andalusian science and technology system indicators (data 2011)

�� ANDALUSIAN SCIENCE AND TECHNOLOGY SYSTEM

INDICATORS.

-2011-

Andalusian Knowledge Agency

Technology & Foresight Studies Department

October 2013

INDICATORS OF THE ANDALUSIAN SCIENCE AND TECHNOLOGY SYSTEM. ADVANCE 2011

�� TABLE OF CONTENTS

�� INTRODUCTION.....................................................................................................................................................................................................................................................................................4

FINANCIAL RESOURCES....................................................................................................................................................................................................................................................................................5

� Own funds for R&D in Andalusia (thousands of €)...............................................................................................................................................................................................................................................5

� GDP mp (base 2008) in Andalusia (million of €)...................................................................................................................................................................................................................................................6

� Percentage of internal expenditure in R&D in Andalusia on regional GDP....................................................................................................................................................................................................7

� Internal expenditure in R&D by sectors of performance in Andalusia (thousands of €)...............................................................................................................................................................................8

� Internal expenditure in R&D by public and private sectors in Andalusia (thousands of €)..........................................................................................................................................................................9

� Internal expenditure in R&D by sectors of performance in Andalusia and Spain (thousands of €). Year 2011......................................................................................................................................10

� Rate of inter-annual variation of R&D Expenditure in Andalusia....................................................................................................................................................................................................................11

� Rate of inter-annual variation of R&D expenditure by sectors of performance in Andalusia...................................................................................................................................................................12

HUMAN RESOURCES.......................................................................................................................................................................................................................................................................................13

� Personnel employed in R&D (FTE) by sectors of performance in Andalusia.................................................................................................................................................................................................13

� Personnel employed in R&D (FTE) by public and private sectors in Andalusia............................................................................................................................................................................................14

� Percentage of Personnel employed in R&D (FTE) by public and private sectors in Andalusia.................................................................................................................................................................15

� Personnel employed in R&D (FTE) by categories of occupation in Andalusia.............................................................................................................................................................................................16

� Personnel employed in R&D in per thousand to active population in Andalusia........................................................................................................................................................................................17

� Researchers in R&D (FTE) in Andalusia.................................................................................................................................................................................................................................................................18

� Researchers dedicated to R&D (FTE) by sectors of performance in Andalusia...........................................................................................................................................................................................19

� Rate of inter-annual variation of personnel dedicated to R&D (FTE) in Andalusia......................................................................................................................................................................................20

� Personnel dedicated to R&D by academic qualification in Andalusia........................................................................................................................................................................................................21

� Teaching body of the Andalusian Universities by gender................................................................................................................................................................................................................................22

� Professors of the Andalusian Universities by gender..........................................................................................................................................................................................................................................23

� Student body of the Andalusian Universities by gender..................................................................................................................................................................................................................................24

� Student body who finished studies of the Andalusian Universities by gender..............................................................................................................................................................................................25

� PhD student of the Andalusian Universities by gender.....................................................................................................................................................................................................................................26


PAIDI ACTIONS...............................................................................................................................................................................................................................................................................................27

� Number of R&D Groups in Andalusia...................................................................................................................................................................................................................................................................27

� Distribution of R&D Groups by scientific-technical areas of PAIDI. Year 2010..............................................................................................................................................................................................28

� Distribution of R&D Groups by institutions. Year 2010........................................................................................................................................................................................................................................29

� Funding granted to R&D Groups by institutions (€)...........................................................................................................................................................................................................................................30

� Funding granted to R&D Groups by scientific-technical areas of PAIDI (€).................................................................................................................................................................................................31

� Average assessment of R&D Groups...................................................................................................................................................................................................................................................................32

� Number of Excellence Projects in Andalusia......................................................................................................................................................................................................................................................33

� Distribution of Excellence Projects by scientific-technical areas of PAIDI. Year 2011.................................................................................................................................................................................34

� Distribution of Excellence Projects by institutions. Year 2011...........................................................................................................................................................................................................................35

� Funding granted to Excellence Projects by institutions (€)...............................................................................................................................................................................................................................36

