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TOTALTrace : Extendable Traceability down to the smallest detail

2011/10/31 TÜV Rheinland2

Contents

� Introduction TÜV Rheinland Group

� Business & Supply Chain Challenges

� TÜV Rheinland Compliance Platform (TCP)

� Applied Traceability for Food Industry

� Miscellaneous Traceability Applications

2011/10/31 TÜV Rheinland3

At Home on All Continents.

500 locations in 61 countries around the world.

2011/10/31 TÜV Rheinland4

Our Services.

More safety and quality –for your competitive edge.

Testing Inspecting Certifying Qualifying Consulting

Products Systems Processes People

2011/10/31 TÜV Rheinland5

UN Global Compact.

Responsible actions.

We are committed to the principles of the UN Global Compact. This meansthat we abide by a set of basic values with regard to

� Human rights

� Labor standards

� Environmental protection

� Fighting corruption

We fully support these values and apply them in all we do.

Nearly 140 Years of Innovation

2011/10/31 TÜV Rheinland6

Contents

� Introduction TÜV Rheinland Group

� Business & Supply Chain Challenges

� TÜV Rheinland Compliance Platform (TCP)

� Applied Traceability for Food Industry

� Miscellaneous Traceability Applications

2011/10/31 TÜV Rheinland7

Regulatory Landscape

REACHEU RoHS

2009/48/ECWEEE

Com

plex

ity &

Sco

pe

Time

Regulations

Carbon Footprint

RRR

EuPChina RoHS

California RoHS

CPSIA

Customer Requirements

In-House RequirementsChina REACH

Conflict MineralsProp 65 Water Footprint

Fair Trade

Fair Miles

2011/10/31 TÜV Rheinland8

Why Traceability ?

Adapted from graph by CheckPlant, Traceability Institute

Regulatory

Compliance

Quality

Safety

Brand Marketing

Brand Protection

Targeted Recalls/

Withdrawals

Visibility

Sustainability

Consumer Safety

Risk

Legal Action

Risk

Costs

Negative Publicity

Production

Inventory

CounterfeitingEfficient Logistics

Process Control

QUALITY & SAFETY

BRAND VALUE & PUBLIC IMAGE

2011/10/31 TÜV Rheinland9

Traceability Across the Supply Network.

Adapted from graph by GS1

2011/10/31 TÜV Rheinland10

Contents

� Introduction TÜV Rheinland Group

� Business & Supply Chain Challenges

� TÜV Rheinland Compliance Platform (TCP)

� Applied Traceability for Food Industry

� Miscellaneous Traceability Applications

2011/10/31 TÜV Rheinland11

TOTALTrace : Identify Capture Analyze ShareLift the veil for your supply chain

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Traceability as a strong Foundation

Communication Management

Claim ManagementRisk Management

Document ManagementTrack & Trace

Standards Management

2011/10/31 TÜV Rheinland13

Contents

� Introduction TÜV Rheinland Group

� Business & Supply Chain Challenges

� TÜV Rheinland Compliance Platform (TCP)

� Applied Traceability for Fresh Food Industry

� Miscellaneous Traceability Applications

2011/10/31 TÜV Rheinland14

Supply Network Collaboration

2011/10/31 TÜV Rheinland15

Product Data

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Goods-In / Raw Inventory / Load Analysis

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Batch / Lot : the crux of transformation

Carbon footprint

Water footprint

Responsible Sourcing

2011/10/31 TÜV Rheinland18

Shipping / Goods-Out Analysis

Food Miles

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Inventory Overview

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Mock Recall Report

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Visualization / Geo-mapping

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Data Exchange / Interoperability(XML, SOAP, Web Services, Manual Upload)

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Traceability & Transparency : Combined Value Proposition

Ingredients

Shipment Inspection

Fertilizers

Production Facilities Vaccination

Production Import

Distribution

Processing

Retail

Consumer

Expiry dateStore Survey

Temperature Check

Lot Number / BatchTraceability

Audit

Analysis

TÜV Compliance Platform

Laboratory

Testing

Move to a more sustainable food system : socially, environmentally and economically

2011/10/31 TÜV Rheinland24

Contents

� Introduction TÜV Rheinland Group

� Business & Supply Chain Challenges

� TÜV Rheinland Compliance Platform (TCP)

� Applied Traceability for Food Industry

� Miscellaneous Traceability Applications

2011/10/31 TÜV Rheinland25

Industry Sector : Meat Processing

Meat

Farm Slaughtering House

RetailerInspection

Report

Logistics Provider

Food & Nutrients

Birth / Certificate of Wellness

Inoculations

administered Sold

Shipped

Slaughteredfed

Reared

birth / health

Ante / Post mortem

inspection

company

company

companypart

part company

document

documentpart

2011/10/31 TÜV Rheinland26

Traceability Application : Meat Processing

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Industry Sector : Hi-Tech / Electronics

Bill of Materials / CDF

Transformer

Bobbin

Plug Pin Sleeving, U Plug

Opto-Coupler

PCB Material B

Material C

Material A Substance 2

Substance 3

Substance 1

Switching Mode Power Supply

Model: MWU4HT

MWU4HT

2011/10/31 TÜV Rheinland28

Traceability Application : Hi Tech / Electronics

QC/QAQC/QA ProcurementProcurementEngineersEngineers

BOM in the Compliance Platform

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Traceability Application : Hi Tech continued

Rapid overview of the current compliance status

Compliant Not Compliant Unreported Part

2011/10/31 TÜV Rheinland30

Traceability Application : Standards/Regulations Management

EU

Germany

France

US

California

Mexico

TÜV Rheinland experts will manage Regulatory Requirements Database

Product Classification taxonomy

Design/ Manufacture for Compliance

Regulatory Stipulations based on Country and Product Classification

Regulatory Certification and Compliance Checklist

Order/Proposal Process for Product

Technical Files can be updated by Supply Network Partners

2011/10/31 TÜV Rheinland31

Summary

� Efficient usage of the Traceability data throughout the product lifecycle

Collect

Report

Integrate

Analyze

Data Upload

Compliance Analysis

RoHScompliance

Various Reports

REACH compliance

Industrycompliance

External Portal

SupplierSupplier

Importer

TÜVTÜV

Regulation update

CustomerCustomer

2011/10/31 TÜV Rheinland32 31/10/201132

TÜV Rheinland Group

Rakesh VaziraniRakesh.Vazirani@hk.chn.tuv.com+852 973 60607

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