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A COUNTRY OF CITIESVISHAAN CHAKRABARTI

AMERICA’S MOST LETHAL EXPORT: THE SUBURB

OF HIGHWAYS, HOUSES, AND HEDGES

RATE OF LAND USE= 2 x POPULATION GROWTH

11 MILLION+ AMERICANS ARE UNDERWATER

AT WHAT DENSITIES DO AMERICANS LIVE?

ANNUAL FEDERAL INFRASTRUCTURE BUDGET

ANNUAL FEDERAL ENERGY SUBSIDIES

THE MORTGAGE INTEREST DEDUCTION ISOUR LARGEST FEDERAL SUBSIDY

AMERICA’S OUTSTANDING MORTGAGE DEBT, 1960!2010

WHY CITIES ARE GOOD

PROSPERITY ANDGLOBALIZATION

JANE JACOBS’S THEORY OF IMPORT REPLACEMENT IN CITIES

DOCTOROFF’S VIRTUOUS CYCLE OF THE SUCCESSFUL CITY

WHERE AMERICAN PROSPERITY IS PRODUCED

AMERICAN CITIES ARE MORE PRODUCTIVE THAN THE VAST MAJORITY OF STATES

AMERICAN MODEL VS. CITY!STATE MODEL

SUSTAINABILITY AND RESILIENCE

BILL MCKIBBEN: GLOBAL WARMING’S TERRIFYING NEW MATH

placeholder: this is not sustainability

THIS IS NOT SUSTAINABILITY

ENERGY CONSUMPTION AVERAGES BY HOUSEHOLD TYPE

SUSTAINABILITY = DENSITY

THE WORLD’S POPULATION COULD FIT IN TEXAS

If you love nature, don’t live in it.

HYPERDENSITY LEAVES NATURE NATURAL

HEALTH AND JOY

ARCHITECTURE TRIES TO TAME THE CITY

NATIONAL HOMICIDE RATES PER 100,000 RESIDENTS

COMMUTING DISTANCE AFFECTS PREVALENCE OF OBESITY

ROMANCE AND COMMUTING TIME

OUR MOST DANGEROUS ACTIVITY

THE ADVANTAGES OF MASS TRANSIT AND WALKABILITY

CITIES APPEAL TO YOUNG PROFESSIONALS

NEW URBAN PARKS

Frank Gehry Nelson Byrd Woltz The O!ice of James Burnett

KNOWLEDGE AND CULTURE

OMA Foster + Partners Morphosis

NEW URBAN WATERFRONTS

SHoP Architects

HOW TO BUILD GOOD CITIES

BUILDING HYPERDENSITYAND CIVIC DELIGHT

STEREOTYPES OF HYPERDENSITY

A MODEL FOR THE FUTURE?

placeholder: densities needed to support rapid mass transit

DEFINING HYPERDENSITY

DENSIFICATION AROUND RAIL!BASED TRANSIT

HYPERDENSITY CAN BE BEAUTIFUL

SHoP Architects NADAAA Stanley Saitowitz

THE HIGH LINE PARK

DS+R, Field Operations

PRESERVATION OF LIGHT AND AIR THROUGH FLOOR AREA TRANSFER

NEW DEVELOPMENT ALONG THE HIGH LINE

HOW TO BUILD THE HIGH!LOW CITY

HYPERDENSE LONDON

BUILDING AN INFRASTRUCTURE OF OPPORTUNITY

DENSITY FOR DENSITY’S SAKE

DEFINING AN INFRASTRUCTURE OF OPPORTUNITY

PUBLIC/PRIVATE PARTNERSHIPS

HUDSON YARDS

EXTENDING THE #7 SUBWAY LINE

HUDSON YARDS

BUILDING THE EQUITABLE CITY

SUCCESSFUL PUBLIC HOUSING

DEFINING AFFORDABILITY

1986!TODAY: HOUSING TAX CREDIT SYSTEM

LAND COSTS GET AMORTIZED OVER INCREASED DENSITY

MODULAR CONSTRUCTION: A POTENTIAL NEW MODEL FOR AFFORDABLE HOUSING

IN A COUNTRY OF CITIES: HYPERDENSE DEVELOPMENTS AND AMENITIES

OF TRAINS, TOWERS, AND TREES

TODAY: A COUNTRY OF HIGHWAYS, HOUSES, AND HEDGES

TOMORROW: A COUNTRY OF TRAINS, TOWERS, AND TREES

HYPERDENSE DENVER

HYPERDENSE CHARLOTTE?

