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an NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19 UCLA / University of Pittsburgh / CONRAD / MTN NIH IP/CP

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Page 1: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

an NIH IP/CP for Topical Microbicides

"Beginning to Cross the Rectal Rubicon"

Clinical Trials with UC781 & Tenofovir

Peter A. Anton MD

NIAID IP/CP U19UCLA / University of Pittsburgh / CONRAD / MTN

NIH IP/CP

Page 2: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Overview

• MDP: U19 funded (5 years) 8/04-7/09 for topical rectal microbicide work

• Structure: 4 Projects, 4 Cores• Project 1: Preclinical/NHP• Project 3: Behavioral/Acceptability• Project 4: Pre/Phase 1 Human trials• Project 5: Human Pharmacodymanics and Rectal Formulations• Core A: Administrative• Core B: Regulatory• Core C: Data Management and Biostatistics• Core D: Formulation Science

• Plans: new U19 submission (5 years) 7/08 to hopefully start 7/10• Today: Review mainly Phase 1 Trials and future plans

Page 3: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Related MDP achievements with UC781 & Tenofovir

• Project 1: explant data: alone and in combination• Project 1: exciting macaque prevention data• Core D: developing formulations miscible with UC781, tenofovir• Project 3: acceptability data will help guide carrier• Project 4: acceptability data helps with formulations and carrier• Project 5: test various formulations for distribution, permeability

Page 4: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

1- In cellular models (luciferase reporter cell line TZM-bl and activated

PBMCs) the IC50 values for PMPA and UC781 were reduced, on average, by

65.55 % and 55.90 %, respectively, when used in combination against a

panel of R5 and X4 HIV-1 isolates.

2- In the colorectal explant model the PMPA/UC781 combination was also

more active than the individual compounds with reductions of 82.86 % for

PMPA and 36.88 % for UC781 of the IC50 values.

3- The PMPA/UC781 combination was active against

- an NNRTI-escape mutant, A17, fully resistant to UC781, and

- an NRTI-resistant isolate with the K65R mutation

when tested in cellular and colorectal explant models.

PMPA/UC781 combinations are more active than the individual compounds

Page 5: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Clinical Trials

RMP-01: A PHASE 1 SAFETY AND ACCEPTABILITY STUDY OF THE UC781 MICROBICIDE GEL

APPLIED RECTALLY IN HIV SERONEGATIVE ADULTS

RMP-02 / MTN-006: A TWO-SITE, PHASE I, DOUBLE-BLIND, PLACEBO-CONTROLLED SAFETY AND PHARMACOKINETIC TRIAL OF TOPICAL,

VAGINALLY-FORMULATED 1% TENOFOVIR GEL APPLIED RECTALLY IN HIV SERONEGATIVE ADULTS

Page 6: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

• New?• definition of ‘safety’? what to compare to? What’s “normal”• first populations to study?• where to look: anus, rectum, rectosigmoid, colon, SI?? • what assays?• how to interpret changes that have clinical relevance?

Always more questions than answers

Page 7: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

• first effort to try to define these normative ranges…“immnuotoxicity”• for primarily financial and some scientific reasons, limited to men• HPTN 056 (McGowan PI) attempted to quantify these ranges in 4 groups (N = 4/group); each subject seen every 2 weeks for 6 weeks to evaluate reproducibility and stability of readouts.

Groups: HIV- men, no hx of RAI

HIV- men, + hx RAI

HIV+ men, undetectable PVL

HIV+ men, PVL >5000 copies/mlIndices…at 2 sites (10cm and 30 cm):

Histology (quantitative & qualitative) secreted IgG and IgA cytokine mRNA from tissue MMC phenotypes not endoscopic appearance

Pivotal: HPTN 056

McGowan et al JAIDS 2007

Page 8: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

• at least at this stage, not a huge difference in readouts between 10cm and 30cm (being tested in RMP-01) • quantitative histology far too variable in health• HIV+ have some (predictable) baseline differences from HIV-• HIV- with/without RAI no different (? frequency)• rectal Ig readouts have large intra-subject, intra-group variability• cytokines and cell phenotypes quite stable• caveats to 056: not very sexually-active population, older, men• GOAL: to continue weaning/assessing mucosal assays

What did we learn from HPTN 056?

