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RESEARCH ARTICLE
Relationships between borders management
agencies and the likelihood of watershed
impairment
Josh Epperly Andrew Witt Jeffrey HaightID Susan Washko Trisha B Atwood
Janice Brahney Soren Brothers Edd HammillID
Department of Watershed Sciences Utah State University Logan UT United States of America
These authors contributed equally to this work
edd_hammillhotmailcom
Abstract
In the United States the Clean Water Act (CWA) establishes water quality standards impor-
tant for maintaining healthy freshwater ecosystems Within the CWA framework states
define their own water quality criteria leading to a potential fragmentation of standards
between states This fragmentation can influence the management of shared water
resources and produce spillover effects of pollutants crossing state lines and other political
boundaries We used numerical simulations to test the null prediction of no difference in
impairment between watersheds that cross political boundaries (ie state lines national or
coastal borders hereafter termed ldquotransboundaryrdquo) and watersheds that cross no bound-
aries (hereafter ldquointernalrdquo) We found that transboundary watersheds are more likely to be
impaired than internal watersheds Further we examined possible causes for this relation-
ship based on both geographic and sociopolitical drivers Though geographic variables such
as human-modified land cover and the amount of upstream catchment area are associated
with watershed impairment the number and type of agencies managing land within a water-
shed better explained the different impairment levels between transboundary and internal
watersheds Watersheds primarily consisting of public lands are less impaired than water-
sheds consisting of private lands Similarly watersheds primarily managed by federal agen-
cies are less impaired than state-managed watersheds Our results highlight the importance
of considering Integrated Watershed Management strategies for water resources within a
fragmented policy framework
Introduction
Healthy freshwater systems are crucial for supporting diverse aquatic communities[1] the eco-
system functions performed by these communities[23] and the ecological services they pro-
vide[4ndash6] The Clean Water Act of 1972 is the cornerstone of water management in the United
States serving as a benchmark by which the health of freshwater systems is assessed The
Clean Water Act emphasizes the authority of jurisdictions by allowing states to set their own
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 1 14
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OPENACCESS
Citation Epperly J Witt A Haight J Washko S
Atwood TB Brahney J et al (2018) Relationships
between borders management agencies and the
likelihood of watershed impairment PLoS ONE 13
(9) e0204149 httpsdoiorg101371journal
pone0204149
Editor Frederic Mertens Universidade de Brasilia
BRAZIL
Received April 4 2018
Accepted September 3 2018
Published September 20 2018
Copyright copy 2018 Epperly et al This is an open
access article distributed under the terms of the
Creative Commons Attribution License which
permits unrestricted use distribution and
reproduction in any medium provided the original
author and source are credited
Data Availability Statement All data used in the
MS were obtained from freely available online
sources List of Impaired Watersheds https
wwwepagovwaterdatawaters-geospatial-data-
downloads Watershed Boundary Dataset https
wwwnrcsusdagovwpsportalnrcsmainnational
waterwatershedsdataset HydroBASINS data
httpwwwhydroshedsorgpagehydrobasins
National Land Cover Database (NLCD Homer et al
2015) httpswwwmrlcgovnlcd2011php Federal
Lands of the United States httpsnationalmap
govsmall_scalemldfedlanphtml Indian Lands of
water quality standards through the Total Maximum Daily Load program[7] However one
potential issue with the Clean Water Act framework are watersheds that cross state boundaries
as these watersheds are technically subject to more than one set of water quality standards
Within water policy literature Integrated Watershed Management (IWM) has been offered as
an alternative to the jurisdictional fragmentation of state-defined standards Based on John
Wesley Powellrsquos 1878 vision of ldquowatershed commonwealthsrdquo IWM proposes that water
resources should be managed at the watershed scale rather than adhering to man-made politi-
cal boundaries[8] Proponents of IWM argue that this rescaling of management would result
in the most optimal social and ecological outcomes as the grouping of stakeholders would
mirror the spatial dimensions of their shared water resources[9]
IWM has been successfully applied to improve water conservation and public welfare in
watersheds as geographically diverse as Ethiopia[10] India[11] and Alberta Canada[12]
Despite this there remain many technological and political hurdles to the widespread imple-
mentation of IWM[1314] and its efficacy has only been presented on a case-by-case basis
[101113] If we are to view IWM concepts as improvements to the Clean Water Act frame-
work we must first establish whether jurisdictional fragmentation is harming the integrity of
United States watersheds We aim to test this by determining whether United States water-
sheds that are intersected by state lines national boundaries or border a coastline (hereafter
referred to as lsquotransboundaryrsquo) are proportionally more impaired than watersheds that are
contained within the bounds of a single state (hereafter lsquointernalrsquo)
There are compelling reasons to suspect that transboundary watersheds are proportionally
more impaired than their internal counterparts Transboundary watersheds may be more
impaired due to state-by-state variability in water management Not only do states use differ-
ent indices to measure and regulate pollutants[15] but a single river system flowing through
multiple states may be managed for different purposes [81617] Further the priorities guiding
water managementmdashsuch as promoting valuable resources or supporting agricultural and
municipal needsmdashcan affect the water quality standards defined by each state[17] The com-
plexities inherent to interstate watershed management are also likely to apply to the manage-
ment of coastal watersheds In coastal watersheds inland and marine water resources are often
managed by multiple agencies with varying degrees of jurisdictional fragmentation For exam-
ple approximately 41 of waters within US maritime boundaries are established as Marine
Protected Areas (MPAs) and overseen by an assortment of federal state and territorial agen-
cies In addition multiple states and even countries may affect the quality of coastal waters
therefore acting in a similar manner to a large lake that crosses state lines For example the
Deepwater Horizon accident was centered off the coast of Lousianna but affected the water
quality of at least four states[18] There has been a growing recognition that MPA ocean and
coastal watershed managers will need to adapt more collaborative approaches to protecting
their water resources against the stressors of pollution overexploitation and climate change
[19ndash21]
The effects of state and coastal variability in watershed management may also be exacer-
bated by the difficulties that come with dividing duties among managers Due to their geo-
graphic locations transboundary watersheds are inherently managed by more agencies than
internal watersheds Many have observed that as the number of agencies sharing a natural
resource increases so does the potential for conflict miscommunication and human error
[2223] For example under the Colorado River Compact of 1922 the Colorado River has been
jointly managed by the seven western states within its drainage basin Management problems
have included overestimating the annual acre-feet the river can supply prioritizing the water
rights of some states and users over others and disagreement over who is responsible for pro-
viding Mexico its guaranteed 15 million acre-feet per annum[24ndash26] Conservationists have
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 2 14
the United States httpsnationalmapgovsmall_
scalemldindlanphtml Protected Area Database of
the United States (PAD-US) httpsgapanalysis
usgsgovpadusdatadownload
Funding The authors received no specific funding
for this work
Competing interests The authors have declared
that no competing interests exist
argued that directing efforts and resources towards these conflicts has come at the expense of
solving environmental issues within the basin[27]
While these sociopolitical realities provide a basis for our research question we must also
consider potential mechanisms of transboundary watershed impairment from the surround-
ing landscape First spillover effects may be one driver of transboundary watershed
impairment There is evidence that industrial facilities in United States border counties dis-
charge significantly higher volumes of air and water emissions than facilities in non-border
counties and that such activities may be incentivized by neighboring states sharing a portion
of the environmental monetary and human health costs of pollution[2829] Second water-
ways can function both as hubs of human settlement and as borders between states Major
state-splitting waterways flowing through dense population centers are not only subjected to
stressors such as pollution and impoundment but are also affected by the aforementioned dif-
ficulties of interstate watershed management[30ndash32] In this way transboundary watersheds
may be uniquely vulnerable to the additive or synergistic effects of population centers and
interstate management while internal watersheds do not have this combination of factors
Third waterways that act as borders are usually large (eg the Mississippi River) consequently
their upstream catchment areas are likely to be large as well Expanding the area over which
human impacts can occur may heighten the potential for pollution to be transported
downstream
A further geographic mechanism of watershed impairment is anthropogenic modification
of the landscape whether it be urban or agricultural development There has been a wealth of
literature on how landscape modification degrades watershed integrity[303133ndash39]
Researchers have identified urban and agricultural land use thresholds that precipitate rapid
losses of biotic integrity and increases in watershed impairment[40ndash42] Although the impacts
of these land uses can be abated by collaborative watershed-wide policy solutions such as
stormwater regulation and Beneficial Management Practices[4344] the successful implemen-
tation of such policies is largely dependent on coordination between the relevant institutions
and stakeholders We suspect this level of harmonized management is more difficult to achieve
in watersheds intersected by jurisdictional borders
Balancing freshwater management for both human use and ecological health is made more
complicated by having many stakeholders at the table all of whom may have differing needs
and ideological frameworks Understanding the spatial trends of watershed impairment will
be crucial for maintaining this balancing act and for enhancing cooperation among stakehold-
ers Here we assessed whether the degree of jurisdictional fragmentation is a predictor of
watershed impairment by investigating whether the likelihood of impairment is similar for
transboundary and internal watersheds To better understand the potential mechanisms
behind our observed differences in transboundary and internal watershed impairment we
investigated socio-political (ie private land and the number of agencies managing land within
the watershed) and geographical (ie modified land cover upstream catchment area) drivers
Methods
We identified watersheds across the contiguous United States using HUC 12 catchments from
the United States Geological Surveyrsquos Watershed Boundaries spatial dataset[45] Each of the
60726 watersheds was categorized as either transboundary or internal Transboundary water-
sheds were defined as those crossing state or national borders or fringing a coastline
(n = 6768) as listed in the Global Map Boundaries of the United States dataset[46] Internal
watersheds were defined as non-coastal watersheds that did not cross any borders (n = 53958)
[46] Watershed impairment status was obtained through spatial data on 303(d) impairment
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 3 14
violations from the United States Environmental Protection Agency (EPA) [47] The Clean
Water Actrsquos 303(d) list of impaired waterbodies provided information on impaired waters in
each state which was determined by whether the chemical physical and biological characteris-
tics of a waterbody meet state standards[47] 303(d) impairment listings were joined to each
HUC 12 catchment creating a single spatially explicit dataset comprised of impairment status
and watershed group (ie transboundary or internal) (Fig 1) Based on this compilation 358
of transboundary watersheds were listed as impaired (n = 2424) while 270 of internal
watersheds were listed as impaired (n = 14560) Though larger catchment basins may be more
representative of the larger stream networks found throughout the United States the use of
tributary-sized HUC 12 watersheds explicitly acknowledges the effects of pollution on small
streams and tributaries that may be lost if aggregated to larger-scale watersheds
Transboundary vs internal watershed impairment
Null models (bootstrapping) were developed in R v333 statistical programming language to
compare the proportion of 303(d) impaired watersheds to total watersheds for both the trans-
boundary and internal watershed groups[48] We initially calculated a baseline by determining
the proportion of watersheds classified as impaired within the full dataset of 60726 watersheds
This baseline functioned as our null model with the hypothesis that there was no difference
between the proportion of impaired transboundary and internal watersheds We then used
numerical simulations to produce an estimate and distribution of proportional impairment
for transboundary and internal watersheds which was then compared to the null model For
each iteration of these simulations we randomly sampled half of transboundary or internal
watersheds and the proportion of this sample that classified as impaired was calculated This
process was repeated for 1000 iterations for both the transboundary and internal watershed
groups and these 1000 iterations were used to calculate medians and 95 confidence intervals
of proportional impairment for each watershed type For each group if the 95 confidence
Fig 1 Impaired watersheds in the contiguous United States Impairment is based on EPArsquos 303(d) listing
Transboundary and internal watersheds are shown as impaired or unimpaired
httpsdoiorg101371journalpone0204149g001
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 4 14
interval of the proportion impaired did not overlap the value estimated by the null model then
we deemed the group as having a significantly different proportion of impaired watersheds
than expected Our use of Null models provided information about the directionality of differ-
ences (ie whether a group has a greater or lesser proportion of impaired watersheds that
would be expected) A Chi-square test was also used to corroborate that the difference in pro-
portion of impaired internal or transboundary watersheds was significant
Relationships between watershed features and impairment
To investigate the potential for geographical differences to drive watershed impairment we
compared watershed catchment area and level of human-modified land cover with EPA
impairment We chose land cover as a proxy indicator of anthropogenic impacts to water-
sheds Additional factors potentially leading to watershed impairment (ie impoundments
water abstraction point-source pollution) were not included in this study due to a lack of data
availability at a suitable scale We used the National Land Cover Database (NLCD) to measure
percentage of land modification as the aggregation of all NLCD classifications for agricultural
and developed land cover (Fig 2A)[49] Agricultural lands consisted of pasture hay and culti-
vated crops while developed lands included open space and urban development of low
medium or high density Information on upstream catchment area was sourced from the
HydroBASINS database and spatially joined to each HUC 12 watershed (Fig 2B)[50] The rela-
tionships between land modification upstream area internal-transboundary status and water-
shed impairment were tested using logistic regression models in R v333[48] We specifically
Fig 2 Physical and socio-political features assessed in this study (a) Percentage of human modified land cover for all contiguous HUC 12 watershed (b)
Catchment sizes measured as amount of upstream area for all contiguous HUC 12 watershed (c) The number of federal agencies working within each
contiguous HUC 12 watershed (d) The number of state agencies working within each contiguous HUC 12 watershed
httpsdoiorg101371journalpone0204149g002
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 5 14
investigated how upstream catchment area and level of land modification affected the likeli-
hood of impairment and if these factors differed between transboundary and internal
watersheds
To understand the relationship between impairment and sociopolitical attributes of water-
sheds we developed further tests to determine if watershed impairment correlated with a juris-
dictional count We sourced federal land management units from the Federal and Indian
Lands datasets of the United States Geological Surveyrsquos (USGS) National Map program[46]
These datasets designate the primary agency responsible for administering each federal land
unit as well as a secondary and tertiary agency of jointly-managed units (S1 Table S2 Table)
1769 of the 2783 (636) federal land units in the contiguous 48 states were listed as having
only one administering agency while 961 had two agencies and 53 had three agencies State-
owned land units and the sole agencies responsible for their management were delineated
using areas listed in the Protected Areas Database of the USGS Gap Analysis Project[51] This
dataset only assigns a single local management agency for each state-owned public land unit
Each watershed was then spatially joined with the federal and state land units producing
counts of the unique federal and state management agencies the sum of which we defined as
the lsquojurisdictional countrsquo (Fig 2C and 2D)
Once the jurisdictional count was established we tested the relationship between the juris-
dictional count and watershed impairment using logistic regressions We first tested whether
watersheds with any amount of public lands (ie ldquopublicrdquo watersheds) were more likely to be
impaired than those without any public lands (ie ldquoprivaterdquo watersheds) Next we specifically
focused on public watersheds and assessed the relationships between watershed impairment
the number of federal and state land management agencies and transboundary status
Results and discussion
We aimed to understand the characteristics that are associated with impairment across United
States watersheds Specifically we were interested in determining whether transboundary water-
sheds were more likely to be impaired than internal watersheds and if so what were the poten-
tial mechanisms driving these differences We combined null modeling and logistic regressions
to assess how geographical (upstream catchment area modified land cover) and sociopolitical
attributes (jurisdictional count) are related to a watershedrsquos likelihood of impairment We found
that transboundary watersheds were more likely to be impaired than internal watersheds (χ2(2
N = 60726) = 23283 plt 0001 Fig 3A) Although upstream catchment area and modified land
cover impacted the likelihood of watershed impairment they did not account for the differences
observed between transboundary and internal watershed impairment (Fig 3B and 3C) Instead
we found a strong relationship between the number of land-owning agencies transboundary or
internal watershed groups and impairment status (Fig 4)
Overall there were 247 more impaired transboundary watersheds than the expected pro-
portion in the null model In contrast the proportion of impaired internal watersheds was not
significantly different than what was expected in the null model (Fig 3A) While these results
provided support for our hypothesis that transboundary watersheds are proportionally more
impaired than internal watersheds they alone did not uncover any mechanisms associated
with watershed impairment Thus we further investigated how upstream catchment area and
modified land cover were affecting impairment likelihood within each watershed group We
hypothesized that transboundary watersheds would respond more severely to these attributes
due to compounding socio-political effects
Logistic regressions revealed that while impaired watersheds were associated with increased
land cover and upstream catchment area watershed transboundary status was independently
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 6 14
00
01
02
03
04
0 20 40 60 80 100
02
04
06
08
10
Modified Land
TransboundaryInternal
0 500 1000 1500 2000 2500 3000 3500
02
04
06
08
10
Upstream Area (1000km2)
TransboundaryInternal
TransboundaryInternal
Pro
porti
on o
f Wat
ersh
eds
Cur
rent
ly Im
paire
d
a)
b)
c)
Pro
porti
on o
f Wat
ersh
eds
Cur
rent
ly Im
paire
dP
ropo
rtion
of W
ater
shed
s C
urre
ntly
Impa
ired
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 7 14
associated with higher likelihood of impairment (Fig 3B and 3C) We found that for both
transboundary and internal watersheds the likelihood of impairment increased with greater
modified land cover (plt 0001) and upstream catchment area (p = 0047) We observed an
interaction between these two variables where watersheds with larger upstream area were
more likely to have high levels of modification (p = 0016) Also above upstream catchment
areas of 2000000 km2 transboundary and internal watersheds did not have significantly dif-
ferent proportions of impairment as the confidence intervals of both groups began to overlap
Importantly however these geographical attributes did not drive the observed differences in
impairment probabilities between transboundary and internal watersheds The transboundary
or internal designations of watersheds did not affect the severity of impairment from modified
land cover or upstream catchment area (p = 0866 for transboundary p = 0804 for internal)
Unpaired t-tests showed that neither upstream catchment area (p = 080) nor percentage of
modified land (p = 087) significantly differed between transboundary and internal watersheds
Our results indicated that while the geographical attributes of watersheds strongly influence
water quality they were not driving the differences between transboundary and internal water-
shed impairment
Our results did reveal significant relationships between the number of state and federal
