rohs around the world - part 2

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PART 2

RoHS Around the World

Today’s Moderator

Madison AdamsAssent ComplianceCompliance Services

INTRODUCTION

Assent Product SuitesOur Market Leading Platform

Ethical Sourcing

Materials Management

Supplier Information Management

InspectionsConfigurable Surveys & Declarable Substance

Today’s Presenter

Valerie KuntzAssent ComplianceSubject Matter Expert — Materials Management

Feature PresentationPRESENTER, TITLE & COMPANY Feature PresentationRoHS Around the World - Part 2

Concern for the health of citizens and the environment lead to implementation of directives and regulations in countries around the world.

Some Examples:⬥ EU RoHS⬥ Taiwan RoHS⬥ Vietnam RoHS⬥ Eurasian RoHS⬥ Serbia RoHS⬥ Ukraine RoHS ⬥ United Arab Emirates RoHS

RoHS Around the World

Regulation: 2011/65/EU RoHS 2

Substances and Thresholds:⬥ Cadmium(Cd) and its compounds: 0.01%⬥ Mercury and its compounds: 0.1%⬥ Lead(Pb) and its compounds: 0.1%⬥ Hexavalent chromium (Cr6+) and its compounds: 0.1%⬥ Polybrominated biphenyls (PBB): 0.1%⬥ Polybrominated diphenyl ethers (PBDE): 0.1%

Included after July 22, 2019 per Directive (EU) 2015/863 (RoHS 3.0):⬥ Bis(2-Ethylhexyl) phthalate (DEHP): max 0.1%⬥ Benzyl butyl phthalate (BBP): max 0.1%⬥ Dibutyl phthalate (DBP): max 0.1%⬥ Diisobutyl phthalate (DIBP): max 0.1%

Effective date: January 2, 2013

EU RoHS 2

Included Products:

EU RoHS 2

Excluded Products:

⬥ Industrial Category 9 products (until 2017)⬥ Category 11 products (until 2019 RoHS 2.1)⬥ Military/security equipment⬥ Equipment designed to be sent into space⬥ Equipment designed to be part of non-scope equipment⬥ Large-scale stationary industrial tools (LSSIT)⬥ Large-scale fixed installations (LSFI)⬥ Transportation vehicles⬥ Non-road mobile machinery (NRMM)⬥ Active implantable medical devices⬥ Photovoltaic panels⬥ R&D equipment

EU RoHS 2

Exemptions:EU RoHS exemptions from Annex III and IV applicable to included products.

How to show compliance: Declaration of Conformance (not a specific form), CE marking can be placed on products that are compliant and meet the other appropriate regulations or directives required for CE marking.

COMPLIANCE

Regulation: Guidance for the reduction of restricted chemical substances in electrical and electronic equipments (CNS15663)

Substances and Thresholds:◆ Cadmium(Cd) and alloyed substances: 0.01%◆ Mercury and its compounds: 0.1%◆ Lead(Pb) and its compounds: 0.1%◆ Hexavalent chromium (Cr6+) and alloyed substances: 0.1%◆ Polybrominated biphenyls (PBB): 0.1%◆ Polybrominated diphenyl ethers (PBDE): 0.1%

Effective date: December 1, 2016

Taiwan RoHS

Included Products: ◆ September 1st – IT equipment, including computers,

televisions and monitors◆ December 1st – drinking fountains◆ May 1st, 2017 – image equipment, such as printers and copy

machines◆ July 1st, 2017 – projectors and lighting equipment, such as

fluorescent tubes◆ January 1st, 2018 – word processors, such as typewriters and

cashiers (43 items in total) and wireless items such as keyboards, mice and scanners (48 items in total)

Excluded Products: 1. Electric and electronic equipment related to national security

or military use, non-electrically driven equipment, fixed installation equipment and batteries

Exemptions: None at this time

Taiwan RoHS

How to show compliance:

◆ Testing by the BSMI or BSMI-recognized testing laboratories before applying for registration◆ Labeling with “Marking of presence” and declaration using custom table in Taiwanese included

in the product documentation◆ The identification number of the Commodity Inspection Mark consists of “The Letter (R or T)”,

“Designated Code (5 digits)” and “the presence conditions of the restricted substance” (e.g., RoHS or RoHS (XX, XX)). XX = Pb, Cd, Hg, Cr+6 , PBB, PBDE

◆ Those who utilize their website as a means to announce “the presence conditions of the restricted substance” of the commodities shall also clearly mark the website address on the body, packages, stickers, or the instruction books of the commodities.

