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Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ANNINGTON REPACK NO 1 LTD
Meeting Date: 07/01/2015 Country: Jersey
Meeting Type: Bondholder
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting of Holders of GBP 550,000,000 Class A Secured Fixed Rate Notes due 2023 with ISIN: XS0162726987 and of Holders of GBP 830,000 Class B Zero Coupon Notes due 2023 with ISIN: XS0162727019
Do Not Vote
ForApprove Extraordinary Resolution as per Meeting Notice.
1
Companhia de Saneamento de Minas Gerais (COPASA)
Meeting Date: 07/01/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 4 For Do Not Vote
Do Not Vote
ForAuthorize Issuance of Debentures 2
Donegal Investment Group plc
Meeting Date: 07/01/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Final Dividend 2
ForRe-elect Norman Witherow as a Director 3a
ForForElect Padraic Lenehan as a Director 3b
Page 1 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Donegal Investment Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Directors 4
ForForRe-appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration
5
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
6
Special Business
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForForAuthorize Share Repurchase Program 8
ForForAuthorize Reissuance of Repurchased Shares 9
AgainstForApprove Donegal Investment Group Share Option Scheme 2015
10
Ezz Steel Co JSC
Meeting Date: 07/01/2015 Country: Egypt
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Board Report on Company Operations
For Do Not Vote
Do Not Vote
ForApprove Auditors' Report on Company Financial Statements
2
Do Not Vote
ForAccept Financial Statements and Statutory Reports
3
Do Not Vote
ForApprove Discharge of Chairman and Directors 4
Do Not Vote
ForElect Directors (Bundled) 5
Do Not Vote
ForApprove Remuneration of Directors 6
Do Not Vote
ForRatify Auditors and Fix Their Remuneration 7
Do Not Vote
ForApprove Related Party Transactions 8
Do Not Vote
ForApprove Charitable Donations 9
Page 2 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Finsbury Growth & Income Trust plc
Meeting Date: 07/01/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Issue of Equity with Pre-emptive Rights
For For
ForForAuthorise Issue of Equity without Pre-emptive Rights
2
Home Retail Group plc
Meeting Date: 07/01/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Richard Ashton as Director 4
ForForRe-elect John Coombe as Director 5
ForForRe-elect Mike Darcey as Director 6
ForForRe-elect Ian Durant as Director 7
ForForRe-elect Cath Keers as Director 8
ForForRe-elect Jacqueline de Rojas as Director 9
ForForRe-elect John Walden as Director 10
ForForReappoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
Page 3 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Home Retail Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
ForForAmend Performance Share Plan, UK Approved Sharesave Plan and Share Option Plan
18
Kraft Foods Group, Inc.
Meeting Date: 07/01/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Neopost
Meeting Date: 07/01/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Allocation of Income and Dividends of EUR 3.90 per Share
2
ForForApprove Consolidated Financial Statements and Statutory Reports
3
ForForApprove Auditors' Special Report on Related-Party Transactions
4
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 370,000
5
Page 4 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Neopost
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForAdvisory Vote on Compensation of Denis Thiery, Chairman and CEO
6
ForForReelect Isabelle Simon as Director 7
ForForReelect Vincent Mercier as Director 8
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
9
Extraordinary Business
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million
10
ForForAuthorize Issuance of Equity without Preemptive Rights up to Aggregate Nominal Amount of EUR 3.4 Million
11
ForForApprove Issuance of Equity for Private Placements, up to Aggregate Nominal Amount of EUR 3.4 Million
12
ForForAuthorize Issuance of Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 3.4 million
13
ForForApprove Issuance of Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 3.4 Million
14
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
15
ForForAuthorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value
16
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
17
ForForAuthorize Capital Increase for Future Exchange Offers
18
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
19
ForForApprove Stock Purchase Plan Reserved for Employees of International Subsidiaries
20
ForForAuthorize up to 360,000 Shares for Use in Restricted Stock Plans
21
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
22
ForForApprove Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 500 Million
23
Page 5 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Neopost
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Article 12 of Bylaws Re: Absence of Double Voting Rights
24
ForForAmend Article 18 of Bylaws Re: Record Date 25
ForForAuthorize Filing of Required Documents/Other Formalities
26
Petroleo Brasileiro SA-Petrobras
Meeting Date: 07/01/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles For Do Not Vote
Do Not Vote
ForConsolidate Bylaws 2
Do Not Vote
ForElect Alternate Board Members Appointed by Controlling Shareholders
3.1
Do Not Vote
NoneElect Francisco Petros Oliveira Lima Papathanasiadis as Alternate Board Member Nominated by Minority Shareholders
3.2
Do Not Vote
ForAmend Remuneration of Company's Management Previously Approved at the April 29, 2015, AGM
4
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAmend Articles 1
ForConsolidate Bylaws 2
ForElect Alternate Board Members Appointed by Controlling Shareholders
3.1
NoneElect Francisco Petros Oliveira Lima Papathanasiadis as Alternate Board Member Nominated by Minority Shareholders
3.2
ForAmend Remuneration of Company's Management Previously Approved at the April 29, 2015, AGM
4
Page 6 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petroleo Brasileiro SA-Petrobras
Meeting Date: 07/01/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFFERED SHAREHOLDERS
Do Not Vote
NoneElect Gustavo Rocha Gattass as Alternate Board Member Nominated by Preferred Shareholders
1
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFFERED SHAREHOLDERS
NoneElect Gustavo Rocha Gattass as Alternate Board Member Nominated by Preferred Shareholders
1
Petroleo Brasileiro SA-Petrobras
Meeting Date: 07/01/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForAmend Articles 1
Do Not Vote
ForConsolidate Bylaws 2
Do Not Vote
ForElect Alternate Board Members Appointed by Controlling Shareholders
3.a
Do Not Vote
NoneElect Francisco Petros Oliveira Lima Papathanasiadis as Alternate Board Member Nominated by Minority Shareholders
3.b
Do Not Vote
ForAmend Remuneration of Company's Management Previously Approved at the April 29, 2015, AGM
4
Page 7 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petroleo Brasileiro SA-Petrobras
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForAmend Articles 1
ForConsolidate Bylaws 2
ForElect Alternate Board Members Appointed by Controlling Shareholders
3.a
NoneElect Francisco Petros Oliveira Lima Papathanasiadis as Alternate Board Member Nominated by Minority Shareholders
3.b
ForAmend Remuneration of Company's Management Previously Approved at the April 29, 2015, AGM
4
Petroleo Brasileiro SA-Petrobras
Meeting Date: 07/01/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Preferred Holders
Do Not Vote
NoneElect Gustavo Rocha Gattass as Alternate Board Member Nominated by Preferred Shareholders
1
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Preferred Holders
NoneElect Gustavo Rocha Gattass as Alternate Board Member Nominated by Preferred Shareholders
1
The Men's Wearhouse, Inc.
Meeting Date: 07/01/2015 Country: USA
Meeting Type: Annual
Page 8 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Men's Wearhouse, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William B. Sechrest For For
ForForElect Director David H. Edwab 1.2
ForForElect Director Douglas S. Ewert 1.3
ForForElect Director Rinaldo S. Brutoco 1.4
ForForElect Director Sheldon I. Stein 1.5
ForForElect Director Grace Nichols 1.6
ForForElect Director Allen I. Questrom 1.7
ForForElect Director B. Michael Becker 1.8
ForForAmend Omnibus Stock Plan 2
ForForAmend Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForForRatify Deloitte & Touche LLP as Auditors 5
Time Warner Cable Inc.
Meeting Date: 07/01/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Carole Black For For
ForForElect Director Thomas H. Castro 1b
ForForElect Director David C. Chang 1c
ForForElect Director James E. Copeland, Jr. 1d
ForForElect Director Peter R. Haje 1e
ForForElect Director Donna A. James 1f
ForForElect Director Don Logan 1g
ForForElect Director Robert D. Marcus 1h
ForForElect Director N.J. Nicholas, Jr. 1i
Page 9 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Time Warner Cable Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Wayne H. Pace 1j
ForForElect Director Edward D. Shirley 1k
ForForElect Director John E. Sununu 1l
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstReport on Lobbying Payments and Policy 4
ForAgainstPro-rata Vesting of Equity Awards 5
Voestalpine AG
Meeting Date: 07/01/2015 Country: Austria
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
Do Not Vote
ForApprove Allocation of Income 2
Do Not Vote
ForApprove Discharge of Management Board 3
Do Not Vote
ForApprove Discharge of Supervisory Board 4
Do Not Vote
ForRatify Auditors 5
Do Not Vote
ForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
6
Bed Bath & Beyond Inc.
Meeting Date: 07/02/2015 Country: USA
Meeting Type: Annual
Page 10 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bed Bath & Beyond Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Warren Eisenberg For For
ForForElect Director Leonard Feinstein 1b
ForForElect Director Steven H. Temares 1c
ForForElect Director Dean S. Adler 1d
ForForElect Director Stanley F. Barshay 1e
ForForElect Director Geraldine T. Elliott 1f
ForForElect Director Klaus Eppler 1g
ForForElect Director Patrick R. Gaston 1h
ForForElect Director Jordan Heller 1i
ForForElect Director Victoria A. Morrison 1j
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
C&C Group plc
Meeting Date: 07/02/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividends 2
ForForReelect Sir Brian Stewart as Director 3a
ForForReelect Stephen Glancey as Director 3b
ForForReelect Kenny Neison as Director 3c
ForForReelect Joris Brams as Director 3d
ForForReelect Emer Finnan as Director 3e
ForForReelect Stewart Gilliland as Director 3f
ForForReelect John Hogan as Director 3g
Page 11 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
C&C Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Richard Holroyd as Director 3h
ForForReelect Breege O'Donoghue as Director 3i
ForForReelect Anthony Smurfit as Director 3j
ForForAuthorize Board to Fix Remuneration of Auditors
4
ForForApprove Remuneration Report 5a
ForForApprove Remuneration Policy 5b
ForForAuthorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights
6
Special Resolutions
ForForAuthorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForForAuthorise Share Repurchase Program 8
ForForAuthorise Reissuance of Repurchased Shares 9
Ordinary Resolution
ForForApprove Scrip Dividend Scheme 10
Special Resolution
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
11
Ordinary Resolutions
ForForApprove C&C 2015 Long Term Incentive Plan 12
ForForApprove C&C 2015 Executive Share Option Scheme
13
ForForAmend C&C Long Term Incentive Plan (Part 1)
14
ForForAmend Memorandum of Association 15
ForForAdopt New Articles of Association 16
Controladora Comercial Mexicana S.A.B. de C.V.
Meeting Date: 07/02/2015 Country: Mexico
Meeting Type: Special
Page 12 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Controladora Comercial Mexicana S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Series B Shares
AgainstForApprove Spin-Off of Company and Subsequent Creation of a New Entity
1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
CSG Holding Co., Ltd.
Meeting Date: 07/02/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
ForForApprove Company's Eligibility for Private Placement of New A Shares
1
ForForApprove Private Placement of New A Shares to Specific Targets
2
ForForApprove Share Type and Par Value 2.1
ForForApprove Issue Manner and Issue Time 2.2
ForForApprove Target Subscribers and Subscription Method
2.3
ForForApprove Issue Size 2.4
ForForApprove Pricing Method 2.5
ForForApprove Lock-up Period 2.6
ForForApprove Amount and Intended Usage of Raised Funds
2.7
ForForApprove Distribution Arrangement of Cumulative Earnings
2.8
ForForApprove Resolution Validity Period 2.9
ForForApprove Listing Exchange 2.10
ForForApprove Feasibility Analysis Report on the Intended Usage of Raised Funds in Connection to Private Placement of New A Shares
3
Page 13 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSG Holding Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Report on the Usage of Previously Raised Funds
4
ForForApprove Plan on Private Placement of New A Shares
5
ForForApprove Signing of Conditional Shares Subscription Agreement with China North Industries Corporation and Qianhai Life Insurance Co., Ltd.
6
ForForApprove Related Party Transactions in Connection to Private Placement of New A Shares
7
ForForApprove Authorization of Board to Handle All Matters Related to Private Placement of New A Shares
8
ForForApprove Adjustment of Resolution Validity Period of Private Placement of New A Shares Plan and Approve Authorization Validity Period of Board to Handle All Matters Related to Private Placement of New A Shares
9
ForForApprove Amendments to Articles of Association
10
ForForApprove Shareholder Return Plan in the Next Three Years (2015-2017)
11
DIC Asset AG
Meeting Date: 07/02/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.35 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2014
4
ForForRatify Roedl & Partner GmbH as Auditors for Fiscal 2015
5
ForForElect Ulrich Reuter to the Supervisory Board 6.1
Page 14 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DIC Asset AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Anton Wiegers to the Supervisory Board 6.2
AgainstForApprove Creation of EUR 34.3 Million Pool of Capital with Partial Exclusion of Preemptive Rights
7
ForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 450 Million; Approve Creation of EUR 34.3 Million Pool of Capital to Guarantee Conversion Rights
8
Freescale Semiconductor, Ltd.
Meeting Date: 07/02/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Genting Malaysia Berhad
Meeting Date: 07/02/2015 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Mandate for the Disposal by Resorts World Ltd., an Indirect Wholly-Owned Subsidiary of the Company, of the 17.81 Percent of the Issued and Paid-Up Share Capital of Genting Hong Kong Limited
For For
Page 15 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lenovo Group Limited
Meeting Date: 07/02/2015 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Yang Chih-Yuan Jerry as Director 3a
ForForElect Yang Yuanqing as Director 3b
ForForElect Zhao John Huan as Director 3c
ForForElect Nicholas C. Allen as Director 3d
ForForApprove Not to Fill Up the Vacated Office Resulted From the Retirement of Ting Lee Sen as Director
3e
ForForAuthorize Board to Fix Remuneration of Directors
3f
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
ForForAuthorize Repurchase of Issued Share Capital 6
ForForAuthorize Reissuance of Repurchased Shares 7
NXP Semiconductors NV
Meeting Date: 07/02/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
AbstainForApprove Acquisition of Freescale Through a Cash and Share Consideration
1A
AbstainForApprove Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A
1B
Page 16 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NXP Semiconductors NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForGrant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition
1C
ForForElect Gregory L. Summe as Non-executive Director
2A
ForForElect Peter Smitham as Non-executive Director
2B
State Bank Of India
Meeting Date: 07/02/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Asian Paints Ltd.
Meeting Date: 07/03/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect Ashwin Choksi as Director 3
ForForElect Ashwin Dani as Director 4
ForForApprove B S R & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForElect A. Vakil as Director 6
ForForApprove Remuneration of Cost Auditors 7
Page 17 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SouFun Holdings Limited
Meeting Date: 07/03/2015 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
AgainstForApprove Omnibus Stock Plan 1
Aberdeen Asset Management plc
Meeting Date: 07/06/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issue of 2015 Non-Voting Preference Shares
For For
ForForAuthorise Board to Consolidate and Sub-divide Share Capital and/or Sub-divide Shares in Connection with Any Conversion of 2015 Non-Voting Preference Shares into Ordinary Shares
2
Martin Currie Pacific Trust plc
Meeting Date: 07/06/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Harry Wells as Director 4
ForForReappoint Ernst & Young LLP as Auditors 5
Page 18 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Martin Currie Pacific Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
ForForAmend Articles of Association 8
ForForApprove Continuation of Company as Investment Trust
9
ForForApprove Change of Company Name to Martin Currie Asia Unconstrained Trust plc
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
Renaissance Services SAOG
Meeting Date: 07/06/2015 Country: Oman
Meeting Type: Bondholder
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Bondholder Meeting
ForNoneTo Consider and Approve the Scheme for Repurchase of 423,141,678 Mandatory Convertible Bonds of OMR 43,160,451
1
Vedanta Ltd.
Meeting Date: 07/06/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForChange Location of Registered Office 1
Page 19 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
3i Infrastructure plc
Meeting Date: 07/07/2015 Country: Jersey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForReelect Peter Sedgwick as Director 4
ForForReelect Philip Austin as Director 5
ForForReelect Ian Lobley as Director 6
ForForReelect Paul Masterton as Director 7
ForForReelect Steven Wilderspin as Director 8
ForForElect Doug Bannister as Director 9
ForForElect Wendy Dorman as Director 10
ForForReappoint Ernst & Young LLP as Auditors 11
ForForAuthorize Board to Fix Remuneration of Auditors
12
ForForApprove Scrip Dividend Scheme 13
Special Resolutions
ForForAuthorize Capitalisation of the Appropriate Nominal Amounts of New Ordinary Shares to be Allotted Under the Scrip Dividend Scheme
14
ForForApprove Remuneration of Directors 15
ForForAdopt New Articles of Association 16
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
17
ForForApprove Share Repurchase Program 18
3i Infrastructure plc
Meeting Date: 07/07/2015 Country: Jersey
Meeting Type: Special
Page 20 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
3i Infrastructure plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Memorandum of Association to Reflect Changes in Capital
For For
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
2
ForForApprove Share Repurchase Program 3
ForForApprove Change in Investment Policy 4
Marks and Spencer Group plc
Meeting Date: 07/07/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Helen Weir as Director 4
ForForElect Richard Solomons as Director 5
ForForRe-elect Vindi Banga as Director 6
ForForRe-elect Alison Brittain as Director 7
ForForRe-elect Marc Bolland as Director 8
ForForRe-elect Patrick Bousquet-Chavanne as Director
9
ForForRe-elect Miranda Curtis as Director 10
ForForRe-elect John Dixon as Director 11
ForForRe-elect Martha Lane Fox as Director 12
ForForRe-elect Andy Halford as Director 13
ForForRe-elect Steve Rowe as Director 14
ForForRe-elect Robert Swannell as Director 15
ForForRe-elect Laura Wade-Gery as Director 16
Page 21 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Marks and Spencer Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint Deloitte LLP as Auditors 17
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
18
ForForAuthorise Issue of Equity with Pre-emptive Rights
19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise Market Purchase of Ordinary Shares 21
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
ForForAuthorise EU Political Donations and Expenditure
23
ForForApprove Performance Share Plan 24
ForForApprove Executive Share Option Plan 25
Mizrahi Tefahot Bank Ltd.
Meeting Date: 07/07/2015 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reelect Gideon Sitterman as External Director as Defined in Israeli Companies Law for a Three Year Period
For For
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
With regards to the personal interest mentioned above, it should be clarified that this entails a personal interest relating to the election of an external director, arising from affiliation with the controlling shareholder.
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
NoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
Page 22 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mizrahi Tefahot Bank Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B
SMRT Corporation Ltd
Meeting Date: 07/07/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForApprove Directors' Fees 3
ForForElect Desmond Kuek Bak Chye as Director 4
ForForElect Bob Tan Beng Hai as Director 5
ForForElect Tan Ek Kia as Director 6
ForForElect Lee Seow Hiang as Director 7
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
8
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
9
ForForApprove Grant of Awards and Issuance of Shares Under the SMRT Corporation Restricted Share Plan 2014 and/or the SMRT Corporation Performance Share Plan 2014
10
ForForApprove Mandate for Transactions with Related Parties
11
ForForAuthorize Share Repurchase Program 12
Page 23 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Stifel Financial Corp.
Meeting Date: 07/07/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Charles A. Dill For For
ForForElect Director Richard J. Himelfarb 1.2
ForForElect Director Alton F. Irby, III 1.3
ForForElect Director Victor J. Nesi 1.4
ForForElect Director James M. Zemlyak 1.5
ForForElect Director Michael J. Zimmerman 1.6
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Executive Incentive Bonus Plan 3
ForForRatify Ernst &Young LLP as Auditors 4
The Jean Coutu Group (PJC) Inc.
Meeting Date: 07/07/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lise Bastarache For For
ForForElect Director Francois J. Coutu 1.2
ForForElect Director Jean Coutu 1.3
ForForElect Director Marie-Josee Coutu 1.4
ForForElect Director Michel Coutu 1.5
ForForElect Director Sylvie Coutu 1.6
ForForElect Director L. Denis Desautels 1.7
ForForElect Director Marcel Dutil 1.8
ForForElect Director Nicolle Forget 1.9
ForForElect Director Robert Lacroix 1.10
Page 24 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Jean Coutu Group (PJC) Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Andrew T. Molson 1.11
ForForElect Director Cora Mussely Tsoufl idou 1.12
ForForElect Director Annie Thabet 1.13
WithholdForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Shareholder Proposals
ForAgainstSP 1: Require Information on Directors' Competencies
3.1
AgainstAgainstSP 2: Disclose Setting of Executive Compensation Relative to the Compensation of its Workforce
3.2
AgainstAgainstAcquire a Number of Directors with Expertise in the Areas of Social Responsibility and Environmental Matters
3.3
Bank Leumi le-Israel B.M.
Meeting Date: 07/08/2015 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Discuss Financial Statements and the Report of the Board for 2014
ForForReappoint Somekh Chaikin and Kost Forer Gabbay & Kasierer as Joint Auditors and Authorize Board to Fix Their Remuneration
2
ForForAmend Articles Re: (Routine) 3
Regarding Items 4.1-4.4: Elect Three External Directors as defined in Directive 301 of the Proper Conduct of Banking Business Regulations Out of a Pool of Four Nominees, Nominated By the Nomination Committee
ForForElect Shmuel Ben-Zvi as External Director as defined in Directive 301 of the Proper Conduct of Banking Business Regulationsfor a Three Year Period
4.1
ForForElect Ohad Marani as External Director as defined in Directive 301 of the Proper Conduct of Banking Business Regulations for a Three Year Period
4.2
Page 25 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Leumi le-Israel B.M.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Asaf Razin as External Director as defined in Directive 301 of the Proper Conduct of Banking Business Regulations for a Three Year Period
4.3
ForForReelect Yedidia Zvi Stern as External Director as defined in Directive 301 of the Proper Conduct of Banking Business Regulations for a Three Year Period
4.4
Regarding Items 5.1-5.3: Elect Two External Director Out of a Pool of Three Director Nominees, Nominated By the Nomination Committee
AgainstForElect Yechiel Borochov as External Director for a Three Year Period
5.1
ForForElect Tamar Gottlieb as External Director for a Three Year Period
5.2
ForForReelect Haim Samet as External Director for a Three Year Period
5.3
ForForApprove Decisions Regarding Candidates and Their Disclosure According to the Disclosure that Will be Supplied to the Shareholder Meeting
6
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
With regards to the personal interest mentioned above, it should be clarified that for Items 5.1-5.3 this entails a personal interest relating to the election of an external director, arising from affiliation with the controlling shareholder.
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
NoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Page 26 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Booker Group plc
Meeting Date: 07/08/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Charles Wilson as Director 4
ForForRe-elect Jonathan Prentis as Director 5
ForForRe-elect Guy Farrant as Director 6
ForForRe-elect Bryn Satherley as Director 7
ForForRe-elect Lord Bilimoria as Director 8
ForForRe-elect Helena Andreas as Director 9
ForForRe-elect Andrew Cripps as Director 10
ForForRe-elect Stewart Gilliland as Director 11
ForForRe-elect Karen Jones as Director 12
ForForReappoint KPMG LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForApprove Matters Relating to the Return of Capital to Shareholders
19
Great Portland Estates plc
Meeting Date: 07/08/2015 Country: United Kingdom
Meeting Type: Annual
Page 27 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Great Portland Estates plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Toby Courtauld as Director 4
ForForRe-elect Nick Sanderson as Director 5
ForForRe-elect Neil Thompson as Director 6
ForForRe-elect Martin Scicluna as Director 7
ForForRe-elect Elizabeth Holden as Director 8
ForForRe-elect Jonathan Nicholls as Director 9
ForForRe-elect Charles Philipps as Director 10
ForForRe-elect Jonathan Short as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Healthcare Trust of America, Inc.
Meeting Date: 07/08/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Scott D. Peters For For
ForForElect Director W. Bradley Blair, II 1b
ForForElect Director Maurice J. DeWald 1c
Page 28 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Healthcare Trust of America, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Warren D. Fix 1d
ForForElect Director Peter N. Foss 1e
ForForElect Director Larry L. Mathis 1f
ForForElect Director Steve W. Patterson 1g
ForForElect Director Gary T. Wescombe 1h
ForForRatify Deloitte & Touche LLP as Auditors 2
J Sainsbury plc
Meeting Date: 07/08/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect David Keens as Director 4
ForForRe-elect Matt Brittin as Director 5
ForForRe-elect Mike Coupe as Director 6
ForForRe-elect Mary Harris as Director 7
ForForRe-elect John McAdam as Director 8
ForForRe-elect Susan Rice as Director 9
ForForRe-elect John Rogers as Director 10
ForForRe-elect Jean Tomlin as Director 11
ForForRe-elect David Tyler as Director 12
ForForAppoint Ernst & Young LLP as Auditors 13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
Page 29 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
J Sainsbury plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
ForForAmend Articles of Association 20
Singapore Post Limited
Meeting Date: 07/08/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend and Special Dividend 2
ForForElect Lim Ho Kee as Director 3
ForForElect Keith Tay Ah Kee as Director 4
ForForElect Tan Yam Pin as Director 5
ForForElect Goh Yeow Tin as Director 6
ForForElect Chen Jun as Director 7
ForForElect Michael James Murphy as Director 8
ForForElect Bill Chang York Chye as Director 9
ForForElect Low Teck Seng as Director 10
AgainstForApprove Directors' Fees 11
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
12
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
13
AgainstForApprove Grant of Options and Awards and Issuance of Shares Pursuant to the Share Option Scheme 2012 and Restricted Share Plan 2013
14
Page 30 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Singapore Post Limited
Meeting Date: 07/08/2015 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Mandate for Interested Person Transactions
For For
ForForAuthorize Share Repurchase Program 2
The Biotech Growth Trust plc
Meeting Date: 07/08/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Lord Waldegrave of North Hill as Director
3
ForForRe-elect Dame Kay Davies as Director 4
ForForRe-elect Andrew Joy as Director 5
ForForRe-elect Sven Borho as Director 6
AbstainForRe-elect Peter Keen as Director 7
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
12
ForForAdopt New Articles of Association 13
ForForApprove Continuation of Company as Investment Trust
14
Page 31 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Turk Telekomunikasyon AS
Meeting Date: 07/08/2015 Country: Turkey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postoponed Meeting
Do Not Vote
ForOpen Meeting and Elect Presiding Council of Meeting
1
Do Not Vote
ForAuthorize Presiding Council to Sign Minutes of Meeting
2
Do Not Vote
ForElect Directors and Approve Their Remuneration
3
Do Not Vote
ForAppoint Internal Statutory Auditors and Approve Their Remuneration
4
Do Not Vote
ForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
5
Close Meeting 6
UK Mail Group plc
Meeting Date: 07/08/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForApprove Remuneration Policy 4
ForForRe-elect Peter Kane as Director 5
ForForRe-elect Steven Glew as Director 6
ForForRe-elect Jessica Burley as Director 7
ForForReappoint PricewaterhouseCoopers LLP as Auditors
8
Page 32 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
UK Mail Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
13
AVEVA Group plc
Meeting Date: 07/09/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Philip Aiken as Director 4
ForForRe-elect Richard Longdon as Director 5
ForForRe-elect James Kidd as Director 6
ForForRe-elect Jonathan Brooks as Director 7
ForForRe-elect Philip Dayer as Director 8
ForForRe-elect Jennifer Allerton as Director 9
ForForReappoint Ernst & Young LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Page 33 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AVEVA Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Senior Employee Restricted Share Plan
16
China Longyuan Power Group Corporation Ltd.
Meeting Date: 07/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Qiao Baoping as Director 1.1
ForForElect Wang Baole as Director 1.2
ForForElect Shao Guoyong as Director 1.3
ForForElect Chen Jingdong as Director 1.4
ForForElect Li Enyi as Director 1.5
ForForElect Huang Qun as Director 1.6
ForForElect Zhang Songyi as Director 1.7
ForForElect Meng Yan as Director 1.8
ForForElect Han Dechang as Director 1.9
ForForElect Xie Changjun as Supervisor 2.1
ForForElect Yu Yongping as Supervisor 2.2
Fielmann AG
Meeting Date: 07/09/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 1.60 per Share
2
Page 34 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fielmann AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Management Board for Fiscal 2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2014
4
ForForRatify Deloitte & Touche GmbH as Auditors for Fiscal 2015
5
AgainstForElect Mark K. Binz, Anton-Wolfgang von Faber-Castell, Hans-Georg Frey, Carolina Mueller-Moehl, Hans Joachim Oltersdorf, Marie-Christine Ostermann, Pier Paolo Righi and Julia Woehlke to the Supervisory Board (Bundled)
6
ForForApprove Remuneration of Supervisory Board 7
ForForApprove Affiliation Agreements with Subsidiary Fielmann Verwaltungs- und Beteiligungs GmbH
8
ForForAmend Articles Re: Bundesanzeiger 9
HMS Holdings Corp.
Meeting Date: 07/09/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Daniel N. Mendelson For For
ForForElect Director William F. Miller, III 1b
ForForElect Director Ellen A. Rudnick 1c
ForForElect Director Richard H. Stowe 1d
ForForElect Director Cora M. Tellez 1e
ForForIncrease Authorized Common Stock 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify KPMG LLP as Auditors 4
Page 35 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Johnson Electric Holdings Ltd.
Meeting Date: 07/09/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForAuthorize Repurchase of Issued Share Capital 3
ForForElect Austin Jesse Wang as Director 4a
ForForElect Peter Kin-Chung Wang as Director 4b
ForForElect Joseph Chi-Kwong Yam as Director 4c
ForForAuthorize Board to Fix Remuneration of Directors
5
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
6
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForForAuthorize Reissuance of Repurchased Shares 8
ForForAdopt Rules of the Restricted and Performance Stock Unit Plan
9
Nice Systems Ltd.
Meeting Date: 07/09/2015 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Reelect David Kostman as Director Until the End of the Next Annual General Meeting
For For
ForForReelect Rimon Ben-Shaoul as Director Until the End of the Next Annual General Meeting
1.2
ForForReelect Yehoshua (Shuki) Ehrlich as Director Until the End of the Next Annual General Meeting
1.3
ForForReelect Leo Apotheker as Director Until the End of the Next Annual General Meeting
1.4
Page 36 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nice Systems Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Joe Cowan as Director Until the End of the Next Annual General Meeting
1.5
ForForElect Zehava Simon as External Director For a Three Year Term
2
ForForAmend Articles Re: Shareholder Proposals and Election and Removal of Directors
3
ForForAmend Compensation Policy for the Directors and Officers of the Company
4
ForForApprove Cash Compensation of Non-Executive Directors
5
ForForGrant Non-Executive Directors Options and RSUs
6
ForForApprove Certain Employment Terms of CEO 7
ForForReappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration
8
Discuss Financial Statements and the Report of the Board for 2014
9
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Partners Group Listed Investments SICAV - Listed Private Equity
Meeting Date: 07/09/2015 Country: Luxembourg
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
This meeting is a 2nd Call of Previously EGM held on May 8, 2015
Do Not Vote
ForAmend Article 3 Re: Corporate Purpose 1
Do Not Vote
ForAmend Article 6 Re: Merger of the Investment Company or of One or Several Sub-Funds
2
Do Not Vote
ForAmend Articles Re: Bearer Shares 3
Do Not Vote
ForAmend Article 15 Re: Restrictions of Ownership
4
Page 37 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Partners Group Listed Investments SICAV - Listed Private Equity
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForInsert New Article 16 Re: U.S. Matters 5
Do Not Vote
ForAmend Articles Re: Formal Amendments, Corrections of References and Renumbering
6
Transmissora Alianca De Energia Eletrica SA
Meeting Date: 07/09/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Fiscal Council Member For Do Not Vote
Do Not Vote
ForElect Directors 2
Adcock Ingram Holdings Ltd
Meeting Date: 07/10/2015 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Termination of the Existing Adcock BEE Scheme and Repurchase
For For
ForForAuthorise Board to Ratify and Execute Approved Resolutions
2
Armstrong World Industries, Inc.
Meeting Date: 07/10/2015 Country: USA
Meeting Type: Annual
Page 38 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Armstrong World Industries, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Stan A. Askren For For
ForForElect Director Matthew J. Espe 1.2
ForForElect Director James J. Gaffney 1.3
ForForElect Director Tao Huang 1.4
ForForElect Director Michael F. Johnston 1.5
ForForElect Director Jeffrey Liaw 1.6
ForForElect Director Larry S. McWilliams 1.7
ForForElect Director James C. Melville 1.8
ForForElect Director James J. O'Connor 1.9
ForForElect Director John J. Roberts 1.10
ForForElect Director Gregory P. Spivy 1.11
ForForElect Director Richard E. Wenz 1.12
ForForRatify KPMG LLP as Auditors 2
JPMorgan European Smaller Companies Trust plc
Meeting Date: 07/10/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Carolan Dobson as Director 5
ForForRe-elect Ashok Gupta as Director 6
ForForRe-elect Federico Marescotti as Director 7
ForForRe-elect Stephen White as Director 8
Page 39 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan European Smaller Companies Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Nicholas Smith as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
Netcare Ltd
Meeting Date: 07/10/2015 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Resolutions
ForForAuthorise Specific Repurchase of Shares from The Patient Care and Passionate People Finance Company Proprietary Limited
1
ForForAuthorise Specific Repurchase of Shares from Netcare Health Partners for Life Finance Company Proprietary Limited
2
Ordinary Resolutions
ForForAuthorise Specific Issue of Shares by the Company to the Trustees for the Time Being of the Patient Care and Passionate People Trust
1
ForForAuthorise Specific Issue of Shares by the Company to the Trustees for the Time Being of the Physician Partnerships Trust
2
ForForAuthorise Specific Issue of Shares by the Company to the Trustees for the Time Being of the Healthy Lifestyle Trust
3
ForForAuthorise Specific Issue of Shares by the Company to the Trustees for the Time Being of the Mother and Child Trust
4
ForForAuthorise Board to Ratify and Execute Approved Resolutions
5
Page 40 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Perpetual Income and Growth Investment Trust plc
Meeting Date: 07/10/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRe-elect Bill Alexander as Director 2
ForForRe-elect Vivian Bazalgette as Director 3
ForForRe-elect Sir Martyn Arbib as Director 4
ForForRe-elect Bob Yerbury as Director 5
ForForRe-elect Richard Laing as Director 6
ForForApprove Remuneration Policy 7
ForForApprove Remuneration Report 8
ForForReappoint Deloitte LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
The Pep Boys - Manny, Moe & Jack
Meeting Date: 07/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jane Scaccetti For For
ForForElect Director John T. Sweetwood 1.2
ForForElect Director Robert H. Hotz 1.3
ForForElect Director James A. Mitarotonda 1.4
Page 41 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Pep Boys - Manny, Moe & Jack
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Robert Rosenblatt 1.5
ForForElect Director Andrea M. Weiss 1.6
ForForElect Director Robert L. Nardelli 1.7
ForForElect Director Scott P. Sider 1.8
ForForElect Director Bruce M. Lisman 1.9
ForForElect Director F. Jack Liebau, Jr. 1.10
ForForElect Director Matthew Goldfarb 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Vedanta Ltd.
Meeting Date: 07/11/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Accept Financial Statements and Statutory Reports
For For
ForForAccept Consolidated Financial Statements 1b
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForElect T. Albanese as Director 3
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Remuneration of Cost Auditors 5
ForForElect A. Dutt as Independent Director 6
ForForAuthorize Issuance of Non-Convertible Debentures
7
HRG Group, Inc.
Meeting Date: 07/13/2015 Country: USA
Meeting Type: Annual
Page 42 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HRG Group, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Joseph S. Steinberg For For
ForForElect Director Curtis A. Glovier 1.2
ForForElect Director David M. Maura 1.3
ForForRatify KPMG LLP as Auditors 2
AgainstForApprove/Amend Securities Transfer Restrictions
3
Interconexion Electrica S.A. E.S.P.
Meeting Date: 07/13/2015 Country: Colombia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Chairman of Meeting For For
ForForElect Meeting Approval Committee 2
AgainstForElect Director to Replace Bernardo Vargas Gibsone
3
Merlin Properties SOCIMI, SA
Meeting Date: 07/13/2015 Country: Spain
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approval Acquisition of Participation of Sacyr SA in Testa Inmuebles en Renta SA
For Abstain
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Page 43 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MITIE Group plc
Meeting Date: 07/13/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Roger Matthews as Director 5
ForForRe-elect Ruby McGregor-Smith as Director 6
ForForRe-elect Suzanne Baxter as Director 7
ForForRe-elect Larry Hirst as Director 8
ForForRe-elect David Jenkins as Director 9
ForForRe-elect Jack Boyer as Director 10
ForForElect Mark Reckitt as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise EU Political Donations and Expenditure
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForApprove Long Term Incentive Plan 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Public Power Corporation S.A.
Meeting Date: 07/13/2015 Country: Greece
Meeting Type: Annual
Page 44 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Public Power Corporation S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postponed Meeting
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Dividends 2
ForForApprove Discharge of Board and Auditors 3
ForForApprove Director Remuneration 4
AgainstForApprove Auditors and Fix Their Remuneration 5
ForForApprove Guarantees to Subsidiaries 6
AgainstForApprove Appointment of Members of Audit Committee
7
ForForElect Director 8
AgainstForOther Business 9
AZZ incorporated
Meeting Date: 07/14/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Daniel E. Berce For For
ForForElect Director Martin C. Bowen 1.2
ForForElect Director H. Kirk Downey 1.3
ForForElect Director Daniel R. Feehan 1.4
ForForElect Director Thomas E. Ferguson 1.5
ForForElect Director Peter A. Hegedus 1.6
ForForElect Director Kevern R. Joyce 1.7
ForForElect Director Stephen E. Pirnat 1.8
ForForChange Company Name to AZZ Inc. 2
ForForAmend Executive Incentive Bonus Plan 3
Page 45 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AZZ incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
One YearOne YearAdvisory Vote on Say on Pay Frequency 5
ForForRatify BDO USA, LLP as Auditors 6
Canara Bank Ltd
Meeting Date: 07/14/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
3
Catamaran Corporation
Meeting Date: 07/14/2015 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Plan of Arrangement For
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Csr Ltd.
Meeting Date: 07/14/2015 Country: Australia
Meeting Type: Annual
Page 46 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Csr Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Mike Ihlein as Director For For
ForForElect Rebecca McGrath as Director 2b
ForForElect Jeremy Sutcliffe as Director 2c
ForForApprove the Remuneration Report 3
ForForApprove the Grant of 359,009 Performance Rights to Rob Sindel, Managing Director of the Company
4
ForForApprove the Re-Insertion of the Proportional Takeover Provisions
5
Dairy Crest Group plc
Meeting Date: 07/14/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Mark Allen as Director 4
ForForRe-elect Tom Atherton as Director 5
ForForRe-elect Stephen Alexander as Director 6
ForForRe-elect Andrew Carr-Locke as Director 7
ForForRe-elect Sue Farr as Director 8
ForForRe-elect Richard Macdonald as Director 9
ForForReappoint Ernst & Young LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
12
ForForAuthorise EU Political Donations and Expenditure
13
Page 47 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dairy Crest Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
Development Securities plc
Meeting Date: 07/14/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect David Jenkins as Director 3
ForForRe-elect Michael Marx as Director 4
ForForRe-elect Marcus Shepherd as Director 5
ForForRe-elect Matthew Weiner as Director 6
ForForRe-elect Richard Upton as Director 7
ForForRe-elect Sarah Bates as Director 8
ForForRe-elect Nicholas Thomlinson as Director 9
ForForRe-elect Barry Bennett as Director 10
ForForApprove Final Dividend 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Page 48 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Development Securities plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise EU Political Donations and Expenditure
18
Industria de Diseno Textil (INDITEX)
Meeting Date: 07/14/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Standalone Financial Statements For For
ForForApprove Consolidated Financial Statements and Discharge of Board
2
ForForApprove Allocation of Income and Dividends 3
ForForReelect Pablo Isla Álvarez de Tejera as Director
4.a
ForForReelect Amancio Ortega Gaona as Director 4.b
ForForReelect Emilio Saracho Rodríguez de Torres as Director
4.c
ForForElect José Luis Durán Schulz as Director 4.d
ForForAmend Articles Re: Denomination, Purpose, Registered Office and Duration
5.a
ForForAmend Articles Re: Share Capital 5.b
AgainstForAmend Articles Re: Governing Bodies 5.c
ForForAmend Articles Re: Fiscal Year, Annual Accounts, Allocation of Income, Dissolution and Liquidation
5.d
AgainstForApprove Restated Articles of Association 5.e
AgainstForAmend Articles and Approve Restated General Meeting Regulations
6
ForForRenew Appointment of Deloitte as Auditor 7
ForForApprove Remuneration of Directors 8
ForForAdvisory Vote on Remuneration Policy Report 9
Receive Amendments to Board of Directors Regulations
10
ForForAuthorize Board to Ratify and Execute Approved Resolutions
11
Page 49 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ISRAEL CORPORATION LTD
Meeting Date: 07/14/2015 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Amended Compensation Policy for the Directors and Officers of the Company
For For
ForForAmend Bonus Terms in Employment Terms of CEO
2
ForForApprove Purchase of D&O Policy 3
ForForAssign Compensation of Employed Directors 4
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
NoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Mapletree Logistics Trust
Meeting Date: 07/14/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements, Report of Trustee, Statement by the Manager, and Auditors' Report
For For
Page 50 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mapletree Logistics Trust
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration
2
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
3
N Brown Group plc
Meeting Date: 07/14/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Angela Spindler as Director 4
ForForRe-elect Lord Alliance of Manchester as Director
5
ForForRe-elect Ivan Fallon as Director 6
ForForRe-elect Andrew Higginson as Director 7
ForForRe-elect Simon Patterson as Director 8
ForForRe-elect Ronald McMillan as Director 9
ForForRe-elect Fiona Laird as Director 10
ForForElect Lesley Jones as Director 11
ForForElect Craig Lovelace as Director 12
ForForAppoint KPMG LLP as Auditors and Authorise Their Remuneration
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Page 51 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PhosAgro OJSC
Meeting Date: 07/14/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Interim Dividends of RUB 48 per Share for First Quarter of Fiscal 2015
1
AgainstForApprove Related-Party Transaction Re: Guarantee Agreement
2
AgainstForApprove Related-Party Transaction Re: Loan Agreement
3
BT Group plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Sir Michael Rake as Director 4
ForForRe-elect Gavin Patterson as Director 5
ForForRe-elect Tony Chanmugam as Director 6
ForForRe-elect Tony Ball as Director 7
ForForRe-elect Iain Conn as Director 8
ForForRe-elect Phil Hodkinson as Director 9
ForForRe-elect Karen Richardson as Director 10
ForForRe-elect Nick Rose as Director 11
ForForRe-elect Jasmine Whitbread as Director 12
ForForElect Isabel Hudson as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
Page 52 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BT Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAdopt New Articles of Association 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
ForForAuthorise EU Political Donations and Expenditure
21
BTG plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Susan Foden as Director 3
ForForRe-elect Garry Watts as Director 4
ForForRe-elect Louise Makin as Director 5
ForForRe-elect Rolf Soderstrom as Director 6
ForForRe-elect Giles Kerr as Director 7
ForForRe-elect Ian Much as Director 8
ForForRe-elect James O'Shea as Director 9
ForForRe-elect Richard Wohanka as Director 10
ForForReappoint KPMG LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
Page 53 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BTG plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
e2v technologies plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Neil Johnson as Director 3
ForForRe-elect Alison Wood as Director 4
ForForRe-elect Krishnamurthy Rajagopal as Director 5
ForForRe-elect Kevin Dangerfield as Director 6
ForForRe-elect Stephen Blair as Director 7
ForForRe-elect Charles Hindson as Director 8
ForForReappoint KPMG LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForApprove Remuneration Report 11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Page 54 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Greentown China Holdings Ltd.
Meeting Date: 07/15/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Framework Agreement, Underlying Documents and Related Transactions
For For
ForForElect Cao Zhounan as Director and Authorize Board to Fix His Remuneration
2
ForForElect Li Qingan as Director and Authorize Board to Fix His Remuneration
3
ForForElect Liu Wensheng as Director and Authorize Board to Fix His Remuneration
4
Grupo Lala S.A.B. de C.V.
Meeting Date: 07/15/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Employee Stock Purchase Plan 1
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
ForForApprove Minutes of Meeting 3
ICAP plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
Page 55 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ICAP plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Charles Gregson as Director 3
ForForRe-elect Michael Spencer as Director 4
ForForRe-elect Ivan Ritossa as Director 5
ForForRe-elect Diane Schueneman as Director 6
ForForRe-elect John Sievwright as Director 7
ForForRe-elect Robert Standing as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors
9
ForForAuthorise Board to Fix Remuneration of Auditors
10
AgainstForApprove Remuneration Report 11
AgainstForApprove Remuneration Policy 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise EU Political Donations and Expenditure
16
ForForApprove Performance Share Plan 17
ForForApprove Deferred Share Bonus Plan 18
Intermediate Capital Group plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForReappoint Deloitte LLP as Auditors 4
ForForAuthorise Board to Fix Remuneration of Auditors
5
Page 56 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Intermediate Capital Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Justin Dowley as Director 6
ForForRe-elect Kevin Parry as Director 7
ForForRe-elect Peter Gibbs as Director 8
ForForRe-elect Kim Wahl as Director 9
ForForElect Kathryn Purves as Director 10
ForForRe-elect Christophe Evain as Director 11
ForForRe-elect Philip Keller as Director 12
ForForRe-elect Benoit Durteste as Director 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
ForForApprove Special Dividend 18
ForForApprove Share Consolidation 19
ForForApprove Reduction of the Share Premium Account
20
Mapletree Industrial Trust
Meeting Date: 07/15/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Report of Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report
For For
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration
2
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
3
Page 57 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
RPC Group plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Jamie Pike as Director 4
ForForRe-elect Pim Vervaat as Director 5
ForForRe-elect Dr Lynn Drummond as Director 6
ForForRe-elect Simon Kesterton as Director 7
ForForRe-elect Martin Towers as Director 8
ForForRe-elect Dr Godwin Wong as Director 9
ForForAppoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
Santander Consumer USA Holdings Inc.
Meeting Date: 07/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Thomas G. Dundon For For
ForForElect Director Jose Garcia Cantera 1.2
Page 58 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Santander Consumer USA Holdings Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Stephen A. Ferriss 1.3
ForForElect Director Victor Hill 1.4
ForForElect Director Mónica López-Monís Gallego 1.5
ForForElect Director Javier Maldonado 1.6
ForForElect Director Blythe Masters 1.7
ForForElect Director Robert J. McCarthy 1.8
ForForElect Director Gerald P. Plush 1.9
ForForElect Director William Rainer 1.10
ForForElect Director Wolfgang Schoellkopf 1.11
ForForElect Director Heidi Ueberroth 1.12
ForForElect Director Jason A. Kulas 1.13
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Three YearsThree YearsAdvisory Vote on Say on Pay Frequency 4
Severn Trent plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForElect James Bowling as Director 5
ForForRe-elect John Coghlan as Director 6
ForForRe-elect Andrew Duff as Director 7
ForForRe-elect Gordon Fryett as Director 8
ForForRe-elect Olivia Garfield as Director 9
Page 59 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Severn Trent plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Martin Lamb as Director 10
ForForRe-elect Philip Remnant as Director 11
ForForRe-elect Dr Angela Strank as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Speedy Hire plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect James Morley as Director 4
ForForElect Jan Astrand as Director 5
ForForElect Russell Down as Director 6
ForForReappoint KPMG LLP as Auditors 7
AgainstForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
Page 60 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Speedy Hire plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
12
ForForAuthorise EU Political Donations and Expenditure
13
Steelcase Inc.
Meeting Date: 07/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lawrence J. Blanford For For
ForForElect Director William P. Crawford 1.2
ForForElect Director Connie K. Duckworth 1.3
ForForElect Director R. David Hoover 1.4
ForForElect Director David W. Joos 1.5
ForForElect Director James P. Keane 1.6
ForForElect Director Robert C. Pew, III 1.7
ForForElect Director Cathy D. Ross 1.8
ForForElect Director Peter M. Wege, II 1.9
ForForElect Director P. Craig Welch, Jr. 1.10
ForForElect Director Kate Pew Wolters 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify Deloitte & Touche LLP as Auditors 4
Sunac China Holdings Ltd.
Meeting Date: 07/15/2015 Country: Cayman Islands
Meeting Type: Special
Page 61 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sunac China Holdings Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Framework Agreement and Related Transactions
For For
Vtech Holdings Ltd
Meeting Date: 07/15/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Pang King Fai as Director 3a
ForForElect William Fung Kwok Lun as Director 3b
ForForElect Wong Kai Man as Director 3c
ForForAuthorize Board to Fix Remuneration of Directors
3d
ForForApprove KPMG as Auditors and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Reissuance of Repurchased Shares 7
Workspace Group plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 62 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Workspace Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Daniel Kitchen as Director 4
ForForRe-elect Jamie Hopkins as Director 5
ForForRe-elect Graham Clemett as Director 6
ForForRe-elect Dr Maria Moloney as Director 7
ForForRe-elect Chris Girling as Director 8
ForForRe-elect Damon Russell as Director 9
ForForElect Stephen Hubbard as Director 10
ForForReappoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Zee Entertainment Enterprises Ltd.
Meeting Date: 07/15/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend on Preference Shares 2
ForForApprove Dividend of INR 2.25 per Equity Share
3
ForForElect A. Kurien as Director 4
ForForApprove MGB & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
5
Page 63 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zee Entertainment Enterprises Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Appointment and Remuneration of P. Goenka as Managing Director & CEO
6
ForForApprove Commission Remuneration for Non-Executive Directors
7
ForForElect M. Chokhani as Independent Director 8
ForForApprove Consolidation of Equity Shares and Amend Memorandum of Association to Reflect Changes in Capital
9
Aer Lingus Group plc
Meeting Date: 07/16/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Convert and Re-designate One Ordinary Share Registered in the Name of the Minister for Finance of Ireland as B Share
For Abstain
AbstainForAmend Memorandum of Association 2
AbstainForAmend Articles of Association 3
AbstainForApprove Connectivity Commitments and Related Arrangements with the Minister for Finance of Ireland for the Purposes of Rule 16 of the Irish Takeover Rules
4
Burberry Group plc
Meeting Date: 07/16/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
Page 64 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Burberry Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Sir John Peace as Director 4
ForForElect Fabiola Arredondo as Director 5
ForForRe-elect Philip Bowman as Director 6
ForForRe-elect Ian Carter as Director 7
ForForRe-elect Jeremy Darroch as Director 8
ForForRe-elect Stephanie George as Director 9
ForForRe-elect Matthew Key as Director 10
ForForElect Carolyn McCall as Director 11
ForForRe-elect David Tyler as Director 12
ForForRe-elect Christopher Bailey as Director 13
ForForRe-elect Carol Fairweather as Director 14
ForForRe-elect John Smith as Director 15
ForForReappoint PricewaterhouseCoopers LLP as Auditors
16
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
17
ForForAuthorise EU Political Donations and Expenditure
18
ForForAuthorise Issue of Equity with Pre-emptive Rights
19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise Market Purchase of Ordinary Shares 21
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
ForForAdopt New Articles of Association 23
Caledonia Investments plc
Meeting Date: 07/16/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 65 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Caledonia Investments plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Rod Kent as Director 4
ForForRe-elect Will Wyatt as Director 5
ForForRe-elect Stephen King as Director 6
ForForRe-elect Jamie Cayzer-Colvin as Director 7
ForForRe-elect Charles Cayzer as Director 8
AbstainForRe-elect Harold Boel as Director 9
ForForRe-elect Stuart Bridges as Director 10
ForForRe-elect Charles Gregson as Director 11
ForForRe-elect Robert Woods as Director 12
ForForElect David Stewart as Director 13
ForForElect Shonaid Jemmett-Page as Director 14
ForForReappoint KPMG LLP as Auditors 15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise Market Purchase of Ordinary Shares 17
AbstainForApprove Waiver on Tender-Bid Requirement 18
ForForAuthorise Issue of Equity with Pre-emptive Rights
19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
21
FirstGroup plc
Meeting Date: 07/16/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 66 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
FirstGroup plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForElect Wolfhart Hauser as Director 4
ForForRe-elect Mick Barker as Director 5
ForForRe-elect Warwick Brady as Director 6
ForForRe-elect Drummond Hall as Director 7
ForForRe-elect Tim O'Toole as Director 8
ForForRe-elect Chris Surch as Director 9
ForForRe-elect Brian Wallace as Director 10
ForForRe-elect Imelda Walsh as Director 11
ForForRe-elect Jim Winestock as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise EU Political Donations and Expenditure
18
ForForAmend Long Term Incentive Plan 2008 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Grupo Financiero Inbursa S.A.B. de C.V.
Meeting Date: 07/16/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles Re: Participation in Two Service Companies
For Against
ForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Page 67 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infinis Energy plc
Meeting Date: 07/16/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Gordon Boyd as Director 5
ForForRe-elect Michael Kinski as Director 6
ForForRe-elect Eric Machiels as Director 7
ForForRe-elect Ian Marchant as Director 8
ForForRe-elect Alan Bryce as Director 9
ForForRe-elect Christopher Cole as Director 10
ForForRe-elect Raymond King as Director 11
ForForRe-elect Baroness Sally Morgan as Director 12
ForForReappoint KPMG LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
LondonMetric Property plc
Meeting Date: 07/16/2015 Country: United Kingdom
Meeting Type: Annual
Page 68 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LondonMetric Property plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForApprove Special Dividend 4
ForForReappoint Deloitte LLP as Auditors 5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForRe-elect Patrick Vaughan as Director 7
ForForRe-elect Andrew Jones as Director 8
ForForRe-elect Martin McGann as Director 9
ForForRe-elect Valentine Beresford as Director 10
ForForRe-elect Mark Stirling as Director 11
ForForRe-elect Charles Cayzer as Director 12
ForForRe-elect James Dean as Director 13
ForForRe-elect Alec Pelmore as Director 14
ForForRe-elect Andrew Varley as Director 15
ForForRe-elect Philip Watson as Director 16
ForForRe-elect Rosalyn Wilton as Director 17
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForAuthorise Issue of Equity without Pre-emptive Rights
19
ForForAuthorise Market Purchase of Ordinary Shares 20
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
21
McKay Securities plc
Meeting Date: 07/16/2015 Country: United Kingdom
Meeting Type: Annual
Page 69 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
McKay Securities plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Steven Mew as Director 4
ForForRe-elect Giles Salmon as Director 5
ForForRe-elect David Thomas as Director 6
ForForRe-elect Nigel Aslin as Director 7
ForForElect Nick Shepherd as Director 8
ForForReappoint KPMG LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
Nimble Storage, Inc.
Meeting Date: 07/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James J. Goetz For For
ForForElect Director William D. 'BJ' Jenkins, Jr. 1.2
ForForElect Director Ping Li 1.3
ForForRatify Ernst & Young LLP as Auditors 2
Page 70 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Robinsons Retail Holdings Inc
Meeting Date: 07/16/2015 Country: Philippines
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2 Approve the Minutes of the Annual Stockholders' Meeting Held on June 25, 2014
For For
ForForApprove the Annual Report and Financial Statements for the Preceding Year
3
Elect 9 Directors by Cumulative Voting
ForForElect John L. Gokongwei, Jr. as a Director 4.1
ForForElect Robina Y. Gokongwei-Pe as a Director 4.2
ForForElect James L. Go as a Director 4.3
ForForElect Lance Y. Gokongwei as a Director 4.4
AgainstForElect Lisa Y. Gokongwei-Cheng as a Director 4.5
ForForElect Faith Y. Gokongwei-Lim as a Director 4.6
ForForElect Hope Y. Gokongwei-Tang as a Director 4.7
ForForElect Antonio L. Go as a Director 4.8
ForForElect Roberto R. Romulo as a Director 4.9
ForForElect External Auditor 5
ForForRatify All Acts of the Board of Directors, Officers, and Management Since the Last Annual Meeting
6
AgainstForApprove Other Matters 7
Suedzucker AG
Meeting Date: 07/16/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2014/15 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.25 per Share
2
Page 71 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Suedzucker AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Management Board for Fiscal 2014/15
3
ForForApprove Discharge of Supervisory Board for Fiscal 2014/15
4
ForForRatify PricewaterhouseCoopers AG as Auditors for Fiscal 2015/16
5
AgainstForElect Helmut Friedl to the Supervisory Board 6
ForForApprove Creation of EUR 20 Million Pool of Capital without Preemptive Rights
7
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
ForForAuthorize Use of Financial Derivatives when Repurchasing Shares
9
ForForApprove Non-Disclosure of Individualized Management Board Remuneration
10
The Finish Line, Inc.
Meeting Date: 07/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William P. Carmichael For For
ForForElect Director Richard P. Crystal 1.2
ForForElect Director Samuel M. Sato 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vodacom Group Ltd
Meeting Date: 07/16/2015 Country: South Africa
Meeting Type: Annual
Page 72 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vodacom Group Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2015
For For
ForForElect Priscillah Mabelane as Director 2
ForForRe-elect David Brown as Director 3
ForForRe-elect Ivan Dittrich as Director 4
ForForRe-elect Michael Joseph as Director 5
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with D von Hoesslin as the Individual Registered Auditor
6
ForForApprove Remuneration Philosophy 7
ForForRe-elect David Brown as Member of the Audit, Risk and Compliance Committee
8
ForForRe-elect Phillip Moleketi as Member of the Audit, Risk and Compliance Committee
9
ForForElect Priscillah Mabelane as Member of the Audit, Risk and Compliance Committee
10
ForForAuthorise Repurchase of Issued Share Capital 11
ForForApprove Increase in Non-Executive Directors' Fees
12
ForForApprove Financial Assistance to Related and Inter-related Companies
13
Wincanton plc
Meeting Date: 07/16/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Steve Marshall as Director 3
ForForRe-elect Adrian Colman as Director 4
ForForElect Paul Dean as Director 5
Page 73 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wincanton plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Stewart Oades as Director 6
ForForRe-elect David Radcliffe as Director 7
ForForRe-elect Martin Sawkins as Director 8
ForForReappoint KPMG LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise EU Political Donations and Expenditure
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
ForForAdopt Financial Reporting Standard (FRS 101) Commencing 1 April 2015
16
Burlington Stores, Inc.
Meeting Date: 07/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Thomas A. Kingsbury For For
ForForElect Director Frank Cooper, III 1.2
ForForElect Director William P. McNamara 1.3
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Cheil Industries Inc.
Meeting Date: 07/17/2015 Country: South Korea
Meeting Type: Special
Page 74 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cheil Industries Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement with Samsung C&T Corp.
For Abstain
ForForApprove Total Remuneration of Inside Directors and Outside Directors
2
ForForElect Kwon Jae-Chul as Member of Audit Committee
3
DCC plc
Meeting Date: 07/17/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Tommy Breen as Director 4a
ForForRe-elect Roisin Brennan as Director 4b
ForForRe-elect David Byrne as Director 4c
ForForElect David Jukes as Director 4d
ForForRe-elect Pamela Kirby as Director 4e
ForForRe-elect Jane Lodge as Director 4f
ForForRe-elect John Moloney as Director 4g
ForForRe-elect Donal Murphy as Director 4h
ForForRe-elect Fergal O'Dwyer as Director 4i
ForForRe-elect Leslie Van de Walle as Director 4j
ForForAppoint KPMG as Auditors 5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
Page 75 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DCC plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
8
ForForAuthorise Market Purchase of Shares 9
ForForAuthorise Reissuance Price Range of Treasury Shares
10
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
11
ForForAmend Memorandum of Association 12
ForForAdopt New Articles of Association 13
HomeServe plc
Meeting Date: 07/17/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Barry Gibson as Director 4
ForForRe-elect Richard Harpin as Director 5
ForForRe-elect Martin Bennett as Director 6
ForForRe-elect Johnathan Ford as Director 7
ForForRe-elect Stella David as Director 8
ForForRe-elect Ben Mingay as Director 9
ForForRe-elect Mark Morris as Director 10
ForForReappoint Deloitte LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForApprove UK Share Incentive Plan 13
ForForApprove HomeServe Global Share Incentive Plan
14
ForForApprove Special Dividend and Share Consolidation
15
Page 76 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HomeServe plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Omega Healthcare Investors, Inc.
Meeting Date: 07/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Norman R. Bobins For For
ForForElect Director Craig R. Callen 1.2
ForForElect Director Thomas F. Franke 1.3
ForForElect Director Bernard J. Korman 1.4
ForForDeclassify the Board of Directors 2
ForForRatify Ernst & Young LLP as Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Red Electrica Corporacion SA
Meeting Date: 07/17/2015 Country: Spain
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report on Process of Splitting Positions of Chairman of the Board and Chief Executive Officer
Do Not Vote
ForFix Number of Directors at 12 2
Page 77 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Red Electrica Corporacion SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForElect Juan Francisco Lasala Bernad as Director
3
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
4
Samsung C&T Corp.
Meeting Date: 07/17/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement with Cheil Industries Inc.
For Abstain
AbstainAgainstAmend Articles of Incorporation (Distribution of Dividends in Kind)
2
AbstainAgainstAmend Articles of Incorporation (Distribution of Interim Dividends upon Shareholder Approval / Distribution of Interim Dividends in Kind)
3
Templeton Emerging Markets Investment Trust plc
Meeting Date: 07/17/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Peter Smith as Director 4
ForForRe-elect Christopher Brady as Director 5
ForForRe-elect Hamish Buchan as Director 6
ForForRe-elect Neil Collins as Director 7
Page 78 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Templeton Emerging Markets Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Peter Harrison as Director 8
ForForRe-elect Beatrice Hollond as Director 9
ForForRe-elect Gregory Johnson as Director 10
ForForReappoint Deloitte LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Triumph Group, Inc.
Meeting Date: 07/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Paul Bourgon For For
ForForElect Director John G. Drosdick 1.2
ForForElect Director Ralph E. Eberhart 1.3
ForForElect Director Richard C. Gozon 1.4
ForForElect Director Dawne S. Hickton 1.5
ForForElect Director Richard C. Ill 1.6
ForForElect Director William L. Mansfield 1.7
ForForElect Director Adam J. Palmer 1.8
ForForElect Director Joseph M. Silvestri 1.9
ForForElect Director George Simpson 1.10
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Page 79 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Of India Ltd
Meeting Date: 07/20/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
3
PKP Cargo SA
Meeting Date: 07/20/2015 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Prepare List of Shareholders 2
Acknowledge Proper Convening of Meeting 3
ForForApprove Agenda of Meeting 4
ForForAmend Statute Re: Board-Related 5
AgainstForTransact Other Business 6
Close Meeting 7
Quintain Estates & Development plc
Meeting Date: 07/20/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 80 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Quintain Estates & Development plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 2
AbstainForRe-elect William Rucker as Director 3
ForForRe-elect Christopher Bell as Director 4
ForForElect Simon Carter as Director 5
ForForRe-elect Charles Cayzer as Director 6
ForForRe-elect Peter Dixon as Director 7
ForForRe-elect Maxwell James as Director 8
ForForRe-elect Nigel Kempner as Director 9
ForForRe-elect Rosaleen Kerslake as Director 10
ForForReappoint KPMG LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Renhe Commercial Holdings Company Ltd.
Meeting Date: 07/20/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition Agreement and Related Transactions
For Abstain
AgainstForApprove Framework Lease Agreement and Related Transactions
2
ForForApprove Increase in Authorized Share Capital 3
ForForAuthorize Board to Execute All Such Documents Relating to the Acquisition Agreement, Framework Lease Agreement and Increase in Authorized Share Capital
4
Page 81 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rosetta Resources Inc.
Meeting Date: 07/20/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Sun Communities, Inc.
Meeting Date: 07/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Stephanie W. Bergeron For For
ForForElect Director James R. Goldman 1b
ForForElect Director Brian M. Hermelin 1c
ForForElect Director Ronald A. Klein 1d
ForForElect Director Paul D. Lapides 1e
ForForElect Director Clunet R. Lewis 1f
ForForElect Director Ronald L. Piasecki 1g
ForForElect Director Randall K. Rowe 1h
ForForElect Director Gary A. Shiffman 1i
ForForElect Director Arthur A. Weiss 1j
ForForRatify Grant Thornton LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Omnibus Stock Plan 4
ForForIncrease Authorized Preferred and Common Stock
5
Page 82 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alliance Financial Group Berhad
Meeting Date: 07/21/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration of Directors For For
ForForElect Lee Ah Boon as Director 2
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
3
ForForElect Kung Beng Hong as Director 4
ForForElect Thomas Mun Lung Lee as Director 5
ForForElect Oh Chong Peng as Director 6
ForForApprove Oh Chong Peng to Continue Office as Independent Non-Executive Director
7
ForForApprove Thomas Mun Lung Lee to Continue Office as Independent Non-Executive Director
8
ForForApprove Dziauddin bin Megat Mahmud to Continue Office as Independent Non-Executive Director
9
ForForApprove Stephen Geh Sim Whye to Continue Office as Independent Non-Executive Director
10
AO World plc
Meeting Date: 07/21/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Richard Rose as Director 3
ForForRe-elect John Roberts as Director 4
ForForRe-elect Steve Caunce as Director 5
ForForRe-elect Brian McBride as Director 6
Page 83 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AO World plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForRe-elect Chris Hopkinson as Director 7
ForForRe-elect Marisa Cassoni as Director 8
ForForRe-elect Rudolf Lamprecht as Director 9
ForForReappoint Deloitte LLP as Auditors 10
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Assura Plc
Meeting Date: 07/21/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForReappoint Deloitte LLP as Auditors 3
ForForAuthorise Board to Fix Remuneration of Auditors
4
ForForRe-elect Simon Laffin as Director 5
ForForRe-elect Graham Roberts as Director 6
ForForRe-elect Jonathan Murphy as Director 7
ForForRe-elect Jenefer Greenwood as Director 8
ForForRe-elect David Richardson as Director 9
ForForApprove Scrip Dividend Scheme 10
Page 84 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Assura Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with Acquisition or Specified Capital Investment
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Big Yellow Group plc
Meeting Date: 07/21/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Tim Clark as Director 5
ForForRe-elect Richard Cotton as Director 6
ForForRe-elect James Gibson as Director 7
ForForRe-elect Georgina Harvey as Director 8
ForForRe-elect Steve Johnson as Director 9
ForForRe-elect Adrian Lee as Director 10
ForForRe-elect Mark Richardson as Director 11
ForForRe-elect John Trotman as Director 12
ForForRe-elect Nicholas Vetch as Director 13
ForForApprove 2015 Long Term Bonus Performance Plan
14
ForForReappoint Deloitte LLP as Auditors 15
Page 85 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Big Yellow Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
BYD Company Ltd.
Meeting Date: 07/21/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Resolution that the Company Satisfies the Conditions for Non-Public Issuance of A Shares
1
ForForApprove Proposal for the Non-Public Issuance of A Shares
2
ForForApprove Class of Shares to be Issued and the Nominal Value in Relation to the Non-Public Issuance of A Shares
2.01
ForForApprove Method of Issuance in Relation to the Non-Public Issuance of A Shares
2.02
ForForApprove Target Subscribers and Method of Subscription in Relation to the Non-Public Issuance of A Shares
2.03
ForForApprove Price Determination Date and Basis of Determination of Issue Price in Relation to the Non-Public Issuance of A Shares
2.04
ForForApprove Number of New A Shares to be Issued in Relation to the Non-Public Issuance of A Shares
2.05
ForForApprove Lock-Up Period Arrangement in Relation to the Non-Public Issuance of A Shares
2.06
Page 86 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BYD Company Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Amount and Use of Proceeds in Relation to the Non-Public Issuance of A Shares
2.07
ForForApprove Arrangement of Distributable Profits in Relation to the Non-Public Issuance of A Shares
2.08
ForForApprove Validity Period of the Resolutions in Relation to the Non-Public Issuance of A Shares
2.09
ForForApprove Place of Listing in Relation to the Non-Public Issuance of A Shares
2.10
ForForApprove the Plan for the Proposed Non-Public Issuance of A Shares
3
ForForApprove Feasibility Report on the Use of Proceeds Raised from the Non-Public Issuance of A Shares
4
ForForAmend Articles of Association 5
ForForApprove Shareholder Dividend Return Plan (2015-2017)
6
ForForAuthorize Board to Handle All Matters Relating to the Non-Public Issuance of A Shares
7
ForForApprove Explanation on the Use of Proceeds of the Previous Fund Raising
8
ForForApprove Amendment of the Management Policy for Funds Raised
9
ForForAmend Rules and Procedures of Shareholders' Meeting
10
BYD Company Ltd.