HYPERDENSE DALLAS?

CONNECTION TO THE TRINITY RIVER?

EXTEND THE CITY

EXTEND THE LANDSCAPE

HYPERDENSITY // HYPERLANDSCAPE

HYPERDENSITY // HYPERLANDSCAPE

HYPERDENSE BROOKLYN

BARCLAY’S CENTER

ARCHITECTURE

TRANSIT!BASED

MODULAR

placeholder: better barclay’s images

VARIATION

CIVIC DELIGHT

THE HUB AND SPOKE ANACHRONISM

NETWORK OF LIVE!WORK NEIGHBORHOODS

WILLIAMSBURG BRIDGE BOOKENDS

ESSEX CROSSING

ANDY WARHOL MUSEUM

SECTIONAL STRATEGY

MARKET CONCEPT

URBAN SECTION

MARKET

DOMINO: EXISTING

PREVIOUS SCHEME

GET TALLER AND SLENDER

GET POROUS FOR LIGHT AND AIR

GET RESILIENT

GET SPECTACULAR WATERFRONT

GET MATERIAL

GET MIXED USE

GET AFFORDABLE

GET APPROVED!!!

THE HYPERDENSE CITY OF CULTURE & EQUITY

SITES + SERVICESA HYBRID MODEL FOR RIO DE JANEIRO

COLUMBIA UNIVERSITY GRADUATE SCHOOL OF ARCHITECTURE, PRESERVATION, AND PLANNINGSPRING 2014 MSRED/MARCH STUDIO | VISHAAN CHAKRABARTI + HILARY SAMPLE + SHAWN AMSLER

RIO DE JANEIRO

• Total population 2010: 18,171,711• Rio de Janeiro: 6,323,037• Metro area: 11,848,674

• Density: 4,781 km2• 2nd largest contributor to GDP• 22% of the total population lives in favelas. • 1,071 Favelas according to the 2010

census• Affordable Housing Crisis

FAVELAS IN RIO DE JANEIRO

SUMMARY

Favelas and High Rise Housing in Rio de Janeiro

FAVELA CHARACTERISTICS

• Neighborhoods that emerge from a need for housing• Established and developed without external or government

regulation• Their original blueprint established and developed organically and

by residents themselves• Continuously evolving based on culture, access to resources and

jobs• Run by Residents Associations• No legal protection to the ‘property owners’/no access to secure

land tenure • Limited upward mobility in the formal sector • Health/Safety/Welfare – no enforcement of building codes, drugs/

gangs/violence is a continuing issue, and militias have a strong-hold on the residents’ welfare

• Gentrification leads to rising rents and displacement; UPPs have increased safety in many favelas, further amplifying price increases

FAVELAS TODAY

Rio das Pedras 2014

FAVELAS IN BRAZIL

• 1937: Federal District Building Code: favelas are declared illegal and announced demolition

• 1950s-80s: State and Church sponsor favelas improvements• 1982-1990:

• Brizola Administration several infrastructure upgrades are undertaken (water & sewage hookups, trash collection, public lighting)

• Cada Familia, Um Lote: land regularization-14,000 lots• Mid 90s: IDB creates urban upgrade program “Favela Barrio.”

Infrastructure investments worth US 600mn• Programa Morar Legal: regularization of 24,000 households

• Today: 3rd phase of IBD’s program “Morar Carioc”, which aims to upgrade all favelas in Rio by 2020

• Initial round only covers 30 favelas in Rio and 6 irregular settlements through a 150 million loan

HISTORICAL APPROACHES

Rio das Pedras 2014

DEMOGRAPHIC TRENDS

MONTHLY INCOME PER CAPITA

• Urbanization Rate• Growth of domestic consumer class & rise

of credit usage• Vehicle registration up 21%

• Growth of middle class

10-14 15-

1920-

24 25-29

30-34 35-

3940-

44 45-49

50-54 55-

5960-

64 65-69

70-74 75-

79 80+

14

12

10

8

6

4

2

0

Do Rocha 237Santa Cruz 308Da Mare 394Rocihna 408Barra Tijuca 524Barrier Vasco 528Humaita Botanical Gardens 635Urca 693Average for Favelas 383

