1

2

3

a. If under 31(1)(b) then indicate the report for Quarter ending

b. If under 31(1)(c) then indicate date of allotment/extinguishment

4

Particulars Yes* No*

1 Whether the Listed Entity has issued any partly paid up shares? No

2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No

3 Whether the Listed Entity has any shares against which depository receipts are issued? No

4 Whether the Listed Entity has any shares in locked-in? No

5 Whether any shares held by promoters are pledge or otherwise encumbered? No

5

Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:-

Holding of specified securities

Annexure - I

The tabular format for disclosure of holding of specified securities is as follows:-

* If the Listed Entity selects the option ‘No’ for the questions above, the columns for the partly paid up shares, Outstanding Convertible

Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable,

shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is ‘No’ declared by Listed Entity in

above table the values will be considered as ‘Zero’ by default on submission of the format of holding of specified securities.

Name of Listed Entity: BATA INDIA LIMITED

Scrip Code/Name of Scrip/Class of Security : [NSE: BATAINDIA ] [BSE: 500043 ] [ CSE: 10000003]

31-Mar-20

NA

Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c)

Holding of specified securities 1 OF 1

Class eg: X Class eg:

Y

Total

(I) (II) (III) (IV) (V) (VI) (VII) =

(IV)+(V)+

(VI)

(VIII) (X)

(XI)= (VII)+(X)

(XIV)

(A) Promoter & Promoter Group1 68065514 0 0 68065514 52.96 68065514 0 68065514 52.96 0 52.96 0 0 0 0 68065514

(B) Public 177632 60462026 0 0 60462026 47.04 60462026 0 60462026 47.04 0 47.04 0 0 59403387

(C) Non Promoter- Non Public0 0 0 0 0 0 0 0 0 0 0 0.00 0 0 0

(C1) Shares underlying DRs 0 0 0 0 0 0 0 0 0 0 0 0.00 0 0 0

(C2) Shares held by

EmployeeTrusts0 0 0 0 0 0 0 0 0 0 0 0.00 0 0 0

Total 177633 128527540 0 0 128527540 100.00 128527540 0 128527540 100.00 0 100.00 0 0 0 0 127468901

NA

NA

(IX) (XII)

No. of

shares

underlyin

g

Depositor

y Receipts

Total

Shareholding , as

a % assuming full

conversion of

convertible

securities ( as a

percentage of

diluted share

capital) (XI)=

(VII)+(X) As a % of

(A+B+C2)

Number of Locked

in shares

Number of Shares

pledged or

otherwise

encumbered

No.

(a)

No. of

Shares

Underlyin

g

Outstandi

ng

convertibl

e

securities

(including

Warrants)

Total nos.

shares held

Number of Voting Rights held in each class of

securities

No of Voting Rights

Total as a

% of Total

Voting

rights

(A+B+C)

Shareholdin

g as a % of

total no. of

shares

(calculated

as per SCRR,

1957) (VIII)

As a % of

(A+B+C2)

NA

(XIII)

BATA INDIA LIMITED

No. of

Partly paid-

up equity

shares held

NA

Table I - Summary Statement holding of specified securities

As a % of

total

Shares held

(b)

No.

(a)

As a % of

total

Shares held

(b)

Number of

equity shares

held in

dematerialize

d form

No. of fully

paid up

equity shares

held

Nos. of

shareholder

s

Category and Name of

Shareholders

Categ

ory

Table I - Summary Statement holding of specified securities 1 OF 1

Class eg: X Class

eg: Y

Total

(I) (II) (III) (IV) (V) (VI) (VII) =

(IV)+(V)+ (VI)

(VIII) (X) (XI)= (VII)+(X)

(XIV)

1) Indian

(a) Individuals/Hindu

undivided Family 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

(b)Central Government/

State Government(s)0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

(c)Financial Institutions/

Banks0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

(d)Any Other (specify)

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

Sub-Total (A)(1) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

2) Foreign

(a)Individuals (Non-

Resident Individuals/

Foreign Individuals)0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

(b) Government 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

(c) Institutions 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

(d) Foreign Portfolio

Investor 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

(IX)

Total as a

% of Total

Voting

rights

(A+B+C)

No.

(a)

As a % of

total

Shares

held (b)

No.