Page 9: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

• first effort: as first RM trial, many potholes to avoid• first effort, interventional test of HPTN 056 indices• preferential assays for ‘safety’? Others (calprotection, fluid cytokines)?• how interpret findings without “positive control”?

• IND study; great collaboration with Biosyn, now CONRAD• Pre-PSRC very helpful in preparation for PSRC• Critical first steps by NIAID to adapt toxicity tables for AE reporting to enable efforts to distinguish anticipated procedure-related findings

1st trial: UC781 RM (MDP-01)

Page 10: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

an NIH IP/CP for Topical Microbicides

A PHASE 1 SAFETY AND ACCEPTABILITY STUDY OF THE UC781 MICROBICIDE GEL

APPLIED RECTALLY IN HIV SERONEGATIVE ADULTS:

A SAFETY REPORT AT 100% COMPLETION (!!!)

P Anton, T Saunders, A Adler, C Siboliban, E Khanukhova, C Price, J Elliott, K Tanner, D Cho, EJ Johnson, J Klein, A Dominquez, S Watson,

Ana Ventuneac,Alex Carballo-Dieguez, J Boscardin, Y Zhao, AM Corner, C Mauck, I McGowan

UCLA, NIH, CONRAD

Page 11: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

1st Rectal Microbicide IND Trial

• blinded analysis at 100% completion of safety data only

• Sponsored by Biosyn, now CONRAD with NIAID’s U19 IP/CP• Single site: UCLA

• NNRTI: UC781 evaluated in 36 seronegatives (men & women) • 3 Groups: 0.1% gel vs. 0.25% gel vs. placebo gel (Universal, not

excipient; same as vaginal trials)

• Single and 7d exposures (subset enrolled in 24 hour pK)

• Using: vaginal formulation of the reverse-transcriptase inhibitor UC781 gel applied rectally with vaginal applicator

Page 12: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Trial Objectives and Indices

• Primary Objective:

To evaluate the safety and acceptability of 0.1% and 0.25% UC781 vaginal microbicide gel versus placebo when applied rectally.

Indices:

• Frequency of ≥Grade 2 adverse events

• Acceptability assessments

Page 13: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Trial Objectives and Indices• Secondary Objectives: Using very detailed, sensitive

assays, to determine whether use is associated with rectal mucosal damage (immunotox):

Epithelial sloughingHistopathologyMucosal mononuclear cell phenotype (flow)Mucosal cytokine mRNA (tissue)Mucosal cytokines (secreted)Mucosal immunoglobulinsFecal calprotectinExplants- ex vivo susceptibility to HIV infection

*(Many compared to baselines established in HPTN 056..McGowan JAIDS 2007)

Page 14: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

NEW: Amended Toxicity Tables for AE (1° endpoint)

DAIDS EAE Reporting Manual and DAIDS Toxicity Tables

Clarifications/Additions to avoid inaccurate AE reporting: “diarrhea”

“hematochezia” (from NCI, not in DAIDS)“bloody diarrhea”“Proctitis” (stricter definition than DAIDS; used by NIDDK)“bruising” (to cover AE related to applicator injury)(NCI)

Protocol team to review q 2-4 weeks; DSMB on call Trial suspended if 2 or more subjects have ≥ Grade 3

Page 15: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

• Not optimal for rectal application, but tolerated.

• Acceptability portion of UC781 trial asking lots of questions regarding applicator; pilot amFAR study underway with prototype

Applicator (vaginal form) issues

NIH IP/CP

Page 16: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Study Outline

• Study Population: HIV negative men and women with a history of RAI (in order to give context to applicator use and acceptability assessments)

• Study Size: 36 participants (men and women) in 3 arms

• Accrual: 9-12 months

• Duration: 14 months (First subject screened on 12/20/07 and the last subject completed study on 04/03/08

Page 17: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

Inclusion Criteria

Men who meet the following 10 criteria and women who meet the following 12 criteria are eligible for inclusion in the study:

1.      Age of 18

2.      HIV-1 status antibody negative as documented at screening

3.      Understands and agrees to local STI reporting requirements

4.      Able and willing to communicate in English

5.      Able and willing to provide written informed consent to take part in the study

6.      Able and willing to provide adequate information for locator purposes

7.      Availability to return for all study visits, barring unforeseen circumstances

8.      A history of consensual RAI at least once in lifetime*

*Required to assure that subjects have a context for the acceptability assessments.