Meeting Date: 07/21/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Proposal for the Non-Public Issuance of A Shares
1
ForForApprove Class of Shares to be Issued and the Nominal Value in Relation to the Non-Public Issuance of A Shares
1.01
Page 87 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BYD Company Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Method of Issuance in Relation to the Non-Public Issuance of A Shares
1.02
ForForApprove Target Subscribers and Method of Subscription in Relation to the Non-Public Issuance of A Shares
1.03
ForForApprove Price Determination Date and Basis of Determination of Issue Price in Relation to the Non-Public Issuance of A Shares
1.04
ForForApprove Number of New A Shares to be Issued in Relation to the Non-Public Issuance of A Shares
1.05
ForForApprove Lock-Up Period Arrangement in Relation to the Non-Public Issuance of A Shares
1.06
ForForApprove Amount and Use of Proceeds in Relation to the Non-Public Issuance of A Shares
1.07
ForForApprove Arrangement of Distributable Profits in Relation to the Non-Public Issuance of A Shares
1.08
ForForApprove Validity Period of the Resolutions in Relation to the Non-Public Issuance of A Shares
1.09
ForForApprove Place of Listing in Relation to the Non-Public Issuance of A Shares
1.10
ForForApprove the Plan for the Proposed Non-Public Issuance of A Shares
2
Cable & Wireless Communications plc
Meeting Date: 07/21/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Sir Richard Lapthorne as Director 3
ForForRe-elect Simon Ball as Director 4
ForForElect John Risley as Director 5
Page 88 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cable & Wireless Communications plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Phil Bentley as Director 6
ForForRe-elect Perley McBride as Director 7
ForForRe-elect Mark Hamlin as Director 8
ForForElect Brendan Paddick as Director 9
ForForRe-elect Alison Platt as Director 10
ForForElect Barbara Thoralfsson as Director 11
ForForRe-elect Ian Tyler as Director 12
ForForElect Thad York as Director 13
ForForReappoint KPMG LLP as Auditors 14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForApprove Final Dividend 16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Cairn India Limited
Meeting Date: 07/21/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForElect T. Jain as Director 3
ForForApprove S. R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Branch Auditors and Authorize Board to Fix Their Remuneration
5
ForForElect M. Ashar as Director 6
Page 89 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cairn India Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Cost Auditors 7
CCR S.A.
Meeting Date: 07/21/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Directors For Do Not Vote
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForElect Directors 1
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Meeting Date: 07/21/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Re-Ratify Remuneration of Company's Management for Fiscal Year 2015
For Do Not Vote
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Meeting Date: 07/21/2015 Country: Brazil
Meeting Type: Special
Page 90 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Companhia Saneamento Basico do Estado de Sao Paulo - SABESP
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Do Not Vote
ForRe-Ratify Remuneration of Company's Management for Fiscal Year 2015
1
comScore, Inc.
Meeting Date: 07/21/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William J. Henderson For For
ForForElect Director Ronald J. Korn 1.2
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
GF Securities Co., Ltd.
Meeting Date: 07/21/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Issuance of Corporate Onshore and Offshore Debt Financing Instruments
1
ForForApprove Issuing Entity, Size and Method of Issuance in Relation to the Issuance Corporate Onshore and Offshore Debt Financing Instruments
1.1
ForForApprove Type of the Debt Financing Instruments in Relation to the Issuance Corporate Onshore and Offshore Debt Financing Instruments
1.2
Page 91 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GF Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Term of the Debt Financing Instruments in Relation to the Issuance Corporate Onshore and Offshore Debt Financing Instruments
1.3
ForForApprove Interest Rate of the Debt Financing Instruments in Relation to the Issuance Corporate Onshore and Offshore Debt Financing Instruments
1.4
ForForApprove Security and Other Arrangements in Relation to the Issuance Corporate Onshore and Offshore Debt Financing Instruments
1.5
ForForApprove Use of Proceeds in Relation to the Issuance Corporate Onshore and Offshore Debt Financing Instruments
1.6
ForForApprove Issuing Price in Relation to the Issuance Corporate Onshore and Offshore Debt Financing Instruments
1.7
ForForApprove Targets of Issue in Relation to the Issuance Corporate Onshore and Offshore Debt Financing Instruments
1.8
ForForApprove Listing of the Debt Financing Instruments in Relation to the Issuance Corporate Onshore and Offshore Debt Financing Instruments
1.9
ForForApprove Safeguard Measures for Debt Repayment of the Debt Financing Instruments in Relation to the Issuance Corporate Onshore and Offshore Debt Financing Instruments
1.10
ForForApprove Validity Period of the Resolutions Passed in Relation to the Issuance Onshore and Offshore Corporate Debt Financing Instruments
1.11
ForForApprove Authorization Granted to the Board for the Issuance of Corporate Onshore and Offshore Debt Financing Instruments
1.12
AgainstForElect Xu Xinzhong as Supervisor 2
Haemonetics Corporation
Meeting Date: 07/21/2015 Country: USA
Meeting Type: Annual
Page 92 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haemonetics Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ronald G. Gelbman For For
ForForElect Director Richard J. Meelia 1.2
ForForElect Director Ellen M. Zane 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
HICL Infrastructure Company Ltd
Meeting Date: 07/21/2015 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAccept Financial Statements and Statutory Reports
1
ForForRe-elect Sarah Evans as a Director 2
ForForRe-elect Sally-Ann Farnon as a Director 3
ForForRe-elect John Hallam as a Director 4
ForForRe-elect Frank Nelson as a Director 5
ForForRe-elect Graham Picken as a Director 6
ForForRe-elect Christopher Russell as a Director 7
ForForRe-elect Ian Russell as a Director 8
ForForApprove Remuneration Report 9
ForForReappoint KPMG Channel Islands Limited as Auditors
10
ForForAuthorize Board to Fix Remuneration of Auditors
11
Special Business
Special Resolutions
ForForApprove Remuneration of Directors 12
Page 93 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HICL Infrastructure Company Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
13
Ordinary Resolutions
ForForApprove Scrip Dividend Program 14
ForForApprove Share Repurchase Program 15
JPMorgan European Investment Trust plc
Meeting Date: 07/21/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForRe-elect Andrew Adcock as Director 4
ForForRe-elect Josephine Dixon as Director 5
ForForRe-elect Stephen Goldman as Director 6
ForForRe-elect Stephen Russell as Director 7
ForForElect Jutta af Rosenborg as Director 8
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Growth Shares and Income Shares
12
ForForAuthorise Off-Market Purchase 13
ForForAdopt New Articles of Association 14
Page 94 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Grid plc
Meeting Date: 07/21/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Sir Peter Gershon as Director 3
ForForRe-elect Steve Holliday as Director 4
ForForRe-elect Andrew Bonfield as Director 5
ForForRe-elect John Pettigrew as Director 6
ForForElect Dean Seavers as Director 7
ForForRe-elect Nora Mead Brownell as Director 8
ForForRe-elect Jonathan Dawson as Director 9
ForForRe-elect Therese Esperdy as Director 10
ForForRe-elect Paul Golby as Director 11
ForForRe-elect Ruth Kelly as Director 12
ForForRe-elect Mark Williamson as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForApprove Remuneration Report 16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with 14 Working Days' Notice
20
Renold plc
Meeting Date: 07/21/2015 Country: United Kingdom
Meeting Type: Annual
Page 95 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Renold plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Mark Harper as Director 3
ForForRe-elect John Allkins as Director 4
ForForRe-elect Ian Griffiths as Director 5
ForForAppoint Deloitte LLP as Auditors 6
ForForAuthorise Board to Fix Remuneration of Auditors
7
ForForAuthorise Issue of Equity with Pre-emptive Rights
8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Market Purchase of Ordinary Shares 10
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
11
ForForAuthorise EU Political Donations and Expenditure
12
RTI International Metals, Inc.
Meeting Date: 07/21/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Daniel I. Booker For For
ForForElect Director Ronald L. Gallatin 1.2
ForForElect Director Robert M. Hernandez 1.3
ForForElect Director David P. Hess 1.4
ForForElect Director Dawne S. Hickton 1.5
ForForElect Director Edith E. Holiday 1.6
ForForElect Director Jerry Howard 1.7
Page 96 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
RTI International Metals, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director James A. Williams 1.8
ForForElect Director Arthur B. Winkleblack 1.9
AbstainForApprove Merger Agreement 2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
AgainstForAdvisory Vote on Golden Parachutes 5
ForForAdjourn Meeting 6
SATS Ltd
Meeting Date: 07/21/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect David Zalmon Baffsky as Director 3
ForForElect Nihal Vijaya Devadas Kaviratne as Director
4
ForForElect Edmund Cheng Wai Wing as Director 5
ForForElect Euleen Goh Yiu Kiang as Director 6
ForForElect Michael Kok Pak Kuan as Director 7
AgainstForApprove Directors' Fees 8
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
9
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
10
AgainstForApprove Issuance of Shares and/or Grant of Awards Under the SATS Performance Share Plan, SATS Restricted Share Plan, and SATS Employee Share Option Plan
11
ForForApprove Mandate for Interested Person Transactions
12
Page 97 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SATS Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Share Repurchase Program 13
AgainstForOther Business 14
Singapore Telecommunications Limited
Meeting Date: 07/21/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect Bobby Chin Yoke Choong as Director 3
ForForElect Chua Sock Koong as Director 4
ForForElect Venkataraman Vishnampet Ganesan as Director
5
ForForElect Teo Swee Lian as Director 6
ForForApprove Directors' Fees 7
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
8
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
9
ForForApprove Grant of Awards and Issuance of Shares Pursuant to the Singtel Performance Share Plan 2012
10
ForForAuthorize Share Repurchase Program 11
The British Land Company plc
Meeting Date: 07/21/2015 Country: United Kingdom
Meeting Type: Annual
Page 98 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The British Land Company plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Lynn Gladden as Director 3
ForForElect Laura Wade-Gery as Director 4
ForForRe-elect Aubrey Adams as Director 5
ForForRe-elect Lucinda Bell as Director 6
ForForRe-elect Simon Borrows as Director 7
ForForRe-elect John Gildersleeve as Director 8
ForForRe-elect Chris Grigg as Director 9
ForForRe-elect William Jackson as Director 10
ForForRe-elect Charles Maudsley as Director 11
ForForRe-elect Tim Roberts as Director 12
ForForRe-elect Tim Score as Director 13
ForForRe-elect Lord Turnbull as Director 14
ForForReappoint PricewaterhouseCoopers LLP as Auditors
15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAffirm Two Leasehold Transactions 18
ForForAuthorise Issue of Equity with Pre-emptive Rights
19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise Market Purchase of Ordinary Shares 21
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
TR Property Investment Trust plc
Meeting Date: 07/21/2015 Country: United Kingdom
Meeting Type: Annual
Page 99 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TR Property Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Simon Marrison as Director 4
ForForRe-elect David Watson as Director 5
ForForRe-elect Hugh Seaborn as Director 6
ForForRe-elect Caroline Burton as Director 7
ForForRe-elect Suzie Procter as Director 8
ForForRe-elect John Glen as Director 9
ForForReappoint Ernst & Young LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
Vp plc
Meeting Date: 07/21/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
AbstainForRe-elect Jeremy Pilkington as Director 3
ForForRe-elect Neil Stothard as Director 4
ForForRe-elect Allison Bainbridge as Director 5
ForForRe-elect Steve Rogers as Director 6
Page 100 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vp plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Phil White as Director 7
ForForAppoint PricewaterhouseCoopers LLP as Auditors
8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForApprove Remuneration Report 10
ForForAuthorise Market Purchase of Ordinary Shares 11
Alere Inc.
Meeting Date: 07/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Gregg J. Powers For For
ForForElect Director Hakan Bjorklund 1b
ForForElect Director Geoffrey S. Ginsburg 1c
ForForElect Director Carol R. Goldberg 1d
ForForElect Director John F. Levy 1e
ForForElect Director Brian A. Markison 1f
ForForElect Director Thomas Fulton Wilson McKillop 1g
ForForElect Director John A. Quelch 1h
ForForElect Director James Roosevelt, Jr. 1i
ForForElect Director Namal Nawana 1j
AgainstForAmend Omnibus Stock Plan 2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
AVX Corporation
Meeting Date: 07/22/2015 Country: USA
Meeting Type: Annual
Page 101 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AVX Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John Sarvis For For
ForForElect Director Goro Yamaguchi 1.2
ForForElect Director Joseph Stach 1.3
ForForRatify PricewaterhouseCoopers, LLP as Auditors
2
BRAIT SE
Meeting Date: 07/22/2015 Country: Malta
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForForAccept Financial Statements and Statutory Reports
1
ForForRe-elect P J Moleketi as Director 2.1
ForForRe-elect AS Jacobs as Director 2.2
ForForRe-elect CD Keogh as Director 2.3
ForForRe-elect LL Porter as Director 2.4
ForForRe-elect CS Seabrooke as Director 2.5
ForForRe-elect HRW Troskie as Director 2.6
ForForRe-elect CH Wiese as Director 2.7
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
3
ForForApprove Dividends for Preference Shares 4
ForForApprove Bonus Share Issue and Alternative Cash Dividend Program
5
ForForAuthorize Share Repurchase Program 6
ForForAuthorize Share Capital Increase without Preemptive Rights
7
Page 102 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CONSTELLATION BRANDS, INC.
Meeting Date: 07/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jerry Fowden For For
ForForElect Director Barry A. Fromberg 1.2
ForForElect Director Robert L. Hanson 1.3
ForForElect Director Ernesto M. Hernandez 1.4
ForForElect Director James A. Locke, III 1.5
ForForElect Director Richard Sands 1.6
ForForElect Director Robert Sands 1.7
ForForElect Director Judy A. Schmeling 1.8
ForForElect Director Keith E. Wandell 1.9
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
DLF Ltd.
Meeting Date: 07/22/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForAuthorize Issuance of Non-Convertible Debentures
1
ForForApprove Remuneration of Cost Auditors 2
ForForAmend Articles of Association 3
ForForApprove Commission Remuneration for Non-Executive Directors
4
Page 103 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Experian plc
Meeting Date: 07/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForElect Lloyd Pitchford as Director 3
ForForElect Kerry Williams as Director 4
ForForRe-elect Fabiola Arredondo as Director 5
ForForRe-elect Jan Babiak as Director 6
ForForRe-elect Brian Cassin as Director 7
ForForRe-elect Roger Davis as Director 8
ForForRe-elect Deirdre Mahlan as Director 9
ForForRe-elect Don Robert as Director 10
ForForRe-elect George Rose as Director 11
ForForRe-elect Judith Sprieser as Director 12
ForForRe-elect Paul Walker as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForApprove Performance Share Plan 17
ForForApprove Co-Investment Plan 18
ForForApprove Share Option Plan 19
ForForApprove UK Tax-Qualified Sharesave Plan 20
ForForApprove UK Tax-Qualified All-Employee Plan 21
ForForApprove Free Share Plan 22
ForForAuthorise Issue of Equity without Pre-emptive Rights
23
ForForAuthorise Market Purchase of Ordinary Shares 24
Page 104 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fidelity China Special Situations plc
Meeting Date: 07/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect John Owen as Director 3
ForForRe-elect Nicholas Bull as Director 4
ForForRe-elect David Causer as Director 5
ForForRe-elect Peter Pleydell-Bouverie as Director 6
ForForRe-elect Elisabeth Scott as Director 7
AbstainForRe-elect Andrew Wells as Director 8
ForForApprove Remuneration Report 9
ForForReappoint Grant Thornton UK LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
Flybe Group plc
Meeting Date: 07/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForElect Philip de Klerk as Director 4
Page 105 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Flybe Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Elizabeth McMeikan as Director 5
ForForElect David Kappler as Director 6
ForForRe-elect Sir Timothy Anderson as Director 7
ForForRe-elect Saad Hammad as Director 8
ForForRe-elect Simon Laffin as Director 9
ForForReappoint Deloitte LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise EU Political Donations and Expenditure
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAmend Articles of Association 17
Invesco Income Growth Trust plc
Meeting Date: 07/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Hugh Twiss as Director 4
AbstainForRe-elect Chris Hills as Director 5
ForForRe-elect Roger Walsom as Director 6
ForForAppoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
7
Page 106 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Invesco Income Growth Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Market Purchase of Ordinary Shares 10
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
11
Johnson Matthey plc
Meeting Date: 07/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Chris Mottershead as Director 4
ForForRe-elect Tim Stevenson as Director 5
ForForRe-elect Odile Desforges as Director 6
ForForRe-elect Alan Ferguson as Director 7
ForForRe-elect Den Jones as Director 8
ForForRe-elect Robert MacLeod as Director 9
ForForRe-elect Colin Matthews as Director 10
ForForRe-elect Larry Pentz as Director 11
ForForRe-elect Dorothy Thompson as Director 12
ForForRe-elect John Walker as Director 13
ForForReappoint KPMG LLP as Auditors 14
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
Page 107 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Johnson Matthey plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Mapletree Commercial Trust
Meeting Date: 07/22/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report
For For
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
3
Norcros plc
Meeting Date: 07/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Jo Hallas as Director 4
ForForRe-elect Martin Towers as Director 5
ForForRe-elect David McKeith as Director 6
Page 108 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Norcros plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Nick Kelsall as Director 7
ForForRe-elect Martin Payne as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors
9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForApprove Share Consolidation 11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
PayPoint plc
Meeting Date: 07/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Neil Carson as Director 4
ForForRe-elect George Earle as Director 5
ForForRe-elect David Morrison as Director 6
ForForRe-elect Stephen Rowley as Director 7
ForForRe-elect Dominic Taylor as Director 8
ForForRe-elect Tim Watkin-Rees as Director 9
ForForRe-elect Nick Wiles as Director 10
ForForElect Gill Barr as Director 11
ForForReappoint Deloitte LLP as Auditors 12
Page 109 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PayPoint plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
QinetiQ Group plc
Meeting Date: 07/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Sir James Burnell-Nugent as Director 4
ForForRe-elect Mark Elliott as Director 5
ForForRe-elect Michael Harper as Director 6
ForForRe-elect Ian Mason as Director 7
ForForRe-elect David Mellors as Director 8
ForForRe-elect Paul Murray as Director 9
ForForRe-elect Susan Searle as Director 10
ForForElect Steve Wadey as Director 11
ForForReappoint KPMG LLP as Auditors 12
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
ForForAuthorise EU Political Donations and Expenditure
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
Page 110 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
QinetiQ Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Rexnord Corporation
Meeting Date: 07/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Todd A. Adams For For
ForForElect Director Robin A. Walker-Lee 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
SUPERVALU INC.
Meeting Date: 07/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Donald R. Chappel For For
ForForElect Director Irwin S. Cohen 1b
ForForElect Director Sam Duncan 1c
ForForElect Director Philip L. Francis 1d
ForForElect Director Eric G. Johnson 1e
ForForElect Director Mathew M. Pendo 1f
ForForElect Director Matthew E. Rubel 1g
ForForElect Director Francesca Ruiz de Luzuriaga 1h
Page 111 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SUPERVALU INC.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Wayne C. Sales 1i
ForForElect Director Frank A. Savage 1j
ForForElect Director Gerald L. Storch 1k
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
TalkTalk Telecom Group plc
Meeting Date: 07/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Sir Charles Dunstone as Director 4
ForForRe-elect Dido Harding as Director 5
ForForElect Iain Torrens as Director 6
ForForRe-elect Tristia Harrison as Director 7
ForForRe-elect Charles Bligh as Director 8
ForForRe-elect Ian West as Director 9
ForForRe-elect John Gildersleeve as Director 10
ForForRe-elect John Allwood as Director 11
ForForRe-elect Brent Hoberman as Director 12
ForForRe-elect Sir Howard Stringer as Director 13
ForForRe-elect James Powell as Director 14
ForForReappoint Deloitte LLP as Auditors 15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Page 112 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TalkTalk Telecom Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForAuthorise Issue of Equity without Pre-emptive Rights
19
ForForAuthorise Market Purchase of Ordinary Shares 20
The Link Real Estate Investment Trust
Meeting Date: 07/22/2015 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Note the Financial Statements and Statutory Report
Note the Appointment of Auditor and Fixing of Their Remuneration
2
ForForElect Nicholas Robert Sallnow-Smith as Director
3.1
ForForElect Ian Keith Griffiths as Director 3.2
ForForElect May Siew Boi Tan as Director 3.3
ForForElect Elaine Carole Young as Director 3.4
ForForElect Peter Tse Pak Wing as Director 4.1
ForForElect Nancy Tse Sau Ling as Director 4.2
ForForAuthorize Repurchase of Up to 10 Percent Issued Units
5
WIPRO Limited
Meeting Date: 07/22/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Page 113 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WIPRO Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements and Statutory Reports
1
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForElect T.K. Kurien as Director 3
ForForApprove BSR & Co LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Appointment and Remuneration of A.H. Premji as Chairman & Managing Director
5
ForForApprove Appointment and Remuneration of R.A. Premji as Executive Director
6
WIPRO Limited
Meeting Date: 07/22/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForElect T.K. Kurien as Director 3
ForForApprove BSR & Co LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Appointment and Remuneration of A.H. Premji as Chairman & Managing Director
5
ForForApprove Appointment and Remuneration of R.A. Premji as Executive Director
6
Xero Limited
Meeting Date: 07/22/2015 Country: New Zealand
Meeting Type: Annual
Page 114 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Xero Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Board to Fix the Remuneration of the Auditors
For For
ForForElect Graham Smith as Director 2
ForForElect Craig Elliot as Director 3
ForForElect Craig Winkler as Director 4
ForForApprove the Grant of Options to Chris Liddell and Bill Veghte
5
ForForApprove the Issuance of Shares to Lee Hatton, Non-Executive Director of the Company
6
ForForAmend the Xero Limited (USA) Equity Incentive Scheme
7
ForForAmend the U.S.Equity Scheme Cap 8
Alstria office REIT-AG
Meeting Date: 07/23/2015 Country: Germany
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Up to 68.8 Million New Shares in Connection with Acquisition of DO Deutsche Office AG
For Abstain
ForForElect Hermann T. Dambach to the Supervisory Board
2
AusNet Services
Meeting Date: 07/23/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Resolutions for AusNet Services
Page 115 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AusNet Services
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Robert Milliner as Director 2a
AgainstForElect Ho Tian Yee as Director 2b
ForForElect Tony Iannello as Director 2c
Resolution for Stapled Companies
ForForApprove the Remuneration Report 3
Resolutions for AusNet Services
ForForAppoint KPMG as Auditor of the Company 4
ForForApprove the Grant of Up to 739,722 Performance Rights to Nino Ficca, Managing Director of the Company
5
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
6
ForForApprove the Issuance of Shares 7
Bajaj Auto Ltd.
Meeting Date: 07/23/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect S. Bajaj as Director 3
ForForElect N. Bajaj as Director 4
ForForApprove Dalal & Shah as Auditors and Authorize Board to Fix Their Remuneration
5
ForForElect G. Piramal as Independent Director 6
ForForApprove Appointment and Remuneration of Rahul Bajaj as Chairman
7
ForForApprove Appointment and Remuneration of M. Bajaj as Vice Chairman
8
ForForApprove Appointment and Remuneration of Rajiv Bajaj as Managing Director
9
Page 116 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bloomsbury Publishing plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Wendy Pallot as Director 4
ForForReappoint KPMG LLP as Auditors 5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
ForForAuthorise Issue of Equity without Pre-emptive Rights
8
ForForAuthorise Market Purchase of Ordinary Shares 9
Capital Product Partners L.P.
Meeting Date: 07/23/2015 Country: Marshall Isl
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Dimitris Christacopoulos For For
ForForElect Director Abel Rasterhoff 1.2
ForForRatify Deloitte Hadjipavlou, Sofianos & Cambanis S.A. as Auditors
3
De La Rue plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Page 117 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
De La Rue plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Martin Sutherland as Director 4
ForForRe-elect Victoria Jarman as Director 5
ForForRe-elect Philip Rogerson as Director 6
ForForRe-elect Andrew Stevens as Director 7
ForForReappoint KPMG LLP as Auditors 8
ForForAuthorise Board to Fix Remuneration of Auditors
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
Electrocomponents plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Bertrand Bodson as Director 4
ForForElect Lindsley Ruth as Director 5
Page 118 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electrocomponents plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Simon Boddie as Director 6
ForForRe-elect Karen Guerra as Director 7
ForForRe-elect Paul Hollingworth as Director 8
ForForRe-elect Peter Johnson as Director 9
ForForRe-elect John Pattullo as Director 10
ForForRe-elect Rupert Soames as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Ennis, Inc.
Meeting Date: 07/23/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Godfrey M. Long, Jr. For For
ForForElect Director Thomas R. Price 1.2
ForForElect Director Alejandro Quiroz 1.3
ForForRatify Grant Thornton LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForOther Business 4
Page 119 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
F&C Global Smaller Companies plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForElect Anja Balfour as Director 5
ForForElect Josephine Dixon as Director 6
ForForElect David Stileman as Director 7
ForForRe-elect Andrew Adcock as Director 8
ForForRe-elect Anthony Townsend as Director 9
ForForRe-elect Jane Tozer as Director 10
ForForReappoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise Directors to Sell or Transfer Treasury Shares for Cash
16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Fuller Smith & Turner plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Page 120 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fuller Smith & Turner plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Lynn Fordham as Director 4
ForForRe-elect John Dunsmore as Director 5
ForForRe-elect Jonathon Swaine as Director 6
ForForRe-elect Richard Fuller as Director 7
ForForReappoint Grant Thornton UK LLP as Auditors and Authorise Their Remuneration
8
ForForApprove Savings Related Share Option Scheme 2015
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Market Purchase of A Ordinary Shares
12
ForForAuthorise Off-Market Purchase of B Ordinary Shares
13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
Halma plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Policy 3
ForForApprove Remuneration Report 4
Page 121 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halma plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Paul Walker as Director 5
ForForRe-elect Andrew Williams as Director 6
ForForRe-elect Kevin Thompson as Director 7
ForForRe-elect Jane Aikman as Director 8
ForForRe-elect Adam Meyers as Director 9
ForForRe-elect Daniela Barone Soares as Director 10
ForForElect Roy Twite as Director 11
ForForElect Tony Rice as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForApprove Executive Share Plan 15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAmend Articles of Association 17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Indiabulls Properties Investment Trust
Meeting Date: 07/23/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Report of the Trustee-Manager, Statement by the Trustee-Manager, Audited Financial Statements and Auditors' Report
For For
ForForApprove Ernst & Young LLP as Auditors and Authorize Board of the Trustee-Manager to Fix Their Remuneration
2
AgainstForApprove Issuance of Equity or Equity Linked Securities with or without Preemptive Rights
3
Page 122 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Indiabulls Properties Investment Trust
Meeting Date: 07/23/2015 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Unit Consolidation For For
Land Securities Group plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Dame Alison Carnwath as Director 5
ForForRe-elect Robert Noel as Director 6
ForForRe-elect Martin Greenslade as Director 7
ForForRe-elect Kevin O'Byrne as Director 8
ForForRe-elect Simon Palley as Director 9
ForForRe-elect Christopher Bartram as Director 10
ForForRe-elect Stacey Rauch as Director 11
ForForRe-elect Cressida Hogg as Director 12
ForForRe-elect Edward Bonham Carter as Director 13
ForForApprove Long-Term Incentive Plan 14
ForForReappoint Ernst & Young LLP as Auditors 15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
Page 123 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Land Securities Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForAuthorise Issue of Equity without Pre-emptive Rights
19
ForForAuthorise Market Purchase of Ordinary Shares 20
Lupin Ltd.
Meeting Date: 07/23/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Standalone Financial Statements and Statutory Reports
For For
ForForAccept Consolidated Financial Statements and Statutory Reports
2
ForForApprove Dividend Payment 3
ForForElect V. Gupta as Director 4
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Appointment and Remuneration of D.B. Gupta as Executive Chairman
6
ForForApprove Appointment and Remuneration of K.K. Sharma as Vice Chairman
7
ForForApprove Appointment and Remuneration of M.D. Gupta as Executive Director
8
ForForElect V. Kelkar as Independent Director 9
ForForElect R.A. Shah as Independent Director 10
ForForElect R. Zahn as Independent Director 11
ForForElect K.U. Mada as Independent Director 12
ForForElect D. C. Choksi as Independent Director 13
ForForApprove Commission Remuneration for Non-Executive Directors
14
ForForApprove Remuneration of Cost Auditors 15
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
16
Page 124 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lupin Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForIncrease Authorized Share Capital and Amend Memorandum of Association to Reflect Changes in Capital
17
Macquarie Group Limited
Meeting Date: 07/23/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
ForForElect Peter H Warne as Director 2a
ForForElect Gordon M Cairns as Director 2b
Shareholder Proposal
AgainstAgainstElect Stephen Mayne as Director 3
Management Proposals
ForForApprove the Remuneration Report 4
ForForApprove the Executive Voting Director's Participation in the Macquarie Group Employee Retained Equity Plan
5
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
6
ForForRatify the Past Issuance of 6.80 Million Shares
7
Mediclinic International Ltd
Meeting Date: 07/23/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended 31 March 2015
1
Page 125 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mediclinic International Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with NH Doman as the Individual Registered Auditor
2
ForForRe-elect Robert Leu as Director 3.1
ForForRe-elect Nandi Mandela as Director 3.2
ForForRe-elect Desmond Smith as Director 3.3
ForForRe-elect Pieter Uys as Director 3.4
ForForRe-elect Desmond Smith as Member of the Audit and Risk Committee
4.1
ForForRe-elect Alan Grieve as Member of the Audit and Risk Committee
4.2
ForForRe-elect Trevor Petersen as Member of the Audit and Risk Committee
4.3
ForForRe-elect Anton Raath as Member of the Audit and Risk Committee
4.4
ForForApprove Remuneration Policy 5
AgainstForPlace Authorised But Unissued Shares under Control of Directors
6
ForForAuthorise Board to Issue Shares for Cash 7
Special Resolutions
ForForApprove Non-executive Directors' Remuneration for the Financial Year Ending 31 March 2016
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForApprove Financial Assistance to Related and Inter-related Companies and Corporations
3
Modine Manufacturing Company
Meeting Date: 07/23/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Suresh V. Garimella For For
ForForElect Director Christopher W. Patterson 1b
ForForElect Director Christine Y. Yan 1c
Page 126 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Modine Manufacturing Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mothercare plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
AbstainForRe-elect Alan Parker as Director 3
ForForRe-elect Angela Brav as Director 4
ForForRe-elect Lee Ginsberg as Director 5
ForForRe-elect Amanda Mackenzie as Director 6
ForForRe-elect Richard Rivers as Director 7
ForForRe-elect Imelda Walsh as Director 8
ForForRe-elect Nick Wharton as Director 9
ForForElect Mark Newton-Jones as Director 10
ForForElect Richard Smothers as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForApprove Save As You Earn Plan 2015 18
Page 127 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
OmniVision Technologies, Inc.
Meeting Date: 07/23/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
ForForAdvisory Vote on Golden Parachutes 3
Personal Assets Trust plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Hamish Buchan as Director 3
AbstainForRe-elect Gordon Neilly as Director 4
ForForRe-elect Stuart Paul as Director 5
ForForRe-elect Frank Rushbrook as Director 6
ForForRe-elect Robin Angus as Director 7
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity without Pre-emptive Rights
10
ForForAuthorise Market Purchase of Ordinary Shares 11
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
12
Page 128 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Premier Foods plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForElect Richard Hodgson as Director 3
ForForRe-elect David Beever as Director 4
ForForRe-elect Gavin Darby as Director 5
ForForRe-elect Ian Krieger as Director 6
ForForRe-elect Jennifer Laing as Director 7
ForForRe-elect Alastair Murray as Director 8
ForForRe-elect Pam Powell as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForApprove Restricted Stock Plan 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
ForForAuthorise EU Political Donations and Expenditure
16
Redefine Properties Ltd
Meeting Date: 07/23/2015 Country: South Africa
Meeting Type: Special
Page 129 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Redefine Properties Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Place Authorised but Unissued Shares under Control of Directors for the Purpose of Acquiring All of Fountainhead's Asset, Including the Entire Fountainhead Property Portfolio
For For
ForForAuthorise Board to Ratify and Execute Approved Resolutions
2
Royal Mail plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Donald Brydon as Director 4
ForForRe-elect Moya Greene as Director 5
ForForRe-elect Matthew Lester as Director 6
ForForRe-elect Nick Horler as Director 7
ForForRe-elect Cath Keers as Director 8
ForForRe-elect Paul Murray as Director 9
ForForRe-elect Orna Ni-Chionna as Director 10
ForForRe-elect Les Owen as Director 11
ForForElect Peter Long as Director 12
ForForAppoint KPMG LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
Page 130 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Royal Mail plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
ForForAuthorise Market Purchase of Ordinary Shares 19
SABMiller plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Dave Beran as Director 3
ForForElect Jan du Plessis as Director 4
ForForElect Javier Ferran as Director 5
ForForElect Trevor Manuel as Director 6
ForForRe-elect Mark Armour as Director 7
ForForRe-elect Geoffrey Bible as Director 8
ForForRe-elect Alan Clark as Director 9
ForForRe-elect Dinyar Devitre as Director 10
ForForRe-elect Guy Elliott as Director 11
ForForRe-elect Lesley Knox as Director 12
ForForRe-elect Dr Dambisa Moyo as Director 13
ForForRe-elect Carlos Perez Davila as Director 14
ForForRe-elect Alejandro Santo Domingo Davila as Director
15
ForForRe-elect Helen Weir as Director 16
ForForApprove Final Dividend 17
ForForReappoint PricewaterhouseCoopers LLP as Auditors
18
Page 131 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SABMiller plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
19
ForForAuthorise Issue of Equity with Pre-emptive Rights
20
ForForAuthorise Issue of Equity without Pre-emptive Rights
21
ForForAuthorise Market Purchase of Ordinary Shares 22
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
23
Shanks Group plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Adrian Auer as Director 4
ForForRe-elect Eric van Amerongen as Director 5
ForForRe-elect Jacques Petry as Director 6
ForForRe-elect Dr Stephen Riley as Director 7
ForForRe-elect Marina Wyatt as Director 8
ForForRe-elect Peter Dilnot as Director 9
ForForRe-elect Toby Woolrych as Director 10
ForForReappoint PricewaterhouseCoopers LLP as Auditors
11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
Page 132 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shanks Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
ForForApprove 2015 Sharesave Scheme 18
SSE plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Alistair Phillips-Davies as Director 4
ForForRe-elect Gregor Alexander as Director 5
ForForRe-elect Jeremy Beeton as Director 6
ForForRe-elect Katie Bickerstaffe as Director 7
ForForRe-elect Sue Bruce as Director 8
ForForRe-elect Richard Gillingwater as Director 9
ForForRe-elect Peter Lynas as Director 10
ForForReappoint KPMG LLP as Auditors 11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
ForForApprove Scrip Dividend Scheme 17
Page 133 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SSE plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify and Confirm Payment of the Dividends 18
Wereldhave NV
Meeting Date: 07/23/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
ForForApprove Remuneration Policy Changes Re: Management Board
2.1
ForForApprove Remuneration Policy Changes Re: Supervisory Board
2.2
Allow Questions 3
Close Meeting 4
Axis Bank Ltd.
Meeting Date: 07/24/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect U. Sangwan as Director 3
ForForApprove S. R. Batliboi & Co LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect S. Vishvanathan as Independent Director
5
ForForApprove Revision of Remuneration of S. Misra, Chairman
6
Page 134 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Axis Bank Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Appointment and Remuneration of S. Sharma as CEO & Managing Director
7
ForForApprove Revision of Remuneration of V. Srinivasan, Executive Director
8
ForForElect S.K. Gupta as Director 9
ForForApprove Appointment and Remuneration of S.K. Gupta as Executive Director & CFO
10
ForForApprove Revision of Remuneration of S.K. Gupta, Executive Director & CFO
11
ForForApprove Increase in Borrowing Powers 12
ForForAuthorize Issuance of Debt Instruments 13
ForForApprove Increase in Limit on Foreign Shareholdings
14
Halla Visteon Climate Control Corp.
Meeting Date: 07/24/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Incorporation For For
AgainstForApprove Terms of Retirement Pay 2
Helical Bar plc
Meeting Date: 07/24/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Nigel McNair Scott as Director 3
ForForRe-elect Michael Slade as Director 4
Page 135 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Helical Bar plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Tim Murphy as Director 5
ForForRe-elect Gerald Kaye as Director 6
ForForRe-elect Matthew Bonning-Snook as Director 7
ForForRe-elect Duncan Walker as Director 8
ForForRe-elect Richard Gillingwater as Director 9
ForForRe-elect Richard Grant as Director 10
ForForRe-elect Andrew Gulliford as Director 11
ForForRe-elect Michael O'Donnell as Director 12
ForForReappoint Grant Thornton UK LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForApprove Remuneration Report 15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Hogg Robinson Group plc
Meeting Date: 07/24/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Kevin Ruffles as Director 4
ForForRe-elect John Coombe as Director 5
ForForElect Mark Whiteling as Director 6
Page 136 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hogg Robinson Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
7
ForForAuthorise Issue of Equity with Pre-emptive Rights
8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Market Purchase of Ordinary Shares 10
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
11
Mahindra & Mahindra Financial Services Limited
Meeting Date: 07/24/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForApprove Vacancy on the Board Resulting from the Retirement of U.Y. Phadke
3
ForForApprove B. K. Khare & Co. as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect V.S. Parthasarathy as Director 5
ForForAdopt New Articles of Association 6
ForForApprove Commission Remuneration for Non-Executive Directors
7
Montanaro European Smaller Companies Trust plc
Meeting Date: 07/24/2015 Country: United Kingdom
Meeting Type: Annual
Page 137 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Montanaro European Smaller Companies Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Merryn Somerset Webb as Director 4
ForForRe-elect Bruce Graham as Director 5
ForForRe-elect Alex Hammond-Chambers as Director
6
ForForRe-elect Richard Martin as Director 7
ForForRe-elect Andrew Irvine as Director 8
ForForReappoint Ernst & Young LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
Petroceltic International plc
Meeting Date: 07/24/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAccept Financial Statements and Statutory Reports
1
ForForRe-elect Tom Hickey as Director 2
ForForRe-elect Robert Adair as Director 3
ForForRe-elect Alan Parsley as Director 4
ForForRe-elect Ian Craig as Director 5
Page 138 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petroceltic International plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Fix Remuneration of Auditors
6
Special Business
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
7
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
ForForAmend Memorandum of Association 9
ForForAdopt New Articles of Association 10
SIA Engineering Company Limited
Meeting Date: 07/24/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect Oo Soon Hee as Director 3
ForForElect Stephen Lee Ching Yen as Director 4.1
ForForElect Goh Choon Phong as Director 4.2
ForForElect Ng Chin Hwee as Director 4.3
ForForApprove Directors' Fees 5
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
6
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
7.1
ForForApprove Grant of Awards and Issuance of Shares Pursuant to the SIAEC Performance Share Plan 2014 and/or the SIAEC Restricted Share Plan 2014
7.2
ForForApprove Mandate for Interested Person Transactions
7.3
ForForAuthorize Share Repurchase Program 7.4
AgainstForOther Business (Voting) 8
Page 139 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sika AG
Meeting Date: 07/24/2015 Country: Switzerland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Remove Paul Haelg from the Board of Directors
Against Do Not Vote
Do Not Vote
AgainstRemove Monika Ribar from the Board of Directors
1.2
Do Not Vote
AgainstRemove Daniel Sauter from the Board of Directors
1.3
Do Not Vote
AgainstElect Max Roesle as Director 2
Do Not Vote
AgainstElect Max Roesle as Board Chairman 3
Do Not Vote
ForApprove Remuneration of Board of Directors in the Amount of CHF 3 Million
4
Do Not Vote
AgainstTransact Other Business (Voting) 5
The Edinburgh Investment Trust plc
Meeting Date: 07/24/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Jim Pettigrew as Director 5
ForForRe-elect Gordon McQueen as Director 6
ForForRe-elect Maxwell Ward as Director 7
ForForRe-elect Victoria Hastings as Director 8
ForForRe-elect Glen Suarez as Director 9
Page 140 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Edinburgh Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Sir Nigel Wicks as Director 10
ForForReappoint KPMG LLP as Auditors 11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
TOP REIT INC.
Meeting Date: 07/24/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform - Amend Permitted Investment Types
For For
ForForElect Executive Director Sahara, Junichi 2
ForForElect Alternate Executive Director Chiba, Tatsuya
3.1
ForForElect Alternate Executive Director Arai, Takeharu
3.2
ForForAppoint Supervisory Director Kuribayashi, Yasuyuki
4.1
ForForAppoint Supervisory Director Tsuneyama, Kunio
4.2
United Utilities Group plc
Meeting Date: 07/24/2015 Country: United Kingdom
Meeting Type: Annual
Page 141 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
United Utilities Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Dr John McAdam as Director 4
ForForRe-elect Steve Mogford as Director 5
ForForRe-elect Dr Catherine Bell as Director 6
ForForElect Stephen Carter as Director 7
ForForRe-elect Mark Clare as Director 8
ForForRe-elect Russ Houlden as Director 9
ForForRe-elect Brian May as Director 10
ForForRe-elect Sara Weller as Director 11
ForForReappoint KPMG LLP as Auditors 12
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with 14 Working Days' Notice
17
ForForAuthorise EU Political Donations and Expenditure
18
Columbus McKinnon Corporation
Meeting Date: 07/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ernest R. Verebelyi For For
Page 142 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Columbus McKinnon Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Timothy T. Tevens 1.2
ForForElect Director Richard H. Fleming 1.3
ForForElect Director Stephen Rabinowitz 1.4
ForForElect Director Linda A. Goodspeed 1.5
ForForElect Director Nicholas T. Pinchuk 1.6
ForForElect Director Liam G. McCarthy 1.7
ForForElect Director R. Scott Trumbull 1.8
ForForElect Director Heath A. Mitts 1.9
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
Cranswick plc
Meeting Date: 07/27/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Kate Allum as Director 5
ForForRe-elect Mark Bottomley as Director 6
ForForRe-elect Jim Brisby as Director 7
ForForRe-elect Adam Couch as Director 8
AbstainForRe-elect Martin Davey as Director 9
ForForRe-elect Steven Esom as Director 10
ForForRe-elect Mark Reckitt as Director 11
ForForReappoint Ernst & Young LLP as Auditors 12
Page 143 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cranswick plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
AgainstForApprove Long Term Incentive Plan 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Daewoo International Corp.
Meeting Date: 07/27/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Kim Young-Sang as Inside Director For For
KEPCO Engineering & Construction Co. Inc.
Meeting Date: 07/27/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles of Incorporation For For
ForForElect Park Jae-Young as Non-independent Non-executive Director
2
Natura Cosmeticos S.A.
Meeting Date: 07/27/2015 Country: Brazil
Meeting Type: Special
Page 144 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Natura Cosmeticos S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Corporate Purpose to Include Products for Animal Use
For Do Not Vote
Do Not Vote
ForAmend Articles 15, 16, 18, 19 Re: Board co-chairman positions
2
Do Not Vote
ForAmend Articles 21, 24 Re: Executive Titles 3
Do Not Vote
ForConsolidate Bylaws 4
Do Not Vote
ForApprove Stock Option Plan 5
Do Not Vote
ForAmend Restricted Stock Plan 6
Do Not Vote
ForAmend Global Remuneration for Fiscal Year 2015
7
Pick n Pay Stores Ltd
Meeting Date: 07/27/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAppoint Ernst & Young Inc as Auditors of the Company
1
ForForRe-elect Hugh Herman as Director 2.1
ForForRe-elect David Robins as Director 2.2
ForForRe-elect Jeff van Rooyen as Director 2.3
ForForRe-elect Jeff van Rooyen as Member of the Audit Committee
3.1
ForForRe-elect Hugh Herman as Member of the Audit Committee
3.2
ForForRe-elect Audrey Mothupi as Member of the Audit Committee
3.3
Non-binding Advisory Vote
AgainstForApprove Remuneration Report 1
Page 145 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pick n Pay Stores Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Resolutions
AgainstForApprove Directors' Fees for the 2016 and 2017 Annual Financial Periods
1
ForForApprove Financial Assistance to Related or Inter-related Companies or Corporations
2.1
ForForApprove Financial Assistance to an Employee of the Company or its Subsidiaries
2.2
ForForAuthorise Repurchase of Issued Share Capital 3
Continuation of Ordinary Resolutions
ForForAuthorise Board to Ratify and Execute Approved Resolutions
4
PT Global Mediacom Tbk
Meeting Date: 07/27/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Share Repurchase Program For For
AgainstForElect Directors and Commissioners 2
PT Media Nusantara Citra Tbk
Meeting Date: 07/27/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Share Repurchase Program For For
AgainstForElect Directors and Commissioners 2
Page 146 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rexel
Meeting Date: 07/27/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AbstainForAuthorize up to 1.4 Percent of Issued Capital for Use in Restricted Stock Plans (Performance Shares)
1
ForForApprove Restricted Stock Plan in Connection with Employee Stock Purchase Plans
2
ForForAuthorize Filing of Required Documents/Other Formalities
3
Ball Corporation
Meeting Date: 07/28/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForAdjourn Meeting 2
Belle International Holdings Ltd
Meeting Date: 07/28/2015 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
3
Page 147 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Belle International Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Tang Yiu as Director 4a1
ForForElect Sheng Baijiao as Director 4a2
ForForElect Ho Kwok Wah, George as Director 4a3
ForForElect Yu Wu as Director 4b1
ForForElect Tang Wai Lam as Director 4b2
ForForAuthorize Board to Fix Remuneration of Directors
4c
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
ForForAuthorize Repurchase of Issued Share Capital 6
ForForAuthorize Reissuance of Repurchased Shares 7
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAccept Financial Statements and Statutory Reports
1
ForApprove Final Dividend 2
ForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
3
ForElect Tang Yiu as Director 4a1
ForElect Sheng Baijiao as Director 4a2
ForElect Ho Kwok Wah, George as Director 4a3
ForElect Yu Wu as Director 4b1
ForElect Tang Wai Lam as Director 4b2
ForAuthorize Board to Fix Remuneration of Directors
4c
ForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
ForAuthorize Repurchase of Issued Share Capital 6
ForAuthorize Reissuance of Repurchased Shares 7
Page 148 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Excel Trust, Inc.
Meeting Date: 07/28/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Housing Development Finance Corp. Ltd.
Meeting Date: 07/28/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.a Accept Financial Statements and Statutory Reports
For For
ForForAccept Consolidated Financial Statements and Statutory Reports
1.b
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForElect D.S. Parekh as Director 3
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove PKF as Auditors and Authorize Board to Fix Their Remuneration
5
ForForAuthorize Issuance of Non-Convertible Debentures and/or Other Hybrid Instruments
6
ForForApprove Related Party Transactions 7
ForForAuthorize Issuance of Non-Convertible Debentures with Warrants to Qualified Institutional Buyers
8
ForForIncrease Authorized Share Capital 9
ForForAmend Memorandum of Association to Reflect Changes in Capital
10
ForForAmend Articles of Association to Reflect Changes in Capital
11
Page 149 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
International Game Technology PLC
Meeting Date: 07/28/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReappoint PricewaterhouseCoopers LLP as Auditors
2
ForForAuthorise Board to Fix Remuneration of Auditors
3
AgainstForAuthorise Shares for Market Purchase 4
Ito En Ltd.
Meeting Date: 07/28/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 20
For For
ForForAppoint Statutory Auditor Takahashi, Minoru 2
JSW Steel Ltd.
Meeting Date: 07/28/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend on Preference Shares 2
ForForApprove Dividend on Equity Shares 3
ForForElect J. Acharya as Director 4
Page 150 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JSW Steel Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Remuneration of Cost Auditors 6
ForForAuthorize Issuance of Non-Convertible Debentures
7
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
Legg Mason, Inc.
Meeting Date: 07/28/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert E. Angelica For For
ForForElect Director Carol Anthony ('John') Davidson 1.2
ForForElect Director Barry W. Huff 1.3
ForForElect Director Dennis M. Kass 1.4
ForForElect Director Cheryl Gordon Krongard 1.5
ForForElect Director John V. Murphy 1.6
ForForElect Director John H. Myers 1.7
ForForElect Director W. Allen Reed 1.8
ForForElect Director Margaret Milner Richardson 1.9
ForForElect Director Kurt L. Schmoke 1.10
ForForElect Director Joseph A. Sullivan 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Pall Corporation
Meeting Date: 07/28/2015 Country: USA
Meeting Type: Special
Page 151 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pall Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Playtech plc
Meeting Date: 07/28/2015 Country: Isle of Man
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition by TradeFX Limited of the Entire Issued Share Capital of Ava Trade Ltd
For Abstain
Tech Mahindra Ltd.
Meeting Date: 07/28/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForAccept Consolidated Financial Statements and Statutory Reports
2
ForForApprove Dividend Payment 3
ForForApprove Vacancy on the Board Resulting from the Retirement of B.N. Doshi
4
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
5
Page 152 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Toho Co. Ltd. (9602)
Meeting Date: 07/28/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Appoint Statutory Auditor Yamashita, Nobuhiro
For For
ForForAppoint Alternate Statutory Auditor Ando, Satoshi
2
Vodafone Group plc
Meeting Date: 07/28/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRe-elect Gerard Kleisterlee as Director 2
ForForRe-elect Vittorio Colao as Director 3
ForForRe-elect Nick Read as Director 4
ForForRe-elect Sir Crispin Davis as Director 5
ForForElect Dr Mathias Dopfner as Director 6
ForForRe-elect Dame Clara Furse as Director 7
ForForRe-elect Valerie Gooding as Director 8
ForForRe-elect Renee James as Director 9
ForForRe-elect Samuel Jonah as Director 10
ForForRe-elect Nick Land as Director 11
ForForRe-elect Philip Yea as Director 12
ForForApprove Final Dividend 13
ForForApprove Remuneration Report 14
ForForReappoint PricewaterhouseCoopers LLP as Auditors
15
ForForAuthorise the Audit and Risk Committee to Fix Remuneration of Auditors
16
Page 153 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vodafone Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise EU Political Donations and Expenditure
20
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
21
Acal plc
Meeting Date: 07/29/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
AbstainForApprove Remuneration Report 3
AbstainForApprove Remuneration Policy 4
ForForRe-elect Nick Jefferies as Director 5
ForForRe-elect Richard Moon as Director 6
ForForReappoint Ernst & Young LLP as Auditors 7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForAuthorise Issue of Equity with Pre-emptive Rights
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
Page 154 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Acal plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Cirrus Logic, Inc.
Meeting Date: 07/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John C. Carter For For
ForForElect Director Alexander M. Davern 1.2
ForForElect Director Timothy R. Dehne 1.3
ForForElect Director Christine King 1.4
ForForElect Director Jason P. Rhode 1.5
ForForElect Director Alan R. Schuele 1.6
ForForElect Director William D. Sherman 1.7
ForForElect Director David J. Tupman 1.8
AgainstForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
AgainstForAmend Omnibus Stock Plan 5
DMCI Holdings Inc.
Meeting Date: 07/29/2015 Country: Philippines
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Minutes of the Annual Stockholders' Meeting Held on August 5, 2014
For For
ForForApprove the Management Report 2
Page 155 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DMCI Holdings Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify All Acts of the Board of Directors and Officers During the Preceding Year
3
ForForAppoint SGV & Co. as Independent External Auditors
4
Elect 9 Directors by Cumulative Voting
ForForElect Isidro A. Consunji as Director 5.1
ForForElect Cesar A. Buenaventura as Director 5.2
ForForElect Jorge A. Consunji as Director 5.3
ForForElect Victor A. Consunji as Director 5.4
ForForElect Herbert M. Consunji as Director 5.5
ForForElect Ma. Edwina C. Laperal as Director 5.6
WithholdForElect Luz Consuelo A. Consunji as Director 5.7
ForForElect Antonio Jose U. Periquet as Director 5.8
ForForElect Honorio Reyes-Lao as Director 5.9
AgainstForAmend Article III, Section 3 of the By-Laws to Provide that All Nominations to the Board Should be Submitted to the Board of Directors, With the Consent of the Nominees, at Least Sixty Days Prior to the Scheduled Date of Annual Stockholders' Meeting
6a
ForForAmend Article III, Section 8 of the By-Laws to Provide that Notice of Regular or Special Meeting Shall be Given by the Corporate Secretary by Delivering the Notice at Least Five Business Days Before the Scheduled Date of Board Meeting
6b
ForForAmend Article III, Section 9 of the By-Laws to Indicate that Decisions of the Board Shall Require the Affirmative Vote of at Least Two-Thirds of the Members of the Board
6c
ForForAmend Article III, Section 11 of the By-Laws to Indicate that Any Resignation of a Director Should be in Writing and Delivered to the Chairman of the Board and the Corporate Secretary
6d
ForForAmend Article IV, Section 1 of the By-Laws to to Amend the Definition of Independent Directors
6e
ForForAmend Article VI, Section 1 of the By-Laws to Add the Risk Oversight Committee as One of the Board Committees
6f
ForForAmend Article VI, Section 5 of the By-Laws to Add the Composition and Duties of the Risk Oversight Committee
6g
Page 156 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GDF Suez
Meeting Date: 07/29/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForChange Company Name to Engie and Amend Article 3 of Bylaws Accordingly
1
ForForAuthorize Filing of Required Documents/Other Formalities
2
Global Logistic Properties Limited
Meeting Date: 07/29/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect Steven Lim Kok Hoong as Director 3
ForForElect Dipak Chand Jain as Director 4
ForForElect Lim Swe Guan as Director 5
ForForElect Paul Cheng Ming Fun as Director 6
ForForElect Yoichiro Furuse as Director 7
ForForApprove Directors' Fees 8
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
9
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
10
ForForApprove Grant of Awards and Issuance of Shares Under the GLP Performance Share Plan and GLP Restricted Share Plan
11
ForForAuthorize Share Repurchase Program 12
Page 157 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Global Logistic Properties Limited
Meeting Date: 07/29/2015 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Shareholder's Loan For Against
McKesson Corporation
Meeting Date: 07/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Andy D. Bryant For For
ForForElect Director Wayne A. Budd 1b
ForForElect Director N. Anthony Coles 1c
ForForElect Director John H. Hammergren 1d
ForForElect Director Alton F. Irby, III 1e
ForForElect Director M. Christine Jacobs 1f
ForForElect Director Donald R. Knauss 1g
ForForElect Director Marie L. Knowles 1h
ForForElect Director David M. Lawrence 1i
ForForElect Director Edward A. Mueller 1j
ForForElect Director Susan R. Salka 1k
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Executive Incentive Bonus Plan 4
ForForProvide Proxy Access Right 5
ForAgainstReport on Political Contributions 6
ForAgainstPro-rata Vesting of Equity Awards 7
Page 158 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Remy Cointreau
Meeting Date: 07/29/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 1.53 per Share
3
ForForApprove Stock Dividend Program 4
AbstainForRatify Continuation of Transaction with Andromede SAS Re: Re: Services Agreement
5
AbstainForApprove Amendment to Services Agreement with Andromede SAS
6
ForForApprove Transaction with Orpar SA Re: Current Account Agreement
7
AbstainForApprove Agreements with Valerie Chapoulaud-Floquet, CEO
8
ForForApprove Auditors' Special Report on Related-Party Transactions
9
ForForApprove Discharge of Directors 10
ForForReelect Francois Heriard Dubreuil as Director 11
ForForReelect Jacques-Etienne de T' Serclaes as Director
12
ForForElect Elie Heriard Dubreuil as Director 13
ForForElect Bruno Pavlovsky as Director 14
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 430,000
15
AbstainForAdvisory Vote on Compensation of Francois Heriard Dubreuil
16
AbstainForAdvisory Vote on Compensation of Valerie Chapoulaud-Floquet
17
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
18
ForForAuthorize Filing of Required Documents/Other Formalities
19
Extraordinary Business
Page 159 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Remy Cointreau
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
20
AgainstForAuthorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value
21
AgainstForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
22
AgainstForAuthorize Directed Share Repurchase Program 23
ForAgainstAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
24
ForForAuthorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account
25
ForForAmend Article 20 of Bylaws Re: Related Party Transactions
26
ForForAmend Article 23 of Bylaws Re: Attendance to General Meetings and Record Date
27
ForForAuthorize Filing of Required Documents/Other Formalities
28
Ryman Healthcare Ltd.
Meeting Date: 07/29/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Claire Higgins as Director For For
ForForElect Doug McKay as Director 2
ForForElect Warren Bell as Director 3
ForForElect Jo Appleyard as Director 4
ForForAuthorize the Board to Fix the Remuneration of the Auditor
5
Tate & Lyle plc
Meeting Date: 07/29/2015 Country: United Kingdom
Meeting Type: Annual
Page 160 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tate & Lyle plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Sir Peter Gershon as Director 4
ForForRe-elect Javed Ahmed as Director 5
ForForElect Nick Hampton as Director 6
ForForRe-elect Liz Airey as Director 7
ForForRe-elect William Camp as Director 8
ForForElect Paul Forman as Director 9
ForForRe-elect Douglas Hurt as Director 10
Re-elect Virginia Kamsky as Director 11
ForForRe-elect Anne Minto as Director 12
ForForRe-elect Dr Ajai Puri as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Tongaat Hulett Ltd
Meeting Date: 07/29/2015 Country: South Africa
Meeting Type: Annual
Page 161 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tongaat Hulett Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reappoint Deloitte & Touche as Auditors of the Company with Wentzel Moodley as the Designated Auditor
For For
ForForRe-elect Bahle Sibisi as Director 2.1
ForForRe-elect Brand Pretorius as Director 2.2
ForForRe-elect Murray Munro as Director 2.3
ForForElect Tomaz Salomao as Director 3
ForForRe-elect Jenitha John as Chaiman of the Audit and Compliance Committee
4.1
ForForRe-elect Fatima Jakoet as Member of the Audit and Compliance Committee
4.2
ForForRe-elect Rachel Kupara as Member of the Audit and Compliance Committee
4.3
Special Resolution
ForForAuthorise Repurchase of Issued Share Capital 1
Ordinary Resolutions
ForForAuthorise Board to Ratify and Execute Approved Resolutions
1
ForForPlace Authorised but Unissued Shares under Control of Directors
2
ForForAuthorise Board to Issue Shares for Cash 3
Continuation of Special Resolutions
ForForApprove Financial Assistance to Related or Inter-related Company or Corporation
2
ForForApprove Remuneration of Non-executive Directors
3
Non-binding Advisory Vote
ForForApprove Remuneration Policy 1
WS Atkins plc
Meeting Date: 07/29/2015 Country: United Kingdom
Meeting Type: Annual
Page 162 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WS Atkins plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForAccept Corporate Sustainability Review 3
ForForApprove Final Dividend 4
ForForRe-elect Fiona Clutterbuck as Director 5
ForForRe-elect Allan Cook as Director 6
ForForRe-elect James Cullens as Director 7
ForForRe-elect Heath Drewett as Director 8
ForForRe-elect Dr Uwe Krueger as Director 9
ForForRe-elect Allister Langlands as Director 10
ForForRe-elect Thomas Leppert as Director 11
ForForRe-elect Dr Raj Rajagopal as Director 12
ForForElect Catherine Bradley as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
ForForAuthorise Market Purchase of Ordinary Shares 20
ALS Limited
Meeting Date: 07/30/2015 Country: Australia
Meeting Type: Annual
Page 163 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ALS Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Charlie Sartain as Director For For
ForForElect Bruce Phillips as Director 2
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights to Greg Kilmister, Managing Director of the Company
4
Anite plc
Meeting Date: 07/30/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Cash Acquisition of Anite plc by Keysight Technologies Netherlands B.V.
For Abstain
Anite plc
Meeting Date: 07/30/2015 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
B&M European Value Retail SA
Meeting Date: 07/30/2015 Country: Luxembourg
Meeting Type: Annual
Page 164 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
B&M European Value Retail SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board Reports on the Consolidated and Unconsolidated Financial Statements and Annual Accounts
For For
ForForReceive Consolidated and Unconsolidated Financial Statements and Annual Accounts, and Auditors' Reports Thereon
2
ForForApprove Consolidated Financial Statements and Annual Accounts
3
ForForApprove Unconsolidated Financial Statements and Annual Accounts
4
ForForApprove Allocation of Income 5
ForForApprove Dividends 6
ForForApprove Remuneration Report 7
ForForApprove Remuneration Policy 8
ForForApprove Discharge of Directors 9
ForForElect Sir Terry Leahy as Director 10
ForForElect Simon Arora as Director 11
ForForElect David Novak as Director 12
ForForElect Paul McDonald as Director 13
ForForElect Thomas Hubner as Director 14
ForForElect Kathleen Guion as Director 15
ForForElect Ron McMillan as Director 16
ForForElect Harry Brouwer as Director 17
ForForElect Thomas Hubner as Director by Independent Shareholders
18
ForForElect Kathleen Guion as Director by Independent Shareholders
19
ForForElect Ron McMillan as Director by Independent Shareholders
20
ForForElect Harry Brouwer as Director by Independent Shareholders
21
ForForApprove Discharge of Auditors 22
ForForAppoint Grant Thornton Lux Audit S.A. as Auditors and Authorise Their Remuneration
23
ForForAuthorise Market Purchase of Ordinary Shares 24
Page 165 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
B&M European Value Retail SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
25
B/E Aerospace, Inc.
Meeting Date: 07/30/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard G. Hamermesh For For
ForForElect Director David J. Anderson 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
ForForAmend Deferred Share Bonus Plan 4
Babcock International Group plc
Meeting Date: 07/30/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AbstainForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Mike Turner as Director 4
ForForRe-elect Peter Rogers as Director 5
ForForRe-elect Bill Tame as Director 6
ForForRe-elect Kevin Thomas as Director 7
ForForRe-elect Archie Bethel as Director 8
ForForRe-elect John Davies as Director 9
Page 166 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Babcock International Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Sir David Omand as Director 10
ForForRe-elect Ian Duncan as Director 11
ForForRe-elect Kate Swann as Director 12
ForForRe-elect Anna Stewart as Director 13
ForForRe-elect Jeff Randall as Director 14
ForForElect Franco Martinelli as Director 15
ForForElect Myles Lee as Director 16
ForForReappoint PricewaterhouseCoopers LLP as Auditors
17
ForForAuthorise Board to Fix Remuneration of Auditors
18
ForForAuthorise EU Political Donations and Expenditures
19
ForForApprove Employee Share Plan - International 20
ForForAuthorise Issue of Equity with Pre-emptive Rights
21
ForForAuthorise Issue of Equity without Pre-emptive Rights
22
ForForAuthorise Market Purchase of Ordinary Shares 23
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
24
BlueCrest AllBlue Fund Limited
Meeting Date: 07/30/2015 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports (Voting)
1
ForForRe-appoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
ForForRe-elect Richard Crowder as a Director 3
ForForRe-elect Paul Meader as a Director 4
Page 167 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BlueCrest AllBlue Fund Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForRe-elect John Le Prevost as a Director 5
AbstainForRe-elect Andrew Dodd as a Director 6
ForForElect Steve Le Page as a Director 7
ForForApprove Share Repurchase Program 8
Special Resolution
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9
Booz Allen Hamilton Holding Corporation
Meeting Date: 07/30/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Horacio D. Rozanski For For
ForForElect Director Gretchen W. McClain 1.2
ForForElect Director Ian Fujiyama 1.3
ForForElect Director Mark Gaumond 1.4
ForForRatify Ernst & Young LLP as Auditors 2
EnerSys
Meeting Date: 07/30/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Hwan-yoon F. Chung For For
ForForElect Director Arthur T. Katsaros 1.2
ForForElect Director Robert Magnus 1.3
ForForAmend Omnibus Stock Plan 2
ForForRatify Ernst & Young LLP as Auditors 3
Page 168 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
EnerSys
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Findel plc
Meeting Date: 07/30/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Alexandra Kinney Pritchard as Director 3
ForForRe-elect Bill Grimsey as Director 4
ForForRe-elect Philip Maudsley as Director 5
ForForRe-elect David Sugden as Director 6
ForForReappoint KPMG LLP as Auditors 7
ForForAuthorise Board to Fix Remuneration of Auditors
8
ForForApprove Reduction of Ordinary Share Capital and Cancellation of Share Premium Account and Capital Redemption Reserve
9
Grivalia Properties Real Estate Investment Co.
Meeting Date: 07/30/2015 Country: Greece
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
AgainstForAuthorize Share Repurchase Program 1
Other Announcements 2
Page 169 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halfords Group plc
Meeting Date: 07/30/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForElect Jill McDonald as Director 4
ForForRe-elect Dennis Millard as Director 5
ForForRe-elect David Adams as Director 6
ForForRe-elect Claudia Arney as Director 7
ForForRe-elect Andrew Findlay as Director 8
ForForRe-elect Helen Jones as Director 9
ForForReappoint KPMG LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForApprove Performance Share Plan 2015 15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Hibernia REIT plc
Meeting Date: 07/30/2015 Country: Ireland
Meeting Type: Annual
Page 170 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hibernia REIT plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Remuneration Report 2
ForForRe-elect Daniel Kitchen as a Director 3a
ForForRe-elect Colm Barrington as a Director 3b
ForForRe-elect Stewart Harrington as a Director 3c
ForForRe-elect William Nowlan as a Director 3d
ForForRe-elect Terence O'Rourke as a Director 3e
ForForAuthorize Board to Fix Remuneration of Auditors
4
ForForApprove Final Dividend 5
ForForAuthorize the Company to Call EGM with Two Weeks' Notice
6
Special Business
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
7
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights to W.K. Nowlan REIT Management Limited
8
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights to W.K. Nowlan REIT Management Limited
9
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
ForForAuthorize Share Repurchase Program 11
ForForAuthorize Reissuance Price Range of Treasury Shares
12
ForForAmend Memorandum of Association 13
ForForAdopt New Articles of Association 14
Jazz Pharmaceuticals plc
Meeting Date: 07/30/2015 Country: Ireland
Meeting Type: Annual
Page 171 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jazz Pharmaceuticals plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Peter Gray For For
ForForElect Director Kenneth W. O'Keefe 1b
ForForElect Director Elmar Schnee 1c
ForForElect Director Catherine A. Sohn 1d
ForForApprove KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration
2
ForForAuthorize Share Repurchase Program 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mapletree Greater China Commercial Trust
Meeting Date: 07/30/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report
For For
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize the Manager to Fix Their Remuneration
2
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
3
Michael Kors Holdings Limited
Meeting Date: 07/30/2015 Country: Virgin Isl (UK)
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director M. William Benedetto For For
Page 172 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Michael Kors Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Stephen F. Reitman 1b
ForForElect Director Jean Tomlin 1c
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
Nomura Real Estate Master Fund, Inc.
Meeting Date: 07/30/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement with Nomura Real Estate Office Fund and Nomura Real Estate Residential Fund
For For
Nomura Real Estate Office Fund Inc.
Meeting Date: 07/30/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement with Nomura Real Estate Master Fund and Nomura Real Estate Residential Fund
For For
ForForTerminate Asset Management Contract 2
ForForAmend Articles to Authorize Unit Buybacks - Amend Dividend Payout Policy to Reflect Tax Reform - Amend Permitted Investment Types
3
ForForElect Executive Director Ito, Yoshiyuki 4
ForForAppoint Supervisory Director Ichijo, Saneaki 5.1
ForForAppoint Supervisory Director Miya, Naohito 5.2
Page 173 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pennon Group plc
Meeting Date: 07/30/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForElect Sir John Parker as Director 4
ForForRe-elect Martin Angle as Director 5
ForForElect Neil Cooper as Director 6
ForForElect Susan Davy as Director 7
ForForRe-elect Christopher Loughlin as Director 8
ForForRe-elect Ian McAulay as Director 9
ForForRe-elect Gill Rider as Director 10
ForForReappoint Ernst & Young LLP as Auditors 11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Plantronics, Inc.
Meeting Date: 07/30/2015 Country: USA
Meeting Type: Annual
Page 174 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Plantronics, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Marv Tseu For For
ForForElect Director Ken Kannappan 1.2
ForForElect Director Brian Dexheimer 1.3
ForForElect Director Robert Hagerty 1.4
ForForElect Director Gregg Hammann 1.5
ForForElect Director John Hart 1.6
ForForElect Director Marshall Mohr 1.7
AgainstForAmend Omnibus Stock Plan 2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shriram Transport Finance Company Limited
Meeting Date: 07/30/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
Do Not Vote
ForApprove Pledging of Assets for Debt 1
Singapore Airlines Limited
Meeting Date: 07/30/2015 Country: Singapore
Meeting Type: Annual
Page 175 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Singapore Airlines Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect Christina Ong as Director 3a
ForForElect Helmut Gunter Wilhelm Panke as Director
3b
ForForElect Lucien Wong Yuen Kuai as Director 3c
ForForApprove Directors' Fees 4
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
5
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
6.1
ForForApprove Grant of Awards and Issuance of Shares Under the SIA Performance Share Plan 2014 and/or the SIA Restricted Share Plan 2014
6.2
ForForApprove Mandate for Interested Person Transactions
6.3
ForForAuthorize Share Repurchase Program 6.4
Thermon Group Holdings, Inc.