(a)

(XII) (XIII)

PAN No. of

shares

underlying

Depositor

y Receipts

Total nos. shares

held

Shareholdi

ng as a %

of total no.

of shares

(calculated

as per

SCRR,

1957) (VIII)

As a % of

(A+B+C2)

Number of Voting Rights held in each class of

securities

BATA INDIA LIMITED

No. of Shares

Underlying

Outstanding

convertible

securities

(including

Warrants)

Total Shareholding

, as a % assuming

full conversion of

convertible

securities ( as a

percentage of

diluted share

capital) (XI)=

(VII)+(X) As a % of

(A+B+C2)

Number of Locked

in shares

Number of

Shares

pledged or

otherwise

encumbered

Number of

equity

shares held

in

dematerializ

ed form

No of Voting Rights

Table II - Statement showing shareholding pattern of the Promoter and Promoter GroupCate

gory

Category and Name of

Shareholders

Nos.

of

share

holder

s

No. of fully

paid up

equity shares

held

No. of

Partly paid-

up equity

shares held

As a % of

total

Shares

held (b)

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group 1 OF 2

Class eg: X Class

eg: Y

Total

(I) (II) (III) (IV) (V) (VI) (VII) =

(IV)+(V)+ (VI)

(VIII) (X) (XI)= (VII)+(X)

(XIV)(IX)

Total as a

% of Total

Voting

rights

(A+B+C)

No.

(a)

As a % of

total

Shares

held (b)

No.

(a)

(XII) (XIII)

PAN No. of

shares

underlying

Depositor

y Receipts

Total nos. shares

held

Shareholdi

ng as a %

of total no.

of shares

(calculated

as per

SCRR,

1957) (VIII)

As a % of

(A+B+C2)

Number of Voting Rights held in each class of

securities

BATA INDIA LIMITED

No. of Shares

Underlying

Outstanding

convertible

securities

(including

Warrants)

Total Shareholding

, as a % assuming

full conversion of

convertible

securities ( as a

percentage of

diluted share

capital) (XI)=

(VII)+(X) As a % of

(A+B+C2)

Number of Locked

in shares

Number of

Shares

pledged or

otherwise

encumbered

Number of

equity

shares held

in

dematerializ

ed form

No of Voting Rights

Table II - Statement showing shareholding pattern of the Promoter and Promoter GroupCate

gory

Category and Name of

Shareholders

Nos.

of

share

holder

s

No. of fully

paid up

equity shares

held

No. of

Partly paid-

up equity

shares held

As a % of

total

Shares

held (b)

(e)Any Other (specify)

0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

(i) Overseas Corporate

Bodies 1 68065514 0 0 68065514 52.96 68065514 0 68065514 52.96 0 52.96 0 0 0 0 68065514

1 BATA (BN)B V AAAJB0946L 68065514 68065514 52.96 68065514 68065514 52.96 52.96 68065514

Sub-Total (A)(2) 1 68065514 0 0 68065514 52.96 68065514 0 68065514 52.96 0 52.96 0 0 0 0 68065514

Total Shareholding of

Promoter and

Promoter Group (A)=

(A)(1)+(A)(2)

1 68065514 0 0 68065514 52.96 68065514 0 68065514 52.96 0 52.96 0 0 0 0 68065514

Note: (1) PAN would not be displayed on website of Stock Exchange(s).

(2) The term “Encumbrance” has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group 2 OF 2

Class eg: X Class

eg: Y

Total

(I) (II) (III) (IV) (V) (VI)(VII) =

(IV)+(V)+ (VI)

(VIII) (X)

(XI)= (VII)+(X)

(XIV)

1) Institutions

(a) Mutual Funds/ 112 19798410 0 0 19798410 15.40 19798410 19798410 15.40 0 15.40 0 0 19798410

1ADITYA BIRLA SUN LIFE TRUSTEE

PRIVATE LIMITED A/C MUTUAL FUNDAAATB0102C 17 3833918 0 0 3833918 2.98 3833918 0 3833918 2.98 0 2.98 0 0 3833918

2 KOTAK A/C MUTUAL FUND AAATK4475F 5 2725637 0 0 2725637 2.12 2725637 0 2725637 2.12 0 2.12 0 0 2725637

3KOTAK FUNDS - INDIA MIDCAP FUND AAGCK4148L 1 2295357 0 0 2295357 1.79 2295357 0 2295357 1.79 0 1.79 0 0 2295357

4 AXIS A/C AXIS MUTUAL FUND AACTA5925A 3 1652123 1652123 1.29 1652123 1652123 1.29 1.29 1652123

5 DSP A/C MUTUAL FUND AAAJD0430B 4 1608809 1608809 1.25 1608809 1608809 1.25 1.25 1608809

6 TATA A/C MUTUAL FUND AAATT0570A 9 1492200 1492200 1.16 1492200 1492200 1.16 1.16 1492200

(b) Venture Capital Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

(c) Alternate Investment Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

(d) Foreign Venture Capital Investors 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