9.      Willing to abstain from insertion of anything per rectum other than the study gel for the 1 week prior to treatment, 1 week prior each flexible sigmoidoscopy (i.e.

during week of study gel use), and 1 week after each flexible sigmoidoscopy.

10.  Willing to use condoms for the duration of the study

In addition to the criteria listed above, female participants must meet the following criteria:

11.  Negative pregnancy test

12.  Post-menopausal or using an acceptable form of contraception.

Page 18: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

Exclusion Criteria1.      HIV positive at baseline

2.      History of inflammatory bowel disease

3.      Active inflammatory condition of the GI tract at baseline

4.      Active rectal infection at baseline

5.      ≥Grade 2 laboratory abnormality at baseline

6.      Allergy to methylparaben, propylparaben, sorbic acid

7.      History of alcoholism or IV drug abuse

8.      Unwillingness to refrain from chronic use of aspirin and NSAIDs.

9.      Use of warfarin or heparin

10.  Use of systemic immunomodulatory medications within 4 weeks of Visit 2

11.  Use of rectally administered medications, with the exception of over the counter enemas, within 4 weeks of Visit 2

12.  Use of product containing nonoxynol-9 rectally within 4 weeks of Visit 2

13.  Use of any investigational products within 4 weeks of Visit 2

14.  Any other clinical condition or prior therapy that, in the opinion of the investigator, would make the patient unsuitable for the study.

In addition to the criteria listed above, female participants will be excluded if they meet any of the following criteria:

15.  Pregnancy

16.  Breastfeeding

17. Female of child-bearing potential unwilling to use acceptable form of contraception

Page 19: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

RM Phase 1 Trial Design

Randomization: 0.1% UC781, 0.25% UC781, or placebo

Visit 1 Visit 2 Visit 3 Visit 4 Visit 5 Visit 6

Screening Phone interview

Single-doseexam

Safety;Given 7 daily doses

7-day examBaseline

<4 wk 1 wk 1 wk~ 8 days

Week 0 Week 2 Week 5 Week 6 Week 8

flex flex flex

Baseline Behav Questionnaire In depth tel

interviewAcceptabilityquestionnaire

Page 20: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

‘post-biopsy’ appearance

UCLA IRB # 02-05-001; approved for 30 bx per visit

Multiple publications,Near 100% adherenceNo AE

Page 21: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

• “routine” clinical sn/sx and laboratories • rectal swabs for STI, microflora• rectal sponges for secreted IgG, IgA and cytokines * • stool calprotectin *• rectal lavage for epithelial sloughing *• tissue at 10cm and 30cm for:

Histology (qualitative)(quantitative dropped)Cytokine mRNAMMC for phenotype by FACSExplant infection studies *

• plasma pK (to 24 hours)

Indices/Assays used in UC781 RM safety trial

* Not in HPTN 056

Page 22: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Clinical Results at 100% Completion: Blinded

• Recruit/Enroll: CFAR/IPCP Trial Registry has helped. 146 volunteers 55 screened 36 enrolled (entered V2) 36 completed 26 men (72%) and 10 women (28%) no withdrawals (including due to procedures) average of 80 phone calls/emails to get each subject recruited and through trial 1 year, 3 months

Page 23: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

• Appears safe and well-tolerated• Subjects highly compliant with demanding protocol• Procedures well tolerated • No Drop outs/withdrawals• No Grade 3 or 4 AE• No procedure related AE• 84 Grade 1 AE reported• 8 Grade 2 AE reported in 5 of 36 individuals completing

(4 from one individual at V3; not at V5)• New NIAID RM toxicity tables are useful in RM clinical

trials where biopsy procedures produce findings that might otherwise be reported as “possibly-related’

• 36 subjects completed from 55 screened (66%)

NIH IP/CP

Safety Conclusions at 100% completion

Page 24: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

an NIH IP/CP for Topical Microbicides

Ex Vivo HIV-challenge of in vivo exposed colorectal explants may be an important predictor of

microbicidal effectiveness

Explant infectivity results from a Phase 1 Rectal Microbicide Trial of UC781

(blinded data from 75% completed)

