an image-based method for shoreline mapping on complex coasts

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An image-based method for shoreline mapping on complex coasts John B. Shaw, 1 Matthew A. Wolinsky, 1 Chris Paola, 1 and Vaughan R. Voller 1 Received 13 March 2008; revised 7 May 2008; accepted 13 May 2008; published 21 June 2008. [1] The ready availability of satellite and other images of the Earth together with increasing societal interest in coastal processes and morphology make it desirable to have a consistent way of defining and mapping shorelines from images. The obvious choice, the land-water interface, is inadequate because it includes the back sides of islands and the edges of river and tidal channels that are not directly exposed to open water. On complex coasts, inclusion of these portions of the land-water interface would significantly affect quantitative measures of shoreline geometry. Here we propose a method to map shorelines consistently while accounting for ambiguity. The Opening Angle Method (OAM) uses a visibility criterion to define the shoreline. First a region of unambiguous open water is defined. Next, the shoreline is defined as the locus of points for which the sum of viewing angles extending to open water, unobstructed by land, exceeds a specified critical value. Shorelines defined by the OAM follow the land- water interface where the shoreline is unambiguous, and in more complex cases OAM shorelines are consistent with the idea that the shoreline is that part of the land-water interface that is directly exposed to open water. Citation: Shaw, J. B., M. A. Wolinsky, C. Paola, and V. R. Voller (2008), An image- based method for shoreline mapping on complex coasts, Geophys. Res. Lett., 35, L12405, doi:10.1029/2008GL033963. 1. Introduction [2] Shorelines are one of the most important geographical features of our planet. They mark the boundary between terrestrial and marine (or lacustrine) domains, defining a fundamental process transition. Shoreline change is impor- tant on both human and geological time scales [Morton et al., 2004; Kim et al., 2006]. Shoreline morphology is a sensitive indicator of dominant formative processes (e.g., rivers, waves, and tides) [Galloway , 1975]. Finally, the shoreline is interesting as a geometric shape; it is no accident that the original example of a natural fractal was the coast of Britain [Mandelbrot, 1967]. [3] Quantifying the structure and evolution of plan-view geomorphic patterns such as river channels has been a productive approach to the study of Earth-surface processes [e.g., Nikora and Sapozhnikov , 1993; Rodrı ´guez-Iturbe and Rinaldo, 1997; Sapozhnikov and Foufoula-Georgiou, 1996,1997; Syvitski, 2006]. However, while researchers have long recognized that shoreline shape and evolution reflect key sedimentary processes [Galloway , 1975; Boyd et al., 1992], quantifying this relationship remains elusive. The possibility of using measures of shoreline shape and change to make quantitative inferences about processes shaping the coast raises the question of precisely what the shoreline is. [4] Many researchers have addressed issues arising in high-precision shoreline mapping of wave-dominated beach and barrier island settings (e.g., Figure 1a) [Boak and Turner, 2005; Morton et al., 2004]. However defining the shoreline on complex coasts (e.g., Figures 1b and 1c) is more difficult. In particular, the distinction between shore- line and other land-water boundaries, such as channel banks or sheltered parts of islands, is not clear. Many studies rely on qualitative characterizations of shoreline shape [Orton and Reading, 1993; Harris et al., 2002], or ignore complex coasts altogether (e.g., Morton et al. [2004] address only beach and barrier island shorelines). Here we present a new method of defining shoreline that provides a reasonable definition of shoreline on complex coasts and reproduces the common definition of the shoreline in simple cases. We call it the Opening-Angle Method (OAM). 2. Defining the Shoreline [5] The shoreline separates a standing body of water (lake or sea) from land. The obvious definition of the shoreline is the land-water interface (LWI) [Boak and Turner, 2005]. This is straightforward, but where coastal morphology is complex the LWI includes at least two classes of points that are not directly exposed to open water: channel banks (e.g., Figure 1c) and the sheltered back sides of islands (e.g., Figure 1a). On some complex coasts, notably river deltas and salt marshes, these areas constitute a large fraction of the land-water interface. [6] A common alternative is to define the shoreline as a particular elevation contour of the land (or water) surface (e.g., mean sea level) [Robertson et al., 2004]. However even if sufficient elevation data were available to track a contour around complex channelized coasts, this definition has the same problem as the LWI; that is, it includes points not directly exposed to open-water processes. More in- volved methods might define the shoreline using, for example, salinity, or some measure of received wave energy. These methods require too much information to be applied routinely to coastal images (e.g., time history of directional wave spectra together with a means of deter- mining which waves are morphodynamically significant). They also fail completely in important special cases, for example, lakes in the case of a salinity-based definition, and shorelines in still water in the case of a wave-based definition. [7] Overhead imagery is readily available and simple to acquire (including historical satellite and aerial data sets), and it is typically easy to distinguish land from water based on pixel value, particularly in infrared imagery. In such images the LWI is well defined, and image-based shoreline GEOPHYSICAL RESEARCH LETTERS, VOL. 35, L12405, doi:10.1029/2008GL033963, 2008 Click Here for Full Articl e 1 St Anthony Falls Laboratory, University of Minnesota, Minneapolis, Minnesota, USA. Copyright 2008 by the American Geophysical Union. 0094-8276/08/2008GL033963$05.00 L12405 1 of 5