(E) Foreign Portfolio Investors 217 11879373 0 0 11879373 9.24 11879373 0 11879373 9.24 0 9.24 0 0 11879373

(F) Financial Institutions/ Banks 36 601428 0 0 601428 0.47 601428 0 601428 0.47 0 0.47 0 0 599448

Name (xyz…)

(g) Insurance Companies 56 8952839 0 0 8952839 6.97 8952839 0 8952839 6.97 0 6.97 0 0 8952539

1 LIFE INSURANCE CORPORATION OF

INDIAAAACL0582H 5 5589641 0 0 5589641 4.35 5589641 0 5589641 4.35 0 4.35 0 0 5589641

2 HDFC LIFE INSURANCE COMPANY

LIMITEDAAACH8755L 2 1749582 0 0 1749582 1.36 1749582 0 1749582 1.36 0 1.36 0 0 1749582

(h) Provident Funds/ Pension Funds 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

Sub-Total (B)(1) 421 41232050 0 0 41232050 32.08 41232050 0 41232050 32.08 0 32.08 0 0 41229770

2) Central Government/ State

Government(s)/ President of India 0 0 0 0.00 0 0 0 0.00 0 0.00 0 0

Name (xyz…)

Sub-Total (B)(2) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

Table III - Statement showing shareholding pattern of the Public shareholder

Cate

gory

Category and Name of Shareholders Nos. of

sharehol

ders

PAN Number of

equity

shares held

in

dematerializ

ed form

No of Voting Rights Total as a %

of Total

Voting

rights

(A+B+C)

No.

(a)

As a % of

total

Shares

held (b)

No. of fully

paid up

equity shares

held

No. of Partly

paid-up

equity shares

held

As a %

of total

Shares

held (b)

Number of

Shares

pledged or

otherwise

encumbered

(XIII)

Number of Voting Rights held in each class of

securities

NA

NA

BATA INDIA LIMITED

NA

NA

NA

No. of shares

underlying

Depository

Receipts

Total nos.

shares held

Shareholdin

g as a % of

total no. of

shares

(calculated

as per SCRR,

1957) (VIII)

As a % of

(A+B+C2)

(IX) (XII) (XIII)

No. of

Shares

Underlying

Outstanding

convertible

securities

(including

Warrants)

Total

Shareholding , as

a % assuming full

conversion of

convertible

securities ( as a

percentage of

diluted share

capital) (XI)=

(VII)+(X) As a %

of (A+B+C2)

Number of

Locked in

shares (XII)

No.

(a)

NA

Table III - Statement showing shareholding pattern of the Public shareholder 1 OF 2

Class eg: X Class

eg: Y

Total

(I) (II) (III) (IV) (V) (VI)(VII) =

(IV)+(V)+ (VI)

(VIII) (X)

(XI)= (VII)+(X)

(XIV)

Table III - Statement showing shareholding pattern of the Public shareholder

Cate

gory

Category and Name of Shareholders Nos. of

sharehol

ders

PAN Number of

equity

shares held

in

dematerializ

ed form

No of Voting Rights Total as a %

of Total

Voting

rights

(A+B+C)

No.

(a)

As a % of

total

Shares

held (b)

No. of fully

paid up

equity shares

held

No. of Partly

paid-up

equity shares

held

As a %

of total

Shares

held (b)

Number of

Shares

pledged or

otherwise

encumbered

(XIII)

Number of Voting Rights held in each class of

securities

BATA INDIA LIMITED

No. of shares

underlying

Depository

Receipts

Total nos.

shares held

Shareholdin

g as a % of

total no. of

shares

(calculated

as per SCRR,

1957) (VIII)

As a % of

(A+B+C2)

(IX) (XII) (XIII)

No. of

Shares

Underlying

Outstanding

convertible

securities

(including

Warrants)

Total

Shareholding , as

a % assuming full

conversion of

convertible

securities ( as a

percentage of

diluted share

capital) (XI)=

(VII)+(X) As a %

of (A+B+C2)

Number of

Locked in

shares (XII)

No.

(a)

3) Non-institutions

(a) Individuals -

i. Individual shareholders holding

nominal share capital up to Rs. 2

lakhs.

172483 15210451 0 0 15210451 11.83 15210451 0 15210451 11.83 0 11.83 0 0 14168322

ii. Individual shareholders holding

nominal share capital in excess of Rs.

2 lakhs.