(A) 3.5%(B) 3.6%

(C) 41.1%

(D) 21.6%

(E) 30.2%

5.0 4.0 3.0 2.0 1.0 0.0 1.0 2.0 3.0 4.0 5.0

10095-9990-9485-8980-8475-7970-7465-6960-6455-5950-5445-4940-4435-3930-3425-2920-2415-1910-145-90-4

Age

5.0 4.0 3.0 2.0 1.0 0.0 1.0 2.0 3.0 4.0 5.0

10095-9990-9485-8980-8475-7970-7465-6960-6455-5950-5445-4940-4435-3930-3425-2920-2415-1910-145-90-4

Age

Percentage of PopulationPercentage of Population

(A) 5.3%(B) 6.4%

(C) 55.3%

(D) 16.6%

(E) 16.4%

10-14 15-

1920-

24 25-29

30-34 35-

3940-

44 45-49

50-54 55-

5960-

64 65-69

70-74 75-

79 80+

14

12

10

8

6

4

2

0

Do Rocha 237Santa Cruz 308Da Mare 394Rocihna 408Barra Tijuca 524Barrier Vasco 528Humaita Botanical Gardens 635Urca 693Average for Favelas 383

(A) 3.5%(B) 3.6%

(C) 41.1%

(D) 21.6%

(E) 30.2%

5.0 4.0 3.0 2.0 1.0 0.0 1.0 2.0 3.0 4.0 5.0

10095-9990-9485-8980-8475-7970-7465-6960-6455-5950-5445-4940-4435-3930-3425-2920-2415-1910-145-90-4

Age

5.0 4.0 3.0 2.0 1.0 0.0 1.0 2.0 3.0 4.0 5.0

10095-9990-9485-8980-8475-7970-7465-6960-6455-5950-5445-4940-4435-3930-3425-2920-2415-1910-145-90-4

Age

Percentage of PopulationPercentage of Population

(A) 5.3%(B) 6.4%

(C) 55.3%

(D) 16.6%

(E) 16.4%

HIGHLIGHTS

AGE DISTRIBUTIONRIO DE JANEIRO (EXCLUDING FAVELAS) FAVELAS IN RIO DE JANEIRO

HOUSEHOLD DISTRIBUTION

SOCIAL MOBILITY: RISE OF THE MIDDLE CLASS

Rio das Pedras 2014

SITE

AMBEV SITE

RIO DAS PEDRAS SITE

RIO DAS PEDRAS

AMBEV

RIO DAS PEDRAS

70.9 Hectares81,000 Residents est.

3 Public schools7 K-4 Private schools2 Day facilities

1 Resident’s Association office1 Public plaza 1 Health center1 Community health station1 Mobile library6 Soccer fields

1 Public safety trailer

Rio das Pedras 2014

Rio das Pedras 2014

RIO DAS PEDRAS: LESSONS LEARNED• Learning from Rio das Pedras

• Affordability• Mixed-use• High density to support community, commercial and transit • Pedestrian-oriented• High use of bicycles and public transportation• Organic, incremental architecture• Strong community networks and exchange between residents• Entrepreneurial

• Areas of Opportunity/Improvement• Additional open space & recreation• Community facilities• Safer construction methods • Public health• Education• Sanitation

Rio das Pedras 2014

Rio das Pedras 2014

AMBEV

AMBEV

RIO DAS PEDRAS

28.5 Hectares of vacant land

Factory partially still in operation

AMBEV Site

AMBEV Site

MINHA CASA MINHA VIDA: PLANNED FOR AMBEV SITE

• Primary affordable housing program at a federal level.• Government has promised to deliver millions of units within the

current presidency.• Residents given voucher to purchase housing.• Shortcomings:

• Mono-Use Residential• Low Density Housing • Restrictive in design • Public gathering spaces are poorly designed, if not lacking

completely. • Developments are often located far from sources of

employment • Lack adequate public transport access • Quality vs. Quantity - Government less concerned with

construction quality. New developments located in virtually worthless land.