� Funding granted to Excellent Projects by scientific-technical areas of PAIDI (€)........................................................................................................................................................................................37

� Number of incentives granted to mobility and improvement of researchers..............................................................................................................................................................................................38

� Distribution of Doctorate holders employed in R&D Centres by gender. Year 2010...................................................................................................................................................................................39

� Distribution of Technical personnel employed in R&D Centres by gender. Year 2010...............................................................................................................................................................................40

� Percentage of women receiving incentives of R&D groups and excellence projects..............................................................................................................................................................................41

INNOVATION..................................................................................................................................................................................................................................................................................................42

� Number of companies performing R&D by level of technology....................................................................................................................................................................................................................42

� Total expenditure on innovative activities in Andalusia (thousands of €).....................................................................................................................................................................................................43

� Number of companies with innovative activities in Andalusia.......................................................................................................................................................................................................................44

� Number of innovative companies in Andalusia................................................................................................................................................................................................................................................45

� Number of EIN companies.....................................................................................................................................................................................................................................................................................46

� Intensity of innovation in Andalusia......................................................................................................................................................................................................................................................................47

OUTPUTS..........................................................................................................................................................................................................................................................................................................48

� Number of patent applications and utility models in Andalusia....................................................................................................................................................................................................................48

� Number of ISI documents in Andalusia...............................................................................................................................................................................................................................................................49

� Incentives granted to infrastructures, equipment and management by institutions. Year 2010..............................................................................................................................................................50

� Summons of the National Plan 2008-2011 in Andalusia by participation modality. Year 2011..................................................................................................................................................................51

� Projects approved from National sources..........................................................................................................................................................................................................................................................52

� Funding granted to R&D projects of National Plan by institutions..................................................................................................................................................................................................................53

� Funding granted to R&D projects of National Plan by scientific-technical areas.......................................................................................................................................................................................54

� Andalusian participation in the Framework Programme of the EU................................................................................................................................................................................................................55

� Distribution of the Funding granted by Editions of the EU Framework Programme.....................................................................................................................................................................................56

�� ABBREVIATIONS AND ACRONYMS....................................................................................................................................................................................................................................................57

�� GLOSSARY OF TERMS........................................................................................................................................................................................................................................................................60


�� INTRODUCTION

The objective of this report is to provide a preview of the Andalusian science and technology system in 2011.

In order to achieve this purpose, the Andalusian Knowledge Agency:

� Has gathered, tabulated and represented all the indicators and statistics from international, national and regional official bodies;

� Has carried out statistical analyses about the participation of Andalusian researchers in R&D&I National Plan and the Andalusian Plan for Research

Development and Innovation 2007-2013 (PAIDI Plan);

� Has represented the temporary evolutions for the most relevant variables, and when it has been possible, has shown the information of other regions in order to

make easier the comparative analysis.

This report describes the information organized as following:

� Financial resources: some figures are collected on public funding through the R&D Budget of the Andalusian Government as well as the internal expenditure in

R&D by sectors, both in absolute values as in rate of inter-annual variation.

� Human resources dedicated to scientific-technological activities: data are offered by sectors, type of occupation, academic qualification and gender.

� PAIDI Actions: a serial of indicators are shown reflecting actions taken until now within the frame of the PAIDI Plan, and that allow indicating the evolution of

the policies and actions taken.

� Innovative activity: expenditure on innovative activities, the number of innovative companies by type of innovation, company size and the intensity of

innovation, as well as through the companies performing R&D depending on the technological level.

� Tangible outputs: results of the R&D&I activities measured through the industrial properties registry, indexed scientific articles and participation in national and

international R&D&I programmes.

The sources of information used to develop these indicators come mainly from government agencies such as the National Institute of Statistics (INE), the Spanish Patent

and Trademark Office (OEPM), the Ministry of Economy and Competitiveness (MINECO), Economic and Financial Report of the Andalusian Budget (Ministry of Finance

and Public Administration of the Government of Andalusia), General Directorate for Research, Technology and Enterprise (DGIT) of the Ministry of Economy, Innovation,

Science and Employment of the Government of Andalusia (CEICE), Centre for Industrial Technological Development (CDTI) and Institute for Scientific Information (ISI).

