ancer l haggerty financial disclosure report for 2010

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  • 8/3/2019 Ancer L Haggerty Financial Disclosure Report for 2010

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    AO IORev. 1/2011FINANCIAL DISCLOSURE REPORT

    FOR CALENDAR YEAR 201 0Report Required by the Ethics

    in Government Act of 1978(5 U.S.C. app. 101o111)

    I. P e r s o n R e p o r t in g ( l a s t n a m e , f irst , middle initial)Haggerty, Ancer L.

    : 4. Title (Article III judg es indicate active or senior slalus;magistrate judges indicate full- or part-time)

    U.S.D ist.Court J udge (retired)

    7. Chambers or Office A d d r e s s1307 U nited States Courthouse100~ S. W . Thi rdPortland, Oregon 97204

    2. Court or OrganizationU. S . Di s t r ic t Cour t of O regon

    3. Date of Report5/3/201 I

    5a. Report Type (check appropriate type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information contained i n t h i s R e p o r t and anym o d i f ic a t i o n s p e r t a i n i n g t h e r e t o , it i s , i n m y o p i n i o n , i n c o m p l i a n c e

    ~ i t h a p p l i c a b l e la w s a n d r e g u l a t i o n s .

    Reviewing Officer Date

    6 . R e p o r t i n g P e r i o d01/01/2010

    to12/31/2010

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~ Complete all parts,checking the NON E box for each part where you have n o reportable informatlot~ Sign on last page.

    I . P O S I T I O N S . (Re port ing individual only; seepp. 9-13 of f i l ing instruct ions.)1~] N O N E ( N o reportable positions.)

    POSITION NAM E OF ORG ANIZATION/ENTITY

    2.

    3.

    4.

    5.

    I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)[~] N O N E (No reportable agreements.)

    DATE PARTIES AND TERM SI. 9 / 2 0 0 9 Oregon Public Employees Relirement System2.3.

  • 8/3/2019 Ancer L Haggerty Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 2 o f 7

    N a m e o f P e r s o n R e p o r t in gHagge r ty , Ancer L.

    D a t e o f R e p o r t5/3/201 I

    I I I . N O N - I N V E S T M E N T I N C O M E . : R e p o n i . # individual and spouseseepp. 17-24 of filing instructions.)A. Fl ier s Non-Investm ent Incom e

    ~ (N o re porta ble incom e .)ONE non-investmentDATE SOURCE AND TYPE

    2 .

    3 .

    4 .

    INCOME( y o u r s , n o t s p o u s e s )

    B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - t / ~ , o u were ma rried daring an.vportion of the reportingyear, complete this section.(Dollar a mount not required except for honoraria.)

    D (No reportable income.)ONE non-inves tment

    1 .20102 . 2 0 1 03.4.

    DATE SOURCE AND TYPESta te o f OR: Pub l ic Em ploy ees Ret i r em ent Sy s tem

    Sel f em ployed-ed ucat ional consul t ing/wri ter

    I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

    N O N E (No reportable reimburseme nts.)SOURCE DATES LOCAT1ON

    I.2.3.4.

    5.

    PURPOSE ITEMS PAID OR PROVIDED

  • 8/3/2019 Ancer L Haggerty Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTP a g e 3 o f 7

    N a m e o f P e r s o n R e p o r t in gHagger ty , Ancer L.

    D a t e o f R e p o r t5/3/2011

    V . G I F T S . a n c l u d o s , h o s e , o s ~ , o u , e o n d d e p e n d ~ n t children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportable gifts.)

    SOURCE DESCRIPTION1.2.3.4.5.

    VALUE

    V I . L I A B I L I T I E S . a n c l u d e s t h o s e o : sp o ~ s e a n d d e ~ , e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)D N O N E ( N o reportable liabilities.)

    C R E D I T O R1. On Point Credit Union(y)2. Am erican Express3.

    4.5.

    Credi t CardCredi t Card

    D E S C R I P T I O N V A L U E C O D EJJ

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    FINANCIAL DISCLOSURE REPORTPage 4 o f 7

    N a m e o f P e r s o n R e p o r t in gHagger ty , Ancer L

    D a t e o f R e p o r t5/3/201 I

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE(No reportable income, assets, or transactions.)

    Descript ion of Asse ts(including m~st asse~S)

    Place "(X)" a f t e r e a c h assetexempt from prior disclosure

    I. Key Ban k o f Oregon

    2. U.S. Government Bonds

    3. Tenants in Comm on, Harrison Co., Texas

    4. Victory Tax-Free Money M arke t

    5. Sierra Pacific Developme nt Fund II

    6. American Spe ctrum Realty , Inc Com

    7. Victory Prime Obligation Class A

    8. Target Focus (y)

    9. Target Traic (y)

    1 0 . Bric Part Ser 8 Month ly (y)

    1 I . Touchs tone Large Cap G rowth Fund (y )

    1 2 . Aguila Three Peaks High Income Fund (y)

    1 3 . Loomis Say les Bond Fund(y)

    1 4 . Davis NY Ventu re Cla s s A (y )

    1 5 . Dodge and Cox Income Fund (y )

    1 6 . Amer ican Funds : Europac i f ic Growth FundClass F (y)1 7 . Amer ican Funds : Fundamenta l Inves torsFund (y)

    In co me d u ring G ross value at endrepor t ing per iod of report ing pe riod

    (I) (2) O) (2)A m o u n t T y p e (e.g., V alu e V alu eCode I div. , rent , C o d e 2 Method( A - H ) or int.) (J-P) C o d e 3

    ( Q - W )