Taiwan RoHS

How to show compliance: Partial example of Taiwan RoHS Table (Note: must be in Taiwanese)

Taiwan RoHS

Vietnam RoHS

Regulation: Temporary stipulations for permissible toxic chemical content limits in electrical products (Circular No.: 30/2011/TT-BCT and CW 25 August 2011)

Substances and Threshold:◆ Lead: 0.1%◆ Cadmium: 0.01%◆ Mercury: 0.1%◆ Hexavalent Chromium: 0.1%◆ Polybrominated Biphenyls: 0.1%◆ Polybrominated Diphenylether: 0.1%

Effective Date: December 1, 2012

Included Products:1. Large domestic appliances2. Small domestic appliances3. Information technology and communications equipment4. Consumption devices5. Lighting equipment6. Electrical, electronic tools (except for the big, fixed tools for industrial use)7. Toys, entertainment equipment, and sports8. Automatic measuring instruments

Excluded Products: ◆ The electrical, electronic components of batteries◆ Spare parts for repair, reuse, or upgrading of electrical, electronic products◆ The electrical, electronic products which are gifts, souvenirs, goods for exhibitions and

product introduction, baggage, movable assets of organizations, individuals and goods temporarily imported for re-export, goods in transit

◆ The electrical, electronic products circulated on the Vietnamese market prior to the effective date of this circular

Vietnam RoHS

Exemptions:

None at this time

Product manufacturers and importers in Vietnam must maintain records of the management of toxic chemical content in equipment covered by the provisions. They must disclose information on hazardous substances in products by electronic means or by the marking and labelling of packaging with compliance information.

Vietnam RoHS

Exemptions

Eurasian Customs Union RoHS

Eurasian Customs Union Countries (EAEU): The Russian Federation, and Republics of Kazakhstan, Belarus, Armenia and Kyrgyzstan

Regulation: Technical Regulations “On Restriction of Hazardous Substances in Electrical and electronics products”

Substances and Threshold:◆ Cadmium (Cd) and its compounds: 0.01%◆ Mercury (Hg) and its compounds: 0.1%◆ Lead (Pb) and its compounds : 0.1%◆ Hexavalent chromium (Cr6+) and its compounds: 0.1%◆ Polybrominated biphenyls (PBB): 0.1 %◆ Polybrominated diphenyl ethers (PBDE): 0.1 %

Effective Date: 2017/2018 (to be announced November 2016)

Included Products (but not limited to):

Excluded Products: Not specifiedExemptions: None

Domestic Appliances Information Technology Equipment

Telecommunications Equipment

Lighting Equipment

Electrical Tools Leisure & Support Equipment Vending Machines

◆ By their own declaration that the product complies with the provisions of the technical regulation (i.e. that the testing required to ensure conformity was conducted), or

◆ By referring to certification from an accredited laboratory proving the products comply with the provisions of the regulation

◆ All products will still be required to be labelled with the correct CU conformity mark as below

Serbia RoHS

Regulation: Management of Waste from and Hazardous Substances in Electrical and Electronic Equipment, Regulation, December 2010

Substances and Threshold:◆ Cadmium (Cd) and its compounds: 0.01%

◆ Mercury (Hg) and its compounds: 0.1%

◆ Lead (Pb) and its compounds: 0.1%

◆ Hexavalent chromium (Cr6+) and its compounds: 0.1%

◆ Polybrominated biphenyls (PBB): 0.1%

◆ Polybrominated diphenyl ethers (PBDE): 0.1%

Effective Date: July 1, 2011

Included Products:1. Audio visual equipment (abbrv: A/V)2. Automatic dispensers3. Electrical and electronic equipment

(abbrv: EEE)4. Electrical and electronic tools5. Gas discharge lamps6. Information and communications

technology (ICT) equipment7. Large household appliances - electrical

Serbia RoHS

8. Lighting equipment / luminaires9. Medical devices

10. Monitoring and control instruments - electrical

11. Packaging12. Small household appliances -

electrical13. Sports equipment - electrical14. Toys - electrical

Excluded Products: ◆ Military equipment◆ Printer toner cartridges

Exemptions:Exemptions exist, but are not same as EU

How to show compliance:Declaration of Conformity

Serbia RoHS

Ukraine RoHS

Regulation: Technical regulation on restrictions as to the use of some dangerous substances in electric and electronic devices approved by the Resolution of the Cabinet of Ministers of Ukraine of 3 December 2008 No. 1057

Substances and Threshold:◆ Cadmium(Cd) and its compounds: 0.01%◆ Mercury and its compounds: 0.1%◆ Lead(Pb) and its compounds: 0.1%◆ Hexavalent chromium (Cr6+) and its compounds: 0.1%◆ Polybrominated biphenyls (PBB): 0.1%◆ Polybrominated diphenyl ethers (PBDE): 0.1 %

Effective Date: December 19, 2008

Included Products:

Ukraine RoHS

Large Domestic Appliances Small Domestic Appliances Telecommunication Equipment Consumer Equipment

Lighting Equipment Electric & Electronic Tools Toys & Appliances Automatic Devices

Excluded Products:◆ Anything not listed ◆ Categories 8 and 9, medical devices and monitoring and control instruments

Exemptions: Yes, similar to EU RoHS exemptions

How to show compliance: ◆ Declaration of Conformity◆ Test results confirming declaration Note: In March 2016, Ukraine presented an updated draft of the regulation to harmonize with EU RoHS 2. Implementation is expected to occur six months after the official publication, currently in draft status.