Meeting Date: 07/30/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Rodney L. Bingham For For
ForForElect Director Marcus J. George 1.2
ForForElect Director Richard E. Goodrich 1.3
ForForElect Director Kevin J. McGinty 1.4
ForForElect Director John T. Nesser, III 1.5
ForForElect Director Michael W. Press 1.6
ForForElect Director Stephen A. Snider 1.7
Page 176 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Thermon Group Holdings, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Charles A. Sorrentino 1.8
ForForRatify KPMG LLP As Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Tidewater Inc.
Meeting Date: 07/30/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director M. Jay Allison For For
ForForElect Director James C. Day 1.2
ForForElect Director Richard T. du Moulin 1.3
ForForElect Director Morris E. Foster 1.4
ForForElect Director J. Wayne Leonard 1.5
ForForElect Director Richard D. Paterson 1.6
ForForElect Director Richard A. Pattarozzi 1.7
ForForElect Director Jeffrey M. Platt 1.8
ForForElect Director Robert L. Potter 1.9
ForForElect Director Cindy B. Taylor 1.10
ForForElect Director Jack E. Thompson 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Chow Tai Fook Jewellery Group Ltd.
Meeting Date: 07/31/2015 Country: Cayman Islands
Meeting Type: Annual
Page 177 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chow Tai Fook Jewellery Group Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Chan Sai-Cheong as Director 3a
ForForElect Cheng Ping-Hei, Hamilton as Director 3b
ForForElect Cheng Kam-Biu, Wilson as Director 3c
ForForElect Cheng Ming-Fun, Paul as Director 3d
ForForElect Or Ching-Fai, Raymond as Director 3e
ForForAuthorize Board to Fix Remuneration of Directors
3f
ForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
4
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
ForForAuthorize Repurchase of Issued Share Capital 6
ForForAuthorize Reissuance of Repurchased Shares 7
Dr. Reddy's Laboratories
Meeting Date: 07/31/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Dividend Payment 2
ForForElect G.V. Prasad as Director 3
ForForApprove B S R & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Remuneration of Cost Auditors 5
Page 178 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Asia Pacific ex Japan Equity High Dividend
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
ForForApprove Financial Statements 3
ForForApprove Discharge of Directors 4
ForForRe-Elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForAppoint PricewaterhouseCoopers as Auditor 7
ForForApprove Allocation of Income 8
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
HSBC GIF - Economic Scale Index GEM Equity
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
ForForApprove Financial Statements 3
ForForApprove Discharge of Directors 4
ForForRe-Elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForAppoint PricewaterhouseCoopers as Auditor 7
ForForApprove Allocation of Income 8
Page 179 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Economic Scale Index GEM Equity
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
HSBC GIF - Economic Scale Index US Equity
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
ForForApprove Financial Statements 3
ForForApprove Discharge of Directors 4
ForForRe-Elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForAppoint PricewaterhouseCoopers as Auditor 7
ForForApprove Allocation of Income 8
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
HSBC GIF - Euro Bond
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
ForForApprove Financial Statements 3
Page 180 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Euro Bond
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Discharge of Directors 4
ForForRe-Elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForAppoint PricewaterhouseCoopers as Auditor 7
ForForApprove Allocation of Income 8
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
HSBC GIF - Euro High Yield Bond
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
ForForApprove Financial Statements 3
ForForApprove Discharge of Directors 4
ForForRe-Elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForAppoint PricewaterhouseCoopers as Auditor 7
ForForApprove Allocation of Income 8
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
HSBC GIF - Frontier Markets
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Page 181 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Frontier Markets
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
ForForApprove Financial Statements 3
ForForApprove Discharge of Directors 4
ForForRe-Elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForAppoint PricewaterhouseCoopers as Auditor 7
ForForApprove Allocation of Income 8
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
HSBC GIF - Global Emerging Markets Bond
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
ForForApprove Financial Statements 3
ForForApprove Discharge of Directors 4
ForForRe-Elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForAppoint PricewaterhouseCoopers as Auditor 7
ForForApprove Allocation of Income 8
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
Page 182 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Global Real Estate Equity
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
ForForApprove Financial Statements 3
ForForApprove Discharge of Directors 4
ForForRe-Elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForAppoint PricewaterhouseCoopers as Auditor 7
ForForApprove Allocation of Income 8
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
HSBC GIF - Indian Equity
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
ForForApprove Financial Statements 3
ForForApprove Discharge of Directors 4
ForForRe-Elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForAppoint PricewaterhouseCoopers as Auditor 7
Page 183 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Indian Equity
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allocation of Income 8
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
HSBC International Select Fund- MultiAlpha North America Equity
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
ForForApprove Financial Statements 3
ForForApprove Discharge of Directors 4
ForForRe-elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForRenew Appointment of KPMG as Auditor 7
ForForApprove Allocation of Income 8
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
HSBC International Select Fund-MultiAlpha Sterling Bond
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
Page 184 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC International Select Fund-MultiAlpha Sterling Bond
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Financial Statements 3
ForForApprove Discharge of Directors 4
ForForRe-elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForRenew Appointment of KPMG as Auditor 7
ForForApprove Allocation of Income 8
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
ITC Ltd.
Meeting Date: 07/31/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect K.N. Grant as Director 3
ForForElect K. Vaidyanath as Director 4
ForForApprove Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Remuneration of Cost Auditors 6
KCOM Group plc
Meeting Date: 07/31/2015 Country: United Kingdom
Meeting Type: Annual
Page 185 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KCOM Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForReappoint PricewaterhouseCoopers LLP as Auditors
4
ForForAuthorise Board to Fix Remuneration of Auditors
5
ForForRe-elect Graham Holden as Director 6
ForForElect Liz Barber as Director 7
ForForRe-elect Bill Halbert as Director 8
ForForRe-elect Tony Illsley as Director 9
ForForRe-elect Paul Simpson as Director 10
ForForElect Peter Smith as Director 11
ForForApprove Share Incentive Plan 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Kiwi Property Group Ltd
Meeting Date: 07/31/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Joanna Perry as Director For For
ForForElect Mike Steur as Director 2
Page 186 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kiwi Property Group Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
3
Montanaro UK Smaller Companies Investment Trust plc
Meeting Date: 07/31/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Kate Bolsover as Director 4
ForForRe-elect Kathryn Matthews as Director 5
ForForReappoint KPMG LLP as Auditors and Authorise Their Remuneration
6
ForForAuthorise Market Purchase of Ordinary Shares 7
ForForAuthorise Issue of Equity with Pre-emptive Rights
8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Issue of Shares Held in Treasury at a Discount to Net Asset Value
10
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
11
Ormonde Mining plc
Meeting Date: 07/31/2015 Country: Ireland
Meeting Type: Annual
Page 187 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ormonde Mining plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForRe-elect John Carroll as a Director 2
ForForAuthorize Board to Fix Remuneration of Auditors
3
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
4
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Sao Martinho S.A.
Meeting Date: 07/31/2015 Country: Brazil
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended March 31, 2015
For
ForApprove Allocation of Income and Dividends 2
ForInstall Fiscal Council and Elect Members 3
ForApprove Remuneration of Company's Management and Fiscal Council Members
4
Sao Martinho S.A.
Meeting Date: 07/31/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 5 to Reflect Changes in Capital For
Page 188 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Seneca Foods Corporation
Meeting Date: 07/31/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Arthur H. Baer For For
ForForElect Director Kraig H. Kayser 1.2
ForForElect Director Thomas Paulson 1.3
ForForRatify BDO USA, LLP as Auditors 2
Shriram Transport Finance Company Limited
Meeting Date: 07/31/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForApprove S. R. Batliboi & Co. LLP and G.D. Apte & Co. as Joint Auditorss and Authorize Board to Fix Their Remuneration
3
ForForApprove Vacancy on the Board Resulting from the Retirement of R. Sridhar
4
ForForElect S. Sridhar as Independent Director 5
ForForElect D.V. Ravi as Director 6
ForForApprove Increase in Borrowing Powers 7
ForForAuthorize Issuance of Debt Securities 8
China Resources Enterprise, Ltd.
Meeting Date: 08/03/2015 Country: Hong Kong
Meeting Type: Special
Page 189 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Resources Enterprise, Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Sale and Purchase Agreement For Abstain
ForForApprove Capital Reduction 2
Micrel, Incorporated
Meeting Date: 08/03/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
ForForAdvisory Vote on Golden Parachutes 3
S&U plc
Meeting Date: 08/03/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of Loansathome4u For Abstain
The Container Store Group, Inc.
Meeting Date: 08/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director J. Kristofer Galashan For For
Page 190 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Container Store Group, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Melissa Reiff 1.2
ForForElect Director Rajendra ('Raj') Sisodia 1.3
ForForElect Director Caryl Stern 1.4
ForForRatify Ernst & Young LLP as Auditors 2
Vedanta Resources plc
Meeting Date: 08/03/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Ekaterina Zotova as Director 4
ForForRe-elect Anil Agarwal as Director 5
ForForRe-elect Navin Agarwal as Director 6
ForForRe-elect Tom Albanese as Director 7
ForForRe-elect Euan Macdonald as Director 8
ForForRe-elect Aman Mehta as Director 9
ForForRe-elect Deepak Parekh as Director 10
ForForRe-elect Geoffrey Green as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Page 191 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Airgas, Inc.
Meeting Date: 08/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James W. Hovey For For
ForForElect Director Michael L. Molinini 1.2
ForForElect Director Paula A. Sneed 1.3
ForForElect Director David M. Stout 1.4
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Monro Muffler Brake, Inc.
Meeting Date: 08/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Frederick M. Danziger For For
ForForElect Director Robert G. Gross 1.2
ForForElect Director Stephen C. McCluski 1.3
ForForElect Director Robert E. Mellor 1.4
ForForElect Director Peter J. Solomon 1.5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Saputo Inc.
Meeting Date: 08/04/2015 Country: Canada
Meeting Type: Annual
Page 192 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Saputo Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Emanuele (Lino) Saputo For For
ForForElect Director Lino A. Saputo, Jr. 1.2
ForForElect Director Pierre Bourgie 1.3
ForForElect Director Henry E. Demone 1.4
ForForElect Director Anthony M. Fata 1.5
ForForElect Director Annalisa King 1.6
ForForElect Director Tony Meti 1.7
ForForElect Director Patricia Saputo 1.8
ForForElect Director Annette Verschuren 1.9
ForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
ForAgainstSP 1: Advisory Vote on Senior Executive Compensation
3
The Monks Investment Trust plc
Meeting Date: 08/04/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect James Ferguson as Director 4
ForForRe-elect Carol Ferguson as Director 5
ForForRe-elect Edward Harley as Director 6
ForForRe-elect Douglas McDougall as Director 7
ForForRe-elect Karl Sternberg as Director 8
ForForElect Jeremy Tigue as Director 9
Page 193 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Monks Investment Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Market Purchase of Ordinary Shares 12
Trina Solar Ltd.
Meeting Date: 08/04/2015 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Sean Shao as Director For For
ForForElect Zhiguo Zhu as Director 2
ForForRatify KPMG as Auditors and Fix Its Remuneration
3
Universal Corporation
Meeting Date: 08/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John B. Adams, Jr. For For
ForForElect Director Diana F. Cantor 1.2
ForForElect Director Robert C. Sledd 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Page 194 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Associated Estates Realty Corporation
Meeting Date: 08/05/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Bristow Group Inc.
Meeting Date: 08/05/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Thomas N. Amonett For For
ForForElect Director Jonathan E. Baliff 1.2
ForForElect Director Stephen J. Cannon 1.3
ForForElect Director Michael A. Flick 1.4
ForForElect Director Lori A. Gobillot 1.5
ForForElect Director Ian A. Godden 1.6
ForForElect Director David C. Gompert 1.7
ForForElect Director Stephen A. King 1.8
ForForElect Director Thomas C. Knudson 1.9
ForForElect Director Mathew Masters 1.10
ForForElect Director Bruce H. Stover 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Page 195 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CA, Inc.
Meeting Date: 08/05/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Elect Director Jens Alder For For
ForForElect Director Raymond J. Bromark 1B
ForForElect Director Gary J. Fernandes 1C
ForForElect Director Michael P. Gregoire 1D
ForForElect Director Rohit Kapoor 1E
ForForElect Director Jeffrey G. Katz 1F
ForForElect Director Kay Koplovitz 1G
ForForElect Director Christopher B. Lofgren 1H
ForForElect Director Richard Sulpizio 1I
ForForElect Director Laura S. Unger 1J
ForForElect Director Arthur F. Weinbach 1K
ForForElect Director Renato (Ron) Zambonini 1L
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Schroder UK Growth Fund plc
Meeting Date: 08/05/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Alan Clifton as Director 3
ForForRe-elect Stella Pirie as Director 4
Page 196 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schroder UK Growth Fund plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint PricewaterhouseCoopers LLP as Auditors
5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
ForForAuthorise Issue of Equity without Pre-emptive Rights
8
ForForAuthorise Market Purchase of Ordinary Shares 9
Tata Power Company Ltd.
Meeting Date: 08/05/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForAccept Consolidated Financial Statements and Statutory Reports
2
ForForApprove Dividend Payment 3
ForForElect R. Gopalakrishnan as Director 4
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForElect V. K. Sharma as Director 6
ForForAuthorize Issuance of Non-Convertible Debentures
7
ForForApprove Branch Auditors and Authorize Board to Fix Their Remuneration
8
ForForAuthorize Board to Fix Remuneration of Auditors
9
AgainstForApprove Increase in Investment Limits 10
World Acceptance Corporation
Meeting Date: 08/05/2015 Country: USA
Meeting Type: Annual
Page 197 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
World Acceptance Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director A. Alexander McLean III For For
ForForElect Director James R. Gilreath 1.2
ForForElect Director Charles D. Way 1.3
ForForElect Director Ken R. Bramlett, Jr. 1.4
ForForElect Director Scott J. Vassalluzzo 1.5
ForForElect Director Darrell E. Whitaker 1.6
ForForElect Director Janet Lewis Matricciani 1.7
ForForRatify McGladrey LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Altice S.A.
Meeting Date: 08/06/2015 Country: Luxembourg
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Presentation of the Cross-Border Merger Re: Reincorporation to the Netherlands
1
Receive Special Director Report Re: Reincorporation to the Netherlands
2
Receive Special Auditor Report Re: Reincorporation to the Netherlands
3
Confirmation that all Documents Were Deposited
4
Receive Information on Changes of the Assets and Liabilities Since Cross-Border Merger Proposal
5
AgainstForApprove Cross-Border Merger Re: Reincorporation to the Netherlands
6
ForForAuthorize Board to Ratify and Execute Approved Resolutions
7
Page 198 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Altice S.A.
Meeting Date: 08/06/2015 Country: Luxembourg
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Presentation of Transfer Proposal Re: Change Country of Incorporation to the Netherlands
1
Receive Special Board Report Re: Change Country of Incorporation to the Netherlands
2
Receive Special Auditor Report Re: Change Country of Incorporation to the Netherlands
3
Confirmation That All Document Were Deposited
4
Updates from the Board on Changes of the Assets and Liabilities Since the Transfer Proposal
5
AgainstForApprove Transfer Proposal Re: Change Country of Incorporation to the Netherlands
6
ForForApprove Cooptation and Appointment of Jurgen van Breukelen
7
ForForAuthorize Board to Ratify and Execute Approved Resolutions
8
Arctic Cat Inc.
Meeting Date: 08/06/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kim A. Brink For For
ForForElect Director Joseph F. Puishys 1.2
ForForRatify Grant Thornton LLP as Auditors 2
CorVel Corporation
Meeting Date: 08/06/2015 Country: USA
Meeting Type: Annual
Page 199 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CorVel Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director V. Gordon Clemons For For
ForForElect Director Steven J. Hamerslag 1.2
ForForElect Director Alan R. Hoops 1.3
ForForElect Director R. Judd Jessup 1.4
ForForElect Director Jean H. Macino 1.5
ForForElect Director Jeffrey J. Michael 1.6
ForForAmend Omnibus Stock Plan 2
ForForAmend Omnibus Stock Plan 3
ForForRatify Haskell & White LLP as Auditors 4
Eagle Materials Inc.
Meeting Date: 08/06/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Elect Director F. William Barnett For For
ForForElect Director Richard Beckwitt 1B
ForForElect Director Ed H. Bowman 1C
ForForElect Director David W. Quinn 1D
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Huabao International Holdings Limited
Meeting Date: 08/06/2015 Country: Bermuda
Meeting Type: Annual
Page 200 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Huabao International Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Ding Ningning as Director 2a
ForForElect Wang Guang Yu as Director 2b
ForForElect Wu Chi Keung as Director 2c
ForForAuthorize Board to Fix Remuneration of Directors
2d
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
3
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4A
ForForAuthorize Repurchase of Issued Share Capital 4B
ForForAuthorize Reissuance of Repurchased Shares 4C
Investec Ltd
Meeting Date: 08/06/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Common Business: Investec plc and Investec Ltd
ForForRe-elect Glynn Burger as Director 1
ForForRe-elect Cheryl Carolus as Director 2
ForForRe-elect Peregrine Crosthwaite as Director 3
ForForRe-elect Hendrik du Toit as Director 4
ForForRe-elect Bradley Fried as Director 5
ForForRe-elect David Friedland as Director 6
ForForRe-elect Bernard Kantor as Director 7
ForForRe-elect Ian Kantor as Director 8
ForForRe-elect Stephen Koseff as Director 9
Page 201 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investec Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Peter Thomas as Director 10
ForForRe-elect Fani Titi as Director 11
ForForElect Charles Jacobs as Director 12
ForForElect Lord Malloch-Brown as Director 13
ForForElect Khumo Shuenyane as Director 14
ForForElect Zarina Bassa as Director 15
ForForElect Laurel Bowden as Director 16
ForForApprove the DLC Remuneration Report 17
ForForApprove the DLC Remuneration Policy 18
Present the DLC Audit Committee Report 19
Present the DLC Social and Ethics Committee Report
20
ForForAuthorise Board to Ratify and Execute Approved Resolutions
21
Ordinary Business: Investec Ltd
Present Financial Statements and Statutory Reports for the Year Ended 31 March 2015
22
ForForSanction the Interim Dividend on the Ordinary Shares
23
ForForApprove Final Dividend on the Ordinary Shares and the Dividend Access (South African Resident) Redeemable Preference Share
24
ForForReappoint Ernst & Young Inc as Joint Auditors of the Company
25
ForForReappoint KPMG Inc as Joint Auditors of the Company
26
Special Business: Investec Ltd
ForForPlace Unissued Ordinary Shares Under Control of Directors
27
ForForPlace Unissued Variable Rate, Cumulative, Redeemable Preference Shares Under Control of Directors
28
ForForPlace Unissued Non-Redeemable, Non-Cumulative, Non-Participating Preference Shares Under Control of Directors
29
ForForPlace Unissued Special Convertible Redeemable Preference Shares Under Control of Directors
30
Page 202 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investec Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorise Repurchase of Issued Ordinary Shares
31
AgainstForAuthorise Repurchase of Class ILRP1 Preference Shares, Class ILRP2 Preference Shares, Redeemable Preference Shares and Perpetual Preference Shares
32
ForForApprove Financial Assistance to Subsidiaries and Directors
33
ForForApprove Directors' Remuneration 34
ForForAmend Memorandum of Incorporation Re: Authorised Share Capital
35
ForForAmend Memorandum of Incorporation Re: Annexure A
36
ForForAmend Memorandum of Incorporation Re: Annexure B1
37
Ordinary Business: Investec plc
ForForAccept Financial Statements and Statutory Reports
38
ForForSanction the Interim Dividend on the Ordinary Shares
39
ForForApprove Final Dividend 40
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
41
Special Business: Investec plc
ForForAuthorise Issue of Equity with Pre-emptive Rights
42
ForForAuthorise Market Purchase of Ordinary Shares 43
ForForAuthorise Market Purchase of Preference Shares
44
AgainstForAuthorise EU Political Donations and Expenditure
45
Investec plc
Meeting Date: 08/06/2015 Country: United Kingdom
Meeting Type: Annual
Page 203 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investec plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Common Business: Investec plc and Investec Ltd
ForForRe-elect Glynn Burger as Director 1
ForForRe-elect Cheryl Carolus as Director 2
ForForRe-elect Peregrine Crosthwaite as Director 3
ForForRe-elect Hendrik du Toit as Director 4
ForForRe-elect Bradley Fried as Director 5
AbstainForRe-elect David Friedland as Director 6
ForForRe-elect Bernard Kantor as Director 7
ForForRe-elect Ian Kantor as Director 8
ForForRe-elect Stephen Koseff as Director 9
AbstainForRe-elect Peter Thomas as Director 10
AbstainForRe-elect Fani Titi as Director 11
ForForElect Charles Jacobs as Director 12
ForForElect Lord Malloch-Brown as Director 13
ForForElect Khumo Shuenyane as Director 14
ForForElect Zarina Bassa as Director 15
ForForElect Laurel Bowden as Director 16
ForForApprove the DLC Remuneration Report 17
ForForApprove the DLC Remuneration Policy 18
Present the DLC Audit Committee Report 19
Present the DLC Social and Ethics Committee Report
20
ForForAuthorise Board to Ratify and Execute Approved Resolutions
21
Ordinary Business: Investec Ltd
Present Financial Statements and Statutory Reports for the Year Ended 31 March 2015
22
ForForSanction the Interim Dividend on the Ordinary Shares
23
Page 204 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investec plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Final Dividend on the Ordinary Shares and the Dividend Access (South African Resident) Redeemable Preference Share
24
ForForReappoint Ernst & Young Inc as Joint Auditors of the Company
25
ForForReappoint KPMG Inc as Joint Auditors of the Company
26
Special Business: Investec Ltd
ForForPlace Unissued Ordinary Shares Under Control of Directors
27
ForForPlace Unissued Variable Rate, Cumulative, Redeemable Preference Shares Under Control of Directors
28
ForForPlace Unissued Non-Redeemable, Non- Cumulative, Non-Participating Preference Shares Under Control of Directors
29
ForForPlace Unissued Special Convertible Redeemable Preference Shares Under Control of Directors
30
ForForAuthorise Repurchase of Issued Ordinary Shares
31
ForForAuthorise Repurchase of Class ILRP1 Preference Shares, Class ILRP2 Preference Shares, Redeemable Preference Shares and Perpetual Preference Shares
32
ForForApprove Financial Assistance to Subsidiaries and Directors
33
ForForApprove Directors' Remuneration 34
ForForAmend Memorandum of Incorporation Re: Authorised Share Capital
35
ForForAmend Memorandum of Incorporation Re: Annexure A
36
ForForAmend Memorandum of Incorporation Re: Annexure B1
37
Ordinary Business: Investec plc
ForForAccept Financial Statements and Statutory Reports
38
ForForSanction the Interim Dividend on the Ordinary Shares
39
ForForApprove Final Dividend 40
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
41
Special Business: Investec plc
Page 205 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investec plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
42
ForForAuthorise Market Purchase of Ordinary Shares 43
ForForAuthorise Market Purchase of Preference Shares
44
ForForAuthorise EU Political Donations and Expenditure
45
Piramal Enterprises Limited
Meeting Date: 08/06/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect N. Piramal as Director 3
ForForApprove Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Appointment and Remuneration of V. Shah as Executive Director
5
ForForAuthorize Issuance of Non-Convertible Debentures
6
ForForApprove Remuneration of Cost Auditors 7
ForForApprove Appointment and Remuneration of Peter DeYoung, CEO - Piramal Critical Care
8
Ralph Lauren Corporation
Meeting Date: 08/06/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Frank A. Bennack, Jr. For For
Page 206 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ralph Lauren Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Joel L. Fleishman 1.2
ForForElect Director Hubert Joly 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Red Hat, Inc.
Meeting Date: 08/06/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Sohaib Abbasi For For
ForForElect Director Charlene T. Begley 1.2
ForForElect Director Narendra K. Gupta 1.3
ForForElect Director William S. Kaiser 1.4
ForForElect Director Donald H. Livingstone 1.5
ForForElect Director James M. Whitehurst 1.6
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Texwinca Holdings Limited
Meeting Date: 08/06/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
Page 207 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Texwinca Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Poon Bun Chak as Director 3a1
ForForElect Ting Kit Chung as Director 3a2
ForForElect Au Son Yiu as Director 3a3
ForForElect Cheng Shu Wing as Director 3a4
ForForElect Law Brian Chung Nin as Director 3a5
ForForAuthorize Board to Fix Remuneration of Directors
3b
ForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Reissuance of Repurchased Shares 7
Mahindra & Mahindra Ltd.
Meeting Date: 08/07/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect A.G. Mahindra as Director 3
ForForApprove Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Remuneration of Cost Auditors 5
ForForAuthorize Issuance of Non-Convertible Debentures
6
ForForApprove Pledging of Assets for Debt 7
ForForAdopt New Articles of Association 8
ForForApprove Commission Remuneration for Non-Executive Directors
9
Page 208 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Monster Beverage Corporation
Meeting Date: 08/07/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Rodney C. Sacks For For
ForForElect Director Hilton H. Schlosberg 1.2
ForForElect Director Mark J. Hall 1.3
ForForElect Director Norman C. Epstein 1.4
ForForElect Director Gary P. Fayard 1.5
ForForElect Director Benjamin M. Polk 1.6
ForForElect Director Sydney Selati 1.7
ForForElect Director Harold C. Taber, Jr. 1.8
ForForElect Director Kathy N. Waller 1.9
ForForElect Director Mark S. Vidergauz 1.10
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstAdopt Proxy Access Right 4
Sprint Corporation
Meeting Date: 08/07/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Nikesh Arora For For
ForForElect Director Robert Bennett 1.2
ForForElect Director Gordon Bethune 1.3
ForForElect Director Marcelo Claure 1.4
ForForElect Director Ronald Fisher 1.5
ForForElect Director Julius Genachowski 1.6
Page 209 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sprint Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Michael Mullen 1.7
ForForElect Director Masayoshi Son 1.8
ForForElect Director Sara Martinez Tucker 1.9
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Omnibus Stock Plan 4
Tsuruha Holdings Inc.
Meeting Date: 08/07/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Tsuruha, Tatsuru For For
ForForElect Director Horikawa, Masashi 1.2
ForForElect Director Tsuruha, Jun 1.3
ForForElect Director Goto, Teruaki 1.4
ForForElect Director Ofune, Masahiro 1.5
ForForElect Director Abe, Mitsunobu 1.6
ForForElect Director Kijima, Keisuke 1.7
AgainstForElect Director Aoki, Keisei 1.8
AgainstForElect Director Okada, Motoya 1.9
ForForAppoint Statutory Auditor Imoto, Tetsuo 2.1
AgainstForAppoint Statutory Auditor Fujii, Fumiyo 2.2
Uralkali PJSC
Meeting Date: 08/07/2015 Country: Russia
Meeting Type: Special
Page 210 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Uralkali PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Large-Scale Transaction Re: Acquisition of Shares of JSC Uralkali-Technologiya
For Abstain
ForForApprove New Edition of Regulations on Board of Directors
2
Uralkali PJSC
Meeting Date: 08/07/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
AbstainForApprove Large-Scale Transaction Re: Acquisition of Shares of JSC Uralkali-Technologiya
1
ForForApprove New Edition of Regulations on Board of Directors
2
EMS Chemie Holding AG
Meeting Date: 08/08/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Acknowledge Proper Convening of Meeting 2
ForForAccept Financial Statements and Statutory Reports
3.1
ForForApprove Remuneration of Board of Directors in the Amount of CHF 644,000
3.2.1
ForForApprove Remuneration of Executive Committee in the Amount of CHF 2.6 Million
3.2.2
Page 211 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
EMS Chemie Holding AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allocation of Income, Ordinary Dividends of CHF 10.00 per Share and Special Dividends of CHF 2.00 per Share
4
ForForApprove Discharge of Board and Senior Management
5
ForForReelect Ulf Berg as Director and Board Chairman
6.1.1
ForForElect Magdalena Martullo as Director 6.1.2
ForForElect Joachim Streu as Director 6.1.3
ForForElect Bernhard Merki as Director 6.1.4
AgainstForRatify KPMG AG as Auditors 6.2
ForForDesignate Robert K. Daeppen as Independent Proxy
6.3
AgainstForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
7
AgainstForTransact Other Business (Voting) 8
OM Group, Inc.
Meeting Date: 08/10/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Qorvo, Inc.
Meeting Date: 08/10/2015 Country: USA
Meeting Type: Annual
Page 212 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Qorvo, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ralph G. Quinsey For For
ForForElect Director Robert A. Bruggeworth 1.2
ForForElect Director Daniel A. DiLeo 1.3
ForForElect Director Jeffery R. Gardner 1.4
ForForElect Director Charles Scott Gibson 1.5
ForForElect Director John R. Harding 1.6
ForForElect Director David H.Y. Ho 1.7
ForForElect Director Roderick D. Nelson 1.8
ForForElect Director Walden C. Rhines 1.9
ForForElect Director Walter H. Wilkinson, Jr. 1.10
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
One YearOne YearAdvisory Vote on Say on Pay Frequency 3
ForForRatify KPMG LLP as Auditors 4
Activia Properties Inc.
Meeting Date: 08/11/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Change Location of Head Office - Amend Permitted Investment Types - Amend Dividend Payout Policy to Reflect Tax Reform
For For
ForForAmend Articles to Clarify Asset Management Compensation Related to Merger
2
ForForElect Executive Director Kawai, Michie 3
ForForElect Alternate Executive Director Hosoi, Nariaki
4
ForForAppoint Supervisory Director Yamada, Yonosuke
5.1
Page 213 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Activia Properties Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint Supervisory Director Ariga, Yoshinori 5.2
Adani Ports and Special Economic Zone Ltd.
Meeting Date: 08/11/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend on Preference Shares 2
ForForApprove Dividend on Equity Shares 3
ForForElect A. K. Rakesh as Director 4
ForForApprove S R B C & CO LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForElect R. Haribhakti as Director 6
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForForAuthorize Issuance of Non-Convertible Debentures
8
ForForApprove Increase in Investment Limits 9
ForForApprove Increase in Borrowing Powers 10
AbstainForApprove Related Party Transactions 11
ForForApprove Increase in Limit on Foreign Shareholdings
12
ForForApprove Commission Remuneration to Non-Executive Directors
13
Apollo Hospitals Enterprise Ltd.
Meeting Date: 08/11/2015 Country: India
Meeting Type: Annual
Page 214 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Apollo Hospitals Enterprise Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect P. Reddy as Director 3
ForForApprove S. Viswanathan as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Appointment and Remuneration of P. Reddy as Executive Vice Chairperson
5
ForForApprove Appointment and Remuneration of Suneeta Reddy as Managing Director
6
ForForApprove Appointment and Remuneration of Sangita Reddy as Joint Managing Director
7
ForForApprove Remuneration of Cost Auditors 8
Bank of Chongqing Co., Ltd.
Meeting Date: 08/11/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
AgainstForApprove Nominal Value and Type of New Shares to be Issued in Relation to the Issuance of H Shares
1
AgainstForApprove Method, Procedures and Targets of Issuance in Relation to the Issuance of H Shares
2
AgainstForApprove Size of Issue in Relation to the Issuance of H Shares
3
AgainstForApprove Price of Issue in Relation to the Issuance of H Shares
4
AgainstForApprove Subscription Method in Relation to the Issuance of H Shares
5
AgainstForApprove Place of Listing in Relation to the Issuance of H Shares
6
AgainstForApprove Accumulated Undistributed Profit in Relation to the Issuance of H Shares
7
Page 215 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank of Chongqing Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Use of Proceeds in Relation to the Issuance of H Shares
8
AgainstForApprove Validity Period of Resolution in Relation to the Issuance of H Shares
9
AgainstForApprove Authorisation for Issuance of new H shares
10
Bank of Chongqing Co., Ltd.
Meeting Date: 08/11/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
SPECIAL RESOLUTIONS
AgainstForApprove Nominal Value and Type of New Shares to be Issued in Relation to the Issuance of H Shares
1.1
AgainstForApprove Method, Procedures and Targets of Issuance in Relation to the Issuance of H Shares
1.2
AgainstForApprove Size of Issue in Relation to the Issuance of H Shares
1.3
AgainstForApprove Price of Issue in Relation to the Issuance of H Shares
1.4
AgainstForApprove Subscription Method in Relation to the Issuance of H Shares
1.5
AgainstForApprove Place of Listing in Relation to the Issuance of H Shares
1.6
AgainstForApprove Accumulated Undistributed Profit in Relation to the Issuance of H Shares
1.7
ForForApprove Use of Proceeds in Relation to the Issuance of H Shares
1.8
AgainstForApprove Validity Period of Resolution in Relation to the Issuance of H Shares
1.9
AgainstForApprove Authorization for the Issuance of new H shares
1.10
ForForApprove Amendments to Articles of Association and Amend the Procedural Rules for the Board of Directors of the Bank
2
ForForAmend Procedural Rules for the Board of Supervisors of the Bank
3
Page 216 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank of Chongqing Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ORDINARY RESOLUTIONS
ForForApprove Report on Use of Proceeds from Previous Funds Raising Activity of the Bank
1
ForForElect He Sheng as Director 2
ForForElect Wu Bing as Supervisor 3
Bharti Infratel Ltd.
Meeting Date: 08/11/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForElect R. B. Mittal as Director 3
ForForApprove S. R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect R. P. Singh as Independent Director 5
ForForAdopt New Articles of Association 6
ForForApprove Related Party Transactions with Bharti Airtel Limited
7
Celesio AG
Meeting Date: 08/11/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)
1
Page 217 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Celesio AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Financial Statements and Statutory Reports for Abbreviated Fiscal 2015 (Non-Voting)
2
ForForApprove Allocation of Income and Dividends of EUR 0.83 per Share for Fiscal 2014 and EUR 0.21 per Share for Abbreviated Fiscal 2015
3
ForForApprove Discharge of Management Board for Fiscal 2014
4
ForForApprove Discharge of Management Board for Abbreviated Fiscal 2015 (Jan. 1 to March 31)
5
ForForApprove Discharge of Supervisory Board for Fiscal 2014
6
ForForApprove Discharge of Supervisory Board for Abbreviated Fiscal 2015 (Jan. 1 to March 31)
7
ForForRatify Deloitte & Touche GmbH as Auditors for Fiscal 2015/2016
8
AgainstForElect James Beer to the Supervisory Board 9
ForForAuthorize Management Board Not to Disclose Individualized Remuneration of its Members
10
AgainstForApprove Creation of EUR 130.1 Million Pool of Capital without Preemptive Rights
11
Shareholder Proposals Submitted by Magnetar Capital Master Fund Limited, Magnetar Global Event Driven Master Fund Limited, Hipparchus Master Fund Limited, and Spectrum Opportunities Master Fund Limited
AgainstAgainstApprove Special Audit Re: Delisting of Company Shares
12
AgainstAgainstEnforce Compensation Claims Against The Management Board
13
Colt Group SA
Meeting Date: 08/11/2015 Country: Luxembourg
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
A Approve (i) Amendment of the Relationship Agreement and (ii) Termination of the Relationship Agreement Effective as of, Conditional Upon, Delisting
None Abstain
Page 218 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Colt Group SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainNoneApprove Matters Relating to the All Cash Final Offer for Colt Group SA by Lightning Investors Limited
B
Mediclinic International Ltd
Meeting Date: 08/11/2015 Country: South Africa
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Resolutions
ForForAuthorise Specific Repurchase of Shares from Mpilo 1
1
Ordinary Resolutions
ForForAuthorise Specific Issue of Shares for Cash to Mpilo 1 Newco
1
Continuation of Special Resolutions
ForForApprove Financial Assistance to Mpilo 1 2
Continuation of Ordinary Resolutions
ForForAuthorise Board to Ratify and Execute Approved Resolutions
2
Quality Systems, Inc.
Meeting Date: 08/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John ("Rusty") Frantz For For
ForForElect Director Craig A. Barbarosh 1.2
ForForElect Director George H. Bristol 1.3
ForForElect Director James C. Malone 1.4
ForForElect Director Jeffrey H. Margolis 1.5
Page 219 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Quality Systems, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Morris Panner 1.6
ForForElect Director D. Russell Pflueger 1.7
ForForElect Director Sheldon Razin 1.8
ForForElect Director Lance E. Rosenzweig 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
AgainstForApprove Omnibus Stock Plan 4
Real Estate Credit Investments PCC Ltd
Meeting Date: 08/11/2015 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAccept Financial Statements and Statutory Reports
1
ForForReappoint Deloitte LLP as Auditors 2
ForForAuthorize Board to Fix Remuneration of Auditors
3
ForForElect Bob Cowdell as Director 4
ForForReelect Graham Harrison as Director 5
ForForReelect Christopher Spencer as Director 6
ForForReelect Mark Burton as Director 7
Special Business
ForForAmend Articles of Incorporation 8
ForForAuthorize Market Purchase of Core Ordinary Shares
9
ForForAuthorize Market Purchase of Preference Shares
10
Extraordinary Business
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
11
Page 220 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Semiconductor Manufacturing International Corporation
Meeting Date: 08/11/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Datang Pre-emptive Share Purchase Agreement, Issuance of Datang Pre-emptive Shares and Related Transactions
For For
ForForApprove Country Hill Pre-emptive Share Purchase Agreement, Issuance of Country Hill Pre-emptive Shares and Related Transactions
2
AgainstForApprove Grant of Restricted Share Units to Zhou Zixue Under the 2014 Equity Incentive Plan and Related Transactions
3
Telecom Egypt SAE
Meeting Date: 08/11/2015 Country: Egypt
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles 24, 25, and 32 of the Bylaws For Do Not Vote
Telecom Plus plc
Meeting Date: 08/11/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Charles Wigoder as Director 4
Page 221 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Telecom Plus plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Julian Schild as Director 5
ForForRe-elect Andrew Lindsay as Director 6
ForForElect Nicholas Schoenfeld as Director 7
ForForRe-elect Melvin Lawson as Director 8
ForForRe-elect Michael Pavia as Director 9
ForForAppoint KPMG LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
ForForApprove SAYE Share Option Plan 17
Vista Outdoor Inc.
Meeting Date: 08/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Michael Callahan For For
ForForElect Director Gary McArthur 1.2
ForForElect Director Robert Tarola 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
One YearOne YearAdvisory Vote on Say on Pay Frequency 3
ForForRatify Deloitte & Touche LLP as Auditors 4
Page 222 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BBMG Corporation
Meeting Date: 08/12/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Self-Inspection Report on the Property Business of the Company
1
ForForApprove Undertakings on Matters Relating to the Property Business of the Company Issued by the Company's Directors, Supervisors, Senior Management and Controlling Shareholder (BBMG Group Company Limited)
2
AgainstForElect Zhang Jianli as Director and Authorize Board to Enter Into a Service Contract with Newly Elected Director
3
ForForApprove the Update on the Self-Inspection Report of the Property Business of the Company
4
CAE Inc.
Meeting Date: 08/12/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Marc Parent For For
ForForElect Director Brian E. Barents 1.2
ForForElect Director Margaret S. (Peg) Billson 1.3
ForForElect Director Michael M. Fortier 1.4
ForForElect Director Paul Gagne 1.5
ForForElect Director James F. Hankinson 1.6
ForForElect Director Alan N. MacGibbon 1.7
ForForElect Director John P. Manley 1.8
ForForElect Director Peter J. Schoomaker 1.9
ForForElect Director Andrew J. Stevens 1.10
Page 223 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CAE Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Katharine B. Stevenson 1.11
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForAdvisory Vote on Executive Compensation Approach
3
AgainstForApprove Shareholder Rights Plan 4
ForForAmend By-Laws 5
Guangzhou R&F Properties Co., Ltd.
Meeting Date: 08/12/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Approve Class of Shares to be Issued in Relation to the Issuance of A Shares
For Against
AgainstForApprove Place of Listing in Relation to the Issuance of A Shares
1.2
AgainstForApprove Issuers in Relation to the Issuance of A Shares
1.3
AgainstForApprove Number of A Shares to be Issued in Relation to the Issuance of A Shares
1.4
AgainstForApprove Nominal Value of New Shares to be Issued in Relation to the Issuance of A Shares
1.5
AgainstForApprove Target Subscribers in Relation to the Issuance of A Shares
1.6
AgainstForApprove Issue Price in Relation to the Issuance of A Shares
1.7
AgainstForApprove Method of Issue in Relation to the Issuance of A Shares
1.8
AgainstForApprove Underwriting Method in Relation to the Issuance of A Shares
1.9
ForForApprove Use of Proceeds in Relation to the Issuance of A Shares
1.10
AgainstForApprove Plan on the Allocation of Accumulated Profits Prior to the Issue in Relation to the Issuance of A Shares
1.11
Page 224 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou R&F Properties Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Effective Period of the Resolution Approving the Proposed A share Issue in Relation to the Issuance of A Shares
1.12
ForForAuthorize Board to Deal with Matters Relating to the Issuance of A Shares
2
AgainstForApprove Implementation of the Share Price Stabilization Measure for A Shares After Completion of the Proposed A Share Issue
3
AgainstForApprove Letter of Undertaking Relating to Repurchase of New A Shares and Reparation
4
ForForAdopt New Articles (Draft) of Association 5
ForForApprove Three-Year Shareholders' Profit Distribution Plan After the Listing of A Shares
6
ForForApprove BDO China Shu Lun Pan Certified Public Accountants LLP as the Domestic Auditors and Reporting Accountant for Listing-Related Report
7
ForForApprove Letter of Undertaking in Respect of the Performance of Various Undertakings by the Company
8
ForForAmend Rules of Procedures for Shareholders' General Meeting (Draft)
9
ForForAmend Rules of Procedures for Board Meeting (Draft)
10
ForForAmend Rules of Independent Director (Draft) 11
ForForApprove Special Deposit Account and Management Method for Using Proceeds of Financing (Draft)
12
ForForApprove Administrative Rules for Connected Party Transaction (Draft)
13
ForForApprove Rules for Eternal Guarantee (Draft) 14
ForForApprove Administrative Rules for External Investment (Draft)
15
ForForAmend Supervisory Committee Meeting Rules (Draft)
16
ForForApprove Issuer in Relation to the Issuance of 2015 Second Domestic Corporate Bonds in the PRC
17.1
ForForApprove Size of Issue in Relation to the Issuance of 2015 Second Domestic Corporate Bonds in the PRC
17.2
ForForApprove Method of Issuance in Relation to the Issuance of 2015 Second Domestic Corporate Bonds in the PRC
17.3
Page 225 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou R&F Properties Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Bond Type and Maturity in Relation to the Issuance of 2015 Second Domestic Corporate Bonds in the PRC
17.4
ForForApprove Use of Proceeds in Relation to the Issuance of 2015 Second Domestic Corporate Bonds in the PRC
17.5
ForForApprove Arrangement for Issue to Shareholders in Relation to the Issuance of 2015 Second Domestic Corporate Bonds in the PRC
17.6
ForForApprove Determination of Bond Annual Interest Rate in Relation to the Issuance of 2015 Second Domestic Corporate Bonds in the PRC
17.7
ForForApprove Listing and Trading Arrangement in Relation to the Issuance of 2015 Second Domestic Corporate Bonds in the PRC
17.8
ForForApprove Validity of Resolution in Relation to the Issuance of 2015 Second Domestic Corporate Bonds in the PRC
17.9
ForForApprove Measures in Relation to the Issuance of 2015 Second Domestic Corporate Bonds in the PRC
17.10
ForForAuthorize Board to Deal with All Matters in Relation to the Issuance of 2015 Second Domestic Corporate Bonds in the PRC
18
Guangzhou R&F Properties Co., Ltd.
Meeting Date: 08/12/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
AgainstForApprove Class of Shares to be Issued in Relation to the Issuance of A Shares
1.1
AgainstForApprove Place of Listing in Relation to the Issuance of A Shares
1.2
AgainstForApprove Issuers in Relation to the Issuance of A Shares
1.3
AgainstForApprove Number of A Shares to be Issued in Relation to the Issuance of A Shares
1.4
Page 226 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou R&F Properties Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Nominal Value of New Shares to be Issued in Relation to the Issuance of A Shares
1.5
AgainstForApprove Target Subscribers in Relation to the Issuance of A Shares
1.6
AgainstForApprove Issue Price in Relation to the Issuance of A Shares
1.7
AgainstForApprove Method of Issuance in Relation to the Issuance of A Shares
1.8
AgainstForApprove Underwriting Method in Relation to the Issuance of A Shares
1.9
ForForApprove Use of Proceeds in Relation to the Issuance of A Shares
1.10
AgainstForApprove Plan on the Allocation of Accumulated Profits Prior to the Issue in Relation to the Issuance of A Shares
1.11
AgainstForApprove Effective Period of the Resolution Approving the Proposed A share Issue in Relation to the Issuance of A Shares
1.12
ForForAuthorize Board to Deal with Matters Relating to the Issuance of A Shares
2
AgainstForApprove Implementation of the Share Price Stabilization Measure for A Shares After Completion of the Proposed A Share Issue
3
AgainstForApprove Letter Of Undertaking Relating to the Repurchase of New A Shares and Reparation
4
HICL Infrastructure Company Ltd
Meeting Date: 08/12/2015 Country: Guernsey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of a 99.9 Percent Equity Interest in the RCMP Project from the InfraRed Infrastructure Fund III
For For
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 08/12/2015 Country: Indonesia
Meeting Type: Special
Page 227 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Bank Rakyat Indonesia (Persero) Tbk
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Directors and Commissioners For Against
Tata Steel Ltd.
Meeting Date: 08/12/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect K.U. Koehler as Director 3
ForForElect D. K. Mehrotra as Director 4
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForElect A. Robb as Independent Director 6
ForForApprove Revision of Remuneration of T. V. Narendran, Managing Director
7
ForForApprove Revision of Remuneration of K. Chatterjee, Executive Director
8
ForForApprove Commission Remuneration for Non-Executive Directors
9
ForForApprove Remuneration of Cost Auditors 10
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
11
The J. M. Smucker Company
Meeting Date: 08/12/2015 Country: USA
Meeting Type: Annual
Page 228 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The J. M. Smucker Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Vincent C. Byrd For For
ForForElect Director Paul J. Dolan 1b
ForForElect Director Nancy Lopez Knight 1c
ForForElect Director Elizabeth Valk Long 1d
ForForElect Director Gary A. Oatey 1e
ForForElect Director Sandra Pianalto 1f
ForForElect Director Alex Shumate 1g
ForForElect Director Mark T. Smucker 1h
ForForElect Director Timothy P. Smucker 1i
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
ForAgainstReport on Plans to Increase Renewable Energy Use
5
Xilinx, Inc.
Meeting Date: 08/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Philip T. Gianos For For
ForForElect Director Moshe N. Gavrielov 1.2
ForForElect Director William G. Howard, Jr. 1.3
ForForElect Director J. Michael Patterson 1.4
ForForElect Director Albert A. Pimentel 1.5
ForForElect Director Marshall C. Turner 1.6
ForForElect Director Elizabeth W. Vanderslice 1.7
Page 229 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Xilinx, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Tata Motors Ltd.
Meeting Date: 08/13/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect S. Borwankar as Director 2
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForApprove Remuneration of Cost Auditors 4
ForForAuthorize Issuance of Non-Convertible Debentures
5
Tata Motors Ltd.
Meeting Date: 08/13/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAccept Financial Statements and Statutory Reports
1
ForForElect S. Borwankar as Director 2
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForApprove Remuneration of Cost Auditors 4
Page 230 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tata Motors Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Issuance of Non-Convertible Debentures
5
Computer Sciences Corporation
Meeting Date: 08/14/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director David J. Barram For For
ForForElect Director Erik Brynjolfsson 1b
ForForElect Director Rodney F. Chase 1c
ForForElect Director Bruce B. Churchill 1d
ForForElect Director Mark Foster 1e
ForForElect Director Nancy Killefer 1f
ForForElect Director Sachin Lawande 1g
ForForElect Director J. Michael Lawrie 1h
ForForElect Director Brian Patrick MacDonald 1i
ForForElect Director Sean O'Keefe 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Datang International Power Generation Co. Ltd
Meeting Date: 08/14/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOTS FOR HOLDERS OF H SHARES
AgainstForApprove Provision of Entrusted Loan to Duolun Coal Chemical Company
1.1
Page 231 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Datang International Power Generation Co. Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Provision of Entrusted Loan to Xilinhaote Mining Company
1.2
ForForElect Luo Zhongwei as Director 2.1
ForForElect Liu Huangsong as Director 2.2
ForForElect Jiang Fuxiu as Director 2.3
ForForApprove Removal of Dong Heyi as Director 2.4
ForForApprove Removal of Ye Yansheng as Director 2.5
ForForApprove Removal of Zhao Jie as Director 2.6
Electronic Arts Inc.
Meeting Date: 08/14/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Leonard S. Coleman For For
ForForElect Director Jay C. Hoag 1b
ForForElect Director Jeffrey T. Huber 1c
ForForElect Director Vivek Paul 1d
ForForElect Director Lawrence F. Probst, III 1e
ForForElect Director Richard A. Simonson 1f
ForForElect Director Luis A. Ubinas 1g
ForForElect Director Denise F. Warren 1h
ForForElect Director Andrew Wilson 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
ForAgainstProxy Access 4
Page 232 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
GCP Infrastructure Investments Ltd.
Meeting Date: 08/14/2015 Country: Jersey
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger of the Company with GCP Infrastructure Asset Holdings Limited
For Abstain
AbstainForAppoint Directors of the Continuing Company and Approve Proposals Pursuant to the Merger
2
AbstainForApprove the Ancillary Documents, Transactions and Actions Entered Into by the Company Pursuant to the Merger
3
AbstainForApprove Ratification of All Prior or Proposed Acts or Omissions of Any Director in Connection with the Execution of the Ancillary Documents, Transactions and Actions Pursuant to the Merger
4
AbstainForAuthorise Directors to Submit the Application of All Documents and Instruments in Respect of the Merger to the Jersey Financial Services Commission
5
iShares plc - FTSE 100
Meeting Date: 08/14/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForReappoint PricewaterhouseCoopers as Auditors
2
ForForAuthorize Board to Fix Remuneration of Auditors
3
Special Resolution
ForForAmend Memorandum and Articles of Association
1
Page 233 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
iShares plc - iShares Core £ Corporate Bond UCITS
Meeting Date: 08/14/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForReappoint PricewaterhouseCoopers as Auditors
2
ForForAuthorize Board to Fix Remuneration of Auditors
3
Special Resolution
ForForAmend Memorandum and Articles of Association
1
iShares plc - Ishares FTSE 250
Meeting Date: 08/14/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForReappoint PricewaterhouseCoopers as Auditors
2
ForForAuthorize Board to Fix Remuneration of Auditors
3
Special Resolution
ForForAmend Memorandum and Articles of Association
1
iShares plc - iShares MSCI Europe ex-UK UCITS ETF
Meeting Date: 08/14/2015 Country: Ireland
Meeting Type: Annual
Page 234 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
iShares plc - iShares MSCI Europe ex-UK UCITS ETF
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForReappoint PricewaterhouseCoopers as Auditors
2
ForForAuthorize Board to Fix Remuneration of Auditors
3
Special Resolution
ForForAmend Memorandum and Articles of Association
1
James Hardie Industries plc
Meeting Date: 08/14/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Financial Statements and Reports of the Directors and Auditor
For For
ForForApprove the Remuneration Report 2
ForForElect Andrea Gisle Joosen as Director 3a
ForForElect Brian Anderson as Director 3b
ForForElect Alison Littley as Director 3c
ForForElect James Osborne as Director 3d
ForForAuthorize Board to Fix Remuneration of Auditors
4
ForForApprove the James Hardie Industries Long Term Incentive Plan 2006
5
ForForApprove the Grant of Return on Capital Employed Restricted Stock Units to Louis Gries, Chief Executive Officer of the Company
6
ForForApprove the Grant of Relative Total Shareholder Return Restricted Stock Units to Louis Gries, Chief Executive Officer of the Company
7
Page 235 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
James Hardie Industries plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Amendments to the Memorandum of Association
8
ForForApprove the Amendments to the Company's Constitution
9
Microchip Technology Incorporated
Meeting Date: 08/14/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steve Sanghi For For
ForForElect Director Matthew W. Chapman 1.2
ForForElect Director L.B. Day 1.3
ForForElect Director Esther L. Johnson 1.4
ForForElect Director Wade F. Meyercord 1.5
AgainstForApprove Conversion of Securities 2
ForForRatify Ernst & Young LLP as Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
China Communications Construction Company Ltd.
Meeting Date: 08/17/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOTS FOR HOLDERS OF H SHARES
ForForApprove Provision of the Assured Entitlement to H Shareholders Only for the Spin-off of CCCC Dredging (Group) Co., Ltd.
1
Page 236 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Communications Construction Company Ltd.
Meeting Date: 08/17/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Provision of the Assured Entitlement to H Shareholders Only for the Spin-off of CCCC Dredging (Group) Co., Ltd.
1
Precision Castparts Corp.
Meeting Date: 08/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Peter B. Delaney (Withdrawn)
ForForElect Director Mark Donegan 1b
ForForElect Director Don R. Graber 1c
ForForElect Director Lester L. Lyles 1d
ForForElect Director Vernon E. Oechsle 1e
Elect Director James F. Palmer (Withdrawn) 1f
ForForElect Director Ulrich Schmidt 1g
ForForElect Director Richard L. Wambold 1h
ForForElect Director Timothy A. Wicks 1i
Elect Director Janet C. Wolfenbarger (Withdrawn)
1j
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstProxy Access 4
Page 237 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Qualicorp SA
Meeting Date: 08/17/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reduction in Share Capital without Cancellation of Shares and Amend Article 5
For Do Not Vote
Acxiom Corporation
Meeting Date: 08/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John L. Battelle For For
ForForElect Director William J. Henderson 1.2
AgainstForAmend Executive Incentive Bonus Plan 2
AgainstForAmend Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForForRatify KPMG LLP as Auditors 5
Almacenes Exito S.A.
Meeting Date: 08/18/2015 Country: Colombia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
Page 238 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Almacenes Exito S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Indirect Acquisition of Shares in Companhia Brasileira de Distribuicao and Libertad SA from Casino Guichard Perrachon SA
4
Cyfrowy Polsat SA
Meeting Date: 08/18/2015 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Meeting Chairman 2
Prepare List of Shareholders; Acknowledge Proper Convening of Meeting
3
ForForElect Member of Vote Counting Commission 4.1
ForForElect Member of Vote Counting Commission 4.2
ForForElect Member of Vote Counting Commission 4.3
ForForApprove Agenda of Meeting 5
AbstainForApprove Pledging of Assets 6
Close Meeting 7
Dalian Wanda Commercial Properties Co Ltd
Meeting Date: 08/18/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Future Dividend Return Plan for Three Years After the A Share Offering
For For
ForForApprove Stabilization of the Company's Share Price for Three Years After the A Share Offering
2
Page 239 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dalian Wanda Commercial Properties Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Undertakings on Matters Relating to the A Share Offering by the Company, Controlling Shareholder, Actual Controllers, Directors, Supervisors and Senior Management
3
ForForApprove Dilution of Immediate Return and Recovery After the A Share Offering
4
ForForApprove Da Hua Accounting Firm (Special General Partnership) as Domestic Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Amendments to the Rules for the Management of Proceeds of the Company
6
ForForApprove Amendments to the Decision Making System of Connected Transaction of the Company
7
ForForApprove Report in Relation to the Use of Proceeds Raised by Previous H Share offering
8
ForForApprove Self-Assessment Report in Respect of Land and Residential Property Sales Matters Related to the Real Estate Development Projects
9
ForForApprove Undertaking in Respect of Land and Residential Property Sales Matters Related to the Real Estate Development Projects
10
ForForApprove Plan Under the A Share Offering 11
ForForApprove Type of Securities to be Issued Under the A Share Offering
11.1
ForForApprove Par Value Under the A Share Offering 11.2
ForForApprove Issue Size Under the A Share Offering
11.3
ForForApprove Target Subscribers Under the A Share Offering
11.4
ForForApprove Issue Method Under the A Share Offering
11.5
ForForApprove Pricing Method Under the A Share Offering
11.6
ForForApprove Underwriting Method Under the A Share Offering
11.7
ForForApprove Listing Place Under the A Share Offering
11.8
ForForApprove Form Conversion Under the A Share Offering
11.9
ForForApprove Resolution Validity Period Under the A Share Offering
11.10
Page 240 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dalian Wanda Commercial Properties Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Distribution of the Accumulated Undistributed Profits Before the A Share Offering
12
ForForApprove Use of Proceeds to be Raised Through the A Share Offering and the Feasibility Analysis
13
ForForAuthorize Board to Deal with All Matters Relating to the A Share Offering
14
ForForAmend Articles of Association 15
ForForAmend Rules of Procedures Regarding General Meetings of Shareholders
16
Dalian Wanda Commercial Properties Co Ltd
Meeting Date: 08/18/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Future Dividend Return Plan for the Next Three Years
1
ForForApprove Stabilization of the Company's Share Price for Three Years After the A Share Offering
2
ForForApprove Undertakings on Matters Relating to the A Share Offering by the Company, Controlling Shareholder, Actual Controllers, Directors, Supervisors and Senior Management
3
ForForApprove Dilution of Immediate Return and Recovery After the A Share Offering
4
ForForApprove Type of Securities to be Issued Under the A Share Offering
5.1
ForForApprove Par Value Under the A Share Offering 5.2
ForForApprove Issue Size Under the A Share Offering
5.3
ForForApprove Target Subscribers Under the A Share Offering
5.4
ForForApprove Issue Method Under the A Share Offering
5.5
Page 241 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dalian Wanda Commercial Properties Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Pricing Method Under the A Share Offering
5.6
ForForApprove Underwriting Method Under the A Share Offering
5.7
ForForApprove Listing Place Under the A Share Offering
5.8
ForForApprove Form Conversion Under the A Share Offering
5.9
ForForApprove Resolution Validity Period Under the A Share Offering
5.10
ForForApprove Distribution of the Accumulated Undistributed Profits Before the A Share Offering
6
ForForApprove Use of Proceeds to be Raised Through the A Share Offering and the Feasibility Analysis
7
ForForAuthorize Board to Deal with All Matters Relating to the A Share Offering
8
EXCO Resources, Inc.
Meeting Date: 08/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey D. Benjamin For For
ForForElect Director B. James Ford 1.2
ForForElect Director Samuel A. Mitchell 1.3
ForForElect Director Wilbur L. Ross, Jr. 1.4
ForForElect Director Jeffrey S. Serota 1.5
ForForElect Director Robert L. Stillwell 1.6
AgainstForApprove Issuance of Common Stock and Warrants
2
ForForIncrease Authorized Common Stock 3
ForForAmend Articles of Incorporation to Include a Waiver of the Duty of Directors to Present Corporate Opportunities to EXCO Resources, Inc.
4
Page 242 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
EXCO Resources, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
ForForRatify KPMG LLP as Auditors 6
Omnicare, Inc.
Meeting Date: 08/18/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
ForForAdvisory Vote on Golden Parachutes 3
Shanghai Mechanical and Electrical Industry Co., Ltd.
Meeting Date: 08/18/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
AgainstForApprove Debt to Equity Transformation by the Company and Shanghai Electric (Group) Corporation Towards the Debt of Goss International Corporation
1
Zijin Mining Group Co., Ltd.
Meeting Date: 08/18/2015 Country: China
Meeting Type: Special
Page 243 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zijin Mining Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Profit Distribution and Return Plan for 2015 to 2017
1
ForForApprove Satisfaction of Conditions for the Non-Public Issuance of A Shares
2
ForForApprove Proposal on the Non-Public Issuance of A Shares
3
ForForApprove Class and Nominal Value of the Shares to be issued in Relation to the Non-Public Issuance of A Shares
3.01
ForForApprove Methods and Time of Issuance in Relation to the Non-Public Issuance of A Shares
3.02
ForForApprove Issuing Objects and Methods of Subscription in Relation to the Non-Public Issuance of A Shares
3.03
ForForApprove Subscription Price and Pricing Principles in Relation to the Non-Public Issuance of A Shares
3.04
ForForApprove Number of Shares to be Issued in Relation to the Non-Public Issuance of A Shares
3.05
ForForApprove Lock-Up Period in Relation to the Non-Public Issuance of A Shares
3.06
ForForApprove Use of Proceeds Raised in Relation to the Non-Public Issuance of A Shares
3.07
ForForApprove Proposal for Arrangement of the Accumulated Distributable Profits before the Non-Public Issuance of A Shares
3.08
ForForApprove Listing Place of the Shares in Relation to the Non-Public Issuance of A Shares
3.09
ForForApprove Validity Period of the Resolution in Relation to the Non-Public Issuance of A Shares
3.10
ForForApprove Plan for the Non-Public Issuance of A Shares (Revised Version)
4
ForForApprove Feasibility Report on the Use of Proceeds Raised in the Non-Public Issuance of A Shares
5
ForForApprove Not to Produce Report of Use of Proceeds Previously Raised in the Non-Public Issuance of A Shares
6
Page 244 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zijin Mining Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Dilutive Impact of the Non-public Issuance of A Shares on Immediate Returns and Adoption of Recovery Measures
7
ForForAuthorized Board to Deal with All Matters in Relation to Non-Public Issuance of A Shares
8
ForForApprove Merger by Absorption of Shanghang Jinshan Mining Co., Ltd.
9
Zijin Mining Group Co., Ltd.
Meeting Date: 08/18/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Proposal on the Non-Public Issuance of A Shares of Company
1
ForForApprove Class and Nominal Value of the Shares to be issued in Relation to the Non-Public Issuance of A Shares
1.01
ForForApprove Methods and Time of Issuance in Relation to the Non-Public Issuance of A Shares
1.02
ForForApprove Issuing Objects and Methods of Subscription in Relation to the Non-Public Issuance of A Shares
1.03
ForForApprove Subscription Price and Pricing Principles in Relation to the Non-Public Issuance of A Shares
1.04
ForForApprove Number of Shares to be Issued in Relation to the Non-Public Issuance of A Shares
1.05
ForForApprove Lock-Up Period in Relation to the Non-Public Issuance of A Shares
1.06
ForForApprove Use of Proceeds Raised in Relation to the Non-Public Issuance of A Shares
1.07
ForForApprove Proposal for Arrangement of the Accumulated Distributable Profits before theNon-Public Issuance of A Shares
1.08
ForForApprove Listing Place of the Shares in Relation to the Non-Public Issuance of A Shares
1.09
Page 245 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zijin Mining Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Validity Period of the Resolution in Relation to the Non-Public Issuance of A Shares
1.10
ForForApprove Plan for the Non-Public Issuance of A Shares of Company
2
ForForAuthorized Board to Deal with All Matters in Relation to Non-Public Issuance of A Shares
3
ANN INC.
Meeting Date: 08/19/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Bob Evans Farms, Inc.
Meeting Date: 08/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Douglas N. Benham For For
ForForElect Director Charles M. Elson 1b
ForForElect Director Mary Kay Haben 1c
ForForElect Director David W. Head 1d
ForForElect Director Kathleen S. Lane 1e
ForForElect Director Eileen A. Mallesch 1f
ForForElect Director Larry S. McWilliams 1g
ForForElect Director Kevin M. Sheehan 1h
Page 246 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bob Evans Farms, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Michael F. Weinstein 1i
ForForElect Director Paul S. Williams 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
China Gas Holdings Ltd.
Meeting Date: 08/19/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Jiang Xinhao as Director 3a1
ForForElect Huang Yong as Director 3a2
ForForElect Yu Jeong Joonas Director 3a3
ForForElect Zhao Yuhua as Director 3a4
ForForElect Ho Yeung as Director 3a5
ForForElect Chen Yanyan as Director 3a6
ForForAuthorize Board to Fix Directors' Remuneration
3b
ForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Reissuance of Repurchased Shares 7
Helen of Troy Limited
Meeting Date: 08/19/2015 Country: Bermuda
Meeting Type: Annual
Page 247 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Helen of Troy Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Gary B. Abromovitz For For
ForForElect Director John B. Butterworth 1.2
ForForElect Director Alexander M. Davern 1.3
ForForElect Director Timothy F. Meeker 1.4
ForForElect Director Julien R. Mininberg 1.5
ForForElect Director Beryl B. Raff 1.6
ForForElect Director William F. Susetka 1.7
ForForElect Director Darren G. Woody 1.8
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Helen of Troy Limited 2008 Omnibus Stock Plan
3
ForForApprove Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Inovalon Holdings, Inc.
Meeting Date: 08/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Keith R. Dunleavy For For
ForForElect Director Denise K. Fletcher 1.2
ForForElect Director Andre S. Hoffmann 1.3
ForForElect Director Lee D. Roberts 1.4
ForForElect Director William J. Teuber, Jr. 1.5
ForForRatify Deloitte & Touche LLP as Auditors 2
Page 248 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
La-Z-Boy Incorporated
Meeting Date: 08/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kurt L. Darrow For For
ForForElect Director Richard M. Gabrys 1.2
ForForElect Director David K. Hehl 1.3
ForForElect Director Edwin J. Holman 1.4
ForForElect Director Janet E. Kerr 1.5
ForForElect Director Michael T. Lawton 1.6
ForForElect Director H. George Levy 1.7
ForForElect Director W. Alan McCollough 1.8
ForForElect Director Nido R. Qubein 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
LIC Housing Finance Ltd.
Meeting Date: 08/19/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Accept Financial Statements and Statutory Reports
For For
ForForAccept Consolidated Financial Statements and Statutory Reports
1b
ForForApprove Dividends 2
ForForElect S.B. Mainak as Director 3
ForForApprove Chokshi & Chokshi, LLP and Shah Gupta & Co. as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Related Party Transactions 5
Page 249 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LIC Housing Finance Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Issuance of Redeemable Non-Convertible Debentures
6
ForForElect D. Bhandari as Independent Director 7
ForForElect D. Sarkar as Independent Director 8
ForForElect V. K. Kukreja as Independent Director 9
Multi-Color Corporation
Meeting Date: 08/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ari J. Benacerraf For For
ForForElect Director Robert R. Buck 1.2
ForForElect Director Charles B. Connolly 1.3
ForForElect Director Thomas M. Mohr 1.4
ForForElect Director Simon T. Roberts 1.5
ForForElect Director Nigel A. Vinecombe 1.6
ForForElect Director Matthew M. Walsh 1.7
ForForRatify Grant Thorton LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForIncrease Authorized Common Stock 4
Playtech plc
Meeting Date: 08/19/2015 Country: Isle of Man
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Plus500 Ltd For Abstain
Page 250 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sa Sa International Holdings Ltd
Meeting Date: 08/19/2015 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend and Special Dividend 2
ForForElect Kwok Siu Ming Simon as Director 3.1a
ForForElect Lee Yun Chun Marie-christine as Director 3.1b
ForForElect Ki Man Fung Leonie as Director 3.1c
ForForAuthorize Board to Fix Remuneration of Directors
3.2
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
4
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.1
ForForAuthorize Repurchase of Issued Share Capital 5.2
ForForAuthorize Reissuance of Repurchased Shares 5.3
AMMB Holdings Berhad
Meeting Date: 08/20/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForApprove Remuneration of Directors 2
ForForElect Rohana binti Mahmood as Director 3
ForForElect Shayne Cary Elliott as Director 4
ForForElect Ahmad Johan bin Mohammad Raslan as Director
5
ForForElect Chin Yuen Yin as Director 6
ForForElect Suzette Margaret Corr as Director 7
Page 251 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AMMB Holdings Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Voon Seng Chuan as Director 8
ForForElect Azman Hashim as Director 9
ForForElect Mohammed Hanif bin Omar as Director 10
ForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
11
ForForApprove Issuance of Shares Under the Executives' Share Scheme
12
ForForApprove Issuance of Shares Under the Dividend Reinvestment Plan
13
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
14
AMMB Holdings Berhad
Meeting Date: 08/20/2015 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with Amcorp Group Berhad Group
For For
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with Australia and New Zealand Banking Group Limited Group
2
ForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with Modular Corp (M) Sdn Bhd Group
3
Bio-Reference Laboratories, Inc.