    A I n t e r e s t J T

    A Interest J T

    None J W

    A I n t e r e s t J T

    None J T

    A I n t e r e s t J T

    A I n t e r e s t J T

    Tr a n s a c t i o n s during report ing pe riod

    (1 ) (2) (3)Type (e.g., D a t e Valuebuy, sell, m m /d d/yy C od e 2

    red em p tio n) (J -P )

    ( 4 ) ( 5 )Gain Identity o f

    Code I buyer/seller(A-H) (if private

    transaction)

    I. Incom e Gain C odes: A =51,000 or less B -$1 ,0O I - 5 2,500 C =$2,501 - $5 ,000 D =55 .001 - 515,000(See Colunms B I and IM) F =$50,0OI - 5100,0~0 G =$100,001 - 51,0OO,000 HI =51.000.001 - $5.009.000 H2 =More than $5,0~0.0~

    2. Value Codes J =515.000 or less K 5 15 ,0 01 - $5 0 .000 L -S50.001 - 5100.000 M =$100.001 - $250,000(See Columns CI and D3) N =$250.001 - 5500.000 O =$500,001 - $1,0~0.00~ PI 51.000.001 - $5 .00~.0~0 P2 -$5.000.001 - $25.000,000

    P3 -525.000,001 - 5 50.000.000 P4 =More than $50.0~0,0003. Value Method Codes Q =Appraisal R =C osl (Re a l Estate Onlyl S =As:,cssmenl T = C a s h M a r k e tI s ee Column C2) U =Book Va lue V Other W =Eslimatcd

    E =$15.0~1 - S50,000

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    FINANCIAL DISCLOSURE REPORTPage 5 o f 7

    N a m e o f P e r s o n R e p o r t i n gHagge r ty , Anc e r L

    D a t e o f R e p o r l5/3/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, t ..... ctions (Includes those of spouse and dependent children; see pp. 34-60 oJfiling instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C.D es crip tio n o f A sse ts Inco m e d u ring G ro ss v alu e at end(inc lu d ing tru s t assets ) rep o rting p e rio d of report ing pe riod

    ( 1 ) ( 2 ) (I) (2)Place "(X)" after each asset A m o u nt Type (e.g., V alu e V alu eexempt from prior disclosure C o d e I div. , rent , C o d e 2 Method

    ( A -H ) o r int.) (J -P ) C o d e 3( Q - W )

    ( I )T y p e ( e . g . ,buy, sell,

    redemption)

    Transac t ions during report ing pe riod

    (2) (3) (4)D a t e V a l u e Gain

    m m / d d / y y Code2 C o d e I( J - P ) (A-H)

    I d e n t i ~ y ofbuyer/ se l le r( i f priva te

    transaction)

    1 8 . Ha rbo r Bo nd Fund ( y )

    1 9 . G S V IT M i d Cap V al v e Fu n d -Exec A n n + (y)

    20 . GSVIT S t ructured US Equi ty -Exec Ann+(y )

    I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,5 01 - $5,000 D =$5,001 - $15,000(See Columns B I and 134 ) F =$50.001 - S 100.000 G -S 100.001 - $1.00O.000 H I = $ 1.000.001 - $5.1300.000 H2 =More than $5.00~.0OO

    2. Value Codes J =$15,0~O or less K =$15 .0~ I - $5 0 ,0~) L =$50,0OI - $100,000 M =$10~.0OI - $250,0~0~SceColumns C I a n d D J ) N =$250.0OI - $500.000 O -$500,001 - $ I .OO0.O(tO PI = $1 .0 OO .0 01 - $ 5, /~ O, 00 0 P 2 =$ 5 ,O 0 0, 00 1 - $ 25 ,0 00 ,0 00

    P3 $25 .0OO.001-$50.0OO.000 P4 = More than $50,000,0003. Value Mclhod Codes Q-Appra i sa l R C ost { Real E,tale Only) S =Asscssmcnl T =C a sh Ma r ket(S ee C olum n C 2) U =B ook Value V O l h c r W =Estimated

    E = $ 1 5 . 0 0 1 $ 5 0 , 0 0 0

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    FINANCIAL DISCLOSURE REPORTPage 6 of 7

    Nam e of Person Report ingHag g er ty , Ancer L.

    Date of Report513/2011

    VIII . AD D IT IONAL INFOR MAT ION OR EXPLAN AT IONS. (Indicate part of report.)

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    FINANCIAL DISCLOSURE REPORTP a g e 7 o f 7

    Nam e of Person Report ingHag g er ty , Ancer L.

    Date of Report5/3/201 I

    IX. CERTIFICATION.I cer t i fy that al l inform ation g iven above ( including inform ation per taining to my spou se and m inor or depend ent chi ldren, i f any) i s

    accurate , true , and com plete to the bes t of m y know ledge and bel ie f , and that any inform ation not repor ted w as withheld because i t m et app l icable s tatutoryprovis ions perm it ting non-disc losure .I fu r ther ce r ti fy that earned income f rom out s ide em ploy m ent and honorar ia and the accep tance o f g i f ts wh ich have bee n repor t ed are incom pl iance wi th the p rov i s ions o f 5 U .S .C . app . 501 e t . seq , 5 U .S .C . 7353 , and Jud ic ial C onference reg ulat ions .

    Signa ture: S] Ancer L. Haggerty

    N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A LS I F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . app . 1 0 4 )

    C om m ittee on Financial DisclosureAdm inist rat ive O ff ice of the U ni ted S tates Co ur t sSui te 2-301O n e C ol um bus C i r c le , N .E .Washington, D.C. 20544