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Spray Drying for Inhaled

Dosage Forms

CPHI | DAVID K. LYON, PH.D. | OCTOBER 25, 2017

Market Drivers

David K. Lyon, PH.D. | CPHI | October 25, 2017

“Although MDIs are the market leader with 48% of retail sales in Europe versus 39% for DPIs and only 13% for nebulisers, they are gradually losing their popularity to be replaced by technically superior and more ecofriendly DPIs”.

Inhaled Drug Products DPI technology

• large & growing prevalence of COPD / Asthma

• utilization of lung’s absorptive capacity for treating systemic conditions

• attractive delivery alternative for some large molecule / biologics

• high barrier to generic competition due to proprietary devices

• can be superior to pMDI from drug delivery efficiency perspective

• ease of use

• ecofriendly vs. traditional pMDI using aerosols

• offers life cycle management / delivery alternative vs. pMDI, nebulizers

2

Major Challenges of Pulmonary Delivery

David K. Lyon, PH.D. | CPHI | October 25, 2017

• Delivery level of the nominal dose or level of actual lung deposition

• Lack of reproducibility in the deposition site of the administered dose

• Particle size, shape, surface is key for product performance

• Reduce kinetic speed of small dense particles - settlement in upper airways

• Expiration or mucocillary transport – membrane interaction

• Inhaler misuse by the patient, exacerbated by the specialty, tailored nature of devices

• Overall cost per treatment

A very different situation in comparison to greater surface uniformity of the small intestine.

3

Next Generation of Pulmonary Delivered Drugs Does Require Novel Approaches

David K. Lyon, PH.D. | CPHI | October 25, 2017

Today, formulations are dominated by carrier blend formulations

• Micronized API (jet milling) to range of 2 to 5 microns , 80-90% Fine Particle Fraction (FPF)

Next Generation product challenges

• Complex biologiocal material (peptides, proteins, olionucleotides, cell and gene therapy)

• Molecules that cannot be milled• Incompatibility with lactose/excipient

flexibility• Solubility or stability with water/HFA• Very high dose (up to 1500 mg/day)• Need to tune PK / stability based on

amorphous or crystalline format• Need for drug sparing processes during

feasibility and scale-up• Compatibility with wide range of DPI

devices (reservoir, blister or capsule-based)

Inhalation product using porous particlesExample: Tobramycin

(TOBI®, Novartis)

4

Particle Engineering for Traditional Lactose Blends

David K. Lyon, PH.D. | CPHI | October 25, 2017

• Full range of spiral jet mill micronizing equipment

• Vertical, horizontal and loop milling

• Experience in routinely meeting required PSD

• Provides the > 80% fine particle fraction (FPF) desired

• Particle size uniformity to targeted 2.5 micron

•High containment micronization for highly potent or sensitive compounds

5

Spray Dry Formulation Technology for DPI-based Formulations

David K. Lyon, PH.D. | CPHI | October 25, 2017

SD technology offers several advantages vs. historic lactose blend technology used in DPI based formulations

• Efficiency – more drug delivered / less wastage

• Tighter particle size distribution / 80-90% fine particle fraction (FPF) desired

• Greater particle size uniformity to targeted 2.5 micron

• Flexibility – fewer formulation dependencies

• Not dependent upon crystalline drugs

• Not dependent upon lactose compatibility

• Not dependent on aerosol compatibility

• Not dependent upon jet milling

• Can deliver proteins (avoids Maillard reaction)

6

Complete Inhalation Platform

David K. Lyon, PH.D. | CPHI | October 25, 2017 7

Starting with Product Design

David K. Lyon, PH.D. | CPHI | October 25, 2017

Product concept starts with knowing the molecules attributes and target profile

Depicted figures from:Hastedt ed al. AAPS Open (2016) 2:1DOI 10.1186/s41120-015-0002-x