agencies operating within a watershed and the likelihood of impairment Crucially the rela-
tionships between our jurisdictional count and likelihood of impairment varied between trans-
boundary and internal watersheds When we first compared watersheds that contained public
lands to watersheds that were entirely private we observed that watersheds containing public
lands were overall less likely to be impaired than private watersheds (plt 0001) This sug-
gested that at the broadest level (ie public versus private) watersheds that are dominated by
land belonging to non-governmental entities can be expected to have higher levels of
impairment Next within the subset of watersheds containing public land we investigated
whether the number of state and federal agencies managing land in the watershed was associ-
ated with impairment Here we found that probability of impairment was associated with an
interaction between the number of management agencies and the transboundary or internal
designation of a watershed (plt 0001) To understand this interaction we split the dataset
once more into two groups transboundary and internal watersheds For each group we ana-
lyzed the relationship between the number of state and federal agencies and the likelihood of
impairment For both internal and transboundary watersheds increases in the number of fed-
eral agencies were associated with a reduction in impairment likelihood while increases in the
number of state agencies were associated with increased impairment likelihood Although hav-
ing a higher number of state agencies was associated with a higher likelihood of impairment
for both watershed groups the negative effects of state agencies on watershed impairment
were magnified in transboundary watersheds (Fig 4) Contrastingly the positive effects of fed-
eral agencies on watershed impairment were higher in internal watersheds Overall our results
provide evidence that (1) transboundary watersheds are more likely to be impaired and (2)
jurisdictional fragmentation is associated with watershed impairment
Even though state and national borders are often arbitrarily drawn they may nonetheless
have tangible impacts on the impairment probability of water bodies For example boundaries
may incentivize polluting by externalizing the consequences of pollution to downstream
Fig 3 Factors associated with chances of watershed impairment (a) Null modeling results where transboundary
watersheds are more likely to be impaired than internal watersheds (b) Logistic regression results demonstrating that
watershed impairment increases as human land modification increases (c) Logistic regression results demonstrating
that watershed impairment increases as upstream area increases
httpsdoiorg101371journalpone0204149g003
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 8 14
jurisdictions whether they be countries states or oceans Transboundary spillover effects
have been found to occur with industrial facilities in border counties within the United States
[28] Researchers have also identified higher levels of polluting activity upstream of borders
between European nations[52] Brazilian counties[53] and Chinese provinces[54] While we
may intuitively expect higher potential for spillover effects between countries with non-over-
lapping legal and bureaucratic frameworks the above examples demonstrate that subunits of a
single country are no less immune to this phenomenon Moreover spillover effects may occur
in direct response to federal decisions In the case of China a 2001 pollution reduction man-
date issued by the central government loosened pollution enforcement and increased concen-
trations of polluting facilities just upstream of provincial borders[54] We suspect that
transboundary spillover effects may be contributing to our impairment results especially
given no significant differences in modified land cover or upstream catchment area between
transboundary and internal watersheds
The magnified effect of the jurisdictional count on impairment for transboundary water-
sheds is particularly compelling It suggests that effective water resource management may be
hindered by the presence of higher numbers of agencies and that the existence of a border or
coastline may compound this difficulty One possible explanation for this result is based on
ldquothe diffusion of responsibilityrdquo[55] This term originates from the field of sociology and refers
to the phenomenon of individuals feeling diminished responsibility for actions as group size
increases The diffusion of responsibility has been shown to inhibit individual and collective
actions across many contexts from emergency interventions[55] to charitable donations[56]
to corporate decision-making[57] In our context as more local agencies become involved in
managing a watershed the more difficult it may become for groups to implement Beneficial
Management Practices for land use and water resources While the diffusion of responsibility
may help explain the observed correlation between the number of state agencies and watershed
impairment in general the situations may be different in transboundary watersheds Agencies
upstream of the border may feel less inclined to intervene when water pollution is transported
out of their jurisdictions while agencies downstream of the border may feel diminished
responsibility if water pollution is entering from outside their jurisdictions Conversely
another possible explanation connecting impairment and the jurisdictional count may be mul-
tiple agencies establishing themselves within a watershed in order to address severe waterbody
impairment However as our results are correlative we cannot distinguish between these pos-
sibilities The opposite effects were seen when considering how the number of federal agencies
impact watershed impairment We suspect that since many federal lands are restricted-use
(eg national parks wilderness areas) they are likely to have a cumulative positive impact as
opposed to state lands that are often mixed-use and open to natural resources extraction
Fig 4 Chance of impairment for internal and transboundary watersheds based on Federal or State management
jurisdiction The presence of an arrow in the table indicates a statistically significant result The direction and size of
each arrow represents the direction (positive or negative) and relative magnitude of the management categoryrsquos effect
on chance of impairment
httpsdoiorg101371journalpone0204149g004
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 9 14
It should be noted that higher numbers of agencies could simply mean that there are lsquotoo
many seats at the tablersquo to allow for efficient decision-making at the collective level Thus the
problem may not be that each agency feels less inclined to act but rather that each agency has
its own goals and vision for addressing a given managerial concern creating gridlock within
the collective This has been identified as a challenge in multi-agency settings such as the Colo-
rado River[27] the Israeli water sector[58] and urban watersheds in Canada[59] At smaller
scales one solution may be found in overarching watershed partnerships that promote inter-
agency coordination and public participation thereby avoiding lsquosilo effectsrsquo between agencies
or stakeholder groups[145960] Regardless of the mechanisms involved our results imply
that jurisdictional fragmentation may be a strong determinant of watershed impairment
Limitations and recommendations
Though the dataset we analyzed was nationwide and comprehensive there are several potential
limitations associated with its use First the EPA dataset of 303(d) impaired waters may be suscep-
tible to interstate differences in water quality reporting Under the Clean Water Act states estab-
lish their own Total Maximum Daily Load programs so that their waterbodies may be suitable for
designated ldquobeneficial usesrdquo[61] The beneficial use of a waterbody may determine the water qual-
ity indicators that its managers are most interested in thus allowing room for subjective variation
when reporting impairment Additionally our analyses were constrained to waterbodies that
were impaired in 2017 Since we did not use time series data we were unable to assess whether
watershed impairment trends were due to legacies of land uses such as mining and grazing
Despite these limitations we believe that the breadth of the dataset and the strength of our
results highlight potential issues associated with transboundary watersheds We recommend
that future investigations incorporate nationwide datasets on point source pollutants water
abstraction and impoundments in United States waterbodies These mechanisms of watershed
impairment are not inherently connected with land modification and thus were not captured
in our analyses Such investigations may reveal the roles that transboundary spillover effects
and overexploitation have in driving the observed differences between transboundary and
internal watershed impairment Additionally time series analyses of watershed impairment
and case studies of jurisdictionally fragmented watersheds could provide historical and local
perspectives that were absent from this study
We have provided evidence that transboundary watersheds are hotspots of impairment and
that jurisdictional fragmentation is likely contributing this impairment We are not proposing
a one-size-fits-all managerial solution nor claiming that all transboundary watersheds are sub-
ject to the same stressors Rather we recommend that watershed managers should assess the
influence of jurisdictional fragmentation on a case-by-case basis Our results also highlight the
importance of considering Integrated Watershed Management policies as potential solutions
to issues of water quality in jurisdictionally fragmented watersheds Implementing boundary-
spanning frameworks for group decision-making and non-point source abatement may often
prove to be difficult Fortunately case studies such as Chesapeake Bay Watershed Agreement
[6263] watershed governance of Lake Tahoe [64] and the international management of Lake
Constance[65] can provide insight into the shared characteristics of successful watershed
management programs While much is context-dependent policies that expand public partici-
pation and streamline information sharing among agencies have been identified as crucial for
properly balancing human development and watershed protection[14] Given an ever-increas-
ing need for clean freshwater due to rising populations increased drought severity and food
insecurity it will be essential to more fully comprehend how our own socio-political land-
scapes impact the water resources we depend on
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 10 14
Supporting information
S1 Table Federal land management agencies listed in the Federal and Indian Lands data-
sets of the US Geological Surveyrsquos National Map program Table includes the total approxi-
mate area of the lands for which each agency is designated as the primary administrator
(within the contiguous 48 United States)
(DOCX)
S2 Table Broad categories of local owners of state lands as designated in the Protected
Areas Database of the United States The ldquoOther or Unknownrdquo classification primarily con-
sists of all the state lands of Minnesota Iowa and Illinois as well as various lands including
certain State Parks Resource Management Areas Conservation Areas Marine Protected
Areas Conservation Easements Public Universities
(DOCX)
Acknowledgments
The authors would like to thank Jennifer Weathered and Shaley Valentine for their input on
earlier versions of this MS
Author Contributions
Conceptualization Susan Washko Trisha B Atwood Soren Brothers Edd Hammill
Data curation Andrew Witt Jeffrey Haight
Formal analysis Andrew Witt Jeffrey Haight
Investigation Josh Epperly Susan Washko
Methodology Trisha B Atwood Janice Brahney Soren Brothers
Project administration Susan Washko Trisha B Atwood Edd Hammill
Supervision Janice Brahney Edd Hammill
Writing ndash original draft Josh Epperly Andrew Witt
Writing ndash review amp editing Josh Epperly Andrew Witt Jeffrey Haight Susan Washko Trisha
B Atwood Janice Brahney Soren Brothers Edd Hammill
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diversity Importance threats status and conservation challenges Biol Rev Camb Philos Soc 2006
81 163ndash182 httpsdoiorg101017S1464793105006950 PMID 16336747
2 Chadwick MA Dobberfuhl DR Benke AC Alexander D Chadwick MA Dobberfuhl DR et al Urbaniza-
tion affects stream ecosystem function by altering hydrology chemistry and biotic richness Ecol Appl
2006 16 1796ndash1807 httpsdoiorg1018901051-0761(2006)016[1796UASEFB]20CO2 PMID
17069372
3 Englert D Zubrod JP Schulz R Bundschuh M Effects of municipal wastewater on aquatic ecosystem
structure and function in the receiving stream Sci Total Environ Elsevier BV 2013 454ndash455 401ndash
410 httpsdoiorg101016jscitotenv201303025 PMID 23562693
4 Wilson MA Carpenter SR Economic valuation of freshwater ecosystem services in the United States
1971ndash1997 Ecol Appl 1999 9 772ndash783 httpsdoiorg1018901051-0761(1999)009[0772EVOFES]
20CO2
5 Keeler BL Polasky S Brauman KA Johnson KA Finlay JC OrsquoNeill A et al Linking water quality and
well-being for improved assessment and valuation of ecosystem services Proc Natl Acad Sci 2012
109 18619ndash18624 httpsdoiorg101073pnas1215991109 PMID 23091018
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 11 14
6 Baron JS LeRoy Poff N Angermeier PL Dahm CN Gleick PH Hairston NG et al Meeting ecological
and societal needs for freshwater Ecol Appl 2002 12 1247ndash1260 httpsdoiorg1018901051-0761
(2002)012[1247MEASNF]20CO2
7 Environmental Protection Agency US Total maximum daily loads (TMDL) and individual water quality-
based effluent limitations [Internet] USA Government Publishing Office 2013 pp 424ndash426 Available
httpswwwgpogovfdsyspkgCFR-2013-title40-vol23pdfCFR-2013-title40-vol23-sec130-7pdf
8 Kauffman GJ What if the United States of America were based on watersheds Water Policy 2002
4 57ndash68
9 Norman ES Bakker K Transgressing scales Water governance across the Canada-US borderland
Ann Assoc Am Geogr 2009 99 99ndash117 httpsdoiorg10108000045600802317218
10 Gebregziabher G Abera DA Gebresamuel G Giordano M Langan S An Assessment of Integrated
Watershed Management in Ethiopia Colombo Sri Lanka International Water Management Institute
2016
11 Nerkar SS Pathak A Lundborg CS Tamhankar AJ Can integrated watershed management contribute
to improvement of public health A cross-sectional study from Hilly Tribal Villages in India Int J Environ
Res Public Health 2015 12 2653ndash2669 httpsdoiorg103390ijerph120302653 PMID 25734794
12 Stewart J Bennett M Integrated watershed management in the Bow River basin Alberta experiences
challenges and lessons learned Int J Water Resour Dev Routledge 2017 33 458ndash472 httpsdoi
org1010800790062720161238345
13 Blomquist W Schlager E Political pitfalls of integrated watershed management Soc Nat Resour 2005
18 101ndash117 httpsdoiorg10108008941920590894435
14 Wang G Mang S Cai H Liu S Zhang Z Wang L et al Integrated watershed management evolution
development and emerging trends J For Res Springer Berlin Heidelberg 2016 27 967ndash994 https
doiorg101007s11676-016-0293-3
15 Sharpley AN Weld JL Beegle DB Kleinman PJ a Gburek WJ Moore P a et al Development of phos-
phorus indices for nutrient management planning strategies in the United States J Soil Water Conserv
2003 58 137ndash152
16 US Environmental Protection Agency A review of statewide watershed management approaches
[Internet] 2002 Available httpswwwepagovsitesproductionfiles2015-09documentsreview-
statewide-watershed-mgmt-approachespdf
17 Seligman D Resolving interstate water conflicts A comparison of the way India and the United States
address disputes on interstate rivers [Internet] 2011 Report No IWPWPNo22011 Available http
lkyspp2nusedusgiwp
18 Allan SE Smith BW Anderson K a Impact of the Deepwater Horizon oil spill on bioavailable polycyclic
aromatic hydrocarbons in Gulf of Mexico coastal waters Env Sci Technol 2013 46 2033ndash2039
httpsdoiorg101021es202942qImpact
19 Cicin-Sain B Belfiore S Linking marine protected areas to integrated coastal and ocean management
A review of theory and practice Ocean Coast Manag 2005 48 847ndash868 httpsdoiorg101016j
ocecoaman200601001
20 Alvarez-Romero JG Pressey RL Ban NC Vance-Borland K Willer C Klein CJ et al Integrated Land-
Sea Conservation Planning The Missing Links Annu Rev Ecol Evol Syst 2011 42 381ndash409 https
doiorg101146annurev-ecolsys-102209-144702
21 Portman ME Policy Options for Coastal Protection Integrating Inland Water Management with Coastal
Management for Greater Community Resilience J Water Resour Plan Manag 2018 144 05018005
httpsdoiorg101061(ASCE)WR1943-54520000913
22 Adams WM Brockington D Dyson J Vira B Managing tragedies Understanding conflict over common
pool resources Science (80-) 2003 302 1915ndash1916 httpsdoiorg101126science1087771 PMID
14671288
23 Buckles D Cultivating peace conflict and collaboration in natural resource managment Ottawa
Ontario and Washington DC International Development Research Centre and The World Bank
1999
24 Macdonnell LJ Getches DH Hugenberg WC The law of the Colorado River Coping with severe sus-
tained drought Water Resour Bull 1995 31 825ndash836
25 Christensen NS Wood AW Voisin N Lettenmaier DP Palmer RN The effects of climate change on
the hydrology and water resources of the Colorado River basin Clim Change 2004 62 337ndash363
httpsdoiorg101023BCLIM0000013684136211f
26 Gleick PH The effects of future climatic changes on international water resources the Colorado River
the United States and Mexico Policy Sci 1988 21 23ndash39 httpsdoiorg101007BF00145120
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 12 14
27 Brower A Reedy C Yelin-Kefer J Consensus versus conservation in the upper Colorado River Basin
Recovery Implementation Program Conserv Biol 2001 15 1001ndash1007 httpsdoiorg101046j
1523-173920010150041001x
28 Helland E Whitford AB Pollution incidence and political jurisdiction evidence from the TRI J Environ
Econ Manage 2003 46 403ndash424 httpsdoiorg101016S0095-0696(03)00033-0
29 Sigman H Transboundary spillovers and decentralization of environmental policies 2004 Report No
16
30 Grey D Sadoff C Beyond the river The benefits of cooperation on international rivers Water Science
and Technology 2003 pp 91ndash96 httpsdoiorg101016S1366-7017(02)00035-1
31 Jacobson CR Identification and quantification of the hydrological impacts of imperviousness in urban
catchments A review Journal of Environmental Management 2011 pp 1438ndash1448 httpsdoiorg10
1016jjenvman201101018 PMID 21334133
32 Tickner D Parker H Moncrieff CR Oates NEM Ludi E Acreman M Managing rivers for multiple bene-
fitsndashA coherent approach to research policy and planning Front Environ Sci 2017 5 httpsdoiorg
103389fenvs201700004
33 Klein RD Urbanization and stream quailty impairment Water Resour Bull 1979 15 httpsdoiorg10
1111j1752-16881979tb01074x
34 Wu J Stewart TW Thompson JR Kolka RK Franz KJ Watershed features and stream water quality
Gaining insight through path analysis in a Midwest urban landscape USA Landsc Urban Plan 2015
143 219ndash229 httpsdoiorg101016jlandurbplan201508001
35 Allan JD Landscapes and riverscapes the influence of land use on stream ecosystems Annu Rev Ecol
Evol Syst 2004 35 257ndash284 httpsdoiorg101146annurevecolsys35120202110122
36 Agourdis CT Workman SR Warner RC Jennings GD Livestock grazing management impacts on
stream water quality A review J Am Water Resour Assoc 2005 41 591ndash606
37 Roth NE David Allan J Erickson DL Landscape influences on stream biotic integrity assessed at multi-
ple spatial scales Landsc Ecol 1996 11 141ndash156 httpsdoiorg101007BF02447513
38 Nolan BT Ruddy BC Hitt KJ Helsel DR Risk of nitrate in groundwaters of the United StatesmdashA
national perspective Environ Sci Technol 1997 31 2229ndash2236 httpsdoiorg101021es960818d
39 Paul MJ Meyer JL Streams in the urban landscape Annu Rev Ecol Syst 2001 32 333ndash365 https
doiorg101146annurevecolsys32081501114040
40 Wang L Lyons J Kanehl P Gatti R Influences of watershed land use on habitat quality and biotic integ-
rity in Wisconsin streams Fisheries 1997 22 6ndash12 httpsdoiorg1015771548-8446(1997)
022lt0006IOWLUOgt20CO2
41 Miltner RJ White D Yoder C The biotic integrity of streams in urban and suburbanizing landscapes
Landsc Urban Plan 2004 69 87ndash100 httpsdoiorg101016jlandurbplan200310032
42 Cuffney TF Mcmahon G Kashuba R May JT Waite IR Responses of benthic macroinvertebrates to
urbanization in nine metropolitan areas Ecol Appl 2010 20 1384ndash1401 httpsdoiorg1011387
5340 PMID 20666256
43 Hardy SD Koontz TM Reducing nonpoint source pollution through collaboration Policies and pro-
grams across the US States Environ Manage 2008 41 301ndash310 httpsdoiorg101007s00267-
007-9038-6 PMID 17999107
44 Hoornbeek J Hansen E Ringquist E Carlson R Implementing water pollution policy in the United
States Total maximum daily loads and collaborative watershed management Soc Nat Resour 2013
26 420ndash436 httpsdoiorg101080089419202012700761
45 US Geological Survey and US Department of AgriculturendashNatural Resources Conservation Service
Watershed Boundary Dataset (WBD) In The National Hydrography Dataset (NHD) [Internet] 2010
Available httpswwwnrcsusdagovwpsportalnrcsmainnationalwaterwatershedsdataset
46 National Atlas of the United States 100-Meter Resolution Global Map Boundaries of the United States
[vector digital data] Rolla MO National Atlas of the United States 2014
47 U S Environmental Protection Agency 303(d) listed impaired waters NHDPlus indexed dataset with
program attributes [Internet] Washington DC US Environmental Protection Agency 2014 Avail-
able httpswwwepagovwaterdatawaters-geospatial-data-downloads
48 R Core Team R A language and environment for statistical computing [Internet] Vienna Austria R
Foundation for Statistical Computing 2017 Available httpswwwr-projectorg
49 Homer CG Dewitz JA Yang L Jin S Danielson P Xian G et al Completion of the 2011 National Land
Cover Database for the conterminous United States-Representing a decade of land cover change infor-
mation Photogramm Eng Remote Sensing 2015 81 345ndash354 httpsdoiorg1014358PERS815
345
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 13 14
50 Lehner B Grill G Global river hydrography and network routing Baseline data and new approaches to
study the worldrsquos large river systems Hydrol Process 2013 27 2171ndash2186 httpsdoiorg101002
hyp9740
51 USGS Gap Analysis Program Protected Areas Database of the United States (PAD-US) version 14
[vector digital data] [Internet] 2016
52 Sigman H International spillovers and water quality in rivers Do countries free ride Am Econ Rev
2002 92 1152ndash1159 httpsdoiorg10125700028280260344687
53 Lipscomb M Mobarak AM Decentralization and pollution spillovers Evidence from the re-drawing of
county borders in Brazil Rev Econ Stud 2017 84 464ndash502 httpsdoiorg101093restudrdw023
