Full Reference Design

    PV Inverter manufacturers- US/WW

    PV System Installers/ Integrators in US Solar city, Sun Edison Solar World

    Accelerate insertion of GaN in Residential /small scale commercial PV Market for US

    National labs Promote GaN standard for PV Proposed effort accelerates insertion of GaN in the US residential / small scale commercial segment while simultaneously creating broad based awareness through suitable partnerships with National labs. All of the IP generated will be US based.

    Jan 19, 2017 Performer/Task #: Transphorm/4.18. 23

    Slide Number 1Transphorm- Pioneering leader in high voltage GaNSlide Number 3Accomplishments BP1-2: 700V Inverter with 900V GaNAccomplishments BP1-2: Stable FQS/Bidirectional GaN Switchand AC-AC ConverterSlide Number 6Review of Existing Technology Comparison of Typical Inverter TopologiesTarget Specifications of GaN Open Source PV Inverter-1Target Specifications of GaN Open Source PV Inverter-2Overall System Block DiagramDC-DC Boost Converter PrototypeDC-DC Boost Efficiency CurvesDC-AC H-bridge Inverter Prototype Grid-tied operation4.2 kW DC-AC GaN Inverter design done4.2 kW DC-AC GaN inverter prototypeTest of bridge 600VDC & 30ASystem Controller BoardBlock diagram of system for PV Inverter testSOPO Milestone and Deliverable StatusProject Timeline (Actual project start- July 2016)Broader Impact on the WBG CommunityMarket / Commercialization