an introduction to qualitative research
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An Introduction to Qualitative Research. Anna Voce Department of Public Health Medicine. Resources. Ulin et al (2002) Qualitative methods: A field guide for applied research in Sexual and Reproductive Health. Family Health International. - PowerPoint PPT PresentationTRANSCRIPT
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An Introduction to Qualitative Research
Anna Voce
Department of Public Health Medicine
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Resources
• Ulin et al (2002) Qualitative methods: A field guide for applied research in Sexual and Reproductive Health. Family Health International.
• Patton MQ (2002) Qualitative Research and Evaluation Methods. 3rd Edition. Sage Publications
• Resource CD
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The complementary nature of research approaches
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Approaches to Research
• Positivist– Objective, stable reality governed by context-free
cause-effect relationships– Scientific, evidence-based, deductive knowledge– Research methods structured, replicable,
experimental; results are quantifiable
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• Interpretive– Subjective, socially constructed reality, which
must be interpreted– Knowledge influenced by multiple realities,
sensitive to context; research aims to uncover the meaning of phenomena
– Researcher is a co-creator of meaning, brings own subjective experience to the research, methods try to capture ‘insider’ knowledge, research conducted in natural settings
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Mixing methodologies
“Let us be done with the arguments of [qualitative versus quantitative methods] … and get on with the business of attacking our problems with the widest array of conceptual and methodological tools that we possess and they demand.”
Trow, 1957 In: Ulin et al. (2002) p. 49
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“A paradigm of choices rejects methodological orthodoxy in favour of methodological appropriateness as the primary criterion for judging methodological quality ”
McKinlay JB (1993) In:Baum (1995) p.464
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Choosing the appropriate research methodology
• Quantitative research– Descriptive (who, how many, where, when, how
often)– Analytic (why – causal links)– Applied (test interventions – what change)
• Quantitative methods on their own do not offer sufficient understanding of the complex web of relationships between the factors that determine health and disease
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• Qualitative methods help to:– Explain the factors that influence health and
disease– Understand how individuals and communities
understand health and disease– Study the interactions between players who are
relevant to a public health issue
• Answer questions like:– Why did it happen in that context? Why do some
participate and others not? How do professionals exert their power?
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Example: Smoking and lung cancer
• Epidemiological research has established the association b/t smoking and lung cancer
• Qualitative methodology helps to explain:– The power of tobacco companies and advertising– Reasons why people continue to smoke despite
the evidence– Social meaning of smoking (eg among women
and the youth)
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Integrating methods
• Match the research methodology to:- The type of research question- The nature of the problem being investigated
• Mixing methodologies– Qual preliminary to QUANT (generate hypotheses)– Quant preliminary to QUAL (guides purposive
sampling)– QUANT followed-up by qual (helps interpret
findings)– QUAL followed-up by quant (tests generalisability)
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The process of qualitative research
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The steps in designing a qualitative study
1. Establish the general problem to be investigated
– Of interest to the researcher
2. Stating the purpose of the study– Based on problem analysis– Arises from previous studies– Guided by literature review– Determined by who will use the research
results
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3. Develop a conceptual/theoretical framework for the study
4. Formulate general and specific research questions (aims and objectives)
5. Select a qualitative research design
6. Select a sampling strategy– Establish site of the research– Selection of participants
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7. Ensure trustworthiness of the study
8. Determine data collection methods and develop data collection tools
9. Establish how data will be managed and analysed
10. Interpretation and discussion of findings
11. Prepare research report
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Qualitative research designs
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Types of qualitative research designs
• The case study
• Ethnography
• Grounded theory
• Phenomenology
• Participatory research
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The case study
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The Case Study
• Interest is in an individual case rather than in a method of inquiry
• Data may be quantitative or qualitative
• Focus on what can be learned from the individual case
• A ‘case’ may be simple or complex– Single child – Class of children
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Types of case study
• Intrinsic– The case itself is of interest
• Instrumental case study– A particular case is studied to provide insight into
an issue or to refine a theory
• Collective case study– A number of cases are studied jointly in order to
investigate a phenomenon (instrumental study extended to several cases)
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Ethnography
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Ethnography
• Rooted in anthropology
• Also called participant observation/ naturalistic enquiry
• Ethno = people
• Graphy = describing something
• Characterised by immersion
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Role of the observer
• Complete observer– Behind one-way mirror, invisible role
• Observer as participant– Known, overt observer
• Participant as observer– Pseudo-member, research role known
• Complete participant– Full membership, research role not known
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Amount of time in the field site
Researcher’s Focus of Attention
Not relevant
Not Important
All details in the field
Amount of time in the field site
Figure: Focusing in field research (Adapted from Neuman 1997)
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Grounded Theory
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Grounded Theory
• Rooted in social sciences• Emphasises the development of theory• Which is grounded in data systematically
collected and analysed (constant comparative analysis to produce substantive theory)
• Theory must be faithful to the evidence• Looks for generalisable theory - by making
comparisons across situations• Focus is on patterns of action and interaction
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Phenomenology
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Features of Phenomenology
• Rooted in philosophy
• Central question: what is the meaning, structure, and essence of the lived experience of this phenomenon for this person/group of people?
