third frontier fy 06-07 programs
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Third FrontierThird Frontier
FY 06-07FY 06-07
Programs Programs
Schedule of Third Frontier ProgramsSchedule of Third Frontier ProgramsProposal Name
Fuel Cell FY (06)Fuel Cell FY (06)
Pre-Seed Fund FY (06)Pre-Seed Fund FY (06)
WCI in Bio FY (06)WCI in Bio FY (06)
BRCP FY (06)BRCP FY (06)
Wright Projects FY (06)Wright Projects FY (06)
ORCGP FY (06)ORCGP FY (06)
Non-Bio WCI FY (07)Non-Bio WCI FY (07)
Non-Bio RCP FY (07)Non-Bio RCP FY (07)
ESP FY (07)ESP FY (07)
Federal OpportunityFederal Opportunity
Industrial AttractionIndustrial Attraction
Industrial GrantsIndustrial Grants
Mega Center RFIMega Center RFI
Mega Center RFPMega Center RFP
Fuel Cell FY (07)Fuel Cell FY (07)
ORCGP FY (07)ORCGP FY (07)
Bio and Non-BioBio and Non-Bio
WCI (FY08)WCI (FY08)
Bio and Non-BioBio and Non-Bio
RCP (FY08)RCP (FY08)
ESP FY (08)ESP FY (08)
03/06 04/06 05/06 06/06 07/06 08/06 09/06 10/06 11/06 12/06 01/07 02/07 03/07 04/07 05/07 06/07 07/07 08/07 09/07 10/07
RFP Release DateRFP Release Date Bidder’s ConferenceBidder’s Conference LOIs Due DateLOIs Due Date Proposal Due DateProposal Due Date Commission ActionCommission Action
Program Area
Research and Commercialization Collaborations
(1 of 4)
Total Dollars Available $241,000,000
Project Areas
Wright Centers of Innovation
Research and Commercialization
ProgramsMega Centers
Federal Matching
Grants
Technology BioEngineering and Physical
ScienceBio
Engineering and Physical
ScienceBio
Engineering and Physical
ScienceAll
Individual Award
Amounts
$15-28 Million
$15-28 Million $5-8 Million $5-8 Million$50-60 Million
$50-60 Million $1-2 Million
Potential Number of
Awards1 to 2 1 to 2 5 to 7 5 to 7 1 1 5 to 10
Operating and Capital
$10-20 Capital and
$5-8 Operations
$10-20 Capital and $5-8
Operations
$5-8 Operations
$5-8 Operations
$12-15 Capital
$38-45 Operations
$12-15 Capital
$38-45 Operations
Any Combination
Cost Share Ratio
1:2 on capital 1:1 on
operating
1:2 on capital 1:1 on operating
1:1 on operating
1:1 on operating 1:3 1:3 Not Applicable
Program Program AreaArea
Research and Commercialization Collaborations Research and Commercialization Collaborations (2 of 4)(2 of 4)
Project Project AreasAreas
Wright Centers of Wright Centers of InnovationInnovation
Research and Research and Commercialization Commercialization
ProgramsProgramsMega CentersMega Centers
Federal Matching
Grants
TechnologyTechnology BioEngineering and Physical
ScienceBio
Engineering and Physical
ScienceBio
Engineering and Physical
ScienceAll
Lead Lead EligibilityEligibility
University or Not-for-profit
University or
Not-for-profitOpen Open
University or
Not-for-profit
University or
Not-for-profitOpen
CollaboratorsCollaborators For-Profit For-ProfitAny Two Eligible Entities
Any Two Eligible Entities
Broad-based Broad-basedNot
Applicable
Scope Scope EligibilityEligibility
Biomedical:
Drugs, Devices, Diagnostics and
Therapeutics
IT:
Power & Propulsion, I.C.E.,
Adv. Materials
Biomedical:
Drugs, Devices,
Diagnostics and
Therapeutics
IT:
Power & Propulsion, I.C.E., Adv.
Materials
Biomedical:
Drugs, Devices,
Diagnostics and
Therapeutics
IT:
Power & Propulsion, I.C.E., Adv.
