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Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole et Langage CNRS UMR6057 - Université de Provence [email protected] 6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

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Page 1: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Anaphoric Third Person Pronouns and Prosodic Features as Markers of

Cohesion in English Spoken Discourse: A Corpus Study

Cyril Auran

Laboratoire Parole et LangageCNRS UMR6057 - Université de Provence

[email protected]

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Page 2: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

“Oh no, not another study on anaphora …”

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Anaphora: a much studied phenomenon

numerous fields of research: syntax semantics pragmatics ang language philosophy psycholinguistics prosody

several related issues:

referent attribution referent accessibility discourse function

Page 3: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

“Well, yes, yet another one, but …”

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

This study focuses on:

discourse anaphora

anaphora and its role in the organisation of discourse

the interaction between anaphora and prosodic markers of discourse organisation

Page 4: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

“Well, yes, yet another one, but …”

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Central issue:

Interaction between discourse cohesion markers in British English

More precisely:

How do anaphoric pronouns influence resetting phenomena in the marking of discourse cohesion?

Page 5: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Summary

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

3. Corpus study The Aix-MARSEC Corpus Data extraction and analysis Results and discussion

1.Views of discourse discourse as product and process a unified approach to discourse

Conclusions and perspectives

2. Cohesion, connectivity and coherence Different approaches to the unity of discourse Anaphoric pronouns and resetting phenomena as markers of

cohesion

Page 6: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Part I: Two views of discourse

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Page 7: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Two views of discourse

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Linguistic studies on discourse tend to fall into two categories (Brown & Yule, 1983 ; Di Cristo et al., 2003) :

“text-as-product view” or “grammatical approach”

- discourse as a structured text

- main characteristic: cohesion of a set of sentences or utterances

“discourse-as-process” or “cognitive-pragmatic approach”

- focus on the elaboration and the processing of situated discourse

- main characteristic: coherence of the cognitive representations

triggered by discourse

Page 8: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Two views of discourse

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Di Cristo et al. 2003

A “broad and unified approach to discourse”

Discourse analysis = study of the relations between forms and functions within an interpretative framework

Segmentation strategies:

• Grammatical units

• Conceptual units

• Discourse units

• Contextualisation activities

Clause

(Miller & Weinert, 1998)

both a formal and pragmatic entity

(evolution of “discourse memory” cf. Berrendonner & Reichler-Béguelin,

1989)

Topics

Page 9: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Part II: Cohesion, connectivity and coherence

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Page 10: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Charolles (1988) (inspired by De Beaugrande & Dressler, 1981):

• several parameters used to account for discourse unity;

• cohesion: redefined as the “marking of relations between utterances or utterance constituents” (p. 53, our translation)

• connectivity: logical-semantic relations (marked by connectives) between propositions and speech acts

• coherence: interpretability of discourse: “Coherence is not a characteristic of texts [...]. The need for coherence, on the contrary, is a sort of a-priori mode of discourse reception”

Cohesion, connectivity and coherence

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Different approaches but the same central issue:

discourse unity

Halliday & Hasan (1976):

• a text is characterised by its “texture”, based on “cohesion”;

• “cohesion” presented as a semantic concept relying on the interpretation of elements of the text

but

• focus on the (formal) linguistic expressions (“ties”)

Page 11: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Cohesion, connectivity and coherence

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

In this study we focus on the marking of cohesion

through the use of:

Anaphoric third person pronouns and possessive adjectives

(he/she/they, him/her/them, his/her/their)

Pitch resetting phenomena

(high onset pitch values at the beginning of tone groups)

Page 12: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Cohesion, connectivity and coherence

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Anaphoric pronouns and cohesion

Some of the most typical discourse cohesion marks:

• “endophoric personal referents” (Halliday & Hasan, 1976),

• members of “anaphoric chains” (cf. Chastain, 1975);

• expressions pointing to “highly accessible referents” (cf. for instance Ariel’s or Gundel’s work and Grosz & Sidner’s “Centering Theory”)

Anaphoric pronouns permit the thematic preservation (Danes, 1974) necessary for discourse to be cohesive

Page 13: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

• Topic-shifts in spoken discourse are prosodically marked as the boundaries of “structural units of spoken discourse which take the form of ‘speech paragraphs’ and have been called paratones” (Brown & Yule, 1983).

• No strict hierarchy view (cf. Hirst, 1998) but some kind of hierarchic structure (cf. the minor vs. major tone group opposition in the (MAR)SEC corpus).

Phonetic features:

• major unit beginning: extra high (F0) onset values

“pitch reset” or “resetting” (Brown & Yule, 1983; Wichmann, 2000; Couper-Kuhlen, 2001);

• major unit end: very low pitch, loss of amplitude, lengthy pauses (Brown and Yule, 1983) and creaky voice (Wichmann, 2000).