PRODUCT DESIGN

Permeability/Dissolution/Form Mechanism of action Location

Solubility/Dose in Lung Fluid Dose/Technology

BCS Classifications

Solubility / Dissolution

CLASS ILow Retention

Amorphous – FastCrystalline - Fast

CLASS IVBiologics

Amorphous – FastCrystalline - Fast

CLASS IIIDose limited

Amorphous – SlowCrystalline - Slow

CLASS IIDose limited

Amorphous – FastCrystalline - Slow

Pe

rmea

bili

ty

8

Compound Properties and PK Drive the Formulation Design

David K. Lyon, PH.D. | CPHI | October 25, 2017

• Modulating particle properties through formulation and or process design

• Understand impacts for PK, physical stability etc.

• Key Properties to Consider

• Aqueous and organic solvent solubility (or lack thereof for anti-solvent concepts)

• Preferred physical form

• Hydrophobicity

• Tm, Tg, and pkA

• Dose

Formulation Approach Based on Compound Properties

Formulation Approach Based on PK

9

David K. Lyon, PH.D. | CPHI | October 25, 2017

Building on SD expertise to optimize pulmonary drug delivery and bring advanced inhalation therapeutics to market

Complete Inhalation Platform

11

Spray Dryer Process Overview

David K. Lyon, PH.D. | CPHI | October 25, 2017 | CONFIDENTIAL

AtomizationDefine target particle sizeƒ (geometry, pressure)

Drying Conditions• Product morphology• Water content

• Physical state• ƒ (TIn Tout Msoln Mgas)

SpraySolution

Surface-active excipients

Droplet

Atomizer

Drying Chamber

Spray SolutionStability versus process timeShear, pH, concentration, interactions

Drying nitrogen

Collection EfficiencyHigh Value Productƒ (geometry, product properties)Cyclone

Engineered Dry Powder Particles

Dro

ple

t Su

rfac

e Hot drying gas contacts droplet

Neat API

Amorphous API/Excipient

Crystalline API/Excipient

Mixed Approaches

Single Solvent Solution

Single Co-Solvent Solution

Single, Dual, or Variable Process Settings – Solution or Suspension

Single, Dual, or Variable Process Settings – Solution or Suspension

12David K. Lyon, PH.D. | CPHI | October 25, 2017

Rationale for Excipient Selection

Surface Modification

David K. Lyon, PH.D. | CPHI | October 25, 2017 | CONFIDENTIAL

Rationale for Excipients (If Needed) Key Properties

Bulking agent – dilution for dose/fill Nonhygroscopic

API stabilization Competes at air/liquid interfaces,H-bonding to stabilize from heat, shear or water displacementBuffer salts to chemically stabilize product

Physical Stability Nonhygroscopic, high Tg to limit mobility

Particle dispersability* Hydrophobic component at surface of particle

Bulking or Stabilizing High Tg Sugar

Ideally nothing – Safety paramount in selection; keep it simple

Lactose Trehalose L-Leucine 1,2-Distearoyl-sn-glycero-3-phosphocholine (DSPC)

*Lechuga-Ballasteros et al. J. Pharm. Sci. 2008, 97(1), 287-302

13David K. Lyon, PH.D. | CPHI | October 25, 2017

Inhalation Platform – Breadth of Approaches

David K. Lyon, PH.D. | CPHI | October 25, 2017

Heated SolventsTo Drive Process Efficiency

Aqueous Spray DryingAmorphous

Product

Heated solvents to drive crystallization and process

Organic Solvent for active – use water as anti solvent to drive

crystallization

Aqueous Spray Drying Crystalline

Product

Aqueous/Organic Co- SolventAmorphous product

Suspension Sprays

In-line Mixing or Organic Only

14

Spray-Drying Equipment Scales at Lonza - Bend

David K. Lyon, PH.D. | CPHI | October 25, 2017

Modular Facility Design

• Modular spray dryer

• Designed for inhalation spray drying

• 0.2g to tons: no scale-up pre-clinical through commercial)