Materials
Biomedical:
Drugs, Devices, Diagnostics and
Therapeutics
Program Program AreaArea
Research and Commercialization Research and Commercialization
Collaborations Collaborations (3 of 4)(3 of 4)
Project Project AreasAreas
Wright Centers of Wright Centers of InnovationInnovation
Research and Research and Commercialization Commercialization
ProgramsProgramsMega CentersMega Centers
Federal Matching
Grants
TechnologyTechnology BioEngineering and Physical
ScienceBio
Engineering and Physical
ScienceBio
Engineering and Physical
ScienceAll
RFP Release RFP Release DateDate
9/20/05 3/20/06 9/20/05 3/20/06
RFI:
3/17/06
RFP:
7/1/06
RFI:
3/17/06
RFP:
7/1/06
3/29/06
Proposal Proposal Due DateDue Date
12/14/05 6/7/06 12/14/05 6/7/06
RFI:
4/17/06
RFP:
7/1/06
RFI:
4/17/06
RFP:
7/1/06
Continuous
Commission Commission ActionAction
6/1/06 10/27/06 6/1/06 10/27/06RFP:
12/31/07
RFP:
12/31/07Continuous
Program Program AreaArea
Research and Commercialization Research and Commercialization Collaborations Collaborations
(4 of 4)(4 of 4)
Project Project AreasAreas
Wright Centers of Wright Centers of InnovationInnovation
Research and Research and Commercialization Commercialization
ProgramsProgramsMega CentersMega Centers
Federal Matching
Grants
TechnologyTechnology BioBioEngineering Engineering and Physical and Physical
ScienceScienceBioBio
Engineering Engineering and Physical and Physical
ScienceScienceBioBio
Engineering Engineering and Physical and Physical
ScienceScienceAll
Special Special FactorsFactors
-On-going procurement
-Few highly rated
proposals
-No proposal limit per org.
-Combines capital and
operating for first time
-Emphasis on platforms and commercial
projects
-Eminent Scholar
-On-going procurement
-Several highly rated proposals
-Funding may be higher than
planned
-Two proposal limit per org
-Unlimited proposals from existing WCI
-Capital limited to 10%
-Eminent Scholar
-Emphasize commercial technology
development
-Initial request for
interest (RFI)
-State-wide meetings after RFI
-Specific Commission decision to
issue an RFP
-Initial request for interest (RFI)
-State-wide meetings after RFI
-Specific Commission
decision to issue an RFP
Hurdles:
-$10 M federal op
-$2 M/yr spend rate
-High visibility
-3rd Frontier technology
-Not for renewals
-Awards limited to 10% of
federal award
Program AreaProgram AreaEntrepreneurial Entrepreneurial
AssistanceAssistanceProduct Development AssistanceProduct Development Assistance
Total Dollars Total Dollars AvailableAvailable
$50,000,000 $24,000,000
Project AreasProject AreasEntrepreneurial
Signature ProgramORCGP Fuel Cell Advanced Energy
TechnologyTechnology All All Power & Propulsion Power & Propulsion
Individual Award Individual Award AmountsAmounts
Up to $15 Million Up to $350,000 $250 K to $1 Million $250 K to $1 Million
Potential Number of Potential Number of AwardsAwards
4 to 6 6 to 12 10 0
Operating and Operating and CapitalCapital
100% Operating Any Combination Any Combination Any Combination
Cost Share RatioCost Share Ratio 2:1 None 2:1 2:1
Program AreaProgram AreaEntrepreneurial Entrepreneurial
AssistanceAssistanceProduct Development AssistanceProduct Development Assistance
Project AreasProject AreasEntrepreneurial
Signature ProgramORCGP Fuel Cell Advanced Energy
TechnologyTechnology All All Power & Propulsion Power & Propulsion
Lead EligibilityLead Eligibility Open For-profit
Organization (for-profit, not-for-profit, university)
based in Ohio or with principal place of business in Ohio, or a non-Ohio for-
profit that pledges to establish an Ohio presence.
For-profit in Ohio or a Non-Ohio for-profit that pledges to establish an
Ohio presence.