54 Cai H Chen Y Gong Q Polluting thy neighbor Unintended consequences of Chinarsquos pollution reduc-
tion mandates J Environ Econ Manage Elsevier 2016 76 86ndash104 httpsdoiorg101016jjeem
201501002
55 Darley JM Latane B Bystander intervention in emergencies Diffusion of responsibility J Pers Soc Psy-
chol 1968 8 377ndash383 httpsdoiorg101037h0025589 PMID 5645600
56 Austrom D Silverman I Diffusion of responsibility in charitable donations Basic Appl Soc Psych 1983
4 17ndash27 httpsdoiorg101207s15324834basp0401_2
57 Whyte G Diffusion of responsibility Effects on the escalation tendency J Appl Psychol 1991 76 408ndash
415 httpsdoiorg1010370021-9010763408
58 Fischhendler I Heikkila T Does Integrated Water Resources Management Support Institutional
Change The Case of Water Policy Reform in Israel Ecol Soc 2010 15 4 httpsdoiorg105751ES-
03015-150104
59 Chilima JS Blakely JAE Noble BF Patrick RJ Institutional arrangements for assessing and managing
cumulative effects on watersheds Lessons from the Grand River watershed Ontario Canada Can
Water Resour J Rev Can des ressources hydriques Taylor amp Francis 2017 42 223ndash236 httpsdoi
org1010800701178420171292151
60 Koontz TM Newig J From Planning to Implementation Top-Down and Bottom-Up Approaches for Col-
laborative Watershed Management Policy Stud J 2014 42 416ndash442 httpsdoiorg101111psj
12067
61 US Environmental Protection Agency Guidance for water quality-based decisions The TMDL pro-
cess Washington DC 1991
62 Dance S Scientists give Chesapeake Bay its highest environmental grade since 1992 The Baltimore
Sun Baltimore Maryland USA 17 May 2016 Available httpwwwbaltimoresuncomfeaturesgreen
blogbs-md-chesapeake-bay-grade-20160517-storyhtml
63 Sterner GE Bryant R Kleinman PJ Watson J Alter TR Community implementation dynamics Nutrient
management in the New York City and Chesapeake Bay Watersheds Int J Rural Law Policy 2015 1
1ndash15
64 Imperial MT Kauneckis D Moving from conflict to collaboration Watershed governance in Lake Tahoe
Nat Resour J 2003 43 1009ndash1055
65 Zilov EA Water resources and the sustainable development of humankind International cooperation in
the rational use of freshwater-lake resources Conclusions from materials of foreign studies Water
Resour 2013 40 84ndash95 httpsdoiorg101134S0097807812030116
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 14 14
water quality standards through the Total Maximum Daily Load program[7] However one
potential issue with the Clean Water Act framework are watersheds that cross state boundaries
as these watersheds are technically subject to more than one set of water quality standards
Within water policy literature Integrated Watershed Management (IWM) has been offered as
an alternative to the jurisdictional fragmentation of state-defined standards Based on John
Wesley Powellrsquos 1878 vision of ldquowatershed commonwealthsrdquo IWM proposes that water
resources should be managed at the watershed scale rather than adhering to man-made politi-
cal boundaries[8] Proponents of IWM argue that this rescaling of management would result
in the most optimal social and ecological outcomes as the grouping of stakeholders would
mirror the spatial dimensions of their shared water resources[9]
IWM has been successfully applied to improve water conservation and public welfare in
watersheds as geographically diverse as Ethiopia[10] India[11] and Alberta Canada[12]
Despite this there remain many technological and political hurdles to the widespread imple-
mentation of IWM[1314] and its efficacy has only been presented on a case-by-case basis
[101113] If we are to view IWM concepts as improvements to the Clean Water Act frame-
work we must first establish whether jurisdictional fragmentation is harming the integrity of
United States watersheds We aim to test this by determining whether United States water-
sheds that are intersected by state lines national boundaries or border a coastline (hereafter
referred to as lsquotransboundaryrsquo) are proportionally more impaired than watersheds that are
contained within the bounds of a single state (hereafter lsquointernalrsquo)
There are compelling reasons to suspect that transboundary watersheds are proportionally
more impaired than their internal counterparts Transboundary watersheds may be more
impaired due to state-by-state variability in water management Not only do states use differ-
ent indices to measure and regulate pollutants[15] but a single river system flowing through
multiple states may be managed for different purposes [81617] Further the priorities guiding
water managementmdashsuch as promoting valuable resources or supporting agricultural and
municipal needsmdashcan affect the water quality standards defined by each state[17] The com-
plexities inherent to interstate watershed management are also likely to apply to the manage-
ment of coastal watersheds In coastal watersheds inland and marine water resources are often
managed by multiple agencies with varying degrees of jurisdictional fragmentation For exam-
ple approximately 41 of waters within US maritime boundaries are established as Marine
Protected Areas (MPAs) and overseen by an assortment of federal state and territorial agen-
cies In addition multiple states and even countries may affect the quality of coastal waters
therefore acting in a similar manner to a large lake that crosses state lines For example the
Deepwater Horizon accident was centered off the coast of Lousianna but affected the water
quality of at least four states[18] There has been a growing recognition that MPA ocean and
coastal watershed managers will need to adapt more collaborative approaches to protecting
their water resources against the stressors of pollution overexploitation and climate change
[19ndash21]
The effects of state and coastal variability in watershed management may also be exacer-
bated by the difficulties that come with dividing duties among managers Due to their geo-
graphic locations transboundary watersheds are inherently managed by more agencies than
internal watersheds Many have observed that as the number of agencies sharing a natural
resource increases so does the potential for conflict miscommunication and human error
[2223] For example under the Colorado River Compact of 1922 the Colorado River has been
jointly managed by the seven western states within its drainage basin Management problems
have included overestimating the annual acre-feet the river can supply prioritizing the water
rights of some states and users over others and disagreement over who is responsible for pro-
viding Mexico its guaranteed 15 million acre-feet per annum[24ndash26] Conservationists have
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 2 14
the United States httpsnationalmapgovsmall_
scalemldindlanphtml Protected Area Database of
the United States (PAD-US) httpsgapanalysis
usgsgovpadusdatadownload
Funding The authors received no specific funding
for this work
Competing interests The authors have declared
that no competing interests exist
argued that directing efforts and resources towards these conflicts has come at the expense of
solving environmental issues within the basin[27]
While these sociopolitical realities provide a basis for our research question we must also
consider potential mechanisms of transboundary watershed impairment from the surround-
ing landscape First spillover effects may be one driver of transboundary watershed
impairment There is evidence that industrial facilities in United States border counties dis-
charge significantly higher volumes of air and water emissions than facilities in non-border
counties and that such activities may be incentivized by neighboring states sharing a portion
of the environmental monetary and human health costs of pollution[2829] Second water-
ways can function both as hubs of human settlement and as borders between states Major
state-splitting waterways flowing through dense population centers are not only subjected to
stressors such as pollution and impoundment but are also affected by the aforementioned dif-
ficulties of interstate watershed management[30ndash32] In this way transboundary watersheds
may be uniquely vulnerable to the additive or synergistic effects of population centers and
interstate management while internal watersheds do not have this combination of factors
Third waterways that act as borders are usually large (eg the Mississippi River) consequently
their upstream catchment areas are likely to be large as well Expanding the area over which
human impacts can occur may heighten the potential for pollution to be transported
downstream
A further geographic mechanism of watershed impairment is anthropogenic modification
of the landscape whether it be urban or agricultural development There has been a wealth of
literature on how landscape modification degrades watershed integrity[303133ndash39]
Researchers have identified urban and agricultural land use thresholds that precipitate rapid
losses of biotic integrity and increases in watershed impairment[40ndash42] Although the impacts
of these land uses can be abated by collaborative watershed-wide policy solutions such as
stormwater regulation and Beneficial Management Practices[4344] the successful implemen-
tation of such policies is largely dependent on coordination between the relevant institutions
and stakeholders We suspect this level of harmonized management is more difficult to achieve
in watersheds intersected by jurisdictional borders
Balancing freshwater management for both human use and ecological health is made more
complicated by having many stakeholders at the table all of whom may have differing needs
and ideological frameworks Understanding the spatial trends of watershed impairment will
be crucial for maintaining this balancing act and for enhancing cooperation among stakehold-
ers Here we assessed whether the degree of jurisdictional fragmentation is a predictor of
watershed impairment by investigating whether the likelihood of impairment is similar for
transboundary and internal watersheds To better understand the potential mechanisms
behind our observed differences in transboundary and internal watershed impairment we
investigated socio-political (ie private land and the number of agencies managing land within
the watershed) and geographical (ie modified land cover upstream catchment area) drivers
Methods
We identified watersheds across the contiguous United States using HUC 12 catchments from
the United States Geological Surveyrsquos Watershed Boundaries spatial dataset[45] Each of the
60726 watersheds was categorized as either transboundary or internal Transboundary water-
sheds were defined as those crossing state or national borders or fringing a coastline
(n = 6768) as listed in the Global Map Boundaries of the United States dataset[46] Internal
watersheds were defined as non-coastal watersheds that did not cross any borders (n = 53958)
[46] Watershed impairment status was obtained through spatial data on 303(d) impairment
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 3 14
violations from the United States Environmental Protection Agency (EPA) [47] The Clean
Water Actrsquos 303(d) list of impaired waterbodies provided information on impaired waters in
each state which was determined by whether the chemical physical and biological characteris-
tics of a waterbody meet state standards[47] 303(d) impairment listings were joined to each
HUC 12 catchment creating a single spatially explicit dataset comprised of impairment status
and watershed group (ie transboundary or internal) (Fig 1) Based on this compilation 358
of transboundary watersheds were listed as impaired (n = 2424) while 270 of internal
watersheds were listed as impaired (n = 14560) Though larger catchment basins may be more
representative of the larger stream networks found throughout the United States the use of
tributary-sized HUC 12 watersheds explicitly acknowledges the effects of pollution on small
streams and tributaries that may be lost if aggregated to larger-scale watersheds
Transboundary vs internal watershed impairment
Null models (bootstrapping) were developed in R v333 statistical programming language to
compare the proportion of 303(d) impaired watersheds to total watersheds for both the trans-
boundary and internal watershed groups[48] We initially calculated a baseline by determining
the proportion of watersheds classified as impaired within the full dataset of 60726 watersheds
This baseline functioned as our null model with the hypothesis that there was no difference
between the proportion of impaired transboundary and internal watersheds We then used
numerical simulations to produce an estimate and distribution of proportional impairment
for transboundary and internal watersheds which was then compared to the null model For
each iteration of these simulations we randomly sampled half of transboundary or internal
watersheds and the proportion of this sample that classified as impaired was calculated This
process was repeated for 1000 iterations for both the transboundary and internal watershed
groups and these 1000 iterations were used to calculate medians and 95 confidence intervals
of proportional impairment for each watershed type For each group if the 95 confidence
Fig 1 Impaired watersheds in the contiguous United States Impairment is based on EPArsquos 303(d) listing
Transboundary and internal watersheds are shown as impaired or unimpaired
httpsdoiorg101371journalpone0204149g001
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 4 14
interval of the proportion impaired did not overlap the value estimated by the null model then
we deemed the group as having a significantly different proportion of impaired watersheds
than expected Our use of Null models provided information about the directionality of differ-
ences (ie whether a group has a greater or lesser proportion of impaired watersheds that
would be expected) A Chi-square test was also used to corroborate that the difference in pro-
portion of impaired internal or transboundary watersheds was significant
Relationships between watershed features and impairment
To investigate the potential for geographical differences to drive watershed impairment we
compared watershed catchment area and level of human-modified land cover with EPA
impairment We chose land cover as a proxy indicator of anthropogenic impacts to water-
sheds Additional factors potentially leading to watershed impairment (ie impoundments
water abstraction point-source pollution) were not included in this study due to a lack of data
availability at a suitable scale We used the National Land Cover Database (NLCD) to measure
percentage of land modification as the aggregation of all NLCD classifications for agricultural
and developed land cover (Fig 2A)[49] Agricultural lands consisted of pasture hay and culti-
vated crops while developed lands included open space and urban development of low
medium or high density Information on upstream catchment area was sourced from the
HydroBASINS database and spatially joined to each HUC 12 watershed (Fig 2B)[50] The rela-
tionships between land modification upstream area internal-transboundary status and water-
shed impairment were tested using logistic regression models in R v333[48] We specifically
Fig 2 Physical and socio-political features assessed in this study (a) Percentage of human modified land cover for all contiguous HUC 12 watershed (b)
Catchment sizes measured as amount of upstream area for all contiguous HUC 12 watershed (c) The number of federal agencies working within each
contiguous HUC 12 watershed (d) The number of state agencies working within each contiguous HUC 12 watershed
httpsdoiorg101371journalpone0204149g002
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 5 14
investigated how upstream catchment area and level of land modification affected the likeli-
hood of impairment and if these factors differed between transboundary and internal
watersheds
To understand the relationship between impairment and sociopolitical attributes of water-
sheds we developed further tests to determine if watershed impairment correlated with a juris-
dictional count We sourced federal land management units from the Federal and Indian
Lands datasets of the United States Geological Surveyrsquos (USGS) National Map program[46]
These datasets designate the primary agency responsible for administering each federal land
unit as well as a secondary and tertiary agency of jointly-managed units (S1 Table S2 Table)
1769 of the 2783 (636) federal land units in the contiguous 48 states were listed as having
only one administering agency while 961 had two agencies and 53 had three agencies State-
owned land units and the sole agencies responsible for their management were delineated
using areas listed in the Protected Areas Database of the USGS Gap Analysis Project[51] This
dataset only assigns a single local management agency for each state-owned public land unit
Each watershed was then spatially joined with the federal and state land units producing
counts of the unique federal and state management agencies the sum of which we defined as
the lsquojurisdictional countrsquo (Fig 2C and 2D)
Once the jurisdictional count was established we tested the relationship between the juris-
dictional count and watershed impairment using logistic regressions We first tested whether
watersheds with any amount of public lands (ie ldquopublicrdquo watersheds) were more likely to be
impaired than those without any public lands (ie ldquoprivaterdquo watersheds) Next we specifically
focused on public watersheds and assessed the relationships between watershed impairment
the number of federal and state land management agencies and transboundary status
Results and discussion
We aimed to understand the characteristics that are associated with impairment across United
States watersheds Specifically we were interested in determining whether transboundary water-
sheds were more likely to be impaired than internal watersheds and if so what were the poten-
tial mechanisms driving these differences We combined null modeling and logistic regressions
to assess how geographical (upstream catchment area modified land cover) and sociopolitical
attributes (jurisdictional count) are related to a watershedrsquos likelihood of impairment We found
that transboundary watersheds were more likely to be impaired than internal watersheds (χ2(2
N = 60726) = 23283 plt 0001 Fig 3A) Although upstream catchment area and modified land
cover impacted the likelihood of watershed impairment they did not account for the differences
observed between transboundary and internal watershed impairment (Fig 3B and 3C) Instead
we found a strong relationship between the number of land-owning agencies transboundary or
internal watershed groups and impairment status (Fig 4)
Overall there were 247 more impaired transboundary watersheds than the expected pro-
portion in the null model In contrast the proportion of impaired internal watersheds was not
significantly different than what was expected in the null model (Fig 3A) While these results
provided support for our hypothesis that transboundary watersheds are proportionally more
impaired than internal watersheds they alone did not uncover any mechanisms associated
with watershed impairment Thus we further investigated how upstream catchment area and
modified land cover were affecting impairment likelihood within each watershed group We
hypothesized that transboundary watersheds would respond more severely to these attributes
due to compounding socio-political effects
Logistic regressions revealed that while impaired watersheds were associated with increased
land cover and upstream catchment area watershed transboundary status was independently
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 6 14
00
01
02
03
04
0 20 40 60 80 100
02
04
06
08
10
Modified Land
TransboundaryInternal
0 500 1000 1500 2000 2500 3000 3500
02
04
06
08
10
Upstream Area (1000km2)
TransboundaryInternal
TransboundaryInternal
Pro
porti
on o
f Wat
ersh
eds
Cur
rent
ly Im
paire
d
a)
b)
c)
Pro
porti
on o
f Wat
ersh
eds
Cur
rent
ly Im
paire
dP
ropo
rtion
of W
ater
shed
s C
urre
ntly
Impa
ired
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 7 14
associated with higher likelihood of impairment (Fig 3B and 3C) We found that for both
transboundary and internal watersheds the likelihood of impairment increased with greater
modified land cover (plt 0001) and upstream catchment area (p = 0047) We observed an
interaction between these two variables where watersheds with larger upstream area were
more likely to have high levels of modification (p = 0016) Also above upstream catchment
areas of 2000000 km2 transboundary and internal watersheds did not have significantly dif-
ferent proportions of impairment as the confidence intervals of both groups began to overlap
Importantly however these geographical attributes did not drive the observed differences in
impairment probabilities between transboundary and internal watersheds The transboundary
or internal designations of watersheds did not affect the severity of impairment from modified
land cover or upstream catchment area (p = 0866 for transboundary p = 0804 for internal)
Unpaired t-tests showed that neither upstream catchment area (p = 080) nor percentage of
modified land (p = 087) significantly differed between transboundary and internal watersheds
Our results indicated that while the geographical attributes of watersheds strongly influence
water quality they were not driving the differences between transboundary and internal water-
shed impairment
Our results did reveal significant relationships between the number of state and federal
agencies operating within a watershed and the likelihood of impairment Crucially the rela-
tionships between our jurisdictional count and likelihood of impairment varied between trans-
boundary and internal watersheds When we first compared watersheds that contained public
lands to watersheds that were entirely private we observed that watersheds containing public
lands were overall less likely to be impaired than private watersheds (plt 0001) This sug-
gested that at the broadest level (ie public versus private) watersheds that are dominated by
land belonging to non-governmental entities can be expected to have higher levels of
impairment Next within the subset of watersheds containing public land we investigated
whether the number of state and federal agencies managing land in the watershed was associ-
ated with impairment Here we found that probability of impairment was associated with an
interaction between the number of management agencies and the transboundary or internal
designation of a watershed (plt 0001) To understand this interaction we split the dataset
once more into two groups transboundary and internal watersheds For each group we ana-
lyzed the relationship between the number of state and federal agencies and the likelihood of
impairment For both internal and transboundary watersheds increases in the number of fed-
eral agencies were associated with a reduction in impairment likelihood while increases in the