INDICATORS OF THE ANDALUSIAN SCIENCE AND TECHNOLOGY SYSTEM. ADVANCE 2011 ��

FINANCIAL RESOURCES

�� Own funds for R&D in Andalusia (thousands of €)

Note: In 2004 and 2005, there were differences between the publications of the Economic and Financial Reports from one year to the next, due to the redistribution of the budgetary

programs included in the Policies.

Source: Economic and Financial Reports. Andalusian Budget and own elaboration


�� GDP mp (base 2008) in Andalusia (million of €)

Note: (P) Provisional data

(E) Estimated data

From the year 1995 up to 2000: GDP mp base 1995

From the year 2000: GDP mp base 2000

From the year 2008: GDP mp base 2008

Source: INE and own elaboration


�� Percentage of internal expenditure in R&D in Andalusia on regional GDP



�� Internal expenditure in R&D by sectors of performance in Andalusia (thousands of €)



�� Internal expenditure in R&D by public and private sectors in Andalusia (thousands of €)



�� Internal expenditure in R&D by sectors of performance in Andalusia and Spain (thousands of €). Year 2011



�� Rate of inter-annual variation of R&D Expenditure in Andalusia



�� Rate of inter-annual variation of R&D expenditure by sectors of performance in Andalusia



HUMAN RESOURCES

�� Personnel employed in R&D (FTE) by sectors of performance in Andalusia

Note: From 2004 until 2010 PNPI data are included in the company sector



�� Personnel employed in R&D (FTE) by public and private sectors in Andalusia



�� Percentage of Personnel employed in R&D (FTE) by public and private sectors in Andalusia



�� Personnel employed in R&D (FTE) by categories of occupation in Andalusia

Note: n.a.: not available

-: Numerical information not applicable



�� Personnel employed in R&D in per thousand to active population in Andalusia



�� Researchers in R&D (FTE) in Andalusia



�� Researchers dedicated to R&D (FTE) by sectors of performance in Andalusia



�� Rate of inter-annual variation of personnel dedicated to R&D (FTE) in Andalusia

Note: n.a.: not available

-: Numerical information not applicable



�� Personnel dedicated to R&D by academic qualification in Andalusia

Source: DGITE and own elaboration


�� Teaching body of the Andalusian Universities by gender



�� Professors of the Andalusian Universities by gender



�� Student body of the Andalusian Universities by gender

Note: From the course 2008-2009 are assessed, besides the pupils registered in 1st and 2nd cycles, the pupils of degree, masters and PhD students (3rd cycle)



�� Student body who finished studies of the Andalusian Universities by gender

Note: From the course 2010-2011 are assessed, besides the pupils who finished 1st and 2nd cycles, the gone away ones in degree, masters and PhD students (3rd cycle)



�� PhD student of the Andalusian Universities by gender

Note: (1) Data of Cordoba University (Course 1998-1999) have been repeated due to not being provided by the University.



PAIDI ACTIONS

�� Number of R&D Groups in Andalusia



�� Distribution of R&D Groups by scientific-technical areas of PAIDI. Year 2010



�� Distribution of R&D Groups by institutions. Year 2010



�� Funding granted to R&D Groups by institutions (€)

Note: n.a. - not available



�� Funding granted to R&D Groups by scientific-technical areas of PAIDI (€)



�� Average assessment of R&D Groups



�� Number of Excellence Projects in Andalusia


Note: For the year 2011 has not been included all modalities of concession projects of excellence, because until the publication date have been resolved modality General

Promotion of Knowledge and the specific line of Audiovisual Communication


�� Distribution of Excellence Projects by scientific-technical areas of PAIDI. Year 2011





�� Distribution of Excellence Projects by institutions. Year 2011





�� Funding granted to Excellence Projects by institutions (€)


Note: n.a. - not available. Other Institutions imputed (since 2009, IFAPA is computed separately; in previous years IFAPA was included in the section on Other Institutions)

For the year 2011 has not been included all modalities of concession projects of excellence, because until the publication date have been resolved modality General