Page 25: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Explants: process

• Samples acquired (large-cup forceps): 14 biopsies at each site (10cm and 30cm)

• NO procedure-related AE; no withdrawal / loss to follow-up

• NO Microbicide DRUG ADDED (except at V2): all drug is applied IN VIVO

• To laboratory and set up within 2 hours max. • HIV applied and left incubating for 2 hours: all washed and then

incubated for 12-14 days. Controls: media (uninfected control); UC781 at baseline visit only to demonstrate in vitro efficacy

• Supernatants for p24 taken every 3 days; each time point is mean of 2 biopsies pooled; cumulative profile graphed

Page 26: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

Colorectal explants (10 cm and 30 cm)

Endoscopic biopsies + Absorbable gelatin sponge

= Happy Explants

NIH IP/CP

Page 27: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Explants: (i) prior experience with UC781 (ii) specifics of design plan

• EXPLANTS are proven/published model:• Margolis et al. J Clin Invest 1998• Fletcher et al. J Virol. 2005• Fletcher et al. AIDS 2006

• UC781 has been shown to suppress/reduce explant HIV infection in vitro, ex vivo:

• Fletcher et al. J Virol. 2005 (UC781 inhibits infection in cervical explant model)• Abner et al. J Infect Dis. 2005 (UC781 inhibits infection in cervical explant model)• Gupta et al. AIDS Res Hum Retroviruses. 2006 (frozen/fresh explants with UC781)• Van Herrewege et al. Antiviral Res. 2007 (cell line/chamber model with UC781)• Cummins et al. Antimicrob Agents Chemother. 2007 (cervical explant model: inhibition with UC781)

• Explants from 2 sites (10 cm and 30 cm)• Explants from 3 visits: Baseline, post single exposure, post 7-day exposure• Each exposed to same laboratory viral strain: only R5 HIVbal

• Two viral concentrations used to ensure infectivity and assess threshold:

TCID50: 104 and 102

• CONTEXT: in our hands, 104 always causes infection (no intra-subject variability) while 102 can vary

Page 28: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Presentation Focus

Due to short presentation time AND still blinded nature of data:

Only most controlled data will be presented now.

• Data at Visit 3: single dose exposure (controlled)

• Data from 104 viral infection ex vivo (ensure baseline infection)

• Data at 10 cm (clinically relevant)

Page 29: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

RM Phase 1 Trial Design

Randomization: 0.1% UC781, 0.25% UC781, or placebo

Visit 1 Visit 2 Visit 3 Visit 4 Visit 5 Visit 6

Screening Phone interview

Single-doseexam

Safety 7-day exam

Baseline

<4 wk 1 wk 1 wk~ 8 days

Week 0 Week 2 Week 5 Week 6 Week 8

flex flex flex

Page 30: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

Cumulative P-24 of Visit 2 samples (Viral_Inoculum=10000, Biopsy_location=10cm, Visit_code=V2)

0

1000

2000

3000

4000

5000

6000

7000

8000

9000

10000

11000

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Days Post Explant Infection

Cu

mu

lati

ve

P-2

4 (

pg

/ml)

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

At Baseline (V2), 26/27 of subject’s explants infectible with HIVBaL104 TCID50 (10 cm)

NB: All data recoded so PI/Team blinded from Laboratory identification

NIH IP/CP

Page 31: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Explant infectibility at each visit

Baseline Post single dose

Post 7-day

TCID50 104 TCID50 102 TCID50 104 TCID50 102 TCID50 104 TCID50 102

% infected (N)

at 10 cm

96%

(26/27)

63%

(17/27)

66%

(18/27)

30%

(8/27)

96%

(26/27)

44%

(12/27)

% infected (N)

at 30 cm

96%

(26/27)

66%

(18/27)

74%

(20/27)

33%

(9/27)

78%

(21/27)

63%

(17/27)

Page 32: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

Cumulative P-24 of explants at V3 (Viral_Inoculum=10000, Biopsy_location=10cm, Visit_code=V3)

0

1000

2000

3000

4000

5000

6000

7000

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Days Post Explant Infection

Cu

mu

lati

ve

P-2

4 (

pg

/ml)