number of state agencies were associated with increased impairment likelihood Although hav-
ing a higher number of state agencies was associated with a higher likelihood of impairment
for both watershed groups the negative effects of state agencies on watershed impairment
were magnified in transboundary watersheds (Fig 4) Contrastingly the positive effects of fed-
eral agencies on watershed impairment were higher in internal watersheds Overall our results
provide evidence that (1) transboundary watersheds are more likely to be impaired and (2)
jurisdictional fragmentation is associated with watershed impairment
Even though state and national borders are often arbitrarily drawn they may nonetheless
have tangible impacts on the impairment probability of water bodies For example boundaries
may incentivize polluting by externalizing the consequences of pollution to downstream
Fig 3 Factors associated with chances of watershed impairment (a) Null modeling results where transboundary
watersheds are more likely to be impaired than internal watersheds (b) Logistic regression results demonstrating that
watershed impairment increases as human land modification increases (c) Logistic regression results demonstrating
that watershed impairment increases as upstream area increases
httpsdoiorg101371journalpone0204149g003
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 8 14
jurisdictions whether they be countries states or oceans Transboundary spillover effects
have been found to occur with industrial facilities in border counties within the United States
[28] Researchers have also identified higher levels of polluting activity upstream of borders
between European nations[52] Brazilian counties[53] and Chinese provinces[54] While we
may intuitively expect higher potential for spillover effects between countries with non-over-
lapping legal and bureaucratic frameworks the above examples demonstrate that subunits of a
single country are no less immune to this phenomenon Moreover spillover effects may occur
in direct response to federal decisions In the case of China a 2001 pollution reduction man-
date issued by the central government loosened pollution enforcement and increased concen-
trations of polluting facilities just upstream of provincial borders[54] We suspect that
transboundary spillover effects may be contributing to our impairment results especially
given no significant differences in modified land cover or upstream catchment area between
transboundary and internal watersheds
The magnified effect of the jurisdictional count on impairment for transboundary water-
sheds is particularly compelling It suggests that effective water resource management may be
hindered by the presence of higher numbers of agencies and that the existence of a border or
coastline may compound this difficulty One possible explanation for this result is based on
ldquothe diffusion of responsibilityrdquo[55] This term originates from the field of sociology and refers
to the phenomenon of individuals feeling diminished responsibility for actions as group size
increases The diffusion of responsibility has been shown to inhibit individual and collective
actions across many contexts from emergency interventions[55] to charitable donations[56]
to corporate decision-making[57] In our context as more local agencies become involved in
managing a watershed the more difficult it may become for groups to implement Beneficial
Management Practices for land use and water resources While the diffusion of responsibility
may help explain the observed correlation between the number of state agencies and watershed
impairment in general the situations may be different in transboundary watersheds Agencies
upstream of the border may feel less inclined to intervene when water pollution is transported
out of their jurisdictions while agencies downstream of the border may feel diminished
responsibility if water pollution is entering from outside their jurisdictions Conversely
another possible explanation connecting impairment and the jurisdictional count may be mul-
tiple agencies establishing themselves within a watershed in order to address severe waterbody
impairment However as our results are correlative we cannot distinguish between these pos-
sibilities The opposite effects were seen when considering how the number of federal agencies
impact watershed impairment We suspect that since many federal lands are restricted-use
(eg national parks wilderness areas) they are likely to have a cumulative positive impact as
opposed to state lands that are often mixed-use and open to natural resources extraction
Fig 4 Chance of impairment for internal and transboundary watersheds based on Federal or State management
jurisdiction The presence of an arrow in the table indicates a statistically significant result The direction and size of
each arrow represents the direction (positive or negative) and relative magnitude of the management categoryrsquos effect
on chance of impairment
httpsdoiorg101371journalpone0204149g004
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 9 14
It should be noted that higher numbers of agencies could simply mean that there are lsquotoo
many seats at the tablersquo to allow for efficient decision-making at the collective level Thus the
problem may not be that each agency feels less inclined to act but rather that each agency has
its own goals and vision for addressing a given managerial concern creating gridlock within
the collective This has been identified as a challenge in multi-agency settings such as the Colo-
rado River[27] the Israeli water sector[58] and urban watersheds in Canada[59] At smaller
scales one solution may be found in overarching watershed partnerships that promote inter-
agency coordination and public participation thereby avoiding lsquosilo effectsrsquo between agencies
or stakeholder groups[145960] Regardless of the mechanisms involved our results imply
that jurisdictional fragmentation may be a strong determinant of watershed impairment
Limitations and recommendations
Though the dataset we analyzed was nationwide and comprehensive there are several potential
limitations associated with its use First the EPA dataset of 303(d) impaired waters may be suscep-
tible to interstate differences in water quality reporting Under the Clean Water Act states estab-
lish their own Total Maximum Daily Load programs so that their waterbodies may be suitable for
designated ldquobeneficial usesrdquo[61] The beneficial use of a waterbody may determine the water qual-
ity indicators that its managers are most interested in thus allowing room for subjective variation
when reporting impairment Additionally our analyses were constrained to waterbodies that
were impaired in 2017 Since we did not use time series data we were unable to assess whether
watershed impairment trends were due to legacies of land uses such as mining and grazing
Despite these limitations we believe that the breadth of the dataset and the strength of our
results highlight potential issues associated with transboundary watersheds We recommend
that future investigations incorporate nationwide datasets on point source pollutants water
abstraction and impoundments in United States waterbodies These mechanisms of watershed
impairment are not inherently connected with land modification and thus were not captured
in our analyses Such investigations may reveal the roles that transboundary spillover effects
and overexploitation have in driving the observed differences between transboundary and
internal watershed impairment Additionally time series analyses of watershed impairment
and case studies of jurisdictionally fragmented watersheds could provide historical and local
perspectives that were absent from this study
We have provided evidence that transboundary watersheds are hotspots of impairment and
that jurisdictional fragmentation is likely contributing this impairment We are not proposing
a one-size-fits-all managerial solution nor claiming that all transboundary watersheds are sub-
ject to the same stressors Rather we recommend that watershed managers should assess the
influence of jurisdictional fragmentation on a case-by-case basis Our results also highlight the
importance of considering Integrated Watershed Management policies as potential solutions
to issues of water quality in jurisdictionally fragmented watersheds Implementing boundary-
spanning frameworks for group decision-making and non-point source abatement may often
prove to be difficult Fortunately case studies such as Chesapeake Bay Watershed Agreement
[6263] watershed governance of Lake Tahoe [64] and the international management of Lake
Constance[65] can provide insight into the shared characteristics of successful watershed
management programs While much is context-dependent policies that expand public partici-
pation and streamline information sharing among agencies have been identified as crucial for
properly balancing human development and watershed protection[14] Given an ever-increas-
ing need for clean freshwater due to rising populations increased drought severity and food
insecurity it will be essential to more fully comprehend how our own socio-political land-
scapes impact the water resources we depend on
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 10 14
Supporting information
S1 Table Federal land management agencies listed in the Federal and Indian Lands data-
sets of the US Geological Surveyrsquos National Map program Table includes the total approxi-
mate area of the lands for which each agency is designated as the primary administrator
(within the contiguous 48 United States)
(DOCX)
S2 Table Broad categories of local owners of state lands as designated in the Protected
Areas Database of the United States The ldquoOther or Unknownrdquo classification primarily con-
sists of all the state lands of Minnesota Iowa and Illinois as well as various lands including
certain State Parks Resource Management Areas Conservation Areas Marine Protected
Areas Conservation Easements Public Universities
(DOCX)
Acknowledgments
The authors would like to thank Jennifer Weathered and Shaley Valentine for their input on
earlier versions of this MS
Author Contributions
Conceptualization Susan Washko Trisha B Atwood Soren Brothers Edd Hammill
Data curation Andrew Witt Jeffrey Haight
Formal analysis Andrew Witt Jeffrey Haight
Investigation Josh Epperly Susan Washko
Methodology Trisha B Atwood Janice Brahney Soren Brothers
Project administration Susan Washko Trisha B Atwood Edd Hammill
Supervision Janice Brahney Edd Hammill
Writing ndash original draft Josh Epperly Andrew Witt
Writing ndash review amp editing Josh Epperly Andrew Witt Jeffrey Haight Susan Washko Trisha
B Atwood Janice Brahney Soren Brothers Edd Hammill
References1 Dudgeon D Arthington AH Gessner MO Kawabata ZI Knowler DJ Levecircque C et al Freshwater bio-
diversity Importance threats status and conservation challenges Biol Rev Camb Philos Soc 2006
81 163ndash182 httpsdoiorg101017S1464793105006950 PMID 16336747
2 Chadwick MA Dobberfuhl DR Benke AC Alexander D Chadwick MA Dobberfuhl DR et al Urbaniza-
tion affects stream ecosystem function by altering hydrology chemistry and biotic richness Ecol Appl
2006 16 1796ndash1807 httpsdoiorg1018901051-0761(2006)016[1796UASEFB]20CO2 PMID
17069372
3 Englert D Zubrod JP Schulz R Bundschuh M Effects of municipal wastewater on aquatic ecosystem
structure and function in the receiving stream Sci Total Environ Elsevier BV 2013 454ndash455 401ndash
410 httpsdoiorg101016jscitotenv201303025 PMID 23562693
4 Wilson MA Carpenter SR Economic valuation of freshwater ecosystem services in the United States
1971ndash1997 Ecol Appl 1999 9 772ndash783 httpsdoiorg1018901051-0761(1999)009[0772EVOFES]
20CO2
5 Keeler BL Polasky S Brauman KA Johnson KA Finlay JC OrsquoNeill A et al Linking water quality and
well-being for improved assessment and valuation of ecosystem services Proc Natl Acad Sci 2012
109 18619ndash18624 httpsdoiorg101073pnas1215991109 PMID 23091018
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 11 14
6 Baron JS LeRoy Poff N Angermeier PL Dahm CN Gleick PH Hairston NG et al Meeting ecological
and societal needs for freshwater Ecol Appl 2002 12 1247ndash1260 httpsdoiorg1018901051-0761
(2002)012[1247MEASNF]20CO2
7 Environmental Protection Agency US Total maximum daily loads (TMDL) and individual water quality-
based effluent limitations [Internet] USA Government Publishing Office 2013 pp 424ndash426 Available
httpswwwgpogovfdsyspkgCFR-2013-title40-vol23pdfCFR-2013-title40-vol23-sec130-7pdf
8 Kauffman GJ What if the United States of America were based on watersheds Water Policy 2002
4 57ndash68
9 Norman ES Bakker K Transgressing scales Water governance across the Canada-US borderland
Ann Assoc Am Geogr 2009 99 99ndash117 httpsdoiorg10108000045600802317218
10 Gebregziabher G Abera DA Gebresamuel G Giordano M Langan S An Assessment of Integrated
Watershed Management in Ethiopia Colombo Sri Lanka International Water Management Institute
2016
11 Nerkar SS Pathak A Lundborg CS Tamhankar AJ Can integrated watershed management contribute
to improvement of public health A cross-sectional study from Hilly Tribal Villages in India Int J Environ
Res Public Health 2015 12 2653ndash2669 httpsdoiorg103390ijerph120302653 PMID 25734794
12 Stewart J Bennett M Integrated watershed management in the Bow River basin Alberta experiences
challenges and lessons learned Int J Water Resour Dev Routledge 2017 33 458ndash472 httpsdoi
org1010800790062720161238345
13 Blomquist W Schlager E Political pitfalls of integrated watershed management Soc Nat Resour 2005
18 101ndash117 httpsdoiorg10108008941920590894435
14 Wang G Mang S Cai H Liu S Zhang Z Wang L et al Integrated watershed management evolution
development and emerging trends J For Res Springer Berlin Heidelberg 2016 27 967ndash994 https
doiorg101007s11676-016-0293-3
15 Sharpley AN Weld JL Beegle DB Kleinman PJ a Gburek WJ Moore P a et al Development of phos-
phorus indices for nutrient management planning strategies in the United States J Soil Water Conserv
2003 58 137ndash152
16 US Environmental Protection Agency A review of statewide watershed management approaches
[Internet] 2002 Available httpswwwepagovsitesproductionfiles2015-09documentsreview-
statewide-watershed-mgmt-approachespdf
17 Seligman D Resolving interstate water conflicts A comparison of the way India and the United States
address disputes on interstate rivers [Internet] 2011 Report No IWPWPNo22011 Available http
lkyspp2nusedusgiwp
18 Allan SE Smith BW Anderson K a Impact of the Deepwater Horizon oil spill on bioavailable polycyclic
aromatic hydrocarbons in Gulf of Mexico coastal waters Env Sci Technol 2013 46 2033ndash2039
httpsdoiorg101021es202942qImpact
19 Cicin-Sain B Belfiore S Linking marine protected areas to integrated coastal and ocean management
A review of theory and practice Ocean Coast Manag 2005 48 847ndash868 httpsdoiorg101016j
ocecoaman200601001
20 Alvarez-Romero JG Pressey RL Ban NC Vance-Borland K Willer C Klein CJ et al Integrated Land-
Sea Conservation Planning The Missing Links Annu Rev Ecol Evol Syst 2011 42 381ndash409 https
doiorg101146annurev-ecolsys-102209-144702
21 Portman ME Policy Options for Coastal Protection Integrating Inland Water Management with Coastal
Management for Greater Community Resilience J Water Resour Plan Manag 2018 144 05018005
httpsdoiorg101061(ASCE)WR1943-54520000913
22 Adams WM Brockington D Dyson J Vira B Managing tragedies Understanding conflict over common
pool resources Science (80-) 2003 302 1915ndash1916 httpsdoiorg101126science1087771 PMID
14671288
23 Buckles D Cultivating peace conflict and collaboration in natural resource managment Ottawa
Ontario and Washington DC International Development Research Centre and The World Bank
1999
24 Macdonnell LJ Getches DH Hugenberg WC The law of the Colorado River Coping with severe sus-
tained drought Water Resour Bull 1995 31 825ndash836
25 Christensen NS Wood AW Voisin N Lettenmaier DP Palmer RN The effects of climate change on
the hydrology and water resources of the Colorado River basin Clim Change 2004 62 337ndash363
httpsdoiorg101023BCLIM0000013684136211f
26 Gleick PH The effects of future climatic changes on international water resources the Colorado River
the United States and Mexico Policy Sci 1988 21 23ndash39 httpsdoiorg101007BF00145120
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 12 14
27 Brower A Reedy C Yelin-Kefer J Consensus versus conservation in the upper Colorado River Basin
Recovery Implementation Program Conserv Biol 2001 15 1001ndash1007 httpsdoiorg101046j
1523-173920010150041001x
28 Helland E Whitford AB Pollution incidence and political jurisdiction evidence from the TRI J Environ
Econ Manage 2003 46 403ndash424 httpsdoiorg101016S0095-0696(03)00033-0
29 Sigman H Transboundary spillovers and decentralization of environmental policies 2004 Report No
16
30 Grey D Sadoff C Beyond the river The benefits of cooperation on international rivers Water Science
and Technology 2003 pp 91ndash96 httpsdoiorg101016S1366-7017(02)00035-1
31 Jacobson CR Identification and quantification of the hydrological impacts of imperviousness in urban
catchments A review Journal of Environmental Management 2011 pp 1438ndash1448 httpsdoiorg10
1016jjenvman201101018 PMID 21334133
32 Tickner D Parker H Moncrieff CR Oates NEM Ludi E Acreman M Managing rivers for multiple bene-
fitsndashA coherent approach to research policy and planning Front Environ Sci 2017 5 httpsdoiorg
103389fenvs201700004
33 Klein RD Urbanization and stream quailty impairment Water Resour Bull 1979 15 httpsdoiorg10
1111j1752-16881979tb01074x
34 Wu J Stewart TW Thompson JR Kolka RK Franz KJ Watershed features and stream water quality
Gaining insight through path analysis in a Midwest urban landscape USA Landsc Urban Plan 2015
143 219ndash229 httpsdoiorg101016jlandurbplan201508001
35 Allan JD Landscapes and riverscapes the influence of land use on stream ecosystems Annu Rev Ecol
Evol Syst 2004 35 257ndash284 httpsdoiorg101146annurevecolsys35120202110122
36 Agourdis CT Workman SR Warner RC Jennings GD Livestock grazing management impacts on
stream water quality A review J Am Water Resour Assoc 2005 41 591ndash606
37 Roth NE David Allan J Erickson DL Landscape influences on stream biotic integrity assessed at multi-
ple spatial scales Landsc Ecol 1996 11 141ndash156 httpsdoiorg101007BF02447513
38 Nolan BT Ruddy BC Hitt KJ Helsel DR Risk of nitrate in groundwaters of the United StatesmdashA
national perspective Environ Sci Technol 1997 31 2229ndash2236 httpsdoiorg101021es960818d
39 Paul MJ Meyer JL Streams in the urban landscape Annu Rev Ecol Syst 2001 32 333ndash365 https
doiorg101146annurevecolsys32081501114040
40 Wang L Lyons J Kanehl P Gatti R Influences of watershed land use on habitat quality and biotic integ-
rity in Wisconsin streams Fisheries 1997 22 6ndash12 httpsdoiorg1015771548-8446(1997)
022lt0006IOWLUOgt20CO2
41 Miltner RJ White D Yoder C The biotic integrity of streams in urban and suburbanizing landscapes
Landsc Urban Plan 2004 69 87ndash100 httpsdoiorg101016jlandurbplan200310032
42 Cuffney TF Mcmahon G Kashuba R May JT Waite IR Responses of benthic macroinvertebrates to
urbanization in nine metropolitan areas Ecol Appl 2010 20 1384ndash1401 httpsdoiorg1011387
5340 PMID 20666256
43 Hardy SD Koontz TM Reducing nonpoint source pollution through collaboration Policies and pro-
grams across the US States Environ Manage 2008 41 301ndash310 httpsdoiorg101007s00267-
007-9038-6 PMID 17999107
44 Hoornbeek J Hansen E Ringquist E Carlson R Implementing water pollution policy in the United
States Total maximum daily loads and collaborative watershed management Soc Nat Resour 2013
26 420ndash436 httpsdoiorg101080089419202012700761
45 US Geological Survey and US Department of AgriculturendashNatural Resources Conservation Service
Watershed Boundary Dataset (WBD) In The National Hydrography Dataset (NHD) [Internet] 2010
Available httpswwwnrcsusdagovwpsportalnrcsmainnationalwaterwatershedsdataset
46 National Atlas of the United States 100-Meter Resolution Global Map Boundaries of the United States
[vector digital data] Rolla MO National Atlas of the United States 2014
47 U S Environmental Protection Agency 303(d) listed impaired waters NHDPlus indexed dataset with
program attributes [Internet] Washington DC US Environmental Protection Agency 2014 Avail-
able httpswwwepagovwaterdatawaters-geospatial-data-downloads
48 R Core Team R A language and environment for statistical computing [Internet] Vienna Austria R
Foundation for Statistical Computing 2017 Available httpswwwr-projectorg
49 Homer CG Dewitz JA Yang L Jin S Danielson P Xian G et al Completion of the 2011 National Land
Cover Database for the conterminous United States-Representing a decade of land cover change infor-
mation Photogramm Eng Remote Sensing 2015 81 345ndash354 httpsdoiorg1014358PERS815
345
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 13 14
50 Lehner B Grill G Global river hydrography and network routing Baseline data and new approaches to
study the worldrsquos large river systems Hydrol Process 2013 27 2171ndash2186 httpsdoiorg101002
hyp9740
51 USGS Gap Analysis Program Protected Areas Database of the United States (PAD-US) version 14
[vector digital data] [Internet] 2016
52 Sigman H International spillovers and water quality in rivers Do countries free ride Am Econ Rev
2002 92 1152ndash1159 httpsdoiorg10125700028280260344687
53 Lipscomb M Mobarak AM Decentralization and pollution spillovers Evidence from the re-drawing of
county borders in Brazil Rev Econ Stud 2017 84 464ndash502 httpsdoiorg101093restudrdw023
54 Cai H Chen Y Gong Q Polluting thy neighbor Unintended consequences of Chinarsquos pollution reduc-
tion mandates J Environ Econ Manage Elsevier 2016 76 86ndash104 httpsdoiorg101016jjeem
201501002
55 Darley JM Latane B Bystander intervention in emergencies Diffusion of responsibility J Pers Soc Psy-
chol 1968 8 377ndash383 httpsdoiorg101037h0025589 PMID 5645600
56 Austrom D Silverman I Diffusion of responsibility in charitable donations Basic Appl Soc Psych 1983
4 17ndash27 httpsdoiorg101207s15324834basp0401_2
57 Whyte G Diffusion of responsibility Effects on the escalation tendency J Appl Psychol 1991 76 408ndash
415 httpsdoiorg1010370021-9010763408
58 Fischhendler I Heikkila T Does Integrated Water Resources Management Support Institutional
Change The Case of Water Policy Reform in Israel Ecol Soc 2010 15 4 httpsdoiorg105751ES-
03015-150104
59 Chilima JS Blakely JAE Noble BF Patrick RJ Institutional arrangements for assessing and managing
cumulative effects on watersheds Lessons from the Grand River watershed Ontario Canada Can
Water Resour J Rev Can des ressources hydriques Taylor amp Francis 2017 42 223ndash236 httpsdoi
org1010800701178420171292151
60 Koontz TM Newig J From Planning to Implementation Top-Down and Bottom-Up Approaches for Col-
laborative Watershed Management Policy Stud J 2014 42 416ndash442 httpsdoiorg101111psj
12067
61 US Environmental Protection Agency Guidance for water quality-based decisions The TMDL pro-