CollaboratorsCollaborators
-Broad-base of regional collaborators
-Involve incubators, start up mentoring, and pre-seed
funds
None required
Two or more organizations (University, not-for-profits, for-profit) with significant
Ohio presence
Two or more organizations (University, not-for-profits, for-profit) with significant
Ohio presence
Scope EligibilityScope Eligibility
-Support for start-up and growth of new technology
based companies
-Pre-seed capital formation
-Attraction and retention of entrepreneurial management
-Market entry for firms with Phase II SBIR,
STTR, or ATP grants that are complete
-IP protection
-Market analysis
-Business development
-Supply chain
-Cost engineering
-Develop and commercialize new
products, processes, and cost reduction technologies
-Adapting or modifying components
-Preference for Federally supported technologies
-No hydrogen infrastructure
-Energy storage product development and
commercialization
Program AreaProgram AreaEntrepreneurial Entrepreneurial
AssistanceAssistanceProduct Development AssistanceProduct Development Assistance
Project AreasProject AreasEntrepreneurial Signature Program
ORCGP Fuel Cell Advanced Energy
TechnologyTechnology All All Power & Propulsion Power & Propulsion
RFP Release DateRFP Release Date 4/12/06 10/2/06 9/1/06 Not Scheduled
Proposal Due DateProposal Due Date 6/28/06 12/11/06 11/10/06 Not Scheduled
Commission ActionCommission Action 9/6/06 3/2/07 2/2/07 Not Scheduled
Special FactorsSpecial Factors
-Up to $2 Million pre-seed funding per project year
-Stand alone pre-seed funds may request amounts of $1-2 Million
-Applicant must represent one of six state regions defined by legislation
-Up to one proposal per region will be funded
-Program is being positioned closer to commercialization
-Applicants must have recently completed a Phase II SBIR, STTR, or ATP
-Limit award of one grant to an organization
-The RFP will be moved closer to commercialization
-Expect greater clarity of business models and supply chains
-Limit to two proposals per applicant
-This project area was not recommended by the Third Frontier Advisory Board
Program AreaProgram Area Company AttractionCompany Attraction UnallocatedUnallocated
Total Dollars AvailableTotal Dollars Available $16,000,000 $50,000,000
Project AreasProject AreasTargeted Industry Attraction
ProgramTargeted Industry Attraction
GrantsTo Be Determined (TBD)
TechnologyTechnologyBiosciences, Advanced Polymer,
I.C.E.Biosciences, Advanced Polymer,
I.C.E., Fuel CellsAll
Individual Award Individual Award AmountsAmounts
Up to $1,000,000 $1,000,000 TBD
Potential Number of Potential Number of AwardsAwards
3 Up to 15 TBD
Operating and CapitalOperating and Capital 100% OperatingAny combination of capital and
operatingAny combination of capital and
operating
Cost Share RatioCost Share Ratio Open Not Required TBD
Lead EligibilityLead Eligibility Not-for-ProfitNew to Ohio for-profit company
activityTBD
CollaboratorsCollaborators None Required None Required TBD
Program AreaProgram Area Company AttractionCompany Attraction UnallocatedUnallocated
Project AreasProject AreasTargeted Industry Attraction
ProgramTargeted Industry Grants To Be Determined
TechnologyTechnologyBiosciences, Advanced Polymer, I.C.E.
Biosciences, Advanced Polymer, I.C.E., Fuel Cells
All
Scope EligibilityScope Eligibility
-Develop value proposition
-Identify and qualify attraction targets
-Interface to close deals
-Grants to secure location to Ohio of new-to-Ohio activity
TBD
RFP Release DateRFP Release Date 3/29/06 3/29/06 TBD
Proposal Due DateProposal Due Date 6/21/06 Continuous TBD
Commission ActionCommission Action 9/13/06 Continuous TBD
Special FactorsSpecial FactorsTwo year grants to support attraction of companies based on technological assets of Ohio
Continuous program that will be measured against a set of standards for funding
Funds to be reserved for exceptional opportunities that arise during the Third Frontier Project period
FY 06-07 Third Frontier Budget FY 06-07 Third Frontier Budget SummarySummaryResearch & Commercialization Collaborations
Total $241,200,000*
Entrepreneurial Support
Total $50,000,000
Product Development Assistance
Fuel Cell $20,000,000
ORCGP $ 4,000,000
Total $24,000,000
Company Attraction
Total $16,000,000
Unallocated
Total $50,000,000
Administrative/Outreach
Minority/Rural Outreach $ 500,000
Administrative Expenses $ 8,490,000
Total $ 8,990,000
GRAND TOTAL $390,190,000
* $100 million from Wright Capital Fund
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