�� Funding granted to Excellent Projects by scientific-technical areas of PAIDI (€)





�� Number of incentives granted to mobility and improvement of researchers



�� Distribution of Doctorate holders employed in R&D Centres by gender. Year 2010



�� Distribution of Technical personnel employed in R&D Centres by gender. Year 2010



�� Percentage of women receiving incentives of R&D groups and excellence projects

Note: PRs - Principal Researchers



INNOVATION

�� Number of companies performing R&D by level of technology



�� Total expenditure on innovative activities in Andalusia (thousands of €)



�� Number of companies with innovative activities in Andalusia



�� Number of innovative companies in Andalusia



�� Number of EIN companies



�� Intensity of innovation in Andalusia

Note: Intensity of innovation = (Expenditure on innovative activities / Turnover) x 100



OUTPUTS

�� Number of patent applications and utility models in Andalusia

Source: OEPM and own elaboration


�� Number of ISI documents in Andalusia

Source: Database of Institute for Scientific Information (ISI) and own elaboration


�� Incentives granted to infrastructures, equipment and management by institutions. Year 2010.



�� Summons of the National Plan 2008-2011 in Andalusia by participation modality. Year 2011

Source: MINECO and own elaboration


�� Projects approved from National sources

Note: Projects of no oriented fundamental research



�� Funding granted to R&D projects of National Plan by institutions




�� Funding granted to R&D projects of National Plan by scientific-technical areas




�� Andalusian participation in the Framework Programme of the EU

Source: CDTI and own elaboration


�� Distribution of the Funding granted by Editions of the EU Framework Programme

Source: CDTI and own elaboration


�� ABBREVIATIONS AND ACRONYMS

ACTA: Agent of Technological Knowledge Accredited

ADMON: Administration

AGR: Agrifood

BIO: Biology and Biotechnology

CDTI: Centre for the Development of Industrial Technology

CII: Centre and Institute of Research

CIT: Innovation and Technology Centre

CSIC: Spanish National Research Council

CT: Technology Centre

CTA: Advanced Technology Centre

CTS: Health Sciences and Technologies

DCT: Space of Scientific-Technological Dissemination

DGITE: Directorate General for Research, Technology and Enterprise

EIN: Innovative companies or with innovations underway or unsuccessful innovations

EIT: Technological Innovation Survey of INE

ETC: Knowledge Transfer Entity

EU: European Union

FP: Frame Programme of the European Union

FQM: Physics, Chemistry and Mathematics

FTE: Full Time Equivalent

GPB: Gross National Product

GDP mp: Gross domestic product at market prices


INDICATORS

OF THE ANDALUSIAN SCIENCE AND TECHNOLOGY SYSTEM.

-2011 ADVANCE REPORT-��

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March 2013

HUM: Humanities

IFAPA: Research and Training Institute of Agriculture, Fisheries, Food and Ecological Production

ILA: Instrumental Line of Action

INE: National Statistics Institute

ISI: Institute for Scientific Information

MINECO: Ministry of Economy and Competitiveness

OEPM: Spanish Patent and Trademark Office

O.I.: Other Institutions

OPI: Public Research Body

PAIDI: Andalusian Plan for Research Development and Innovation

PCT: Scientific and Technological Park

P.C.T.: Patent Cooperation Treaty

PNPI: Private Non Profit Institutions

PRs: Principal Researchers

PIE: Business Innovation Park

R&D: Research & Technological Development

R&D&I: Research & Technological Development & Innovation

RNM: Natural Resources and Environment

SAS / Foundations: Andalusian System of Health / Foundations

SEJ: Social, Economic and Legal Sciences

SICA: Scientific Information System of Andalusia

TEP: Production Technologies

TIC: Information and Communication Technologies


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UAl: University of Almeria

UCa: University of Cadiz

UCo: University of Cordoba

UGr: University of Granada

UHu: University of Huelva

UJa: University of Jaen

UMa: University of Malaga

Univ.: University

UPO: University Pablo of Olavide

USe: University of Seville


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�� GLOSSARY OF TERMS

INNOVATIVE ACTIVITY: All scientific, technological, organizational, financial and commercial steps which actually, or are intended to, lead to the

implementation of innovations. Some innovation activities are themselves innovative, others are not novel activities but are necessary for the

implementation of innovations. Innovation activities also include R&D that is not directly related to the development of a specific innovation. (Oslo

