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F1

F2

F3

Fn

Fractures

Intact rock

Boundary

conditions

Excavation

Water flow

How do we model loading a rock mass on the surface or

excavating inside a rock mass?

2

We will construct a diagram/flowchart based on these four

methods, classified according to their complexity.

3

And we will think about two levels:

1:1 mappingthe problem is modelled directly; and

not 1:1 mappingthe problem is not modelled directly.

Use of

pre-existing

standard

methods

Precedent type

analyses and

modifications

Method A

Li S.H., Wu X.Y., & Ma F.S.

(1998) IJRMMS. Application of

Precedent Type Analysis (PTA)

in the Construction of Ertan

Hydro-Electric Station, China.

‘Simple’

4

Analytical

methods,

stress-based

e.g. the Kirsch

solution

Rock mass

classification,

RMR, Q, GSI

Level 1

1:1 mapping

Level 2

Not 1:1 mapping

Method B

Nick Barton:

“We have to damp down

the mechanisms in order to

make the model work”

Low to

medium

complexity

5

v

h

a

r

6

Why we need rock

mass classification

Foundation

Basic

numerical

methods,

FEM, BEM,

DEM, hybrid

Basic systems

approaches,

databases,

expert systems

Level 1

1:1 mapping

Level 2

Not 1:1 mapping

Method C

Medium to

high

complexity

7

Extended

numerical

methods,

e.g. coupled

THMC

Fully

integrated

systems

approaches,

internet-based

Level 1

1:1 mapping

Level 2

Not 1:1 mapping

Method D

e.g. DECOVALEX research

programmes for radioactive

waste disposal

-with the long term aim of

producing fully-coupled

thermo-hydro-mechanical-

chemical numerical models

Next slide

Complicated

8

9

Method D

Level 2

possibilities

Use of

pre-existing

standard

methods

Analytical

methods,

stress-based

Basic

numerical

methods, FEM,

BEM, DEM,

hybrid

Extended

numerical

methods,

fully-coupled

models

Precedent type

analyses and

modifications

Rock mass

classification,

RMR, Q, GSI

Database

expert

systems, &

other systems

approaches

Integrated

systems

approaches,

internet-based

Objective

Construction

Site

Invest-

igation

Level 1

1:1 mapping

Level 2

Not 1:1 mapping

Design based on forward analysis Design based on back analysis

Method A Method B Method C Method D

Leading to this composite flowchart

10

The content of the

following slides in this

lecture can be found in

the 2011 book by Feng

and Hudson

11

12

13

Some of the questions that stimulated us as the work by

the ISRM Commission developed…

14

The Figure 2.1 flowchart summarising the modelling approaches

15

Applications

17

Design of a hydroelectric

powerhouse cavern:

Shuibuya project in China

Initial design

20

Initial design

21

Cracking of shotcrete

Spalling

Maximum principal

stress

Maximum principal

stress

Location of typical local failures (at Jinping II

powerhouse after Excavation Stage IV) 22

Final design

23

What information do we need to use these eight approaches?

Use of

pre-existing

standard

methods

Analytical

methods,

stress-based

Basic

numerical

methods, FEM,

BEM, DEM,

hybrid

Extended

numerical

methods,

fully-coupled

models

Precedent type

analyses and

modifications

Rock mass

classification,

RMR, Q, GSI

Database

expert

systems, &

other systems

approaches

Integrated

systems

approaches,

internet-based

Objective

Construction

Site

Invest-

igation

Level 1

1:1 mapping

Level 2

Not 1:1 mapping

Design based on forward analysis Design based on back analysis

Method A Method B Method C Method D

25

Principles for modelling

26

Use of

pre-existing

standard

methods

Analytical

methods,

stress-based

Basic

numerical

methods, FEM,

BEM, DEM,

hybrid

Extended

numerical

methods,

fully-coupled

models

Precedent type

analyses and

modifications

Rock mass

classification,

RMR, Q, GSI

Database

expert

systems, &

other systems

approaches

Integrated

systems

approaches,

internet-based

Objective

Construction

Site

Invest-

igation

Level 1

1:1 mapping

Level 2

Not 1:1 mapping

Design based on forward analysis Design based on back analysis

Method A Method B Method C Method D

27

Use of

pre-existing

standard

methods

Analytical

methods,

stress-based

Basic

numerical

methods, FEM,

BEM, DEM,

hybrid

Extended

numerical

methods,

fully-coupled

models

Precedent type

analyses and

modifications

Rock mass

classification,

RMR, Q, GSI

Database

expert

systems, &

other systems

approaches

Integrated

systems

approaches,

internet-based

Objective

Construction

Site

Invest-

igation

Level 1

1:1 mapping

Level 2

Not 1:1 mapping

Design based on forward analysis Design based on back analysis

Method A Method B Method C Method D

The Fig.

3.12

design

flowchart

30

Principles for numerical code implementation

31

Laxiwa project

32

33

The Yellow River, China

34

35

36

37

Computer models and

choice of cavern orientation

38

Main powerhouse

Transformer

chamber

A1-7

A2-7

A2-5

P1

P3 P4

ZBA-5 ZBA-2

A1 A2

A4

A5

ZBA

A4-7

A5-1

A5-6

P2

Monitoring points chosen

39

Questions to be asked

40

End of Lecture 8

41

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