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An image-based method for shoreline mapping on complex coasts

John B. Shaw,1 Matthew A. Wolinsky,1 Chris Paola,1 and Vaughan R. Voller1

Received 13 March 2008; revised 7 May 2008; accepted 13 May 2008; published 21 June 2008.

[1] The ready availability of satellite and other images ofthe Earth together with increasing societal interest in coastalprocesses and morphology make it desirable to have aconsistent way of defining and mapping shorelines fromimages. The obvious choice, the land-water interface, isinadequate because it includes the back sides of islands andthe edges of river and tidal channels that are not directlyexposed to open water. On complex coasts, inclusion ofthese portions of the land-water interface wouldsignificantly affect quantitative measures of shorelinegeometry. Here we propose a method to map shorelinesconsistently while accounting for ambiguity. The OpeningAngle Method (OAM) uses a visibility criterion to define theshoreline. First a region of unambiguous open water isdefined. Next, the shoreline is defined as the locus of pointsfor which the sum of viewing angles extending to openwater, unobstructed by land, exceeds a specified criticalvalue. Shorelines defined by the OAM follow the land-water interface where the shoreline is unambiguous, and inmore complex cases OAM shorelines are consistent with theidea that the shoreline is that part of the land-water interfacethat is directly exposed to open water. Citation: Shaw, J. B.,

M. A. Wolinsky, C. Paola, and V. R. Voller (2008), An image-

based method for shoreline mapping on complex coasts, Geophys.

Res. Lett., 35, L12405, doi:10.1029/2008GL033963.

1. Introduction

[2] Shorelines are one of the most important geographicalfeatures of our planet. They mark the boundary betweenterrestrial and marine (or lacustrine) domains, defining afundamental process transition. Shoreline change is impor-tant on both human and geological time scales [Morton etal., 2004; Kim et al., 2006]. Shoreline morphology is asensitive indicator of dominant formative processes (e.g.,rivers, waves, and tides) [Galloway, 1975]. Finally, theshoreline is interesting as a geometric shape; it is noaccident that the original example of a natural fractal wasthe coast of Britain [Mandelbrot, 1967].[3] Quantifying the structure and evolution of plan-view

geomorphic patterns such as river channels has been aproductive approach to the study of Earth-surface processes[e.g., Nikora and Sapozhnikov, 1993; Rodrı́guez-Iturbe andRinaldo, 1997; Sapozhnikov and Foufoula-Georgiou,1996,1997; Syvitski, 2006]. However, while researchershave long recognized that shoreline shape and evolutionreflect key sedimentary processes [Galloway, 1975; Boyd etal., 1992], quantifying this relationship remains elusive. The