Cohesion, connectivity and coherence

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Resettings and cohesion:

Page 14: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Cohesion, connectivity and coherence

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

More anaphoric marks more cohesion

Lower resettings more cohesion

Effects of cohesion markers:

Page 15: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Part III: Corpus study

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Page 16: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

• 55,000 words, 339 min. and 18 sec. • BBC 1980s recordings• 11 speaking styles• 53 (17 female and 36 male) speakers• Orthographic transcription• Prosodic annotation: 14 tonetic stress marks

• Automatic grapheme-to-phoneme conversion

• Automatic phoneme level alignment

• Automatic intonation annotation using the Momel-Intsint methodology

• 8 annotation levels aligned: phonemes, syllable constituents,

syllables, words, feet and rythmic units, tone groups.

Corpus study

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

The Aix-MARSEC Corpus

An evolution from the SEC and MARSEC corpora

SEC

Spoken English Corpus

MARSEC

Machine Readable SEC

Aix-MARSEC

• Alignment of words and tone groups with the signal

• Conversion of all the TSM to ASCII characters

Page 17: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Corpus study

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Data extraction and analysis (1)

Extraction of onset F0 values for all the tone groups which contained either a third person anaphoric pronoun or a

connective.

The whole of the Aix-MARSEC was used, except for the “E” type of recordings (“Daily Service”), the quality of which could

not guaranty accurate F0 detection).

Data extraction: Perl scripts on Aix-MARSEC Praat TextGrids

Data analysis: R software

Page 18: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Momel methodology (Di Cristo & Hirst, 1986; Hirst et al., 2000)

Corpus study

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Data extraction and analysis (2)

Experimental design:

• one dependent variable: onset F0 value

• 2 independent variables:

- type of tone group (“major” vs. “minor”);

- anaphoric marker (“presence” vs. “absence”)

F0 values automatically measured on the modelled curve for the first stressed syllable within a tone group

(cf. Wichman, 2000)

Total: 12,272 values

Page 19: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Corpus study

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Data extraction and analysis (1)

Even after logarithmic transform, the distribution of onset F0 values significantly diverged from a normal distribution.

All ANOVA results were checked using two-sample Kolmogorov-Smirnov tests (KST) during transitive and

intransitive binary comparisons.

Raw distributionLog transformed

distributionNormal

distribution

Kurtosis 4.54 0.13 1

Skewness 1.73 0.5 0

Shapiro-Wilk normality test: W=0.7852 / p < 2.2e-16

Page 20: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Corpus study

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Results: Tone Group factor

Minor Major

100

200

300

400

500

Onset F0 values: tone group factor alone Significant effect

ANOVA: F=513.7, p<2e-16

4.5 ST difference

Hierarchically higher units have higher onset

values

Lower onset values correspond to minor (i.e. more cohesive)

units

Page 21: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Corpus study

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Results: Anaphora factor

-A t +A t -A T -A T

10

02

00

30

04

00

50

0

Onset F0 values: anaphoric and tone group factors Significant effect

ANOVA: F=54.94, p=1.32e-13

3.9 ST difference

Anaphoric markers of cohesion do influence resetting phenomena

« anaphoric » units have higher onset

values

Page 22: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Corpus study

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

A paradoxical effect ?

Discussion

Anaphora Higher resettings

Less cohesionMore cohesion

Constant resulting degree of cohesion

Page 23: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Corpus study

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Discussion

A closer look at resetting phenomena

Resetting phenomena

Discourse constraints

More cohesion

lower values

Planning and Production constraints

declination

higher values

Page 24: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Corpus study

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Discussion

Interaction with anaphora

Resetting phenomena

Anaphora

Anaphoric markers

Discourse constraints

More cohesion

lower values

Planning and Production constraints

declination

higher values

Page 25: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Conclusions and perspectives

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Page 26: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Conclusion and Perspectives

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Conclusion …

• Markers of cohesion seem to interact in complex ways

• More particularly, anaphoric markers of cohesion influence resetting phenomena

This constitutes arguments in favor of a unified approach to discourse taking into account both:

• the cognitive and pragmatic processes involved in it and

• their actual realisations in its linguistic product

Page 27: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Conclusion and Perspectives

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

… and perspectives

Delicate results:

• Statistical correlations / causality relations

• Numerous other factors

• Perspectives• Distinction between sentential and discourse markers• Speaker-normalised data• Other conceptions of resetting phenomena (as a differential value rather than an absolute one)• Analyses taking into account both anaphoric markers and connectives (cf. Auran & Hirst, submitted)

Page 28: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Thank you for your attention !

;o)

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

Presentation available from http://www.lpl.univ-aix.fr/~auran/

Details on the Aix-MARSEC project available from

http://www.lpl.univ-aix.fr/~EPGA/

Page 29: Anaphoric Third Person Pronouns and Prosodic Features as Markers of Cohesion in English Spoken Discourse: A Corpus Study Cyril Auran Laboratoire Parole

Corpus study

6th NWCL International Conference Prosody and Pragmatics – Preston, November 14th-16th 2003

14 ASCII prosodic annotation symbols:

_ low level~ high level< step-down> step-up/’ (high) rise-fall

‘/ high\ high fall fall-rise/ high rise

, low rise‘ low fall,\ (low rise-fall – not used)\, low fall-rise* stressed but unaccented| minor intonation unit boundary|| major intonation unit boundary

(Roach, 1994)

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