Ukraine RoHS

United Arab Emirates (UAE) RoHSRegulation: UAE Resolution on the System to Restrict the Rates of Hazardous Materials in Electronic Devices

Substances and Threshold:◆ Cadmium (Cd) and its compounds: 0.01%◆ Mercury and its compounds: 0.1%◆ Lead (Pb) and its compounds: 0.1%◆ Hexavalent chromium (Cr6+) and its compounds: 0.1%◆ Polybrominated biphenyls (PBB): 0.1%◆ Polybrominated diphenyl ethers (PBDE): 0.1%◆ Bis(2-Ethylhexyl) phthalate (DEHP): max 0.1%◆ Benzyl butyl phthalate (BBP): max 0.1%◆ Dibutyl phthalate (DBP): max 0.1%◆ Diisobutyl phthalate (DIBP): max 0.1%

Effective Date: Scheduled for January 1, 2018

Effective Date: January 1, 2020

◆ Medical devices

◆ In vitro diagnostic medical devices

◆ Monitoring and control instruments

◆ Industrial monitoring and control instruments

United Arab Emirates (UAE) RoHS

Included Products:1. Large household appliances2. Small household appliances 3. IT and telecommunication equipment4. Consumer equipment 5. Lighting equipment6. Electrical and electronic tools (with the exception of large-scale stationary industrial tools) 7. Toys, leisure and sport equipment8. Automatic dispensers9. Other EEE not covered by any of the categories above

10. All products, including cables and spare parts for their repair, their reuse, updating of their functionalities or upgrading of their capacity

After January 1, 2020:11. Medical devices (with the exception of all implanted and infected products)12. Monitoring and control instruments including industrial monitoring and control instrument

Excluded Products: ◆ Products for security of the country, including arms, munitions and war material intended for

specifically military purposes◆ Products designed to be sent into space◆ Equipment designed to be part of non-scope equipment◆ Large-scale stationary industrial tools◆ Large-scale fixed installations◆ Means of transport for persons or goods, excluding electric two-wheel vehicles which are not

type-approved◆ Non-road mobile machinery made available exclusively for professional use◆ Active implantable medical devices◆ Photovoltaic panels intended to be used in a system that is designed, assembled and installed

by professionals for permanent use at a defined location to produce energy from solar light for public, commercial, industrial and residential applications

◆ R&D equipment and only made available on a business-to-business basis

Exemptions: Yes, similar to EU RoHS

How to show compliance: ◆ A written Declaration of Conformity for each electrical equipment model including the substances’

maximum concentration values◆ Submit at least the following technical documents:

◇ A general description of electrical equipment◇ A detailed description with conceptual design and manufacturing drawings, including a list of

components, materials, sub-assemblies and circuits used in the electrical equipment◇ A list of the UAE standards applied to meet the requirements of the technical regulations ◇ Test reports

It is prohibited to display or sell any products in the UAE unless they are registered under ECAS or have a certificate or mark accepted by ESMA.

Summary

EU RoHS2 Taiwan RoHS Vietnam RoHS

Eurasian Customs

Union RoHS

Serbia RoHS

Ukraine RoHS

United Arab Emirates RoHS

Substances Std 6, 10 in 2019

Std 6 Std 6 Std 6 plus Std 6 Std 6 Future 10

Included Products

EEE 5 specific categories

8 specific categories

10 (2 later implementation)

Exemptions Yes None Similar to EU

None Yes Similar to EU Similar to EU

Special Form No Yes No No No No No

Special Label Yes for compliant

Yes for non-compliant

Yes Yes No No No

Feature PresentationPRESENTER, TITLE & COMPANY EU REACH GUIDANCE UPDATE

REACH Guidance Update Timeline

September 2015:ECJ Ruling on “Once An Article, Always An Article” (O5A or OA5)

December 2015: ECHA Guidance updated

July 2016: ECHA Guidance Draft released

REACH Guidance Update

PEG Meetings Agreement:

◆ Guidance will be updated to simplify the examples◇ Some detail that currently exists in the guide will be moved to other documents

◆ Assembly level documentation of substances contained in articles◆ Safe use needs to be simple so actual naming of article may not necessarily be required◆ Safe use info is complementary to product safety info◆ A specific committee including ECHA and industry may be set up to support further

coordination discussions

Participants: Industry Experts, ECHA, EU Commission, Legal reps

REACH Guidance Next Steps

◆ ECHA finalizes draft guidance in line with comments and discussion during PEG meeting

◆ Post-PEG meeting implementation check

◆ Forum consultation Nov/Dec 2016 (enforcement authorities)

◆ CARACAL consultations Jan 2017 (competent authorities)

◆ Publish final version 4.0 Feb/Mar 2017

Timelines subject to change

Upcoming Events: Webinars & Conferences

Learn more about Assent events:www.assentcompliance.com/events

[Webinar] Compliance Essentials: FMDsThursday, November 17th | 1 PM EST

[Webinar] Compliance Essentials: Organizing Your Data Tuesday, November 22nd | 1 PM EST

Upcoming Educational SummitsNovember 17, 2016 | BostonFebruary 8, 2017 | San Jose

Q&A Discussion

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