Meeting Date: 08/20/2015 Country: USA
Meeting Type: Special
Page 252 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bio-Reference Laboratories, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
CommVault Systems, Inc.
Meeting Date: 08/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director N. Robert Hammer For For
ForForElect Director Keith Geeslin 1.2
ForForElect Director Gary B. Smith 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
FLEXTRONICS INTERNATIONAL LTD.
Meeting Date: 08/20/2015 Country: Singapore
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForForReelect Lay Koon Tan as Director 1a
ForForReelect William D. Watkins as Director 1b
ForForReappoint Lawrence A. Zimmerman as Director
2
Page 253 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
FLEXTRONICS INTERNATIONAL LTD.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Reappointment of Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForApprove Issuance of Shares without Preemptive Rights
4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Special Meeting
AgainstForAuthorize Share Repurchase Program S1
Hawaiian Electric Industries, Inc.
Meeting Date: 08/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Constance H. Lau For For
ForForElect Director A. Maurice Myers 1.2
ForForElect Director James K. Scott 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Organovo Holdings, Inc.
Meeting Date: 08/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Keith Murphy For For
ForForElect Director Kirk Malloy 1.2
ForForRatify Auditors 2
Page 254 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Organovo Holdings, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
QLogic Corporation
Meeting Date: 08/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director John T. Dickson For For
ForForElect Director Balakrishnan S. Iyer 1b
ForForElect Director Christine King 1c
ForForElect Director D. Scott Mercer 1d
ForForElect Director Prasad L. Rampalli 1e
ForForElect Director Jay A. Rossiter 1f
ForForElect Director George D. Wells 1g
ForForElect Director William M. Zeitler 1h
ForForAmend Qualified Employee Stock Purchase Plan
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify KPMG LLP as Auditors 4
Sinopharm Group Co., Ltd.
Meeting Date: 08/20/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Corporate Bonds For For
Page 255 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skyworth Digital Holdings Ltd
Meeting Date: 08/20/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Yang Dongwen as Director 3A
ForForElect Lu Rongchang as Director 3B
ForForElect Cheong Ying Chew, Henry as Director 3C
ForForAuthorize Board to Fix Remuneration of Directors
4
ForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
5
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Repurchase of Issued Share Capital 7
ForForAuthorize Reissuance of Repurchased Shares 8
Transmissora Alianca De Energia Eletrica SA
Meeting Date: 08/20/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Fiscal Council Member For Do Not Vote
Do Not Vote
ForElect Alternate Director 2
Do Not Vote
ForApprove Company's Participation in Brazilian Electricity Regulatory Agency (ANEEL) Auction
3
Page 256 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Angang Steel Company Limited
Meeting Date: 08/21/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM Ballot for Holders of H Shares
ForForElect Zhang Jingfan as Director 1
ForForElect Lin Daqing as Shareholders' Representative Supervisor
2
Bharti Airtel Ltd.
Meeting Date: 08/21/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividends 2
ForForElect T.Y. Choo as Director 3
ForForApprove S. R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect S. Priyadarshi as Independent Director 5
ForForApprove Remuneration of Cost Auditors 6
ForForApprove Commission Remuneration for Non-Executive Directors
7
COSMOS PHARMACEUTICAL CORP
Meeting Date: 08/21/2015 Country: Japan
Meeting Type: Annual
Page 257 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
COSMOS PHARMACEUTICAL CORP
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 32.5
For For
ForForAmend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board Structure with Audit Committee - Authorize Directors to Execute Day to Day Operations without Full Board Approval - Increase Maximum Board Size - Indemnify Directors
2
ForForElect Director Uno, Masateru 3.1
ForForElect Director Okugawa, Hideshi 3.2
ForForElect Director Kawasaki, Yoshikazu 3.3
ForForElect Director Takemori, Motoi 3.4
ForForElect Director Shibata, Futoshi 3.5
ForForElect Director Uno, Yukitaka 3.6
ForForElect Director and Audit Committee Member Makino, Teruya
4.1
ForForElect Director and Audit Committee Member Kino, Tetsuo
4.2
ForForElect Director and Audit Committee Member Ueta, Masao
4.3
AgainstForElect Alternate Director and Audit Committee Member Matsuzaki, Takashi
5
ForForApprove Aggregate Compensation Ceiling for Directors Who Are Not Audit Committee Members
6
ForForApprove Aggregate Compensation Ceiling for Directors Who Are Audit Committee Members
7
Melrose Industries plc
Meeting Date: 08/21/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of Elster Group For Abstain
Page 258 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oracle Corp. Japan
Meeting Date: 08/21/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Indemnify Directors For For
ForForElect Director Sugihara, Hiroshige 2.1
ForForElect Director Nosaka, Shigeru 2.2
ForForElect Director Derek H. Williams 2.3
AgainstForElect Director John L. Hall 2.4
ForForElect Director Eric R. Ball 2.5
ForForElect Director Samantha Wellington 2.6
ForForElect Director Ogishi, Satoshi 2.7
ForForElect Director Murayama, Shuhei 2.8
ForForApprove Stock Option Plan 3
Al Noor Hospitals Group plc
Meeting Date: 08/24/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Lease Agreements and the Agreement to Build and Lease Between the Company and Al Saqr Property Management LLC
For For
Chongqing Changan Automobile Co., Ltd.
Meeting Date: 08/24/2015 Country: China
Meeting Type: Special
Page 259 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chongqing Changan Automobile Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
ForForApprove Provision of Subsidy of CNY 20 Million to China's Auto Industry Innovation Joint Fund
1
Fairfax Financial Holdings Limited
Meeting Date: 08/24/2015 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles For Against
CITIC Securities Co., Ltd.
Meeting Date: 08/25/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
AgainstForApprove Class of Shares to be Issued in Relation to the Issuance of New H Shares
1.1
AgainstForApprove Issue Time in Relation to the Issuance of New H Shares
1.2
AgainstForApprove Issue Method in Relation to the Issuance of New H Shares
1.3
AgainstForApprove Target Subscribers in Relation to the Issuance of New H Shares
1.4
AgainstForApprove Number of Shares to be Issued in Relation to the Issuance of New H Shares
1.5
AgainstForApprove Issue Price in Relation to the Issuance of New H Shares
1.6
Page 260 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CITIC Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Subscription Method in Relation to the Issuance of New H Shares
1.7
AgainstForApprove Accumulated Profits in Relation to the Issuance of New H Shares
1.8
ForForApprove Use of Proceeds in Relation to the Issuance of New H Shares
1.9
AgainstForApprove Resolution Validity Period in Relation to the Issuance of New H Shares
1.10
AgainstForAuthorize Board to Handle Relevant Matters in Relation to Amendments to the Articles of Association
1.11
ForForAuthorize Board to Deal with All Matters in Relation to the Issuance of New H Shares
1.12
CITIC Securities Co., Ltd.
Meeting Date: 08/25/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
AgainstForApprove Class of Shares to be Issued in Relation to the Issuance of New H Shares
1.1
AgainstForApprove Issue Time in Relation to the Issuance of New H Shares
1.2
AgainstForApprove Issue Method in Relation to the Issuance of New H Shares
1.3
AgainstForApprove Target Subscribers in Relation to the Issuance of New H Shares
1.4
AgainstForApprove Number of Shares to be Issued in Relation to the Issuance of New H Shares
1.5
AgainstForApprove Issue Price in Relation to the Issuance of New H Shares
1.6
AgainstForApprove Subscription Method in Relation to the Issuance of New H Shares
1.7
AgainstForApprove Accumulated Profits in Relation to the Issuance of New H Shares
1.8
ForForApprove Use of Proceeds in Relation to the Issuance of New H Shares
1.9
Page 261 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CITIC Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Resolution Validity Period in Relation to the Issuance of New H Shares
1.10
AgainstForAuthorize Board to Handle Relevant Matters in Relation to Amendments to the Articles of Association
1.11
ForForAuthorize Board to Deal with All Matters in Relation to the Issuance of New H Shares
1.12
Franshion Properties (China) Ltd.
Meeting Date: 08/25/2015 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change English Name and Chinese Name For For
AgainstForAdopt New Articles of Association 2
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForChange English Name and Chinese Name 1
ForAdopt New Articles of Association 2
Haier Electronics Group Co Ltd
Meeting Date: 08/25/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Logistics Services Agreement, Logistics Services Cap and Related Transactions
For For
ForForApprove Products Procurement Agreement, Products Procurement Cap and Related Transactions
2
Page 262 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haier Electronics Group Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Materials Procurement Agreement, Materials Procurement Cap and Related Transactions
3
ForForApprove Export Agreement, Export Cap and Related Transactions
4
ForForAuthorize Any Director to Do All Such Acts Necessary to Implement or Give Effect to the Agreements and All Related Transactions
5
Hartalega Holdings Bhd.
Meeting Date: 08/25/2015 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ORDINARY RESOLUTIONS
ForForApprove Bonus Issue 1
ForForApprove Increase in Authorized Share Capital 2
SPECIAL RESOLUTION
AgainstForAmend Memorandum and Articles of Association to Reflect Changes in Authorized Share Capital
1
Hartalega Holdings Bhd.
Meeting Date: 08/25/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Final Dividend For For
ForForApprove Remuneration of Directors for the Financial Year Ended March 31, 2015
2
ForForApprove Remuneration of Directors for the Financial Year Ended March 31, 2016
3
ForForElect Kuan Kam Hon @ Kwan Kam Onn as Director
4
Page 263 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hartalega Holdings Bhd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Liew Ben Poh as Director 5
ForForElect Razman Hafidz Bin Abu Zarim as Director
6
ForForElect Mohamed Zakri Bin Abdul Rashid as Director
7
ForForElect Tan Guan Cheong as Director 8
ForForApprove Deloitte & Touche (AF 0834) as Auditors and Authorize Board to Fix Their Remuneration
9
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
ForForAuthorize Share Repurchase Program 11
IJM Corp. Bhd.
Meeting Date: 08/25/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Abdul Halim bin Ali as Director For For
ForForElect David Frederick Wilson as Director 2
ForForElect Pushpanathan a/l S A Kanagarayar as Director
3
ForForElect Lee Chun Fai as Director 4
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Remuneration of Directors 6
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForForApprove Share Repurchase Program 8
IJM Corp. Bhd.
Meeting Date: 08/25/2015 Country: Malaysia
Meeting Type: Special
Page 264 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IJM Corp. Bhd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Increase in Authorized Share Capital For For
ForForApprove Bonus Issue 2
ForForApprove Grant of Additional Options and Additional Shares to Soam Heng Choon Under the Employee Share Option Scheme and Employee Share Grant Plan
3
ForForApprove Grant of Additional Options and Additional Shares to Lee Chun Fai Under the Employee Share Option Scheme and Employee Share Grant Plan
4
Mobile Telesystems PJSC
Meeting Date: 08/25/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Meeting Procedures For For
ForForApprove Reorganization via Acquisition of ZAO Comstar-Regions
2.1
ForForApprove Reorganization via Acquisition of Penza-GSM AO, SMARTS-Ivanovo AO, and JSC, and SMARTS-Ufa PAO
2.2
ForForAmend Charter in Connection with Reorganization Proposed under Item 2.1
3.1
ForForAmend Charter in Connection with Reorganization Proposed under Item 2.2
3.2
Mobile Telesystems PJSC
Meeting Date: 08/25/2015 Country: Russia
Meeting Type: Special
Page 265 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mobile Telesystems PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Meeting Procedures 1
ForForApprove Reorganization via Acquisition of ZAO Comstar-Regions
2.1
ForForApprove Reorganization via Acquisition of Penza-GSM AO, SMARTS-Ivanovo AO, and JSC, and SMARTS-Ufa PAO
2.2
ForForAmend Charter in Connection with Reorganization Proposed under Item 2.1
3.1
ForForAmend Charter in Connection with Reorganization Proposed under Item 2.2
3.2
American Woodmark Corporation
Meeting Date: 08/26/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William F. Brandt, Jr. For For
ForForElect Director Andrew B. Cogan 1.2
ForForElect Director Martha M. Dally 1.3
ForForElect Director James G. Davis, Jr. 1.4
ForForElect Director S. Cary Dunston 1.5
ForForElect Director Kent B. Guichard 1.6
ForForElect Director Daniel T. Hendrix 1.7
ForForElect Director Carol B. Moerdyk 1.8
ForForElect Director Vance W. Tang 1.9
ForForRatify KPMG LLP as Auditors 2
ForForApprove Non-Employee Director Restricted Stock Plan
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Page 266 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Digital China Holdings Limited
Meeting Date: 08/26/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Disposal Agreement between the Company and Shenxin Taifeng and Related Transactions
For Abstain
ForForApprove Distribution 1b
KLX Inc.
Meeting Date: 08/26/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Amin J. Khoury For For
ForForElect Director John T. Collins 1.2
ForForElect Director Peter V. Del Presto 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
One YearOne YearAdvisory Vote on Say on Pay Frequency 3
ForForApprove Omnibus Stock Plan 4
ForForRatify Deloitte & Touche LLP as Auditors 5
Ovoca Gold plc
Meeting Date: 08/26/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
Page 267 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ovoca Gold plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAccept Financial Statements and Statutory Reports
1
ForForRe-elect Tim McCutcheon as a Director 2
AbstainForRe-elect Leonid Skoptsov as a Director 3
ForForRe-appoint Grant Thornton as Auditors 4
ForForAuthorize Board to Fix Remuneration of Auditors
5
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
6
Special Resolution
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Telkom SA SOC Limited
Meeting Date: 08/26/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForElect Graham Dempster as Director 1
ForForElect Thembisa Dingaan as Director 2
ForForElect Nunu Ntshingila as Director 3
ForForElect Rex Tomlinson as Director 4
ForForRe-elect Santie Botha as Director 5
ForForRe-elect Khanyisile Kweyama as Director 6
ForForRe-elect Fagmeedah Petersen-Lurie as Director
7
ForForRe-elect Louis von Zeuner as Director 8
ForForRe-elect Itumeleng Kgaboesele as Member of the Audit Committee
9
ForForRe-elect Kholeka Mzondeki as Member of the Audit Committee
10
ForForRe-elect Louis von Zeuner as Member of the Audit Committee
11
Page 268 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Telkom SA SOC Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Thembisa Dingaan as Member of the Audit Committee
12
ForForElect Rex Tomlinson as Member of the Audit Committee
13
ForForReappoint Ernst & Young Inc as Auditors of the Company
14
ForForPlace Authorised but Unissued Shares under Control of Directors
15
Non-Binding Advisory Vote
AgainstForApprove Remuneration Policy 1
Special Resolutions
ForForAuthorise Repurchase of Issued Share Capital 1
ForForAuthorise Board to Issue Shares for Cash 2
ForForApprove Remuneration of Non-Executive Directors
3
ForForApprove Financial Assistance to Subsidiaries and Other Related Entities and Inter-related Entities and to Directors and Prescribed Officers and Other Persons Who May Participate in the Employee FSP
4
Under Armour, Inc.
Meeting Date: 08/26/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, if Kevin Plank Sells or Disposes More than 2.5 Million of the Company's Shares
For For
ForForAmend Charter to Provide the Conversion of Each Class B into One Share of Class A, Upon Departure of Kevin Plank from the Company
1b
ForForAmend Charter to Provide Equal Treatment Provisions
1c
ForForAmend Charter to Enhance Board Independence Provisions
1d
Page 269 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Under Armour, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Charter to Provide that Amendments to Equal Treatment Provisions and Board Indepence Provisions Require a Supermajority Vote
1e
AgainstForAmend Omnibus Stock Plan 2
ForForApprove Nonqualified Employee Stock Purchase Plan
3
AMERCO
Meeting Date: 08/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Edward J. Shoen For For
ForForElect Director James E. Acridge 1.2
ForForElect Director Charles J. Bayer 1.3
ForForElect Director John P. Brogan 1.4
ForForElect Director John M. Dodds 1.5
ForForElect Director Michael L. Gallagher 1.6
ForForElect Director Daniel R. Mullen 1.7
ForForElect Director Samuel J. Shoen 1.8
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify BDO USA, LLP as Auditors 3
AgainstForRatify and Affirm the Decisions and Actions Taken by the Board of Directors and Executive Officers for Fiscal 2015
4
AgainstAgainstRecommend the Board and Management Act Expeditiously to Effectuate an IPO and Subsequent REIT Conversion of the Real Estate and Self-Storage Businesses
5
AgainstNoneDeclare and Issue Dividend of Seven Shares of Nonvoting Common Stock for each Common Share held to All AMERCO Shareholders
6
Page 270 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cipla Limited
Meeting Date: 08/27/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend 2
ForForElect S. Saxena as Director 3
ForForApprove V. Sankar Aiyar & Co. and R.G.N. Price & Co. as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect S. Vaziralli as Director 5
ForForApprove Appointment and Remuneration of S. Vaziralli as Executive Director
6
ForForApprove Remuneration of Cost Auditors 7
ENEA S.A.
Meeting Date: 08/27/2015 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
ForForElect Meeting Chairman 2
Acknowledge Proper Convening of Meeting 3
ForForApprove Agenda of Meeting 4
Shareholder Proposals
AgainstNoneElect Supervisory Board Member 5.1
Management Proposals
ForForElect Supervisory Board Chairman 5.2
Close Meeting 6
Page 271 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fisher & Paykel Healthcare Corp
Meeting Date: 08/27/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Roger France as Director For For
ForForElect Arthur Morris as Director 2
ForForAuthorize the Board to Fix the Remuneration of the Auditor
3
ForForApprove the Grant of 50,000 Performance Share Rights to Michael Daniell, Managing Director and Chief Executive Officer of the Company
4
ForForApprove the Grant of 120,000 Options to Michael Daniell, Managing Director and Chief Executive Officer of the Company
5
Himax Technologies Inc.
Meeting Date: 08/27/2015 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Audited Accounts and Financial Reports of the Company for the Fiscal Year Ended December 31, 2014
1
ForForRe-elect Yuan-Chuan Horng as Independent Director
2
AgainstForTransact Other Business 3
Korea Electric Power Corp.
Meeting Date: 08/27/2015 Country: South Korea
Meeting Type: Special
Page 272 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korea Electric Power Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Kim Si-Ho as Inside Director For For
ForForElect Park Sung-Chul as Inside Director 2
ForForElect Hyun Sang-Gwon as Inside Director 3
Metcash Ltd
Meeting Date: 08/27/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Michael Butler as Director For For
ForForElect Robert Murray as Director 2b
ForForApprove the Remuneration Report 3
RHB Capital Berhad
Meeting Date: 08/27/2015 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ORDINARY RESOLUTIONS
ForForApprove Renounceable Rights Issue 1
ForForApprove Transfer of the Company's Listing Status on the Main Market of Bursa Malaysia Securities Berhad to RHB Bank Berhad
2
SPECIAL RESOLUTIONS
ForForApprove Distribution of Proposed Dividend-In-Specie and Capital Repayment
1
ForForAmend Memorandum and Articles of Association
2
Page 273 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
STERIS Corporation
Meeting Date: 08/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard C. Breeden For For
ForForElect Director Cynthia L. Feldmann 1.2
ForForElect Director Jacqueline B. Kosecoff 1.3
ForForElect Director David B. Lewis 1.4
ForForElect Director Kevin M. McMullen 1.5
ForForElect Director Walter M. Rosebrough, Jr. 1.6
ForForElect Director Mohsen M. Sohi 1.7
ForForElect Director John P. Wareham 1.8
ForForElect Director Loyal W. Wilson 1.9
ForForElect Director Michael B. Wood 1.10
ForForAmend Executive Incentive Bonus Plan 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Ernst & Young LLP as Auditors 4
ForAgainstReduce Supermajority Vote Requirement 5
Weichai Power Co., Ltd.
Meeting Date: 08/27/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Bonds Issue and Grant of Guarantee For For
China Huishan Dairy Holdings Company Limited
Meeting Date: 08/28/2015 Country: Cayman Islands
Meeting Type: Annual
Page 274 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Huishan Dairy Holdings Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Mark Anthony Wilson as Director 3
ForForElect So Wing Hoi as Director 4
ForForElect Kwok Hok Yin as Director 5
AgainstForElect Li Kar Cheung as Director 6
ForForAuthorize Board to Fix Remuneration of Directors
7
ForForApprove KPMG as Auditors and Authorize Board to Fix Their Remuneration
8
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9
ForForAuthorize Repurchase of Issued Share Capital 10
ForForAuthorize Reissuance of Repurchased Shares 11
China Huishan Dairy Holdings Company Limited
Meeting Date: 08/28/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Share Award Scheme For For
ChipMOS TECHNOLOGIES (Bermuda) LTD.
Meeting Date: 08/28/2015 Country: Bermuda
Meeting Type: Annual
Page 275 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ChipMOS TECHNOLOGIES (Bermuda) LTD.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Reelect Hsing-Ti Tuan as Director For For
ForForReelect Yeong-Her Wang as Director 1.2
ForForReelect Shou-Kang Chen as Director 1.3
ForForAppoint PricewaterhouseCoopers, Taiwan as Auditors
2
DLF Ltd.
Meeting Date: 08/28/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend 2
ForForElect M. Gujral as Director 3
ForForElect R. Talwar as Director 4
ForForApprove Walker Chandiok & Co LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForElect A. Singh as Independent Director 6
ForForElect A.S. Minocha as Independent Director 7
ForForApprove Pledging of Assets for Debt Exceeding 50 Percent of the Company's Shareholdings in Material Subsidiaries
8
ForForApprove Pledging of Assets for Debt Exceeding 20 Percent of the Value of the Assets of Material Subsidiaries
9
ForForApprove Related Party Transactions 10
Fastnet Oil & Gas plc
Meeting Date: 08/28/2015 Country: United Kingdom
Meeting Type: Special
Page 276 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fastnet Oil & Gas plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Investing Policy For Abstain
ForForApprove Change of Company Name to Fastnet Equity plc
2
Goldin Properties Holdings Ltd.
Meeting Date: 08/28/2015 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Ting Kwang Yuan, Edmond as Director 2A
ForForElect Lai Chi Kin as Director 2B
ForForAuthorize Board to Fix Remuneration of Directors
3
ForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5A
ForForAuthorize Repurchase of Issued Share Capital 5B
ForForAuthorize Reissuance of Repurchased Shares 5C
Ledo d.d.
Meeting Date: 08/28/2015 Country: Croatia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting; Verify Quorum
Receive Supervisory Board Report 2
Page 277 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ledo d.d.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Receive Management Board Report 3
Receive Auditor's Report 4
ForForApprove Standalone and Consolidated Financial Statements
5
ForForApprove Allocation of Income and Dividends of HRK 214.85 per Share
6
ForForApprove Discharge of Management Board Members
7
ForForApprove Discharge of Supervisory Board Members
8
ForForElect Supervisory Board Members 9
ForForRatify Baker Tilly Discordia d.o.o. as Auditor 10
Mylan NV
Meeting Date: 08/28/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Mylan N.V. Shares in Connection with Acquisition of Perrigo Company plc
For Against
Naspers Ltd
Meeting Date: 08/28/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended 31 March 2015
1
ForForApprove Dividends for N Ordinary and A Ordinary Shares
2
Page 278 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Naspers Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor
3
ForForRe-elect Steve Pacak as Director 4.1
ForForElect Mark Sorour as Director 4.2
ForForElect Koos Bekker as Director 4.3
ForForRe-elect Craig Enenstein as Director 5.1
ForForRe-elect Don Eriksson as Director 5.2
ForForRe-elect Fred Phaswana as Director 5.3
ForForRe-elect Ben van der Ross as Director 5.4
ForForRe-elect Don Eriksson as Member of the Audit Committee
6.1
ForForRe-elect Ben van der Ross as Member of the Audit Committee
6.2
ForForElect Rachel Jafta as Member of the Audit Committee
6.3
ForForApprove Remuneration Policy 7
AgainstForPlace Authorised but Unissued Shares under Control of Directors
8
ForForAuthorise Board to Issue Shares for Cash 9
ForForApprove the Trust Deed of the Restricted Stock Plan
10
ForForApprove Amendments to the MIH Holdings Share Trust Deed, MIH (Mauritius) Limited Share Trust Deed, Naspers Share Incentive Trust Deed and the Share Schemes
11
ForForAuthorise Ratification of Approved Resolutions
12
Special Resolutions
ForForApprove Fees of the Board Chairman 1.1
ForForApprove Fees of the Board Member 1.2
ForForApprove Fees of the Audit Committee Chairman
1.3
ForForApprove Fees of the Audit Committee Member
1.4
ForForApprove Fees of the Risk Committee Chairman
1.5
ForForApprove Fees of the Risk Committee Member 1.6
Page 279 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Naspers Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees of the Human Resources and Remuneration Committee Chairman
1.7
ForForApprove Fees of the Human Resources and Remuneration Committee Member
1.8
ForForApprove Fees of the Nomination Committee Chairman
1.9
ForForApprove Fees of the Nomination Committee Member
1.10
ForForApprove Fees of the Social and Ethics Committee Chairman
1.11
ForForApprove Fees of the Social and Ethics Committee Member
1.12
ForForApprove Fees of the Trustees of Group Share Schemes/Other Personnel Funds
1.13
ForForApprove Fees of the Media24 Pension Fund Chairman
1.14
ForForApprove Fees of the Media24 Pension Fund Trustee
1.15
ForForApprove Remuneration of Non-Executive Directors for the Year Ending 31 March 2017
1.16
ForForApprove Financial Assistance in Terms of Section 44 of the Act
2
ForForApprove Financial Assistance in Terms of Section 45 of the Act
3
AgainstForAuthorise Repurchase of N Ordinary Shares 4
AgainstForAuthorise Repurchase of A Ordinary Shares 5
Stagecoach Group plc
Meeting Date: 08/28/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Gregor Alexander as Director 4
Page 280 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Stagecoach Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Sir Ewan Brown as Director 5
ForForRe-elect Ann Gloag as Director 6
ForForRe-elect Martin Griffiths as Director 7
ForForRe-elect Helen Mahy as Director 8
ForForRe-elect Ross Paterson as Director 9
ForForRe-elect Sir Brian Souter as Director 10
ForForRe-elect Garry Watts as Director 11
ForForRe-elect Phil White as Director 12
ForForRe-elect Will Whitehorn as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Ultratech Cement Ltd.
Meeting Date: 08/28/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect K. M. Birla as Director 3
ForForApprove BSR & Co. LLP as Joint Auditors and Authorize Board to Fix Their Remuneration
4
Page 281 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ultratech Cement Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove G. P. Kapadia & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Remuneration of Cost Auditors 6
ForForElect S. Kripalu as Independent Director 7
ForForElect R. Ramnath as Independent Director 8
ForForApprove Redesignation of O. P. Puranmalka as Managing Director
9
ForForApprove Appointment and Remuneration of O. P. Puranmalka as Managing Director
10
ForForElect D. Gaur as Director 11
ForForApprove Appointment and Remuneration of D. Gaur as Executive Director
12
ForForAuthorize Issuance of Non-convertible Redeemable Debentures
13
United Urban Investment Corp.
Meeting Date: 08/28/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Permitted Investment Types - Amend Dividend Payout Policy to Reflect Tax Reform
For For
ForForElect Executive Director Murakami, Hitoshi 2
ForForElect Alternate Executive Director Yoshida, Ikuo
3
AgainstForAppoint Supervisory Director Akiyama, Masaaki
4.1
ForForAppoint Supervisory Director Ozawa, Tetsuo 4.2
ForForAppoint Alternate Supervisory Director Kugisawa, Tomo
5
Vista Land & Lifescapes, Inc.
Meeting Date: 08/28/2015 Country: Philippines
Meeting Type: Special
Page 282 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vista Land & Lifescapes, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Increase in the Authorized Capital Stock of the Company and the Corresponding Amendment to Article Seventh of the Amended Articles of Incorporation
For For
China Vanke Co., Ltd.
Meeting Date: 08/31/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Repurchase of Issued A Share Capital
1
ForForApprove Method of Share Repurchase 1.1
ForForApprove Price Range of the Share Repurchase 1.2
ForForApprove Type, Quantity and Proportion to the Total Share Capital
1.3
ForForApprove Total Proceeds of the Share Repurchase and the Source of Funding
1.4
ForForApprove Period of Share Repurchase 1.5
ForForApprove Resolution Validity Period 1.6
ForForAuthorize Board to Handle All Matters Related to the Repurchase of Issued A Share Capital
2
China Vanke Co., Ltd.
Meeting Date: 08/31/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
Page 283 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Vanke Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Repurchase of Issued A Share Capital
1
ForForApprove Method of Share Repurchase 1.1
ForForApprove Price Range of the Share Repurchase 1.2
ForForApprove Type, Quantity and Proportion to the Total Share Capital
1.3
ForForApprove Total Proceeds of the Share Repurchase and the Source of Funding
1.4
ForForApprove Period of Share Repurchase 1.5
ForForApprove Resolution Validity Period 1.6
ForForAuthorize Board to Handle All Matters Related to the Repurchase of Issued A Share Capital
2
Hero MotoCorp Ltd.
Meeting Date: 08/31/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForElect S. K. Munjal as Director 3
ForForApprove Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect S. Kamineni as Director 5
ForForAmend Memorandum of Association 6
ForForAdopt New Articles of Association 7
ForForApprove Commission Remuneration for Non-Executive Directors
8
Quantum Corporation
Meeting Date: 08/31/2015 Country: USA
Meeting Type: Annual
Page 284 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Quantum Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Robert J. Andersen For For
ForForElect Director Paul R. Auvil 1b
ForForElect Director Philip Black 1c
ForForElect Director Louis DiNardo 1d
ForForElect Director Dale L. Fuller 1e
ForForElect Director Jon W. Gacek 1f
ForForElect Director David A. Krall 1g
ForForElect Director Gregg J. Powers 1h
ForForElect Director David E. Roberson 1i
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
Century Aluminum Company
Meeting Date: 09/01/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jarl Berntzen For For
ForForElect Director Michael A. Bless 1.2
ForForElect Director Andrew J. Caplan 1.3
ForForElect Director Errol Glasser 1.4
ForForElect Director Daniel Goldberg 1.5
ForForElect Director Terence A. Wilkinson 1.6
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Elekta AB
Meeting Date: 09/01/2015 Country: Sweden
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Open Meeting
Do Not Vote
ForElect Chairman of Meeting 2
Do Not Vote
ForPrepare and Approve List of Shareholders 3
Do Not Vote
ForApprove Agenda of Meeting 4
Do Not Vote
ForDesignate Inspector(s) of Minutes of Meeting 5
Do Not Vote
ForAcknowledge Proper Convening of Meeting 6
Receive Financial Statements and Statutory Reports
7
Receive President's Report; Receive Board and Committee Report
8
Do Not Vote
ForAccept Financial Statements and Statutory Reports
9
Do Not Vote
ForApprove Allocation of Income and Dividends of SEK 0.50 Per Share
10
Do Not Vote
ForApprove Discharge of Board and President 11
Receive Nominating Committee Report 12
Do Not Vote
ForDetermine Number of Members (9) and Deputy Members (0) of Board
13
Do Not Vote
ForApprove Remuneration of Directors; Approve Remuneration of Auditors
14
Do Not Vote
ForReelect Luciano Cattani, Laurent Leksell, Siaou-Sze Lien, Tomas Puusepp, Wolfgang Reim, Jan Secher, and Birgitta Stymne Göransson as Directors; Elect Annika Espander Jansson and Johan Malmqvist as New Directors
15
Do Not Vote
ForRatify PricewaterhouseCoopers as Auditors 16
Do Not Vote
ForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
Do Not Vote
ForApprove Performance Share Program 2015 18a
Page 286 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Elekta AB
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Financing of Performance Share Program 2015
18b
Do Not Vote
ForApprove Financing of Performance Share Program 2014
19a
Do Not Vote
ForApprove Financing of Performance Share Programs 2013 and 2014
19b
Do Not Vote
ForAuthorize Share Repurchase Program with 5-percent Holding Limit
20a
Do Not Vote
ForAuthorize Reissuance of Repurchased Shares 20b
Do Not Vote
ForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
21
Proposal from Shareholder Thorwald Arvidsson
Do Not Vote
NoneAmend Articles: Voting Rights of Class A and Class B Shares
22a
Do Not Vote
NoneAmend Articles: Transferability of Class A Shares
22b
Do Not Vote
NoneInstruct Board to Write the Swedish Government Requesting that the Swedish Companies Act be Amended so as to Eliminate Supervoting Shares and Introduce an Obligation for Existing Shareholders to be Offered Shares
22c
Do Not Vote
NoneInstruct the Board to Take the Necessary Measures to, if Possible, Establish a Shareholder Association
22d
Do Not Vote
NoneInstruct the Board to Prepare a Proposal for the Representation of Small- and Midsized Shareholders in the Board
22e
Do Not Vote
NoneInstruct the Nominating Committee to Take Particular Account of Candidates' Ethical Standards
22f
Close Meeting 23
MR Price Group Limited
Meeting Date: 09/01/2015 Country: South Africa
Meeting Type: Annual
Page 287 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MR Price Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 28 March 2014
For For
ForForRe-elect Bobby Johnston as Director 2.1
ForForRe-elect Maud Motanyane as Director 2.2
ForForRe-elect Daisy Naidoo as Director 2.3
ForForReappoint Ernst & Young Inc as Auditors of the Company and Jane Oliva as the Designated Registered Auditor
3
ForForRe-elect Bobby Johnston as Member of the Audit and Compliance Committee
4.1
ForForRe-elect Daisy Naidoo as Member of the Audit and Compliance Committee
4.2
ForForRe-elect Myles Ruck as Member of the Audit and Compliance Committee
4.3
ForForRe-elect John Swain as Member of the Audit and Compliance Committee
4.4
AgainstForApprove Remuneration Policy 5
ForForAdopt the Report of the Social, Ethics, Transformation and Sustainability Committee
6
ForForAuthorise Board to Ratify and Execute Approved Resolutions
7
ForForPlace Authorised but Unissued Shares under Control of Directors
8
AgainstForApprove Fees of the Independent Non-executive Chairman
9.1
AgainstForApprove Fees of the Honorary Chairman 9.2
AgainstForApprove Fees of the Lead Director 9.3
AgainstForApprove Fees of the Other Director 9.4
AgainstForApprove Fees of the Incoming Chairman of the Audit and Compliance Committee
9.5
AgainstForApprove Fees of the Outgoing Chairman of the Audit and Compliance Committee
9.6
AgainstForApprove Fees of the Member of the Audit and Compliance Committee
9.7
AgainstForApprove Fees of the Chairman of the Remuneration and Nominations Committee
9.8
AgainstForApprove Fees of the Member of the Remuneration and Nominations Committee
9.9
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MR Price Group Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Fees of the Chairman of the Social, Ethics, Transformation and Sustainability Committee
9.10
AgainstForApprove Fees of the Member of the Social, Ethics, Transformation and Sustainability Committee
9.11
ForForAuthorise Repurchase of Issued Share Capital 10
ForForApprove Financial Assistance to Related or Inter-related Companies
11
Oi S.A.
Meeting Date: 09/01/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Preferred Shareholders
Do Not Vote
NoneElect Director and Alternate Nominated by Preferred Shareholders
1
The Foschini Group Ltd
Meeting Date: 09/01/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended 31 March 2015
1
ForForReappoint KPMG Inc as Auditors of the Company and Appoint P Farrand as the Designated Partner
2
ForForRe-elect Eddy Oblowitz as Director 3
ForForRe-elect Nomahlubi Simamane as Director 4
ForForRe-elect Tumi Makgabo-Fiskerstrand as Director
5
Page 289 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Foschini Group Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Anthony Thunstrom as Director 6
ForForRe-elect Sam Abrahams as Member of the Audit Committee
7
ForForRe-elect Eddy Oblowitz as Member of the Audit Committee
8
ForForRe-elect Nomahlubi Simamane as Member of the Audit Committee
9
ForForApprove Remuneration Policy 10
Special Resolutions
ForForApprove Remuneration of Non-executive Directors
1
ForForAuthorise Repurchase of Issued Share Capital 2
ForForAuthorise the Company to Provide Direct or Indirect Financial Assistance to a Related or Inter-related Company or Corporation
3
Continuation of Ordinary Resolutions
ForForAuthorise Ratification of Approved Resolutions
11
Virtusa Corporation
Meeting Date: 09/01/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Martin Trust For For
ForForElect Director Izhar Armony 1.2
ForForElect Director Rowland T. Moriarty 1.3
ForForRatify KPMG LLP as Auditors 2
AgainstForApprove Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aberdeen New Dawn Investment Trust plc
Meeting Date: 09/02/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Nicholas George as Director 4
ForForRe-elect Hugh Young as Director 5
ForForReappoint KPMG LLP as Auditors and Authorise Their Remuneration
6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
ForForAuthorise Issue of Equity without Pre-emptive Rights
8
ForForAuthorise Market Purchase of Ordinary Shares 9
Ashtead Group plc
Meeting Date: 09/02/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Chris Cole as Director 4
ForForRe-elect Geoff Drabble as Director 5
ForForRe-elect Brendan Horgan as Director 6
ForForRe-elect Sat Dhaiwal as Director 7
ForForRe-elect Suzanne Wood as Director 8
ForForRe-elect Michael Burrow as Director 9
Page 291 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ashtead Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Bruce Edwards as Director 10
ForForRe-elect Ian Sutcliffe as Director 11
ForForRe-elect Wayne Edmunds as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAdopt New Articles of Association 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Daktronics, Inc.
Meeting Date: 09/02/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Byron J. Anderson For For
ForForElect Director Reece A. Kurtenbach 1.2
ForForElect Director John P. Friel 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
AgainstForApprove Omnibus Stock Plan 4
Severfield plc
Meeting Date: 09/02/2015 Country: United Kingdom
Meeting Type: Annual
Page 292 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Severfield plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect John Dodds as Director 4
ForForRe-elect Ian Lawson as Director 5
ForForRe-elect Ian Cochrane as Director 6
ForForRe-elect Alan Dunsmore as Director 7
ForForRe-elect Derek Randall as Director 8
ForForRe-elect Alun Griffiths as Director 9
ForForRe-elect Chris Holt as Director 10
ForForRe-elect Tony Osbaldiston as Director 11
ForForRe-elect Kevin Whiteman as Director 12
ForForAppoint KPMG LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Consort Medical plc
Meeting Date: 09/03/2015 Country: United Kingdom
Meeting Type: Annual
Page 293 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Consort Medical plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Dr Peter Fellner as Director 5
ForForRe-elect Richard Cotton as Director 6
ForForRe-elect Ian Nicholson as Director 7
ForForRe-elect Stephen Crummett as Director 8
ForForElect Charlotta Ginman as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
ForForApprove the Amendment of the Performance Share Plan 2015
15
ForForAuthorise Board to Grant One-off Immediately Exercisable Awards in Respect of Ordinary Shares to Executive Directors
16
Daejan Holdings plc
Meeting Date: 09/03/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Policy 2
Page 294 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Daejan Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Remuneration Report 3
ForForApprove Final Dividend 4
Elect Aaron Bude as Director 5
AgainstForRe-elect Benzion Freshwater as Director 6
ForForRe-elect Solomon Freshwater as Director 7
ForForRe-elect David Davis as Director 8
ForForRe-elect Raphael Freshwater as Director 9
ForForRe-elect Mordechai Freshwater as Director 10
ForForReappoint KPMG LLP as Auditors and Authorise Their Remuneration
11
GemVax & Kael Co. Ltd.
Meeting Date: 09/03/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Jhong Weibo as Non-independent Non-executive Director
For For
Safaricom Limited
Meeting Date: 09/03/2015 Country: Kenya
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove First and Final Dividend of KES 0.64 Per Share
2
ForForReelect Susan Mudhune as Director 3
ForForRatify PricewaterhouseCoopers as Auditors and Fix Their Remuneration
4
Page 295 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Safaricom Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForOther Business 5
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Meeting Date: 09/03/2015 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Reelect Roger Abravanel as Director For a Three Year Term
For Do Not Vote
Do Not Vote
ForElect Rosemary A. Crane as Director For a Three Year Term
1.2
Do Not Vote
ForElect Gerald M. Lieberman as Director For a Three Year Term
1.3
Do Not Vote
ForReelect Galia Maor as Director For a Three Year Term
1.4
Do Not Vote
ForElect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation
2
Do Not Vote
ForAmend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors' Compensation
3.1
Do Not Vote
ForApprove Compensation of Company's Directors, Excluding Chairman
3.2
Do Not Vote
ForApprove Compensation of Yitzhak Peterburg, Chairman
3.3
Do Not Vote
ForAmend Employment Terms of Erez Vigodman, President and CEO
4.1
Do Not Vote
ForApprove Special Cash Bonus to Erez Vigodman, President and CEO
4.2
Do Not Vote
ForApprove 2015 Equity Compensation Plan 5
Do Not Vote
ForReappoint Kesselman & Kesselman as Auditors
6
Discuss Financial Statements and the Report of the Board for 2014
7
Do Not Vote
NoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Please Select Any Category Which Applies to You as a Shareholder or as a Power of Attorney Holder
Do Not Vote
NoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
Do Not Vote
NoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
Do Not Vote
NoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
Do Not Vote
NoneIf you do not fall under any of the categories mentioned under items B1 through B3, vote FOR. Otherwise, vote against.
B4
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Meeting Date: 09/03/2015 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForReelect Roger Abravanel as Director For a Three Year Term
1a
ForForElect Rosemary A. Crane as Director For a Three Year Term
1b
ForForElect Gerald M. Lieberman as Director For a Three Year Term
1c
ForForReelect Galia Maor as Director For a Three Year Term
1d
ForForElect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation
2
ForForAmend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors' Compensation
3a
Page 297 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForNoneVote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.
3a.1
ForForApprove Compensation of Company's Directors, Excluding Chairman
3b
ForForApprove Compensation of Yitzhak Peterburg, Chairman
3c
ForForAmend Employment Terms of Erez Vigodman, President and CEO
4a
ForForApprove Special Cash Bonus to Erez Vigodman, President and CEO
4b
ForForApprove 2015 Equity Compensation Plan 5
ForForReappoint Kesselman & Kesselman as Auditors
6
Discuss Financial Statements and the Report of the Board for 2014
7
TOTVS SA
Meeting Date: 09/03/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement between the Company and Bematech S.A.
For Do Not Vote
Do Not Vote
ForAppoint Independent Firm to Appraise Proposed Transaction
2
Do Not Vote
ForApprove Independent Firm's Appraisal 3
Do Not Vote
ForApprove Merger between the Company and Bematech S.A.
4
Do Not Vote
ForApprove Share Issuance Related to the Transaction
5
Do Not Vote
ForAmend Stock Option Plan 6
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
7
Page 298 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TOTVS SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Merger Agreement between the Company and Bematech S.A.
1
ForAppoint Independent Firm to Appraise Proposed Transaction
2
ForApprove Independent Firm's Appraisal 3
ForApprove Merger between the Company and Bematech S.A.
4
ForApprove Share Issuance Related to the Transaction
5
ForAmend Stock Option Plan 6
ForAuthorize Board to Ratify and Execute Approved Resolutions
7
BlackRock Income Strategies Trust plc
Meeting Date: 09/04/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorise Market Purchase of Ordinary Shares For For
AbstainForAuthorise Market Purchase of Ordinary Shares Pursuant to the Tender Offer
2
Dassault Systemes
Meeting Date: 09/04/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans
1
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dassault Systemes
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
2
ForForAmend Article 2 of Bylaws Re: Corporate Purpose
3
ForForAuthorize Filing of Required Documents/Other Formalities
4
Ecopetrol S.A.
Meeting Date: 09/04/2015 Country: Colombia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Safety Guidelines/Open Meeting
Verify Quorum 2
Opening by Chief Executive Officer 3
ForForApprove Meeting Agenda 4
ForForElect Chairman of Meeting 5
ForForAppoint Committee in Charge of Scrutinizing Elections and Polling
6
ForForAppoint Committee to Approve Minutes of Meeting
7
ForForElect Directors 8
Ecopetrol S.A.
Meeting Date: 09/04/2015 Country: Colombia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Safety Guidelines/Open Meeting 1
Verify Quorum 2
Page 300 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ecopetrol S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Opening by Chief Executive Officer 3
ForForApprove Meeting Agenda 4
ForForElect Chairman of Meeting 5
ForForAppoint Committee in Charge of Scrutinizing Elections and Polling
6
ForForAppoint Committee to Approve Minutes of Meeting
7
ForForElect Directors 8
Maruti Suzuki India Ltd
Meeting Date: 09/04/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect T. Hasuike as Director 3
ForForElect K. Saito as Director 4
ForForApprove Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration
5
ForForElect T. Suzuki as Director 6
ForForElect S. Torii as Director 7
ForForApprove Appointment and Remuneration of K. Ayabe as Executive Director
8
ForForApprove Remuneration of Cost Auditors 9
ForForApprove Increase in Limit on Foreign Shareholdings
10
NetEase Inc.
Meeting Date: 09/04/2015 Country: Cayman Islands
Meeting Type: Annual
Page 301 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NetEase Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForRe-elect William Lei Ding as Director 1a
ForForRe-elect Alice Cheng as Director 1b
ForForRe-elect Denny Lee as Director 1c
ForForRe-elect Joseph Tong as Director 1d
ForForRe-elect Lun Feng as Director 1e
ForForRe-elect Michael Leung as Director 1f
ForForRe-elect Michael Tong as Director 1g
ForForApprove Appointment of PricewaterhouseCoopers Zhong Tian LLP as Independent Auditors of the Company
2
Aditya Birla Nuvo Ltd.
Meeting Date: 09/07/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Composite Scheme of Arrangement 1
Grupo Aval Acciones y Valores S.A
Meeting Date: 09/07/2015 Country: Colombia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
Page 302 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Aval Acciones y Valores S.A
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Meeting Approval Committee 3
AgainstForAmend Article 14 of Bylaws Re: Consolidated Financial Statements
4
Close Meeting 5
Indiabulls Housing Finance Ltd.
Meeting Date: 09/07/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividends 2
ForForElect A. K. Mittal as Director 3
ForForElect A. O. Kumar as Director 4
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Increase in Borrowing Powers 6
ForForAuthorize Issuance of Redeemable Non-Convertible Debentures
7
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
ForForAmend Object Clause of Memorandum of Association
9
AgainstForApprove Remuneration of G. Banga, Vice-Chairman and Managing Director
10
AgainstForApprove Remuneration of A. K. Mittal, Executive Director
11
AgainstForApprove Remuneration of A. O. Kumar, Deputy Managing Director
12
Petroceltic International plc
Meeting Date: 09/07/2015 Country: Ireland
Meeting Type: Special
Page 303 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petroceltic International plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Memorandum of Association For For
ForForAdopt Revised Articles of Association of the Company
2
Petroceltic International plc
Meeting Date: 09/07/2015 Country: Ireland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Disapprove Any Sale of Any Assets By the Company Or Any of Its Subsidiaries Unless Prior Approval of the Company's Members in a General Meeting is First Obtained
Against Abstain
Qatar Gas Transport Company (Nakilat)
Meeting Date: 09/07/2015 Country: Qatar
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 6 of Bylaws: Issued and Underwritten Capital
For For
ForForAmend Article 8 of Bylaws : Stock Ownership Limitations (Non-Qatari Investors)
2
ForForAmend Article 15 of Bylaws : Stock Ownership Limitations (Qatari Governmental Institutions, Qatari Non-Profit Organizations, and Governmental Pension and Investment Funds)
3
AgainstForAmend Article 27 of Bylaws Re: Board Composition
4
AgainstForAmend Article 35 of Bylaws Re: Board Meetings
5
Page 304 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Qatar Gas Transport Company (Nakilat)
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAmend Article 38 of Bylaws Re: Disclosure of Financial Statements and Auditor's Report
6
ForForAmend Article 48 of Bylaws Re: Disclosure of Meeting Materials
7
Sepura plc
Meeting Date: 09/07/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Gordon Watling as Director 4
ForForRe-elect Steve Chamberlain as Director 5
ForForRe-elect Sion Kearsey as Director 6
ForForRe-elect Nigel Smith as Director 7
ForForRe-elect Gordon Stuart as Director 8
ForForElect Russell King as Director 9
ForForReappoint PricewaterhouseCoopers LLP as Auditors
10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Steinhoff International Holdings Ltd
Meeting Date: 09/07/2015 Country: South Africa
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Special Resolutions
ForForApprove Scheme of Arrangement 1
ForForApprove Articles of Association 2
ForForAuthorise Specific Repurchase of Shares from Brait Mauritius Limited
3
Ordinary Resolutions
ForForApprove the Secondary Listing of Genesis International Holdings N.V. on the Main Board ofthe Exchange Operated by the JSE
1
ForForAuthorise Ratification of Approved Resolutions
2
Aditya Birla Nuvo Ltd.
Meeting Date: 09/08/2015 Country: India
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court-Ordered Meeting for Shareholders
ForForApprove Composite Scheme of Arrangement 1
BACIT Ltd.
Meeting Date: 09/08/2015 Country: Guernsey
Meeting Type: Annual
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BACIT Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports (Voting)
1
ForForRe-appoint Deloitte LLP as Auditors 2
ForForAuthorize Board to Fix Remuneration of Auditors
3
ForForRe-elect Jeremy Tigue as a Director 4
ForForRe-elect Tom Henderson as a Director 5
ForForRe-elect Peter Hames as a Director 6
ForForRe-elect Colin Maltby as a Director 7
ForForRe-elect Nicholas Moss as a Director 8
ForForRe-elect Jon Moulton as a Director 9
ForForRe-elect Martin Thomas as a Director 10
ForForApprove Remuneration Report 11
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
12
Special Resolutions
ForForApprove Share Repurchase Program 13
ForForAdopt Amended and Restated Articles 14
Extraordinary Resolution
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
15
DS Smith plc
Meeting Date: 09/08/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DS Smith plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration Report 3
ForForRe-elect Gareth Davis as Director 4
ForForRe-elect Miles Roberts as Director 5
ForForRe-elect Adrian Marsh as Director 6
ForForRe-elect Chris Britton as Director 7
ForForRe-elect Ian Griffiths as Director 8
ForForRe-elect Jonathan Nicholls as Director 9
ForForRe-elect Kathleen O'Donovan as Director 10
ForForRe-elect Louise Smalley as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
ForForApprove Increase in Borrowing Limit Under the Company's Articles of Association
18
Finisar Corporation
Meeting Date: 09/08/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Michael C. Child For For
ForForElect Director Roger C. Ferguson 1.2
ForForRatify BDO USA, LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Greene King plc
Meeting Date: 09/08/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Tim Bridge as Director 4
ForForRe-elect Rooney Anand as Director 5
ForForRe-elect Mike Coupe as Director 6
ForForRe-elect Ian Durant as Director 7
ForForRe-elect Rob Rowley as Director 8
ForForRe-elect Lynne Weedall as Director 9
ForForElect Kirk Davis as Director 10
ForForReappoint Ernst & Young LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForApprove Increase in the Maximum Aggregate Fees Payable to Directors
13
ForForApprove Sharesave Scheme 14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Grupo Financiero Galicia S.A.
Meeting Date: 09/08/2015 Country: Argentina
Meeting Type: Special
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Financiero Galicia S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForDesignate Two Shareholders to Sign Minutes of Meeting
1
ForForAppoint Price Waterhouse & Co as Auditors for Fiscal Years 2016, 2017 and 2018
2
Japan Prime Realty Investment Corp.
Meeting Date: 09/08/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform - Amend Permitted Investment Types
For For
ForForElect Executive Director Kaneko, Hirohito 2
ForForElect Alternate Executive Director Okubo, Satoshi
3
ForForAppoint Supervisory Director Denawa, Masato 4.1
ForForAppoint Supervisory Director Kusanagi, Nobuhisa
4.2
ForForAppoint Alternate Supervisory Director Sugiyama, Masaaki
5
Liontrust Asset Management plc
Meeting Date: 09/08/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Liontrust Asset Management plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Adrian Collins as Director 3
ForForRe-elect John Ions as Director 4
ForForRe-elect Vinay Abrol as Director 5
ForForRe-elect Alastair Barbour as Director 6
ForForRe-elect Mike Bishop as Director 7
ForForElect George Yeandle as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise the Company to Incur Political Expenditure
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
Oxford Instruments plc
Meeting Date: 09/08/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Nigel Keen as Director 3
ForForRe-elect Jonathan Flint as Director 4
ForForRe-elect Kevin Boyd as Director 5
ForForRe-elect Jock Lennox as Director 6
ForForRe-elect Thomas Geitner as Director 7
ForForRe-elect Jennifer Allerton as Director 8
ForForElect Richard Friend as Director 9
Page 311 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oxford Instruments plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint KPMG LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForApprove Remuneration Report 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
The Berkeley Group Holdings plc
Meeting Date: 09/08/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AbstainForApprove Remuneration Report 2
ForForRe-elect Tony Pidgley as Director 3
ForForRe-elect Rob Perrins as Director 4
ForForRe-elect Greg Fry as Director 5
ForForRe-elect Karl Whiteman as Director 6
ForForRe-elect Sean Ellis as Director 7
ForForRe-elect Sir John Armitt as Director 8
ForForRe-elect Alison Nimmo as Director 9
ForForRe-elect Veronica Wadley as Director 10
ForForRe-elect Glyn Barker as Director 11
ForForRe-elect Adrian Li as Director 12
ForForRe-elect Andy Myers as Director 13
ForForRe-elect Diana Brightmore-Armour as Director 14
Page 312 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Berkeley Group Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Richard Stearn as Director 15
ForForReappoint KPMG LLP as Auditors 16
ForForAuthorise Board to Fix Remuneration of Auditors
17
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForAuthorise Issue of Equity without Pre-emptive Rights
19
ForForAuthorise Market Purchase of Ordinary Shares 20
ForForAuthorise EU Political Donations and Expenditure
21
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
ForForApprove Sale of an Apartment to Montpelier Properties Limited
23
ForForApprove Sale of a Storage Area to Diana Brightmore-Armour
24
Alent plc
Meeting Date: 09/09/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Acquisition of Alent plc by MacDermid Performance Acquisitions Ltd
For Abstain
Alent plc
Meeting Date: 09/09/2015 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Page 313 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alent plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Scheme of Arrangement 1
Betfair Group plc
Meeting Date: 09/09/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Gerald Corbett as Director 4
ForForRe-elect Breon Corcoran as Director 5
ForForRe-elect Alexander Gersh as Director 6
ForForRe-elect Ian Dyson as Director 7
ForForRe-elect Peter Jackson as Director 8
ForForRe-elect Zillah Byng-Maddick as Director 9
ForForRe-elect Leo Quinn as Director 10
ForForRe-elect Peter Rigby as Director 11
ForForElect Mark Brooker as Director 12
ForForReappoint KPMG LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise EU Political Donations and Expenditure
18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Page 314 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bharat Petroleum Corporation Ltd.
Meeting Date: 09/09/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect K. K. Gupta as Director 3
ForForElect B. K. Datta as Director 4
AgainstForAuthorize Board to Fix Remuneration of Auditors
5
ForForAuthorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities
6
ForForApprove Related Party Transactions 7
AbstainForElect S. Taishete as Director 8
ForForApprove Remuneration of Cost Auditors 9
InvenSense, Inc.
Meeting Date: 09/09/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jon Olson For For
ForForElect Director Amit Shah 1.2
ForForElect Director Yunbei 'Ben' Yu 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Qualified Employee Stock Purchase Plan
3
ForForRatify Deloitte & Touche LLP as Auditors 4
Page 315 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mizrahi Tefahot Bank Ltd.
Meeting Date: 09/09/2015 Country: Israel
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Granting the Discretionary Cash Component of 2014 Annual Bonus to Moshe Vidman, Chairman
For For
ForForApprove Purchase of D&O Insurance Policy 2
New India Investment Trust plc
Meeting Date: 09/09/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Hasan Askari as Director 3
ForForRe-elect Victor Bulmer-Thomas as Director 4
ForForRe-elect Stephen White as Director 5
ForForRe-elect Rachel Beagles as Director 6
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
7
ForForApprove Continuation of Company as Investment Trust
8
ForForAuthorise Market Purchase of Ordinary Shares 9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
Pets at Home Group plc
Meeting Date: 09/09/2015 Country: United Kingdom
Meeting Type: Annual
Page 316 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pets at Home Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Tony DeNunzio as Director 4A
ForForRe-elect Dennis Millard as Director 4B
ForForRe-elect Nick Wood as Director 4C
ForForRe-elect Ian Kellett as Director 4D
ForForRe-elect Brian Carroll as Director 4E
ForForRe-elect Amy Stirling as Director 4F
ForForRe-elect Paul Coby as Director 4G
ForForRe-elect Tessa Green as Director 4H
ForForRe-elect Paul Moody as Director 4I
ForForReappoint KPMG LLP as Auditors 5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
ForForAuthorise EU Political Donations and Expenditure
8
ForForAuthorise Issue of Equity without Pre-emptive Rights
9
ForForAuthorise Market Purchase of Ordinary Shares 10
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
11
Polar Capital Technology Trust plc
Meeting Date: 09/09/2015 Country: United Kingdom
Meeting Type: Annual
Page 317 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Polar Capital Technology Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Rupert Montagu as Director 3
ForForRe-elect Michael Moule as Director 4
ForForRe-elect Brian Ashford-Russell as Director 5
ForForRe-elect Sarah Bates as Director 6
ForForRe-elect Peter Hames as Director 7
ForForElect Charlotta Ginman as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors
9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForApprove Increase in the Aggregate Limit of Fees Payable to Directors
11
ForForApprove Continuation of Company as Investment Company
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAdopt New Articles of Association 16
Societatea Comerciala Electrica SA
Meeting Date: 09/09/2015 Country: Romania
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForApprove Directors' Draft Contract of Mandate 1
Page 318 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Societatea Comerciala Electrica SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Board's Management Plan and Attach as Appendix to Contract of Mandate
2
ForEmpower Shareholder Representative to Sign Contracts with Directors
3
Receive Presentation Re: Performance Criteria and Targets for 2015-2018 Set in Directors' Contract
4
ForApprove Record Date and Ex-Date 5
ForAuthorize Filing of Required Documents/Other Formalities
6
Sports Direct International plc
Meeting Date: 09/09/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
AgainstForApprove Remuneration Policy 3
ForForRe-elect Keith Hellawell as Director 4
ForForRe-elect Mike Ashley as Director 5
ForForRe-elect Simon Bentley as Director 6
ForForRe-elect Dave Forsey as Director 7
ForForRe-elect Dave Singleton as Director 8
ForForRe-elect Claire Jenkins as Director 9
ForForElect Matt Pearson as Director 10
ForForReappoint Grant Thornton UK LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAmend the 2015 Share Scheme 15
Page 319 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sports Direct International plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
ForForAuthorise EU Political Donations and Expenditure
19
SuperGroup plc
Meeting Date: 09/09/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Peter Bamford as Director 3
ForForRe-elect Julian Dunkerton as Director 4
ForForRe-elect Keith Edelman as Director 5
ForForRe-elect James Holder as Director 6
ForForRe-elect Ken McCall as Director 7
ForForRe-elect Minnow Powell as Director 8
ForForRe-elect Euan Sutherland as Director 9
ForForElect Penny Hughes as Director 10
ForForElect Nick Wharton as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
Page 320 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SuperGroup plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
ForForApprove Buy As You Earn Plan 19
ForForApprove Share Option Plan 20
Cafe De Coral Holdings Ltd.
Meeting Date: 09/10/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Lo Hoi Kwong, Sunny as Director 3.1
ForForElect Lo Ming Shing, Ian as Director 3.2
ForForElect Hui Tung Wah, Samuel as Director 3.3
ForForElect Au Siu Cheung, Albert as Director 3.4
ForForAuthorize Board to Fix Remuneration of Directors
4
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Repurchase of Issued Share Capital 7
ForForAuthorize Reissuance of Repurchased Shares 8
CapitaLand Mall Trust
Meeting Date: 09/10/2015 Country: Singapore
Meeting Type: Special
Page 321 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CapitaLand Mall Trust
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of All the Units in Brilliance Mall Trust
For For
ForForApprove Issuance of New Units as Partial Consideration for the Proposed Acquisition
2
Carpetright plc
Meeting Date: 09/10/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Bob Ivell as Director 3
ForForRe-elect Wilfred Walsh as Director 4
ForForRe-elect Neil Page as Director 5
ForForRe-elect Sandra Turner as Director 6
ForForRe-elect David Clifford as Director 7
ForForRe-elect Andrew Page as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors
9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
ForForAdopt New Articles of Association 16
Page 322 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Darty plc
Meeting Date: 09/10/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReappoint PricewaterhouseCoopers LLP as Auditors
2
ForForAuthorise Board to Fix Remuneration of Auditors
3
ForForApprove Remuneration Report 4
ForForApprove Final Dividend 5
ForForRe-elect Alan Parker as Director 6
ForForRe-elect Regis Schultz as Director 7
ForForElect Albin Jacquemont as Director 8
ForForRe-elect Pascal Bazin as Director 9
ForForRe-elect Carlo D'Asaro Biondo as Director 10
ForForRe-elect Michel Leonard as Director 11
ForForRe-elect Antoine Metzger as Director 12
ForForRe-elect Alison Reed as Director 13
ForForRe-elect Agnes Touraine as Director 14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Datatec Ltd
Meeting Date: 09/10/2015 Country: South Africa
Meeting Type: Annual
Page 323 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Datatec Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Re-elect Funke Ighodaro as Director For For
ForForRe-elect Wiseman Nkuhlu as Director 2
ForForReappoint Deloitte & Touche as Auditors of the Company with Mark Holme as the Designated Auditor
3
ForForRe-elect Chris Seabrooke as Member of the Audit, Risk and Compliance Committee
4.1
ForForRe-elect Wiseman Nkuhlu as Member of the Audit, Risk and Compliance Committee
4.2
ForForRe-elect Funke Ighodaro as Member of the Audit, Risk and Compliance Committee
4.3
ForForRe-elect Stephen Davidson as Member of the Audit, Risk and Compliance Committee
4.4
ForForApprove Remuneration Policy 5
ForForApprove Non-Executive Directors' Fees 6
ForForApprove Financial Assistance to Related or Inter-related Company or Corporation
7
AgainstForAuthorise Repurchase of Issued Share Capital 8
ForForAuthorise Board to Ratify and Execute Approved Resolutions
9
Deckers Outdoor Corporation
Meeting Date: 09/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Angel R. Martinez For For
ForForElect Director John M. Gibbons 1.2
ForForElect Director Karyn O. Barsa 1.3
ForForElect Director Nelson C. Chan 1.4
ForForElect Director Michael F. Devine, III 1.5
ForForElect Director John G. Perenchio 1.6
Page 324 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Deckers Outdoor Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director James Quinn 1.7
ForForElect Director Lauri M. Shanahan 1.8
ForForElect Director Bonita C. Stewart 1.9
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Qualified Employee Stock Purchase Plan
4
ForForApprove Omnibus Stock Plan 5
Dixons Carphone Plc
Meeting Date: 09/10/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AbstainForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForElect Katie Bickerstaffe as Director 5
ForForElect Andrea Gisle Joosen as Director 6
ForForElect Tim How as Director 7
ForForElect Sebastian James as Director 8
ForForElect Jock Lennox as Director 9
ForForElect Humphrey Singer as Director 10
ForForElect Graham Stapleton as Director 11
AbstainForRe-elect Sir Charles Dunstone as Director 12
AbstainForRe-elect John Gildersleeve as Director 13
ForForRe-elect Andrew Harrison as Director 14
ForForRe-elect Baroness Morgan of Huyton as Director
15
Page 325 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dixons Carphone Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForRe-elect Gerry Murphy as Director 16
AbstainForRe-elect Roger Taylor as Director 17
ForForReappoint Deloitte LLP as Auditors 18
ForForAuthorise Board to Fix Remuneration of Auditors
19
ForForAuthorise EU Political Donations and Expenditure
20
ForForAuthorise Issue of Equity with Pre-emptive Rights
21
ForForAuthorise Issue of Equity without Pre-emptive Rights
22
ForForAuthorise Market Purchase of Ordinary Shares 23
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
24
e Plus inc.
Meeting Date: 09/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Phillip G. Norton For For
ForForElect Director Bruce M. Bowen 1.2
ForForElect Director C. Thomas Faulders, III 1.3
ForForElect Director Terrence O'Donnell 1.4
ForForElect Director Lawrence S. Herman 1.5
ForForElect Director Ira A. Hunt, III 1.6
ForForElect Director John E. Callies 1.7
ForForElect Director Eric D. Hovde 1.8
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Page 326 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Empire Company Limited
Meeting Date: 09/10/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Non-Voting Shareholders
ForForAdvisory Vote on Executive Compensation Approach
1
ForForApprove Stock Split 2
H&R Block, Inc.
Meeting Date: 09/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Paul J. Brown For For
ForForElect Director William C. Cobb 1b
ForForElect Director Robert A. Gerard 1c
ForForElect Director Richard A. Johnson 1d
ForForElect Director David Baker Lewis 1e
ForForElect Director Victoria J. Reich 1f
ForForElect Director Bruce C. Rohde 1g
ForForElect Director Tom D. Seip 1h
ForForElect Director Christianna Wood 1i
ForForElect Director James F. Wright 1j
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Luxoft Holding, Inc
Meeting Date: 09/10/2015 Country: Virgin Isl (UK)
Meeting Type: Annual
Page 327 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Luxoft Holding, Inc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Esther Dyson For For
AgainstForElect Director Glen Granovsky 1.2
ForForElect Director Marc Kasher 1.3
ForForElect Director Anatoly Karachinskiy 1.4
ForForElect Director Thomas Pickering 1.5
ForForElect Director Dmitry Loshchinin 1.6
ForForElect Director Sergey Matsotsky 1.7
ForForElect Director Yulia Yukhadi 1.8
ForForRatify Ernst & Young LLC as Auditors 2
RBC Bearings Incorporated
Meeting Date: 09/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mitchell I. Quain For For
ForForElect Director Richard R. Crowell 1.2
ForForElect Director Alan B. Levine 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
The People's Insurance Company (Group) Of China Ltd.
Meeting Date: 09/10/2015 Country: China
Meeting Type: Special
Page 328 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The People's Insurance Company (Group) Of China Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Hua Rixin as Director of the Second Session of the Board
For For
ForForElect Cheng Yuqin as Director of the Second Session of the Board
2
AXIS Capital Holdings Limited
Meeting Date: 09/11/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jane Boisseau For For
ForForElect Director Michael A. Butt 1.2
ForForElect Director Charles A. Davis 1.3
ForForElect Director Sir Andrew Large 1.4
ForForElect Director Alice Young 1.5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Deloitte Ltd., Hamilton, Bermuda as Auditors and Authorize Board to Fix Their Remuneration
3
Keyence Corp.
Meeting Date: 09/11/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 50
For Against
ForForAppoint Alternate Statutory Auditor Takeda, Hidehiko
2
Page 329 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Koninklijke KPN NV
Meeting Date: 09/11/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
ForForApprove Interim Dividend from Distributable Reserves
2
ForForInsert Article 32.3 Re: Authorize Board to Distribute Interim Dividends from Distributable Reserves
3
Close Meeting 4
NetApp, Inc.
Meeting Date: 09/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director T. Michael Nevens For For
ForForElect Director Jeffry R. Allen 1b
ForForElect Director Tor R. Braham 1c
ForForElect Director Alan L. Earhart 1d
ForForElect Director Gerald Held 1e
ForForElect Director Kathryn M. Hill 1f
ForForElect Director George Kurian 1g
ForForElect Director George T. Shaheen 1h
ForForElect Director Robert T. Wall 1i
ForForElect Director Richard P. Wallace 1j
AgainstForAmend Omnibus Stock Plan 2
ForForAmend Qualified Employee Stock Purchase Plan
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Page 330 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NetApp, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Deloitte & Touche LLP as Auditors 5
Schroder Real Estate Investment Trust Ltd
Meeting Date: 09/11/2015 Country: Guernsey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Remuneration Report 2
ForForRe-elect Lorraine Baldry as a Director 3
ForForElect Stephen Bligh as a Director 4
ForForRe-elect John Frederiksen as a Director 5
ForForRe-elect Keith Goulborn as a Director 6
ForForReappoint KPMG Channel Islands Limited as Auditors
7
ForForAuthorize Board to Fix Remuneration of Auditors
8
ForForApprove Share Repurchase Program 9
Special Resolution
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
Shanghai Electric Group Co., Ltd.
Meeting Date: 09/11/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
Page 331 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shanghai Electric Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Conversion of Debt Interest to Equity Interest in Goss International Corporation by Shanghai Electric (Group) Company Limited and Shanghai Mechanical & Electrical Industry Co., Ltd.