• How is each individual’s subjective reality applied to make experiences meaningful?
• Analysis of the language used
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Approaches to Participatory Research
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Participatory Action Research (PAR)
• Emphasises the political aspects of knowledge production
• Concerned about power and powerlessness – empowerment through conscientisation (building self-awareness and constructing knowledge)
• Importance of people’s lived experience – ‘honour the wisdom of the people’
• Concerned with genuine collaboration• Democratic values
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Action Research
• Build action theories - action science
• Aim is to develop effective action, improve practice, and implement change
• Cyclical process, alternating between action and reflection
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Action-research groups
• Action-learning group – facilitated or self-directed– Emphasis on individual learning– Reflection-in-action– Reflection-on-action
• Action-research team– Focus on operational problems– Facilitated (technical to empowering continuum)
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Sampling in qualitative research
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Considerations in sampling
• Purpose of qualitative research– Produce information-rich data– Depth rather than breadth– Insight rather than generalisation
• Conceptual rather than numerical considerations– Choose information-rich sites and respondents
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Common sampling approach
• Purposive sampling– Not haphzard– Select information-rich cases– Not the same as convenience sampling
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Purposive Sampling Strategies
• Deviant case sampling– Information rich cases that are unusual (e.g. In
Search of Excellence)
• Intensity sampling– Excellent examples of the phenomenon of interest
but not highly unusual cases
• Heterogenous sampling– Sample people with diverse characteristics to see
whether there are common patterns
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• Homogenous samples– Describe a particular sub-group in depth
• Typical case sampling– To describe and illustrate what is typical to a
particular setting
• Snowball sampling– Through informants identify others who know a
lot about the issue
• Opportunistic sampling– Taking advantage of on-the-spot opportunities
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Considerations in sample size
• Saturation
• Redundancy
• Minimum samples based on expected reasonable coverage, given the purpose of the study and constraints
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Ensuring the trustworthiness of qualitative research
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Criteria for judging the quality and credibility of qualitative
research
• Criteria for judging the quality of qualitative research specific to the research design selected
• General criteria inlcude:– Clear exposition of data collection and analysis
methods– Generating and assessing rival conclusions
• Alternative themes, divergent patterns, rival explanations
• Attention to negative cases
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– Triangulation• Methods – interviews, observations, document analysis
• Sources – public/private, over time, different perspectives
• Analysts – multiple analysts, independent analysis and compare findings
• Theories – to understand how diferent assumptions affect findings, illuminate inconsistencies
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– Respondent validation– Reflexivity
• The researcher as research instrument
– Relevance• Adds to/affirms existing knowledge
• Generalisable to similar settings
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Ethical considerations
• Informed consent– Possible risks and benefits– Voluntary participation– Assurances of confidentiality– Purpose of the research– How chosen to be a participant– Data collection procedures– Whom to contact with questions and concerns
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Data Collection Methods
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Observation
• Purpose of observation– Describe the setting– First-hand experience – assists with analysis– See what is normally taken for granted or not
easily spoken about– Confirm perceptions of respondents
• Requires training, preparation and discipline
• Develop an observation checklist
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Types of observation
• Observer as outsider - unobtrusive
• Participant observation
• Mystery client technique
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Sources of observational data
• The setting• The human and social environment• Historical information• Planned activities• Informal interactions and unplanned activities• ‘Native’ language• Nonverbal communication• Unobtrusive observations• Documents• What does not happen• Oneself
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Document review
• Negotiate access to important documents at the beginning of the study
• Can help the researcher to identify what needs to be pursued further in direct observation and interviews
• Respect confidentiality – to what extent is the document a public document?