cess Washington DC 1991
62 Dance S Scientists give Chesapeake Bay its highest environmental grade since 1992 The Baltimore
Sun Baltimore Maryland USA 17 May 2016 Available httpwwwbaltimoresuncomfeaturesgreen
blogbs-md-chesapeake-bay-grade-20160517-storyhtml
63 Sterner GE Bryant R Kleinman PJ Watson J Alter TR Community implementation dynamics Nutrient
management in the New York City and Chesapeake Bay Watersheds Int J Rural Law Policy 2015 1
1ndash15
64 Imperial MT Kauneckis D Moving from conflict to collaboration Watershed governance in Lake Tahoe
Nat Resour J 2003 43 1009ndash1055
65 Zilov EA Water resources and the sustainable development of humankind International cooperation in
the rational use of freshwater-lake resources Conclusions from materials of foreign studies Water
Resour 2013 40 84ndash95 httpsdoiorg101134S0097807812030116
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 14 14
argued that directing efforts and resources towards these conflicts has come at the expense of
solving environmental issues within the basin[27]
While these sociopolitical realities provide a basis for our research question we must also
consider potential mechanisms of transboundary watershed impairment from the surround-
ing landscape First spillover effects may be one driver of transboundary watershed
impairment There is evidence that industrial facilities in United States border counties dis-
charge significantly higher volumes of air and water emissions than facilities in non-border
counties and that such activities may be incentivized by neighboring states sharing a portion
of the environmental monetary and human health costs of pollution[2829] Second water-
ways can function both as hubs of human settlement and as borders between states Major
state-splitting waterways flowing through dense population centers are not only subjected to
stressors such as pollution and impoundment but are also affected by the aforementioned dif-
ficulties of interstate watershed management[30ndash32] In this way transboundary watersheds
may be uniquely vulnerable to the additive or synergistic effects of population centers and
interstate management while internal watersheds do not have this combination of factors
Third waterways that act as borders are usually large (eg the Mississippi River) consequently
their upstream catchment areas are likely to be large as well Expanding the area over which
human impacts can occur may heighten the potential for pollution to be transported
downstream
A further geographic mechanism of watershed impairment is anthropogenic modification
of the landscape whether it be urban or agricultural development There has been a wealth of
literature on how landscape modification degrades watershed integrity[303133ndash39]
Researchers have identified urban and agricultural land use thresholds that precipitate rapid
losses of biotic integrity and increases in watershed impairment[40ndash42] Although the impacts
of these land uses can be abated by collaborative watershed-wide policy solutions such as
stormwater regulation and Beneficial Management Practices[4344] the successful implemen-
tation of such policies is largely dependent on coordination between the relevant institutions
and stakeholders We suspect this level of harmonized management is more difficult to achieve
in watersheds intersected by jurisdictional borders
Balancing freshwater management for both human use and ecological health is made more
complicated by having many stakeholders at the table all of whom may have differing needs
and ideological frameworks Understanding the spatial trends of watershed impairment will
be crucial for maintaining this balancing act and for enhancing cooperation among stakehold-
ers Here we assessed whether the degree of jurisdictional fragmentation is a predictor of
watershed impairment by investigating whether the likelihood of impairment is similar for
transboundary and internal watersheds To better understand the potential mechanisms
behind our observed differences in transboundary and internal watershed impairment we
investigated socio-political (ie private land and the number of agencies managing land within
the watershed) and geographical (ie modified land cover upstream catchment area) drivers
Methods
We identified watersheds across the contiguous United States using HUC 12 catchments from
the United States Geological Surveyrsquos Watershed Boundaries spatial dataset[45] Each of the
60726 watersheds was categorized as either transboundary or internal Transboundary water-
sheds were defined as those crossing state or national borders or fringing a coastline
(n = 6768) as listed in the Global Map Boundaries of the United States dataset[46] Internal
watersheds were defined as non-coastal watersheds that did not cross any borders (n = 53958)
[46] Watershed impairment status was obtained through spatial data on 303(d) impairment
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 3 14
violations from the United States Environmental Protection Agency (EPA) [47] The Clean
Water Actrsquos 303(d) list of impaired waterbodies provided information on impaired waters in
each state which was determined by whether the chemical physical and biological characteris-
tics of a waterbody meet state standards[47] 303(d) impairment listings were joined to each
HUC 12 catchment creating a single spatially explicit dataset comprised of impairment status
and watershed group (ie transboundary or internal) (Fig 1) Based on this compilation 358
of transboundary watersheds were listed as impaired (n = 2424) while 270 of internal
watersheds were listed as impaired (n = 14560) Though larger catchment basins may be more
representative of the larger stream networks found throughout the United States the use of
tributary-sized HUC 12 watersheds explicitly acknowledges the effects of pollution on small
streams and tributaries that may be lost if aggregated to larger-scale watersheds
Transboundary vs internal watershed impairment
Null models (bootstrapping) were developed in R v333 statistical programming language to
compare the proportion of 303(d) impaired watersheds to total watersheds for both the trans-
boundary and internal watershed groups[48] We initially calculated a baseline by determining
the proportion of watersheds classified as impaired within the full dataset of 60726 watersheds
This baseline functioned as our null model with the hypothesis that there was no difference
between the proportion of impaired transboundary and internal watersheds We then used
numerical simulations to produce an estimate and distribution of proportional impairment
for transboundary and internal watersheds which was then compared to the null model For
each iteration of these simulations we randomly sampled half of transboundary or internal
watersheds and the proportion of this sample that classified as impaired was calculated This
process was repeated for 1000 iterations for both the transboundary and internal watershed
groups and these 1000 iterations were used to calculate medians and 95 confidence intervals
of proportional impairment for each watershed type For each group if the 95 confidence
Fig 1 Impaired watersheds in the contiguous United States Impairment is based on EPArsquos 303(d) listing
Transboundary and internal watersheds are shown as impaired or unimpaired
httpsdoiorg101371journalpone0204149g001
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 4 14
interval of the proportion impaired did not overlap the value estimated by the null model then
we deemed the group as having a significantly different proportion of impaired watersheds
than expected Our use of Null models provided information about the directionality of differ-
ences (ie whether a group has a greater or lesser proportion of impaired watersheds that
would be expected) A Chi-square test was also used to corroborate that the difference in pro-
portion of impaired internal or transboundary watersheds was significant
Relationships between watershed features and impairment
To investigate the potential for geographical differences to drive watershed impairment we
compared watershed catchment area and level of human-modified land cover with EPA
impairment We chose land cover as a proxy indicator of anthropogenic impacts to water-
sheds Additional factors potentially leading to watershed impairment (ie impoundments
water abstraction point-source pollution) were not included in this study due to a lack of data
availability at a suitable scale We used the National Land Cover Database (NLCD) to measure
percentage of land modification as the aggregation of all NLCD classifications for agricultural
and developed land cover (Fig 2A)[49] Agricultural lands consisted of pasture hay and culti-
vated crops while developed lands included open space and urban development of low
medium or high density Information on upstream catchment area was sourced from the
HydroBASINS database and spatially joined to each HUC 12 watershed (Fig 2B)[50] The rela-
tionships between land modification upstream area internal-transboundary status and water-
shed impairment were tested using logistic regression models in R v333[48] We specifically
Fig 2 Physical and socio-political features assessed in this study (a) Percentage of human modified land cover for all contiguous HUC 12 watershed (b)
Catchment sizes measured as amount of upstream area for all contiguous HUC 12 watershed (c) The number of federal agencies working within each
contiguous HUC 12 watershed (d) The number of state agencies working within each contiguous HUC 12 watershed
httpsdoiorg101371journalpone0204149g002
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 5 14
investigated how upstream catchment area and level of land modification affected the likeli-
hood of impairment and if these factors differed between transboundary and internal
watersheds
To understand the relationship between impairment and sociopolitical attributes of water-
sheds we developed further tests to determine if watershed impairment correlated with a juris-
dictional count We sourced federal land management units from the Federal and Indian
Lands datasets of the United States Geological Surveyrsquos (USGS) National Map program[46]
These datasets designate the primary agency responsible for administering each federal land
unit as well as a secondary and tertiary agency of jointly-managed units (S1 Table S2 Table)
1769 of the 2783 (636) federal land units in the contiguous 48 states were listed as having
only one administering agency while 961 had two agencies and 53 had three agencies State-
owned land units and the sole agencies responsible for their management were delineated
using areas listed in the Protected Areas Database of the USGS Gap Analysis Project[51] This
dataset only assigns a single local management agency for each state-owned public land unit
Each watershed was then spatially joined with the federal and state land units producing
counts of the unique federal and state management agencies the sum of which we defined as
the lsquojurisdictional countrsquo (Fig 2C and 2D)
Once the jurisdictional count was established we tested the relationship between the juris-
dictional count and watershed impairment using logistic regressions We first tested whether
watersheds with any amount of public lands (ie ldquopublicrdquo watersheds) were more likely to be
impaired than those without any public lands (ie ldquoprivaterdquo watersheds) Next we specifically
focused on public watersheds and assessed the relationships between watershed impairment
the number of federal and state land management agencies and transboundary status
Results and discussion
We aimed to understand the characteristics that are associated with impairment across United
States watersheds Specifically we were interested in determining whether transboundary water-
sheds were more likely to be impaired than internal watersheds and if so what were the poten-
tial mechanisms driving these differences We combined null modeling and logistic regressions
to assess how geographical (upstream catchment area modified land cover) and sociopolitical
attributes (jurisdictional count) are related to a watershedrsquos likelihood of impairment We found
that transboundary watersheds were more likely to be impaired than internal watersheds (χ2(2
N = 60726) = 23283 plt 0001 Fig 3A) Although upstream catchment area and modified land
cover impacted the likelihood of watershed impairment they did not account for the differences
observed between transboundary and internal watershed impairment (Fig 3B and 3C) Instead
we found a strong relationship between the number of land-owning agencies transboundary or
internal watershed groups and impairment status (Fig 4)
Overall there were 247 more impaired transboundary watersheds than the expected pro-
portion in the null model In contrast the proportion of impaired internal watersheds was not
significantly different than what was expected in the null model (Fig 3A) While these results
provided support for our hypothesis that transboundary watersheds are proportionally more
impaired than internal watersheds they alone did not uncover any mechanisms associated
with watershed impairment Thus we further investigated how upstream catchment area and
modified land cover were affecting impairment likelihood within each watershed group We
hypothesized that transboundary watersheds would respond more severely to these attributes
due to compounding socio-political effects
Logistic regressions revealed that while impaired watersheds were associated with increased
land cover and upstream catchment area watershed transboundary status was independently
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 6 14
00
01
02
03
04
0 20 40 60 80 100
02
04
06
08
10
Modified Land
TransboundaryInternal
0 500 1000 1500 2000 2500 3000 3500
02
04
06
08
10
Upstream Area (1000km2)
TransboundaryInternal
TransboundaryInternal
Pro
porti
on o
f Wat
ersh
eds
Cur
rent
ly Im
paire
d
a)
b)
c)
Pro
porti
on o
f Wat
ersh
eds
Cur
rent
ly Im
paire
dP
ropo
rtion
of W
ater
shed
s C
urre
ntly
Impa
ired
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 7 14
associated with higher likelihood of impairment (Fig 3B and 3C) We found that for both
transboundary and internal watersheds the likelihood of impairment increased with greater
modified land cover (plt 0001) and upstream catchment area (p = 0047) We observed an
interaction between these two variables where watersheds with larger upstream area were
more likely to have high levels of modification (p = 0016) Also above upstream catchment
areas of 2000000 km2 transboundary and internal watersheds did not have significantly dif-
ferent proportions of impairment as the confidence intervals of both groups began to overlap
Importantly however these geographical attributes did not drive the observed differences in
impairment probabilities between transboundary and internal watersheds The transboundary
or internal designations of watersheds did not affect the severity of impairment from modified
land cover or upstream catchment area (p = 0866 for transboundary p = 0804 for internal)
Unpaired t-tests showed that neither upstream catchment area (p = 080) nor percentage of
modified land (p = 087) significantly differed between transboundary and internal watersheds
Our results indicated that while the geographical attributes of watersheds strongly influence
water quality they were not driving the differences between transboundary and internal water-
shed impairment
Our results did reveal significant relationships between the number of state and federal
agencies operating within a watershed and the likelihood of impairment Crucially the rela-
tionships between our jurisdictional count and likelihood of impairment varied between trans-
boundary and internal watersheds When we first compared watersheds that contained public
lands to watersheds that were entirely private we observed that watersheds containing public
lands were overall less likely to be impaired than private watersheds (plt 0001) This sug-
gested that at the broadest level (ie public versus private) watersheds that are dominated by
land belonging to non-governmental entities can be expected to have higher levels of
impairment Next within the subset of watersheds containing public land we investigated
whether the number of state and federal agencies managing land in the watershed was associ-
ated with impairment Here we found that probability of impairment was associated with an
interaction between the number of management agencies and the transboundary or internal
designation of a watershed (plt 0001) To understand this interaction we split the dataset
once more into two groups transboundary and internal watersheds For each group we ana-
lyzed the relationship between the number of state and federal agencies and the likelihood of
impairment For both internal and transboundary watersheds increases in the number of fed-
eral agencies were associated with a reduction in impairment likelihood while increases in the
number of state agencies were associated with increased impairment likelihood Although hav-
ing a higher number of state agencies was associated with a higher likelihood of impairment
for both watershed groups the negative effects of state agencies on watershed impairment
were magnified in transboundary watersheds (Fig 4) Contrastingly the positive effects of fed-
eral agencies on watershed impairment were higher in internal watersheds Overall our results
provide evidence that (1) transboundary watersheds are more likely to be impaired and (2)
jurisdictional fragmentation is associated with watershed impairment
Even though state and national borders are often arbitrarily drawn they may nonetheless
have tangible impacts on the impairment probability of water bodies For example boundaries
may incentivize polluting by externalizing the consequences of pollution to downstream
Fig 3 Factors associated with chances of watershed impairment (a) Null modeling results where transboundary
watersheds are more likely to be impaired than internal watersheds (b) Logistic regression results demonstrating that
watershed impairment increases as human land modification increases (c) Logistic regression results demonstrating
that watershed impairment increases as upstream area increases
httpsdoiorg101371journalpone0204149g003
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 8 14
jurisdictions whether they be countries states or oceans Transboundary spillover effects
have been found to occur with industrial facilities in border counties within the United States
[28] Researchers have also identified higher levels of polluting activity upstream of borders
between European nations[52] Brazilian counties[53] and Chinese provinces[54] While we
may intuitively expect higher potential for spillover effects between countries with non-over-
lapping legal and bureaucratic frameworks the above examples demonstrate that subunits of a
single country are no less immune to this phenomenon Moreover spillover effects may occur
in direct response to federal decisions In the case of China a 2001 pollution reduction man-
date issued by the central government loosened pollution enforcement and increased concen-
trations of polluting facilities just upstream of provincial borders[54] We suspect that
transboundary spillover effects may be contributing to our impairment results especially
given no significant differences in modified land cover or upstream catchment area between
transboundary and internal watersheds
The magnified effect of the jurisdictional count on impairment for transboundary water-
sheds is particularly compelling It suggests that effective water resource management may be
hindered by the presence of higher numbers of agencies and that the existence of a border or
coastline may compound this difficulty One possible explanation for this result is based on
ldquothe diffusion of responsibilityrdquo[55] This term originates from the field of sociology and refers
to the phenomenon of individuals feeling diminished responsibility for actions as group size
increases The diffusion of responsibility has been shown to inhibit individual and collective
actions across many contexts from emergency interventions[55] to charitable donations[56]
to corporate decision-making[57] In our context as more local agencies become involved in
managing a watershed the more difficult it may become for groups to implement Beneficial
Management Practices for land use and water resources While the diffusion of responsibility
may help explain the observed correlation between the number of state agencies and watershed
impairment in general the situations may be different in transboundary watersheds Agencies
upstream of the border may feel less inclined to intervene when water pollution is transported
out of their jurisdictions while agencies downstream of the border may feel diminished
responsibility if water pollution is entering from outside their jurisdictions Conversely
another possible explanation connecting impairment and the jurisdictional count may be mul-
tiple agencies establishing themselves within a watershed in order to address severe waterbody
impairment However as our results are correlative we cannot distinguish between these pos-
sibilities The opposite effects were seen when considering how the number of federal agencies
impact watershed impairment We suspect that since many federal lands are restricted-use
(eg national parks wilderness areas) they are likely to have a cumulative positive impact as
opposed to state lands that are often mixed-use and open to natural resources extraction
Fig 4 Chance of impairment for internal and transboundary watersheds based on Federal or State management
jurisdiction The presence of an arrow in the table indicates a statistically significant result The direction and size of
each arrow represents the direction (positive or negative) and relative magnitude of the management categoryrsquos effect
on chance of impairment
httpsdoiorg101371journalpone0204149g004
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 9 14
It should be noted that higher numbers of agencies could simply mean that there are lsquotoo
many seats at the tablersquo to allow for efficient decision-making at the collective level Thus the
problem may not be that each agency feels less inclined to act but rather that each agency has
its own goals and vision for addressing a given managerial concern creating gridlock within
the collective This has been identified as a challenge in multi-agency settings such as the Colo-
rado River[27] the Israeli water sector[58] and urban watersheds in Canada[59] At smaller
scales one solution may be found in overarching watershed partnerships that promote inter-
agency coordination and public participation thereby avoiding lsquosilo effectsrsquo between agencies
or stakeholder groups[145960] Regardless of the mechanisms involved our results imply
that jurisdictional fragmentation may be a strong determinant of watershed impairment
Limitations and recommendations