1
Chime Communications plc
Meeting Date: 09/14/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Cash Acquisition of Chime Communications plc by Bell Bidder Limited
For Abstain
Chime Communications plc
Meeting Date: 09/14/2015 Country: United Kingdom
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court Meeting
Do Not Vote
ForApprove Scheme of Arrangement 1
Infraestructura Energetica Nova S.A.B. de C.V.
Meeting Date: 09/14/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
Page 332 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infraestructura Energetica Nova S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Acquisition of 50 Percent of Gasoductos de Chihuhua S de RL de CV
1
ForForApprove Withdrawal/Granting of Powers 2
AgainstForRatify Members of the Board, Audit Committee, Corporate Practices Committee, and Secretary and Deputy
3
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
4
Infraestructura Energetica Nova S.A.B. de C.V.
Meeting Date: 09/14/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForApprove Integration of Share Capital 1
ForForApprove Update of Registration of Shares 2.1
ForForApprove Public Offering of Shares in Mexico; Approve Private Offering of Shares Abroad
2.2
ForForAuthorize Increase in Variable Capital via Issuance of Shares without Preemptive Rights in Accordance With Article 53 of Mexican Securities Law
3
ForForApprove Granting Powers 4
ForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
5
MMC Norilsk Nickel PJSC
Meeting Date: 09/14/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 305.07 per Share for First Six Months of Fiscal 2015
For For
Page 333 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MMC Norilsk Nickel PJSC
Meeting Date: 09/14/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Interim Dividends of RUB 305.07 per Share for First Six Months of Fiscal 2015
1
PGE Polska Grupa Energetyczna SA
Meeting Date: 09/14/2015 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
Open Meeting 1
ForForElect Meeting Chairman 2
Acknowledge Proper Convening of Meeting 3
ForForApprove Agenda of Meeting 4
ForForResolve Not to Elect Members of Vote Counting Commission
5
Shareholder Proposals
AbstainNoneRecall Supervisory Board Member 6.1
AgainstNoneElect Supervisory Board Member 6.2
Management Proposal
Close Meeting 7
Aditya Birla Nuvo Ltd.
Meeting Date: 09/15/2015 Country: India
Meeting Type: Annual
Page 334 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aditya Birla Nuvo Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend 2
ForForReelect K.M. Birla as Director 3
ForForReelect T. Chattopadhyay as Director 4
ForForApprove Khimji Kunverji & Co. and SRBC & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Khimji Kunverji & Co. as Branch Auditors of the Company's Aditya Birla Insulators Divisions at Rishra and Halol and Authorize Board to Fix Their Remuneration
6.1
ForForApprove Khimji Kunverji & Co. and K.S. Aiyar & Co. as Joint Branch Auditors of the Company's Indian Rayon Division at Veraval and Authorize Board to Fix Their Remuneration
6.2
ForForApprove Deloitte Haskins & Sells as Branch Auditors of the Company's Madura Fashion & Life Style Division and Authorize Board to Fix Their Remuneration
6.3
ForForApprove SRBC & Co. LLP as Branch Auditors of the Company's Jaya Shree Textiles Division and Authorize Board to Fix Their Remuneration
6.4
ForForAuthorize Issuance of Non-Convertible Debentures
7
ForForApprove Remuneration of Cost Auditors 8
ForForApprove Keeping of Register of Members, Documents, and Certificates to Sharepro Services (India) Pvt. Ltd., Registrar and Share Transfer Agents
9
Alliance Global Group, Inc.
Meeting Date: 09/15/2015 Country: Philippines
Meeting Type: Annual
Page 335 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alliance Global Group, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3 Approve the Minutes of the Annual Stockholders Meeting Held on Sept. 16, 2014
For For
ForForAppoint Independent Auditors 5
ForForRatify Acts of the Board of Directors, Board Committees, and Officers
6
Elect 7 Directors by Cumulative Voting
ForForElect Andrew L. Tan as Director 7.1
ForForElect Kingson U. Sian as Director 7.2
ForForElect Katherine L. Tan as Director 7.3
ForForElect Winston S. Co as Director 7.4
AgainstForElect Kevin Andrew L. Tan as Director 7.5
ForForElect Sergio Ortiz-Luis, Jr. as Director 7.6
ForForElect Alejo L. Villanueva, Jr. as Director 7.7
Banca Monte dei Paschi di Siena SPA
Meeting Date: 09/15/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
Shareholder Proposals Submitted by Fondazione Monte dei Paschi di Siena, Fintech Advisory Inc, and BTG Pactual
AgainstNoneElect Massimo Tononi as Director 1
AgainstNoneElect Massimo Tononi as Board Chair 2
Inter Parfums, Inc.
Meeting Date: 09/15/2015 Country: USA
Meeting Type: Annual
Page 336 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Inter Parfums, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jean Madar For For
ForForElect Director Philippe Benacin 1.2
ForForElect Director Russell Greenberg 1.3
ForForElect Director Philippe Santi 1.4
ForForElect Director Francois Heilbronn 1.5
ForForElect Director Jean Levy 1.6
ForForElect Director Robert Bensoussan 1.7
ForForElect Director Patrick Choel 1.8
ForForElect Director Michel Dyens 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Investors Real Estate Trust
Meeting Date: 09/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey P. Caira For For
ForForElect Director Linda J. Hall 1.2
ForForElect Director Terrance P. Maxwell 1.3
ForForElect Director Timothy P. Mihalick 1.4
ForForElect Director Jeffrey L. Miller 1.5
ForForElect Director Pamela J. Moret 1.6
ForForElect Director Stephen L. Stenehjem 1.7
ForForElect Director John D. Stewart 1.8
ForForElect Director Jeffrey K. Woodbury 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Restricted Stock Plan 3
Page 337 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investors Real Estate Trust
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Grant Thornton LLP as Auditors 4
NCC Group plc
Meeting Date: 09/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForReappoint KPMG LLP as Auditors 4
ForForAuthorise Board to Fix Remuneration of Auditors
5
ForForRe-elect Rob Cotton as Director 6
ForForRe-elect Paul Mitchell as Director 7
ForForRe-elect Debbie Hewitt as Director 8
ForForRe-elect Thomas Chambers as Director 9
ForForRe-elect Atul Patel as Director 10
ForForElect Chris Batterham as Director 11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise Market Purchase of Ordinary Shares 14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
Oil & Natural Gas Corporation Ltd.
Meeting Date: 09/15/2015 Country: India
Meeting Type: Annual
Page 338 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oil & Natural Gas Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividends and Approve Final Dividend
2
ForForElect S. Shanker as Director 3
ForForAuthorize Board to Fix Remuneration of Joint Statutory Auditors
4
ForForElect U. P. Singh as Director 5
ForForElect A. K. Dwivedi as Director 6
ForForElect A. Das as Director 7
ForForElect V. P. Mahawar as Director 8
ForForApprove Remuneration of Cost Auditors 9
Olin Corporation
Meeting Date: 09/15/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForIncrease Authorized Common Stock 2
ForForAdjourn Meeting 3
Power Grid Corporation of India Ltd
Meeting Date: 09/15/2015 Country: India
Meeting Type: Annual
Page 339 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Power Grid Corporation of India Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForReelect R.P. Singh as Director 3
ForForReelect R.P. Sasmal as Director 4
ForForAuthorize Board to Fix Remuneration of Auditors
5
ForForApprove Remuneration of Cost Auditors 6
ForForApprove Increase in Borrowing Powers 7
ForForApprove Issuance of Non-Convertible Bonds 8
Severstal PAO
Meeting Date: 09/15/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends for First Six Months of Fiscal 2015
For For
Severstal PAO
Meeting Date: 09/15/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Interim Dividends for First Six Months of Fiscal 2015
1
Page 340 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Smith & Wesson Holding Corporation
Meeting Date: 09/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Barry M. Monheit For For
ForForElect Director Robert L. Scott 1.2
ForForElect Director Robert H. Brust 1.3
ForForElect Director P. James Debney 1.4
ForForElect Director John B. Furman 1.5
ForForElect Director Gregory J. Gluchowski, Jr. 1.6
ForForElect Director Michael F. Golden 1.7
ForForElect Director Mitchell A. Saltz 1.8
ForForElect Director I. Marie Wadecki 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Whole Foods Market, Inc.
Meeting Date: 09/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John Elstrott For For
ForForElect Director Shahid 'Hass' Hassan 1.2
ForForElect Director Stephanie Kugelman 1.3
ForForElect Director John Mackey 1.4
ForForElect Director Walter Robb 1.5
ForForElect Director Jonathan Seiffer 1.6
ForForElect Director Morris 'Mo' Siegel 1.7
ForForElect Director Jonathan Sokoloff 1.8
Page 341 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Whole Foods Market, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Ralph Sorenson 1.9
ForForElect Director Gabrielle Sulzberger 1.10
ForForElect Director William 'Kip' Tindell, III 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young as Auditors 3
ForForIncrease Authorized Common Stock 4
ForAgainstLimit Accelerated Vesting of Awards 5
China Merchants Property Development Co., Ltd.
Meeting Date: 09/16/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
AgainstForApprove Removal of He Jianya as Non-Independent Director
1
Compagnie Financiere Richemont SA
Meeting Date: 09/16/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income and Dividends of CHF 1.60 per Registered A Share and of CHF 0.16 per Bearer B Share
2
ForForApprove Discharge of Board of Directors 3
ForForElect Johann Rupert as Director 4.1
AgainstForElect Jean-Blaise Eckert as Director 4.2
Page 342 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Compagnie Financiere Richemont SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Bernard Fornas as Director 4.3
AgainstForElect Yves-Andre Istel as Director 4.4
ForForElect Richard Lepeu as Director 4.5
AgainstForElect Ruggero Magnoni as Director 4.6
AgainstForElect Josua Malherbe as Director 4.7
AgainstForElect Simon Murray as Director 4.8
AgainstForElect Alain Dominique Perrin as Director 4.9
ForForElect Guillaume Pictet as Director 4.10
AgainstForElect Norbert Platt as Director 4.11
AgainstForElect Alan Quasha as Director 4.12
ForForElect Maria Ramos as Director 4.13
AgainstForElect Lord Renwick of Clifton as Director 4.14
AgainstForElect Jan Rupert as Director 4.15
ForForElect Gary Saage as Director 4.16
AgainstForElect Juergen Schrempp as Director 4.17
AgainstForElect The Duke of Wellington as Director 4.18
AgainstForAppoint Lord Renwick of Clifton as Member of the Compensation Committee
5.1
AgainstForAppoint Yves-Andre Istel as Member of the Compensation Committee
5.2
AgainstForAppoint The Duke of Wellington as Member of the Compensation Committee
5.3
ForForRatify PricewaterhouseCoopers SA as Auditors 6
ForForDesignate Francois Demierre Morand as Independent Proxy
7
AgainstForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
8
ForForApprove Maximum Remuneration of Board of Directors in the Amount of CHF 10.3 Million
9.1
ForForApprove Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 14 Million
9.2
ForForApprove Variable Remuneration of Executive Committee in the Amount of CHF 23.7 Million
9.3
AgainstForTransact Other Business (Voting) 10
Page 343 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Entertainment One Ltd.
Meeting Date: 09/16/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Allan Leighton as Director 3
ForForRe-elect Darren Throop as Director 4
ForForRe-elect Giles Willits as Director 5
ForForRe-elect Bob Allan as Director 6
ForForRe-elect Ronald Atkey as Director 7
ForForRe-elect Clare Copeland as Director 8
ForForRe-elect Garth Girvan as Director 9
ForForRe-elect Mark Opzoomer as Director 10
ForForRe-elect Linda Robinson as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Common Shares
16
AgainstForApprove Executive Incentive Scheme 17
ForForApprove SAYE Share Option Scheme 18
AgainstForApprove Amendments to the Remuneration Policy
19
Games Workshop Group plc
Meeting Date: 09/16/2015 Country: United Kingdom
Meeting Type: Annual
Page 344 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Games Workshop Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Rachel Tongue as Director 2
AgainstForRe-elect Tom Kirby as Director 3
ForForRe-elect Chris Myatt as Director 4
AgainstForRe-elect Nick Donaldson as Director 5
ForForReappoint PricewaterhouseCoopers LLP as Auditors
6
ForForAuthorise Board to Fix Remuneration of Auditors
7
ForForApprove Remuneration Report 8
AgainstForApprove Remuneration Policy 9
ForForApprove the 2015 Sharesave Plan 10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
Hindalco Industries Ltd
Meeting Date: 09/16/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend 2
ForForReelect K M Birla as Director 3
ForForReelect S Pai as Director 4
ForForApprove Singhi & Company as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Remuneration of Cost Auditors 6
Page 345 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hindalco Industries Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Y Dandiwala as Independent Director 7
ForForAuthorize Issuance of Non-Convertible Debentures
8
ForForApprove Revision in the Remuneration of S. Pai, Executive Director
9
Merrion Pharmaceuticals plc
Meeting Date: 09/16/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AbstainForRe-elect Fintan Maher as a Director 2
ForForReappoint KPMG as Auditors and Authorise Board to Fix Their Remuneration
3
Special Business
ForForAuthorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights
4
AgainstForAuthorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Peabody Energy Corporation
Meeting Date: 09/16/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reverse Stock Split For For
ForForAdjourn Meeting 2
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rural Electrification Corporation Ltd.
Meeting Date: 09/16/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForReelect P. Thakkar as Director 3
ForForAuthorize Board to Fix Remuneration of Auditors
4
ForForAuthorize Issuance of Non-Convertible Bonds/Debentures
5
AbstainForApprove Related Party Transaction 6
The Providence Service Corporation
Meeting Date: 09/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Director Kristi L. Meints For For
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
ForForApprove Issuance of Shares for a Private Placement
4
Trifast plc
Meeting Date: 09/16/2015 Country: United Kingdom
Meeting Type: Annual
Page 347 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Trifast plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
AgainstForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Malcolm Diamond as Director 5
ForForRe-elect Jonathan Shearman as Director 6
ForForRe-elect Scott Mac Meekin as Director 7
ForForElect Neil Warner as Director 8
ForForReappoint KPMG LLP as Auditors 9
ForForAuthorise Board to Fix Remuneration of Auditors
10
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
ViaSat, Inc.
Meeting Date: 09/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Frank J. Biondi, Jr. For For
ForForElect Director Robert Johnson 1.2
ForForElect Director John Stenbit 1.3
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 348 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ViaSat, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Qualified Employee Stock Purchase Plan
4
AgainstForAmend Omnibus Stock Plan 5
Anglo Pacific Group plc
Meeting Date: 09/17/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Transfer of the Company's Category of Equity Share Listing from a Premium Listing to a Standard Listing
For Abstain
Auto Trader Group plc
Meeting Date: 09/17/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForElect Ed Williams as Director 4
ForForElect Trevor Mather as Director 5
ForForElect Sean Glithero as Director 6
ForForElect Tom Hall as Director 7
ForForElect Nick Hartman as Director 8
ForForElect Victor Perry III as Director 9
ForForElect David Keens as Director 10
ForForElect Jill Easterbrook as Director 11
Page 349 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Auto Trader Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Darden Restaurants, Inc.
Meeting Date: 09/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Margaret Shan Atkins For For
ForForElect Director Jean M. Birch 1.2
ForForElect Director Bradley D. Blum 1.3
ForForElect Director James P. Fogarty 1.4
ForForElect Director Cynthia T. Jamison 1.5
ForForElect Director Eugene (Gene) I. Lee, Jr. 1.6
ForForElect Director William H. Lenehan 1.7
ForForElect Director Lionel L. Nowell, III 1.8
ForForElect Director William S. Simon 1.9
ForForElect Director Jeffrey C. Smith 1.10
ForForElect Director Charles (Chuck) M. Sonsteby 1.11
ForForElect Director Alan N. Stillman 1.12
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
ForForAmend Right to Call Special Meeting 4
Page 350 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Darden Restaurants, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForEliminate Supermajority Vote Requirement 5
ForForEliminate Supermajority Vote Requirement to Remove Directors
6
ForForRemove Business Combination/Fair Price Provision from the Charter, and Opt In to the State Business Combination/Fair Price Provision
7
AgainstForAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
8
AgainstForApprove Omnibus Stock Plan 9
ForAgainstReport on Lobbying Payments and Policy 10
Methode Electronics, Inc.
Meeting Date: 09/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Walter J. Aspatore For For
ForForElect Director Warren L. Batts 1b
ForForElect Director Darren M. Dawson 1c
ForForElect Director Donald W. Duda 1d
ForForElect Director Stephen F. Gates 1e
ForForElect Director Isabelle C. Goossen 1f
ForForElect Director Christopher J. Hornung 1g
ForForElect Director Paul G. Shelton 1h
ForForElect Director Lawrence B. Skatoff 1i
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
NIKE, Inc.
Meeting Date: 09/17/2015 Country: USA
Meeting Type: Annual
Page 351 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NIKE, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Alan B. Graf, Jr. For For
ForForElect Director John C. Lechleiter 1.2
ForForElect Director Michelle A. Peluso 1.3
ForForElect Director Phyllis M. Wise 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForIncrease Authorized Common Stock 3
AgainstForAmend Executive Incentive Bonus Plan 4
AgainstForAmend Omnibus Stock Plan 5
ForAgainstReport on Political Contributions 6
ForForRatify PricewaterhouseCoopers LLP as Auditors
7
Northgate plc
Meeting Date: 09/17/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForAppoint PricewaterhouseCoopers LLP as Auditors
4
ForForAuthorise the Audit and Risk Committee to Fix Remuneration of Auditors
5
ForForElect Andrew Page as Director 6
ForForRe-elect Andrew Allner as Director 7
ForForRe-elect Jill Caseberry as Director 8
ForForRe-elect Bob Contreras as Director 9
ForForRe-elect Chris Muir as Director 10
Page 352 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Northgate plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
11
ForForAuthorise Issue of Equity without Pre-emptive Rights
12
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
13
ForForAuthorise Market Purchase of Ordinary Shares 14
Omnia Holdings Ltd
Meeting Date: 09/17/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2015
For For
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with Eric Mackeown as the Individual Registered Auditor and Authorise Their Remuneration
2
ForForRe-elect Sizwe Mncwango as Director 3
ForForRe-elect Stephanus Loubser as Director 4
ForForRe-elect Frank Butler as Director 5
ForForRe-elect Ronald Bowen as Director 6
ForForElect Wayne Koonin as Director 7
ForForRe-elect Hester Hickey as Member of the Audit Committee
8.1
ForForRe-elect Daisy Naidoo as Member of the Audit Committee
8.2
ForForRe-elect Frank Butler as Member of the Audit Committee
8.3
ForForApprove Remuneration Policy 9
ForForPlace Authorised but Unissued Shares under Control of Directors
10
ForForAuthorise Ratification of Approved Resolutions
11
ForForApprove Non-executive Directors' Fees 12.1
Page 353 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Omnia Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Chairman's Fees 12.2
ForForApprove Financial Assistance to Related or Inter-related Company
13
Poundland Group plc
Meeting Date: 09/17/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForReappoint KPMG LLP as Auditors 4
ForForAuthorise Board to Fix Remuneration of Auditors
5
ForForRe-elect James McCarthy as Director 6
ForForRe-elect Nicholas Hateley as Director 7
ForForRe-elect Darren Shapland as Director 8
ForForRe-elect Teresa Colaianni as Director 9
ForForRe-elect Grant Hearn as Director 10
ForForElect Miles Roberts as Director 11
ForForElect Timothy Jones as Director 12
ForForElect Mary Barnard as Director 13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise Directors to Appropriate Distributable Profits of the Company to the Payment of the Interim Dividend
17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Page 354 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Synergy Health plc
Meeting Date: 09/17/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove 2015 Long Term Incentive Plan 4
ForForRe-elect Sir Duncan Nichol as Director 5
ForForRe-elect Dr Richard Steeves as Director 6
ForForRe-elect Gavin Hill as Director 7
ForForRe-elect Constance Baroudel as Director 8
ForForRe-elect Jeffery Harris as Director 9
ForForRe-elect Dr Adrian Coward as Director 10
ForForElect Bruce Edwards as Director 11
ForForReappoint KPMG LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise EU Political Donations and Expenditure
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Casey's General Stores, Inc.
Meeting Date: 09/18/2015 Country: USA
Meeting Type: Annual
Page 355 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Casey's General Stores, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Terry W. Handley For For
ForForElect Director William C. Kimball 1.2
ForForElect Director Richard A. Wilkey 1.3
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Dr. Reddy's Laboratories
Meeting Date: 09/18/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Postal Ballot
ForForAdopt New Articles of Association 1
Evergrande Real Estate Group Ltd.
Meeting Date: 09/18/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Repurchase of Issued Share Capital For For
Guangzhou Automobile Group Co., Ltd.
Meeting Date: 09/18/2015 Country: China
Meeting Type: Special
Page 356 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Automobile Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Extension of Validity Period of the Resolution in Relation to the Issuance of A Share Convertible Bonds
1
Guangzhou Automobile Group Co., Ltd.
Meeting Date: 09/18/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM Ballot for Holders of H Shares
ForForApprove Extension of Validity Period in Relation to the Issuance of A Share Convertible Bonds
1
ForForAmend Articles of Association 2
HCC Insurance Holdings, Inc.
Meeting Date: 09/18/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Imagination Technologies Group plc
Meeting Date: 09/18/2015 Country: United Kingdom
Meeting Type: Annual
Page 357 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imagination Technologies Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
AgainstForApprove Remuneration Report 3
ForForElect Bert Nordberg as Director 4
ForForRe-elect Sir Hossein Yassaie as Director 5
ForForRe-elect Richard Smith as Director 6
ForForRe-elect David Anderson as Director 7
ForForRe-elect Gilles Delfassy as Director 8
ForForRe-elect Andrew Heath as Director 9
ForForRe-elect Ian Pearson as Director 10
ForForRe-elect Kate Rock as Director 11
ForForReappoint KPMG LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Increase in Share Dilution Limits for the Company's Employee Share Plans
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
IRB Infrastructure Developers Limited
Meeting Date: 09/18/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
Page 358 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IRB Infrastructure Developers Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Pledging of Assets for Debt 1
ForForAmend Main Object Clause of the Memorandum of Association
2
ForForAmend Clause III B and Clause III C of the Memorandum of Association
3
Jindal Steel and Power Ltd
Meeting Date: 09/18/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReelect N. Jindal as Director 2
ForForReelect R. K. Uppal as Director 3
ForForApprove S. R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect C. Roy as Independent Director 5
ForForElect S. M. Awale as Director 6
ForForElect R. R. Bhadauria as Director 7
ForForApprove Appointment and Remuneration of R. R. Bhadauria as Executive Director
8
ForForApprove Remuneration of R. K. Uppal, Managing Director and Group CEO
9
ForForApprove Remuneration of D. K. Saraogi, Executive Director
10
ForForApprove Remuneration of Cost Auditors 11
ForForAuthorize Issuance of Non-Convertible Debentures
12
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
13
Page 359 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kroton Educacional S.A.
Meeting Date: 09/18/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Stock Option Plan For Do Not Vote
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Stock Option Plan 1
NTPC Ltd.
Meeting Date: 09/18/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Declare Final Dividend
2
ForForReelect A.K. Jha as Director 3
ForForReelect U.P. Pani as Director 4
ForForAuthorize Board to Fix Remuneration of Auditors
5
ForForElect A.K. Singh as Director 6
ForForElect K.K. Sharma as Director 7
ForForAuthorize Issuance of Bonds/Debentures 8
ForForApprove Remuneration of Cost Auditors 9
ForForApprove Related Party Transactions 10
Page 360 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PetroNeft Resources plc
Meeting Date: 09/18/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForRe-elect Thomas Hickey as a Director 2
AgainstForRe-elect Vakha Sobraliev as a Director 3
ForForReappoint Ernst & Young, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
5
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAmend Memorandum of Association 7
ForForAdopt New Articles of Association 8
Seadrill Limited
Meeting Date: 09/18/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Ten For Do Not Vote
Do Not Vote
ForAuthorize Board to Fill Vacancies 2
Do Not Vote
ForReelect John Fredriksen as Director 3
Do Not Vote
ForReelect Kate Blankenship as Director 4
Do Not Vote
ForReelect Kathrine Fredriksen as Director 5
Do Not Vote
ForReelect Bert M. Bekker as Director 6
Do Not Vote
ForReelect Paul M. Leand Jr. as Director 7
Page 361 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Seadrill Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForReelect Ørjan Svanevik as Director 8
Do Not Vote
ForReelect Charles Woodburn as Director 9
Do Not Vote
ForReelect Hans Petter Aas as Director 10
Do Not Vote
ForReelect PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
11
Do Not Vote
ForApprove Remuneration of Directors in the Aggregate Maximum Amount of USD 1.5 Million
12
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForFix Number of Directors at Ten 1
ForForAuthorize Board to Fill Vacancies 2
ForForReelect John Fredriksen as Director 3
ForForReelect Kate Blankenship as Director 4
ForForReelect Kathrine Fredriksen as Director 5
ForForReelect Bert M. Bekker as Director 6
ForForReelect Paul M. Leand Jr. as Director 7
ForForReelect Ørjan Svanevik as Director 8
ForForReelect Charles Woodburn as Director 9
ForForReelect Hans Petter Aas as Director 10
ForForReelect PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
11
ForForApprove Remuneration of Directors in the Aggregate Maximum Amount of USD 1.5 Million
12
Ship Finance International Limited
Meeting Date: 09/18/2015 Country: Bermuda
Meeting Type: Annual
Page 362 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ship Finance International Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reelect Hans Petter Aas as Director For For
ForForReelect Paul Leand Jr. as Director 2
ForForReelect Kate Blankenship as Director 3
ForForReelect Harald Thorstein as Director 4
ForForReelect Bert M. Bekker as Director 5
ForForReelect Georgina E. Sousa as Director 6
ForForApprove Moore Stephens, P.C. as Auditors and Authorize Board to Fix Their Remuneration
7
ForForApprove Remuneration of Directors 8
TVC Holdings plc
Meeting Date: 09/18/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForReelect David Doyle as Director 2
AgainstForElect John Fagan as Director 3
AgainstForAuthorize Board to Fix Remuneration of Auditors
4
ForForAmend Memorandum of Association 5
ForForAmend and Adopt The Articles of Association 6
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 09/21/2015 Country: Israel
Meeting Type: Special
Page 363 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bezeq The Israeli Telecommunication Corp. Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Dividend of NIS 933 Million in the Aggregate
For For
Charter Communications, Inc.
Meeting Date: 09/21/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForIssue Class A Shares in Connection with Acquisition
2
ForForIssue Class B Shares in Connection with Acquisition
3
ForForApprove Investment Agreement with Liberty Broadband
4
ForForAmend Certificate of Incorporation 5
ForForAmend Certificate of Incorporation to Permt Special Approval Requirements for Certain Business Combination
6
ForForAmend Certificate of Incorporation to Set Size and Composition Requirements
7
ForForAmend Certificate of Incorporation 8
ForForAmend Certificate of Incorporation to Provide Certain Vote Restrictions on Liberty Broadband
9
AgainstForAdvisory Vote on Golden Parachutes 10
Eletrobras, Centrais Eletricas Brasileiras S.A.
Meeting Date: 09/21/2015 Country: Brazil
Meeting Type: Special
Page 364 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Eletrobras, Centrais Eletricas Brasileiras S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Only controlling shareholders are allowed to vote on items 1 and 2
Do Not Vote
ForElect Luiz Eduardo Barata Ferreira as Director 1
Do Not Vote
ForElect Directors 2
Do Not Vote
ForElect Fiscal Council Members 3
Do Not Vote
ForElect Fiscal Council Members 4
Haitong Securities Co., Ltd.
Meeting Date: 09/21/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
SPECIAL RESOLUTIONS
ForForApprove Approach of the Proposed Share Repurchase
1.1
ForForApprove Price of the Proposed Share Repurchase
1.2
ForForApprove Class, Number and Percentage of the Proposed Share Repurchase
1.3
ForForApprove Proposed Total Fund Amount and Source of Funding for the Share Repurchase
1.4
ForForApprove Time Limitation of the Share Repurchase
1.5
ForForApprove Purpose of the Proposed Share Repurchase
1.6
ForForApprove Valid Period of this Resolution 1.7
ForForApprove Authorisations Regarding Share Repurchase
1.8
ForForAdopt Share Option Scheme 2
ForForApprove Employee Stock Ownership Plan 3
Page 365 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haitong Securities Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ORDINARY RESOLUTIONS
ForForApprove Adjustment to the Size of Proprietary Equity Investment of the Company
1
ForForElect Zheng Xiaoyun as Supervisor 2
Haitong Securities Co., Ltd.
Meeting Date: 09/21/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Approach of the Proposed Share Repurchase
1.1
ForForApprove Price of the Proposed Share Repurchase
1.2
ForForApprove Class, Number and Percentage of the Proposed Share Repurchase
1.3
ForForApprove Proposed Total Fund Amount and Source of Funding for the Share Repurchase
1.4
ForForApprove Time Limitation of the Share Repurchase
1.5
ForForApprove Purpose of the Proposed Share Repurchase
1.6
ForForApprove Valid Period of the Resolution 1.7
ForForApprove Authorisations Regarding Share Repurchase
1.8
ForForAdopt Share Option Scheme 2
ForForApprove Employee Stock Ownership Plan 3
Patterson Companies, Inc.
Meeting Date: 09/21/2015 Country: USA
Meeting Type: Annual
Page 366 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Patterson Companies, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Scott P. Anderson For For
ForForElect Director John D. Buck 1.2
ForForElect Director Jody H. Feragen 1.3
ForForElect Director Sarena S. Lin 1.4
ForForElect Director Ellen A. Rudnick 1.5
ForForElect Director Neil A. Schrimsher 1.6
ForForElect Director Les C. Vinney 1.7
ForForElect Director James W. Wiltz 1.8
ForForApprove Omnibus Stock Plan 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Ernst & Young LLP as Auditors 4
Scholastic Corporation
Meeting Date: 09/21/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James W. Barge For For
ForForElect Director John L. Davies 1.2
Time Warner Cable Inc.
Meeting Date: 09/21/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
Page 367 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Time Warner Cable Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote on Golden Parachutes 2
Alimentation Couche-Tard Inc.
Meeting Date: 09/22/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class B Subordinate Voting Shareholders
ForForElect Director Alain Bouchard 1.1
ForForElect Director Nathalie Bourque 1.2
ForForElect Director Jacques D'Amours 1.3
ForForElect Director Jean Elie 1.4
ForForElect Director Richard Fortin 1.5
ForForElect Director Brian Hannasch 1.6
ForForElect Director Melanie Kau 1.7
ForForElect Director Monique F. Leroux 1.8
ForForElect Director Real Plourde 1.9
ForForElect Director Daniel Rabinowicz 1.10
ForForElect Director Jean Turmel 1.11
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForAmend Articles 3
Shareholder Proposals
ForAgainstSP 1: Advisory Vote to Ratify The Five Highest Paid Executive Officers' Compensation
4
AgainstAgainstSP 2: Acquire a Number of Directors with Expertise in the Areas of Social Responsibility and Environmental Matters
5
AgainstAgainstSP 3: Adopt Policy in Attaining a Minimum of 40% of Representatives of Both Sexes
6
Page 368 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alimentation Couche-Tard Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainNoneI/we Own, or Have Control Over, Class A Multiple Voting Shares of The Corporation. For = Yes, Abstain = No, Against Will Be Treated As Not Marked
7
Bank of America Corporation
Meeting Date: 09/22/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Bylaw Amendment to Permit Board to Determine Leadership Structure
For For
Bharat Heavy Electricals Ltd.
Meeting Date: 09/22/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForReelect A. Sobti as Director 3
ForForReelect S. K. Bahri as Director 4
ForForAuthorize Board to Fix Remuneration of Auditors
5
ForForApprove Remuneration of Cost Auditors 6
ForForApprove Related Party Transaction with Raichur Power Corporation Ltd.
7
ForForElect R. K. Singh as Director 8
ForForElect D. Bandyopadhyay as Director 9
ForForElect A. Mathur as Director 10
Page 369 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Corporacion Inmobiliaria Vesta S.A.B. de C.V.
Meeting Date: 09/22/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Debt Program to Refinance Maturing Debt and to Finance Growth Program: Vesta Vision 20-20
1
ForForApprove Negotiation and Refinancing by Company and its Subsidiaries of Existing Credits with Expiration Scheduled for Aug. 2016, for an Amount of up to $325 Million
1.a
ForForApprove Negotiation and Refinancing of Existing Credits with any Other Creditor of Company, for an Amount of up to $325 Million
1.b
ForForEstablish Program for Issuing Debt Instruments to Refinance Existing Loans and Obtain Resources to Finance Program: Vesta 20-20 Vision, for an Amount of up to $350 Million, and to Place Said Issuances by Public and Private Offerings
1.c
ForForCarry out One or Several Issuances of Debt Instruments from this Date and Until Dec. 31, 2020, With or Without Real or Personal Guarantees by Company or its Subsidiaries
1.d
ForForApprove Issuances of Debt Instruments Shall Be for not Less than 1 Year and not More than 20 Years from Issuance Date, and Interest Rates and Other Conditions Shall Be Approved by Board of Directors
1.e
ForForIn Case of not Refinancing Existing Credits, Approve Payment, Whether Total or Partial, of Same and Release of Collateral
1.f
ForForDelegate Board of Directors, Acting by Simple Majority, to Approve Terms of Any Refinancing of Existing Credits and of Any Issuance of Debt Instruments Under Approved Program
1.g
ForForCarry out Any Actions Necessary to Refinance Existing Credits and to Issue Debt Instruments
1.h
ForForApprove Negotiation and Execution of Any Documents Necessary to Refinance Existing Credits and to Issue Debt Instruments
1.i
ForForCarry out All Actions Necessary to Refinance Existing Credits and to Issue Debt Instruments
1.j
Page 370 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Corporacion Inmobiliaria Vesta S.A.B. de C.V.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint Intermediaries in Mexico, in US and in other Foreign Markets, and Authorize Substitution, Exclusion or Addition of any Other
1.k
ForForApprove Granting Powers of Attorney to Implement Resolutions Adopted by Shareholders
2
ForForGrant to Lorenzo Manuel Berho Corona, Juan Felipe Sottil Achutegui, Lorenzo Dominique Berho Carranza, Rodolfo Gerardo Balmaceda García, Alejandro Ituarte Egea and Alejandro Pucheu Romero, Powers of Attorney to Carry out Approved Resolutions
2.a
ForForGrant Special Power of Attorney to CT Corporation System or its Successors as Process Agent in the United States of America, in Connection with Matters Resolved Herein
2.b
ForForAppoint Special Delegates of Shareholders Meeting
3
Cyberonics, Inc.
Meeting Date: 09/22/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Globe Specialty Metals, Inc.
Meeting Date: 09/22/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
Page 371 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Globe Specialty Metals, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Great Wall Motor Co., Ltd.
Meeting Date: 09/22/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Fulfilment of Conditions for the Non-Public Issuance of A Shares
1
ForForApprove Feasibility Report on the Use of Proceeds from the Non-Public Issuance of A Shares(revised)
2
ForForApprove Report of Use of Proceeds from Previous Fund Raising Exercise
3
ForForApprove Profit Distribution Plan for 2015-2017
4
ForForApprove Report of Use of Proceeds from Previous Fund Raising Exercise
5
ForForApprove Proposed Non-Public Issuance of A Shares
6
ForForApprove Class and Nominal Value of the Shares to be issued in Relation to the Non-Public Issuance of A Shares
6.1
ForForApprove Method of Issuance in Relation to the Non-Public Issuance of A Shares
6.2
ForForApprove Target Investors and Subscription Method in Relation to the Non-Public Issuance of A Shares
6.3
ForForApprove Number of Shares to be Issued in Relation to the Non-Public Issuance of A Shares
6.4
ForForApprove Price Determination Date and Pricing Principles in Relation to the Non-Public Issuance of A Shares
6.5
ForForApprove Validity Period of the Resolution in Relation to the Non-Public Issuance of A Shares
6.6
Page 372 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Great Wall Motor Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Lock-Up Arrangement in Relation to the Non-Public Issuance of A Shares
6.7
ForForApprove Amount and Use of Proceeds in Relation to the Non-Public Issuance of A Shares
6.8
ForForApprove Retained Profits Prior to the Non-Public Issuance of A Shares
6.9
ForForApprove Place of Listing in Relation to the Non-Public Issuance of A Shares
6.10
ForForApprove Proposed Non-Public Issuance of A Shares(revised)
7
ForForAuthorize Board to Deal with All Matters in Relation to Non-Public Issuance of A Shares
8
ForForAmend Articles of Association 9
ForForApprove the Capitalisation of Capital Reserves and the Related Transactions
10
ForForAmend Articles of Association regard to Capitalisation Issue
11
ForForApprove the Absorption and Merger of Subsidary Companies
12
ForForAmend Articles of Association regard to Absorption and Merger of Subsidary Companies
13
Integrated Device Technology, Inc.
Meeting Date: 09/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John Schofield For For
ForForElect Director Gregory L. Waters 1.2
ForForElect Director Umesh Padval 1.3
ForForElect Director Gordon Parnell 1.4
ForForElect Director Ken Kannappan 1.5
ForForElect Director Robert Rango 1.6
ForForElect Director Norman Taffe 1.7
Page 373 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Integrated Device Technology, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify PricewaterhouseCoopers LLP as Auditors
4
NetScout Systems, Inc.
Meeting Date: 09/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Victor A. DeMarines For For
ForForElect Director Vincent J. Mullarkey 1.2
ForForElect Director James A. Lico 1.3
AgainstForAmend Omnibus Stock Plan 2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
PZ Cussons plc
Meeting Date: 09/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Alex Kanellis as Director 4
ForForRe-elect Brandon Leigh as Director 5
Page 374 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PZ Cussons plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Chris Davis as Director 6
ForForRe-elect Richard Harvey as Director 7
ForForRe-elect John Arnold as Director 8
ForForRe-elect Ngozi Edozien as Director 9
ForForRe-elect Helen Owers as Director 10
ForForRe-elect Caroline Silver as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
United Breweries Ltd.
Meeting Date: 09/22/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend 2
ForForReelect V. Mallya as Director 3
ForForApprove S.R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect S. Hiemstra as Director 5
ForForElect F.E. Eusman as Director 6
ForForElect S. Ramamurthy as Director 7
ForForApprove Reappointment and Remuneration of S. Ramamurthy as Managing Director
8
Page 375 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Utilico Emerging Markets Limited
Meeting Date: 09/22/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Minutes of Previous Meeting 1
ForForAccept Financial Statements and Statutory Reports
2
ForForApprove Remuneration Report 3
ForForElect Garth Milne as a Director 4
ForForRe-elect Alexander Zagoreos as a Director 5
ForForRe-elect Susan Hansen as a Director 6
ForForRe-elect Anthony Muh as a Director 7
ForForReappoint KPMG LLP as Auditors 8
ForForAuthorize Board to Fix Remuneration of the Auditors
9
Special Business - Special Resolution
ForForApprove Remuneration of Directors 10
Special Business - Ordinary Resolution
ForForAuthorize Share Repurchase Program 11
Special Business - Special Resolution
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
12
Utilico Emerging Markets Limited
Meeting Date: 09/22/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForIncrease Authorized Share Capital 1
Page 376 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Utilico Emerging Markets Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdopt New Bye-Laws 2
ForForApprove Consolidation, Subdivision or Redemption of Share Capital
3
ForForAuthorize Share Repurchase Program of Subscription Shares
4
Special Resolution
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Banco Davivienda S.A.
Meeting Date: 09/23/2015 Country: Colombia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForElect Chairman and Secretary of Meeting 2
ForForApprove Meeting Agenda 3
ForForApprove Company's Reorganization Re: Leasing Bolivar SA Compañía de Financiamiento
4
ForForElect Meeting Approval Committee 5
Coal India Ltd.
Meeting Date: 09/23/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Accept Financial Statements and Statutory Reports
For For
ForForAccept Consolidated Financial Statements 1b
ForForApprove Dividend 2
Page 377 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coal India Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect R.M. Das as Director 3
ForForElect N. Kumar as Director 4
ForForElect S. Bhattacharya as Director S. Bhattacharya as Chairman and Managing Director
5
ForForElect C.K. Dey as Director 6
ForForApprove Remuneration of Cost Auditors 7
Daum Kakao Corp
Meeting Date: 09/23/2015 Country: South Korea
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Lim Ji-Hoon as Inside Director For For
ForForAmend Articles of Incorporation 2
Diageo plc
Meeting Date: 09/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Peggy Bruzelius as Director 4
ForForRe-elect Lord Davies of Abersoch as Director 5
ForForRe-elect Ho KwonPing as Director 6
ForForRe-elect Betsy Holden as Director 7
ForForRe-elect Dr Franz Humer as Director 8
Page 378 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Diageo plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Deirdre Mahlan as Director 9
ForForRe-elect Nicola Mendelsohn as Director 10
ForForRe-elect Ivan Menezes as Director 11
ForForRe-elect Philip Scott as Director 12
ForForRe-elect Alan Stewart as Director 13
ForForAppoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise EU Political Donations and Expenditure
19
Golar LNG Limited
Meeting Date: 09/23/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reelect Tor Olav Trøim as Director For For
ForForReelect Daniel Rabun as Director 2
ForForReelect Fredrik Halvorsen as as Director 3
ForForReelect Carl Steen as Director 4
ForForReelect Andrew Whalley as Director 5
ForForReelect Niels G. Stolt-Nielsen as Director 6
ForForReappoint Ernst & Young LLP of London, England as Auditors and Authorize Board to Fix Their Remuneration
7
ForForApprove Remuneration of Directors 8
Page 379 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Golar LNG Partners LP
Meeting Date: 09/23/2015 Country: Marshall Isl
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Director Andrew J.D. Whalley For For
ForForElect Director Paul Leand Jr. 2
IRB Infrastructure Developers Limited
Meeting Date: 09/23/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReelect S. G. Kelkar as Director 2
AgainstForApprove S. R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForApprove Gokhale & Sathe as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect S. J. Shah as Independent Director 5
ForForElect S. Tandon as Independent Director 6
ForForApprove Reappointment and Remuneration of M. Gupta as Executive Director
7
ForForApprove Appointment and Remuneration of S. R. Hoshing as Joint Managing Director
8
ForForApprove Remuneration of Cost Auditors 9
Liberty Broadband Corporation
Meeting Date: 09/23/2015 Country: USA
Meeting Type: Special
Page 380 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Liberty Broadband Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForAdjourn Meeting 2
Lojas Renner
Meeting Date: 09/23/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Article 5 to Reflect Changes in Capital For Do Not Vote
Do Not Vote
ForApprove Stock Split 2
Do Not Vote
ForApprove Long-Term Incentive Program: Stock Option Plan and Restricted Share Plan
3
Do Not Vote
ForAmend Article 5 4.1
Do Not Vote
ForAmend Article 6 4.2
Do Not Vote
ForAmend Articles 6, 12 and 20 4.3
Do Not Vote
ForAmend Article 10 4.4
Do Not Vote
ForAmend Article 20 4.5
Do Not Vote
ForAmend Article 23 4.6
Do Not Vote
ForAmend Article 25 4.7
Do Not Vote
ForAmend Article 25 Re: Include Paragraph 2 4.8
Do Not Vote
ForAmend Article 26 4.9
Do Not Vote
ForConsolidate Bylaws 5
Page 381 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Singapore Exchange Limited
Meeting Date: 09/23/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect Thaddeus Beczak as Director 3
ForForElect Kevin Kwok as Director 4
ForForElect Liew Mun Leong as Director 5
ForForElect Ng Kok Song as Director 6
ForForElect Loh Boon Chye as Director 7
ForForApprove Payment of Director's Fees to the Chairman and Provision to Him of a Car with a Driver for the Financial Year Ending June 30, 2016
8
ForForApprove Directors' Fees 9
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
10
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
11
ForForAuthorize Share Repurchase Program 12
ForForAdopt SGX Performance Share Plan 2015 13
Korn/Ferry International
Meeting Date: 09/24/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Doyle N. Beneby For For
ForForElect Director Gary D. Burnison 1.2
ForForElect Director William R. Floyd 1.3
Page 382 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korn/Ferry International
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Christina A. Gold 1.4
ForForElect Director Jerry P. Leamon 1.5
ForForElect Director Debra J. Perry 1.6
ForForElect Director George T. Shaheen 1.7
ForForElect Director Harry L. You 1.8
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Magnit PJSC
Meeting Date: 09/24/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 88.40 per Share for First Six Months of Fiscal 2015
For For
ForForApprove Large-Scale Related-Party Transaction with ZAO Tander Re: Loan Agreement
2.1
ForForApprove Large-Scale Related-Party Transaction with Sberbank of Russia Re: Guarantee Agreement
2.2
Magnit PJSC
Meeting Date: 09/24/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Interim Dividends of RUB 88.40 per Share for First Six Months of Fiscal 2015
1
Page 383 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Magnit PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Large-Scale Related-Party Transaction with ZAO Tander Re: Loan Agreement
2.1
ForForApprove Large-Scale Related-Party Transaction with Sberbank of Russia Re: Guarantee Agreement
2.2
Micro Focus International plc
Meeting Date: 09/24/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Kevin Loosemore as Director 4
ForForRe-elect Mike Phillips as Director 5
ForForRe-elect Karen Slatford as Director 6
ForForRe-elect Tom Virden as Director 7
ForForRe-elect Richard Atkins as Director 8
ForForElect Prescott Ashe as Director 9
ForForElect David Golob as Director 10
ForForElect Karen Geary as Director 11
ForForReappoint PricewaterhouseCoopers LLP as Auditors
12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAmend Sharesave Plan 2006 14
ForForAmend Stock Purchase Plan 2006 15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
Page 384 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Micro Focus International plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
OmniVision Technologies, Inc.
Meeting Date: 09/24/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Joseph Jeng For For
ForForElect Director Dwight Steffensen 1b
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Ryanair Holdings plc
Meeting Date: 09/24/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForAccept Financial Statements and Statutory Reports
1
AgainstForApprove Remuneration Report 2
AgainstForReelect David Bonderman as Director 3a
ForForReelect Michael Cawley as Director 3b
AbstainForReelect Charlie McCreevy as Director 3c
AbstainForReelect Declan McKeon as Director 3d
ForForReelect Kyran McLaughlin as Director 3e
AbstainForReelect Dick Milliken as Director 3f
Page 385 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ryanair Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReelect Michael O'Leary as Director 3g
AbstainForReelect Julie O'Neill as Director 3h
AgainstForReelect James Osborne as Director 3i
AbstainForReelect Louise Phelan as Director 3j
ForForElect John Leahy as Director 3k
ForForElect Howard Millar as Director 3l
ForForAuthorize Board to Fix Remuneration of Auditors
4
Special Business
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
5
ForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Share Repurchase Program 7
ForForAmend Memorandum of Association 8
ForForAdopt New Articles of Association 9
Skechers U.S.A., Inc.
Meeting Date: 09/24/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Class A and Class B Common Stock and to Effect Stock Split of Both Classes
For For
State Bank Of India
Meeting Date: 09/24/2015 Country: India
Meeting Type: Special
Page 386 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
State Bank Of India
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares to Government of India
For For
Suncorp Group Ltd.
Meeting Date: 09/24/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
ForForApprove the Grant of Performance Share Rights to Michael Cameron, Managing Director and Chief Executive Officer of the Company
2
ForForApprove the Grant of Restricted Shares to Michael Cameron, Managing Director and Chief Executive Officer of the Company
3
ForForElect Zygmunt E. Switkowski as Director 4a
ForForElect Douglas F. McTaggart as Director 4b
ForForElect Christine F. McLoughlin as Director 4c
Take-Two Interactive Software, Inc.
Meeting Date: 09/24/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Strauss Zelnick For For
ForForElect Director Robert A. Bowman 1.2
ForForElect Director Michael Dornemann 1.3
ForForElect Director J Moses 1.4
Page 387 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Take-Two Interactive Software, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Michael Sheresky 1.5
ForForElect Director Susan Tolson 1.6
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Team, Inc.
Meeting Date: 09/24/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Vincent D. Foster For For
ForForElect Director Michael A. Lucas 1.2
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vectura Group plc
Meeting Date: 09/24/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Andrew Oakley as Director 3
ForForElect Dr Per-Olof Andersson as Director 4
ForForRe-elect Bruno Angelici as Director 5
ForForRe-elect Dr Trevor Phillips as Director 6
ForForRe-elect Dr John Brown as Director 7
Page 388 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vectura Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Dr Susan Foden as Director 8
ForForRe-elect Neil Warner as Director 9
ForForReappoint Deloitte LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Issue of Equity with Pre-emptive Rights
12
ForForAuthorise Issue of Equity without Pre-emptive Rights
13
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
14
Vectura Group plc
Meeting Date: 09/24/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Remuneration Policy For For
ForForApprove 2015 Long-Term Incentive Plan 2
Worldwide Healthcare Trust plc
Meeting Date: 09/24/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRe-elect Jo Dixon as Director 2
ForForRe-elect Dr David Holbrook as Director 3
ForForRe-elect Samuel Isaly as Director 4
ForForRe-elect Sir Martin Smith as Director 5
Page 389 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Worldwide Healthcare Trust plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Sarah Bates as Director 6
ForForRe-elect Doug McCutcheon as Director 7
ForForReappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration
8
ForForApprove Remuneration Report 9
ForForAuthorise Issue of Equity with Pre-emptive Rights
10
ForForAuthorise Issue of Equity without Pre-emptive Rights
11
ForForAuthorise Directors to Sell Treasury Shares for Cash
12
ForForAuthorise Market Purchase of Ordinary Shares 13
ForForAdopt New Articles of Association 14
ForForAuthorise the Company to Call EGM with 14 Working Days' Notice
15
Worthington Industries, Inc.
Meeting Date: 09/24/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John B. Blystone For For
ForForElect Director Mark C. Davis 1.2
ForForElect Director Sidney A. Ribeau 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
China Merchants Bank Co Ltd
Meeting Date: 09/25/2015 Country: China
Meeting Type: Special
Page 390 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Merchants Bank Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Zhang Feng as Director 1
ForForApprove 2015 First Phase Employee Stock Ownership Scheme (Revised Version) and Its Summary
2
ForForApprove Revision of the Connected Issue Relating to the Private Placement of A Shares
3
AgainstNoneElect Zhu Liwei, Eric as Director 4
AgainstNoneElect Fu Junyuan as Supervisor 5
China Merchants Bank Co Ltd
Meeting Date: 09/25/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove 2015 First Phase Employee Stock Ownership Scheme (Revised Version) and Its Summary
1
ConAgra Foods, Inc.
Meeting Date: 09/25/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Bradley A. Alford For For
ForForElect Director Thomas K. Brown 1.2
ForForElect Director Stephen G. Butler 1.3
ForForElect Director Sean M. Connolly 1.4
Page 391 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ConAgra Foods, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Steven F. Goldstone 1.5
ForForElect Director Joie A. Gregor 1.6
ForForElect Director Rajive Johri 1.7
ForForElect Director W.G. Jurgensen 1.8
ForForElect Director Richard H. Lenny 1.9
ForForElect Director Ruth Ann Marshall 1.10
ForForElect Director Timothy R. McLevish 1.11
ForForElect Director Andrew J. Schindler 1.12
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Cox & Kings Ltd
Meeting Date: 09/25/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividends 2
ForForReelect ABM Good as Director 3
ForForApprove Chaturvedi & Shah as Auditors and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Issuance of Non-Convertible Debentures
5
ForForApprove Commission Remuneration for Independent Directors
6
ForForApprove Revision in the Remuneration of U. Kerkar, Executive Director
7
Don Quijote Holdings Co., Ltd.
Meeting Date: 09/25/2015 Country: Japan
Meeting Type: Annual
Page 392 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Don Quijote Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
For For
ForForElect Director Yoshimura, Yasunori 2
ForForAppoint Statutory Auditor Wada, Shoji 3.1
ForForAppoint Statutory Auditor Hongo, Yoshihiro 3.2
Grupo GICSA S.A.B. de C.V.
Meeting Date: 09/25/2015 Country: Mexico
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
AgainstForElect or Ratify Directors, Secretary, and Members of Audit and Corporate Practices Committee
1
ForForPresent Report on Initial Public Offering 2
AgainstForAmend Bylaws 3
ForForSet Aggregate Nominal Amount of Share Repurchase Program
4
ForForAuthorize Board to Ratify and Execute Approved Resolutions
5
Hella KGaA Hueck & Co
Meeting Date: 09/25/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal 2014/2015
For For
Page 393 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hella KGaA Hueck & Co
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Allocation of Income and Dividends of EUR 0.77 per Share
2
ForForApprove Discharge of Personally Liable Partner for Fiscal 2014/2015
3
ForForApprove Discharge of Supervisory Board for Fiscal 2014
4
ForForApprove Discharge of Shareholders' Committee for Fiscal 2014/2015
5
ForForRatify KPMG AG as Auditors for Fiscal 2015 6
Redefine International plc
Meeting Date: 09/25/2015 Country: Isle of Man
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of the AUK Portfolio For Abstain
AbstainForApprove the Related Party Transactions 2
AbstainForApprove Disposal on Conversion of a 50 Percent Interest in Redefine AUK to Form the RPL JV
3
Asian Paints Ltd.
Meeting Date: 09/26/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForAdopt New Articles of Association 1
Page 394 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oil India Ltd
Meeting Date: 09/26/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Final Dividend 2
ForForReelect N.K.Srivastava as Director 3
ForForAuthorize Board to Fix Remuneration of Auditors
4
ForForElect B. Roy as Director 5
ForForElect P. K. Sharma as Director 6
ForForApprove Remuneration of Cost Auditors 7
Bank of Baroda Ltd.
Meeting Date: 09/28/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares to Government of India
For For
Bank Of India Ltd
Meeting Date: 09/28/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares to Government of India
For For
Page 395 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cherkizovo Group PJSC
Meeting Date: 09/28/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Interim Dividends for First Six Months of Fiscal 2015
1
ForForRatify Auditor 2
Corporacion Financiera Colombiana SA
Meeting Date: 09/28/2015 Country: Colombia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Holders of Ordinary and Preferential Shares; Preferential Shares do not Have Voting Rights
Verify Quorum 1
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForAccept Board of Directors and Chairman's Report
4
ForForPresent Financial Statements 5
ForForAccept Auditor's Report 6
ForForAccept Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income 8
AgainstForAmend Bylaws Re: Corporate Governance 9
ForForAccept Report on Internal Control System and on Activities of Audit Committee
10
ForForApprove Donations 11
AgainstForElect Directors 12
AgainstForOther Business 13
Page 396 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
FedEx Corporation
Meeting Date: 09/28/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James L. Barksdale For For
ForForElect Director John A. Edwardson 1.2
ForForElect Director Marvin R. Ellison 1.3
ForForElect Director Kimberly A. Jabal 1.4
ForForElect Director Shirley Ann Jackson 1.5
ForForElect Director Gary W. Loveman 1.6
ForForElect Director R. Brad Martin 1.7
ForForElect Director Joshua Cooper Ramo 1.8
ForForElect Director Susan C. Schwab 1.9
ForForElect Director Frederick W. Smith 1.10
ForForElect Director David P. Steiner 1.11
ForForElect Director Paul S. Walsh 1.12
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstRequire Independent Board Chairman 4
ForAgainstAdopt Policy Prohibiting Tax Payments on Restricted Stock Awards
5
ForAgainstClawback of Incentive Payments 6
ForAgainstAdopt Proxy Access Right 7
ForAgainstReport on Political Contributions 8
ForAgainstReport on Lobbying Payments and Policy 9
ForAgainstReport on Consistency Between Corporate Values and Political Contributions
10
Idea Cellular Ltd
Meeting Date: 09/28/2015 Country: India
Meeting Type: Annual
Page 397 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Idea Cellular Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForReelect R. Birla as Director 3
ForForReelect S. S. H. Wijayasuriya as Director 4
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Remuneration of Cost Auditors 6
ForForApprove Reappointment and Remuneration of H. Kapania as Managing Director
7
ForForAuthorize Issuance of Non-Convertible Securities
8
ForForApprove Related Party Transactions with Indus Towers Limited
9
Kroton Educacional S.A.
Meeting Date: 09/28/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Size of the Board and Elect Directors For Do Not Vote
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForFix Size of the Board and Elect Directors 1
888 Holdings plc
Meeting Date: 09/29/2015 Country: United Kingdom
Meeting Type: Special
Page 398 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
888 Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Matters Relating to the Acquisition of bwin.party digital entertainment plc
Approve Listing of the New 888 Shares on the Premium Segment of the Official List of UKLA and Admission to Trading on the Main Market of the London Stock Exchange plc; Authorise Allotment of New 888 Shares
2
Approve the Relationship Agreement Amendment
3
Approve Merger Synergy Incentive Plan 4
Elect Liz Catchpole as Director 5
AgainstForApprove Long-Term Incentive Plan 6
ForForApprove Increase in Authorised Share Capital 7
ForForAdopt New Memorandum and Articles of Association
8
Canara Bank Ltd
Meeting Date: 09/29/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares to Government of India
For For
General Mills, Inc.
Meeting Date: 09/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Bradbury H. Anderson For For
Page 399 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
General Mills, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director R. Kerry Clark 1b
ForForElect Director David M. Cordani 1c
ForForElect Director Paul Danos 1d
ForForElect Director Henrietta H. Fore 1e
ForForElect Director Heidi G. Miller 1f
ForForElect Director Steve Odland 1g
ForForElect Director Kendall J. Powell 1h
ForForElect Director Michael D. Rose 1i
ForForElect Director Robert L. Ryan 1j
ForForElect Director Dorothy A. Terrell 1k
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Gree Inc.
Meeting Date: 09/29/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 10
For For
ForForAmend Articles to Indemnify Directors - Indemnify Statutory Auditors
2
ForForElect Director Tanaka, Yoshikazu 3.1
ForForElect Director Fujimoto, Masaki 3.2
ForForElect Director Aoyagi, Naoki 3.3
ForForElect Director Akiyama, Jin 3.4
ForForElect Director Araki, Eiji 3.5
ForForElect Director Shino, Sanku 3.6
ForForElect Director Maeda, Yuta 3.7
ForForElect Director Yamagishi, Kotaro 3.8
Page 400 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Gree Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Director Natsuno, Takeshi 3.9
AgainstForElect Director Iijima, Kazunobu 3.10
Guangdong Investment Ltd.
Meeting Date: 09/29/2015 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisitions, Sale and Purchase Agreements and Related Transactions
For For
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForApprove Acquisitions, Sale and Purchase Agreements and Related Transactions
1
Hong Leong Bank Berhad
Meeting Date: 09/29/2015 Country: Malaysia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Renounceable Rights Issue For For
Hong Leong Financial Group Berhad
Meeting Date: 09/29/2015 Country: Malaysia
Meeting Type: Special
Page 401 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hong Leong Financial Group Berhad
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Renounceable Rights Issue For For
Japan Excellent Inc.
Meeting Date: 09/29/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform
For For
ForForElect Executive Director Ogawa, Hidehiko 2
ForForElect Alternate Executive Director Sasaki, Toshihiko
3
ForForAppoint Supervisory Director Nagahama, Tsuyoshi
4.1
ForForAppoint Supervisory Director Maekawa, Shunichi
4.2
AgainstForAppoint Supervisory Director Takagi, Eiji 4.3
Mediolanum SPA
Meeting Date: 09/29/2015 Country: Italy
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForApprove Merger by Absorption of Mediolanum S.p.A. into Banca Mediolanum S.p.A.
1
Page 402 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PKP Cargo SA
Meeting Date: 09/29/2015 Country: Poland
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
Open Meeting 1
Prepare List of Shareholders 2
Acknowledge Proper Convening of Meeting 3
ForForApprove Agenda of Meeting 4
ForForAmend Statute Re: Corporate Purpose 5
ForForAmend Statute Re: Board-Related 6
Shareholder Proposals
AbstainNoneRecall Supervisory Board Member 7.1
AgainstNoneElect Supervisory Board Member 7.2
AgainstNoneAmend Statute Re: Board Related 8
AgainstNoneAmend Statute Re: Board Related 9
AbstainNoneAuthorise Supervisory Board to Approve Consolidated Text of Statute
10
Management Proposals
AgainstForTransact Other Business 11
Close Meeting 12
VEREIT, Inc.
Meeting Date: 09/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Glenn J. Rufrano For For
ForForElect Director Hugh R. Frater 1b
ForForElect Director Bruce D. Frank 1c
Page 403 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
VEREIT, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director David B. Henry 1d
ForForElect Director Mark S. Ordan 1e
ForForElect Director Eugene A. Pinover 1f
ForForElect Director Julie G. Richardson 1g
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Wizz Air Holdings PLC
Meeting Date: 09/29/2015 Country: Jersey
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForElect William Franke as a Director 4
ForForElect Jozsef Varadi as a Director 5
ForForElect Thierry de Preux as a Director 6
ForForElect Thierry de Preux as a Director (Independent Shareholder Vote)
7
ForForElect Guido Demuynck as a Director 8
ForForElect Guido Demuynck as a Director (Independent Shareholder Vote)
9
ForForElect Simon Duffy as a Director 10
ForForElect Simon Duffy as a Director (Independent Shareholder Vote)
11
ForForElect Stephen Johnson as a Director 12
ForForElect John McMahon as a Director 13
ForForElect John McMahon as a Director (Independent Shareholder Vote)
14
Page 404 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wizz Air Holdings PLC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect John Wilson as a Director 15
ForForRatify PricewaterhouseCoopers LLP as Auditors
16
ForForAuthorize Board to Fix Remuneration of Auditors
17
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
18
Special Resolution
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
19
Zhaojin Mining Industry Co., Ltd.
Meeting Date: 09/29/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
AgainstForApprove Provision of Deposit and Bills Discounting Services and Related Annual Caps under the Group Financial Services Agreement
1
AgainstForApprove Provision of Deposit, Loan and Bills Discounting Services and Related Annual Caps under the Parent Group Financial Services Agreement
2
ForForApprove Removal of BDO China Shu Lun Pan Certified Public Accountants as Domestic Auditors
3
ForForApprove Ernst & Young Hua Ming LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration
4
AGL Energy Ltd.
Meeting Date: 09/30/2015 Country: Australia
Meeting Type: Annual
Page 405 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AGL Energy Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
ForForApprove the Remuneration Report 2
ForForElect Leslie Hosking as Director 3a
ForForElect John Stanhope as Director 3b
ForForElect Graeme Hunt as Director 3c
ForForApprove the Grant of Up to 158,093 Performance Rights to Andrew Vesey, Managing Director and Chief Executive Officer of the Company
4
Shareholder Proposal
AgainstAgainstApprove the Amendments to the Company's Constitution to Require Business Model that Incorporates Climate Change Mitigation Efforts
5
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
ForApprove the Remuneration Report 2
ForElect Leslie Hosking as Director 3a
ForElect John Stanhope as Director 3b
ForElect Graeme Hunt as Director 3c
ForApprove the Grant of Up to 158,093 Performance Rights to Andrew Vesey, Managing Director and Chief Executive Officer of the Company
4
Shareholder Proposal
AgainstApprove the Amendments to the Company's Constitution to Require Business Model that Incorporates Climate Change Mitigation Efforts
5
Page 406 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alibaba Health Information Technology Ltd.
Meeting Date: 09/30/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Chen Xiao Ying as Director 2a1
ForForElect Wang Lei as Director 2a2
ForForElect Wu Yongming as Director 2a3
ForForElect Tsai Chung, Joseph as Director 2a4
ForForElect Huang Aizhu as Director 2a5
ForForElect Kang Kai as Director 2a6
ForForElect Yan Xuan as Director 2a7
AgainstForAuthorize Board to Fix Remuneration of Directors
2b
ForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
3
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
ForForAuthorize Repurchase of Issued Share Capital 5
ForForAuthorize Reissuance of Repurchased Shares 6
AgainstForApprove Specific Mandate to Grant Awards of Options and/or Restricted Share Units Under the Share Award Scheme
7
ASX Ltd.
Meeting Date: 09/30/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3a Elect Rick Holliday-Smith as Director For For
ForForElect Peter Marriott as Director 3b
ForForElect Heather Ridout as Director 3c
Page 407 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ASX Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Yasmin Allen as Director 3d
ForForApprove the Remuneration Report 4
ForForApprove the Grant of Performance Rights to Elmer Funke Kupper, Managing Director and CEO of the Company
5
Ets Franz Colruyt
Meeting Date: 09/30/2015 Country: Belgium
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForForReceive and Approve Directors' and Auditors' Reports, and Report of the Works Council
1
AgainstForApprove Remuneration Report 2
ForForAdopt Financial Statements 3a
ForForAdopt Consolidated Financial Statements 3b
ForForApprove Dividends of EUR 1 Per Share 4
AgainstForApprove Allocation of Income 5
AgainstForApprove Profit Participation of Employees Through Allotment of Repurchased Shares of Colruyt
6
ForForApprove Discharge of Directors 7
ForForApprove Discharge of Auditors 8
Transact Other Business 9
Fastnet Equity plc
Meeting Date: 09/30/2015 Country: United Kingdom
Meeting Type: Annual
Page 408 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fastnet Equity plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForRe-elect Michael Nolan as Director 2
ForForReappoint BDO LLP as Auditors and Authorise Their Remuneration
3
ForForAuthorise Issue of Equity with Pre-emptive Rights
4
ForForAuthorise Issue of Equity without Pre-emptive Rights
5
Grupo Aval Acciones y Valores S.A
Meeting Date: 09/30/2015 Country: Colombia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Verify Quorum
ForForApprove Meeting Agenda 2
ForForElect Meeting Approval Committee 3
ForForPresent Board of Directors and Chairman's Report
4
ForForPresent Consolidated and Individual Financial Statements
5
ForForPresent Auditor's Report 6
ForForApprove Financial Statements and Statutory Reports
7
ForForApprove Allocation of Income 8
AgainstForOther Business 9
L'OCCITANE INTERNATIONAL S.A.
Meeting Date: 09/30/2015 Country: Luxembourg
Meeting Type: Annual
Page 409 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
L'OCCITANE INTERNATIONAL S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividends 2
ForForApprove Special Dividend 3
ForForElect Reinold Geiger as Director 4.1
ForForElect Andre Joseph Hoffmann as Director 4.2
ForForElect Karl Guenard as Director 4.3
ForForElect Martial Thierry Lopez as Director 4.4
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5A
ForForAuthorize Repurchase of Issued Share Capital 5B
ForForAuthorize Reissuance of Repurchased Shares 5C
ForForRenew Appointment of PricewaterhouseCoopers as Statutory Auditor
6
ForForRe-appoint of PricewaterhouseCoopers as External Auditor
7
ForForAuthorize Board to Fix Remuneration of Directors
8
ForForApprove Discharge of Directors 9
ForForApprove Discharge of Statutory Auditors 10
ForForAuthorize Board to Fix Auditors' Remuneration
11
Mobile Telesystems PJSC
Meeting Date: 09/30/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Meeting Procedures For For
ForForApprove Interim Dividends of RUB 5.61 per Share for First Six Months of Fiscal 2015
2
Page 410 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mobile Telesystems PJSC
Meeting Date: 09/30/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Meeting Procedures 1
ForForApprove Interim Dividends of RUB 5.61 per Share for First Six Months of Fiscal 2015
2
Novolipetsk Steel
Meeting Date: 09/30/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Interim Dividends of RUB 0.93 per Share for First Six Months of Fiscal 2015
For For
Novolipetsk Steel
Meeting Date: 09/30/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Interim Dividends of RUB 0.93 per Share for First Six Months of Fiscal 2015
1
Pakistan Petroleum Ltd.
Meeting Date: 09/30/2015 Country: Pakistan
Meeting Type: Annual
Page 411 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pakistan Petroleum Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove A.F. Ferguson & Co. as Auditors and Authorize Board to Fix Their Remuneration
3
RattanIndia Power Limited
Meeting Date: 09/30/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReelect A. Nashier as Director 2
ForForApprove Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration
3
ForForAuthorize Issuance of Non-Convertible Debentures
4
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
ForForElect J. S. Kawale as Director and Approve Appointment and Remuneration of J. S. Kawale as Managing Director
6
ForForElect H. Mathur as Director and Approve Appointment and Remuneration of H. Mathur as Executive Director
7
ForForApprove Appointment of J. S. Kawale to a Place of Profit in RattanIndia Nasik Power Limited, a Wholly Owned Subsidiary, and Approve His Remuneration
8
ForForApprove Remuneration of Cost Auditors 9
Page 412 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Reliance Communications Ltd.