Manual, 2005)

HIGH TECHNOLOGY: The sectors and products that comprise the so-called high technology can be defined, generically, as those which, given

their degree of complexity, require a continuous effort in research and a solid technological base. (Methodology of High Technology Indicators,

INE)

TURNOVER: This includes the amounts invoiced by the company during the reference year for services rendered and sale of goods that are the

object of the company's trade. Deductible VAT invoiced by suppliers will not be included in the valuation of turn-over. These are accounted for,

including the taxes paid on the goods and services, with the exception of the VAT paid by the client. They are accounted for in net terms,

deducting returns of sales, as well as volume discounts. Neither cash discounts nor discounts for prompt payment are deducted. (INE

Methodology)

FTE: Is the sum of the staff that works full-time, and the fractions of time of the staff that works part-time, in R&D activities. (EIT, INE)

EIN COMPANIES: Innovative companies or with innovations underway or unsuccessful innovations. (Statistics INE)

INNOVATIVE FIRM: One that has implemented an innovation during the period under review. (Oslo Manual, 2005)


INDICATORS



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INNOVATION EXPENDITURES: Expenditures are measured on the basis of the sum of innovation activities over a given period of time … An

alternative would be to collect information on total expenditures on activities related to individual innovations. (Oslo Manual, 2005)

INTRAMURAL EXPENDITURES ON R&D: Intramural expenditures are all expenditures for R&D performed within a statistical unit or sector of the

economy during a specific period, whatever the source of funds. (Frascati Manual, 2002)

R&D: Research and experimental development (R&D) comprise creative work undertaken on a systematic basis in order to increase the stock of

knowledge, including knowledge of man, culture and society, and the use of this stock of knowledge to devise new applications. (Frascati

Manual, 2002)

INNOVATION: Implementation of a new or significantly improved product (good or service), or process, a new marketing method, or a new

organizational method in business practices, workplace organization or external relations. (Oslo Manual, 2005)

PATENT: Title that recognizes the right to exclusively exploit a patented invention, preventing others from the manufacturing, sale or use of said

invention without the consent of the holder. The patent may refer to a new procedure, new apparatus, a new product or the perfection or

improvement of same. The duration of a patent is twenty years as from the date upon which the application was filed. Once granted, to maintain

the patent in force it is necessary to pay annual fees. Essentially there are three forms in which international patent applications may be filed:

- National: By means of the filing of a patent application in each one of the states in which protection is sought. For example at the Spanish

Patent and Trademark Office (SPTO)

- European: The European Patent system allows for protection to be obtained by means of a direct European patent application with the

designation of those European States in which protection is sought, and which are a part of the European Patent Convention (24 countries).

The European patent application is processed by the European Patent Office (EPO) and the granting of the patent has the same effect as a

national patent in all those states in which it is granted.


INDICATORS



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- International P.C.T. (Patent Cooperation Treaty): The PCT system allows for protection to be claimed for the invention in each one of the

States which are party to the international treaty (115 countries as of 1st January 2002), by means of one sole application known as

international application. (EIT Methodology, INE)

R&D PERSONNEL: Number of personnel employed in R&D:

- Researchers are professionals engaged in the conception or creation of new knowledge, products, processes, methods and systems and also

in the management of the projects concerned.

- Technicians and equivalent staff are persons whose main tasks require technical knowledge and experience in one or more fields of

engineering, physical and life sciences or social sciences and humanities. They participate in R&D by performing scientific and technical tasks

involving the application of concepts and operational methods, normally under the supervision of researchers. Equivalent staff perform the

corresponding R&D tasks under the supervision of researchers in the social sciences and humanities.

- Other supporting staff includes skilled and unskilled craftsmen, secretarial and clerical staff participating in R&D projects or directly associated

with such projects. (Frascati Manual, 2002)


INDICATORS



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March 2013

andalusian science and technology system indicators (data 2011)

Data & Analytics