Though the dataset we analyzed was nationwide and comprehensive there are several potential
limitations associated with its use First the EPA dataset of 303(d) impaired waters may be suscep-
tible to interstate differences in water quality reporting Under the Clean Water Act states estab-
lish their own Total Maximum Daily Load programs so that their waterbodies may be suitable for
designated ldquobeneficial usesrdquo[61] The beneficial use of a waterbody may determine the water qual-
ity indicators that its managers are most interested in thus allowing room for subjective variation
when reporting impairment Additionally our analyses were constrained to waterbodies that
were impaired in 2017 Since we did not use time series data we were unable to assess whether
watershed impairment trends were due to legacies of land uses such as mining and grazing
Despite these limitations we believe that the breadth of the dataset and the strength of our
results highlight potential issues associated with transboundary watersheds We recommend
that future investigations incorporate nationwide datasets on point source pollutants water
abstraction and impoundments in United States waterbodies These mechanisms of watershed
impairment are not inherently connected with land modification and thus were not captured
in our analyses Such investigations may reveal the roles that transboundary spillover effects
and overexploitation have in driving the observed differences between transboundary and
internal watershed impairment Additionally time series analyses of watershed impairment
and case studies of jurisdictionally fragmented watersheds could provide historical and local
perspectives that were absent from this study
We have provided evidence that transboundary watersheds are hotspots of impairment and
that jurisdictional fragmentation is likely contributing this impairment We are not proposing
a one-size-fits-all managerial solution nor claiming that all transboundary watersheds are sub-
ject to the same stressors Rather we recommend that watershed managers should assess the
influence of jurisdictional fragmentation on a case-by-case basis Our results also highlight the
importance of considering Integrated Watershed Management policies as potential solutions
to issues of water quality in jurisdictionally fragmented watersheds Implementing boundary-
spanning frameworks for group decision-making and non-point source abatement may often
prove to be difficult Fortunately case studies such as Chesapeake Bay Watershed Agreement
[6263] watershed governance of Lake Tahoe [64] and the international management of Lake
Constance[65] can provide insight into the shared characteristics of successful watershed
management programs While much is context-dependent policies that expand public partici-
pation and streamline information sharing among agencies have been identified as crucial for
properly balancing human development and watershed protection[14] Given an ever-increas-
ing need for clean freshwater due to rising populations increased drought severity and food
insecurity it will be essential to more fully comprehend how our own socio-political land-
scapes impact the water resources we depend on
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 10 14
Supporting information
S1 Table Federal land management agencies listed in the Federal and Indian Lands data-
sets of the US Geological Surveyrsquos National Map program Table includes the total approxi-
mate area of the lands for which each agency is designated as the primary administrator
(within the contiguous 48 United States)
(DOCX)
S2 Table Broad categories of local owners of state lands as designated in the Protected
Areas Database of the United States The ldquoOther or Unknownrdquo classification primarily con-
sists of all the state lands of Minnesota Iowa and Illinois as well as various lands including
certain State Parks Resource Management Areas Conservation Areas Marine Protected
Areas Conservation Easements Public Universities
(DOCX)
Acknowledgments
The authors would like to thank Jennifer Weathered and Shaley Valentine for their input on
earlier versions of this MS
Author Contributions
Conceptualization Susan Washko Trisha B Atwood Soren Brothers Edd Hammill
Data curation Andrew Witt Jeffrey Haight
Formal analysis Andrew Witt Jeffrey Haight
Investigation Josh Epperly Susan Washko
Methodology Trisha B Atwood Janice Brahney Soren Brothers
Project administration Susan Washko Trisha B Atwood Edd Hammill
Supervision Janice Brahney Edd Hammill
Writing ndash original draft Josh Epperly Andrew Witt
Writing ndash review amp editing Josh Epperly Andrew Witt Jeffrey Haight Susan Washko Trisha
B Atwood Janice Brahney Soren Brothers Edd Hammill
References1 Dudgeon D Arthington AH Gessner MO Kawabata ZI Knowler DJ Levecircque C et al Freshwater bio-
diversity Importance threats status and conservation challenges Biol Rev Camb Philos Soc 2006
81 163ndash182 httpsdoiorg101017S1464793105006950 PMID 16336747
2 Chadwick MA Dobberfuhl DR Benke AC Alexander D Chadwick MA Dobberfuhl DR et al Urbaniza-
tion affects stream ecosystem function by altering hydrology chemistry and biotic richness Ecol Appl
2006 16 1796ndash1807 httpsdoiorg1018901051-0761(2006)016[1796UASEFB]20CO2 PMID
17069372
3 Englert D Zubrod JP Schulz R Bundschuh M Effects of municipal wastewater on aquatic ecosystem
structure and function in the receiving stream Sci Total Environ Elsevier BV 2013 454ndash455 401ndash
410 httpsdoiorg101016jscitotenv201303025 PMID 23562693
4 Wilson MA Carpenter SR Economic valuation of freshwater ecosystem services in the United States
1971ndash1997 Ecol Appl 1999 9 772ndash783 httpsdoiorg1018901051-0761(1999)009[0772EVOFES]
20CO2
5 Keeler BL Polasky S Brauman KA Johnson KA Finlay JC OrsquoNeill A et al Linking water quality and
well-being for improved assessment and valuation of ecosystem services Proc Natl Acad Sci 2012
109 18619ndash18624 httpsdoiorg101073pnas1215991109 PMID 23091018
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 11 14
6 Baron JS LeRoy Poff N Angermeier PL Dahm CN Gleick PH Hairston NG et al Meeting ecological
and societal needs for freshwater Ecol Appl 2002 12 1247ndash1260 httpsdoiorg1018901051-0761
(2002)012[1247MEASNF]20CO2
7 Environmental Protection Agency US Total maximum daily loads (TMDL) and individual water quality-
based effluent limitations [Internet] USA Government Publishing Office 2013 pp 424ndash426 Available
httpswwwgpogovfdsyspkgCFR-2013-title40-vol23pdfCFR-2013-title40-vol23-sec130-7pdf
8 Kauffman GJ What if the United States of America were based on watersheds Water Policy 2002
4 57ndash68
9 Norman ES Bakker K Transgressing scales Water governance across the Canada-US borderland
Ann Assoc Am Geogr 2009 99 99ndash117 httpsdoiorg10108000045600802317218
10 Gebregziabher G Abera DA Gebresamuel G Giordano M Langan S An Assessment of Integrated
Watershed Management in Ethiopia Colombo Sri Lanka International Water Management Institute
2016
11 Nerkar SS Pathak A Lundborg CS Tamhankar AJ Can integrated watershed management contribute
to improvement of public health A cross-sectional study from Hilly Tribal Villages in India Int J Environ
Res Public Health 2015 12 2653ndash2669 httpsdoiorg103390ijerph120302653 PMID 25734794
12 Stewart J Bennett M Integrated watershed management in the Bow River basin Alberta experiences
challenges and lessons learned Int J Water Resour Dev Routledge 2017 33 458ndash472 httpsdoi
org1010800790062720161238345
13 Blomquist W Schlager E Political pitfalls of integrated watershed management Soc Nat Resour 2005
18 101ndash117 httpsdoiorg10108008941920590894435
14 Wang G Mang S Cai H Liu S Zhang Z Wang L et al Integrated watershed management evolution
development and emerging trends J For Res Springer Berlin Heidelberg 2016 27 967ndash994 https
doiorg101007s11676-016-0293-3
15 Sharpley AN Weld JL Beegle DB Kleinman PJ a Gburek WJ Moore P a et al Development of phos-
phorus indices for nutrient management planning strategies in the United States J Soil Water Conserv
2003 58 137ndash152
16 US Environmental Protection Agency A review of statewide watershed management approaches
[Internet] 2002 Available httpswwwepagovsitesproductionfiles2015-09documentsreview-
statewide-watershed-mgmt-approachespdf
17 Seligman D Resolving interstate water conflicts A comparison of the way India and the United States
address disputes on interstate rivers [Internet] 2011 Report No IWPWPNo22011 Available http
lkyspp2nusedusgiwp
18 Allan SE Smith BW Anderson K a Impact of the Deepwater Horizon oil spill on bioavailable polycyclic
aromatic hydrocarbons in Gulf of Mexico coastal waters Env Sci Technol 2013 46 2033ndash2039
httpsdoiorg101021es202942qImpact
19 Cicin-Sain B Belfiore S Linking marine protected areas to integrated coastal and ocean management
A review of theory and practice Ocean Coast Manag 2005 48 847ndash868 httpsdoiorg101016j
ocecoaman200601001
20 Alvarez-Romero JG Pressey RL Ban NC Vance-Borland K Willer C Klein CJ et al Integrated Land-
Sea Conservation Planning The Missing Links Annu Rev Ecol Evol Syst 2011 42 381ndash409 https
doiorg101146annurev-ecolsys-102209-144702
21 Portman ME Policy Options for Coastal Protection Integrating Inland Water Management with Coastal
Management for Greater Community Resilience J Water Resour Plan Manag 2018 144 05018005
httpsdoiorg101061(ASCE)WR1943-54520000913
22 Adams WM Brockington D Dyson J Vira B Managing tragedies Understanding conflict over common
pool resources Science (80-) 2003 302 1915ndash1916 httpsdoiorg101126science1087771 PMID
14671288
23 Buckles D Cultivating peace conflict and collaboration in natural resource managment Ottawa
Ontario and Washington DC International Development Research Centre and The World Bank
1999
24 Macdonnell LJ Getches DH Hugenberg WC The law of the Colorado River Coping with severe sus-
tained drought Water Resour Bull 1995 31 825ndash836
25 Christensen NS Wood AW Voisin N Lettenmaier DP Palmer RN The effects of climate change on
the hydrology and water resources of the Colorado River basin Clim Change 2004 62 337ndash363
httpsdoiorg101023BCLIM0000013684136211f
26 Gleick PH The effects of future climatic changes on international water resources the Colorado River
the United States and Mexico Policy Sci 1988 21 23ndash39 httpsdoiorg101007BF00145120
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 12 14
27 Brower A Reedy C Yelin-Kefer J Consensus versus conservation in the upper Colorado River Basin
Recovery Implementation Program Conserv Biol 2001 15 1001ndash1007 httpsdoiorg101046j
1523-173920010150041001x
28 Helland E Whitford AB Pollution incidence and political jurisdiction evidence from the TRI J Environ
Econ Manage 2003 46 403ndash424 httpsdoiorg101016S0095-0696(03)00033-0
29 Sigman H Transboundary spillovers and decentralization of environmental policies 2004 Report No
16
30 Grey D Sadoff C Beyond the river The benefits of cooperation on international rivers Water Science
and Technology 2003 pp 91ndash96 httpsdoiorg101016S1366-7017(02)00035-1
31 Jacobson CR Identification and quantification of the hydrological impacts of imperviousness in urban
catchments A review Journal of Environmental Management 2011 pp 1438ndash1448 httpsdoiorg10
1016jjenvman201101018 PMID 21334133
32 Tickner D Parker H Moncrieff CR Oates NEM Ludi E Acreman M Managing rivers for multiple bene-
fitsndashA coherent approach to research policy and planning Front Environ Sci 2017 5 httpsdoiorg
103389fenvs201700004
33 Klein RD Urbanization and stream quailty impairment Water Resour Bull 1979 15 httpsdoiorg10
1111j1752-16881979tb01074x
34 Wu J Stewart TW Thompson JR Kolka RK Franz KJ Watershed features and stream water quality
Gaining insight through path analysis in a Midwest urban landscape USA Landsc Urban Plan 2015
143 219ndash229 httpsdoiorg101016jlandurbplan201508001
35 Allan JD Landscapes and riverscapes the influence of land use on stream ecosystems Annu Rev Ecol
Evol Syst 2004 35 257ndash284 httpsdoiorg101146annurevecolsys35120202110122
36 Agourdis CT Workman SR Warner RC Jennings GD Livestock grazing management impacts on
stream water quality A review J Am Water Resour Assoc 2005 41 591ndash606
37 Roth NE David Allan J Erickson DL Landscape influences on stream biotic integrity assessed at multi-
ple spatial scales Landsc Ecol 1996 11 141ndash156 httpsdoiorg101007BF02447513
38 Nolan BT Ruddy BC Hitt KJ Helsel DR Risk of nitrate in groundwaters of the United StatesmdashA
national perspective Environ Sci Technol 1997 31 2229ndash2236 httpsdoiorg101021es960818d
39 Paul MJ Meyer JL Streams in the urban landscape Annu Rev Ecol Syst 2001 32 333ndash365 https
doiorg101146annurevecolsys32081501114040
40 Wang L Lyons J Kanehl P Gatti R Influences of watershed land use on habitat quality and biotic integ-
rity in Wisconsin streams Fisheries 1997 22 6ndash12 httpsdoiorg1015771548-8446(1997)
022lt0006IOWLUOgt20CO2
41 Miltner RJ White D Yoder C The biotic integrity of streams in urban and suburbanizing landscapes
Landsc Urban Plan 2004 69 87ndash100 httpsdoiorg101016jlandurbplan200310032
42 Cuffney TF Mcmahon G Kashuba R May JT Waite IR Responses of benthic macroinvertebrates to
urbanization in nine metropolitan areas Ecol Appl 2010 20 1384ndash1401 httpsdoiorg1011387
5340 PMID 20666256
43 Hardy SD Koontz TM Reducing nonpoint source pollution through collaboration Policies and pro-
grams across the US States Environ Manage 2008 41 301ndash310 httpsdoiorg101007s00267-
007-9038-6 PMID 17999107
44 Hoornbeek J Hansen E Ringquist E Carlson R Implementing water pollution policy in the United
States Total maximum daily loads and collaborative watershed management Soc Nat Resour 2013
26 420ndash436 httpsdoiorg101080089419202012700761
45 US Geological Survey and US Department of AgriculturendashNatural Resources Conservation Service
Watershed Boundary Dataset (WBD) In The National Hydrography Dataset (NHD) [Internet] 2010
Available httpswwwnrcsusdagovwpsportalnrcsmainnationalwaterwatershedsdataset
46 National Atlas of the United States 100-Meter Resolution Global Map Boundaries of the United States
[vector digital data] Rolla MO National Atlas of the United States 2014
47 U S Environmental Protection Agency 303(d) listed impaired waters NHDPlus indexed dataset with
program attributes [Internet] Washington DC US Environmental Protection Agency 2014 Avail-
able httpswwwepagovwaterdatawaters-geospatial-data-downloads
48 R Core Team R A language and environment for statistical computing [Internet] Vienna Austria R
Foundation for Statistical Computing 2017 Available httpswwwr-projectorg
49 Homer CG Dewitz JA Yang L Jin S Danielson P Xian G et al Completion of the 2011 National Land
Cover Database for the conterminous United States-Representing a decade of land cover change infor-
mation Photogramm Eng Remote Sensing 2015 81 345ndash354 httpsdoiorg1014358PERS815
345
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 13 14
50 Lehner B Grill G Global river hydrography and network routing Baseline data and new approaches to
study the worldrsquos large river systems Hydrol Process 2013 27 2171ndash2186 httpsdoiorg101002
hyp9740
51 USGS Gap Analysis Program Protected Areas Database of the United States (PAD-US) version 14
[vector digital data] [Internet] 2016
52 Sigman H International spillovers and water quality in rivers Do countries free ride Am Econ Rev
2002 92 1152ndash1159 httpsdoiorg10125700028280260344687
53 Lipscomb M Mobarak AM Decentralization and pollution spillovers Evidence from the re-drawing of
county borders in Brazil Rev Econ Stud 2017 84 464ndash502 httpsdoiorg101093restudrdw023
54 Cai H Chen Y Gong Q Polluting thy neighbor Unintended consequences of Chinarsquos pollution reduc-
tion mandates J Environ Econ Manage Elsevier 2016 76 86ndash104 httpsdoiorg101016jjeem
201501002
55 Darley JM Latane B Bystander intervention in emergencies Diffusion of responsibility J Pers Soc Psy-
chol 1968 8 377ndash383 httpsdoiorg101037h0025589 PMID 5645600
56 Austrom D Silverman I Diffusion of responsibility in charitable donations Basic Appl Soc Psych 1983
4 17ndash27 httpsdoiorg101207s15324834basp0401_2
57 Whyte G Diffusion of responsibility Effects on the escalation tendency J Appl Psychol 1991 76 408ndash
415 httpsdoiorg1010370021-9010763408
58 Fischhendler I Heikkila T Does Integrated Water Resources Management Support Institutional
Change The Case of Water Policy Reform in Israel Ecol Soc 2010 15 4 httpsdoiorg105751ES-
03015-150104
59 Chilima JS Blakely JAE Noble BF Patrick RJ Institutional arrangements for assessing and managing
cumulative effects on watersheds Lessons from the Grand River watershed Ontario Canada Can
Water Resour J Rev Can des ressources hydriques Taylor amp Francis 2017 42 223ndash236 httpsdoi
org1010800701178420171292151
60 Koontz TM Newig J From Planning to Implementation Top-Down and Bottom-Up Approaches for Col-
laborative Watershed Management Policy Stud J 2014 42 416ndash442 httpsdoiorg101111psj
12067
61 US Environmental Protection Agency Guidance for water quality-based decisions The TMDL pro-
cess Washington DC 1991
62 Dance S Scientists give Chesapeake Bay its highest environmental grade since 1992 The Baltimore
Sun Baltimore Maryland USA 17 May 2016 Available httpwwwbaltimoresuncomfeaturesgreen
blogbs-md-chesapeake-bay-grade-20160517-storyhtml
63 Sterner GE Bryant R Kleinman PJ Watson J Alter TR Community implementation dynamics Nutrient
management in the New York City and Chesapeake Bay Watersheds Int J Rural Law Policy 2015 1
1ndash15
64 Imperial MT Kauneckis D Moving from conflict to collaboration Watershed governance in Lake Tahoe
Nat Resour J 2003 43 1009ndash1055
65 Zilov EA Water resources and the sustainable development of humankind International cooperation in
the rational use of freshwater-lake resources Conclusions from materials of foreign studies Water
Resour 2013 40 84ndash95 httpsdoiorg101134S0097807812030116
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 14 14
violations from the United States Environmental Protection Agency (EPA) [47] The Clean
Water Actrsquos 303(d) list of impaired waterbodies provided information on impaired waters in
each state which was determined by whether the chemical physical and biological characteris-
tics of a waterbody meet state standards[47] 303(d) impairment listings were joined to each
HUC 12 catchment creating a single spatially explicit dataset comprised of impairment status
and watershed group (ie transboundary or internal) (Fig 1) Based on this compilation 358
of transboundary watersheds were listed as impaired (n = 2424) while 270 of internal
watersheds were listed as impaired (n = 14560) Though larger catchment basins may be more
representative of the larger stream networks found throughout the United States the use of
tributary-sized HUC 12 watersheds explicitly acknowledges the effects of pollution on small
streams and tributaries that may be lost if aggregated to larger-scale watersheds
Transboundary vs internal watershed impairment
Null models (bootstrapping) were developed in R v333 statistical programming language to
compare the proportion of 303(d) impaired watersheds to total watersheds for both the trans-
boundary and internal watershed groups[48] We initially calculated a baseline by determining
the proportion of watersheds classified as impaired within the full dataset of 60726 watersheds
This baseline functioned as our null model with the hypothesis that there was no difference
between the proportion of impaired transboundary and internal watersheds We then used
numerical simulations to produce an estimate and distribution of proportional impairment
for transboundary and internal watersheds which was then compared to the null model For
each iteration of these simulations we randomly sampled half of transboundary or internal
watersheds and the proportion of this sample that classified as impaired was calculated This
process was repeated for 1000 iterations for both the transboundary and internal watershed
groups and these 1000 iterations were used to calculate medians and 95 confidence intervals
of proportional impairment for each watershed type For each group if the 95 confidence
Fig 1 Impaired watersheds in the contiguous United States Impairment is based on EPArsquos 303(d) listing
Transboundary and internal watersheds are shown as impaired or unimpaired
httpsdoiorg101371journalpone0204149g001
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 4 14
interval of the proportion impaired did not overlap the value estimated by the null model then
we deemed the group as having a significantly different proportion of impaired watersheds
than expected Our use of Null models provided information about the directionality of differ-
ences (ie whether a group has a greater or lesser proportion of impaired watersheds that
would be expected) A Chi-square test was also used to corroborate that the difference in pro-
portion of impaired internal or transboundary watersheds was significant
Relationships between watershed features and impairment
To investigate the potential for geographical differences to drive watershed impairment we
compared watershed catchment area and level of human-modified land cover with EPA
impairment We chose land cover as a proxy indicator of anthropogenic impacts to water-
sheds Additional factors potentially leading to watershed impairment (ie impoundments
water abstraction point-source pollution) were not included in this study due to a lack of data
availability at a suitable scale We used the National Land Cover Database (NLCD) to measure
percentage of land modification as the aggregation of all NLCD classifications for agricultural
and developed land cover (Fig 2A)[49] Agricultural lands consisted of pasture hay and culti-
vated crops while developed lands included open space and urban development of low
medium or high density Information on upstream catchment area was sourced from the
HydroBASINS database and spatially joined to each HUC 12 watershed (Fig 2B)[50] The rela-
tionships between land modification upstream area internal-transboundary status and water-
shed impairment were tested using logistic regression models in R v333[48] We specifically
Fig 2 Physical and socio-political features assessed in this study (a) Percentage of human modified land cover for all contiguous HUC 12 watershed (b)
Catchment sizes measured as amount of upstream area for all contiguous HUC 12 watershed (c) The number of federal agencies working within each
contiguous HUC 12 watershed (d) The number of state agencies working within each contiguous HUC 12 watershed
httpsdoiorg101371journalpone0204149g002
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 5 14
investigated how upstream catchment area and level of land modification affected the likeli-
hood of impairment and if these factors differed between transboundary and internal
watersheds
To understand the relationship between impairment and sociopolitical attributes of water-
sheds we developed further tests to determine if watershed impairment correlated with a juris-
dictional count We sourced federal land management units from the Federal and Indian