• All these factors often lead to failed developments, where new communities are afflicted by high vacancy, credit loss or crime. The Minha Casa Minha Vida Program fails to recognize and replicate the positive conditions of informal settlements, proposing overly-formalized housing communities. This model of development often leads to housing stock which depreciates, rather than appreciates over time.

MINHA CASA MINHA VIDA PROJECT

WHAT IS SITES AND SERVICES?

• Government provides and prepares land with essential infrastructure needed for habitation

• Prepared plots sold or leased to beneficiaries• Beneficiaries use their own resources to construct their homes• Basic Infrastructure - Supplied by Government

• Water Supply • Electrical Service • Sewage System• Storm Drainage • Street Lighting

• Access to infrastructure - Supplied by Government• Each plot set up to connect to water, power, sewer

• Planned Community Services & Facilities - Supplied by Government• Schools• Health Centers• Community Centers• Playgrounds/Recreation/Open Space • Security post • Bus shelters

INCREMENTAL GROWTH STRATEGY

INFRASTRUCTURE

PROPOSAL

Community Land Trust

Individuals Government

Land

$$/Year

Infrastructure

Builds Frame

Option to Buy Frame

Phased Payments $/

Yr

Voucher available for affordability

COMMUNITY LAND TRUST

Community Land Trust

Government

Gives land to CLT

Pays installments to offset infrastructure costs

Builds Infrastructure

Sewage

Roads

Electricity

Water

Provides Services

Security

Education

Health

Library Recreation CommunityCenter

Waste

SESC

Build HousingFrames

Governing Board

Hold Title to Land

ResidentsJoin CLT

Maintenance

StabilizeValues

$

AMBEVSITE

DefineGuidelines

Collaborates with SESC to provide adtl. services

MASTER PLAN PROPOSAL

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087

37.8 ha

77.55 ha

• 2 Primary Schools for 800 students each (50,000 sf / 4,645 sqm)

• 2 Kindergartens (3,000 sf / 270 sqm)

• 2 Pre-schools (2,000 sf / 186 sqm)

• 1 Health Center for 50,000 to 80,000 people (40,000 sf / 3,716 sqm)

• 1 Community Center (Converted factory/SESC)

• Playgrounds/Recreation/Open Space (4.8 hectares)

• 1 Security post Incorporated into Community Facility

• Day-care Facilities (Incorporated into Commercial)

Residential & Commercial

53%

Open Space15%

Circulation25%

Health Facilities1%Schools

6%

AMBEV Site = 32.5 ha

Land Use

LAND USE

AMBEV Site= 32.5 ha

PROGRAM

MASTER PLAN INFRASTRUCTURE & GRID

Lot: 4m x 12mBuilding Footprint: 4m x 8m

36 Lots per 24 m x 64 m block

Primary Commercial

Coorridor4 Lanes

22m wide

Secondary Roads1 lane

6m wide

Housing Unit Framework: Basic Frame with utility wall for each plot with connect to water, power, sewer (1 per unit/$3,600 per unit)

Roads

Water

632 Sq M/per block$28,500 USD/per block

220 M/per block$105,000 USD/per block

Sewage

220 M/per block$160,000 USD/per block

Electricity

128 M/per block $43,200 USD/per block

StormwaterMgmt

Streetlamps

72 M/per block$7,200

4 lights/per block $2,100

CASE STUDY: ELEMENTAL

Limited resources for affordable housing are invested to build half of a good house, rather than a full house with poor construction. The savings in construction are reinvested towards a site which is more strategically located with a higher-land value. A better Location should permit the property to appreciate in time, rather than depreciate.

The user will respond to this ‘half-house’ by wanting to expand it over time. The design accommodates for this incremental growth with an adjacent void, mitigating the risk of structural failure and over-crowdedness.

The units are built with cheap prefabricated concrete panels and assembled on site and left virtually ‘raw’, with limited finishes. Users then self-improve their homes, selecting the tiling or exterior paint color to their liking.