Meeting Date: 09/30/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReelect M. Kacker as Director 2
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
3
ForForAuthorize Issuance of Non-Convertible Debentures
4
ForForApprove Remuneration of Cost Auditors 5
Sunway Real Estate Investment Trust
Meeting Date: 09/30/2015 Country: Malaysia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
2
Tesco plc
Meeting Date: 09/30/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of the Homeplus Group For Abstain
Page 413 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Toshiba Corp.
Meeting Date: 09/30/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Allow Outside Directors to Chair the Board of Directors - Indemnify Directors
For For
ForForElect Director Muromachi, Masashi 2.1
ForForElect Director Ushio, Fumiaki 2.2
ForForElect Director Itami, Hiroyuki 2.3
ForForElect Director Tsunakawa, Satoshi 2.4
ForForElect Director Hirata, Masayoshi 2.5
ForForElect Director Noda, Teruko 2.6
ForForElect Director Ikeda, Koichi 2.7
ForForElect Director Furuta, Yuki 2.8
ForForElect Director Kobayashi, Yoshimitsu 2.9
ForForElect Director Sato, Ryoji 2.10
ForForElect Director Maeda, Shinzo 2.11
AgainstAgainstAmend Articles to Disclose Reasons for Overlooking of Accounting Irregularities at and Reality of Each Business Unit, Accounting Department, Board of Directors, Audit Committee, and External Audit Firm
3
AgainstAgainstAmend Articles to Disclose Information Concerning Delay of Disclosing Reporting Requirement Imposed by Securities and Exchange Surveillance Commission, Reasons Why Investigation Scope Is Five Years, Reasons Why Investigation Period Is Two Months, etc
4
AgainstAgainstAmend Articles to Disclose Information Concerning Investigation Methodology Employed by Internal Special Investigation Committee and Investigation Results, Number of Employees and Outside Experts Involved in Investigation and Related Cost
5
AgainstAgainstAmend Articles to Disclose Details Concerning Investigation Methodology Employed by Third Party Committee and Investigation Results
6
Page 414 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Toshiba Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstAgainstAmend Articles to Disclose Details Concerning Costs Associated with Accounting Irregularities, Compensation Paid to Directors Responsible for Accounting Irregularities, Audit Committee Members, External Audit Firm, and Other Related Costs
7
AgainstAgainstAmend Articles to Disclose Identity of Directors and Executive Officers Who Instructed Inappropriate Accounting Treatment and Details of Their Instructions, Identity of Those Who Failed to Oppose Such Instructions and Their Reasons
8
AgainstAgainstAmend Articles to Disclose Identity of Directors and Executive Officers Involved in Accounting Irregularities Who Were Penalized, as well as Details of Penalties
9
AgainstAgainstAmend Articles to Seek Damage Compensation from Directors and Executive Officers Who Instructed Inappropriate Accounting Treatment, as well as Those Who Owe Duty of Care on Accounting Irregularities, and Disclose Details of Damage Compensation Charges
10
AgainstAgainstAmend Articles to Investigate Accounting for Fiscal Years from 1999-2000 through 2009-10, and Disclose Investigation Methodology and Results
11
AgainstAgainstAmend Articles to Disclose Minutes of Board of Directors Meetings and Audit Committee Meetings Held Since January 2000
12
AgainstAgainstAmend Articles to Disclose the Number of Employees Involved in Accounting Irregularities at Each Business Unit, and Other Details Including Penalties Assessed against Them
13
AgainstAgainstAmend Articles to Compensate Shareholders and Former Shareholders for Losses Resulting from Accounting Irregularities, and Disclose Details of Compensation Scheme
14
ForAgainstAmend Articles to Require Equal Treatment of Non-Votes on Shareholder and Company Proposals
15
AgainstAgainstAppoint Shareholder Director Nominee Ayumi Uzawa
16.1
AgainstAgainstAppoint Shareholder Director Nominee Hideaki Kubori
16.2
AgainstAgainstAppoint Shareholder Director Nominee Susumu Takahashi
16.3
AgainstAgainstAppoint Shareholder Director Nominee Shigeru Nakajima
16.4
Page 415 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Toshiba Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstAgainstAppoint Shareholder Director Nominee Makito Hamada
16.5
AgainstAgainstAppoint Shareholder Director Nominee Yoshihiko Miyauchi
16.6
Valid Solucoes e Serv. Seg. Meios Pag. Ident. S.A
Meeting Date: 09/30/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of Fundamenture A/S For
Neopost
Meeting Date: 07/01/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Allocation of Income and Dividends of EUR 3.90 per Share
2
ForForApprove Consolidated Financial Statements and Statutory Reports
3
ForForApprove Auditors' Special Report on Related-Party Transactions
4
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 370,000
5
AgainstForAdvisory Vote on Compensation of Denis Thiery, Chairman and CEO
6
ForForReelect Isabelle Simon as Director 7
ForForReelect Vincent Mercier as Director 8
Page 416 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Neopost
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
9
Extraordinary Business
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million
10
ForForAuthorize Issuance of Equity without Preemptive Rights up to Aggregate Nominal Amount of EUR 3.4 Million
11
ForForApprove Issuance of Equity for Private Placements, up to Aggregate Nominal Amount of EUR 3.4 Million
12
ForForAuthorize Issuance of Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 3.4 million
13
ForForApprove Issuance of Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 3.4 Million
14
ForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
15
ForForAuthorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value
16
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
17
ForForAuthorize Capital Increase for Future Exchange Offers
18
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
19
ForForApprove Stock Purchase Plan Reserved for Employees of International Subsidiaries
20
ForForAuthorize up to 360,000 Shares for Use in Restricted Stock Plans
21
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
22
ForForApprove Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 500 Million
23
ForForAmend Article 12 of Bylaws Re: Absence of Double Voting Rights
24
ForForAmend Article 18 of Bylaws Re: Record Date 25
ForForAuthorize Filing of Required Documents/Other Formalities
26
Page 417 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Voestalpine AG
Meeting Date: 07/01/2015 Country: Austria
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
ForForApprove Allocation of Income 2
ForForApprove Discharge of Management Board 3
ForForApprove Discharge of Supervisory Board 4
ForForRatify Auditors 5
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
6
HELMA Eigenheimbau AG
Meeting Date: 07/03/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.63 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2014
4
ForForRatify Ebner Stolz GmbH & Co. KGas Auditors for Fiscal 2015
5
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
6
AgainstForApprove Creation of EUR 1.85 Million Pool of Capital without Preemptive Rights
7
Page 418 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HELMA Eigenheimbau AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 96 Million; Approve Creation of EUR 1.85 Million Pool of Capital to Guarantee Conversion Rights
8
2G Energy AG
Meeting Date: 07/08/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.37 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2014
4
ForForRatify PricewaterhouseCoopers AG as Auditors for Fiscal 2015
5
AgainstForApprove Creation of EUR 2.2 Million Pool of Capital without Preemptive Rights
6
AgainstForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million; Approve Creation of EUR 2.2 Million Pool of Capital to Guarantee Conversion Rights
7
Booker Group plc
Meeting Date: 07/08/2015 Country: United Kingdom
Meeting Type: Annual
Page 419 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Booker Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Charles Wilson as Director 4
ForForRe-elect Jonathan Prentis as Director 5
ForForRe-elect Guy Farrant as Director 6
ForForRe-elect Bryn Satherley as Director 7
ForForRe-elect Lord Bilimoria as Director 8
ForForRe-elect Helena Andreas as Director 9
ForForRe-elect Andrew Cripps as Director 10
ForForRe-elect Stewart Gilliland as Director 11
ForForRe-elect Karen Jones as Director 12
ForForReappoint KPMG LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForApprove Matters Relating to the Return of Capital to Shareholders
19
J Sainsbury plc
Meeting Date: 07/08/2015 Country: United Kingdom
Meeting Type: Annual
Page 420 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
J Sainsbury plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect David Keens as Director 4
ForForRe-elect Matt Brittin as Director 5
ForForRe-elect Mike Coupe as Director 6
ForForRe-elect Mary Harris as Director 7
ForForRe-elect John McAdam as Director 8
ForForRe-elect Susan Rice as Director 9
ForForRe-elect John Rogers as Director 10
ForForRe-elect Jean Tomlin as Director 11
ForForRe-elect David Tyler as Director 12
ForForAppoint Ernst & Young LLP as Auditors 13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
ForForAmend Articles of Association 20
AVEVA Group plc
Meeting Date: 07/09/2015 Country: United Kingdom
Meeting Type: Annual
Page 421 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AVEVA Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Philip Aiken as Director 4
ForForRe-elect Richard Longdon as Director 5
ForForRe-elect James Kidd as Director 6
ForForRe-elect Jonathan Brooks as Director 7
ForForRe-elect Philip Dayer as Director 8
ForForRe-elect Jennifer Allerton as Director 9
ForForReappoint Ernst & Young LLP as Auditors 10
ForForAuthorise Board to Fix Remuneration of Auditors
11
ForForAuthorise Market Purchase of Ordinary Shares 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
15
ForForApprove Senior Employee Restricted Share Plan
16
Diaxonhit
Meeting Date: 07/09/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAmend Article 11, 14, and 15 of Bylaws Re: Share Transfer, Powers of the Management Board, and Supervisory Board
12
Page 422 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Diaxonhit
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 700,000
13
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 700,000
14
AgainstForApprove Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements
15
AgainstForApprove Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 200,000
16
AgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
17
AgainstForAuthorize up to 700,000 Shares for Use in Restricted Stock Plans
18
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
19
ForForAuthorize Filing of Required Documents/Other Formalities
20
Fielmann AG
Meeting Date: 07/09/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2014 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 1.60 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2014
3
ForForApprove Discharge of Supervisory Board for Fiscal 2014
4
ForForRatify Deloitte & Touche GmbH as Auditors for Fiscal 2015
5
Page 423 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fielmann AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Mark K. Binz, Anton-Wolfgang von Faber-Castell, Hans-Georg Frey, Carolina Mueller-Moehl, Hans Joachim Oltersdorf, Marie-Christine Ostermann, Pier Paolo Righi and Julia Woehlke to the Supervisory Board (Bundled)
6
ForForApprove Remuneration of Supervisory Board 7
ForForApprove Affiliation Agreements with Subsidiary Fielmann Verwaltungs- und Beteiligungs GmbH
8
ForForAmend Articles Re: Bundesanzeiger 9
MITIE Group plc
Meeting Date: 07/13/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForRe-elect Roger Matthews as Director 5
ForForRe-elect Ruby McGregor-Smith as Director 6
ForForRe-elect Suzanne Baxter as Director 7
ForForRe-elect Larry Hirst as Director 8
ForForRe-elect David Jenkins as Director 9
ForForRe-elect Jack Boyer as Director 10
ForForElect Mark Reckitt as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise Board to Fix Remuneration of Auditors
13
ForForAuthorise EU Political Donations and Expenditure
14
Page 424 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MITIE Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForApprove Long Term Incentive Plan 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
BT Group plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Sir Michael Rake as Director 4
ForForRe-elect Gavin Patterson as Director 5
ForForRe-elect Tony Chanmugam as Director 6
ForForRe-elect Tony Ball as Director 7
ForForRe-elect Iain Conn as Director 8
ForForRe-elect Phil Hodkinson as Director 9
ForForRe-elect Karen Richardson as Director 10
ForForRe-elect Nick Rose as Director 11
ForForRe-elect Jasmine Whitbread as Director 12
ForForElect Isabel Hudson as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
Page 425 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BT Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAdopt New Articles of Association 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
ForForAuthorise EU Political Donations and Expenditure
21
BTG plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Susan Foden as Director 3
ForForRe-elect Garry Watts as Director 4
ForForRe-elect Louise Makin as Director 5
ForForRe-elect Rolf Soderstrom as Director 6
ForForRe-elect Giles Kerr as Director 7
ForForRe-elect Ian Much as Director 8
ForForRe-elect James O'Shea as Director 9
ForForRe-elect Richard Wohanka as Director 10
ForForReappoint KPMG LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
Page 426 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BTG plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
Red Electrica Corporacion SA
Meeting Date: 07/17/2015 Country: Spain
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report on Process of Splitting Positions of Chairman of the Board and Chief Executive Officer
ForForFix Number of Directors at 12 2
ForForElect Juan Francisco Lasala Bernad as Director
3
ForForAuthorize Board to Ratify and Execute Approved Resolutions
4
National Grid plc
Meeting Date: 07/21/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Sir Peter Gershon as Director 3
ForForRe-elect Steve Holliday as Director 4
ForForRe-elect Andrew Bonfield as Director 5
ForForRe-elect John Pettigrew as Director 6
ForForElect Dean Seavers as Director 7
ForForRe-elect Nora Mead Brownell as Director 8
Page 427 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Grid plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Jonathan Dawson as Director 9
ForForRe-elect Therese Esperdy as Director 10
ForForRe-elect Paul Golby as Director 11
ForForRe-elect Ruth Kelly as Director 12
ForForRe-elect Mark Williamson as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForApprove Remuneration Report 16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with 14 Working Days' Notice
20
Johnson Matthey plc
Meeting Date: 07/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Chris Mottershead as Director 4
ForForRe-elect Tim Stevenson as Director 5
ForForRe-elect Odile Desforges as Director 6
ForForRe-elect Alan Ferguson as Director 7
ForForRe-elect Den Jones as Director 8
ForForRe-elect Robert MacLeod as Director 9
Page 428 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Johnson Matthey plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Colin Matthews as Director 10
ForForRe-elect Larry Pentz as Director 11
ForForRe-elect Dorothy Thompson as Director 12
ForForRe-elect John Walker as Director 13
ForForReappoint KPMG LLP as Auditors 14
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Solucom
Meeting Date: 07/22/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 0.39 per Share
3
ForForAcknowledge Auditors' Special Report on Related-Party Transactions
4
ForForApprove Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 50,000
5
ForForElect Sarah Lamigeon as Supervisory Board Member
6
Page 429 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Solucom
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Rafael Vivier as Supervisory Board Member
7
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
8
Extraordinary Business
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 248,344.10
9
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 99,337.64
10
AgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
11
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
12
ForForSet Total Limit for Capital Increase to Result from All Issuance Requests at EUR 248,344.10
13
AgainstForAuthorize Capitalization of Reserves of Up to EUR 400,000 for Bonus Issue or Increase in Par Value
14
AgainstForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
15
AgainstForAuthorize up to 6 Percent of Issued Capital for Use in Restricted Stock Plans
16
AgainstForApprove Issuance of Warrants Reserved for Employees and Corporate Officers
17
ForForSet Total Limit for Capital Increase to Result from Issuance Requests under Items 15-17 at 8 percent of Issued Capital
18
ForForAmend Article 4 of Bylaws Re: Registered Office
19
AgainstForAmend Article 22 of Bylaws Re: Related-Party Transactions
20
ForForAmend Article 28 of Bylaws Re: Record Date 21
ForForAuthorize Filing of Required Documents/Other Formalities
22
Page 430 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TalkTalk Telecom Group plc
Meeting Date: 07/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Sir Charles Dunstone as Director 4
ForForRe-elect Dido Harding as Director 5
ForForElect Iain Torrens as Director 6
ForForRe-elect Tristia Harrison as Director 7
ForForRe-elect Charles Bligh as Director 8
ForForRe-elect Ian West as Director 9
ForForRe-elect John Gildersleeve as Director 10
ForForRe-elect John Allwood as Director 11
ForForRe-elect Brent Hoberman as Director 12
ForForRe-elect Sir Howard Stringer as Director 13
ForForRe-elect James Powell as Director 14
ForForReappoint Deloitte LLP as Auditors 15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForAuthorise Issue of Equity without Pre-emptive Rights
19
ForForAuthorise Market Purchase of Ordinary Shares 20
SABMiller plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Page 431 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SABMiller plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Dave Beran as Director 3
ForForElect Jan du Plessis as Director 4
ForForElect Javier Ferran as Director 5
ForForElect Trevor Manuel as Director 6
ForForRe-elect Mark Armour as Director 7
ForForRe-elect Geoffrey Bible as Director 8
ForForRe-elect Alan Clark as Director 9
ForForRe-elect Dinyar Devitre as Director 10
ForForRe-elect Guy Elliott as Director 11
ForForRe-elect Lesley Knox as Director 12
ForForRe-elect Dr Dambisa Moyo as Director 13
ForForRe-elect Carlos Perez Davila as Director 14
ForForRe-elect Alejandro Santo Domingo Davila as Director
15
ForForRe-elect Helen Weir as Director 16
ForForApprove Final Dividend 17
ForForReappoint PricewaterhouseCoopers LLP as Auditors
18
ForForAuthorise Board to Fix Remuneration of Auditors
19
ForForAuthorise Issue of Equity with Pre-emptive Rights
20
ForForAuthorise Issue of Equity without Pre-emptive Rights
21
ForForAuthorise Market Purchase of Ordinary Shares 22
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
23
Page 432 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SSE plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Alistair Phillips-Davies as Director 4
ForForRe-elect Gregor Alexander as Director 5
ForForRe-elect Jeremy Beeton as Director 6
ForForRe-elect Katie Bickerstaffe as Director 7
ForForRe-elect Sue Bruce as Director 8
ForForRe-elect Richard Gillingwater as Director 9
ForForRe-elect Peter Lynas as Director 10
ForForReappoint KPMG LLP as Auditors 11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
ForForApprove Scrip Dividend Scheme 17
ForForRatify and Confirm Payment of the Dividends 18
Zumtobel Group AG
Meeting Date: 07/24/2015 Country: Austria
Meeting Type: Annual
Page 433 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zumtobel Group AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
ForForApprove Allocation of Income for Fiscal 2014/2015
2
ForForApprove Discharge of Management Board 3.1
ForForApprove Discharge of Supervisory Board 3.2
ForForApprove Remuneration of Supervisory Board Members
4
ForForRatify Auditors 5
AgainstForElect Juerg Zumtobel as Supervisory Board Member
6.1
ForForElect Fritz Zumtobel as Supervisory Board Member
6.2
ForForElect Johannes Burtscher as Supervisory Board Member
6.3
ForForElect Hans-Peter Metzler as Supervisory Board Member
6.4
ForForElect Stephan Hutter as Supervisory Board Member
6.5
ForForElect Ruediger Kapitza as Supervisory Board Member
6.6
Rexel
Meeting Date: 07/27/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAuthorize up to 1.4 Percent of Issued Capital for Use in Restricted Stock Plans (Performance Shares)
1
ForForApprove Restricted Stock Plan in Connection with Employee Stock Purchase Plans
2
ForForAuthorize Filing of Required Documents/Other Formalities
3
Page 434 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
International Game Technology PLC
Meeting Date: 07/28/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReappoint PricewaterhouseCoopers LLP as Auditors
2
ForForAuthorise Board to Fix Remuneration of Auditors
3
AgainstForAuthorise Shares for Market Purchase 4
Vodafone Group plc
Meeting Date: 07/28/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRe-elect Gerard Kleisterlee as Director 2
ForForRe-elect Vittorio Colao as Director 3
ForForRe-elect Nick Read as Director 4
ForForRe-elect Sir Crispin Davis as Director 5
ForForElect Dr Mathias Dopfner as Director 6
ForForRe-elect Dame Clara Furse as Director 7
ForForRe-elect Valerie Gooding as Director 8
ForForRe-elect Renee James as Director 9
ForForRe-elect Samuel Jonah as Director 10
ForForRe-elect Nick Land as Director 11
ForForRe-elect Philip Yea as Director 12
ForForApprove Final Dividend 13
ForForApprove Remuneration Report 14
Page 435 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vodafone Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint PricewaterhouseCoopers LLP as Auditors
15
ForForAuthorise the Audit and Risk Committee to Fix Remuneration of Auditors
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise EU Political Donations and Expenditure
20
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
21
GDF Suez
Meeting Date: 07/29/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForChange Company Name to Engie and Amend Article 3 of Bylaws Accordingly
1
ForForAuthorize Filing of Required Documents/Other Formalities
2
Remy Cointreau
Meeting Date: 07/29/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
Page 436 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Remy Cointreau
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Consolidated Financial Statements and Statutory Reports
2
ForForApprove Allocation of Income and Dividends of EUR 1.53 per Share
3
ForForApprove Stock Dividend Program 4
AgainstForRatify Continuation of Transaction with Andromede SAS Re: Re: Services Agreement
5
AgainstForApprove Amendment to Services Agreement with Andromede SAS
6
ForForApprove Transaction with Orpar SA Re: Current Account Agreement
7
AgainstForApprove Agreements with Valerie Chapoulaud-Floquet, CEO
8
ForForApprove Auditors' Special Report on Related-Party Transactions
9
ForForApprove Discharge of Directors 10
ForForReelect Francois Heriard Dubreuil as Director 11
ForForReelect Jacques-Etienne de T' Serclaes as Director
12
ForForElect Elie Heriard Dubreuil as Director 13
ForForElect Bruno Pavlovsky as Director 14
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 430,000
15
AgainstForAdvisory Vote on Compensation of Francois Heriard Dubreuil
16
AgainstForAdvisory Vote on Compensation of Valerie Chapoulaud-Floquet
17
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
18
ForForAuthorize Filing of Required Documents/Other Formalities
19
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
20
AgainstForAuthorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value
21
AgainstForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
22
AgainstForAuthorize Directed Share Repurchase Program 23
Page 437 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Remy Cointreau
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAgainstAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
24
ForForAuthorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account
25
ForForAmend Article 20 of Bylaws Re: Related Party Transactions
26
ForForAmend Article 23 of Bylaws Re: Attendance to General Meetings and Record Date
27
ForForAuthorize Filing of Required Documents/Other Formalities
28
Tate & Lyle plc
Meeting Date: 07/29/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AbstainForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Sir Peter Gershon as Director 4
ForForRe-elect Javed Ahmed as Director 5
ForForElect Nick Hampton as Director 6
ForForRe-elect Liz Airey as Director 7
ForForRe-elect William Camp as Director 8
ForForElect Paul Forman as Director 9
ForForRe-elect Douglas Hurt as Director 10
Re-elect Virginia Kamsky as Director 11
ForForRe-elect Anne Minto as Director 12
ForForRe-elect Dr Ajai Puri as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
Page 438 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tate & Lyle plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Babcock International Group plc
Meeting Date: 07/30/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AbstainForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Mike Turner as Director 4
ForForRe-elect Peter Rogers as Director 5
ForForRe-elect Bill Tame as Director 6
ForForRe-elect Kevin Thomas as Director 7
ForForRe-elect Archie Bethel as Director 8
ForForRe-elect John Davies as Director 9
ForForRe-elect Sir David Omand as Director 10
ForForRe-elect Ian Duncan as Director 11
ForForRe-elect Kate Swann as Director 12
ForForRe-elect Anna Stewart as Director 13
ForForRe-elect Jeff Randall as Director 14
ForForElect Franco Martinelli as Director 15
ForForElect Myles Lee as Director 16
Page 439 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Babcock International Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint PricewaterhouseCoopers LLP as Auditors
17
ForForAuthorise Board to Fix Remuneration of Auditors
18
ForForAuthorise EU Political Donations and Expenditures
19
ForForApprove Employee Share Plan - International 20
ForForAuthorise Issue of Equity with Pre-emptive Rights
21
ForForAuthorise Issue of Equity without Pre-emptive Rights
22
ForForAuthorise Market Purchase of Ordinary Shares 23
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
24
HSBC GIF - Euro Credit Bond
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
ForForApprove Financial Statements 3
ForForApprove Discharge of Directors 4
ForForRe-Elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForAppoint PricewaterhouseCoopers as Auditor 7
ForForApprove Allocation of Income 8
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
Page 440 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Euro Credit Bond Total Return
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
ForForApprove Financial Statements 3
ForForApprove Discharge of Directors 4
ForForRe-Elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForAppoint PricewaterhouseCoopers as Auditor 7
ForForApprove Allocation of Income 8
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
HSBC GIF - Euroland Equity Smaller Companies
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
ForForApprove Financial Statements 3
ForForApprove Discharge of Directors 4
ForForRe-Elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForAppoint PricewaterhouseCoopers as Auditor 7
ForForApprove Allocation of Income 8
Page 441 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Euroland Equity Smaller Companies
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
HSBC GIF - Euroland Growth
Meeting Date: 07/31/2015 Country: Luxembourg
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Board's Report
Receive Auditor's Report 2
ForForApprove Financial Statements 3
ForForApprove Discharge of Directors 4
ForForRe-Elect Eimear Cowhey, Michael Boehm, Jean de Courreges, Peter Dew George Efthimiou, Dean Lam and John Li as Directors
5
ForForElect Joanna Munro as Director 6
ForForAppoint PricewaterhouseCoopers as Auditor 7
ForForApprove Allocation of Income 8
ForForApprove Remuneration of Directors 9
AgainstForTransact Other Business (Voting) 10
EMS Chemie Holding AG
Meeting Date: 08/08/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For
Page 442 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
iShares plc - FTSE 100
Meeting Date: 08/14/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForReappoint PricewaterhouseCoopers as Auditors
2
ForForAuthorize Board to Fix Remuneration of Auditors
3
Special Resolution
ForForAmend Memorandum and Articles of Association
1
iShares PLC - iShares MSCI Emerging Markets UCITS
Meeting Date: 08/14/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports
1
ForForReappoint PricewaterhouseCoopers as Auditors
2
ForForAuthorize Board to Fix Remuneration of Auditors
3
Special Resolution
ForForAmend Memorandum and Articles of Association
1
Velcan
Meeting Date: 08/14/2015 Country: Luxembourg
Meeting Type: Special
Page 443 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Velcan
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
AgainstForAmend Article 7.7 to Grant a Second Profit Sharing Share for Each Registered Share Held of at Least Six years
1
ForForAmend Article 8.2 Re: Meeting Convocation and Admission
2
ForForAuthorize Board to Ratify and Execute Approved Resolutions
3
Global Bioenergies
Meeting Date: 08/28/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
AgainstForElect John W. Pierce as Director 1
Extraordinary Business
ForForAmend Article 17 of Bylaws Re: Chairman Age Limit
2
AgainstForApprove Issuance of Equity or Equity-Linked Securities Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 200,000
3
AgainstForEliminate Preemptive Rights Pursuant to Item 3 Above
4
AgainstForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
5
ForForAuthorize Filing of Required Documents/Other Formalities
6
Ashtead Group plc
Meeting Date: 09/02/2015 Country: United Kingdom
Meeting Type: Annual
Page 444 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ashtead Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Chris Cole as Director 4
ForForRe-elect Geoff Drabble as Director 5
ForForRe-elect Brendan Horgan as Director 6
ForForRe-elect Sat Dhaiwal as Director 7
ForForRe-elect Suzanne Wood as Director 8
ForForRe-elect Michael Burrow as Director 9
ForForRe-elect Bruce Edwards as Director 10
ForForRe-elect Ian Sutcliffe as Director 11
ForForRe-elect Wayne Edmunds as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAdopt New Articles of Association 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Dassault Systemes
Meeting Date: 09/04/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
Page 445 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dassault Systemes
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans
1
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
2
ForForAmend Article 2 of Bylaws Re: Corporate Purpose
3
ForForAuthorize Filing of Required Documents/Other Formalities
4
Greene King plc
Meeting Date: 09/08/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Tim Bridge as Director 4
ForForRe-elect Rooney Anand as Director 5
ForForRe-elect Mike Coupe as Director 6
ForForRe-elect Ian Durant as Director 7
ForForRe-elect Rob Rowley as Director 8
ForForRe-elect Lynne Weedall as Director 9
ForForElect Kirk Davis as Director 10
ForForReappoint Ernst & Young LLP as Auditors 11
ForForAuthorise Board to Fix Remuneration of Auditors
12
ForForApprove Increase in the Maximum Aggregate Fees Payable to Directors
13
ForForApprove Sharesave Scheme 14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
Page 446 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Greene King plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
Koninklijke KPN NV
Meeting Date: 09/11/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
ForForApprove Interim Dividend from Distributable Reserves
2
ForForInsert Article 32.3 Re: Authorize Board to Distribute Interim Dividends from Distributable Reserves
3
Close Meeting 4
TELE COLUMBUS AG & CO. KG, HANNOVER
Meeting Date: 09/14/2015 Country: Germany
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve EUR 56.7 Million Share Capital Increase with Preemptive Rights
For For
Bastei Lubbe AG
Meeting Date: 09/16/2015 Country: Germany
Meeting Type: Annual
Page 447 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bastei Lubbe AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2014/2015 (Non-Voting)
ForForApprove Allocation of Income and Dividends of EUR 0.30 per Share
2
ForForApprove Discharge of Management Board for Fiscal 2014/2015
3
ForForApprove Discharge of Supervisory Board for Fiscal 2014/2015
4
ForForRatify KPMG AG as Auditors for Fiscal 2015/2016
5
ForForApprove Remuneration of Supervisory Board 6
Compagnie Financiere Richemont SA
Meeting Date: 09/16/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Share Re-registration Consent For For
Compagnie Financiere Richemont SA
Meeting Date: 09/16/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income and Dividends of CHF 1.60 per Registered A Share and of CHF 0.16 per Bearer B Share
2
ForForApprove Discharge of Board of Directors 3
ForForElect Johann Rupert as Director 4.1
Page 448 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Compagnie Financiere Richemont SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Jean-Blaise Eckert as Director 4.2
ForForElect Bernard Fornas as Director 4.3
AgainstForElect Yves-Andre Istel as Director 4.4
ForForElect Richard Lepeu as Director 4.5
AgainstForElect Ruggero Magnoni as Director 4.6
AgainstForElect Josua Malherbe as Director 4.7
AgainstForElect Simon Murray as Director 4.8
AgainstForElect Alain Dominique Perrin as Director 4.9
ForForElect Guillaume Pictet as Director 4.10
AgainstForElect Norbert Platt as Director 4.11
AgainstForElect Alan Quasha as Director 4.12
ForForElect Maria Ramos as Director 4.13
AgainstForElect Lord Renwick of Clifton as Director 4.14
AgainstForElect Jan Rupert as Director 4.15
ForForElect Gary Saage as Director 4.16
AgainstForElect Juergen Schrempp as Director 4.17
AgainstForElect The Duke of Wellington as Director 4.18
AgainstForAppoint Lord Renwick of Clifton as Member of the Compensation Committee
5.1
AgainstForAppoint Yves-Andre Istel as Member of the Compensation Committee
5.2
AgainstForAppoint The Duke of Wellington as Member of the Compensation Committee
5.3
ForForRatify PricewaterhouseCoopers SA as Auditors 6
ForForDesignate Francois Demierre Morand as Independent Proxy
7
AgainstForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
8
ForForApprove Maximum Remuneration of Board of Directors in the Amount of CHF 10.3 Million
9.1
ForForApprove Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 14 Million
9.2
ForForApprove Variable Remuneration of Executive Committee in the Amount of CHF 23.7 Million
9.3
AgainstForTransact Other Business (Voting) 10
Page 449 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Faiveley Transport
Meeting Date: 09/18/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Allocation of Income and Dividends of EUR 0.90 per Share
2
ForForApprove Consolidated Financial Statements and Statutory Reports
3
ForForApprove Remuneration of Directors in the Aggregate Amount of EUR 325,000
4
AgainstForApprove Auditors' Special Report on Related-Party Transactions
5
AgainstForReelect Philippe Alfroid as Supervisory Board Member
6
AgainstForReelect Francois Faiveley as Supervisory Board Member
7
AgainstForReelect Didier Alix as Supervisory Board Member
8
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
9
AgainstForAdvisory Vote on Compensation of Thierry Barel and Stephane Rambaud-Measson, Management Board Chairman and CEO, Respectively
10
AgainstForAdvisory Vote on Compensation of Guillaume Bouhours and Erwan Faiveley, Management Board Members
11
Extraordinary Business
AgainstForAuthorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans
12
ForForApprove Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to 10 Percent of Issued Capital
13
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
14
ForForAuthorize Filing of Required Documents/Other Formalities
15
Page 450 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DBV Technologies
Meeting Date: 09/21/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans
1
Dassault Aviation
Meeting Date: 09/23/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 40,500 Shares for Use in Restricted Stock Plans
1
Ordinary Business
ForForAmend Terms of Share Repurchase Authorization
2
ForForAuthorize Filing of Required Documents/Other Formalities
3
Ubisoft Entertainment SA
Meeting Date: 09/23/2015 Country: France
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Statutory Reports
1
ForForApprove Allocation of Income and Absence of Dividends
2
Page 451 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ubisoft Entertainment SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Consolidated Financial Statements and Statutory Reports
3
ForForApprove Auditors' Special Report on Related-Party Transactions
4
AgainstForAdvisory Vote on Compensation of Yves Guillemot, CEO and Chairman
5
ForForAdvisory Vote on Compensation of Claude Guillemot, Vice CEO
6
ForForAdvisory Vote on Compensation of Michel Guillemot, Vice CEO
7
ForForAdvisory Vote on Compensation of Gerard Guillemot, Vice CEO
8
ForForAdvisory Vote on Compensation of Christian Guillemot, Vice CEO
9
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
10
Extraordinary Business
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
11
AgainstForAuthorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value
12
ForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million
13
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million
14
AgainstForApprove Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 1.45 Million
15
AgainstForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
16
ForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
17
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
18
ForForAuthorize Capital Issuances for up to 0.2 Percent of Issued Capital Reserved for Employees and Corporate Officers of Foreign Subsidiaries
19
Page 452 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ubisoft Entertainment SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAuthorize up to 1.70 Percent of Issued Capital for Use in Restricted Stock Plans
20
AgainstForAuthorize up to 0.05 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Executive Corporate Officers
21
AgainstForAuthorize up to 1.30 Percent of Issued Capital for Use in Stock Option Plans
22
AgainstForAuthorize up to 0.05 Percent of Issued Capital for Use in Stock Option Plans Reserved for Executive Corporate Officers
23
ForForSet Total Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million
24
ForForAmend Article 8 of Bylaws Re: Spread Out of Directors' Terms
25
ForForAuthorize Filing of Required Documents/Other Formalities
26
Hella KGaA Hueck & Co
Meeting Date: 09/25/2015 Country: Germany
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal 2014/2015
For For
ForForApprove Allocation of Income and Dividends of EUR 0.77 per Share
2
ForForApprove Discharge of Personally Liable Partner for Fiscal 2014/2015
3
ForForApprove Discharge of Supervisory Board for Fiscal 2014
4
ForForApprove Discharge of Shareholders' Committee for Fiscal 2014/2015
5
ForForRatify KPMG AG as Auditors for Fiscal 2015 6
LDLC com
Meeting Date: 09/25/2015 Country: France
Meeting Type: Annual/Special
Page 453 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LDLC com
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
ForForApprove Financial Statements and Discharge Management Board Members
1
ForForApprove Allocation of Income and Dividends of EUR 0.45 per Share
2
ForForApprove Consolidated Financial Statements and Statutory Reports
3
AgainstForApprove Auditors' Special Report on Related-Party Transactions
4
AgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
Extraordinary Business
ForForAmend Article 20 of Bylaws Re: Attendance at General Meetings
6
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
7
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 4.5 Million; Authorize Capitalization of Reserves of Up to EUR 6 Million for Bonus Issue or Increase in Par Value
8
AgainstForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.5 Million
9
AgainstForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 4.5 Million
10
AgainstForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
11
AgainstForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
12
AgainstForAuthorize Capital Increase for Future Exchange Offers or up to 10 Percent of Issued Capital for Contributions in Kind
13
ForAgainstAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
14
ForForApprove Spin-Off Agreement with LDLC Villefranche and Its Remuneration
15
Page 454 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LDLC com
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Filing of Required Documents/Other Formalities
16
Stroeer SE
Meeting Date: 09/25/2015 Country: Germany
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend 2013 Stock Option Plan; Approve 2015 Stock Option Plan for Key Employees; Approve Creation of EUR 2.1 Million Pool of Conditional Capital to Guarantee Conversion Rights
For For
ForForChange of Corporate Form to KGaA (Kommanditgesellschaft auf Aktien)
2
AgainstForElect Christoph Vilanek to the Supervisory Board
3.1
AgainstForElect Dirk Stroeer to the Supervisory Board 3.2
AgainstForElect Ulrich Voigt to the Supervisory Board 3.3
ForForElect Martin Diederichs to the Supervisory Board
3.4
AgainstForElect Julia Flemmerer to the Supervisory Board
3.5
AgainstForElect Michael Remagen to the Supervisory Board
3.6
ForForApprove Remuneration of Supervisory Board 4
Cerenis Therapeutics Holding
Meeting Date: 09/28/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
Page 455 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cerenis Therapeutics Holding
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Appointment of Catherine Moukhebir as Director
1
ForForRatify Appointment of Laura Coruzzi as Director
2
Extraordinary Business
AgainstForAuthorize up to 6.5 Percent of Issued Capital for Use in Restricted Stock Plans
3
ForForAuthorize Filing of Required Documents/Other Formalities
4
Tesco plc
Meeting Date: 09/30/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of the Homeplus Group For Abstain
Kraft Foods Group, Inc.
Meeting Date: 07/01/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Petroleo Brasileiro SA-Petrobras
Meeting Date: 07/01/2015 Country: Brazil
Meeting Type: Special
Page 456 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petroleo Brasileiro SA-Petrobras
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles For Against
AgainstForConsolidate Bylaws 2
AgainstForElect Alternate Board Members Appointed by Controlling Shareholders
3.1
AgainstNoneElect Francisco Petros Oliveira Lima Papathanasiadis as Alternate Board Member Nominated by Minority Shareholders
3.2
ForForAmend Remuneration of Company's Management Previously Approved at the April 29, 2015, AGM
4
Petroleo Brasileiro SA-Petrobras
Meeting Date: 07/01/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
MEETING FOR PREFFERED SHAREHOLDERS
AgainstNoneElect Gustavo Rocha Gattass as Alternate Board Member Nominated by Preferred Shareholders
1
Petroleo Brasileiro SA-Petrobras
Meeting Date: 07/01/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
AgainstForAmend Articles 1
AgainstForConsolidate Bylaws 2
Page 457 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petroleo Brasileiro SA-Petrobras
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Alternate Board Members Appointed by Controlling Shareholders
3.a
AgainstNoneElect Francisco Petros Oliveira Lima Papathanasiadis as Alternate Board Member Nominated by Minority Shareholders
3.b
ForForAmend Remuneration of Company's Management Previously Approved at the April 29, 2015, AGM
4
Petroleo Brasileiro SA-Petrobras
Meeting Date: 07/01/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Preferred Holders
AgainstNoneElect Gustavo Rocha Gattass as Alternate Board Member Nominated by Preferred Shareholders
1
The Men's Wearhouse, Inc.
Meeting Date: 07/01/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William B. Sechrest For For
ForForElect Director David H. Edwab 1.2
ForForElect Director Douglas S. Ewert 1.3
ForForElect Director Rinaldo S. Brutoco 1.4
ForForElect Director Sheldon I. Stein 1.5
ForForElect Director Grace Nichols 1.6
ForForElect Director Allen I. Questrom 1.7
ForForElect Director B. Michael Becker 1.8
Page 458 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Men's Wearhouse, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Omnibus Stock Plan 2
ForForAmend Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForForRatify Deloitte & Touche LLP as Auditors 5
Time Warner Cable Inc.
Meeting Date: 07/01/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Carole Black For For
ForForElect Director Thomas H. Castro 1b
ForForElect Director David C. Chang 1c
ForForElect Director James E. Copeland, Jr. 1d
ForForElect Director Peter R. Haje 1e
ForForElect Director Donna A. James 1f
ForForElect Director Don Logan 1g
ForForElect Director Robert D. Marcus 1h
ForForElect Director N.J. Nicholas, Jr. 1i
ForForElect Director Wayne H. Pace 1j
ForForElect Director Edward D. Shirley 1k
ForForElect Director John E. Sununu 1l
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstReport on Lobbying Payments and Policy 4
ForAgainstPro-rata Vesting of Equity Awards 5
Page 459 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Voestalpine AG
Meeting Date: 07/01/2015 Country: Austria
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
ForForApprove Allocation of Income 2
ForForApprove Discharge of Management Board 3
ForForApprove Discharge of Supervisory Board 4
ForForRatify Auditors 5
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
6
Bed Bath & Beyond Inc.
Meeting Date: 07/02/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Warren Eisenberg For For
ForForElect Director Leonard Feinstein 1b
ForForElect Director Steven H. Temares 1c
ForForElect Director Dean S. Adler 1d
ForForElect Director Stanley F. Barshay 1e
ForForElect Director Geraldine T. Elliott 1f
ForForElect Director Klaus Eppler 1g
ForForElect Director Patrick R. Gaston 1h
ForForElect Director Jordan Heller 1i
ForForElect Director Victoria A. Morrison 1j
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 460 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Freescale Semiconductor, Ltd.
Meeting Date: 07/02/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Lenovo Group Limited
Meeting Date: 07/02/2015 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Yang Chih-Yuan Jerry as Director 3a
ForForElect Yang Yuanqing as Director 3b
ForForElect Zhao John Huan as Director 3c
ForForElect Nicholas C. Allen as Director 3d
ForForApprove Not to Fill Up the Vacated Office Resulted From the Retirement of Ting Lee Sen as Director
3e
ForForAuthorize Board to Fix Remuneration of Directors
3f
ForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
ForForAuthorize Repurchase of Issued Share Capital 6
ForForAuthorize Reissuance of Repurchased Shares 7
Page 461 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NXP Semiconductors NV
Meeting Date: 07/02/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
AbstainForApprove Acquisition of Freescale Through a Cash and Share Consideration
1A
AbstainForApprove Issuance of 12,500,000 Shares in Connection with the Acquisition under Item 1A
1B
ForForGrant Board Authority to Issue Share Based Remuneration Units Re: Freescale Acquisition
1C
ForForElect Gregory L. Summe as Non-executive Director
2A
ForForElect Peter Smitham as Non-executive Director
2B
State Bank Of India
Meeting Date: 07/02/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
SouFun Holdings Limited
Meeting Date: 07/03/2015 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
AgainstForApprove Omnibus Stock Plan 1
Page 462 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aberdeen Asset Management plc
Meeting Date: 07/06/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issue of 2015 Non-Voting Preference Shares
For For
ForForAuthorise Board to Consolidate and Sub-divide Share Capital and/or Sub-divide Shares in Connection with Any Conversion of 2015 Non-Voting Preference Shares into Ordinary Shares
2
Vedanta Ltd.
Meeting Date: 07/06/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForChange Location of Registered Office 1
Marks and Spencer Group plc
Meeting Date: 07/07/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Helen Weir as Director 4
ForForElect Richard Solomons as Director 5
Page 463 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Marks and Spencer Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Vindi Banga as Director 6
ForForRe-elect Alison Brittain as Director 7
ForForRe-elect Marc Bolland as Director 8
ForForRe-elect Patrick Bousquet-Chavanne as Director
9
ForForRe-elect Miranda Curtis as Director 10
ForForRe-elect John Dixon as Director 11
ForForRe-elect Martha Lane Fox as Director 12
ForForRe-elect Andy Halford as Director 13
ForForRe-elect Steve Rowe as Director 14
ForForRe-elect Robert Swannell as Director 15
ForForRe-elect Laura Wade-Gery as Director 16
ForForReappoint Deloitte LLP as Auditors 17
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
18
ForForAuthorise Issue of Equity with Pre-emptive Rights
19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise Market Purchase of Ordinary Shares 21
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
ForForAuthorise EU Political Donations and Expenditure
23
ForForApprove Performance Share Plan 24
ForForApprove Executive Share Option Plan 25
Stifel Financial Corp.
Meeting Date: 07/07/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Charles A. Dill For For
Page 464 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Stifel Financial Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Richard J. Himelfarb 1.2
ForForElect Director Alton F. Irby, III 1.3
ForForElect Director Victor J. Nesi 1.4
ForForElect Director James M. Zemlyak 1.5
ForForElect Director Michael J. Zimmerman 1.6
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForApprove Executive Incentive Bonus Plan 3
ForForRatify Ernst &Young LLP as Auditors 4
The Jean Coutu Group (PJC) Inc.
Meeting Date: 07/07/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lise Bastarache For For
ForForElect Director Francois J. Coutu 1.2
ForForElect Director Jean Coutu 1.3
ForForElect Director Marie-Josee Coutu 1.4
ForForElect Director Michel Coutu 1.5
ForForElect Director Sylvie Coutu 1.6
ForForElect Director L. Denis Desautels 1.7
ForForElect Director Marcel Dutil 1.8
ForForElect Director Nicolle Forget 1.9
ForForElect Director Robert Lacroix 1.10
ForForElect Director Andrew T. Molson 1.11
ForForElect Director Cora Mussely Tsoufl idou 1.12
ForForElect Director Annie Thabet 1.13
WithholdForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Shareholder Proposals
Page 465 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Jean Coutu Group (PJC) Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAgainstSP 1: Require Information on Directors' Competencies
3.1
AgainstAgainstSP 2: Disclose Setting of Executive Compensation Relative to the Compensation of its Workforce
3.2
AgainstAgainstAcquire a Number of Directors with Expertise in the Areas of Social Responsibility and Environmental Matters
3.3
Bank Leumi le-Israel B.M.
Meeting Date: 07/08/2015 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Discuss Financial Statements and the Report of the Board for 2014
ForForReappoint Somekh Chaikin and Kost Forer Gabbay & Kasierer as Joint Auditors and Authorize Board to Fix Their Remuneration
2
ForForAmend Articles Re: (Routine) 3
Regarding Items 4.1-4.4: Elect Three External Directors as defined in Directive 301 of the Proper Conduct of Banking Business Regulations Out of a Pool of Four Nominees, Nominated By the Nomination Committee
ForForElect Shmuel Ben-Zvi as External Director as defined in Directive 301 of the Proper Conduct of Banking Business Regulationsfor a Three Year Period
4.1
ForForElect Ohad Marani as External Director as defined in Directive 301 of the Proper Conduct of Banking Business Regulations for a Three Year Period
4.2
ForForElect Asaf Razin as External Director as defined in Directive 301 of the Proper Conduct of Banking Business Regulations for a Three Year Period
4.3
ForForReelect Yedidia Zvi Stern as External Director as defined in Directive 301 of the Proper Conduct of Banking Business Regulations for a Three Year Period
4.4
Page 466 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Leumi le-Israel B.M.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Regarding Items 5.1-5.3: Elect Two External Director Out of a Pool of Three Director Nominees, Nominated By the Nomination Committee
ForForElect Yechiel Borochov as External Director for a Three Year Period
5.1
ForForElect Tamar Gottlieb as External Director for a Three Year Period
5.2
ForForReelect Haim Samet as External Director for a Three Year Period
5.3
ForForApprove Decisions Regarding Candidates and Their Disclosure According to the Disclosure that Will be Supplied to the Shareholder Meeting
6
ForNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
With regards to the personal interest mentioned above, it should be clarified that for Items 5.1-5.3 this entails a personal interest relating to the election of an external director, arising from affiliation with the controlling shareholder.
Please Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
AgainstNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
AgainstNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
AgainstNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
J Sainsbury plc
Meeting Date: 07/08/2015 Country: United Kingdom
Meeting Type: Annual
Page 467 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
J Sainsbury plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect David Keens as Director 4
ForForRe-elect Matt Brittin as Director 5
ForForRe-elect Mike Coupe as Director 6
ForForRe-elect Mary Harris as Director 7
ForForRe-elect John McAdam as Director 8
ForForRe-elect Susan Rice as Director 9
ForForRe-elect John Rogers as Director 10
ForForRe-elect Jean Tomlin as Director 11
ForForRe-elect David Tyler as Director 12
ForForAppoint Ernst & Young LLP as Auditors 13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
ForForAmend Articles of Association 20
Singapore Post Limited
Meeting Date: 07/08/2015 Country: Singapore
Meeting Type: Annual
Page 468 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Singapore Post Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend and Special Dividend 2
ForForElect Lim Ho Kee as Director 3
ForForElect Keith Tay Ah Kee as Director 4
ForForElect Tan Yam Pin as Director 5
ForForElect Goh Yeow Tin as Director 6
ForForElect Chen Jun as Director 7
ForForElect Michael James Murphy as Director 8
ForForElect Bill Chang York Chye as Director 9
ForForElect Low Teck Seng as Director 10
AgainstForApprove Directors' Fees 11
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
12
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
13
AgainstForApprove Grant of Options and Awards and Issuance of Shares Pursuant to the Share Option Scheme 2012 and Restricted Share Plan 2013
14
Singapore Post Limited
Meeting Date: 07/08/2015 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Mandate for Interested Person Transactions
For For
ForForAuthorize Share Repurchase Program 2
Page 469 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Longyuan Power Group Corporation Ltd.
Meeting Date: 07/09/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Qiao Baoping as Director 1.1
ForForElect Wang Baole as Director 1.2
ForForElect Shao Guoyong as Director 1.3
ForForElect Chen Jingdong as Director 1.4
ForForElect Li Enyi as Director 1.5
ForForElect Huang Qun as Director 1.6
ForForElect Zhang Songyi as Director 1.7
ForForElect Meng Yan as Director 1.8
ForForElect Han Dechang as Director 1.9
ForForElect Xie Changjun as Supervisor 2.1
ForForElect Yu Yongping as Supervisor 2.2
HMS Holdings Corp.
Meeting Date: 07/09/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Daniel N. Mendelson For For
ForForElect Director William F. Miller, III 1b
ForForElect Director Ellen A. Rudnick 1c
ForForElect Director Richard H. Stowe 1d
ForForElect Director Cora M. Tellez 1e
ForForIncrease Authorized Common Stock 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 470 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HMS Holdings Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify KPMG LLP as Auditors 4
Johnson Electric Holdings Ltd.
Meeting Date: 07/09/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForAuthorize Repurchase of Issued Share Capital 3
ForForElect Austin Jesse Wang as Director 4a
ForForElect Peter Kin-Chung Wang as Director 4b
ForForElect Joseph Chi-Kwong Yam as Director 4c
ForForAuthorize Board to Fix Remuneration of Directors
5
ForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
6
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForForAuthorize Reissuance of Repurchased Shares 8
ForForAdopt Rules of the Restricted and Performance Stock Unit Plan
9
Armstrong World Industries, Inc.
Meeting Date: 07/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Stan A. Askren For For
Page 471 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Armstrong World Industries, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Matthew J. Espe 1.2
ForForElect Director James J. Gaffney 1.3
ForForElect Director Tao Huang 1.4
ForForElect Director Michael F. Johnston 1.5
ForForElect Director Jeffrey Liaw 1.6
ForForElect Director Larry S. McWilliams 1.7
ForForElect Director James C. Melville 1.8
ForForElect Director James J. O'Connor 1.9
ForForElect Director John J. Roberts 1.10
ForForElect Director Gregory P. Spivy 1.11
ForForElect Director Richard E. Wenz 1.12
ForForRatify KPMG LLP as Auditors 2
The Pep Boys - Manny, Moe & Jack
Meeting Date: 07/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jane Scaccetti For For
ForForElect Director John T. Sweetwood 1.2
ForForElect Director Robert H. Hotz 1.3
ForForElect Director James A. Mitarotonda 1.4
ForForElect Director Robert Rosenblatt 1.5
ForForElect Director Andrea M. Weiss 1.6
ForForElect Director Robert L. Nardelli 1.7
ForForElect Director Scott P. Sider 1.8
ForForElect Director Bruce M. Lisman 1.9
ForForElect Director F. Jack Liebau, Jr. 1.10
ForForElect Director Matthew Goldfarb 1.11
Page 472 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Pep Boys - Manny, Moe & Jack
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Vedanta Ltd.
Meeting Date: 07/11/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Accept Financial Statements and Statutory Reports
For For
ForForAccept Consolidated Financial Statements 1b
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForElect T. Albanese as Director 3
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Remuneration of Cost Auditors 5
ForForElect A. Dutt as Independent Director 6
ForForAuthorize Issuance of Non-Convertible Debentures
7
HRG Group, Inc.
Meeting Date: 07/13/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Joseph S. Steinberg For For
ForForElect Director Curtis A. Glovier 1.2
ForForElect Director David M. Maura 1.3
Page 473 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HRG Group, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify KPMG LLP as Auditors 2
AgainstForApprove/Amend Securities Transfer Restrictions
3
AZZ incorporated
Meeting Date: 07/14/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Daniel E. Berce For For
ForForElect Director Martin C. Bowen 1.2
ForForElect Director H. Kirk Downey 1.3
ForForElect Director Daniel R. Feehan 1.4
ForForElect Director Thomas E. Ferguson 1.5
ForForElect Director Peter A. Hegedus 1.6
ForForElect Director Kevern R. Joyce 1.7
ForForElect Director Stephen E. Pirnat 1.8
ForForChange Company Name to AZZ Inc. 2
ForForAmend Executive Incentive Bonus Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
One YearOne YearAdvisory Vote on Say on Pay Frequency 5
ForForRatify BDO USA, LLP as Auditors 6
Canara Bank Ltd
Meeting Date: 07/14/2015 Country: India
Meeting Type: Annual
Page 474 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canara Bank Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
3
Catamaran Corporation
Meeting Date: 07/14/2015 Country: Canada
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Plan of Arrangement For For
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Csr Ltd.
Meeting Date: 07/14/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
2a Elect Mike Ihlein as Director For For
ForForElect Rebecca McGrath as Director 2b
ForForElect Jeremy Sutcliffe as Director 2c
ForForApprove the Remuneration Report 3
ForForApprove the Grant of 359,009 Performance Rights to Rob Sindel, Managing Director of the Company
4
ForForApprove the Re-Insertion of the Proportional Takeover Provisions
5
Page 475 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Industria de Diseno Textil (INDITEX)
Meeting Date: 07/14/2015 Country: Spain
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Standalone Financial Statements For For
ForForApprove Consolidated Financial Statements and Discharge of Board
2
ForForApprove Allocation of Income and Dividends 3
ForForReelect Pablo Isla Álvarez de Tejera as Director
4.a
ForForReelect Amancio Ortega Gaona as Director 4.b
ForForReelect Emilio Saracho Rodríguez de Torres as Director
4.c
ForForElect José Luis Durán Schulz as Director 4.d
ForForAmend Articles Re: Denomination, Purpose, Registered Office and Duration
5.a
ForForAmend Articles Re: Share Capital 5.b
AgainstForAmend Articles Re: Governing Bodies 5.c
ForForAmend Articles Re: Fiscal Year, Annual Accounts, Allocation of Income, Dissolution and Liquidation
5.d
AgainstForApprove Restated Articles of Association 5.e
AgainstForAmend Articles and Approve Restated General Meeting Regulations
6
ForForRenew Appointment of Deloitte as Auditor 7
ForForApprove Remuneration of Directors 8
ForForAdvisory Vote on Remuneration Policy Report 9
Receive Amendments to Board of Directors Regulations
10
ForForAuthorize Board to Ratify and Execute Approved Resolutions
11
Mapletree Logistics Trust
Meeting Date: 07/14/2015 Country: Singapore
Meeting Type: Annual
Page 476 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mapletree Logistics Trust
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements, Report of Trustee, Statement by the Manager, and Auditors' Report
For For
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration
2
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
3
BT Group plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Sir Michael Rake as Director 4
ForForRe-elect Gavin Patterson as Director 5
ForForRe-elect Tony Chanmugam as Director 6
ForForRe-elect Tony Ball as Director 7
ForForRe-elect Iain Conn as Director 8
ForForRe-elect Phil Hodkinson as Director 9
ForForRe-elect Karen Richardson as Director 10
ForForRe-elect Nick Rose as Director 11
ForForRe-elect Jasmine Whitbread as Director 12
ForForElect Isabel Hudson as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
Page 477 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BT Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAdopt New Articles of Association 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
ForForAuthorise EU Political Donations and Expenditure
21
BT Group plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Sir Michael Rake as Director 4
ForForRe-elect Gavin Patterson as Director 5
ForForRe-elect Tony Chanmugam as Director 6
ForForRe-elect Tony Ball as Director 7
ForForRe-elect Iain Conn as Director 8
ForForRe-elect Phil Hodkinson as Director 9
ForForRe-elect Karen Richardson as Director 10
ForForRe-elect Nick Rose as Director 11
ForForRe-elect Jasmine Whitbread as Director 12
ForForElect Isabel Hudson as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
Page 478 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BT Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAdopt New Articles of Association 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
ForForAuthorise EU Political Donations and Expenditure
21
Dominion Diamond Corp.
Meeting Date: 07/15/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Graham G. Clow For For
ForForElect Director Robert A. Gannicott 1.2
ForForElect Director Daniel Jarvis 1.3
ForForElect Director Tom Kenny 1.4
ForForElect Director Manuel Lino Silva de Sousa-Oliveira
1.5
ForForElect Director Fiona Perrott-Humphrey 1.6
ForForElect Director Chuck Strahl 1.7
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForAdvisory Vote on Executive Compensation Approach
3
ICAP plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Page 479 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ICAP plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Charles Gregson as Director 3
ForForRe-elect Michael Spencer as Director 4
ForForRe-elect Ivan Ritossa as Director 5
ForForRe-elect Diane Schueneman as Director 6
ForForRe-elect John Sievwright as Director 7
ForForRe-elect Robert Standing as Director 8
ForForReappoint PricewaterhouseCoopers LLP as Auditors
9
ForForAuthorise Board to Fix Remuneration of Auditors
10
AgainstForApprove Remuneration Report 11
AgainstForApprove Remuneration Policy 12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase of Ordinary Shares 15
ForForAuthorise EU Political Donations and Expenditure
16
ForForApprove Performance Share Plan 17
ForForApprove Deferred Share Bonus Plan 18
Santander Consumer USA Holdings Inc.
Meeting Date: 07/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Thomas G. Dundon For For
Page 480 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Santander Consumer USA Holdings Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Jose Garcia Cantera 1.2
ForForElect Director Stephen A. Ferriss 1.3
ForForElect Director Victor Hill 1.4
ForForElect Director Mónica López-Monís Gallego 1.5
ForForElect Director Javier Maldonado 1.6
ForForElect Director Blythe Masters 1.7
ForForElect Director Robert J. McCarthy 1.8
ForForElect Director Gerald P. Plush 1.9
ForForElect Director William Rainer 1.10
ForForElect Director Wolfgang Schoellkopf 1.11
ForForElect Director Heidi Ueberroth 1.12
ForForElect Director Jason A. Kulas 1.13
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Three YearsThree YearsAdvisory Vote on Say on Pay Frequency 4
Severn Trent plc
Meeting Date: 07/15/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForElect James Bowling as Director 5
ForForRe-elect John Coghlan as Director 6
ForForRe-elect Andrew Duff as Director 7
ForForRe-elect Gordon Fryett as Director 8
Page 481 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Severn Trent plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Olivia Garfield as Director 9
ForForRe-elect Martin Lamb as Director 10
ForForRe-elect Philip Remnant as Director 11
ForForRe-elect Dr Angela Strank as Director 12
ForForReappoint Deloitte LLP as Auditors 13
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Steelcase Inc.
Meeting Date: 07/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lawrence J. Blanford For For
ForForElect Director William P. Crawford 1.2
ForForElect Director Connie K. Duckworth 1.3
ForForElect Director R. David Hoover 1.4
ForForElect Director David W. Joos 1.5
ForForElect Director James P. Keane 1.6
ForForElect Director Robert C. Pew, III 1.7
ForForElect Director Cathy D. Ross 1.8
ForForElect Director Peter M. Wege, II 1.9
ForForElect Director P. Craig Welch, Jr. 1.10
Page 482 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Steelcase Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Kate Pew Wolters 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify Deloitte & Touche LLP as Auditors 4
Vtech Holdings Ltd
Meeting Date: 07/15/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Pang King Fai as Director 3a
ForForElect William Fung Kwok Lun as Director 3b
ForForElect Wong Kai Man as Director 3c
ForForAuthorize Board to Fix Remuneration of Directors
3d
ForForApprove KPMG as Auditors and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Reissuance of Repurchased Shares 7
Burberry Group plc
Meeting Date: 07/16/2015 Country: United Kingdom
Meeting Type: Annual
Page 483 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Burberry Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Sir John Peace as Director 4
ForForElect Fabiola Arredondo as Director 5
ForForRe-elect Philip Bowman as Director 6
ForForRe-elect Ian Carter as Director 7
ForForRe-elect Jeremy Darroch as Director 8
ForForRe-elect Stephanie George as Director 9
ForForRe-elect Matthew Key as Director 10
ForForElect Carolyn McCall as Director 11
ForForRe-elect David Tyler as Director 12
ForForRe-elect Christopher Bailey as Director 13
ForForRe-elect Carol Fairweather as Director 14
ForForRe-elect John Smith as Director 15
ForForReappoint PricewaterhouseCoopers LLP as Auditors
16
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
17
ForForAuthorise EU Political Donations and Expenditure
18
ForForAuthorise Issue of Equity with Pre-emptive Rights
19
ForForAuthorise Issue of Equity without Pre-emptive Rights
20
ForForAuthorise Market Purchase of Ordinary Shares 21
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
ForForAdopt New Articles of Association 23
Page 484 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Nimble Storage, Inc.
Meeting Date: 07/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James J. Goetz For For
ForForElect Director William D. 'BJ' Jenkins, Jr. 1.2
ForForElect Director Ping Li 1.3
ForForRatify Ernst & Young LLP as Auditors 2
The Finish Line, Inc.
Meeting Date: 07/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William P. Carmichael For For
ForForElect Director Richard P. Crystal 1.2
ForForElect Director Samuel M. Sato 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Burlington Stores, Inc.
Meeting Date: 07/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Thomas A. Kingsbury For For
ForForElect Director Frank Cooper, III 1.2
ForForElect Director William P. McNamara 1.3
Page 485 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Burlington Stores, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
DCC plc
Meeting Date: 07/17/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Tommy Breen as Director 4a
ForForRe-elect Roisin Brennan as Director 4b
ForForRe-elect David Byrne as Director 4c
ForForElect David Jukes as Director 4d
ForForRe-elect Pamela Kirby as Director 4e
ForForRe-elect Jane Lodge as Director 4f
ForForRe-elect John Moloney as Director 4g
ForForRe-elect Donal Murphy as Director 4h
ForForRe-elect Fergal O'Dwyer as Director 4i
ForForRe-elect Leslie Van de Walle as Director 4j
ForForAppoint KPMG as Auditors 5
ForForAuthorise Board to Fix Remuneration of Auditors
6
ForForAuthorise Issue of Equity with Pre-emptive Rights
7
ForForAuthorise Issue of Equity without Pre-emptive Rights
8
ForForAuthorise Market Purchase of Shares 9
ForForAuthorise Reissuance Price Range of Treasury Shares
10
Page 486 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DCC plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
11
ForForAmend Memorandum of Association 12
ForForAdopt New Articles of Association 13
Red Electrica Corporacion SA
Meeting Date: 07/17/2015 Country: Spain
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Receive Report on Process of Splitting Positions of Chairman of the Board and Chief Executive Officer
Do Not Vote
ForFix Number of Directors at 12 2
Do Not Vote
ForElect Juan Francisco Lasala Bernad as Director
3
Do Not Vote
ForAuthorize Board to Ratify and Execute Approved Resolutions
4
Triumph Group, Inc.
Meeting Date: 07/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Paul Bourgon For For
ForForElect Director John G. Drosdick 1.2
ForForElect Director Ralph E. Eberhart 1.3
ForForElect Director Richard C. Gozon 1.4
ForForElect Director Dawne S. Hickton 1.5
ForForElect Director Richard C. Ill 1.6
Page 487 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Triumph Group, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director William L. Mansfield 1.7
ForForElect Director Adam J. Palmer 1.8
ForForElect Director Joseph M. Silvestri 1.9
ForForElect Director George Simpson 1.10
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Bank Of India Ltd
Meeting Date: 07/20/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
3
Indiabulls Real Estate Ltd.
Meeting Date: 07/20/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reclassification of Authorized Share Capital and Amend Articles of Association to Reflect Changes in Authorized Share Capital
For For
ForForAuthorize Issuance of Non-Convertible Debentures
2
AgainstForApprove Preferential Issue of Equity Shares and Warrants
3
Page 488 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rosetta Resources Inc.
Meeting Date: 07/20/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Sun Communities, Inc.
Meeting Date: 07/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Stephanie W. Bergeron For For
ForForElect Director James R. Goldman 1b
ForForElect Director Brian M. Hermelin 1c
ForForElect Director Ronald A. Klein 1d
ForForElect Director Paul D. Lapides 1e
ForForElect Director Clunet R. Lewis 1f
ForForElect Director Ronald L. Piasecki 1g
ForForElect Director Randall K. Rowe 1h
ForForElect Director Gary A. Shiffman 1i
ForForElect Director Arthur A. Weiss 1j
ForForRatify Grant Thornton LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Omnibus Stock Plan 4
ForForIncrease Authorized Preferred and Common Stock
5
Page 489 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cable & Wireless Communications plc
Meeting Date: 07/21/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForRe-elect Sir Richard Lapthorne as Director 3
ForForRe-elect Simon Ball as Director 4
ForForElect John Risley as Director 5
ForForRe-elect Phil Bentley as Director 6
ForForRe-elect Perley McBride as Director 7
ForForRe-elect Mark Hamlin as Director 8
ForForElect Brendan Paddick as Director 9
ForForRe-elect Alison Platt as Director 10
ForForElect Barbara Thoralfsson as Director 11
ForForRe-elect Ian Tyler as Director 12
ForForElect Thad York as Director 13
ForForReappoint KPMG LLP as Auditors 14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForApprove Final Dividend 16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Cairn India Limited
Meeting Date: 07/21/2015 Country: India
Meeting Type: Annual
Page 490 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cairn India Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForElect T. Jain as Director 3
ForForApprove S. R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Branch Auditors and Authorize Board to Fix Their Remuneration
5
ForForElect M. Ashar as Director 6
ForForApprove Remuneration of Cost Auditors 7
comScore, Inc.
Meeting Date: 07/21/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William J. Henderson For For
ForForElect Director Ronald J. Korn 1.2
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Haemonetics Corporation
Meeting Date: 07/21/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ronald G. Gelbman For For
Page 491 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Haemonetics Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Richard J. Meelia 1.2
ForForElect Director Ellen M. Zane 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
HDFC Bank Limited
Meeting Date: 07/21/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect P. Sukthankar as Director 3
ForForElect K. Bharucha as Director 4
ForForApprove Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration
5
ForForElect M. Patel as Director 6
ForForApprove Increase in Borrowing Powers 7
ForForApprove Related Party Transactions with Housing Development Finance Corporation Limited
8
ForForApprove Appointment and Remuneration of A. Puri as Managing Director
9
ForForAmend Terms of Appointment of K. Bharucha as Executive Director
10
ForForApprove Related Party Transactions with HDB Financial Services Limited
11
National Grid plc
Meeting Date: 07/21/2015 Country: United Kingdom
Meeting Type: Annual
Page 492 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Grid plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForRe-elect Sir Peter Gershon as Director 3
ForForRe-elect Steve Holliday as Director 4
ForForRe-elect Andrew Bonfield as Director 5
ForForRe-elect John Pettigrew as Director 6
ForForElect Dean Seavers as Director 7
ForForRe-elect Nora Mead Brownell as Director 8
ForForRe-elect Jonathan Dawson as Director 9
ForForRe-elect Therese Esperdy as Director 10
ForForRe-elect Paul Golby as Director 11
ForForRe-elect Ruth Kelly as Director 12
ForForRe-elect Mark Williamson as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForApprove Remuneration Report 16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with 14 Working Days' Notice
20
RTI International Metals, Inc.
Meeting Date: 07/21/2015 Country: USA
Meeting Type: Annual
Page 493 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
RTI International Metals, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Daniel I. Booker For For
ForForElect Director Ronald L. Gallatin 1.2
ForForElect Director Robert M. Hernandez 1.3
ForForElect Director David P. Hess 1.4
ForForElect Director Dawne S. Hickton 1.5
ForForElect Director Edith E. Holiday 1.6
ForForElect Director Jerry Howard 1.7
ForForElect Director James A. Williams 1.8
ForForElect Director Arthur B. Winkleblack 1.9
AbstainForApprove Merger Agreement 2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
AgainstForAdvisory Vote on Golden Parachutes 5
ForForAdjourn Meeting 6
SATS Ltd
Meeting Date: 07/21/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect David Zalmon Baffsky as Director 3
ForForElect Nihal Vijaya Devadas Kaviratne as Director
4
ForForElect Edmund Cheng Wai Wing as Director 5
ForForElect Euleen Goh Yiu Kiang as Director 6
Page 494 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SATS Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Michael Kok Pak Kuan as Director 7
AgainstForApprove Directors' Fees 8
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
9
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
10
AgainstForApprove Issuance of Shares and/or Grant of Awards Under the SATS Performance Share Plan, SATS Restricted Share Plan, and SATS Employee Share Option Plan
11
ForForApprove Mandate for Interested Person Transactions
12
ForForAuthorize Share Repurchase Program 13
AgainstForOther Business 14
Singapore Telecommunications Limited
Meeting Date: 07/21/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect Bobby Chin Yoke Choong as Director 3
ForForElect Chua Sock Koong as Director 4
ForForElect Venkataraman Vishnampet Ganesan as Director
5
ForForElect Teo Swee Lian as Director 6
ForForApprove Directors' Fees 7
ForForApprove Auditors and Authorize Board to Fix Their Remuneration
8
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
9
ForForApprove Grant of Awards and Issuance of Shares Pursuant to the Singtel Performance Share Plan 2012
10
Page 495 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Singapore Telecommunications Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Share Repurchase Program 11
Alere Inc.