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

Visit 3 Results (single dose; samples acquired at 30’)

• 18/27 (66%) subject’s explants infectible, to some degree, with HIVBaL104 TCID50

• 9/27 (33%) subject’s explants unable to establish infection with HIVBaL104 TCID50 • One subject (#19) never established infection (FACS shows +CCR5)

NIH IP/CP

Page 33: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

Cumulative P-24 of explants at V3 (Viral_Inoculum=10000, Biopsy_location=10cm, Visit_code=V3)

0

1000

2000

3000

4000

5000

6000

7000

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Days Post Explant Infection

Cu

mu

lati

ve

P-2

4 (

pg

/ml)

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27NO infection

No change

Middle

Visit 3 Results (single dose; samples acquired at 30’)

• 33% with NO INFECTION• 33% with NO CHANGE • 33% in MIDDLE

BLINDED

1 non-responder in “NO infection”

group

NIH IP/CP

Page 34: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

V3 - No infection

0

1000

2000

3000

4000

5000

6000

7000

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Days Post Explant Infection

Cu

mu

lati

ve P

-24

(pg

/ml)

19

20

21

22

23

24

25

26

27

V3 -No Change

0

1000

2000

3000

4000

5000

6000

7000

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Days Post Explant Infection

Cu

mu

lati

ve P

-24

(pg

/ml)

1

2

3

4

5

6

7

8

9

BLINDED Data UC781 RM Trial: Expanded view of 33% subjects showing “No infection”

and 33% subjects showing “No change” (Visit 3)

A B

NIH IP/CP

Page 35: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

V2 - 1/3 with NO INFECTION at V3

0100020003000400050006000700080009000

1000011000

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Days Post Infection

Cu

mu

lati

ve P

-24

(pg

/ml)

19

20

21

22

23

24

25

26

27

V2 -1/3 with NO CHANGE at V3

0

10002000

30004000

50006000

70008000

900010000

11000

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Days Post InfectionC

um

ula

tiv

e P

-24

(p

g/m

l)

1

2

3

4

5

6

7

8

9

No differences appreciated at Baseline between the 33% “no infection”and the 33% “no change” groups

NIH IP/CP

Page 36: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

Following 7 days of daily dosing (V5), no emerging pattern of response yet evident.

Cumulative P-24 on samples post 7-Day use (Viral_Inoculum=10000, Biopsy_location=10cm, Visit_code=V5)

0

1000

2000

3000

4000

5000

6000

7000

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Days Post Infection

Cu

mu

lati

ve

P-2

4 (

pg

/ml)

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

V5 - No infection at V3

0

1000

2000

3000

4000

5000

6000

7000

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Days Post Infection

Cu

mu

lati

ve P

-24

(pg

/ml)

19

20

21

22

23

24

25

26

27

V5 -No Change group at V3

0

1000

2000

3000

4000

5000

6000

7000

1 2 3 4 5 6 7 8 9 10 11 12 13 14

Days Post InfectionC

um

ula

tiv

e P

-24

(p

g/m

l)

1

2

3

4

5

6

7

8

9

NIH IP/CP

Page 37: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Interpretations

• Data (75% reported here) all still blinded• Nearly all explants infectible at Baseline (26/27; 96%)• 3 study groups: placebo, high-dose UC781, low-dose UC781• Important observation: Not all results the same after single exposure

• Convenient to anticipate that high drug dose are group that showed no response to 104 HIV infection ex vivo; even MIDDLE group demonstrated some reduction in infection…need to await unblinding.

• If so: (i) potentially important biomarker, especially for Phase 1 trials

(ii) remarkable that a “clinically-safe”, in vivo rectally-applied drug dose could retain efficacy in assay of ex vivo tissue infection, using clinically excessive doses of laboratory viral strain (R5 only)

Page 38: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Data Presentation: Other assays

• Blinded data presented with laboratory numbers recoded to maintain blind…numerical sequence #

• Data presented as box plot showing 25-75% range (Interquartile range=IQR) with median identified; ‘whiskers’ reflect 1.5xIQR. “Outliers” are small circles

• Data presented as “grouped” at each visit• Data next presented according to explant ‘responders’,

‘non-responders’ or ‘middle’• When available, HPTN 056 data presented to give context

and evidence of reproducibility at baseline

Page 39: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

MMC phenotypes by FACS: Does CCR5 on CD4 change?