• Use checklist to guide document review
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Interviewing
• Purpose of interviews – Elicit feelings– Thoughts– Opinions– Previous experiences– The meaning people give to certain events
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Types of interviews
• Informal conversational interview
• General interview guide approach
• Standardised open-ended interview
• Closed fixed-response interview
• Combination of approaches
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Types of questions
• Experience and behaviour questions
• Opinion and value questions
• Feeling questions
• Knowledge questions
• Background/demographic questions
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Focus Group Discussion
• Purpose of FGD– Get a variety of perspectives/reactions to a certain
issue– In a short time– Mainly for eliciting opinions, values, feelings
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Advantages
• Cost-effective
• Quality of data enhanced by group participants
• Can quickly assess the extent to which there is agreement or diversity on an issue
• Enjoyable for participants
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Limitations
• Restricts number of questions that can be asked• Responses by each participant may be constrained• Requires group process skills• Silences the minority view• Confidentiality not assured• Explores major themes, not subtle differences• Outside of natural setting
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Holding a FGD
• Homogenous
• Strangers
• 6-10 people
• 1-2 hours
• 2 FGD per type of respondent
• Moderator and note taker
• Prepare discussion guide
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Qualitative data analysis
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Stages in qualitative data analysis
• Qualitative data analysis is a non-linear / iterative process– Numerous rounds of questioning, reflecting,
rephrasing, analysing, theorising, verifying after each observation, interview, or Focus Group Discussion
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• During data collection– Reading – data immersion – reading and re-
reading – Coding – listen to the data for emerging themes
and begin to attach labels or codes to the texts that represent the themes
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• After data collection– Displaying – the themes (all information)– Developing hypotheses, questioning and
verification– Reducing – from the displayed data identify the
main points
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• Interpretation (2 levels)– At all stages – searching for core meanings of
thoughts, feelings, and behaviours described– Overall interpretation
• Identify how themes relate to each other
• Explain how study questions are answered
• Explain what the findings mean beyond the context of your study
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Processes in qualitative data analysis
1. Reading / Data immersion– Read for content
• Are you obtaining the types of information you intended to collect
• Identify emergent themes and develop tentative explanations
• Note (new / surprising) topics that need to be explored in further fieldwork
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– Read noting the quality of the data• Have you obtained superficial or rich and deep
responses• How vivid and detailed are the descriptions of
observations• Is there sufficient contextual detail• Problems in the quality of the data require a review
of:– How you are asking questions (neutral or
leading)– The venue– The composition of the groups– The style and characteristics of the interviewer– How soon after the field activity are notes
recorded• Develop a system to identify problems in the data
(audit trail)
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- Read identifying patterns- After identifying themes, examine how these are
patterned– Do the themes occur in all or some of the data
– Are their relationships between themes
– Are there contradictory responses
– Are there gaps in understanding – these require further exploration
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2. Coding –• No standard rules of how to code
– Emergent– Borrowed
• Record coding decisions– Record codes, definitions, and revisions
• Usually - insert codes / labels into the margins
• Building theme related files– Cut and paste together into one file similarly coded
blocks of text
– NB identifiers that help you to identify the original source
• Identify sub-themes and explore them in greater depth
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3. Displaying data– Capture the variation or richness of each
theme– Note differences between individuals and sub-
groups– Return to the data and examine evidence that
supports each sub-theme
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4. Developing hypotheses, questioning and verification
– Extract meaning from the data
– Do the categories developed make sense?
– What pieces of information contradict my emerging ideas?
– What pieces of information are missing or underdeveloped?
– What other opinions should be taken into account?
– How do my own biases influence the data collection and analysis process?
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5. Data reductioni.e.distill the information to make visible the most
essential concepts and relationships
– Get an overall sense of the data– Distinguish primary/main and secondary/sub-
themes– Separate essential from non-essential data– Use visual devices – e.g. matrices, diagrams
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6. Interpretationi.e. identifying the core meaning of the data,
remaining faithful to to the perspectives of the study participants but with wider social and theoretical relevance
– Credibility of attributed meaning • Consistent with data collected
• Verified with respondents
• Present multiple perspectives (convergent and divergent views)
• Did you go beyond what you expected to find?