• High on time – Run longer

• Niche high value product and/or Variable commercial volumes/estimates

15

Complete Inhalation Platform

David K. Lyon, PH.D. | CPHI | October 25, 2017

Building on SD expertise to optimize pulmonary drugdelivery and bring advanced inhalation therapeutics to market

16

DPI Specific Analytical Platform

David K. Lyon, PH.D. | CPHI | October 25, 2017

Imaging• Optical microscopy

• Scanning electron microscopy (SEM)

Particle Size/Aerosol Performance• Laser diffraction (GPSD)

• Impaction (NGI)

• Dose Content Uniformity

Hygroscopicity• Dynamic vapor sorption (DVS)

• Karl Fischer (KF)

Thermal• Modulated Differential Scanning

Calorimetry mDSC

• pXRD

• Iso-calorimetry (TAM)

Morphology• Lack of agglomeration

• Surface morphology

Particle Size • Geometric Particle Size – 1.5 to 3.5µm

• Aerosol Performance – Product dependent deposition profile

Water Analysis• Water Uptake Equilibrium

• Water Content ~ 2-6%

Physical stability• Amorphous versus Crystalline

• Crystal size

• Predictive Stability

Analytical Tool Kit Product Profile

Chemical Stability

LaserDiffraction

AerosolTesting

17

Complete Inhalation Platform

David K. Lyon, PH.D. | CPHI | October 25, 2017 18

Late Stage Clinical/Commercial

Encapsulation Development and Scale-up

• Suitable for early clinical development (Ph. 1 to 2a)

• 200-300 CPH for engineered particles

• Gravimetric filling mechanism (100% weight check)

• Bulk sparing

• Early phase dose range flexibility (e.g. same process/equipment can fill multiple doses)

• ~1mg to 10’s of mgs

• RSD <3%

• Suitable for late stage through commercial

• 72,000 CPH

• Volumetric drum microdosing (~5mg to 10s of mgs)

• Ideally suited for cohesive engineered particles with difficult handling properties

• In-line capacitance weight monitoring, with individual lane diagnostics

• RSD <3%

• Suite with <10%RH control

David K. Lyon, PH.D. | CPHI | October 25, 2017

Xcelodose 600s Harro Hofliger ModUC MS

Process Development and Early-Phase Clinical SuppliesPre-Clinical

19

DPI Capsule Customization According to Formulation & Device

David K. Lyon, PH.D. | CPHI | October 25, 2017

Multidisciplinary team to support polymer selection and critical parameter specifications according to formulation and device:

• Polymer Science

• Production & QC

• Technical service

• Regulatory Affairs

20

Capsule for Inhaled Drugs – a Customized Approach

David K. Lyon, PH.D. | CPHI | October 25, 2017

Wide Polymer Option Customization Services

Gelatin Gelatin + PEG

HPMC + Gelling agent (Vcaps)

HPMC (Vcaps Plus)

Stricter microbio limits

Reduced lubricant

Customized design for optimal puncturing

Components enhancingflexibility

Customized weight Tolerance

Moisture content

21

SummaryIntegrated Lonza Inhalation Offering

• Advanced particle engineering expertise based on either jet milling or spray drying

• Formulation expertise in small

• molecules and biologics using SD technology

• PSD capacity to scale, from POC to commercial manufacture

• High potency handling / isolation capability

• Comprehensive specialized analytical / CMC platform

• Dedicated Xcelodose 600 System for POC / Ph. II studies

• Dedicated HH system for late clinical & commercial encapsulation

• Integrated product development based on SD technology

• Feasibility / POC studies

• Clinical and commercial manufacture of SD-based product concepts

• Clinical and commercial encapsulation

• Specialized product characterization

• Micronization for carrier-based inhalation formulations

• Specialized DPI capsules

David K. Lyon, PH.D. | CPHI | October 25, 2017

Capabilities / Infrastructure Value added services

22

Three Sisters at DawnBend, Oregon USA

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