STRATEGY

INCREMENTAL GROWTH

SELF CUSTOMIZED

Elemental Project

Elemental Project

BUILDING TYPOLOGY1 Unit

4m x 8m (13 ft x 26 ft)

32 sqm (344 sqft)

$3,424 USD R$7,670

1 Unit Expansion

8m x 8m (26 ft x 26 ft)

64 sqm (688 sqft)

$5,136 USD R$11,504

2 Units shown with shared expansion

8m x 4m + 4m x 4m

48 sqm (516 sqft)

$6,848 USD R$15,340

Utilities Unit A Unit B

Utilities Unit A Unit B Commerical Rear Yard

1 Unit

4m x 8m (13 ft x 26 ft)

32 sqm (344 sqft)

$3,424 USD R$7,670

1 Unit Expansion

8m x 8m (26 ft x 26 ft)

64 sqm (688 sqft)

$5,136 USD R$11,504

2 Units shown with shared expansion

8m x 4m + 4m x 4m

48 sqm (516 sqft)

$6,848 USD R$15,340

Utilities Unit A Unit B

Utilities Unit A Unit B Commerical Rear Yard

UNITS CONNECT ON THE BLOCK

AMBEV SITE: PHASE 1

AMBEV SITE: PHASE 2

AMBEV SITE: PHASE 3

AMBEV SITE: PHASE 4

PHASING

PHASE

1 Constuction & Sell

1 Permanent Bond

455 Units/Yr Refinanced Balance: $7.9 mn - Minimum Debt Payment/Month/Unit: $30.40 (R$68.1)

Bond Payoff

2 Construction & SellInitial Balance: $20.34 mn

2 Permanent Bond

581 Units/YrRefinanced Balance: $6.10 mn - Minimum Debt Payment/Month/Unit: $23.24 (R$52.05)

Bond Payoff

3 Construction & SellInitital Balance: $18.71 mn

3 Permanent Bond

553 Units/YrRefinanced Balance: $5.46 mn - Minimum Debt Payment/Month/Unit: $22.61 (R$50.65) Bond Payoff

4 Construction & SellInitital Balance: $23.63 mn

4 Permanent Bond

577 Units/YrRefinanced Balance: $7.13 mn - Minimum Debt Payment/Month/Unit: $27.14 (R$60.79)

Bond Payoff

Assumptions

CLT Bond Financing Rate: 9%

Permanent Bond Term: 20 years

CLT Buy-In Per Unit:

Initial Balance: $20.58 mn

8,577$

20542014 2019 2024 2029 2034 2039 2044 2049

PHASING MODEL

CLT REVENUE STREAM

R$92 per unit

25% of monthly housing expense

Revenue R$2,638,9508% credit loss (R$204,433)

30% operations & maintenance (R$791,694)Infrastructure Debt Service (R$1,379,059)

Balance R$257,108

$$$$$$

CLT

FINANCIAL PROJECTIONS

Pays installments to offset infrastructure

costs

INCOME + HOUSING AFFORDABILITY

RDP Area Average median income per capita per month

R$ 543

R$ 1,222: Per Household or unit

2.25 Income earners per household

30% of Income on Housing =

$367 per month

R$367.00-92.00-45.00

=229.89

CLTUtilities PV = R$9,247.67

Micro-Loan Payment

30%

FINANCIAL PROJECTIONSPUBLIC SUBSIDY

Government provides land cost per unit

R$3,033

Subsidy level differs per income bracket

Voucher system for houses with lower levels of income

9%Interest Rate on Bond

R$8,739 per unit

R$ 19,214: “Buy In” Unit Cost

Up to

PUBLIC SUBSIDY

PHASING

Phase 1 Phase 2 Phase 3 Phase 4 TotalStart Year 2,014 2,019 2,023 2,027 - Size sq m 65,000 65,000 60,000 65,000 255,000 Size Acres 16.1 16.1 14.8 16.1 63.0 Size Hectares 6.5 6.5 6.0 6.5 25.5 Infr. As % of Total housing expense 17% 12% 12% 12% 0%Total Persons 9,068 9,068 8,342 9,068 35,545 Total Units 2,400 2,400 2,208 2,400 9,408

CONCLUSION

Sites & Services approach with a Community Land Trust ownership model

• Replicates the positive attributes of favela-like incremental growth

• Legitimizes ownership structure• Provides adequate health/safety/welfare

services• Ensures long-term affordability and access

to land and housing for those who need it most

Rio das Pedras 2014

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