possibility of using measures of shoreline shape and changeto make quantitative inferences about processes shaping thecoast raises the question of precisely what the shoreline is.[4] Many researchers have addressed issues arising in

high-precision shoreline mapping of wave-dominated beachand barrier island settings (e.g., Figure 1a) [Boak andTurner, 2005; Morton et al., 2004]. However defining theshoreline on complex coasts (e.g., Figures 1b and 1c) ismore difficult. In particular, the distinction between shore-line and other land-water boundaries, such as channel banksor sheltered parts of islands, is not clear. Many studies relyon qualitative characterizations of shoreline shape [Ortonand Reading, 1993; Harris et al., 2002], or ignore complexcoasts altogether (e.g., Morton et al. [2004] address onlybeach and barrier island shorelines). Here we present a newmethod of defining shoreline that provides a reasonabledefinition of shoreline on complex coasts and reproducesthe common definition of the shoreline in simple cases. Wecall it the Opening-Angle Method (OAM).

2. Defining the Shoreline

[5] The shoreline separates a standing body of water(lake or sea) from land. The obvious definition of theshoreline is the land-water interface (LWI) [Boak andTurner, 2005]. This is straightforward, but where coastalmorphology is complex the LWI includes at least twoclasses of points that are not directly exposed to open water:channel banks (e.g., Figure 1c) and the sheltered back sidesof islands (e.g., Figure 1a). On some complex coasts,notably river deltas and salt marshes, these areas constitutea large fraction of the land-water interface.[6] A common alternative is to define the shoreline as a

particular elevation contour of the land (or water) surface(e.g., mean sea level) [Robertson et al., 2004]. Howevereven if sufficient elevation data were available to track acontour around complex channelized coasts, this definitionhas the same problem as the LWI; that is, it includes pointsnot directly exposed to open-water processes. More in-volved methods might define the shoreline using, forexample, salinity, or some measure of received waveenergy. These methods require too much information tobe applied routinely to coastal images (e.g., time history ofdirectional wave spectra together with a means of deter-mining which waves are morphodynamically significant).They also fail completely in important special cases, forexample, lakes in the case of a salinity-based definition, andshorelines in still water in the case of a wave-baseddefinition.[7] Overhead imagery is readily available and simple to

acquire (including historical satellite and aerial data sets),and it is typically easy to distinguish land from water basedon pixel value, particularly in infrared imagery. In suchimages the LWI is well defined, and image-based shoreline

GEOPHYSICAL RESEARCH LETTERS, VOL. 35, L12405, doi:10.1029/2008GL033963, 2008ClickHere

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FullArticle

1St Anthony Falls Laboratory, University of Minnesota, Minneapolis,Minnesota, USA.

Copyright 2008 by the American Geophysical Union.0094-8276/08/2008GL033963$05.00

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mapping has been very successful for simple coasts [Boakand Turner, 2005]. Based on these considerations, wepropose a new image-based shoreline mapping method thatis based on the LWI but can be applied to complex coasts.The Opening-Angle Method builds on the idea that theshoreline is that part of the LWI that is directly exposed toopen-water. The quantitative measure we use to approxi-mate the degree of exposure at a point is the angle Q ofopen water the point can see, or ‘‘opening angle’’ (Figure 2).A point on the LWI that does not have a direct line of sightto open water (point A) is not part of the shoreline, but abeach that sees 180� of open ocean clearly is (point B). Theappeal of the OAM is that it is a direct measure of exposureto open water.