Lands datasets of the United States Geological Surveyrsquos (USGS) National Map program[46]
These datasets designate the primary agency responsible for administering each federal land
unit as well as a secondary and tertiary agency of jointly-managed units (S1 Table S2 Table)
1769 of the 2783 (636) federal land units in the contiguous 48 states were listed as having
only one administering agency while 961 had two agencies and 53 had three agencies State-
owned land units and the sole agencies responsible for their management were delineated
using areas listed in the Protected Areas Database of the USGS Gap Analysis Project[51] This
dataset only assigns a single local management agency for each state-owned public land unit
Each watershed was then spatially joined with the federal and state land units producing
counts of the unique federal and state management agencies the sum of which we defined as
the lsquojurisdictional countrsquo (Fig 2C and 2D)
Once the jurisdictional count was established we tested the relationship between the juris-
dictional count and watershed impairment using logistic regressions We first tested whether
watersheds with any amount of public lands (ie ldquopublicrdquo watersheds) were more likely to be
impaired than those without any public lands (ie ldquoprivaterdquo watersheds) Next we specifically
focused on public watersheds and assessed the relationships between watershed impairment
the number of federal and state land management agencies and transboundary status
Results and discussion
We aimed to understand the characteristics that are associated with impairment across United
States watersheds Specifically we were interested in determining whether transboundary water-
sheds were more likely to be impaired than internal watersheds and if so what were the poten-
tial mechanisms driving these differences We combined null modeling and logistic regressions
to assess how geographical (upstream catchment area modified land cover) and sociopolitical
attributes (jurisdictional count) are related to a watershedrsquos likelihood of impairment We found
that transboundary watersheds were more likely to be impaired than internal watersheds (χ2(2
N = 60726) = 23283 plt 0001 Fig 3A) Although upstream catchment area and modified land
cover impacted the likelihood of watershed impairment they did not account for the differences
observed between transboundary and internal watershed impairment (Fig 3B and 3C) Instead
we found a strong relationship between the number of land-owning agencies transboundary or
internal watershed groups and impairment status (Fig 4)
Overall there were 247 more impaired transboundary watersheds than the expected pro-
portion in the null model In contrast the proportion of impaired internal watersheds was not
significantly different than what was expected in the null model (Fig 3A) While these results
provided support for our hypothesis that transboundary watersheds are proportionally more
impaired than internal watersheds they alone did not uncover any mechanisms associated
with watershed impairment Thus we further investigated how upstream catchment area and
modified land cover were affecting impairment likelihood within each watershed group We
hypothesized that transboundary watersheds would respond more severely to these attributes
due to compounding socio-political effects
Logistic regressions revealed that while impaired watersheds were associated with increased
land cover and upstream catchment area watershed transboundary status was independently
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 6 14
00
01
02
03
04
0 20 40 60 80 100
02
04
06
08
10
Modified Land
TransboundaryInternal
0 500 1000 1500 2000 2500 3000 3500
02
04
06
08
10
Upstream Area (1000km2)
TransboundaryInternal
TransboundaryInternal
Pro
porti
on o
f Wat
ersh
eds
Cur
rent
ly Im
paire
d
a)
b)
c)
Pro
porti
on o
f Wat
ersh
eds
Cur
rent
ly Im
paire
dP
ropo
rtion
of W
ater
shed
s C
urre
ntly
Impa
ired
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 7 14
associated with higher likelihood of impairment (Fig 3B and 3C) We found that for both
transboundary and internal watersheds the likelihood of impairment increased with greater
modified land cover (plt 0001) and upstream catchment area (p = 0047) We observed an
interaction between these two variables where watersheds with larger upstream area were
more likely to have high levels of modification (p = 0016) Also above upstream catchment
areas of 2000000 km2 transboundary and internal watersheds did not have significantly dif-
ferent proportions of impairment as the confidence intervals of both groups began to overlap
Importantly however these geographical attributes did not drive the observed differences in
impairment probabilities between transboundary and internal watersheds The transboundary
or internal designations of watersheds did not affect the severity of impairment from modified
land cover or upstream catchment area (p = 0866 for transboundary p = 0804 for internal)
Unpaired t-tests showed that neither upstream catchment area (p = 080) nor percentage of
modified land (p = 087) significantly differed between transboundary and internal watersheds
Our results indicated that while the geographical attributes of watersheds strongly influence
water quality they were not driving the differences between transboundary and internal water-
shed impairment
Our results did reveal significant relationships between the number of state and federal
agencies operating within a watershed and the likelihood of impairment Crucially the rela-
tionships between our jurisdictional count and likelihood of impairment varied between trans-
boundary and internal watersheds When we first compared watersheds that contained public
lands to watersheds that were entirely private we observed that watersheds containing public
lands were overall less likely to be impaired than private watersheds (plt 0001) This sug-
gested that at the broadest level (ie public versus private) watersheds that are dominated by
land belonging to non-governmental entities can be expected to have higher levels of
impairment Next within the subset of watersheds containing public land we investigated
whether the number of state and federal agencies managing land in the watershed was associ-
ated with impairment Here we found that probability of impairment was associated with an
interaction between the number of management agencies and the transboundary or internal
designation of a watershed (plt 0001) To understand this interaction we split the dataset
once more into two groups transboundary and internal watersheds For each group we ana-
lyzed the relationship between the number of state and federal agencies and the likelihood of
impairment For both internal and transboundary watersheds increases in the number of fed-
eral agencies were associated with a reduction in impairment likelihood while increases in the
number of state agencies were associated with increased impairment likelihood Although hav-
ing a higher number of state agencies was associated with a higher likelihood of impairment
for both watershed groups the negative effects of state agencies on watershed impairment
were magnified in transboundary watersheds (Fig 4) Contrastingly the positive effects of fed-
eral agencies on watershed impairment were higher in internal watersheds Overall our results
provide evidence that (1) transboundary watersheds are more likely to be impaired and (2)
jurisdictional fragmentation is associated with watershed impairment
Even though state and national borders are often arbitrarily drawn they may nonetheless
have tangible impacts on the impairment probability of water bodies For example boundaries
may incentivize polluting by externalizing the consequences of pollution to downstream
Fig 3 Factors associated with chances of watershed impairment (a) Null modeling results where transboundary
watersheds are more likely to be impaired than internal watersheds (b) Logistic regression results demonstrating that
watershed impairment increases as human land modification increases (c) Logistic regression results demonstrating
that watershed impairment increases as upstream area increases
httpsdoiorg101371journalpone0204149g003
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 8 14
jurisdictions whether they be countries states or oceans Transboundary spillover effects
have been found to occur with industrial facilities in border counties within the United States
[28] Researchers have also identified higher levels of polluting activity upstream of borders
between European nations[52] Brazilian counties[53] and Chinese provinces[54] While we
may intuitively expect higher potential for spillover effects between countries with non-over-
lapping legal and bureaucratic frameworks the above examples demonstrate that subunits of a
single country are no less immune to this phenomenon Moreover spillover effects may occur
in direct response to federal decisions In the case of China a 2001 pollution reduction man-
date issued by the central government loosened pollution enforcement and increased concen-
trations of polluting facilities just upstream of provincial borders[54] We suspect that
transboundary spillover effects may be contributing to our impairment results especially
given no significant differences in modified land cover or upstream catchment area between
transboundary and internal watersheds
The magnified effect of the jurisdictional count on impairment for transboundary water-
sheds is particularly compelling It suggests that effective water resource management may be
hindered by the presence of higher numbers of agencies and that the existence of a border or
coastline may compound this difficulty One possible explanation for this result is based on
ldquothe diffusion of responsibilityrdquo[55] This term originates from the field of sociology and refers
to the phenomenon of individuals feeling diminished responsibility for actions as group size
increases The diffusion of responsibility has been shown to inhibit individual and collective
actions across many contexts from emergency interventions[55] to charitable donations[56]
to corporate decision-making[57] In our context as more local agencies become involved in
managing a watershed the more difficult it may become for groups to implement Beneficial
Management Practices for land use and water resources While the diffusion of responsibility
may help explain the observed correlation between the number of state agencies and watershed
impairment in general the situations may be different in transboundary watersheds Agencies
upstream of the border may feel less inclined to intervene when water pollution is transported
out of their jurisdictions while agencies downstream of the border may feel diminished
responsibility if water pollution is entering from outside their jurisdictions Conversely
another possible explanation connecting impairment and the jurisdictional count may be mul-
tiple agencies establishing themselves within a watershed in order to address severe waterbody
impairment However as our results are correlative we cannot distinguish between these pos-
sibilities The opposite effects were seen when considering how the number of federal agencies
impact watershed impairment We suspect that since many federal lands are restricted-use
(eg national parks wilderness areas) they are likely to have a cumulative positive impact as
opposed to state lands that are often mixed-use and open to natural resources extraction
Fig 4 Chance of impairment for internal and transboundary watersheds based on Federal or State management
jurisdiction The presence of an arrow in the table indicates a statistically significant result The direction and size of
each arrow represents the direction (positive or negative) and relative magnitude of the management categoryrsquos effect
on chance of impairment
httpsdoiorg101371journalpone0204149g004
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 9 14
It should be noted that higher numbers of agencies could simply mean that there are lsquotoo
many seats at the tablersquo to allow for efficient decision-making at the collective level Thus the
problem may not be that each agency feels less inclined to act but rather that each agency has
its own goals and vision for addressing a given managerial concern creating gridlock within
the collective This has been identified as a challenge in multi-agency settings such as the Colo-
rado River[27] the Israeli water sector[58] and urban watersheds in Canada[59] At smaller
scales one solution may be found in overarching watershed partnerships that promote inter-
agency coordination and public participation thereby avoiding lsquosilo effectsrsquo between agencies
or stakeholder groups[145960] Regardless of the mechanisms involved our results imply
that jurisdictional fragmentation may be a strong determinant of watershed impairment
Limitations and recommendations
Though the dataset we analyzed was nationwide and comprehensive there are several potential
limitations associated with its use First the EPA dataset of 303(d) impaired waters may be suscep-
tible to interstate differences in water quality reporting Under the Clean Water Act states estab-
lish their own Total Maximum Daily Load programs so that their waterbodies may be suitable for
designated ldquobeneficial usesrdquo[61] The beneficial use of a waterbody may determine the water qual-
ity indicators that its managers are most interested in thus allowing room for subjective variation
when reporting impairment Additionally our analyses were constrained to waterbodies that
were impaired in 2017 Since we did not use time series data we were unable to assess whether
watershed impairment trends were due to legacies of land uses such as mining and grazing
Despite these limitations we believe that the breadth of the dataset and the strength of our
results highlight potential issues associated with transboundary watersheds We recommend
that future investigations incorporate nationwide datasets on point source pollutants water
abstraction and impoundments in United States waterbodies These mechanisms of watershed
impairment are not inherently connected with land modification and thus were not captured
in our analyses Such investigations may reveal the roles that transboundary spillover effects
and overexploitation have in driving the observed differences between transboundary and
internal watershed impairment Additionally time series analyses of watershed impairment
and case studies of jurisdictionally fragmented watersheds could provide historical and local
perspectives that were absent from this study
We have provided evidence that transboundary watersheds are hotspots of impairment and
that jurisdictional fragmentation is likely contributing this impairment We are not proposing
a one-size-fits-all managerial solution nor claiming that all transboundary watersheds are sub-
ject to the same stressors Rather we recommend that watershed managers should assess the
influence of jurisdictional fragmentation on a case-by-case basis Our results also highlight the
importance of considering Integrated Watershed Management policies as potential solutions
to issues of water quality in jurisdictionally fragmented watersheds Implementing boundary-
spanning frameworks for group decision-making and non-point source abatement may often
prove to be difficult Fortunately case studies such as Chesapeake Bay Watershed Agreement
[6263] watershed governance of Lake Tahoe [64] and the international management of Lake
Constance[65] can provide insight into the shared characteristics of successful watershed
management programs While much is context-dependent policies that expand public partici-
pation and streamline information sharing among agencies have been identified as crucial for
properly balancing human development and watershed protection[14] Given an ever-increas-
ing need for clean freshwater due to rising populations increased drought severity and food
insecurity it will be essential to more fully comprehend how our own socio-political land-
scapes impact the water resources we depend on
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 10 14
Supporting information
S1 Table Federal land management agencies listed in the Federal and Indian Lands data-
sets of the US Geological Surveyrsquos National Map program Table includes the total approxi-
mate area of the lands for which each agency is designated as the primary administrator
(within the contiguous 48 United States)
(DOCX)
S2 Table Broad categories of local owners of state lands as designated in the Protected
Areas Database of the United States The ldquoOther or Unknownrdquo classification primarily con-
sists of all the state lands of Minnesota Iowa and Illinois as well as various lands including
certain State Parks Resource Management Areas Conservation Areas Marine Protected
Areas Conservation Easements Public Universities
(DOCX)
Acknowledgments
The authors would like to thank Jennifer Weathered and Shaley Valentine for their input on
earlier versions of this MS
Author Contributions
Conceptualization Susan Washko Trisha B Atwood Soren Brothers Edd Hammill
Data curation Andrew Witt Jeffrey Haight
Formal analysis Andrew Witt Jeffrey Haight
Investigation Josh Epperly Susan Washko
Methodology Trisha B Atwood Janice Brahney Soren Brothers
Project administration Susan Washko Trisha B Atwood Edd Hammill
Supervision Janice Brahney Edd Hammill
Writing ndash original draft Josh Epperly Andrew Witt
Writing ndash review amp editing Josh Epperly Andrew Witt Jeffrey Haight Susan Washko Trisha
B Atwood Janice Brahney Soren Brothers Edd Hammill
References1 Dudgeon D Arthington AH Gessner MO Kawabata ZI Knowler DJ Levecircque C et al Freshwater bio-
diversity Importance threats status and conservation challenges Biol Rev Camb Philos Soc 2006
81 163ndash182 httpsdoiorg101017S1464793105006950 PMID 16336747
2 Chadwick MA Dobberfuhl DR Benke AC Alexander D Chadwick MA Dobberfuhl DR et al Urbaniza-
tion affects stream ecosystem function by altering hydrology chemistry and biotic richness Ecol Appl
2006 16 1796ndash1807 httpsdoiorg1018901051-0761(2006)016[1796UASEFB]20CO2 PMID
17069372
3 Englert D Zubrod JP Schulz R Bundschuh M Effects of municipal wastewater on aquatic ecosystem
structure and function in the receiving stream Sci Total Environ Elsevier BV 2013 454ndash455 401ndash
410 httpsdoiorg101016jscitotenv201303025 PMID 23562693
4 Wilson MA Carpenter SR Economic valuation of freshwater ecosystem services in the United States
1971ndash1997 Ecol Appl 1999 9 772ndash783 httpsdoiorg1018901051-0761(1999)009[0772EVOFES]
20CO2
5 Keeler BL Polasky S Brauman KA Johnson KA Finlay JC OrsquoNeill A et al Linking water quality and
well-being for improved assessment and valuation of ecosystem services Proc Natl Acad Sci 2012
109 18619ndash18624 httpsdoiorg101073pnas1215991109 PMID 23091018
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 11 14
6 Baron JS LeRoy Poff N Angermeier PL Dahm CN Gleick PH Hairston NG et al Meeting ecological
and societal needs for freshwater Ecol Appl 2002 12 1247ndash1260 httpsdoiorg1018901051-0761
(2002)012[1247MEASNF]20CO2
7 Environmental Protection Agency US Total maximum daily loads (TMDL) and individual water quality-
based effluent limitations [Internet] USA Government Publishing Office 2013 pp 424ndash426 Available
httpswwwgpogovfdsyspkgCFR-2013-title40-vol23pdfCFR-2013-title40-vol23-sec130-7pdf
8 Kauffman GJ What if the United States of America were based on watersheds Water Policy 2002
4 57ndash68
9 Norman ES Bakker K Transgressing scales Water governance across the Canada-US borderland
Ann Assoc Am Geogr 2009 99 99ndash117 httpsdoiorg10108000045600802317218
10 Gebregziabher G Abera DA Gebresamuel G Giordano M Langan S An Assessment of Integrated
Watershed Management in Ethiopia Colombo Sri Lanka International Water Management Institute
2016
11 Nerkar SS Pathak A Lundborg CS Tamhankar AJ Can integrated watershed management contribute
to improvement of public health A cross-sectional study from Hilly Tribal Villages in India Int J Environ
Res Public Health 2015 12 2653ndash2669 httpsdoiorg103390ijerph120302653 PMID 25734794
12 Stewart J Bennett M Integrated watershed management in the Bow River basin Alberta experiences
challenges and lessons learned Int J Water Resour Dev Routledge 2017 33 458ndash472 httpsdoi
org1010800790062720161238345
13 Blomquist W Schlager E Political pitfalls of integrated watershed management Soc Nat Resour 2005
18 101ndash117 httpsdoiorg10108008941920590894435
14 Wang G Mang S Cai H Liu S Zhang Z Wang L et al Integrated watershed management evolution
development and emerging trends J For Res Springer Berlin Heidelberg 2016 27 967ndash994 https
doiorg101007s11676-016-0293-3
15 Sharpley AN Weld JL Beegle DB Kleinman PJ a Gburek WJ Moore P a et al Development of phos-
phorus indices for nutrient management planning strategies in the United States J Soil Water Conserv
2003 58 137ndash152
16 US Environmental Protection Agency A review of statewide watershed management approaches
[Internet] 2002 Available httpswwwepagovsitesproductionfiles2015-09documentsreview-
statewide-watershed-mgmt-approachespdf
17 Seligman D Resolving interstate water conflicts A comparison of the way India and the United States
address disputes on interstate rivers [Internet] 2011 Report No IWPWPNo22011 Available http
lkyspp2nusedusgiwp
18 Allan SE Smith BW Anderson K a Impact of the Deepwater Horizon oil spill on bioavailable polycyclic
aromatic hydrocarbons in Gulf of Mexico coastal waters Env Sci Technol 2013 46 2033ndash2039
httpsdoiorg101021es202942qImpact
19 Cicin-Sain B Belfiore S Linking marine protected areas to integrated coastal and ocean management
A review of theory and practice Ocean Coast Manag 2005 48 847ndash868 httpsdoiorg101016j
ocecoaman200601001
20 Alvarez-Romero JG Pressey RL Ban NC Vance-Borland K Willer C Klein CJ et al Integrated Land-
Sea Conservation Planning The Missing Links Annu Rev Ecol Evol Syst 2011 42 381ndash409 https
doiorg101146annurev-ecolsys-102209-144702
21 Portman ME Policy Options for Coastal Protection Integrating Inland Water Management with Coastal
Management for Greater Community Resilience J Water Resour Plan Manag 2018 144 05018005
httpsdoiorg101061(ASCE)WR1943-54520000913
22 Adams WM Brockington D Dyson J Vira B Managing tragedies Understanding conflict over common
pool resources Science (80-) 2003 302 1915ndash1916 httpsdoiorg101126science1087771 PMID
14671288
23 Buckles D Cultivating peace conflict and collaboration in natural resource managment Ottawa
Ontario and Washington DC International Development Research Centre and The World Bank
1999
24 Macdonnell LJ Getches DH Hugenberg WC The law of the Colorado River Coping with severe sus-
tained drought Water Resour Bull 1995 31 825ndash836
25 Christensen NS Wood AW Voisin N Lettenmaier DP Palmer RN The effects of climate change on
the hydrology and water resources of the Colorado River basin Clim Change 2004 62 337ndash363
httpsdoiorg101023BCLIM0000013684136211f