CCR5 expression on CD4+ MMC does not seem to change in group as a whole after single or 7-day exposure; Subset analysis based on explant responders: no changes. Mean

similar to HPTN 056

02

04

06

08

01

00

02

04

06

08

01

00

Group

% C

CR

5+

on

CD

4+

U19 (All) U19 (Non-resp) U19 (Med) U19 (Responder) HPTN056

(n=27) (n=9) (n=9) (n=9) (n=8,v=24)

V2 V3 V5 V2 V3 V5 V2 V3 V5 V2 V3 V5

Page 40: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

MMC phenotypes by FACS: Do ‘double +s’ on CD4 change?

CCR5/CXCR4 dual expression on CD4+ MMC does not seem to change in group as a whole after single or 7-day exposure; Subset analysis based on explant responders: no

changes. Mean similar to HPTN 056

02

04

06

08

01

00

02

04

06

08

01

00

Group

% C

CR

5+

X4

+o

n C

D4

+U19 (All) U19 (Non-resp) U19 (Med) U19 (Responder) HPTN056

(n=27) (n=9) (n=9) (n=9) (n=8,v=24)

V2 V3 V5 V2 V3 V5 V2 V3 V5 V2 V3 V5

Page 41: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

MMC phenotypes by FACS: Does activation on CD4 change?

While trends in CD38 and HLA-DR on CD4 MMC may be suggested, there is no difference over time compared to baseline changes. HPN 056 data not immediately available.

02

46

81

00

24

68

10

Group

DR

+C

D3

8+

CD

4+

U19 (All) U19 (Non-resp) U19 (Med) U19 (Responder) HPTN056

(n=27) (n=9) (n=9) (n=9) (n=8,v=24)

V2 V3 V5 V2 V3 V5 V2 V3 V5 V2 V3 V5

Page 42: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

Collection of rectal secretions for cytokines/chemokines

with surgical sponges

Page 43: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

02

04

06

08

01

00

Boxplots of IL-1b

Group

IL-1

b

U19 (All) U19 (NON) U19 (Med) U19 (RESP)(n=27) (n=9) (n=9) (n=9)

V2 V3 V5

02

04

06

08

01

00

V2 V3 V5 V2 V3 V5 V2 V3 V5

02

04

06

08

01

00

02

04

06

08

01

00

Boxplots of IL-6

Group

IL-6

U19 (All) U19 (NON) U19 (Med) U19 (RESP)(n=27) (n=9) (n=9) (n=9)

V2 V3 V5 V2 V3 V5 V2 V3 V5 V2 V3 V5

Luminal cytokines by Luminex™: IL-1 or IL-6

No appreciable differences over time or within subgroups of IL-1 or IL-6.In general, IQR reasonably tight for whole group at baseline.

Page 44: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

05

10

15

20

25

30

05

10

15

20

25

30

Boxplots of IL-12(p-40)

Group

IL-1

2(p-

40)

U19 (All) U19 (Low) U19 (Med) U19 (High)(n=27) (n=9) (n=9) (n=9)

V2 V3 V5 V2 V3 V5 V2 V3 V5 V2 V3 V50

50

10

01

50

20

00

50

10

01

50

20

0

Boxplots of Ing-gamma

Group

Ing

-ga

mm

a

U19 (All) U19 (Low) U19 (Med) U19 (High)(n=27) (n=9) (n=9) (n=9)

V2 V3 V5 V2 V3 V5 V2 V3 V5 V2 V3 V5

Luminal cytokines by Luminex™: IL-12 or IFN-

No appreciable differences over time or within subgroups of IL-12 or IFN-.IQR reasonably tight for IL-12; broad for IFN-.