8 600194 0 0 600194 0.47 600194 0 600194 0.47 0 0.47 0 0 600194

Name (xyz…)

(b) NBFCs registered with RBI 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

(c) Employee Trusts 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

(d) Overseas Depositories (holding DRs)

(balancing figure) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

(e) Body Corporates (India) 1204 2475261 0 0 2475261 1.93 2475261 2475261 1.93 0 1.93 0 0 2466861

(f) Non Resident Individuals 3488 636701 0 0 636701 0.50 636701 0 636701 0.50 0 0.50 0 0 630871

(g) Director or Director's Relatives 3 656 0 0 656 0.00 656 0 656 0.00 0 0.00 0 0 656

(h) INVESTOR EDUCATION AND

PROTECTION FUND AUTHORITY

MINISTRY OF CORPORATE AFFAIRS

1 268207 0 0 268207 0.21 268207 0 268207 0.21 0 0.21 0 0 268207

(i) Trusts 24 38506 0 0 38506 0.03 38506 0 38506 0.03 0 0.03 0 0 38506

(j) Any Other (specify) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Name (xyz…)

Sub-Total (B)(3) 177211 19229976 0 0 19229976 14.96 19229976 0 19229976 14.96 0 14.96 0 0 18173617

Total Public Shareholding (B)=

(B)(1)+(B)(2)+(B)(3)177632 60462026 0 0 60462026 47.04 60462026 0 60462026 47.04 0 47.04 0 0 59403387

Note:

(2) The above format needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of total number of shares.

(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian,

(4) As per the Investor Education and Protection Fund Authority (Accounting, Audit, Transfer and Refund) Rules, 2016 as amended, the voting rights on the shares transferred to the IEPF Authority shall remain frozen until the rightful owner claims the shares.

NA

NA

Details of the shareholders acting as persons in Concert including their Shareholding (No. and %): NIL

(1) PAN would not be displayed on website of Stock Exchange(s).

Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

NA

Table III - Statement showing shareholding pattern of the Public shareholder 2 OF 2

Class eg:

X

Class eg:

Y

Total

(I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI)

(VIII) (X) (XI)= (VII)+(X)

(XIV)

1) Custodian/DR Holder 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

(a)

Name of DR Holder (if

available)

(i) abc,.,..

(ii) efg…

Sub-Total (C)(1) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

2)

Employee Benefit Trust (under

SEBI (Share based Employee

Benefit) Regulations, 2014)0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

(a) Name (….)

Sub-Total (C)(2) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Total Non-Promoter- Non Public

Shareholding (C)= (C)(1)+(C)(2)0 0 0 0 0 0 0 0 0 0 0 0 0 0 0

Note: (1) PAN would not be displayed on website of Stock Exchange(s).

(2) The above format needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of total number of shares.

(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available,

Number of

equity

shares held

in

dematerializ

ed form

No.

(a)

(XII) (XIII)

Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholderCategory Category and Name of

Shareholders

Nos. of

shareholders

No. of fully

paid up

equity shares

held

No. of Partly

paid-up

equity shares

held

No. of

shares

underlying

Depository

Receipts

Total nos.

shares held

Shareholding

as a % of total

no. of shares

(calculated as

per SCRR,

1957) (VIII) As

a % of

(A+B+C2)

Number of Voting Rights held in each

class of securities

No of Voting Rights Total as a

% of Total

Voting

rights

(A+B+C)

NA

As a % of

total

Shares

held (b)

NA

NA

NA

NA

NA

No.

(a)

(IX)

Number of Locked

in shares

Number of

Shares pledged

or otherwise

encumbered

PAN No. of Shares

Underlying

Outstanding

convertible

securities

(including

Warrants)

Total

Shareholding ,

as a %

assuming full

conversion of

convertible

securities ( as a

percentage of

diluted share

capital) (XI)=

(VII)+(X) As a %

of (A+B+C2)

As a % of

total

Shares

held (b)

Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder 1 OF 1

Shares %

Voting rights %

Rights on

distributable

dividend or any other

distribution

%

Exercise of control

Exercise of significant

influence

- - - - - - - - - -

* In case the nature of the holding / exercise of the right of a SBO falls under multiple categories specified under (a) to (e) under Column III, multiple rows for the same SBO shall be inserted accordingly

for each of the categories.

# This column shall have the details as specified by the listed entity under Form No. BEN-2 as submitted to the Registrar.

Table V- Statement showing details of significant beneficial owners (SBOs) - NoSr. No Details of the SBO

(I)

Details of the registered owner

(II)

Details of holding / exercise of right of the SBO in

the reporting company, whether direct or indirect *:

(III)

Date of creation /

acquisition of

significant

beneficial

interest #

(IV)Name PAN / Passport

No. in case of

a foreign

national

Nationality Name PAN / Passport

No. in case of a

foreign

national

Nationality Whether by virtue of:

Table V - Statement showing details of significant beneficial owners 1 OF 1