3. Opening Angle Method

3.1. Theory

[8] The OAM is defined as follows. We begin with abinary map (Figure 3a), which consists of 1) a set of pointsP that forms a contiguous and bounded 2D domain (typi-cally a rectangle), and 2) a subset W � P of water points.From this, we extract the set of land points, L = P � W, andthe set of points on the land-water interface, I (the boundary

of L). In general L and W are each a contiguous 2D region(or finite collection of regions, if islands or lakes arepresent), while I is a continuous curve (or finite collectionof curves).[9] Next we define a contiguous subset WO � W as open

water. The OAM can be used with any well defined open-water set WO; the idea is to include only that part of theimage that is unambiguously open water. An objective andconsistent way to define WO is to use the concept of theconvex hull [Cormen et al., 2001]. The convex hull of theland, LC, is the smallest convex polygon that contains L(outlined by red curve in Figure 3b). We define open wateras all points in W that are outside the convex hull of theland, WO = W � LC (white region in Figure 3b).[10] The opening angle Q[x] for a point x in P is then

defined as the sum of all swath angles q that originate at x,extend to open water, and are bounded by rays tangent tothe LWI (Figure 2). The opening angle Q is defined forevery point in the domain P (Figure 3c). However, all landpoints have an opening angle of zero (Q[L] = 0�), becauseany open-water view must pass through the LWI. Allopen-water points have an opening angle of at least 180�(Q[WO] � 180�), due to the definition of the convex hull.The points of interest are then water points inside theconvex hull, W � WO, and points in I.[11] The simple OAM presented here is scale-indepen-

dent, aside from image size and resolution. However forcoasts with strong large-scale concavity (e.g., narrowembayments or closed water bodies) the convex-hull methodwill not perform well in defining the open-water setWO, andit may be preferable to include a length scale in thedefinition of Q. In these cases WO can be defined using ageneralization of the convex hull (e.g., alpha-shapes[Edelsbrunner et al., 1983]), or visibility can be definedusing a maximum blocking distance (a horizon radiusbeyond which land is unseen). Either approach would allowextension of the OAM to cases where open water is betweenthe tips of large-scale coastal embayments or is surroundedby land.

3.2. OAM Shorelines

[12] The OAM can produce two types of shoreline map,depending on the needs of the user. A continuous OAMshoreline classifies an image into terrestrial and marine

Figure 1. Examples of coasts with increasingly ambiguousshorelines. (a) Outer Banks, NC. Extensive barrier islandscreate a well-defined shoreline. (b) Selenga delta, LakeBaikal. Large number of channel mouths and marshy coastmake precise shoreline position uncertain. (c) Ganges-Brahmaputra (Bengal) delta, Bay of Bengal. Wide channelmouths with mouth- and braid-bars make shoreline positionuncertain. Images are false color composites from theNASA Geocover 2000 data set (http://zulu.ssc.nasa.gov/mrsid/).

Figure 2. Definition of the opening angle.

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components, and is defined by contouring the opening anglemap Q[x] for a given angle, Qc. Example continuous OAMshorelines are shown in Figures 3c and 4. Continuous OAMshorelines are useful for evaluating changes in coastal landarea, for example, due to wetland loss or delta growth.While a continuous OAM shoreline typically crosses water,traversing mouths of channels or inlets, a discontinuousOAM shoreline rejects these points, defining the shorelineas the set of segments in I with Q � Qc. For any Qc, thediscontinuous OAM shoreline is given by the intersection ofthe continuous OAM shoreline with the LWI. Discontin-uous OAM shorelines are useful for evaluating howfragmented a particular coast is.

[13] The OAM provides a family of potential shorelinesdepending on the choice of cutoff angle Qc. Figure 3cshows that the largest and most protruding elements of theLWI are always part of the shoreline, while more shelteredand/or convoluted segments are the first to be lost as Qc isincreased. This ambiguity is a fundamental part of theshoreline-definition problem that cannot be circumvented;the OAM provides a method for evaluating it quantitativelyand objectively. However we have found that Qc = 45�produces a reasonable shoreline for a variety of coastalconfigurations, and we propose this as a standard value fordefining shorelines using the OAM. Figures 3c and 4 showthe 45� shoreline on three example coastlines.[14] Useful information can also be extracted from

analysis of the dependence of OAM shorelines on Qc.The shoreline on simply shaped coasts varies only slightlywith changes in Qc. For complex coasts the shape andlength of the shorelines vary greatly with changes in Qc,because the extent to which an OAM shoreline bends intochannels depends upon the minimum view of the ocean thatit is allowed to have. Thus, the change in shoreline lengthwith Qc provides a convenient measure of shorelinecomplexity (Figure 4c).