Page 45: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

02

04

06

08

00

20

40

60

80

Boxplots of TNF-Alpha

Group

TN

F-A

lph

a

U19 (All) U19 (Low) U19 (Med) U19 (High)(n=27) (n=9) (n=9) (n=9)

V2 V3 V5 V2 V3 V5 V2 V3 V5 V2 V3 V5 01

00

20

03

00

40

00

10

02

00

30

04

00

Boxplots of RANTES

Group

RA

NT

ES

U19 (All) U19 (Low) U19 (Med) U19 (High)(n=27) (n=9) (n=9) (n=9)

V2 V3 V5 V2 V3 V5 V2 V3 V5 V2 V3 V5

Luminal cytokines by Luminex™: TNF- or RANTES

No appreciable differences over time/within subgroups of TNF- or RANTES.IQR reasonably tight for TNF-; broad for RANTES.

Page 46: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

01

00

20

03

00

40

05

00

01

00

20

03

00

40

05

00

Boxplots of MIP-1 Alpha

Group

MIP

-1 A

lph

aU19 (All) U19 (Low) U19 (Med) U19 (High)

(n=27) (n=9) (n=9) (n=9)

V2 V3 V5 V2 V3 V5 V2 V3 V5 V2 V3 V5

Luminal cytokines by Luminex™: MIP-1

No appreciable differences over time or within subgroups of MIP-1-.In general, more variable IQR.

Page 47: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

“Blinded” Interpretations

• MMC phenotypes: Based on FACS data, there appears to be no difference among the all subjects in the 3 groups (placebo, high-does, low-dose) over all visits on co-receptor expression or activation status.

• Rectal fluid cytokines: Using Luminex™ data from rectal sponges eluates, there does not appear to be any trend/significant differences among 7 measured cytokines/chemokines after single or 7 day exposure.

• Based on these still blinded data, if these assays (MMC phenotype and ‘secreted’ cytokines) are relevant and sensitive enough to assess early/mild immunoreactive changes to topical UC781 exposure, we are not detecting such changes

Page 48: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

05

00

00

15

00

00

25

00

00

35

00

00

05

00

00

15

00

00

25

00

00

35

00

00

Group

IgA

(ng

/ml)

UC-781 (All) U19 (Low) U19 (Med) U19 (High)(n=27) (n=9) (n=9) (n=9)

HPTN056(n=8,v=24)

V2V3 V5 V2 V3 V5 V2 V3 V5 V2 V3 V5

NIH IP/CP

Boxplots comparing range of IgA at UC781 baseline (V2) with HPTN 056

Boxplots of IgA

Page 49: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

02

00

00

40

00

06

00

00

80

00

00

20

00

04

00

00

60

00

08

00

00

Boxplots of IgG

Group

IgG

(n

g/m

l)

U19 (All) U19 (Low) U19 (Med) U19 (High) HPTN056(n=27) (n=9) (n=9) (n=9) (n=8,v=24)

V2V3 V5 V2V3 V5 V2V3 V5 V2V3 V5

NIH IP/CP

Boxplots comparing range of IgG at UC781 baseline (V2) with HPTN 056

Page 50: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Findings thus far in UC781..still blinded

• safe• intensive recruiting/scheduling (~80 phone calls/emails per subject): HIGH adherence • no significant AE or procedure problems• most immunoassays: no difference seen across 36• explant data: exciting. May be potential bio-indicator• lessons from blinded results that have guided next trial:

no apparent difference between 10cm and 30cm; therefore, only 10cm in next trial. Can

anal bx with stool and sponges suffice? Ig variabilty even greater in this trial that in HPTN

056..therefore, dropped as future immunotox/safety assay in next trial

Page 51: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NOVEL: Sponsored by CONRAD, MTN, Gilead, NIAID’s U19 IP/CP 2 Sites: UCLA & McGee/U Pitt Tenofovir (oral/topical) evaluated in 18 seronegatives Oral: all get 300 mg tablet (single exposure only) Topical: Randomized 2:1 (1% drug: Universal placebo)(single; 7-day) pilot PK: plasma exploratory pK: 5 (maybe 6) compartments (includes intracellular)