Meeting Date: 07/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Gregg J. Powers For For
ForForElect Director Hakan Bjorklund 1b
ForForElect Director Geoffrey S. Ginsburg 1c
ForForElect Director Carol R. Goldberg 1d
ForForElect Director John F. Levy 1e
ForForElect Director Brian A. Markison 1f
ForForElect Director Thomas Fulton Wilson McKillop 1g
ForForElect Director John A. Quelch 1h
ForForElect Director James Roosevelt, Jr. 1i
ForForElect Director Namal Nawana 1j
AgainstForAmend Omnibus Stock Plan 2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
AVX Corporation
Meeting Date: 07/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John Sarvis For For
Page 496 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AVX Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Goro Yamaguchi 1.2
ForForElect Director Joseph Stach 1.3
ForForRatify PricewaterhouseCoopers, LLP as Auditors
2
CONSTELLATION BRANDS, INC.
Meeting Date: 07/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jerry Fowden For For
ForForElect Director Barry A. Fromberg 1.2
ForForElect Director Robert L. Hanson 1.3
ForForElect Director Ernesto M. Hernandez 1.4
ForForElect Director James A. Locke, III 1.5
ForForElect Director Richard Sands 1.6
ForForElect Director Robert Sands 1.7
ForForElect Director Judy A. Schmeling 1.8
ForForElect Director Keith E. Wandell 1.9
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Experian plc
Meeting Date: 07/22/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 497 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Experian plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForApprove Remuneration Report 2
ForForElect Lloyd Pitchford as Director 3
ForForElect Kerry Williams as Director 4
ForForRe-elect Fabiola Arredondo as Director 5
ForForRe-elect Jan Babiak as Director 6
ForForRe-elect Brian Cassin as Director 7
ForForRe-elect Roger Davis as Director 8
ForForRe-elect Deirdre Mahlan as Director 9
ForForRe-elect Don Robert as Director 10
ForForRe-elect George Rose as Director 11
ForForRe-elect Judith Sprieser as Director 12
ForForRe-elect Paul Walker as Director 13
ForForReappoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForApprove Performance Share Plan 17
ForForApprove Co-Investment Plan 18
ForForApprove Share Option Plan 19
ForForApprove UK Tax-Qualified Sharesave Plan 20
ForForApprove UK Tax-Qualified All-Employee Plan 21
ForForApprove Free Share Plan 22
ForForAuthorise Issue of Equity without Pre-emptive Rights
23
ForForAuthorise Market Purchase of Ordinary Shares 24
Johnson Matthey plc
Meeting Date: 07/22/2015 Country: United Kingdom
Meeting Type: Annual
Page 498 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Johnson Matthey plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForElect Chris Mottershead as Director 4
ForForRe-elect Tim Stevenson as Director 5
ForForRe-elect Odile Desforges as Director 6
ForForRe-elect Alan Ferguson as Director 7
ForForRe-elect Den Jones as Director 8
ForForRe-elect Robert MacLeod as Director 9
ForForRe-elect Colin Matthews as Director 10
ForForRe-elect Larry Pentz as Director 11
ForForRe-elect Dorothy Thompson as Director 12
ForForRe-elect John Walker as Director 13
ForForReappoint KPMG LLP as Auditors 14
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
15
ForForAuthorise EU Political Donations and Expenditure
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Mapletree Commercial Trust
Meeting Date: 07/22/2015 Country: Singapore
Meeting Type: Annual
Page 499 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mapletree Commercial Trust
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report
For For
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
3
Rexnord Corporation
Meeting Date: 07/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Todd A. Adams For For
ForForElect Director Robin A. Walker-Lee 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
SUPERVALU INC.
Meeting Date: 07/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Donald R. Chappel For For
ForForElect Director Irwin S. Cohen 1b
ForForElect Director Sam Duncan 1c
ForForElect Director Philip L. Francis 1d
Page 500 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SUPERVALU INC.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Eric G. Johnson 1e
ForForElect Director Mathew M. Pendo 1f
ForForElect Director Matthew E. Rubel 1g
ForForElect Director Francesca Ruiz de Luzuriaga 1h
ForForElect Director Wayne C. Sales 1i
ForForElect Director Frank A. Savage 1j
ForForElect Director Gerald L. Storch 1k
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
The Link Real Estate Investment Trust
Meeting Date: 07/22/2015 Country: Hong Kong
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Note the Financial Statements and Statutory Report
Note the Appointment of Auditor and Fixing of Their Remuneration
2
ForForElect Nicholas Robert Sallnow-Smith as Director
3.1
ForForElect Ian Keith Griffiths as Director 3.2
ForForElect May Siew Boi Tan as Director 3.3
ForForElect Elaine Carole Young as Director 3.4
ForForElect Peter Tse Pak Wing as Director 4.1
ForForElect Nancy Tse Sau Ling as Director 4.2
ForForAuthorize Repurchase of Up to 10 Percent Issued Units
5
Page 501 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WIPRO Limited
Meeting Date: 07/22/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAccept Financial Statements and Statutory Reports
1
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForElect T.K. Kurien as Director 3
ForForApprove BSR & Co LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Appointment and Remuneration of A.H. Premji as Chairman & Managing Director
5
ForForApprove Appointment and Remuneration of R.A. Premji as Executive Director
6
WIPRO Limited
Meeting Date: 07/22/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForElect T.K. Kurien as Director 3
ForForApprove BSR & Co LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Appointment and Remuneration of A.H. Premji as Chairman & Managing Director
5
ForForApprove Appointment and Remuneration of R.A. Premji as Executive Director
6
Page 502 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Xero Limited
Meeting Date: 07/22/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Authorize Board to Fix the Remuneration of the Auditors
For For
ForForElect Graham Smith as Director 2
ForForElect Craig Elliot as Director 3
ForForElect Craig Winkler as Director 4
ForForApprove the Grant of Options to Chris Liddell and Bill Veghte
5
ForForApprove the Issuance of Shares to Lee Hatton, Non-Executive Director of the Company
6
ForForAmend the Xero Limited (USA) Equity Incentive Scheme
7
ForForAmend the U.S.Equity Scheme Cap 8
AusNet Services
Meeting Date: 07/23/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Resolutions for AusNet Services
ForForElect Robert Milliner as Director 2a
AgainstForElect Ho Tian Yee as Director 2b
ForForElect Tony Iannello as Director 2c
Resolution for Stapled Companies
ForForApprove the Remuneration Report 3
Resolutions for AusNet Services
ForForAppoint KPMG as Auditor of the Company 4
ForForApprove the Grant of Up to 739,722 Performance Rights to Nino Ficca, Managing Director of the Company
5
Page 503 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AusNet Services
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
6
ForForApprove the Issuance of Shares 7
Capital Product Partners L.P.
Meeting Date: 07/23/2015 Country: Marshall Isl
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Dimitris Christacopoulos For For
ForForElect Director Abel Rasterhoff 1.2
ForForRatify Deloitte Hadjipavlou, Sofianos & Cambanis S.A. as Auditors
3
Dewan Housing Finance Corporation Limited
Meeting Date: 07/23/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForElect D. Wadhawan as Director 3
ForForApprove T. R. Chadha & Co. as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Appointment and Remuneration of K. Wadhawan as Managing Director & Chairman
5
ForForElect V. Sampath as Independent Director 6
ForForApprove Commission Remuneration for Non-Executive Directors
7
ForForAuthorize Issuance of Non-Convertible Debentures and/or Other Hybrid Instruments
8
Page 504 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ennis, Inc.
Meeting Date: 07/23/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Godfrey M. Long, Jr. For For
ForForElect Director Thomas R. Price 1.2
ForForElect Director Alejandro Quiroz 1.3
ForForRatify Grant Thornton LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForOther Business 4
Halma plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Policy 3
ForForApprove Remuneration Report 4
ForForRe-elect Paul Walker as Director 5
ForForRe-elect Andrew Williams as Director 6
ForForRe-elect Kevin Thompson as Director 7
ForForRe-elect Jane Aikman as Director 8
ForForRe-elect Adam Meyers as Director 9
ForForRe-elect Daniela Barone Soares as Director 10
ForForElect Roy Twite as Director 11
ForForElect Tony Rice as Director 12
ForForReappoint Deloitte LLP as Auditors 13
Page 505 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halma plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForApprove Executive Share Plan 15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAmend Articles of Association 17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
20
Land Securities Group plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Policy 2
ForForApprove Remuneration Report 3
ForForApprove Final Dividend 4
ForForRe-elect Dame Alison Carnwath as Director 5
ForForRe-elect Robert Noel as Director 6
ForForRe-elect Martin Greenslade as Director 7
ForForRe-elect Kevin O'Byrne as Director 8
ForForRe-elect Simon Palley as Director 9
ForForRe-elect Christopher Bartram as Director 10
ForForRe-elect Stacey Rauch as Director 11
ForForRe-elect Cressida Hogg as Director 12
ForForRe-elect Edward Bonham Carter as Director 13
ForForApprove Long-Term Incentive Plan 14
Page 506 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Land Securities Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint Ernst & Young LLP as Auditors 15
ForForAuthorise Board to Fix Remuneration of Auditors
16
ForForAuthorise EU Political Donations and Expenditure
17
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
ForForAuthorise Issue of Equity without Pre-emptive Rights
19
ForForAuthorise Market Purchase of Ordinary Shares 20
Macquarie Group Limited
Meeting Date: 07/23/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
ForForElect Peter H Warne as Director 2a
ForForElect Gordon M Cairns as Director 2b
Shareholder Proposal
AgainstAgainstElect Stephen Mayne as Director 3
Management Proposals
ForForApprove the Remuneration Report 4
ForForApprove the Executive Voting Director's Participation in the Macquarie Group Employee Retained Equity Plan
5
ForForApprove the Increase in Maximum Aggregate Remuneration of Non-Executive Directors
6
AbstainForRatify the Past Issuance of 6.80 Million Shares
7
Modine Manufacturing Company
Meeting Date: 07/23/2015 Country: USA
Meeting Type: Annual
Page 507 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Modine Manufacturing Company
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Suresh V. Garimella For For
ForForElect Director Christopher W. Patterson 1b
ForForElect Director Christine Y. Yan 1c
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
OmniVision Technologies, Inc.
Meeting Date: 07/23/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
ForForAdvisory Vote on Golden Parachutes 3
Royal Mail plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Donald Brydon as Director 4
ForForRe-elect Moya Greene as Director 5
Page 508 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Royal Mail plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Matthew Lester as Director 6
ForForRe-elect Nick Horler as Director 7
ForForRe-elect Cath Keers as Director 8
ForForRe-elect Paul Murray as Director 9
ForForRe-elect Orna Ni-Chionna as Director 10
ForForRe-elect Les Owen as Director 11
ForForElect Peter Long as Director 12
ForForAppoint KPMG LLP as Auditors 13
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise EU Political Donations and Expenditure
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
18
ForForAuthorise Market Purchase of Ordinary Shares 19
SABMiller plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForElect Dave Beran as Director 3
ForForElect Jan du Plessis as Director 4
ForForElect Javier Ferran as Director 5
ForForElect Trevor Manuel as Director 6
ForForRe-elect Mark Armour as Director 7
Page 509 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SABMiller plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Geoffrey Bible as Director 8
ForForRe-elect Alan Clark as Director 9
AbstainForRe-elect Dinyar Devitre as Director 10
ForForRe-elect Guy Elliott as Director 11
ForForRe-elect Lesley Knox as Director 12
ForForRe-elect Dr Dambisa Moyo as Director 13
ForForRe-elect Carlos Perez Davila as Director 14
ForForRe-elect Alejandro Santo Domingo Davila as Director
15
ForForRe-elect Helen Weir as Director 16
ForForApprove Final Dividend 17
ForForReappoint PricewaterhouseCoopers LLP as Auditors
18
ForForAuthorise Board to Fix Remuneration of Auditors
19
ForForAuthorise Issue of Equity with Pre-emptive Rights
20
ForForAuthorise Issue of Equity without Pre-emptive Rights
21
ForForAuthorise Market Purchase of Ordinary Shares 22
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
23
SSE plc
Meeting Date: 07/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Alistair Phillips-Davies as Director 4
ForForRe-elect Gregor Alexander as Director 5
Page 510 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SSE plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Jeremy Beeton as Director 6
ForForRe-elect Katie Bickerstaffe as Director 7
ForForRe-elect Sue Bruce as Director 8
ForForRe-elect Richard Gillingwater as Director 9
ForForRe-elect Peter Lynas as Director 10
ForForReappoint KPMG LLP as Auditors 11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
ForForAuthorise Issue of Equity with Pre-emptive Rights
13
ForForAuthorise Issue of Equity without Pre-emptive Rights
14
ForForAuthorise Market Purchase Ordinary Shares 15
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
16
ForForApprove Scrip Dividend Scheme 17
ForForRatify and Confirm Payment of the Dividends 18
Axis Bank Ltd.
Meeting Date: 07/24/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect U. Sangwan as Director 3
ForForApprove S. R. Batliboi & Co LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect S. Vishvanathan as Independent Director
5
ForForApprove Revision of Remuneration of S. Misra, Chairman
6
Page 511 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Axis Bank Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Appointment and Remuneration of S. Sharma as CEO & Managing Director
7
ForForApprove Revision of Remuneration of V. Srinivasan, Executive Director
8
ForForElect S.K. Gupta as Director 9
ForForApprove Appointment and Remuneration of S.K. Gupta as Executive Director & CFO
10
ForForApprove Revision of Remuneration of S.K. Gupta, Executive Director & CFO
11
ForForApprove Increase in Borrowing Powers 12
ForForAuthorize Issuance of Debt Instruments 13
ForForApprove Increase in Limit on Foreign Shareholdings
14
Crompton Greaves Ltd.
Meeting Date: 07/24/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Accept Financial Statements and Statutory Reports
For For
ForForAccept Consolidated Financial Statements and Statutory Reports
1b
ForForConfirm Interim Dividends 2
ForForElect G. Thapar as Director 3
ForForApprove Sharp & Tannan as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Remuneration of Cost Auditors 5
ForForAdopt New Articles of Association 6
ForForApprove Commission Remuneration for Non-Executive Directors
7
Sika AG
Meeting Date: 07/24/2015 Country: Switzerland
Meeting Type: Special
Page 512 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sika AG
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Remove Paul Haelg from the Board of Directors
Against Do Not Vote
Do Not Vote
AgainstRemove Monika Ribar from the Board of Directors
1.2
Do Not Vote
AgainstRemove Daniel Sauter from the Board of Directors
1.3
Do Not Vote
AgainstElect Max Roesle as Director 2
Do Not Vote
AgainstElect Max Roesle as Board Chairman 3
Do Not Vote
ForApprove Remuneration of Board of Directors in the Amount of CHF 3 Million
4
Do Not Vote
AgainstTransact Other Business (Voting) 5
United Utilities Group plc
Meeting Date: 07/24/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Dr John McAdam as Director 4
ForForRe-elect Steve Mogford as Director 5
ForForRe-elect Dr Catherine Bell as Director 6
ForForElect Stephen Carter as Director 7
ForForRe-elect Mark Clare as Director 8
ForForRe-elect Russ Houlden as Director 9
ForForRe-elect Brian May as Director 10
ForForRe-elect Sara Weller as Director 11
Page 513 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
United Utilities Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForReappoint KPMG LLP as Auditors 12
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with 14 Working Days' Notice
17
ForForAuthorise EU Political Donations and Expenditure
18
Columbus McKinnon Corporation
Meeting Date: 07/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ernest R. Verebelyi For For
ForForElect Director Timothy T. Tevens 1.2
ForForElect Director Richard H. Fleming 1.3
ForForElect Director Stephen Rabinowitz 1.4
ForForElect Director Linda A. Goodspeed 1.5
ForForElect Director Nicholas T. Pinchuk 1.6
ForForElect Director Liam G. McCarthy 1.7
ForForElect Director R. Scott Trumbull 1.8
ForForElect Director Heath A. Mitts 1.9
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
Page 514 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rexel
Meeting Date: 07/27/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForAuthorize up to 1.4 Percent of Issued Capital for Use in Restricted Stock Plans (Performance Shares)
1
ForForApprove Restricted Stock Plan in Connection with Employee Stock Purchase Plans
2
ForForAuthorize Filing of Required Documents/Other Formalities
3
Value Partners Group Ltd.
Meeting Date: 07/27/2015 Country: Cayman Islands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Grant of Share Options to Cheah Cheng Hye Under the Share Option Scheme
For For
Ball Corporation
Meeting Date: 07/28/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForAdjourn Meeting 2
Page 515 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Housing Development Finance Corp. Ltd.
Meeting Date: 07/28/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.a Accept Financial Statements and Statutory Reports
For For
ForForAccept Consolidated Financial Statements and Statutory Reports
1.b
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForElect D.S. Parekh as Director 3
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove PKF as Auditors and Authorize Board to Fix Their Remuneration
5
ForForAuthorize Issuance of Non-Convertible Debentures and/or Other Hybrid Instruments
6
ForForApprove Related Party Transactions 7
ForForAuthorize Issuance of Non-Convertible Debentures with Warrants to Qualified Institutional Buyers
8
ForForIncrease Authorized Share Capital 9
ForForAmend Memorandum of Association to Reflect Changes in Capital
10
ForForAmend Articles of Association to Reflect Changes in Capital
11
International Game Technology PLC
Meeting Date: 07/28/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReappoint PricewaterhouseCoopers LLP as Auditors
2
Page 516 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
International Game Technology PLC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
3
AgainstForAuthorise Shares for Market Purchase 4
Ito En Ltd.
Meeting Date: 07/28/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 20
For For
ForForAppoint Statutory Auditor Takahashi, Minoru 2
JSW Steel Ltd.
Meeting Date: 07/28/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend on Preference Shares 2
ForForApprove Dividend on Equity Shares 3
ForForElect J. Acharya as Director 4
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Remuneration of Cost Auditors 6
ForForAuthorize Issuance of Non-Convertible Debentures
7
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
Page 517 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Legg Mason, Inc.
Meeting Date: 07/28/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert E. Angelica For For
ForForElect Director Carol Anthony ('John') Davidson 1.2
ForForElect Director Barry W. Huff 1.3
ForForElect Director Dennis M. Kass 1.4
ForForElect Director Cheryl Gordon Krongard 1.5
ForForElect Director John V. Murphy 1.6
ForForElect Director John H. Myers 1.7
ForForElect Director W. Allen Reed 1.8
ForForElect Director Margaret Milner Richardson 1.9
ForForElect Director Kurt L. Schmoke 1.10
ForForElect Director Joseph A. Sullivan 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Pall Corporation
Meeting Date: 07/28/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Page 518 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tech Mahindra Ltd.
Meeting Date: 07/28/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForAccept Consolidated Financial Statements and Statutory Reports
2
ForForApprove Dividend Payment 3
ForForApprove Vacancy on the Board Resulting from the Retirement of B.N. Doshi
4
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
5
Toho Co. Ltd. (9602)
Meeting Date: 07/28/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Appoint Statutory Auditor Yamashita, Nobuhiro
For For
ForForAppoint Alternate Statutory Auditor Ando, Satoshi
2
Vodafone Group plc
Meeting Date: 07/28/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForRe-elect Gerard Kleisterlee as Director 2
Page 519 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vodafone Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Vittorio Colao as Director 3
ForForRe-elect Nick Read as Director 4
ForForRe-elect Sir Crispin Davis as Director 5
ForForElect Dr Mathias Dopfner as Director 6
ForForRe-elect Dame Clara Furse as Director 7
ForForRe-elect Valerie Gooding as Director 8
ForForRe-elect Renee James as Director 9
ForForRe-elect Samuel Jonah as Director 10
ForForRe-elect Nick Land as Director 11
ForForRe-elect Philip Yea as Director 12
ForForApprove Final Dividend 13
ForForApprove Remuneration Report 14
ForForReappoint PricewaterhouseCoopers LLP as Auditors
15
ForForAuthorise the Audit and Risk Committee to Fix Remuneration of Auditors
16
ForForAuthorise Issue of Equity with Pre-emptive Rights
17
ForForAuthorise Issue of Equity without Pre-emptive Rights
18
ForForAuthorise Market Purchase of Ordinary Shares 19
ForForAuthorise EU Political Donations and Expenditure
20
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
21
Cirrus Logic, Inc.
Meeting Date: 07/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John C. Carter For For
ForForElect Director Alexander M. Davern 1.2
Page 520 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cirrus Logic, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Timothy R. Dehne 1.3
ForForElect Director Christine King 1.4
ForForElect Director Jason P. Rhode 1.5
ForForElect Director Alan R. Schuele 1.6
ForForElect Director William D. Sherman 1.7
ForForElect Director David J. Tupman 1.8
AgainstForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
AgainstForAmend Omnibus Stock Plan 5
GDF Suez
Meeting Date: 07/29/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
ForForChange Company Name to Engie and Amend Article 3 of Bylaws Accordingly
1
ForForAuthorize Filing of Required Documents/Other Formalities
2
Global Logistic Properties Limited
Meeting Date: 07/29/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
Page 521 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Global Logistic Properties Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Final Dividend 2
ForForElect Steven Lim Kok Hoong as Director 3
ForForElect Dipak Chand Jain as Director 4
ForForElect Lim Swe Guan as Director 5
ForForElect Paul Cheng Ming Fun as Director 6
ForForElect Yoichiro Furuse as Director 7
ForForApprove Directors' Fees 8
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
9
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
10
ForForApprove Grant of Awards and Issuance of Shares Under the GLP Performance Share Plan and GLP Restricted Share Plan
11
ForForAuthorize Share Repurchase Program 12
Global Logistic Properties Limited
Meeting Date: 07/29/2015 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Proposed Shareholder's Loan For Against
Jaiprakash Power Ventures Ltd.
Meeting Date: 07/29/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
Do Not Vote
ForApprove Sale of Himachal Baspa Power Co. Ltd. to JSW Energy Ltd.
1
Page 522 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jaiprakash Power Ventures Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForChange Location of Registered Office 2
Do Not Vote
ForApprove Investments in Subsidiary 3
McKesson Corporation
Meeting Date: 07/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Andy D. Bryant For For
ForForElect Director Wayne A. Budd 1b
ForForElect Director N. Anthony Coles 1c
ForForElect Director John H. Hammergren 1d
ForForElect Director Alton F. Irby, III 1e
ForForElect Director M. Christine Jacobs 1f
ForForElect Director Donald R. Knauss 1g
ForForElect Director Marie L. Knowles 1h
ForForElect Director David M. Lawrence 1i
ForForElect Director Edward A. Mueller 1j
ForForElect Director Susan R. Salka 1k
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Executive Incentive Bonus Plan 4
ForForProvide Proxy Access Right 5
ForAgainstReport on Political Contributions 6
ForAgainstPro-rata Vesting of Equity Awards 7
Page 523 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Powder Mountain Energy Ltd.
Meeting Date: 07/29/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Bruce Murray For Do Not Vote
Do Not Vote
ForElect Director Larry Evans 1.2
Do Not Vote
ForElect Director R. Gregg Smith 1.3
Do Not Vote
ForElect Director Trent Baker 1.4
Do Not Vote
ForElect Director Samuel Ingram 1.5
Do Not Vote
ForElect Director Mitch Putnam 1.6
Do Not Vote
ForElect Director Massimo Geremia 1.7
Do Not Vote
ForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Do Not Vote
ForRe-approve Stock Option Plan 3
Do Not Vote
ForApprove Acquisition by Canamax Energy Ltd. 4
Ryman Healthcare Ltd.
Meeting Date: 07/29/2015 Country: New Zealand
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Claire Higgins as Director For For
ForForElect Doug McKay as Director 2
ForForElect Warren Bell as Director 3
ForForElect Jo Appleyard as Director 4
ForForAuthorize the Board to Fix the Remuneration of the Auditor
5
Page 524 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ALS Limited
Meeting Date: 07/30/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Charlie Sartain as Director For For
ForForElect Bruce Phillips as Director 2
ForForApprove the Remuneration Report 3
ForForApprove the Grant of Performance Rights to Greg Kilmister, Managing Director of the Company
4
B/E Aerospace, Inc.
Meeting Date: 07/30/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard G. Hamermesh For For
ForForElect Director David J. Anderson 1.2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
ForForAmend Deferred Share Bonus Plan 4
Babcock International Group plc
Meeting Date: 07/30/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 525 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Babcock International Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AbstainForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Mike Turner as Director 4
ForForRe-elect Peter Rogers as Director 5
ForForRe-elect Bill Tame as Director 6
ForForRe-elect Kevin Thomas as Director 7
ForForRe-elect Archie Bethel as Director 8
ForForRe-elect John Davies as Director 9
ForForRe-elect Sir David Omand as Director 10
ForForRe-elect Ian Duncan as Director 11
ForForRe-elect Kate Swann as Director 12
ForForRe-elect Anna Stewart as Director 13
ForForRe-elect Jeff Randall as Director 14
ForForElect Franco Martinelli as Director 15
ForForElect Myles Lee as Director 16
ForForReappoint PricewaterhouseCoopers LLP as Auditors
17
ForForAuthorise Board to Fix Remuneration of Auditors
18
ForForAuthorise EU Political Donations and Expenditures
19
ForForApprove Employee Share Plan - International 20
ForForAuthorise Issue of Equity with Pre-emptive Rights
21
ForForAuthorise Issue of Equity without Pre-emptive Rights
22
ForForAuthorise Market Purchase of Ordinary Shares 23
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
24
Booz Allen Hamilton Holding Corporation
Meeting Date: 07/30/2015 Country: USA
Meeting Type: Annual
Page 526 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Booz Allen Hamilton Holding Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Horacio D. Rozanski For For
ForForElect Director Gretchen W. McClain 1.2
ForForElect Director Ian Fujiyama 1.3
ForForElect Director Mark Gaumond 1.4
ForForRatify Ernst & Young LLP as Auditors 2
EnerSys
Meeting Date: 07/30/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Hwan-yoon F. Chung For For
ForForElect Director Arthur T. Katsaros 1.2
ForForElect Director Robert Magnus 1.3
ForForAmend Omnibus Stock Plan 2
ForForRatify Ernst & Young LLP as Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
IDFC Ltd
Meeting Date: 07/30/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
Page 527 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IDFC Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect J.D. Silva as Director 3
AgainstForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect V. Rai as Independent Director 5
ForForAuthorize Issuance of Non-Convertible Securities
6
Mapletree Greater China Commercial Trust
Meeting Date: 07/30/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report
For For
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize the Manager to Fix Their Remuneration
2
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
3
Michael Kors Holdings Limited
Meeting Date: 07/30/2015 Country: Virgin Isl (UK)
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director M. William Benedetto For For
ForForElect Director Stephen F. Reitman 1b
ForForElect Director Jean Tomlin 1c
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 528 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Michael Kors Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Omnibus Stock Plan 4
Nomura Real Estate Master Fund, Inc.
Meeting Date: 07/30/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement with Nomura Real Estate Office Fund and Nomura Real Estate Residential Fund
For For
Pennon Group plc
Meeting Date: 07/30/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForElect Sir John Parker as Director 4
ForForRe-elect Martin Angle as Director 5
ForForElect Neil Cooper as Director 6
ForForElect Susan Davy as Director 7
ForForRe-elect Christopher Loughlin as Director 8
ForForRe-elect Ian McAulay as Director 9
ForForRe-elect Gill Rider as Director 10
ForForReappoint Ernst & Young LLP as Auditors 11
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
Page 529 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pennon Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise EU Political Donations and Expenditure
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
Plantronics, Inc.
Meeting Date: 07/30/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Marv Tseu For For
ForForElect Director Ken Kannappan 1.2
ForForElect Director Brian Dexheimer 1.3
ForForElect Director Robert Hagerty 1.4
ForForElect Director Gregg Hammann 1.5
ForForElect Director John Hart 1.6
ForForElect Director Marshall Mohr 1.7
AgainstForAmend Omnibus Stock Plan 2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shriram Transport Finance Company Limited
Meeting Date: 07/30/2015 Country: India
Meeting Type: Special
Page 530 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shriram Transport Finance Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
Do Not Vote
ForApprove Pledging of Assets for Debt 1
Singapore Airlines Limited
Meeting Date: 07/30/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect Christina Ong as Director 3a
ForForElect Helmut Gunter Wilhelm Panke as Director
3b
ForForElect Lucien Wong Yuen Kuai as Director 3c
ForForApprove Directors' Fees 4
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
5
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
6.1
ForForApprove Grant of Awards and Issuance of Shares Under the SIA Performance Share Plan 2014 and/or the SIA Restricted Share Plan 2014
6.2
ForForApprove Mandate for Interested Person Transactions
6.3
ForForAuthorize Share Repurchase Program 6.4
Thermon Group Holdings, Inc.
Meeting Date: 07/30/2015 Country: USA
Meeting Type: Annual
Page 531 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Thermon Group Holdings, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Rodney L. Bingham For For
ForForElect Director Marcus J. George 1.2
ForForElect Director Richard E. Goodrich 1.3
ForForElect Director Kevin J. McGinty 1.4
ForForElect Director John T. Nesser, III 1.5
ForForElect Director Michael W. Press 1.6
ForForElect Director Stephen A. Snider 1.7
ForForElect Director Charles A. Sorrentino 1.8
ForForRatify KPMG LLP As Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Tidewater Inc.
Meeting Date: 07/30/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director M. Jay Allison For For
ForForElect Director James C. Day 1.2
ForForElect Director Richard T. du Moulin 1.3
ForForElect Director Morris E. Foster 1.4
ForForElect Director J. Wayne Leonard 1.5
ForForElect Director Richard D. Paterson 1.6
ForForElect Director Richard A. Pattarozzi 1.7
ForForElect Director Jeffrey M. Platt 1.8
ForForElect Director Robert L. Potter 1.9
ForForElect Director Cindy B. Taylor 1.10
ForForElect Director Jack E. Thompson 1.11
Page 532 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tidewater Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
UPL Limited
Meeting Date: 07/30/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect V.R. Shroff as Director 3
ForForElect A.C. Ashar as Director 4
ForForApprove S R B C & CO LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForElect H. Singh as Independent Director 6
ForForApprove Remuneration of Cost Auditors 7
ForForApprove Commission Remuneration for Non-Executive Directors
8
ForForAdopt New Articles of Association 9
ForForAuthorize Issuance of Non-Convertible Debentures
10
Dr. Reddy's Laboratories
Meeting Date: 07/31/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
Page 533 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dr. Reddy's Laboratories
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect G.V. Prasad as Director 3
ForForApprove B S R & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Remuneration of Cost Auditors 5
Dr. Reddy's Laboratories
Meeting Date: 07/31/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Dividend Payment 2
ForForElect G.V. Prasad as Director 3
ForForApprove B S R & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Remuneration of Cost Auditors 5
ITC Ltd.
Meeting Date: 07/31/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect K.N. Grant as Director 3
ForForElect K. Vaidyanath as Director 4
Page 534 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ITC Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Remuneration of Cost Auditors 6
Seneca Foods Corporation
Meeting Date: 07/31/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Arthur H. Baer For For
ForForElect Director Kraig H. Kayser 1.2
ForForElect Director Thomas Paulson 1.3
ForForRatify BDO USA, LLP as Auditors 2
Shriram Transport Finance Company Limited
Meeting Date: 07/31/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForApprove S. R. Batliboi & Co. LLP and G.D. Apte & Co. as Joint Auditorss and Authorize Board to Fix Their Remuneration
3
ForForApprove Vacancy on the Board Resulting from the Retirement of R. Sridhar
4
ForForElect S. Sridhar as Independent Director 5
ForForElect D.V. Ravi as Director 6
ForForApprove Increase in Borrowing Powers 7
Page 535 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shriram Transport Finance Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Issuance of Debt Securities 8
Micrel, Incorporated
Meeting Date: 08/03/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
ForForAdvisory Vote on Golden Parachutes 3
The Container Store Group, Inc.
Meeting Date: 08/03/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director J. Kristofer Galashan For For
ForForElect Director Melissa Reiff 1.2
ForForElect Director Rajendra ('Raj') Sisodia 1.3
ForForElect Director Caryl Stern 1.4
ForForRatify Ernst & Young LLP as Auditors 2
Airgas, Inc.
Meeting Date: 08/04/2015 Country: USA
Meeting Type: Annual
Page 536 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Airgas, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James W. Hovey For For
ForForElect Director Michael L. Molinini 1.2
ForForElect Director Paula A. Sneed 1.3
ForForElect Director David M. Stout 1.4
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Monro Muffler Brake, Inc.
Meeting Date: 08/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Frederick M. Danziger For For
ForForElect Director Robert G. Gross 1.2
ForForElect Director Stephen C. McCluski 1.3
ForForElect Director Robert E. Mellor 1.4
ForForElect Director Peter J. Solomon 1.5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Saputo Inc.
Meeting Date: 08/04/2015 Country: Canada
Meeting Type: Annual
Page 537 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Saputo Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Emanuele (Lino) Saputo For For
ForForElect Director Lino A. Saputo, Jr. 1.2
ForForElect Director Pierre Bourgie 1.3
ForForElect Director Henry E. Demone 1.4
ForForElect Director Anthony M. Fata 1.5
ForForElect Director Annalisa King 1.6
ForForElect Director Tony Meti 1.7
ForForElect Director Patricia Saputo 1.8
ForForElect Director Annette Verschuren 1.9
ForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
ForAgainstSP 1: Advisory Vote on Senior Executive Compensation
3
Universal Corporation
Meeting Date: 08/04/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John B. Adams, Jr. For For
ForForElect Director Diana F. Cantor 1.2
ForForElect Director Robert C. Sledd 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Bristow Group Inc.
Meeting Date: 08/05/2015 Country: USA
Meeting Type: Annual
Page 538 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bristow Group Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Thomas N. Amonett For For
ForForElect Director Jonathan E. Baliff 1.2
ForForElect Director Stephen J. Cannon 1.3
ForForElect Director Michael A. Flick 1.4
ForForElect Director Lori A. Gobillot 1.5
ForForElect Director Ian A. Godden 1.6
ForForElect Director David C. Gompert 1.7
ForForElect Director Stephen A. King 1.8
ForForElect Director Thomas C. Knudson 1.9
ForForElect Director Mathew Masters 1.10
ForForElect Director Bruce H. Stover 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
CA, Inc.
Meeting Date: 08/05/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Elect Director Jens Alder For For
ForForElect Director Raymond J. Bromark 1B
ForForElect Director Gary J. Fernandes 1C
ForForElect Director Michael P. Gregoire 1D
ForForElect Director Rohit Kapoor 1E
ForForElect Director Jeffrey G. Katz 1F
ForForElect Director Kay Koplovitz 1G
ForForElect Director Christopher B. Lofgren 1H
Page 539 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CA, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Richard Sulpizio 1I
ForForElect Director Laura S. Unger 1J
ForForElect Director Arthur F. Weinbach 1K
ForForElect Director Renato (Ron) Zambonini 1L
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Canaccord Genuity Group Inc.
Meeting Date: 08/05/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Nine For For
ForForElect Director Charles N. Bralver 2.1
ForForElect Director Massimo C. Carello 2.2
ForForElect Director Kalpana Desai 2.3
ForForElect Director William J. Eeuwes 2.4
ForForElect Director Michael D. Harris 2.5
ForForElect Director David J. Kassie 2.6
ForForElect Director Terrence A. Lyons 2.7
ForForElect Director Dennis A. Miller 2.8
ForForElect Director Dipesh J. Shah 2.9
ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
3
World Acceptance Corporation
Meeting Date: 08/05/2015 Country: USA
Meeting Type: Annual
Page 540 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
World Acceptance Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director A. Alexander McLean III For For
ForForElect Director James R. Gilreath 1.2
ForForElect Director Charles D. Way 1.3
ForForElect Director Ken R. Bramlett, Jr. 1.4
ForForElect Director Scott J. Vassalluzzo 1.5
ForForElect Director Darrell E. Whitaker 1.6
ForForElect Director Janet Lewis Matricciani 1.7
ForForRatify McGladrey LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Arctic Cat Inc.
Meeting Date: 08/06/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kim A. Brink For For
ForForElect Director Joseph F. Puishys 1.2
ForForRatify Grant Thornton LLP as Auditors 2
CorVel Corporation
Meeting Date: 08/06/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director V. Gordon Clemons For For
ForForElect Director Steven J. Hamerslag 1.2
Page 541 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CorVel Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Alan R. Hoops 1.3
ForForElect Director R. Judd Jessup 1.4
ForForElect Director Jean H. Macino 1.5
ForForElect Director Jeffrey J. Michael 1.6
ForForAmend Omnibus Stock Plan 2
ForForAmend Omnibus Stock Plan 3
ForForRatify Haskell & White LLP as Auditors 4
Eagle Materials Inc.
Meeting Date: 08/06/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1A Elect Director F. William Barnett For For
ForForElect Director Richard Beckwitt 1B
ForForElect Director Ed H. Bowman 1C
ForForElect Director David W. Quinn 1D
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Investec plc
Meeting Date: 08/06/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Common Business: Investec plc and Investec Ltd
ForForRe-elect Glynn Burger as Director 1
Page 542 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investec plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Cheryl Carolus as Director 2
ForForRe-elect Peregrine Crosthwaite as Director 3
ForForRe-elect Hendrik du Toit as Director 4
ForForRe-elect Bradley Fried as Director 5
AbstainForRe-elect David Friedland as Director 6
ForForRe-elect Bernard Kantor as Director 7
ForForRe-elect Ian Kantor as Director 8
ForForRe-elect Stephen Koseff as Director 9
AbstainForRe-elect Peter Thomas as Director 10
AbstainForRe-elect Fani Titi as Director 11
ForForElect Charles Jacobs as Director 12
ForForElect Lord Malloch-Brown as Director 13
ForForElect Khumo Shuenyane as Director 14
ForForElect Zarina Bassa as Director 15
ForForElect Laurel Bowden as Director 16
ForForApprove the DLC Remuneration Report 17
ForForApprove the DLC Remuneration Policy 18
Present the DLC Audit Committee Report 19
Present the DLC Social and Ethics Committee Report
20
ForForAuthorise Board to Ratify and Execute Approved Resolutions
21
Ordinary Business: Investec Ltd
Present Financial Statements and Statutory Reports for the Year Ended 31 March 2015
22
ForForSanction the Interim Dividend on the Ordinary Shares
23
ForForApprove Final Dividend on the Ordinary Shares and the Dividend Access (South African Resident) Redeemable Preference Share
24
ForForReappoint Ernst & Young Inc as Joint Auditors of the Company
25
ForForReappoint KPMG Inc as Joint Auditors of the Company
26
Special Business: Investec Ltd
Page 543 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investec plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForPlace Unissued Ordinary Shares Under Control of Directors
27
ForForPlace Unissued Variable Rate, Cumulative, Redeemable Preference Shares Under Control of Directors
28
ForForPlace Unissued Non-Redeemable, Non- Cumulative, Non-Participating Preference Shares Under Control of Directors
29
ForForPlace Unissued Special Convertible Redeemable Preference Shares Under Control of Directors
30
ForForAuthorise Repurchase of Issued Ordinary Shares
31
ForForAuthorise Repurchase of Class ILRP1 Preference Shares, Class ILRP2 Preference Shares, Redeemable Preference Shares and Perpetual Preference Shares
32
ForForApprove Financial Assistance to Subsidiaries and Directors
33
ForForApprove Directors' Remuneration 34
ForForAmend Memorandum of Incorporation Re: Authorised Share Capital
35
ForForAmend Memorandum of Incorporation Re: Annexure A
36
ForForAmend Memorandum of Incorporation Re: Annexure B1
37
Ordinary Business: Investec plc
ForForAccept Financial Statements and Statutory Reports
38
ForForSanction the Interim Dividend on the Ordinary Shares
39
ForForApprove Final Dividend 40
ForForReappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration
41
Special Business: Investec plc
ForForAuthorise Issue of Equity with Pre-emptive Rights
42
ForForAuthorise Market Purchase of Ordinary Shares 43
ForForAuthorise Market Purchase of Preference Shares
44
ForForAuthorise EU Political Donations and Expenditure
45
Page 544 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ralph Lauren Corporation
Meeting Date: 08/06/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Frank A. Bennack, Jr. For For
ForForElect Director Joel L. Fleishman 1.2
ForForElect Director Hubert Joly 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Red Hat, Inc.
Meeting Date: 08/06/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Sohaib Abbasi For For
ForForElect Director Charlene T. Begley 1.2
ForForElect Director Narendra K. Gupta 1.3
ForForElect Director William S. Kaiser 1.4
ForForElect Director Donald H. Livingstone 1.5
ForForElect Director James M. Whitehurst 1.6
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Monster Beverage Corporation
Meeting Date: 08/07/2015 Country: USA
Meeting Type: Annual
Page 545 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Monster Beverage Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Rodney C. Sacks For For
ForForElect Director Hilton H. Schlosberg 1.2
ForForElect Director Mark J. Hall 1.3
ForForElect Director Norman C. Epstein 1.4
ForForElect Director Gary P. Fayard 1.5
ForForElect Director Benjamin M. Polk 1.6
ForForElect Director Sydney Selati 1.7
ForForElect Director Harold C. Taber, Jr. 1.8
ForForElect Director Kathy N. Waller 1.9
ForForElect Director Mark S. Vidergauz 1.10
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstAdopt Proxy Access Right 4
Sprint Corporation
Meeting Date: 08/07/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Nikesh Arora For For
ForForElect Director Robert Bennett 1.2
ForForElect Director Gordon Bethune 1.3
ForForElect Director Marcelo Claure 1.4
ForForElect Director Ronald Fisher 1.5
ForForElect Director Julius Genachowski 1.6
ForForElect Director Michael Mullen 1.7
ForForElect Director Masayoshi Son 1.8
Page 546 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sprint Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Sara Martinez Tucker 1.9
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Omnibus Stock Plan 4
Tsuruha Holdings Inc.
Meeting Date: 08/07/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Tsuruha, Tatsuru For For
ForForElect Director Horikawa, Masashi 1.2
ForForElect Director Tsuruha, Jun 1.3
ForForElect Director Goto, Teruaki 1.4
ForForElect Director Ofune, Masahiro 1.5
ForForElect Director Abe, Mitsunobu 1.6
ForForElect Director Kijima, Keisuke 1.7
AgainstForElect Director Aoki, Keisei 1.8
AgainstForElect Director Okada, Motoya 1.9
ForForAppoint Statutory Auditor Imoto, Tetsuo 2.1
AgainstForAppoint Statutory Auditor Fujii, Fumiyo 2.2
CGN Meiya Power Holdings Co., Ltd.
Meeting Date: 08/10/2015 Country: Bermuda
Meeting Type: Special
Page 547 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CGN Meiya Power Holdings Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Framework Agreement and Related Transactions
For For
ForForElect Zhang Dongxiao as Director and Authorize Board to Fix His Remuneration
2
OM Group, Inc.
Meeting Date: 08/10/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Qorvo, Inc.
Meeting Date: 08/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ralph G. Quinsey For For
ForForElect Director Robert A. Bruggeworth 1.2
ForForElect Director Daniel A. DiLeo 1.3
ForForElect Director Jeffery R. Gardner 1.4
ForForElect Director Charles Scott Gibson 1.5
ForForElect Director John R. Harding 1.6
ForForElect Director David H.Y. Ho 1.7
ForForElect Director Roderick D. Nelson 1.8
Page 548 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Qorvo, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Walden C. Rhines 1.9
ForForElect Director Walter H. Wilkinson, Jr. 1.10
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
One YearOne YearAdvisory Vote on Say on Pay Frequency 3
ForForRatify KPMG LLP as Auditors 4
Activia Properties Inc.
Meeting Date: 08/11/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Change Location of Head Office - Amend Permitted Investment Types - Amend Dividend Payout Policy to Reflect Tax Reform
For For
ForForAmend Articles to Clarify Asset Management Compensation Related to Merger
2
ForForElect Executive Director Kawai, Michie 3
ForForElect Alternate Executive Director Hosoi, Nariaki
4
ForForAppoint Supervisory Director Yamada, Yonosuke
5.1
ForForAppoint Supervisory Director Ariga, Yoshinori 5.2
Adani Ports and Special Economic Zone Ltd.
Meeting Date: 08/11/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 549 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Adani Ports and Special Economic Zone Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Dividend on Preference Shares 2
ForForApprove Dividend on Equity Shares 3
ForForElect A. K. Rakesh as Director 4
ForForApprove S R B C & CO LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForElect R. Haribhakti as Director 6
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
ForForAuthorize Issuance of Non-Convertible Debentures
8
ForForApprove Increase in Investment Limits 9
ForForApprove Increase in Borrowing Powers 10
AgainstForApprove Related Party Transactions 11
ForForApprove Increase in Limit on Foreign Shareholdings
12
ForForApprove Commission Remuneration to Non-Executive Directors
13
Quality Systems, Inc.
Meeting Date: 08/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John ("Rusty") Frantz For For
ForForElect Director Craig A. Barbarosh 1.2
ForForElect Director George H. Bristol 1.3
ForForElect Director James C. Malone 1.4
ForForElect Director Jeffrey H. Margolis 1.5
ForForElect Director Morris Panner 1.6
ForForElect Director D. Russell Pflueger 1.7
ForForElect Director Sheldon Razin 1.8
ForForElect Director Lance E. Rosenzweig 1.9
Page 550 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Quality Systems, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
AgainstForApprove Omnibus Stock Plan 4
Vista Outdoor Inc.
Meeting Date: 08/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Michael Callahan For For
ForForElect Director Gary McArthur 1.2
ForForElect Director Robert Tarola 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
One YearOne YearAdvisory Vote on Say on Pay Frequency 3
ForForRatify Deloitte & Touche LLP as Auditors 4
BBMG Corporation
Meeting Date: 08/12/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Self-Inspection Report on the Property Business of the Company
1
ForForApprove Undertakings on Matters Relating to the Property Business of the Company Issued by the Company's Directors, Supervisors, Senior Management and Controlling Shareholder (BBMG Group Company Limited)
2
Page 551 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BBMG Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForElect Zhang Jianli as Director and Authorize Board to Enter Into a Service Contract with Newly Elected Director
3
ForForApprove the Update on the Self-Inspection Report of the Property Business of the Company
4
CAE Inc.
Meeting Date: 08/12/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Marc Parent For For
ForForElect Director Brian E. Barents 1.2
ForForElect Director Margaret S. (Peg) Billson 1.3
ForForElect Director Michael M. Fortier 1.4
ForForElect Director Paul Gagne 1.5
ForForElect Director James F. Hankinson 1.6
ForForElect Director Alan N. MacGibbon 1.7
ForForElect Director John P. Manley 1.8
ForForElect Director Peter J. Schoomaker 1.9
ForForElect Director Andrew J. Stevens 1.10
ForForElect Director Katharine B. Stevenson 1.11
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForAdvisory Vote on Executive Compensation Approach
3
AgainstForApprove Shareholder Rights Plan 4
ForForAmend By-Laws 5
Page 552 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 08/12/2015 Country: Indonesia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Directors and Commissioners For Against
The J. M. Smucker Company
Meeting Date: 08/12/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Vincent C. Byrd For For
ForForElect Director Paul J. Dolan 1b
ForForElect Director Nancy Lopez Knight 1c
ForForElect Director Elizabeth Valk Long 1d
ForForElect Director Gary A. Oatey 1e
ForForElect Director Sandra Pianalto 1f
ForForElect Director Alex Shumate 1g
ForForElect Director Mark T. Smucker 1h
ForForElect Director Timothy P. Smucker 1i
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Omnibus Stock Plan 4
ForAgainstReport on Plans to Increase Renewable Energy Use
5
Xilinx, Inc.
Meeting Date: 08/12/2015 Country: USA
Meeting Type: Annual
Page 553 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Xilinx, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Philip T. Gianos For For
ForForElect Director Moshe N. Gavrielov 1.2
ForForElect Director William G. Howard, Jr. 1.3
ForForElect Director J. Michael Patterson 1.4
ForForElect Director Albert A. Pimentel 1.5
ForForElect Director Marshall C. Turner 1.6
ForForElect Director Elizabeth W. Vanderslice 1.7
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Crompton Greaves Ltd.
Meeting Date: 08/13/2015 Country: India
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court-Ordered Meeting for Shareholders
ForForApprove Scheme of Arrangement 1
Tata Motors Ltd.
Meeting Date: 08/13/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect S. Borwankar as Director 2
Page 554 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tata Motors Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForApprove Remuneration of Cost Auditors 4
ForForAuthorize Issuance of Non-Convertible Debentures
5
Tata Motors Ltd.
Meeting Date: 08/13/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAccept Financial Statements and Statutory Reports
1
ForForElect S. Borwankar as Director 2
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForApprove Remuneration of Cost Auditors 4
ForForAuthorize Issuance of Non-Convertible Debentures
5
Computer Sciences Corporation
Meeting Date: 08/14/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director David J. Barram For For
ForForElect Director Erik Brynjolfsson 1b
ForForElect Director Rodney F. Chase 1c
ForForElect Director Bruce B. Churchill 1d
Page 555 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Computer Sciences Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Mark Foster 1e
ForForElect Director Nancy Killefer 1f
ForForElect Director Sachin Lawande 1g
ForForElect Director J. Michael Lawrie 1h
ForForElect Director Brian Patrick MacDonald 1i
ForForElect Director Sean O'Keefe 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Electronic Arts Inc.
Meeting Date: 08/14/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Leonard S. Coleman For For
ForForElect Director Jay C. Hoag 1b
ForForElect Director Jeffrey T. Huber 1c
ForForElect Director Vivek Paul 1d
ForForElect Director Lawrence F. Probst, III 1e
ForForElect Director Richard A. Simonson 1f
ForForElect Director Luis A. Ubinas 1g
ForForElect Director Denise F. Warren 1h
ForForElect Director Andrew Wilson 1i
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
ForAgainstProxy Access 4
Page 556 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
James Hardie Industries plc
Meeting Date: 08/14/2015 Country: Ireland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Financial Statements and Reports of the Directors and Auditor
For For
ForForApprove the Remuneration Report 2
ForForElect Andrea Gisle Joosen as Director 3a
ForForElect Brian Anderson as Director 3b
ForForElect Alison Littley as Director 3c
ForForElect James Osborne as Director 3d
ForForAuthorize Board to Fix Remuneration of Auditors
4
ForForApprove the James Hardie Industries Long Term Incentive Plan 2006
5
ForForApprove the Grant of Return on Capital Employed Restricted Stock Units to Louis Gries, Chief Executive Officer of the Company
6
ForForApprove the Grant of Relative Total Shareholder Return Restricted Stock Units to Louis Gries, Chief Executive Officer of the Company
7
ForForApprove the Amendments to the Memorandum of Association
8
ForForApprove the Amendments to the Company's Constitution
9
Microchip Technology Incorporated
Meeting Date: 08/14/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Steve Sanghi For For
ForForElect Director Matthew W. Chapman 1.2
ForForElect Director L.B. Day 1.3
Page 557 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Microchip Technology Incorporated
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Esther L. Johnson 1.4
ForForElect Director Wade F. Meyercord 1.5
AgainstForApprove Conversion of Securities 2
ForForRatify Ernst & Young LLP as Auditors 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
China Communications Construction Company Ltd.
Meeting Date: 08/17/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOTS FOR HOLDERS OF H SHARES
ForForApprove Provision of the Assured Entitlement to H Shareholders Only for the Spin-off of CCCC Dredging (Group) Co., Ltd.
1
China Communications Construction Company Ltd.
Meeting Date: 08/17/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Provision of the Assured Entitlement to H Shareholders Only for the Spin-off of CCCC Dredging (Group) Co., Ltd.
1
Precision Castparts Corp.
Meeting Date: 08/17/2015 Country: USA
Meeting Type: Annual
Page 558 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Precision Castparts Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Peter B. Delaney (Withdrawn)
ForForElect Director Mark Donegan 1b
ForForElect Director Don R. Graber 1c
ForForElect Director Lester L. Lyles 1d
ForForElect Director Vernon E. Oechsle 1e
Elect Director James F. Palmer (Withdrawn) 1f
ForForElect Director Ulrich Schmidt 1g
ForForElect Director Richard L. Wambold 1h
ForForElect Director Timothy A. Wicks 1i
Elect Director Janet C. Wolfenbarger (Withdrawn)
1j
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForAgainstProxy Access 4
Acxiom Corporation
Meeting Date: 08/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John L. Battelle For For
ForForElect Director William J. Henderson 1.2
AgainstForAmend Executive Incentive Bonus Plan 2
AgainstForAmend Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForForRatify KPMG LLP as Auditors 5
Page 559 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dalian Wanda Commercial Properties Co Ltd
Meeting Date: 08/18/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Future Dividend Return Plan for Three Years After the A Share Offering
For For
ForForApprove Stabilization of the Company's Share Price for Three Years After the A Share Offering
2
ForForApprove Undertakings on Matters Relating to the A Share Offering by the Company, Controlling Shareholder, Actual Controllers, Directors, Supervisors and Senior Management
3
ForForApprove Dilution of Immediate Return and Recovery After the A Share Offering
4
ForForApprove Da Hua Accounting Firm (Special General Partnership) as Domestic Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Amendments to the Rules for the Management of Proceeds of the Company
6
ForForApprove Amendments to the Decision Making System of Connected Transaction of the Company
7
ForForApprove Report in Relation to the Use of Proceeds Raised by Previous H Share offering
8
ForForApprove Self-Assessment Report in Respect of Land and Residential Property Sales Matters Related to the Real Estate Development Projects
9
ForForApprove Undertaking in Respect of Land and Residential Property Sales Matters Related to the Real Estate Development Projects
10
ForForApprove Plan Under the A Share Offering 11
ForForApprove Type of Securities to be Issued Under the A Share Offering
11.1
ForForApprove Par Value Under the A Share Offering 11.2
ForForApprove Issue Size Under the A Share Offering
11.3
ForForApprove Target Subscribers Under the A Share Offering
11.4
ForForApprove Issue Method Under the A Share Offering
11.5
Page 560 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dalian Wanda Commercial Properties Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Pricing Method Under the A Share Offering
11.6
ForForApprove Underwriting Method Under the A Share Offering
11.7
ForForApprove Listing Place Under the A Share Offering
11.8
ForForApprove Form Conversion Under the A Share Offering
11.9
ForForApprove Resolution Validity Period Under the A Share Offering
11.10
ForForApprove Distribution of the Accumulated Undistributed Profits Before the A Share Offering
12
ForForApprove Use of Proceeds to be Raised Through the A Share Offering and the Feasibility Analysis
13
ForForAuthorize Board to Deal with All Matters Relating to the A Share Offering
14
ForForAmend Articles of Association 15
ForForAmend Rules of Procedures Regarding General Meetings of Shareholders
16
Dalian Wanda Commercial Properties Co Ltd
Meeting Date: 08/18/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Future Dividend Return Plan for the Next Three Years
1
ForForApprove Stabilization of the Company's Share Price for Three Years After the A Share Offering
2
ForForApprove Undertakings on Matters Relating to the A Share Offering by the Company, Controlling Shareholder, Actual Controllers, Directors, Supervisors and Senior Management
3
ForForApprove Dilution of Immediate Return and Recovery After the A Share Offering
4
Page 561 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dalian Wanda Commercial Properties Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Type of Securities to be Issued Under the A Share Offering
5.1
ForForApprove Par Value Under the A Share Offering 5.2
ForForApprove Issue Size Under the A Share Offering
5.3
ForForApprove Target Subscribers Under the A Share Offering
5.4
ForForApprove Issue Method Under the A Share Offering
5.5
ForForApprove Pricing Method Under the A Share Offering
5.6
ForForApprove Underwriting Method Under the A Share Offering
5.7
ForForApprove Listing Place Under the A Share Offering
5.8
ForForApprove Form Conversion Under the A Share Offering
5.9
ForForApprove Resolution Validity Period Under the A Share Offering
5.10
ForForApprove Distribution of the Accumulated Undistributed Profits Before the A Share Offering
6
ForForApprove Use of Proceeds to be Raised Through the A Share Offering and the Feasibility Analysis
7
ForForAuthorize Board to Deal with All Matters Relating to the A Share Offering
8
EXCO Resources, Inc.
Meeting Date: 08/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey D. Benjamin For For
ForForElect Director B. James Ford 1.2
ForForElect Director Samuel A. Mitchell 1.3
ForForElect Director Wilbur L. Ross, Jr. 1.4
ForForElect Director Jeffrey S. Serota 1.5
Page 562 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
EXCO Resources, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Robert L. Stillwell 1.6
AgainstForApprove Issuance of Common Stock and Warrants
2
ForForIncrease Authorized Common Stock 3
ForForAmend Articles of Incorporation to Include a Waiver of the Duty of Directors to Present Corporate Opportunities to EXCO Resources, Inc.
4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
ForForRatify KPMG LLP as Auditors 6
Omnicare, Inc.
Meeting Date: 08/18/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
ForForAdjourn Meeting 2
ForForAdvisory Vote on Golden Parachutes 3
Zijin Mining Group Co., Ltd.
Meeting Date: 08/18/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForApprove Profit Distribution and Return Plan for 2015 to 2017
1
ForForApprove Satisfaction of Conditions for the Non-Public Issuance of A Shares
2
Page 563 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zijin Mining Group Co., Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Proposal on the Non-Public Issuance of A Shares
3
ForForApprove Class and Nominal Value of the Shares to be issued in Relation to the Non-Public Issuance of A Shares
3.01
ForForApprove Methods and Time of Issuance in Relation to the Non-Public Issuance of A Shares
3.02
ForForApprove Issuing Objects and Methods of Subscription in Relation to the Non-Public Issuance of A Shares
3.03
ForForApprove Subscription Price and Pricing Principles in Relation to the Non-Public Issuance of A Shares
3.04
ForForApprove Number of Shares to be Issued in Relation to the Non-Public Issuance of A Shares
3.05
ForForApprove Lock-Up Period in Relation to the Non-Public Issuance of A Shares
3.06
ForForApprove Use of Proceeds Raised in Relation to the Non-Public Issuance of A Shares
3.07
ForForApprove Proposal for Arrangement of the Accumulated Distributable Profits before the Non-Public Issuance of A Shares
3.08
ForForApprove Listing Place of the Shares in Relation to the Non-Public Issuance of A Shares
3.09
ForForApprove Validity Period of the Resolution in Relation to the Non-Public Issuance of A Shares
3.10
ForForApprove Plan for the Non-Public Issuance of A Shares (Revised Version)
4
ForForApprove Feasibility Report on the Use of Proceeds Raised in the Non-Public Issuance of A Shares
5
ForForApprove Not to Produce Report of Use of Proceeds Previously Raised in the Non-Public Issuance of A Shares
6
ForForApprove Dilutive Impact of the Non-public Issuance of A Shares on Immediate Returns and Adoption of Recovery Measures
7
ForForAuthorized Board to Deal with All Matters in Relation to Non-Public Issuance of A Shares
8
ForForApprove Merger by Absorption of Shanghang Jinshan Mining Co., Ltd.
9
Page 564 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Zijin Mining Group Co., Ltd.
Meeting Date: 08/18/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
ForForApprove Proposal on the Non-Public Issuance of A Shares of Company
1
ForForApprove Class and Nominal Value of the Shares to be issued in Relation to the Non-Public Issuance of A Shares
1.01
ForForApprove Methods and Time of Issuance in Relation to the Non-Public Issuance of A Shares
1.02
ForForApprove Issuing Objects and Methods of Subscription in Relation to the Non-Public Issuance of A Shares
1.03
ForForApprove Subscription Price and Pricing Principles in Relation to the Non-Public Issuance of A Shares
1.04
ForForApprove Number of Shares to be Issued in Relation to the Non-Public Issuance of A Shares
1.05
ForForApprove Lock-Up Period in Relation to the Non-Public Issuance of A Shares
1.06
ForForApprove Use of Proceeds Raised in Relation to the Non-Public Issuance of A Shares
1.07
ForForApprove Proposal for Arrangement of the Accumulated Distributable Profits before theNon-Public Issuance of A Shares
1.08
ForForApprove Listing Place of the Shares in Relation to the Non-Public Issuance of A Shares
1.09
ForForApprove Validity Period of the Resolution in Relation to the Non-Public Issuance of A Shares
1.10
ForForApprove Plan for the Non-Public Issuance of A Shares of Company
2
ForForAuthorized Board to Deal with All Matters in Relation to Non-Public Issuance of A Shares
3
ANN INC.
Meeting Date: 08/19/2015 Country: USA
Meeting Type: Special
Page 565 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ANN INC.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
Bob Evans Farms, Inc.
Meeting Date: 08/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Douglas N. Benham For For
ForForElect Director Charles M. Elson 1b
ForForElect Director Mary Kay Haben 1c
ForForElect Director David W. Head 1d
ForForElect Director Kathleen S. Lane 1e
ForForElect Director Eileen A. Mallesch 1f
ForForElect Director Larry S. McWilliams 1g
ForForElect Director Kevin M. Sheehan 1h
ForForElect Director Michael F. Weinstein 1i
ForForElect Director Paul S. Williams 1j
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Helen of Troy Limited
Meeting Date: 08/19/2015 Country: Bermuda
Meeting Type: Annual
Page 566 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Helen of Troy Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Gary B. Abromovitz For For
ForForElect Director John B. Butterworth 1.2
ForForElect Director Alexander M. Davern 1.3
ForForElect Director Timothy F. Meeker 1.4
ForForElect Director Julien R. Mininberg 1.5
ForForElect Director Beryl B. Raff 1.6
ForForElect Director William F. Susetka 1.7
ForForElect Director Darren G. Woody 1.8
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Helen of Troy Limited 2008 Omnibus Stock Plan
3
ForForApprove Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Inovalon Holdings, Inc.
Meeting Date: 08/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Keith R. Dunleavy For For
ForForElect Director Denise K. Fletcher 1.2
ForForElect Director Andre S. Hoffmann 1.3
ForForElect Director Lee D. Roberts 1.4
ForForElect Director William J. Teuber, Jr. 1.5
ForForRatify Deloitte & Touche LLP as Auditors 2
Page 567 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
La-Z-Boy Incorporated
Meeting Date: 08/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kurt L. Darrow For For
ForForElect Director Richard M. Gabrys 1.2
ForForElect Director David K. Hehl 1.3
ForForElect Director Edwin J. Holman 1.4
ForForElect Director Janet E. Kerr 1.5
ForForElect Director Michael T. Lawton 1.6
ForForElect Director H. George Levy 1.7
ForForElect Director W. Alan McCollough 1.8
ForForElect Director Nido R. Qubein 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
LIC Housing Finance Ltd.
Meeting Date: 08/19/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Accept Financial Statements and Statutory Reports
For For
ForForAccept Consolidated Financial Statements and Statutory Reports
1b
ForForApprove Dividends 2
ForForElect S.B. Mainak as Director 3
ForForApprove Chokshi & Chokshi, LLP and Shah Gupta & Co. as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Related Party Transactions 5
Page 568 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LIC Housing Finance Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Issuance of Redeemable Non-Convertible Debentures
6
ForForElect D. Bhandari as Independent Director 7
ForForElect D. Sarkar as Independent Director 8
ForForElect V. K. Kukreja as Independent Director 9
Multi-Color Corporation
Meeting Date: 08/19/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ari J. Benacerraf For For
ForForElect Director Robert R. Buck 1.2
ForForElect Director Charles B. Connolly 1.3
ForForElect Director Thomas M. Mohr 1.4
ForForElect Director Simon T. Roberts 1.5
ForForElect Director Nigel A. Vinecombe 1.6
ForForElect Director Matthew M. Walsh 1.7
ForForRatify Grant Thorton LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForIncrease Authorized Common Stock 4
Bio-Reference Laboratories, Inc.
Meeting Date: 08/20/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
Page 569 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bio-Reference Laboratories, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
CommVault Systems, Inc.
Meeting Date: 08/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director N. Robert Hammer For For
ForForElect Director Keith Geeslin 1.2
ForForElect Director Gary B. Smith 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
FLEXTRONICS INTERNATIONAL LTD.
Meeting Date: 08/20/2015 Country: Singapore
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Annual Meeting
ForForReelect Lay Koon Tan as Director 1a
ForForReelect William D. Watkins as Director 1b
ForForReappoint Lawrence A. Zimmerman as Director
2
ForForApprove Reappointment of Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForApprove Issuance of Shares without Preemptive Rights
4
Page 570 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
FLEXTRONICS INTERNATIONAL LTD.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Special Meeting
AgainstForAuthorize Share Repurchase Program S1
Hawaiian Electric Industries, Inc.
Meeting Date: 08/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Constance H. Lau For For
ForForElect Director A. Maurice Myers 1.2
ForForElect Director James K. Scott 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Organovo Holdings, Inc.
Meeting Date: 08/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Keith Murphy For For
ForForElect Director Kirk Malloy 1.2
ForForRatify Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
Page 571 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
QLogic Corporation
Meeting Date: 08/20/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director John T. Dickson For For
ForForElect Director Balakrishnan S. Iyer 1b
ForForElect Director Christine King 1c
ForForElect Director D. Scott Mercer 1d
ForForElect Director Prasad L. Rampalli 1e
ForForElect Director Jay A. Rossiter 1f
ForForElect Director George D. Wells 1g
ForForElect Director William M. Zeitler 1h
ForForAmend Qualified Employee Stock Purchase Plan
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify KPMG LLP as Auditors 4
Sinopharm Group Co., Ltd.
Meeting Date: 08/20/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Corporate Bonds For For
Skyworth Digital Holdings Ltd
Meeting Date: 08/20/2015 Country: Bermuda
Meeting Type: Annual
Page 572 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skyworth Digital Holdings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForElect Yang Dongwen as Director 3A
ForForElect Lu Rongchang as Director 3B
ForForElect Cheong Ying Chew, Henry as Director 3C
ForForAuthorize Board to Fix Remuneration of Directors
4
ForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
5
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
ForForAuthorize Repurchase of Issued Share Capital 7
ForForAuthorize Reissuance of Repurchased Shares 8
Oracle Corp. Japan
Meeting Date: 08/21/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Indemnify Directors For For
ForForElect Director Sugihara, Hiroshige 2.1
ForForElect Director Nosaka, Shigeru 2.2
ForForElect Director Derek H. Williams 2.3
AgainstForElect Director John L. Hall 2.4
ForForElect Director Eric R. Ball 2.5
ForForElect Director Samantha Wellington 2.6
ForForElect Director Ogishi, Satoshi 2.7
ForForElect Director Murayama, Shuhei 2.8
Page 573 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oracle Corp. Japan
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Stock Option Plan 3
Chongqing Changan Automobile Co., Ltd.
Meeting Date: 08/24/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF B SHARES
ForForApprove Provision of Subsidy of CNY 20 Million to China's Auto Industry Innovation Joint Fund
1
CSI Properties Ltd
Meeting Date: 08/25/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2.1
ForForApprove Special Dividend 2.2
ForForElect Chung Cho Yee, Mico as Director 3.1
ForForElect Chow Hou Man as Director 3.2
ForForElect Cheng Yuk Wo as Director 3.3
ForForAuthorize Board to Fix Directors' Remuneration
3.4
ForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Repurchase of Issued Share Capital 5
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Page 574 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CSI Properties Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Reissuance of Repurchased Shares 7
Franshion Properties (China) Ltd.