4. Example Applications

[15] To demonstrate the use of the OAM we considerthree coasts of varying complexity. Optimal application ofthe OAM requires images where the coast in question iscontained entirely within the chosen image without trunca-tion and is not significantly concave at large scales. Theexamples used here satisfy both of these requirements. TheOuter Banks (Figure 1a) are a group of sandy wave-dominated barrier islands backed by lagoons. The SelengaDelta (Figure 1b) is a river-dominated delta with abundantdistributary channels. The Bengal Delta (Figure 1c) is alarge delta with strong tidal influence. To apply the OAM todiscrete images, we use a fast approximation that givesresults close to the exact OAM (see Methods). For eachcoast we compute shoreline length as a function of Qc

(Figure 4c), and measure shoreline ambiguity as thefractional length increase between small (30�) and large(120�) Qc continuous OAM shorelines. Full resolutionimages and OAM maps for these coasts are available asauxiliary material.1

[16] The Outer Banks is a smooth coast and the shorelineis unambiguous. This can be seen in the Q map (Figure 4a),which shows that shorelines for the range of opening anglestightly track the LWI. Consequently, the length of shorelinedoes not change significantly with Qc, resulting in arelatively low shoreline ambiguity of 5%.[17] On the Selenga Delta, feathered distributary exten-

sions and standing water (marsh) on a variety of scalesmake it difficult to identify an unambiguous shoreline; inparticular the unmodified LWI would certainly be unsatis-factory. This ambiguity is apparent in theQmap (Figure 4b),which shows that, in contrast to the Outer Banks, hereshoreline morphology changes significantly with Qc. Thisresults in a much larger ambiguity of 23%. In spite of this

Figure 3. Computing the opening angle. (a) Wet mapcorresponding to Figure 1c (Bengal Delta). Water iswhite, land is black, and land-water interface (LWI) isred. (b) Definition of open ocean. Convex hull of landoutlined in red, open ocean shown in white. Query set Qshaded gray. (c) Opening angle map Q[x] shown in color,land shaded gray (since Q[L] = 0). White curve shows(continuous) OAM shoreline for Qc = 45�.

Auxiliary materials are available in the HTML. doi:10.1029/2008GL033963.

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the 45� OAM shoreline (white curve) tracks the shape of thedelta well and is quite reasonable.[18] The Bengal Delta has tidal and fluvial channels

extending far inland; their mouths cover a wide range ofscales, making it particularly difficult to map a consistentshoreline. Here the OAM inscribes arcs into the mouthsconsistently while leaving the headlands unambiguous(Figure 3d), i.e., different Qc shorelines diverge smoothlyin channel mouths but converge on headlands. Due to itswide channels, this shoreline has an extremely largeambiguity of 81%.

5. Closing Comments

[19] Other researchers have noted the inherent ambiguityin measuring shorelines [Mandelbrot, 1967]. However theambiguity identified by the Opening Angle Method isdistinct from the well-known ambiguity associated withmeasurement scale. In our initial research, we exploredwavelet-based approaches akin to the ‘‘Mandelbrot-ruler’’method. We found that while ambiguity associated withriver-mouths decreased at large ruler sizes L, these large-scale shorelines introduce spurious ambiguity on well-defined stretches of coast (e.g., headlands). As shown inFigures 3 and 4, regardless of the particular Qc threshold

chosen, OAM shorelines follow the LWI on unambiguousstretches. Thus, an OAM shoreline provides a consistentand physically reasonable basis for fractal or other analysisof shoreline geometry. For a particular coast, ‘‘L-families’’and ‘‘Q-families’’ of shorelines (based on ruler length andopening angle respectively) can give complementary in-sights into morphology and coastal processes.