NIH IP/CP

RMP-02 / MTN-006: A TWO-SITE, PHASE I, DOUBLE-BLIND, PLACEBO-

CONTROLLED SAFETY AND PHARMACOKINETIC TRIAL OF TOPICAL, VAGINALLY-FORMULATED 1% TENOFOVIR GEL

APPLIED RECTALLY WITH AN EXPLORATORY PHARMACOKINETICS STUDY

COMPARING TOPICAL WITH ORAL TENOFOVIR LEVELS IN RECTAL TISSUE, RECTAL FLUID, AND BLOOD

IN HIV SERONEGATIVE ADULTS

Page 52: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Study points

INDs: Oral and topical help by DAIDS with cross-referencing letters, will complement MTN efforts. CONRAD singly supporting animal tox.Protocol development: Outline completed (CONRAD/UCLA) enough to submit initial questions to FDA. Need MTN input now and then NIH PO/MO review/support prior to DAIDS PSRC. Then, FDA topical IND submitted in parallel with IRBs.Practical start/end dates: First enrolled 1/09; end enroll 6/09

Endpoints: • Primary: Safety & Immunotoxicity• Secondary: Drug concentrations in plasma and rectal compartments• Tertiary: Preliminary efficacy

Study: each subject with total of 8 flex sigs (10cm only); 5 compartments sampled for pK over 2 weeks; oral IC c/w topical IC of PBMC & MMC

Page 53: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

• “routine” clinical sn/sx and laboratories • rectal swabs for STI, microflora• rectal sponges for secreted IgG, IgA and cytokines * • stool calprotectin *• rectal lavage for epithelial sloughing *• tissue at 10cm and 30cm for:

Histology (qualitative)Cytokine mRNAMMC for phenotype by FACSExplant infection studies *

• plasma pK (to 24 hours); tissue/fluid pK (to day 14)

Indices/Assays used in UC781 Tenofovir RM safety trial

* Not in HPTN 056

Page 54: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

Week: 0 1 2 3 4 5 6 7 8 9 10

Visit: 1 2 3 4 6A/B 7 9A/B 10A/B

11 12

F/U Safety Phone call

Baseline Oral Single Topical

7 - da y Topical

Screen Flex Flex 50% Flex 50% Flex Flex 50% Flex 50%

Flex Flex

Randomization: 2:1 (drug:placebo)-but ALL subjects get oral Tenofovir 1:1 (for biopsies: Group A:Group B)

5A/B 8

Oral/Topical Tenofovir RM trial

Group A flex sigs: Baseline, ORAL: 30’, d 1-3, 7-9; TOPICAL (single): 30’, d 1-3, 7-9; TOPICAL (7-day): 30’= 8 flex sigsGroup B flex sigs: Baseline, ORAL: 30’, d 4-6, 10-12; TOPICAL (single): 30’, d 1-3, 7-9; TOPICAL (7-day): 30’= 8 flex sigs

Page 55: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Future Plans

• Break blind on UC781 trial 6/1/08• Start oral/topical tenofovir trial• Continue formulation work with eye toward combinations• Develop rectal-specific formulations• Develop rectal-specific applicators

• Trial of rectally formulated UC781 • Trail of rectally formulated tenofovir• Meet FDA needs for:

trial of rectally formulated combination

Page 56: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

an NIH IP/CP for Topical Microbicides

•NIH NIAID U19 IP/CP #AI060614: “Microbicide Development Program”

Biosyn, Inc Anne Marie CornerLinda KnappLinda Kristekas

UCLAIan McGowan (U Pitt)Chomchay Siboliban Amy AdlerTerry SaundersElena KhanukhovaCharlie PriceJulie ElliottJohn BoscardinYing ZhaoDaniel ChoKaren AndrewsElizabeth JohnsonAlexis DominguezJulia Klein

NIHJim TurpinJeanna PiperCherylnn MathiasGrace Chow

ConsultantsAlex Carballo-DieguezAna Vetuneac

CONRADHenry GabelnickChristine MauckTim McCormickMarianne Callahan

VOLUNTEERS!

MTN

Page 57: An NIH IP/CP for Topical Microbicides "Beginning to Cross the Rectal Rubicon" Clinical Trials with UC781 & Tenofovir Peter A. Anton MD NIAID IP/CP U19

NIH IP/CP

Numbering of Clinical Trials

RMP-01: Project 4: The current P4A1 trial with UC781

RMP -02/MTN-006: Project 4: The next RM trial with oral/topical tenofovir

RMP-03: Project 3's Aim 1 and 2 study of 880 subjects

RMP-04: Project 3's Aim 3 acceptability study

RMP-05: Project 5, Aim 1 enema study

RMP-06: Project 5, Aim 2 rectal formulation study