Meeting Date: 08/25/2015 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Change English Name and Chinese Name For For
AgainstForAdopt New Articles of Association 2
Haier Electronics Group Co Ltd
Meeting Date: 08/25/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Logistics Services Agreement, Logistics Services Cap and Related Transactions
For For
ForForApprove Products Procurement Agreement, Products Procurement Cap and Related Transactions
2
ForForApprove Materials Procurement Agreement, Materials Procurement Cap and Related Transactions
3
ForForApprove Export Agreement, Export Cap and Related Transactions
4
ForForAuthorize Any Director to Do All Such Acts Necessary to Implement or Give Effect to the Agreements and All Related Transactions
5
Mobile Telesystems PJSC
Meeting Date: 08/25/2015 Country: Russia
Meeting Type: Special
Page 575 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mobile Telesystems PJSC
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Meeting Procedures 1
ForForApprove Reorganization via Acquisition of ZAO Comstar-Regions
2.1
ForForApprove Reorganization via Acquisition of Penza-GSM AO, SMARTS-Ivanovo AO, and JSC, and SMARTS-Ufa PAO
2.2
ForForAmend Charter in Connection with Reorganization Proposed under Item 2.1
3.1
ForForAmend Charter in Connection with Reorganization Proposed under Item 2.2
3.2
American Woodmark Corporation
Meeting Date: 08/26/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William F. Brandt, Jr. For For
ForForElect Director Andrew B. Cogan 1.2
ForForElect Director Martha M. Dally 1.3
ForForElect Director James G. Davis, Jr. 1.4
ForForElect Director S. Cary Dunston 1.5
ForForElect Director Kent B. Guichard 1.6
ForForElect Director Daniel T. Hendrix 1.7
ForForElect Director Carol B. Moerdyk 1.8
ForForElect Director Vance W. Tang 1.9
ForForRatify KPMG LLP as Auditors 2
ForForApprove Non-Employee Director Restricted Stock Plan
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Page 576 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Digital China Holdings Limited
Meeting Date: 08/26/2015 Country: Bermuda
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Approve Disposal Agreement between the Company and Shenxin Taifeng and Related Transactions
For Abstain
ForForApprove Distribution 1b
KLX Inc.
Meeting Date: 08/26/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Amin J. Khoury For For
ForForElect Director John T. Collins 1.2
ForForElect Director Peter V. Del Presto 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
One YearOne YearAdvisory Vote on Say on Pay Frequency 3
ForForApprove Omnibus Stock Plan 4
ForForRatify Deloitte & Touche LLP as Auditors 5
Under Armour, Inc.
Meeting Date: 08/26/2015 Country: USA
Meeting Type: Special
Page 577 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Under Armour, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Amend Charter to Provide the Conversion of Each Class B into One Share of Class A, if Kevin Plank Sells or Disposes More than 2.5 Million of the Company's Shares
For For
ForForAmend Charter to Provide the Conversion of Each Class B into One Share of Class A, Upon Departure of Kevin Plank from the Company
1b
ForForAmend Charter to Provide Equal Treatment Provisions
1c
ForForAmend Charter to Enhance Board Independence Provisions
1d
ForForAmend Charter to Provide that Amendments to Equal Treatment Provisions and Board Indepence Provisions Require a Supermajority Vote
1e
AgainstForAmend Omnibus Stock Plan 2
ForForApprove Nonqualified Employee Stock Purchase Plan
3
AMERCO
Meeting Date: 08/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Edward J. Shoen For For
ForForElect Director James E. Acridge 1.2
ForForElect Director Charles J. Bayer 1.3
ForForElect Director John P. Brogan 1.4
ForForElect Director John M. Dodds 1.5
ForForElect Director Michael L. Gallagher 1.6
ForForElect Director Daniel R. Mullen 1.7
ForForElect Director Samuel J. Shoen 1.8
ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Page 578 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AMERCO
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify BDO USA, LLP as Auditors 3
AgainstForRatify and Affirm the Decisions and Actions Taken by the Board of Directors and Executive Officers for Fiscal 2015
4
AgainstAgainstRecommend the Board and Management Act Expeditiously to Effectuate an IPO and Subsequent REIT Conversion of the Real Estate and Self-Storage Businesses
5
AgainstNoneDeclare and Issue Dividend of Seven Shares of Nonvoting Common Stock for each Common Share held to All AMERCO Shareholders
6
Himax Technologies Inc.
Meeting Date: 08/27/2015 Country: Cayman Islands
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Audited Accounts and Financial Reports of the Company for the Fiscal Year Ended December 31, 2014
1
ForForRe-elect Yuan-Chuan Horng as Independent Director
2
AgainstForTransact Other Business 3
STERIS Corporation
Meeting Date: 08/27/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Richard C. Breeden For For
ForForElect Director Cynthia L. Feldmann 1.2
ForForElect Director Jacqueline B. Kosecoff 1.3
Page 579 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
STERIS Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director David B. Lewis 1.4
ForForElect Director Kevin M. McMullen 1.5
ForForElect Director Walter M. Rosebrough, Jr. 1.6
ForForElect Director Mohsen M. Sohi 1.7
ForForElect Director John P. Wareham 1.8
ForForElect Director Loyal W. Wilson 1.9
ForForElect Director Michael B. Wood 1.10
ForForAmend Executive Incentive Bonus Plan 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Ernst & Young LLP as Auditors 4
ForAgainstReduce Supermajority Vote Requirement 5
Tamarack Valley Energy Ltd.
Meeting Date: 08/27/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Brian Schmidt For For
ForForElect Director David R. MacKenzie 1.2
ForForElect Director Floyd Price 1.3
ForForElect Director Dean Setoguchi 1.4
ForForElect Director Jeffrey Boyce 1.5
ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
ChipMOS TECHNOLOGIES (Bermuda) LTD.
Meeting Date: 08/28/2015 Country: Bermuda
Meeting Type: Annual
Page 580 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ChipMOS TECHNOLOGIES (Bermuda) LTD.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Reelect Hsing-Ti Tuan as Director For For
ForForReelect Yeong-Her Wang as Director 1.2
ForForReelect Shou-Kang Chen as Director 1.3
ForForAppoint PricewaterhouseCoopers, Taiwan as Auditors
2
Mylan NV
Meeting Date: 08/28/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Mylan N.V. Shares in Connection with Acquisition of Perrigo Company plc
For Against
Naspers Ltd
Meeting Date: 08/28/2015 Country: South Africa
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Resolutions
ForForAccept Financial Statements and Statutory Reports for the Year Ended 31 March 2015
1
ForForApprove Dividends for N Ordinary and A Ordinary Shares
2
ForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with Brendan Deegan as the Individual Registered Auditor
3
ForForRe-elect Steve Pacak as Director 4.1
ForForElect Mark Sorour as Director 4.2
ForForElect Koos Bekker as Director 4.3
Page 581 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Naspers Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Craig Enenstein as Director 5.1
ForForRe-elect Don Eriksson as Director 5.2
ForForRe-elect Fred Phaswana as Director 5.3
ForForRe-elect Ben van der Ross as Director 5.4
ForForRe-elect Don Eriksson as Member of the Audit Committee
6.1
ForForRe-elect Ben van der Ross as Member of the Audit Committee
6.2
ForForElect Rachel Jafta as Member of the Audit Committee
6.3
ForForApprove Remuneration Policy 7
AgainstForPlace Authorised but Unissued Shares under Control of Directors
8
ForForAuthorise Board to Issue Shares for Cash 9
ForForApprove the Trust Deed of the Restricted Stock Plan
10
ForForApprove Amendments to the MIH Holdings Share Trust Deed, MIH (Mauritius) Limited Share Trust Deed, Naspers Share Incentive Trust Deed and the Share Schemes
11
ForForAuthorise Ratification of Approved Resolutions
12
Special Resolutions
ForForApprove Fees of the Board Chairman 1.1
ForForApprove Fees of the Board Member 1.2
ForForApprove Fees of the Audit Committee Chairman
1.3
ForForApprove Fees of the Audit Committee Member
1.4
ForForApprove Fees of the Risk Committee Chairman
1.5
ForForApprove Fees of the Risk Committee Member 1.6
ForForApprove Fees of the Human Resources and Remuneration Committee Chairman
1.7
ForForApprove Fees of the Human Resources and Remuneration Committee Member
1.8
ForForApprove Fees of the Nomination Committee Chairman
1.9
ForForApprove Fees of the Nomination Committee Member
1.10
Page 582 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Naspers Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Fees of the Social and Ethics Committee Chairman
1.11
ForForApprove Fees of the Social and Ethics Committee Member
1.12
ForForApprove Fees of the Trustees of Group Share Schemes/Other Personnel Funds
1.13
ForForApprove Fees of the Media24 Pension Fund Chairman
1.14
ForForApprove Fees of the Media24 Pension Fund Trustee
1.15
ForForApprove Remuneration of Non-Executive Directors for the Year Ending 31 March 2017
1.16
ForForApprove Financial Assistance in Terms of Section 44 of the Act
2
ForForApprove Financial Assistance in Terms of Section 45 of the Act
3
AgainstForAuthorise Repurchase of N Ordinary Shares 4
AgainstForAuthorise Repurchase of A Ordinary Shares 5
United Urban Investment Corp.
Meeting Date: 08/28/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Permitted Investment Types - Amend Dividend Payout Policy to Reflect Tax Reform
For For
ForForElect Executive Director Murakami, Hitoshi 2
ForForElect Alternate Executive Director Yoshida, Ikuo
3
AgainstForAppoint Supervisory Director Akiyama, Masaaki
4.1
ForForAppoint Supervisory Director Ozawa, Tetsuo 4.2
ForForAppoint Alternate Supervisory Director Kugisawa, Tomo
5
Page 583 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dewan Housing Finance Corporation Limited
Meeting Date: 08/29/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Bonus Issue 1
Hero MotoCorp Ltd.
Meeting Date: 08/31/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForElect S. K. Munjal as Director 3
ForForApprove Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect S. Kamineni as Director 5
ForForAmend Memorandum of Association 6
ForForAdopt New Articles of Association 7
ForForApprove Commission Remuneration for Non-Executive Directors
8
Quantum Corporation
Meeting Date: 08/31/2015 Country: USA
Meeting Type: Annual
Page 584 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Quantum Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Robert J. Andersen For For
ForForElect Director Paul R. Auvil 1b
ForForElect Director Philip Black 1c
ForForElect Director Louis DiNardo 1d
ForForElect Director Dale L. Fuller 1e
ForForElect Director Jon W. Gacek 1f
ForForElect Director David A. Krall 1g
ForForElect Director Gregg J. Powers 1h
ForForElect Director David E. Roberson 1i
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AgainstForAmend Omnibus Stock Plan 4
Century Aluminum Company
Meeting Date: 09/01/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jarl Berntzen For For
ForForElect Director Michael A. Bless 1.2
ForForElect Director Andrew J. Caplan 1.3
ForForElect Director Errol Glasser 1.4
ForForElect Director Daniel Goldberg 1.5
ForForElect Director Terence A. Wilkinson 1.6
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Page 585 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Virtusa Corporation
Meeting Date: 09/01/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Martin Trust For For
ForForElect Director Izhar Armony 1.2
ForForElect Director Rowland T. Moriarty 1.3
ForForRatify KPMG LLP as Auditors 2
AgainstForApprove Omnibus Stock Plan 3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Ashtead Group plc
Meeting Date: 09/02/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Chris Cole as Director 4
ForForRe-elect Geoff Drabble as Director 5
ForForRe-elect Brendan Horgan as Director 6
ForForRe-elect Sat Dhaiwal as Director 7
ForForRe-elect Suzanne Wood as Director 8
ForForRe-elect Michael Burrow as Director 9
ForForRe-elect Bruce Edwards as Director 10
ForForRe-elect Ian Sutcliffe as Director 11
ForForRe-elect Wayne Edmunds as Director 12
ForForReappoint Deloitte LLP as Auditors 13
Page 586 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ashtead Group plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
14
ForForAuthorise Issue of Equity with Pre-emptive Rights
15
ForForAuthorise Issue of Equity without Pre-emptive Rights
16
ForForAuthorise Market Purchase of Ordinary Shares 17
ForForAdopt New Articles of Association 18
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
19
Daktronics, Inc.
Meeting Date: 09/02/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Byron J. Anderson For For
ForForElect Director Reece A. Kurtenbach 1.2
ForForElect Director John P. Friel 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
AgainstForApprove Omnibus Stock Plan 4
Rifco Inc.
Meeting Date: 09/03/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Five For For
ForForElect Director W.R. (Bill) Graham 2a
Page 587 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rifco Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Lance A. Kadatz 2b
ForForElect Director Johannes J. Nieuwenburg 2c
ForForElect Director Stuart P. Hensman 2d
ForForElect Director Bruce D. Ratzlaff 2e
ForForApprove Collins Barrow Toronto LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForRe-approve Stock Option Plan 4
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Meeting Date: 09/03/2015 Country: Israel
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForReelect Roger Abravanel as Director For a Three Year Term
1a
ForForElect Rosemary A. Crane as Director For a Three Year Term
1b
ForForElect Gerald M. Lieberman as Director For a Three Year Term
1c
ForForReelect Galia Maor as Director For a Three Year Term
1d
ForForElect Gabrielle Greene-Sulzberger as External Director For a Three Year Term and Approve her Compensation
2
ForForAmend Compensation Policy for the Directors and Officers of the Company, In Respect To Directors' Compensation
3a
ForNoneVote FOR if you have a personal interest in item 3a; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.
3a.1
ForForApprove Compensation of Company's Directors, Excluding Chairman
3b
ForForApprove Compensation of Yitzhak Peterburg, Chairman
3c
Page 588 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TEVA- PHARMACEUTICAL INDUSTRIES LTD
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Employment Terms of Erez Vigodman, President and CEO
4a
ForForApprove Special Cash Bonus to Erez Vigodman, President and CEO
4b
ForForApprove 2015 Equity Compensation Plan 5
ForForReappoint Kesselman & Kesselman as Auditors
6
Discuss Financial Statements and the Report of the Board for 2014
7
Dassault Systemes
Meeting Date: 09/04/2015 Country: France
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Extraordinary Business
AgainstForAuthorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans
1
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
2
ForForAmend Article 2 of Bylaws Re: Corporate Purpose
3
ForForAuthorize Filing of Required Documents/Other Formalities
4
Ecopetrol S.A.
Meeting Date: 09/04/2015 Country: Colombia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Safety Guidelines/Open Meeting 1
Verify Quorum 2
Page 589 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ecopetrol S.A.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Opening by Chief Executive Officer 3
ForForApprove Meeting Agenda 4
ForForElect Chairman of Meeting 5
ForForAppoint Committee in Charge of Scrutinizing Elections and Polling
6
ForForAppoint Committee to Approve Minutes of Meeting
7
ForForElect Directors 8
Maruti Suzuki India Ltd
Meeting Date: 09/04/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForElect T. Hasuike as Director 3
ForForElect K. Saito as Director 4
ForForApprove Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration
5
ForForElect T. Suzuki as Director 6
ForForElect S. Torii as Director 7
ForForApprove Appointment and Remuneration of K. Ayabe as Executive Director
8
ForForApprove Remuneration of Cost Auditors 9
ForForApprove Increase in Limit on Foreign Shareholdings
10
NetEase Inc.
Meeting Date: 09/04/2015 Country: Cayman Islands
Meeting Type: Annual
Page 590 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NetEase Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForRe-elect William Lei Ding as Director 1a
ForForRe-elect Alice Cheng as Director 1b
ForForRe-elect Denny Lee as Director 1c
ForForRe-elect Joseph Tong as Director 1d
ForForRe-elect Lun Feng as Director 1e
ForForRe-elect Michael Leung as Director 1f
ForForRe-elect Michael Tong as Director 1g
ForForApprove Appointment of PricewaterhouseCoopers Zhong Tian LLP as Independent Auditors of the Company
2
Aditya Birla Nuvo Ltd.
Meeting Date: 09/07/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Composite Scheme of Arrangement 1
Indiabulls Housing Finance Ltd.
Meeting Date: 09/07/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividends 2
Page 591 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Indiabulls Housing Finance Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect A. K. Mittal as Director 3
ForForElect A. O. Kumar as Director 4
ForForApprove Deloitte Haskins & Sells LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Increase in Borrowing Powers 6
ForForAuthorize Issuance of Redeemable Non-Convertible Debentures
7
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
ForForAmend Object Clause of Memorandum of Association
9
ForForApprove Remuneration of G. Banga, Vice-Chairman and Managing Director
10
ForForApprove Remuneration of A. K. Mittal, Executive Director
11
ForForApprove Remuneration of A. O. Kumar, Deputy Managing Director
12
Aditya Birla Nuvo Ltd.
Meeting Date: 09/08/2015 Country: India
Meeting Type: Court
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Court-Ordered Meeting for Shareholders
ForForApprove Composite Scheme of Arrangement 1
DS Smith plc
Meeting Date: 09/08/2015 Country: United Kingdom
Meeting Type: Annual
Page 592 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DS Smith plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Final Dividend 2
ForForApprove Remuneration Report 3
ForForRe-elect Gareth Davis as Director 4
ForForRe-elect Miles Roberts as Director 5
ForForRe-elect Adrian Marsh as Director 6
ForForRe-elect Chris Britton as Director 7
ForForRe-elect Ian Griffiths as Director 8
ForForRe-elect Jonathan Nicholls as Director 9
ForForRe-elect Kathleen O'Donovan as Director 10
ForForRe-elect Louise Smalley as Director 11
ForForReappoint Deloitte LLP as Auditors 12
ForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
ForForAuthorise Issue of Equity with Pre-emptive Rights
14
ForForAuthorise Issue of Equity without Pre-emptive Rights
15
ForForAuthorise Market Purchase of Ordinary Shares 16
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
17
ForForApprove Increase in Borrowing Limit Under the Company's Articles of Association
18
Finisar Corporation
Meeting Date: 09/08/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Michael C. Child For For
Page 593 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Finisar Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Roger C. Ferguson 1.2
ForForRatify BDO USA, LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
The Berkeley Group Holdings plc
Meeting Date: 09/08/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
AgainstForRe-elect Tony Pidgley as Director 3
ForForRe-elect Rob Perrins as Director 4
ForForRe-elect Greg Fry as Director 5
ForForRe-elect Karl Whiteman as Director 6
ForForRe-elect Sean Ellis as Director 7
ForForRe-elect Sir John Armitt as Director 8
ForForRe-elect Alison Nimmo as Director 9
ForForRe-elect Veronica Wadley as Director 10
ForForRe-elect Glyn Barker as Director 11
ForForRe-elect Adrian Li as Director 12
ForForRe-elect Andy Myers as Director 13
ForForRe-elect Diana Brightmore-Armour as Director 14
ForForElect Richard Stearn as Director 15
ForForReappoint KPMG LLP as Auditors 16
ForForAuthorise Board to Fix Remuneration of Auditors
17
ForForAuthorise Issue of Equity with Pre-emptive Rights
18
Page 594 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Berkeley Group Holdings plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Issue of Equity without Pre-emptive Rights
19
ForForAuthorise Market Purchase of Ordinary Shares 20
ForForAuthorise EU Political Donations and Expenditure
21
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
22
AbstainForApprove Sale of an Apartment to Montpelier Properties Limited
23
AbstainForApprove Sale of a Storage Area to Diana Brightmore-Armour
24
InvenSense, Inc.
Meeting Date: 09/09/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jon Olson For For
ForForElect Director Amit Shah 1.2
ForForElect Director Yunbei 'Ben' Yu 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForAmend Qualified Employee Stock Purchase Plan
3
ForForRatify Deloitte & Touche LLP as Auditors 4
Larsen & Toubro Ltd
Meeting Date: 09/09/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
Page 595 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Larsen & Toubro Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Dividend 2
ForForElect S. Sarker as Director 3
ForForApprove Vacancy on the Board Resulting from the Retirement of M.V. Kotwal
4
ForForElect S.N. Roy as Director 5
ForForElect R.S. Raman as Director 6
ForForElect A.K. Gupta as Independent Director 7
ForForElect B.N. Vakil as Independent Director 8
ForForElect Thomas Mathew T. as Independent Director
9
ForForElect A. Shankar as Independent Director 10
ForForElect S. Sarma as Director 11
ForForApprove Commission Remuneration for Non-Executive Directors
12
ForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
13
ForForAuthorize Issuance of Debentures 14
ForForApprove Sharp & Tannan as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration
15
ForForApprove Deloitte Haskins & Sells LLP as Statutory Auditors and Authorize Board to Fix Their Remuneration
16
ForForApprove Remuneration of Cost Auditors for Year 2014-2015
17
ForForApprove Remuneration of Cost Auditors for Year 2015-2016
18
Tribhovandas Bhimji Zaveri Ltd.
Meeting Date: 09/09/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
Page 596 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tribhovandas Bhimji Zaveri Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect B. Zaveri as Director 3
ForForApprove B S R & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Remuneration of S. Zaveri, Chairman and Managing Director
5
CapitaLand Mall Trust
Meeting Date: 09/10/2015 Country: Singapore
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition of All the Units in Brilliance Mall Trust
For For
ForForApprove Issuance of New Units as Partial Consideration for the Proposed Acquisition
2
Deckers Outdoor Corporation
Meeting Date: 09/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Angel R. Martinez For For
ForForElect Director John M. Gibbons 1.2
ForForElect Director Karyn O. Barsa 1.3
ForForElect Director Nelson C. Chan 1.4
ForForElect Director Michael F. Devine, III 1.5
ForForElect Director John G. Perenchio 1.6
ForForElect Director James Quinn 1.7
ForForElect Director Lauri M. Shanahan 1.8
ForForElect Director Bonita C. Stewart 1.9
Page 597 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Deckers Outdoor Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForApprove Qualified Employee Stock Purchase Plan
4
ForForApprove Omnibus Stock Plan 5
Dixons Carphone Plc
Meeting Date: 09/10/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
AgainstForApprove Remuneration Report 2
ForForApprove Remuneration Policy 3
ForForApprove Final Dividend 4
ForForElect Katie Bickerstaffe as Director 5
ForForElect Andrea Gisle Joosen as Director 6
ForForElect Tim How as Director 7
ForForElect Sebastian James as Director 8
ForForElect Jock Lennox as Director 9
ForForElect Humphrey Singer as Director 10
ForForElect Graham Stapleton as Director 11
AbstainForRe-elect Sir Charles Dunstone as Director 12
AbstainForRe-elect John Gildersleeve as Director 13
ForForRe-elect Andrew Harrison as Director 14
ForForRe-elect Baroness Morgan of Huyton as Director
15
AbstainForRe-elect Gerry Murphy as Director 16
AbstainForRe-elect Roger Taylor as Director 17
ForForReappoint Deloitte LLP as Auditors 18
Page 598 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dixons Carphone Plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorise Board to Fix Remuneration of Auditors
19
ForForAuthorise EU Political Donations and Expenditure
20
ForForAuthorise Issue of Equity with Pre-emptive Rights
21
ForForAuthorise Issue of Equity without Pre-emptive Rights
22
ForForAuthorise Market Purchase of Ordinary Shares 23
ForForAuthorise the Company to Call EGM with Two Weeks' Notice
24
e Plus inc.
Meeting Date: 09/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Phillip G. Norton For For
ForForElect Director Bruce M. Bowen 1.2
ForForElect Director C. Thomas Faulders, III 1.3
ForForElect Director Terrence O'Donnell 1.4
ForForElect Director Lawrence S. Herman 1.5
ForForElect Director Ira A. Hunt, III 1.6
ForForElect Director John E. Callies 1.7
ForForElect Director Eric D. Hovde 1.8
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Empire Company Limited
Meeting Date: 09/10/2015 Country: Canada
Meeting Type: Annual/Special
Page 599 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Empire Company Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Non-Voting Shareholders
ForForAdvisory Vote on Executive Compensation Approach
1
ForForApprove Stock Split 2
H&R Block, Inc.
Meeting Date: 09/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Paul J. Brown For For
ForForElect Director William C. Cobb 1b
ForForElect Director Robert A. Gerard 1c
ForForElect Director Richard A. Johnson 1d
ForForElect Director David Baker Lewis 1e
ForForElect Director Victoria J. Reich 1f
ForForElect Director Bruce C. Rohde 1g
ForForElect Director Tom D. Seip 1h
ForForElect Director Christianna Wood 1i
ForForElect Director James F. Wright 1j
ForForRatify Deloitte & Touche LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Luxoft Holding, Inc
Meeting Date: 09/10/2015 Country: Virgin Isl (UK)
Meeting Type: Annual
Page 600 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Luxoft Holding, Inc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Esther Dyson For For
AgainstForElect Director Glen Granovsky 1.2
ForForElect Director Marc Kasher 1.3
ForForElect Director Anatoly Karachinskiy 1.4
ForForElect Director Thomas Pickering 1.5
ForForElect Director Dmitry Loshchinin 1.6
ForForElect Director Sergey Matsotsky 1.7
ForForElect Director Yulia Yukhadi 1.8
ForForRatify Ernst & Young LLC as Auditors 2
RBC Bearings Incorporated
Meeting Date: 09/10/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Mitchell I. Quain For For
ForForElect Director Richard R. Crowell 1.2
ForForElect Director Alan B. Levine 1.3
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AXIS Capital Holdings Limited
Meeting Date: 09/11/2015 Country: Bermuda
Meeting Type: Annual
Page 601 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AXIS Capital Holdings Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jane Boisseau For For
ForForElect Director Michael A. Butt 1.2
ForForElect Director Charles A. Davis 1.3
ForForElect Director Sir Andrew Large 1.4
ForForElect Director Alice Young 1.5
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForApprove Deloitte Ltd., Hamilton, Bermuda as Auditors and Authorize Board to Fix Their Remuneration
3
Keyence Corp.
Meeting Date: 09/11/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 50
For Against
ForForAppoint Alternate Statutory Auditor Takeda, Hidehiko
2
Koninklijke KPN NV
Meeting Date: 09/11/2015 Country: Netherlands
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Special Meeting
Open Meeting 1
ForForApprove Interim Dividend from Distributable Reserves
2
Page 602 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Koninklijke KPN NV
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForInsert Article 32.3 Re: Authorize Board to Distribute Interim Dividends from Distributable Reserves
3
Close Meeting 4
NetApp, Inc.
Meeting Date: 09/11/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director T. Michael Nevens For For
ForForElect Director Jeffry R. Allen 1b
ForForElect Director Tor R. Braham 1c
ForForElect Director Alan L. Earhart 1d
ForForElect Director Gerald Held 1e
ForForElect Director Kathryn M. Hill 1f
ForForElect Director George Kurian 1g
ForForElect Director George T. Shaheen 1h
ForForElect Director Robert T. Wall 1i
ForForElect Director Richard P. Wallace 1j
AgainstForAmend Omnibus Stock Plan 2
ForForAmend Qualified Employee Stock Purchase Plan
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
ForForRatify Deloitte & Touche LLP as Auditors 5
Jaiprakash Power Ventures Ltd.
Meeting Date: 09/12/2015 Country: India
Meeting Type: Annual
Page 603 of 649
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Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jaiprakash Power Ventures Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReelect M. Gaur as Director 2
ForForReelect S. Jain as Director 3
ForForReelect P.K. Singh as Director 4
ForForApprove R. Nagpal Associates as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Remuneration of Cost Auditors 6
ForForElect S.L. Mohan as Independent Director 7
ForForElect A. Balakrishnan as Independent Director 8
ForForElect K.N. Bhandari as Independent Director 9
ForForElect A. Sen as Independent Director 10
ForForElect K.P. Rau as Independent Director 11
ForForAmend Articles of Association 12
MMC Norilsk Nickel PJSC
Meeting Date: 09/14/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Interim Dividends of RUB 305.07 per Share for First Six Months of Fiscal 2015
1
Aditya Birla Nuvo Ltd.
Meeting Date: 09/15/2015 Country: India
Meeting Type: Annual
Page 604 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aditya Birla Nuvo Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend 2
ForForReelect K.M. Birla as Director 3
ForForReelect T. Chattopadhyay as Director 4
ForForApprove Khimji Kunverji & Co. and SRBC & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
5
ForForApprove Khimji Kunverji & Co. as Branch Auditors of the Company's Aditya Birla Insulators Divisions at Rishra and Halol and Authorize Board to Fix Their Remuneration
6.1
ForForApprove Khimji Kunverji & Co. and K.S. Aiyar & Co. as Joint Branch Auditors of the Company's Indian Rayon Division at Veraval and Authorize Board to Fix Their Remuneration
6.2
ForForApprove Deloitte Haskins & Sells as Branch Auditors of the Company's Madura Fashion & Life Style Division and Authorize Board to Fix Their Remuneration
6.3
ForForApprove SRBC & Co. LLP as Branch Auditors of the Company's Jaya Shree Textiles Division and Authorize Board to Fix Their Remuneration
6.4
ForForAuthorize Issuance of Non-Convertible Debentures
7
ForForApprove Remuneration of Cost Auditors 8
ForForApprove Keeping of Register of Members, Documents, and Certificates to Sharepro Services (India) Pvt. Ltd., Registrar and Share Transfer Agents
9
Banca Monte dei Paschi di Siena SPA
Meeting Date: 09/15/2015 Country: Italy
Meeting Type: Special
Page 605 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banca Monte dei Paschi di Siena SPA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Ordinary Business
Shareholder Proposals Submitted by Fondazione Monte dei Paschi di Siena, Fintech Advisory Inc, and BTG Pactual
AgainstNoneElect Massimo Tononi as Director 1
AgainstNoneElect Massimo Tononi as Board Chair 2
Inter Parfums, Inc.
Meeting Date: 09/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jean Madar For For
ForForElect Director Philippe Benacin 1.2
ForForElect Director Russell Greenberg 1.3
ForForElect Director Philippe Santi 1.4
ForForElect Director Francois Heilbronn 1.5
ForForElect Director Jean Levy 1.6
ForForElect Director Robert Bensoussan 1.7
ForForElect Director Patrick Choel 1.8
ForForElect Director Michel Dyens 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Oil & Natural Gas Corporation Ltd.
Meeting Date: 09/15/2015 Country: India
Meeting Type: Annual
Page 606 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oil & Natural Gas Corporation Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividends and Approve Final Dividend
2
ForForElect S. Shanker as Director 3
ForForAuthorize Board to Fix Remuneration of Joint Statutory Auditors
4
ForForElect U. P. Singh as Director 5
ForForElect A. K. Dwivedi as Director 6
ForForElect A. Das as Director 7
ForForElect V. P. Mahawar as Director 8
ForForApprove Remuneration of Cost Auditors 9
Olin Corporation
Meeting Date: 09/15/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition For Abstain
ForForIncrease Authorized Common Stock 2
ForForAdjourn Meeting 3
Power Grid Corporation of India Ltd
Meeting Date: 09/15/2015 Country: India
Meeting Type: Annual
Page 607 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Power Grid Corporation of India Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForReelect R.P. Singh as Director 3
ForForReelect R.P. Sasmal as Director 4
ForForAuthorize Board to Fix Remuneration of Auditors
5
ForForApprove Remuneration of Cost Auditors 6
ForForApprove Increase in Borrowing Powers 7
ForForApprove Issuance of Non-Convertible Bonds 8
Redline Resources Inc
Meeting Date: 09/15/2015 Country: Canada
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Private Company Resolution: Elect Director Raymond P. Strafehl
For Do Not Vote
Do Not Vote
ForPrivate Company Resolution: Elect Director Jeffrey B. Lightfoot
1.2
Do Not Vote
ForPrivate Company Resolution: Elect Director Barney Green Lee-Portillo
1.3
Do Not Vote
ForPrivate Company Resolution: Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Do Not Vote
ForPrivate Company Resolution: Re-approve Stock Option Plan
3
Do Not Vote
ForPrivate Company Resolution: Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions and Other Business
4
Page 608 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Severstal PAO
Meeting Date: 09/15/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for GDR Holders
ForForApprove Interim Dividends for First Six Months of Fiscal 2015
1
Smith & Wesson Holding Corporation
Meeting Date: 09/15/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Barry M. Monheit For For
ForForElect Director Robert L. Scott 1.2
ForForElect Director Robert H. Brust 1.3
ForForElect Director P. James Debney 1.4
ForForElect Director John B. Furman 1.5
ForForElect Director Gregory J. Gluchowski, Jr. 1.6
ForForElect Director Michael F. Golden 1.7
ForForElect Director Mitchell A. Saltz 1.8
ForForElect Director I. Marie Wadecki 1.9
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Deloitte & Touche LLP as Auditors 3
Whole Foods Market, Inc.
Meeting Date: 09/15/2015 Country: USA
Meeting Type: Annual
Page 609 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Whole Foods Market, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John Elstrott For For
ForForElect Director Shahid 'Hass' Hassan 1.2
ForForElect Director Stephanie Kugelman 1.3
ForForElect Director John Mackey 1.4
ForForElect Director Walter Robb 1.5
ForForElect Director Jonathan Seiffer 1.6
ForForElect Director Morris 'Mo' Siegel 1.7
ForForElect Director Jonathan Sokoloff 1.8
ForForElect Director Ralph Sorenson 1.9
ForForElect Director Gabrielle Sulzberger 1.10
ForForElect Director William 'Kip' Tindell, III 1.11
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young as Auditors 3
ForForIncrease Authorized Common Stock 4
ForAgainstLimit Accelerated Vesting of Awards 5
Compagnie Financiere Richemont SA
Meeting Date: 09/16/2015 Country: Switzerland
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Allocation of Income and Dividends of CHF 1.60 per Registered A Share and of CHF 0.16 per Bearer B Share
2
ForForApprove Discharge of Board of Directors 3
ForForElect Johann Rupert as Director 4.1
AgainstForElect Jean-Blaise Eckert as Director 4.2
Page 610 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Compagnie Financiere Richemont SA
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Bernard Fornas as Director 4.3
AgainstForElect Yves-Andre Istel as Director 4.4
ForForElect Richard Lepeu as Director 4.5
AgainstForElect Ruggero Magnoni as Director 4.6
AgainstForElect Josua Malherbe as Director 4.7
AgainstForElect Simon Murray as Director 4.8
AgainstForElect Alain Dominique Perrin as Director 4.9
ForForElect Guillaume Pictet as Director 4.10
AgainstForElect Norbert Platt as Director 4.11
AgainstForElect Alan Quasha as Director 4.12
ForForElect Maria Ramos as Director 4.13
AgainstForElect Lord Renwick of Clifton as Director 4.14
AgainstForElect Jan Rupert as Director 4.15
ForForElect Gary Saage as Director 4.16
AgainstForElect Juergen Schrempp as Director 4.17
AgainstForElect The Duke of Wellington as Director 4.18
AgainstForAppoint Lord Renwick of Clifton as Member of the Compensation Committee
5.1
AgainstForAppoint Yves-Andre Istel as Member of the Compensation Committee
5.2
AgainstForAppoint The Duke of Wellington as Member of the Compensation Committee
5.3
ForForRatify PricewaterhouseCoopers SA as Auditors 6
ForForDesignate Francois Demierre Morand as Independent Proxy
7
AgainstForAmend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies
8
ForForApprove Maximum Remuneration of Board of Directors in the Amount of CHF 10.3 Million
9.1
ForForApprove Maximum Fixed Remuneration of Executive Committee in the Amount of CHF 14 Million
9.2
ForForApprove Variable Remuneration of Executive Committee in the Amount of CHF 23.7 Million
9.3
AgainstForTransact Other Business (Voting) 10
Page 611 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Peabody Energy Corporation
Meeting Date: 09/16/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Reverse Stock Split For For
ForForAdjourn Meeting 2
Rural Electrification Corporation Ltd.
Meeting Date: 09/16/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Approve Final Dividend
2
ForForReelect P. Thakkar as Director 3
ForForAuthorize Board to Fix Remuneration of Auditors
4
ForForAuthorize Issuance of Non-Convertible Bonds/Debentures
5
AbstainForApprove Related Party Transaction 6
The Providence Service Corporation
Meeting Date: 09/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Director Kristi L. Meints For For
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Page 612 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Providence Service Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRatify KPMG LLP as Auditors 3
ForForApprove Issuance of Shares for a Private Placement
4
ViaSat, Inc.
Meeting Date: 09/16/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Frank J. Biondi, Jr. For For
ForForElect Director Robert Johnson 1.2
ForForElect Director John Stenbit 1.3
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForAmend Qualified Employee Stock Purchase Plan
4
AgainstForAmend Omnibus Stock Plan 5
Darden Restaurants, Inc.
Meeting Date: 09/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Margaret Shan Atkins For For
ForForElect Director Jean M. Birch 1.2
ForForElect Director Bradley D. Blum 1.3
ForForElect Director James P. Fogarty 1.4
ForForElect Director Cynthia T. Jamison 1.5
Page 613 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Darden Restaurants, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Eugene (Gene) I. Lee, Jr. 1.6
ForForElect Director William H. Lenehan 1.7
ForForElect Director Lionel L. Nowell, III 1.8
ForForElect Director William S. Simon 1.9
ForForElect Director Jeffrey C. Smith 1.10
ForForElect Director Charles (Chuck) M. Sonsteby 1.11
ForForElect Director Alan N. Stillman 1.12
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
ForForAmend Right to Call Special Meeting 4
ForForEliminate Supermajority Vote Requirement 5
ForForEliminate Supermajority Vote Requirement to Remove Directors
6
ForForRemove Business Combination/Fair Price Provision from the Charter, and Opt In to the State Business Combination/Fair Price Provision
7
AgainstForAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
8
AgainstForApprove Omnibus Stock Plan 9
ForAgainstReport on Lobbying Payments and Policy 10
Dr. Reddy's Laboratories
Meeting Date: 09/17/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForAdopt New Articles of Association 1
Page 614 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Methode Electronics, Inc.
Meeting Date: 09/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Walter J. Aspatore For For
ForForElect Director Warren L. Batts 1b
ForForElect Director Darren M. Dawson 1c
ForForElect Director Donald W. Duda 1d
ForForElect Director Stephen F. Gates 1e
ForForElect Director Isabelle C. Goossen 1f
ForForElect Director Christopher J. Hornung 1g
ForForElect Director Paul G. Shelton 1h
ForForElect Director Lawrence B. Skatoff 1i
ForForRatify Ernst & Young LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
NIKE, Inc.
Meeting Date: 09/17/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Alan B. Graf, Jr. For For
ForForElect Director John C. Lechleiter 1.2
ForForElect Director Michelle A. Peluso 1.3
ForForElect Director Phyllis M. Wise 1.4
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForIncrease Authorized Common Stock 3
AgainstForAmend Executive Incentive Bonus Plan 4
AgainstForAmend Omnibus Stock Plan 5
Page 615 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NIKE, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAgainstReport on Political Contributions 6
ForForRatify PricewaterhouseCoopers LLP as Auditors
7
Casey's General Stores, Inc.
Meeting Date: 09/18/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Terry W. Handley For For
ForForElect Director William C. Kimball 1.2
ForForElect Director Richard A. Wilkey 1.3
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Dr. Reddy's Laboratories
Meeting Date: 09/18/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
Postal Ballot
ForForAdopt New Articles of Association 1
HCC Insurance Holdings, Inc.
Meeting Date: 09/18/2015 Country: USA
Meeting Type: Special
Page 616 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HCC Insurance Holdings, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
ForForAdjourn Meeting 3
IRB Infrastructure Developers Limited
Meeting Date: 09/18/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
ForForApprove Pledging of Assets for Debt 1
ForForAmend Main Object Clause of the Memorandum of Association
2
ForForAmend Clause III B and Clause III C of the Memorandum of Association
3
Jindal Steel and Power Ltd
Meeting Date: 09/18/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For Against
ForForReelect N. Jindal as Director 2
ForForReelect R. K. Uppal as Director 3
ForForApprove S. R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect C. Roy as Independent Director 5
Page 617 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jindal Steel and Power Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect S. M. Awale as Director 6
ForForElect R. R. Bhadauria as Director 7
ForForApprove Appointment and Remuneration of R. R. Bhadauria as Executive Director
8
ForForApprove Remuneration of R. K. Uppal, Managing Director and Group CEO
9
ForForApprove Remuneration of D. K. Saraogi, Executive Director
10
ForForApprove Remuneration of Cost Auditors 11
ForForAuthorize Issuance of Non-Convertible Debentures
12
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
13
Kroton Educacional S.A.
Meeting Date: 09/18/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Stock Option Plan For For
NTPC Ltd.
Meeting Date: 09/18/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Declare Final Dividend
2
ForForReelect A.K. Jha as Director 3
ForForReelect U.P. Pani as Director 4
Page 618 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NTPC Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAuthorize Board to Fix Remuneration of Auditors
5
ForForElect A.K. Singh as Director 6
ForForElect K.K. Sharma as Director 7
ForForAuthorize Issuance of Bonds/Debentures 8
ForForApprove Remuneration of Cost Auditors 9
ForForApprove Related Party Transactions 10
Seadrill Limited
Meeting Date: 09/18/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Ten For Do Not Vote
Do Not Vote
ForAuthorize Board to Fill Vacancies 2
Do Not Vote
ForReelect John Fredriksen as Director 3
Do Not Vote
ForReelect Kate Blankenship as Director 4
Do Not Vote
ForReelect Kathrine Fredriksen as Director 5
Do Not Vote
ForReelect Bert M. Bekker as Director 6
Do Not Vote
ForReelect Paul M. Leand Jr. as Director 7
Do Not Vote
ForReelect Ørjan Svanevik as Director 8
Do Not Vote
ForReelect Charles Woodburn as Director 9
Do Not Vote
ForReelect Hans Petter Aas as Director 10
Do Not Vote
ForReelect PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
11
Page 619 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Seadrill Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Do Not Vote
ForApprove Remuneration of Directors in the Aggregate Maximum Amount of USD 1.5 Million
12
Ship Finance International Limited
Meeting Date: 09/18/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Reelect Hans Petter Aas as Director For For
ForForReelect Paul Leand Jr. as Director 2
ForForReelect Kate Blankenship as Director 3
ForForReelect Harald Thorstein as Director 4
ForForReelect Bert M. Bekker as Director 5
ForForReelect Georgina E. Sousa as Director 6
ForForApprove Moore Stephens, P.C. as Auditors and Authorize Board to Fix Their Remuneration
7
ForForApprove Remuneration of Directors 8
Charter Communications, Inc.
Meeting Date: 09/21/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForIssue Class A Shares in Connection with Acquisition
2
ForForIssue Class B Shares in Connection with Acquisition
3
ForForApprove Investment Agreement with Liberty Broadband
4
Page 620 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Charter Communications, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAmend Certificate of Incorporation 5
ForForAmend Certificate of Incorporation to Permt Special Approval Requirements for Certain Business Combination
6
ForForAmend Certificate of Incorporation to Set Size and Composition Requirements
7
ForForAmend Certificate of Incorporation 8
ForForAmend Certificate of Incorporation to Provide Certain Vote Restrictions on Liberty Broadband
9
AgainstForAdvisory Vote on Golden Parachutes 10
Patterson Companies, Inc.
Meeting Date: 09/21/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Scott P. Anderson For For
ForForElect Director John D. Buck 1.2
ForForElect Director Jody H. Feragen 1.3
ForForElect Director Sarena S. Lin 1.4
ForForElect Director Ellen A. Rudnick 1.5
ForForElect Director Neil A. Schrimsher 1.6
ForForElect Director Les C. Vinney 1.7
ForForElect Director James W. Wiltz 1.8
ForForApprove Omnibus Stock Plan 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ForForRatify Ernst & Young LLP as Auditors 4
Scholastic Corporation
Meeting Date: 09/21/2015 Country: USA
Meeting Type: Annual
Page 621 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Scholastic Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James W. Barge For For
ForForElect Director John L. Davies 1.2
Time Warner Cable Inc.
Meeting Date: 09/21/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For Abstain
AgainstForAdvisory Vote on Golden Parachutes 2
Alimentation Couche-Tard Inc.
Meeting Date: 09/22/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for Class B Subordinate Voting Shareholders
ForForElect Director Alain Bouchard 1.1
ForForElect Director Nathalie Bourque 1.2
ForForElect Director Jacques D'Amours 1.3
ForForElect Director Jean Elie 1.4
ForForElect Director Richard Fortin 1.5
ForForElect Director Brian Hannasch 1.6
ForForElect Director Melanie Kau 1.7
ForForElect Director Monique F. Leroux 1.8
ForForElect Director Real Plourde 1.9
Page 622 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alimentation Couche-Tard Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Director Daniel Rabinowicz 1.10
ForForElect Director Jean Turmel 1.11
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
AgainstForAmend Articles 3
Shareholder Proposals
ForAgainstSP 1: Advisory Vote to Ratify The Five Highest Paid Executive Officers' Compensation
4
AgainstAgainstSP 2: Acquire a Number of Directors with Expertise in the Areas of Social Responsibility and Environmental Matters
5
AgainstAgainstSP 3: Adopt Policy in Attaining a Minimum of 40% of Representatives of Both Sexes
6
AbstainNoneI/we Own, or Have Control Over, Class A Multiple Voting Shares of The Corporation. For = Yes, Abstain = No, Against Will Be Treated As Not Marked
7
Bank of America Corporation
Meeting Date: 09/22/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Bylaw Amendment to Permit Board to Determine Leadership Structure
For For
Cyberonics, Inc.
Meeting Date: 09/22/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisition For Abstain
Page 623 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cyberonics, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Glenmark Pharmaceuticals Ltd.
Meeting Date: 09/22/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend Payment 2
ForForReelect C. Pinto as Director 3
ForForApprove Walker, Chandiok & Co LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Remuneration of Cost Auditors 5
Globe Specialty Metals, Inc.
Meeting Date: 09/22/2015 Country: USA
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Merger Agreement For For
ForForAdjourn Meeting 2
AgainstForAdvisory Vote on Golden Parachutes 3
Integrated Device Technology, Inc.
Meeting Date: 09/22/2015 Country: USA
Meeting Type: Annual
Page 624 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Integrated Device Technology, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John Schofield For For
ForForElect Director Gregory L. Waters 1.2
ForForElect Director Umesh Padval 1.3
ForForElect Director Gordon Parnell 1.4
ForForElect Director Ken Kannappan 1.5
ForForElect Director Robert Rango 1.6
ForForElect Director Norman Taffe 1.7
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
AgainstForAmend Omnibus Stock Plan 3
ForForRatify PricewaterhouseCoopers LLP as Auditors
4
NetScout Systems, Inc.
Meeting Date: 09/22/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Victor A. DeMarines For For
ForForElect Director Vincent J. Mullarkey 1.2
ForForElect Director James A. Lico 1.3
AgainstForAmend Omnibus Stock Plan 2
ForForRatify PricewaterhouseCoopers LLP as Auditors
3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Coal India Ltd.
Meeting Date: 09/23/2015 Country: India
Meeting Type: Annual
Page 625 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Coal India Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Accept Financial Statements and Statutory Reports
For For
ForForAccept Consolidated Financial Statements 1b
ForForApprove Dividend 2
ForForElect R.M. Das as Director 3
ForForElect N. Kumar as Director 4
ForForElect S. Bhattacharya as Director S. Bhattacharya as Chairman and Managing Director
5
ForForElect C.K. Dey as Director 6
ForForApprove Remuneration of Cost Auditors 7
Diageo plc
Meeting Date: 09/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Peggy Bruzelius as Director 4
ForForRe-elect Lord Davies of Abersoch as Director 5
ForForRe-elect Ho KwonPing as Director 6
ForForRe-elect Betsy Holden as Director 7
ForForRe-elect Dr Franz Humer as Director 8
ForForRe-elect Deirdre Mahlan as Director 9
ForForRe-elect Nicola Mendelsohn as Director 10
ForForRe-elect Ivan Menezes as Director 11
ForForRe-elect Philip Scott as Director 12
Page 626 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Diageo plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForRe-elect Alan Stewart as Director 13
ForForAppoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise EU Political Donations and Expenditure
19
Diageo plc
Meeting Date: 09/23/2015 Country: United Kingdom
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForAccept Financial Statements and Statutory Reports
1
ForForApprove Remuneration Report 2
ForForApprove Final Dividend 3
ForForRe-elect Peggy Bruzelius as Director 4
ForForRe-elect Lord Davies of Abersoch as Director 5
ForForRe-elect Ho KwonPing as Director 6
ForForRe-elect Betsy Holden as Director 7
ForForRe-elect Dr Franz Humer as Director 8
ForForRe-elect Deirdre Mahlan as Director 9
ForForRe-elect Nicola Mendelsohn as Director 10
ForForRe-elect Ivan Menezes as Director 11
ForForRe-elect Philip Scott as Director 12
ForForRe-elect Alan Stewart as Director 13
Page 627 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Diageo plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForAppoint PricewaterhouseCoopers LLP as Auditors
14
ForForAuthorise Board to Fix Remuneration of Auditors
15
ForForAuthorise Issue of Equity with Pre-emptive Rights
16
ForForAuthorise Issue of Equity without Pre-emptive Rights
17
ForForAuthorise Market Purchase of Ordinary Shares 18
ForForAuthorise EU Political Donations and Expenditure
19
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForAccept Financial Statements and Statutory Reports
1
ForApprove Remuneration Report 2
ForApprove Final Dividend 3
ForRe-elect Peggy Bruzelius as Director 4
ForRe-elect Lord Davies of Abersoch as Director 5
ForRe-elect Ho KwonPing as Director 6
ForRe-elect Betsy Holden as Director 7
ForRe-elect Dr Franz Humer as Director 8
ForRe-elect Deirdre Mahlan as Director 9
ForRe-elect Nicola Mendelsohn as Director 10
ForRe-elect Ivan Menezes as Director 11
ForRe-elect Philip Scott as Director 12
ForRe-elect Alan Stewart as Director 13
ForAppoint PricewaterhouseCoopers LLP as Auditors
14
ForAuthorise Board to Fix Remuneration of Auditors
15
ForAuthorise Issue of Equity with Pre-emptive Rights
16
Page 628 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Diageo plc
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAuthorise Issue of Equity without Pre-emptive Rights
17
ForAuthorise Market Purchase of Ordinary Shares 18
ForAuthorise EU Political Donations and Expenditure
19
Golar LNG Partners LP
Meeting Date: 09/23/2015 Country: Marshall Isl
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Elect Director Andrew J.D. Whalley For For
ForForElect Director Paul Leand Jr. 2
IRB Infrastructure Developers Limited
Meeting Date: 09/23/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReelect S. G. Kelkar as Director 2
AgainstForApprove S. R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForApprove Gokhale & Sathe as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect S. J. Shah as Independent Director 5
ForForElect S. Tandon as Independent Director 6
ForForApprove Reappointment and Remuneration of M. Gupta as Executive Director
7
Page 629 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
IRB Infrastructure Developers Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Appointment and Remuneration of S. R. Hoshing as Joint Managing Director
8
ForForApprove Remuneration of Cost Auditors 9
Singapore Exchange Limited
Meeting Date: 09/23/2015 Country: Singapore
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
For For
ForForApprove Final Dividend 2
ForForElect Thaddeus Beczak as Director 3
ForForElect Kevin Kwok as Director 4
ForForElect Liew Mun Leong as Director 5
ForForElect Ng Kok Song as Director 6
ForForElect Loh Boon Chye as Director 7
ForForApprove Payment of Director's Fees to the Chairman and Provision to Him of a Car with a Driver for the Financial Year Ending June 30, 2016
8
ForForApprove Directors' Fees 9
ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
10
AgainstForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
11
ForForAuthorize Share Repurchase Program 12
ForForAdopt SGX Performance Share Plan 2015 13
Korn/Ferry International
Meeting Date: 09/24/2015 Country: USA
Meeting Type: Annual
Page 630 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Korn/Ferry International
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Doyle N. Beneby For For
ForForElect Director Gary D. Burnison 1.2
ForForElect Director William R. Floyd 1.3
ForForElect Director Christina A. Gold 1.4
ForForElect Director Jerry P. Leamon 1.5
ForForElect Director Debra J. Perry 1.6
ForForElect Director George T. Shaheen 1.7
ForForElect Director Harry L. You 1.8
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
OmniVision Technologies, Inc.
Meeting Date: 09/24/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Joseph Jeng For For
ForForElect Director Dwight Steffensen 1b
ForForRatify PricewaterhouseCoopers LLP as Auditors
2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Skechers U.S.A., Inc.
Meeting Date: 09/24/2015 Country: USA
Meeting Type: Special
Page 631 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skechers U.S.A., Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Increase Authorized Class A and Class B Common Stock and to Effect Stock Split of Both Classes
For For
State Bank Of India
Meeting Date: 09/24/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares to Government of India
For For
Suncorp Group Ltd.
Meeting Date: 09/24/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve the Remuneration Report For For
ForForApprove the Grant of Performance Share Rights to Michael Cameron, Managing Director and Chief Executive Officer of the Company
2
ForForApprove the Grant of Restricted Shares to Michael Cameron, Managing Director and Chief Executive Officer of the Company
3
ForForElect Zygmunt E. Switkowski as Director 4a
ForForElect Douglas F. McTaggart as Director 4b
ForForElect Christine F. McLoughlin as Director 4c
Page 632 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Take-Two Interactive Software, Inc.
Meeting Date: 09/24/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Strauss Zelnick For For
ForForElect Director Robert A. Bowman 1.2
ForForElect Director Michael Dornemann 1.3
ForForElect Director J Moses 1.4
ForForElect Director Michael Sheresky 1.5
ForForElect Director Susan Tolson 1.6
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
Team, Inc.
Meeting Date: 09/24/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Vincent D. Foster For For
ForForElect Director Michael A. Lucas 1.2
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Worthington Industries, Inc.
Meeting Date: 09/24/2015 Country: USA
Meeting Type: Annual
Page 633 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Worthington Industries, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director John B. Blystone For For
ForForElect Director Mark C. Davis 1.2
ForForElect Director Sidney A. Ribeau 1.3
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
China Merchants Bank Co Ltd
Meeting Date: 09/25/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES
ForForElect Zhang Feng as Director 1
ForForApprove 2015 First Phase Employee Stock Ownership Scheme (Revised Version) and Its Summary
2
ForForApprove Revision of the Connected Issue Relating to the Private Placement of A Shares
3
AgainstNoneElect Zhu Liwei, Eric as Director 4
AgainstNoneElect Fu Junyuan as Supervisor 5
China Merchants Bank Co Ltd
Meeting Date: 09/25/2015 Country: China
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES
Page 634 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Merchants Bank Co Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove 2015 First Phase Employee Stock Ownership Scheme (Revised Version) and Its Summary
1
ConAgra Foods, Inc.
Meeting Date: 09/25/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Bradley A. Alford For For
ForForElect Director Thomas K. Brown 1.2
ForForElect Director Stephen G. Butler 1.3
ForForElect Director Sean M. Connolly 1.4
ForForElect Director Steven F. Goldstone 1.5
ForForElect Director Joie A. Gregor 1.6
ForForElect Director Rajive Johri 1.7
ForForElect Director W.G. Jurgensen 1.8
ForForElect Director Richard H. Lenny 1.9
ForForElect Director Ruth Ann Marshall 1.10
ForForElect Director Timothy R. McLevish 1.11
ForForElect Director Andrew J. Schindler 1.12
ForForRatify KPMG LLP as Auditors 2
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Cox & Kings Ltd
Meeting Date: 09/25/2015 Country: India
Meeting Type: Annual
Page 635 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cox & Kings Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividends 2
ForForReelect ABM Good as Director 3
ForForApprove Chaturvedi & Shah as Auditors and Authorize Board to Fix Their Remuneration
4
ForForAuthorize Issuance of Non-Convertible Debentures
5
ForForApprove Commission Remuneration for Independent Directors
6
ForForApprove Revision in the Remuneration of U. Kerkar, Executive Director
7
Don Quijote Holdings Co., Ltd.
Meeting Date: 09/25/2015 Country: Japan
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
For For
ForForElect Director Yoshimura, Yasunori 2
ForForAppoint Statutory Auditor Wada, Shoji 3.1
ForForAppoint Statutory Auditor Hongo, Yoshihiro 3.2
Jaiprakash Associates Ltd.
Meeting Date: 09/25/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Postal Ballot
Page 636 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jaiprakash Associates Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Scheme of Amalgamation 1
Oil India Ltd
Meeting Date: 09/26/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForConfirm Interim Dividend and Final Dividend 2
ForForReelect N.K.Srivastava as Director 3
ForForAuthorize Board to Fix Remuneration of Auditors
4
ForForElect B. Roy as Director 5
ForForElect P. K. Sharma as Director 6
ForForApprove Remuneration of Cost Auditors 7
Bank of Baroda Ltd.
Meeting Date: 09/28/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares to Government of India
For For
Bank Of India Ltd
Meeting Date: 09/28/2015 Country: India
Meeting Type: Special
Page 637 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Of India Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares to Government of India
For Against
FedEx Corporation
Meeting Date: 09/28/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director James L. Barksdale For For
ForForElect Director John A. Edwardson 1.2
ForForElect Director Marvin R. Ellison 1.3
ForForElect Director Kimberly A. Jabal 1.4
ForForElect Director Shirley Ann Jackson 1.5
ForForElect Director Gary W. Loveman 1.6
ForForElect Director R. Brad Martin 1.7
ForForElect Director Joshua Cooper Ramo 1.8
ForForElect Director Susan C. Schwab 1.9
ForForElect Director Frederick W. Smith 1.10
ForForElect Director David P. Steiner 1.11
ForForElect Director Paul S. Walsh 1.12
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify Ernst & Young LLP as Auditors 3
ForAgainstRequire Independent Board Chairman 4
ForAgainstAdopt Policy Prohibiting Tax Payments on Restricted Stock Awards
5
ForAgainstClawback of Incentive Payments 6
ForAgainstAdopt Proxy Access Right 7
ForAgainstReport on Political Contributions 8
Page 638 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
FedEx Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForAgainstReport on Lobbying Payments and Policy 9
ForAgainstReport on Consistency Between Corporate Values and Political Contributions
10
Indiabulls Real Estate Ltd.
Meeting Date: 09/28/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReelect G. Singh as Director 2
ForForElect A.B. Kacker as Director 3
ForForApprove Walker Chandiok & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Reappointment and Remuneration of V.G. Damani as Joint Managing Director
5
ForForApprove Related Party Transactions 6
ForForAuthorize Issuance of Bonds/Debentures 7
Kroton Educacional S.A.
Meeting Date: 09/28/2015 Country: Brazil
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Size of the Board and Elect Directors For For
OceanaGold Corporation
Meeting Date: 09/28/2015 Country: Canada
Meeting Type: Special
Page 639 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
OceanaGold Corporation
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares in Connection with the Acquisition of Romarco Minerals Inc.
For For
Canara Bank Ltd
Meeting Date: 09/29/2015 Country: India
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Issuance of Shares to Government of India
For For
General Mills, Inc.
Meeting Date: 09/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Bradbury H. Anderson For For
ForForElect Director R. Kerry Clark 1b
ForForElect Director David M. Cordani 1c
ForForElect Director Paul Danos 1d
ForForElect Director Henrietta H. Fore 1e
ForForElect Director Heidi G. Miller 1f
ForForElect Director Steve Odland 1g
ForForElect Director Kendall J. Powell 1h
ForForElect Director Michael D. Rose 1i
ForForElect Director Robert L. Ryan 1j
ForForElect Director Dorothy A. Terrell 1k
Page 640 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
General Mills, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ForForRatify KPMG LLP as Auditors 3
Guangdong Investment Ltd.
Meeting Date: 09/29/2015 Country: Hong Kong
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Acquisitions, Sale and Purchase Agreements and Related Transactions
For For
Japan Excellent Inc.
Meeting Date: 09/29/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Amend Dividend Payout Policy to Reflect Tax Reform
For For
ForForElect Executive Director Ogawa, Hidehiko 2
ForForElect Alternate Executive Director Sasaki, Toshihiko
3
ForForAppoint Supervisory Director Nagahama, Tsuyoshi
4.1
ForForAppoint Supervisory Director Maekawa, Shunichi
4.2
AgainstForAppoint Supervisory Director Takagi, Eiji 4.3
Kalpataru Power Transmission Ltd
Meeting Date: 09/29/2015 Country: India
Meeting Type: Annual
Page 641 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Kalpataru Power Transmission Ltd
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Accept Financial Statements and Statutory Reports
For For
ForForAccept Consolidated Financial Statements and Statutory Reports
1b
ForForApprove Dividend Payment 2
ForForReelect M.Mohnot as Director 3
ForForApprove Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration
4
ForForElect A.Seth as Director 5
ForForApprove Reappointment and Remuneration of M. Mohnot as Joint Managing Director from April 1, 2015 up to May 31, 2015 and as a Managing Director from June 1, 2015 up to March 31, 2020
6
ForForAuthorize Issuance of Non-Convertible Debentures
7
ForForApprove Remuneration of Cost Auditors 8
VEREIT, Inc.
Meeting Date: 09/29/2015 Country: USA
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1a Elect Director Glenn J. Rufrano For For
ForForElect Director Hugh R. Frater 1b
ForForElect Director Bruce D. Frank 1c
ForForElect Director David B. Henry 1d
ForForElect Director Mark S. Ordan 1e
ForForElect Director Eugene A. Pinover 1f
ForForElect Director Julie G. Richardson 1g
ForForRatify Deloitte & Touche LLP as Auditors 2
Page 642 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
VEREIT, Inc.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AGL Energy Ltd.
Meeting Date: 09/30/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Management Proposals
ForForApprove the Remuneration Report 2
ForForElect Leslie Hosking as Director 3a
ForForElect John Stanhope as Director 3b
ForForElect Graeme Hunt as Director 3c
ForForApprove the Grant of Up to 158,093 Performance Rights to Andrew Vesey, Managing Director and Chief Executive Officer of the Company
4
Shareholder Proposal
AgainstAgainstApprove the Amendments to the Company's Constitution to Require Business Model that Incorporates Climate Change Mitigation Efforts
5
Alibaba Health Information Technology Ltd.
Meeting Date: 09/30/2015 Country: Bermuda
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForElect Chen Xiao Ying as Director 2a1
ForForElect Wang Lei as Director 2a2
Page 643 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alibaba Health Information Technology Ltd.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForElect Wu Yongming as Director 2a3
ForForElect Tsai Chung, Joseph as Director 2a4
ForForElect Huang Aizhu as Director 2a5
ForForElect Kang Kai as Director 2a6
ForForElect Yan Xuan as Director 2a7
AgainstForAuthorize Board to Fix Remuneration of Directors
2b
ForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
3
AgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
ForForAuthorize Repurchase of Issued Share Capital 5
ForForAuthorize Reissuance of Repurchased Shares 6
AgainstForApprove Specific Mandate to Grant Awards of Options and/or Restricted Share Units Under the Share Award Scheme
7
ASX Ltd.
Meeting Date: 09/30/2015 Country: Australia
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
3a Elect Rick Holliday-Smith as Director For For
ForForElect Peter Marriott as Director 3b
ForForElect Heather Ridout as Director 3c
ForForElect Yasmin Allen as Director 3d
ForForApprove the Remuneration Report 4
ForForApprove the Grant of Performance Rights to Elmer Funke Kupper, Managing Director and CEO of the Company
5
Page 644 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mobile Telesystems PJSC
Meeting Date: 09/30/2015 Country: Russia
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders
ForForApprove Meeting Procedures 1
ForForApprove Interim Dividends of RUB 5.61 per Share for First Six Months of Fiscal 2015
2
Radico Khaitan Ltd.
Meeting Date: 09/30/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForApprove Dividend 2
ForForReelect A. Khaitan as Director 3
ForForApprove V. Sankar Aiyar & Co. as Auditors and Authorize Board to Fix Their Remuneration
4
ForForApprove Remuneration of Cost Auditors 5
RattanIndia Infrastructure Limited
Meeting Date: 09/30/2015 Country: India
Meeting Type: Annual
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
For For
ForForReelect A. Nashier as Director 2
Page 645 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
RattanIndia Infrastructure Limited
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
ForForApprove Sharma Goel & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForForAuthorize Issuance of Non?Convertible Debentures
4
AgainstForApprove Issuance of Warrants to Yantra Energetics Private Limited
5
ForForIncrease Authorized Share Capital and Amend Memorandum of Association
6
ForForApprove Reappointment of R. Rattan as Executive Director at Nil Remuneration
7
ForForAmend Articles of Association 8
Silver Range Resources Ltd.
Meeting Date: 09/30/2015 Country: Canada
Meeting Type: Annual/Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Seven For
ForElect Director W. Douglas Eaton 2.1
ForElect Director Bruce J. Kenway 2.2
ForElect Director Glenn R. Yeadon 2.3
ForElect Director Bruce A. Youngman 2.4
ForElect Director Thomas P. Beaudoin 2.5
ForElect Director Douglas O. Goss 2.6
ForElect Director Barry M. Heck 2.7
ForApprove Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration
3
ForRe-approve Stock Option Plan 4
ForApprove Property Exchange Agreement with Strategic Metals Ltd.
5
ForAuthorize Proxyholder to Vote on Any Amendment to Previous Resolutions and Other Business
6
Page 646 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tesco plc
Meeting Date: 09/30/2015 Country: United Kingdom
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Approve Disposal of the Homeplus Group For Abstain
Toshiba Corp.
Meeting Date: 09/30/2015 Country: Japan
Meeting Type: Special
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
1 Amend Articles to Allow Outside Directors to Chair the Board of Directors - Indemnify Directors
For For
ForForElect Director Muromachi, Masashi 2.1
ForForElect Director Ushio, Fumiaki 2.2
ForForElect Director Itami, Hiroyuki 2.3
ForForElect Director Tsunakawa, Satoshi 2.4
ForForElect Director Hirata, Masayoshi 2.5
ForForElect Director Noda, Teruko 2.6
ForForElect Director Ikeda, Koichi 2.7
ForForElect Director Furuta, Yuki 2.8
ForForElect Director Kobayashi, Yoshimitsu 2.9
ForForElect Director Sato, Ryoji 2.10
ForForElect Director Maeda, Shinzo 2.11
AgainstAgainstAmend Articles to Disclose Reasons for Overlooking of Accounting Irregularities at and Reality of Each Business Unit, Accounting Department, Board of Directors, Audit Committee, and External Audit Firm
3
Page 647 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Toshiba Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstAgainstAmend Articles to Disclose Information Concerning Delay of Disclosing Reporting Requirement Imposed by Securities and Exchange Surveillance Commission, Reasons Why Investigation Scope Is Five Years, Reasons Why Investigation Period Is Two Months, etc
4
AgainstAgainstAmend Articles to Disclose Information Concerning Investigation Methodology Employed by Internal Special Investigation Committee and Investigation Results, Number of Employees and Outside Experts Involved in Investigation and Related Cost
5
AgainstAgainstAmend Articles to Disclose Details Concerning Investigation Methodology Employed by Third Party Committee and Investigation Results
6
AgainstAgainstAmend Articles to Disclose Details Concerning Costs Associated with Accounting Irregularities, Compensation Paid to Directors Responsible for Accounting Irregularities, Audit Committee Members, External Audit Firm, and Other Related Costs
7
AgainstAgainstAmend Articles to Disclose Identity of Directors and Executive Officers Who Instructed Inappropriate Accounting Treatment and Details of Their Instructions, Identity of Those Who Failed to Oppose Such Instructions and Their Reasons
8
AgainstAgainstAmend Articles to Disclose Identity of Directors and Executive Officers Involved in Accounting Irregularities Who Were Penalized, as well as Details of Penalties
9
AgainstAgainstAmend Articles to Seek Damage Compensation from Directors and Executive Officers Who Instructed Inappropriate Accounting Treatment, as well as Those Who Owe Duty of Care on Accounting Irregularities, and Disclose Details of Damage Compensation Charges
10
AgainstAgainstAmend Articles to Investigate Accounting for Fiscal Years from 1999-2000 through 2009-10, and Disclose Investigation Methodology and Results
11
AgainstAgainstAmend Articles to Disclose Minutes of Board of Directors Meetings and Audit Committee Meetings Held Since January 2000
12
AgainstAgainstAmend Articles to Disclose the Number of Employees Involved in Accounting Irregularities at Each Business Unit, and Other Details Including Penalties Assessed against Them
13
Page 648 of 649
Vote Summary ReportReporting Period: 07/01/2015 to 09/30/2015
Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Toshiba Corp.
Proposal Number Proposal Text Mgmt Rec
Vote Instruction
AgainstAgainstAmend Articles to Compensate Shareholders and Former Shareholders for Losses Resulting from Accounting Irregularities, and Disclose Details of Compensation Scheme
14
ForAgainstAmend Articles to Require Equal Treatment of Non-Votes on Shareholder and Company Proposals
15
AgainstAgainstAppoint Shareholder Director Nominee Ayumi Uzawa
16.1
AgainstAgainstAppoint Shareholder Director Nominee Hideaki Kubori
16.2
AgainstAgainstAppoint Shareholder Director Nominee Susumu Takahashi
16.3
AgainstAgainstAppoint Shareholder Director Nominee Shigeru Nakajima
16.4
AgainstAgainstAppoint Shareholder Director Nominee Makito Hamada
16.5
AgainstAgainstAppoint Shareholder Director Nominee Yoshihiko Miyauchi
16.6
Page 649 of 649
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