Appendix A: Methods

[20] To use the OAM for image-based shoreline mappingwe must adapt the theoretical description to apply todiscrete data. Our definitions based on point sets arestraightforward to translate into discrete forms using piece-wise-linear polygons and curves, and the OAM could berigorously implemented using techniques of computationalgeometry [Cormen et al., 2001]. For simplicity, here weimplement an approximate OAM using point sets made upof pixel centroids xi.[21] In this approach, the input is the discrete set of image

pixels, P = {xi}, and the discrete set of land pixels, L, in theform of a discrete wet map (Figure 3a). We use false-colorLandSAT Geocover images (Figure 1) where L can be easilymade by thresholding the green band (NIR light) of the

Figure 4. Opening angle maps and 45� OAM shorelines for (a) Outer Banks and (b) Selenga Delta. (c) Variation innormalized shoreline length ((L – Lmax)/(Lmax – Lmin)) as a function of OAM threshold. Dimensional length range given inlegend.

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image subtracted from the blue band (green light). We pre-process L by filling lakes (contiguous sets of water pixelssurrounded by land). Next we compute the discrete LWI asthe set of land pixels I which have at least one neighboringwater pixel. We then compute the convex hull of landpixels, LC, using standard techniques [Cormen et al.,2001].[22] The query set Q is the set of pixels where we

compute Q. For discontinuous OAM applications Q = I,while for continuous mapping Q = W � WO (Figure 3b). Anocean view is blocked when a ray originating at a givenpixel intersects a land pixel. In this discrete framework, weonly consider blocking by land pixels that are either in I oron the edge of the image, which together define the test setT. For computational efficiency we only consider openingangles up to 180�, hence we can set Q[WO] = 180�, andsince we know Q[L] = 0�, we can exclude land and openocean from Q.[23] Given the query and test sets, we compute the

discrete opening angle map, Q[Q], using the following(schematic) algorithm:

1 For xi in Q2 For xj in T, compute qj = angle[xi, xj]3 Sort qj into descending order4 Compute Dqj = qj � qj+15 Sort Dqj into descending order6 Compute Q[xi] = SDqk, k = 1, . . ., p

In this algorithm, for each query pixel we compute only therays qj whose views are blocked by land (step 2). We theninfer the angles of unobstructed views Dqj from gapsbetween these blocked views (step 4; Here we also accountfor ray-pairs which straddle 360�).[24] Because T is not a continuous curve, query pixels

can ‘‘see through’’ the discrete LWI. Most of these spuriousviews are between neighboring LWI pixels, and at this stagewe remove these views. We minimize the impact of theremaining spurious views by considering only the p largestview angles (Line 6), where p <<jTj. (In this work we usep = 3, which allows for multiple views between islandsand works quite well.) While it is not an issue on manycoasts, this approximation returns some spuriously highopening angles if the coast has thin spits or islands(approaching one pixel in width). In this case ourapproximation creates spurious shoreline on the back sideof islands. We circumvent this problem by first threshold-ing the Q map at the critical angle Qc and then applying asmall-windowed Gaussian blur (no larger than the width ofthe barrier) to the resulting binary image. A contour of theblurred image will then return a shoreline that closely

approximates the exact OAM shoreline. This method wasused in all examples in the paper.

[25] Acknowledgments. JBS is grateful to the Oberlin CollegeJanuary Term program, which allowed him to get started in this research.We thank Ravi Janardan for discussing the alpha-shapes method with usand Andrew Ashton and Brandon McElroy for thoughtful and very usefulreviews. This work was supported by the STC program of the NationalScience Foundation via the National Center for Earth-surface Dynamics(EAR-0120914).

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Laboratory, University of Minnesota, Minneapolis, MN 55414, USA.([email protected])

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