26 Gleick PH The effects of future climatic changes on international water resources the Colorado River
the United States and Mexico Policy Sci 1988 21 23ndash39 httpsdoiorg101007BF00145120
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 12 14
27 Brower A Reedy C Yelin-Kefer J Consensus versus conservation in the upper Colorado River Basin
Recovery Implementation Program Conserv Biol 2001 15 1001ndash1007 httpsdoiorg101046j
1523-173920010150041001x
28 Helland E Whitford AB Pollution incidence and political jurisdiction evidence from the TRI J Environ
Econ Manage 2003 46 403ndash424 httpsdoiorg101016S0095-0696(03)00033-0
29 Sigman H Transboundary spillovers and decentralization of environmental policies 2004 Report No
16
30 Grey D Sadoff C Beyond the river The benefits of cooperation on international rivers Water Science
and Technology 2003 pp 91ndash96 httpsdoiorg101016S1366-7017(02)00035-1
31 Jacobson CR Identification and quantification of the hydrological impacts of imperviousness in urban
catchments A review Journal of Environmental Management 2011 pp 1438ndash1448 httpsdoiorg10
1016jjenvman201101018 PMID 21334133
32 Tickner D Parker H Moncrieff CR Oates NEM Ludi E Acreman M Managing rivers for multiple bene-
fitsndashA coherent approach to research policy and planning Front Environ Sci 2017 5 httpsdoiorg
103389fenvs201700004
33 Klein RD Urbanization and stream quailty impairment Water Resour Bull 1979 15 httpsdoiorg10
1111j1752-16881979tb01074x
34 Wu J Stewart TW Thompson JR Kolka RK Franz KJ Watershed features and stream water quality
Gaining insight through path analysis in a Midwest urban landscape USA Landsc Urban Plan 2015
143 219ndash229 httpsdoiorg101016jlandurbplan201508001
35 Allan JD Landscapes and riverscapes the influence of land use on stream ecosystems Annu Rev Ecol
Evol Syst 2004 35 257ndash284 httpsdoiorg101146annurevecolsys35120202110122
36 Agourdis CT Workman SR Warner RC Jennings GD Livestock grazing management impacts on
stream water quality A review J Am Water Resour Assoc 2005 41 591ndash606
37 Roth NE David Allan J Erickson DL Landscape influences on stream biotic integrity assessed at multi-
ple spatial scales Landsc Ecol 1996 11 141ndash156 httpsdoiorg101007BF02447513
38 Nolan BT Ruddy BC Hitt KJ Helsel DR Risk of nitrate in groundwaters of the United StatesmdashA
national perspective Environ Sci Technol 1997 31 2229ndash2236 httpsdoiorg101021es960818d
39 Paul MJ Meyer JL Streams in the urban landscape Annu Rev Ecol Syst 2001 32 333ndash365 https
doiorg101146annurevecolsys32081501114040
40 Wang L Lyons J Kanehl P Gatti R Influences of watershed land use on habitat quality and biotic integ-
rity in Wisconsin streams Fisheries 1997 22 6ndash12 httpsdoiorg1015771548-8446(1997)
022lt0006IOWLUOgt20CO2
41 Miltner RJ White D Yoder C The biotic integrity of streams in urban and suburbanizing landscapes
Landsc Urban Plan 2004 69 87ndash100 httpsdoiorg101016jlandurbplan200310032
42 Cuffney TF Mcmahon G Kashuba R May JT Waite IR Responses of benthic macroinvertebrates to
urbanization in nine metropolitan areas Ecol Appl 2010 20 1384ndash1401 httpsdoiorg1011387
5340 PMID 20666256
43 Hardy SD Koontz TM Reducing nonpoint source pollution through collaboration Policies and pro-
grams across the US States Environ Manage 2008 41 301ndash310 httpsdoiorg101007s00267-
007-9038-6 PMID 17999107
44 Hoornbeek J Hansen E Ringquist E Carlson R Implementing water pollution policy in the United
States Total maximum daily loads and collaborative watershed management Soc Nat Resour 2013
26 420ndash436 httpsdoiorg101080089419202012700761
45 US Geological Survey and US Department of AgriculturendashNatural Resources Conservation Service
Watershed Boundary Dataset (WBD) In The National Hydrography Dataset (NHD) [Internet] 2010
Available httpswwwnrcsusdagovwpsportalnrcsmainnationalwaterwatershedsdataset
46 National Atlas of the United States 100-Meter Resolution Global Map Boundaries of the United States
[vector digital data] Rolla MO National Atlas of the United States 2014
47 U S Environmental Protection Agency 303(d) listed impaired waters NHDPlus indexed dataset with
program attributes [Internet] Washington DC US Environmental Protection Agency 2014 Avail-
able httpswwwepagovwaterdatawaters-geospatial-data-downloads
48 R Core Team R A language and environment for statistical computing [Internet] Vienna Austria R
Foundation for Statistical Computing 2017 Available httpswwwr-projectorg
49 Homer CG Dewitz JA Yang L Jin S Danielson P Xian G et al Completion of the 2011 National Land
Cover Database for the conterminous United States-Representing a decade of land cover change infor-
mation Photogramm Eng Remote Sensing 2015 81 345ndash354 httpsdoiorg1014358PERS815
345
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 13 14
50 Lehner B Grill G Global river hydrography and network routing Baseline data and new approaches to
study the worldrsquos large river systems Hydrol Process 2013 27 2171ndash2186 httpsdoiorg101002
hyp9740
51 USGS Gap Analysis Program Protected Areas Database of the United States (PAD-US) version 14
[vector digital data] [Internet] 2016
52 Sigman H International spillovers and water quality in rivers Do countries free ride Am Econ Rev
2002 92 1152ndash1159 httpsdoiorg10125700028280260344687
53 Lipscomb M Mobarak AM Decentralization and pollution spillovers Evidence from the re-drawing of
county borders in Brazil Rev Econ Stud 2017 84 464ndash502 httpsdoiorg101093restudrdw023
54 Cai H Chen Y Gong Q Polluting thy neighbor Unintended consequences of Chinarsquos pollution reduc-
tion mandates J Environ Econ Manage Elsevier 2016 76 86ndash104 httpsdoiorg101016jjeem
201501002
55 Darley JM Latane B Bystander intervention in emergencies Diffusion of responsibility J Pers Soc Psy-
chol 1968 8 377ndash383 httpsdoiorg101037h0025589 PMID 5645600
56 Austrom D Silverman I Diffusion of responsibility in charitable donations Basic Appl Soc Psych 1983
4 17ndash27 httpsdoiorg101207s15324834basp0401_2
57 Whyte G Diffusion of responsibility Effects on the escalation tendency J Appl Psychol 1991 76 408ndash
415 httpsdoiorg1010370021-9010763408
58 Fischhendler I Heikkila T Does Integrated Water Resources Management Support Institutional
Change The Case of Water Policy Reform in Israel Ecol Soc 2010 15 4 httpsdoiorg105751ES-
03015-150104
59 Chilima JS Blakely JAE Noble BF Patrick RJ Institutional arrangements for assessing and managing
cumulative effects on watersheds Lessons from the Grand River watershed Ontario Canada Can
Water Resour J Rev Can des ressources hydriques Taylor amp Francis 2017 42 223ndash236 httpsdoi
org1010800701178420171292151
60 Koontz TM Newig J From Planning to Implementation Top-Down and Bottom-Up Approaches for Col-
laborative Watershed Management Policy Stud J 2014 42 416ndash442 httpsdoiorg101111psj
12067
61 US Environmental Protection Agency Guidance for water quality-based decisions The TMDL pro-
cess Washington DC 1991
62 Dance S Scientists give Chesapeake Bay its highest environmental grade since 1992 The Baltimore
Sun Baltimore Maryland USA 17 May 2016 Available httpwwwbaltimoresuncomfeaturesgreen
blogbs-md-chesapeake-bay-grade-20160517-storyhtml
63 Sterner GE Bryant R Kleinman PJ Watson J Alter TR Community implementation dynamics Nutrient
management in the New York City and Chesapeake Bay Watersheds Int J Rural Law Policy 2015 1
1ndash15
64 Imperial MT Kauneckis D Moving from conflict to collaboration Watershed governance in Lake Tahoe
Nat Resour J 2003 43 1009ndash1055
65 Zilov EA Water resources and the sustainable development of humankind International cooperation in
the rational use of freshwater-lake resources Conclusions from materials of foreign studies Water
Resour 2013 40 84ndash95 httpsdoiorg101134S0097807812030116
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 14 14
interval of the proportion impaired did not overlap the value estimated by the null model then
we deemed the group as having a significantly different proportion of impaired watersheds
than expected Our use of Null models provided information about the directionality of differ-
ences (ie whether a group has a greater or lesser proportion of impaired watersheds that
would be expected) A Chi-square test was also used to corroborate that the difference in pro-
portion of impaired internal or transboundary watersheds was significant
Relationships between watershed features and impairment
To investigate the potential for geographical differences to drive watershed impairment we
compared watershed catchment area and level of human-modified land cover with EPA
impairment We chose land cover as a proxy indicator of anthropogenic impacts to water-
sheds Additional factors potentially leading to watershed impairment (ie impoundments
water abstraction point-source pollution) were not included in this study due to a lack of data
availability at a suitable scale We used the National Land Cover Database (NLCD) to measure
percentage of land modification as the aggregation of all NLCD classifications for agricultural
and developed land cover (Fig 2A)[49] Agricultural lands consisted of pasture hay and culti-
vated crops while developed lands included open space and urban development of low
medium or high density Information on upstream catchment area was sourced from the
HydroBASINS database and spatially joined to each HUC 12 watershed (Fig 2B)[50] The rela-
tionships between land modification upstream area internal-transboundary status and water-
shed impairment were tested using logistic regression models in R v333[48] We specifically
Fig 2 Physical and socio-political features assessed in this study (a) Percentage of human modified land cover for all contiguous HUC 12 watershed (b)
Catchment sizes measured as amount of upstream area for all contiguous HUC 12 watershed (c) The number of federal agencies working within each
contiguous HUC 12 watershed (d) The number of state agencies working within each contiguous HUC 12 watershed
httpsdoiorg101371journalpone0204149g002
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 5 14
investigated how upstream catchment area and level of land modification affected the likeli-
hood of impairment and if these factors differed between transboundary and internal
watersheds
To understand the relationship between impairment and sociopolitical attributes of water-
sheds we developed further tests to determine if watershed impairment correlated with a juris-
dictional count We sourced federal land management units from the Federal and Indian
Lands datasets of the United States Geological Surveyrsquos (USGS) National Map program[46]
These datasets designate the primary agency responsible for administering each federal land
unit as well as a secondary and tertiary agency of jointly-managed units (S1 Table S2 Table)
1769 of the 2783 (636) federal land units in the contiguous 48 states were listed as having
only one administering agency while 961 had two agencies and 53 had three agencies State-
owned land units and the sole agencies responsible for their management were delineated
using areas listed in the Protected Areas Database of the USGS Gap Analysis Project[51] This
dataset only assigns a single local management agency for each state-owned public land unit
Each watershed was then spatially joined with the federal and state land units producing
counts of the unique federal and state management agencies the sum of which we defined as
the lsquojurisdictional countrsquo (Fig 2C and 2D)
Once the jurisdictional count was established we tested the relationship between the juris-
dictional count and watershed impairment using logistic regressions We first tested whether
watersheds with any amount of public lands (ie ldquopublicrdquo watersheds) were more likely to be
impaired than those without any public lands (ie ldquoprivaterdquo watersheds) Next we specifically
focused on public watersheds and assessed the relationships between watershed impairment
the number of federal and state land management agencies and transboundary status
Results and discussion
We aimed to understand the characteristics that are associated with impairment across United
States watersheds Specifically we were interested in determining whether transboundary water-
sheds were more likely to be impaired than internal watersheds and if so what were the poten-
tial mechanisms driving these differences We combined null modeling and logistic regressions
to assess how geographical (upstream catchment area modified land cover) and sociopolitical
attributes (jurisdictional count) are related to a watershedrsquos likelihood of impairment We found
that transboundary watersheds were more likely to be impaired than internal watersheds (χ2(2
N = 60726) = 23283 plt 0001 Fig 3A) Although upstream catchment area and modified land
cover impacted the likelihood of watershed impairment they did not account for the differences
observed between transboundary and internal watershed impairment (Fig 3B and 3C) Instead
we found a strong relationship between the number of land-owning agencies transboundary or
internal watershed groups and impairment status (Fig 4)
Overall there were 247 more impaired transboundary watersheds than the expected pro-
portion in the null model In contrast the proportion of impaired internal watersheds was not
significantly different than what was expected in the null model (Fig 3A) While these results
provided support for our hypothesis that transboundary watersheds are proportionally more
impaired than internal watersheds they alone did not uncover any mechanisms associated
with watershed impairment Thus we further investigated how upstream catchment area and
modified land cover were affecting impairment likelihood within each watershed group We
hypothesized that transboundary watersheds would respond more severely to these attributes
due to compounding socio-political effects
Logistic regressions revealed that while impaired watersheds were associated with increased
land cover and upstream catchment area watershed transboundary status was independently
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 6 14
00
01
02
03
04
0 20 40 60 80 100
02
04
06
08
10
Modified Land
TransboundaryInternal
0 500 1000 1500 2000 2500 3000 3500
02
04
06
08
10
Upstream Area (1000km2)
TransboundaryInternal
TransboundaryInternal
Pro
porti
on o
f Wat
ersh
eds
Cur
rent
ly Im
paire
d
a)
b)
c)
Pro
porti
on o
f Wat
ersh
eds
Cur
rent
ly Im
paire
dP
ropo
rtion
of W
ater
shed
s C
urre
ntly
Impa
ired
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 7 14
associated with higher likelihood of impairment (Fig 3B and 3C) We found that for both
transboundary and internal watersheds the likelihood of impairment increased with greater
modified land cover (plt 0001) and upstream catchment area (p = 0047) We observed an
interaction between these two variables where watersheds with larger upstream area were
more likely to have high levels of modification (p = 0016) Also above upstream catchment
areas of 2000000 km2 transboundary and internal watersheds did not have significantly dif-
ferent proportions of impairment as the confidence intervals of both groups began to overlap
Importantly however these geographical attributes did not drive the observed differences in
impairment probabilities between transboundary and internal watersheds The transboundary
or internal designations of watersheds did not affect the severity of impairment from modified
land cover or upstream catchment area (p = 0866 for transboundary p = 0804 for internal)
Unpaired t-tests showed that neither upstream catchment area (p = 080) nor percentage of
modified land (p = 087) significantly differed between transboundary and internal watersheds
Our results indicated that while the geographical attributes of watersheds strongly influence
water quality they were not driving the differences between transboundary and internal water-
shed impairment
Our results did reveal significant relationships between the number of state and federal
agencies operating within a watershed and the likelihood of impairment Crucially the rela-
tionships between our jurisdictional count and likelihood of impairment varied between trans-
boundary and internal watersheds When we first compared watersheds that contained public
lands to watersheds that were entirely private we observed that watersheds containing public
lands were overall less likely to be impaired than private watersheds (plt 0001) This sug-
gested that at the broadest level (ie public versus private) watersheds that are dominated by
land belonging to non-governmental entities can be expected to have higher levels of
impairment Next within the subset of watersheds containing public land we investigated
whether the number of state and federal agencies managing land in the watershed was associ-
ated with impairment Here we found that probability of impairment was associated with an
interaction between the number of management agencies and the transboundary or internal
designation of a watershed (plt 0001) To understand this interaction we split the dataset
once more into two groups transboundary and internal watersheds For each group we ana-
lyzed the relationship between the number of state and federal agencies and the likelihood of
impairment For both internal and transboundary watersheds increases in the number of fed-
eral agencies were associated with a reduction in impairment likelihood while increases in the
number of state agencies were associated with increased impairment likelihood Although hav-
ing a higher number of state agencies was associated with a higher likelihood of impairment
for both watershed groups the negative effects of state agencies on watershed impairment
were magnified in transboundary watersheds (Fig 4) Contrastingly the positive effects of fed-
eral agencies on watershed impairment were higher in internal watersheds Overall our results
provide evidence that (1) transboundary watersheds are more likely to be impaired and (2)
jurisdictional fragmentation is associated with watershed impairment
Even though state and national borders are often arbitrarily drawn they may nonetheless
have tangible impacts on the impairment probability of water bodies For example boundaries
may incentivize polluting by externalizing the consequences of pollution to downstream
Fig 3 Factors associated with chances of watershed impairment (a) Null modeling results where transboundary
watersheds are more likely to be impaired than internal watersheds (b) Logistic regression results demonstrating that
watershed impairment increases as human land modification increases (c) Logistic regression results demonstrating
that watershed impairment increases as upstream area increases
httpsdoiorg101371journalpone0204149g003
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 8 14
jurisdictions whether they be countries states or oceans Transboundary spillover effects
have been found to occur with industrial facilities in border counties within the United States
[28] Researchers have also identified higher levels of polluting activity upstream of borders
between European nations[52] Brazilian counties[53] and Chinese provinces[54] While we
may intuitively expect higher potential for spillover effects between countries with non-over-
lapping legal and bureaucratic frameworks the above examples demonstrate that subunits of a
single country are no less immune to this phenomenon Moreover spillover effects may occur
in direct response to federal decisions In the case of China a 2001 pollution reduction man-
date issued by the central government loosened pollution enforcement and increased concen-
trations of polluting facilities just upstream of provincial borders[54] We suspect that
transboundary spillover effects may be contributing to our impairment results especially
given no significant differences in modified land cover or upstream catchment area between
transboundary and internal watersheds
The magnified effect of the jurisdictional count on impairment for transboundary water-
sheds is particularly compelling It suggests that effective water resource management may be
hindered by the presence of higher numbers of agencies and that the existence of a border or
coastline may compound this difficulty One possible explanation for this result is based on
ldquothe diffusion of responsibilityrdquo[55] This term originates from the field of sociology and refers
to the phenomenon of individuals feeling diminished responsibility for actions as group size
increases The diffusion of responsibility has been shown to inhibit individual and collective
actions across many contexts from emergency interventions[55] to charitable donations[56]
to corporate decision-making[57] In our context as more local agencies become involved in
managing a watershed the more difficult it may become for groups to implement Beneficial
Management Practices for land use and water resources While the diffusion of responsibility
may help explain the observed correlation between the number of state agencies and watershed
impairment in general the situations may be different in transboundary watersheds Agencies
upstream of the border may feel less inclined to intervene when water pollution is transported
out of their jurisdictions while agencies downstream of the border may feel diminished
responsibility if water pollution is entering from outside their jurisdictions Conversely
another possible explanation connecting impairment and the jurisdictional count may be mul-
tiple agencies establishing themselves within a watershed in order to address severe waterbody
impairment However as our results are correlative we cannot distinguish between these pos-
sibilities The opposite effects were seen when considering how the number of federal agencies
impact watershed impairment We suspect that since many federal lands are restricted-use
(eg national parks wilderness areas) they are likely to have a cumulative positive impact as
opposed to state lands that are often mixed-use and open to natural resources extraction
Fig 4 Chance of impairment for internal and transboundary watersheds based on Federal or State management
jurisdiction The presence of an arrow in the table indicates a statistically significant result The direction and size of
each arrow represents the direction (positive or negative) and relative magnitude of the management categoryrsquos effect
on chance of impairment
httpsdoiorg101371journalpone0204149g004
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 9 14
It should be noted that higher numbers of agencies could simply mean that there are lsquotoo
many seats at the tablersquo to allow for efficient decision-making at the collective level Thus the
problem may not be that each agency feels less inclined to act but rather that each agency has
its own goals and vision for addressing a given managerial concern creating gridlock within
the collective This has been identified as a challenge in multi-agency settings such as the Colo-
rado River[27] the Israeli water sector[58] and urban watersheds in Canada[59] At smaller
scales one solution may be found in overarching watershed partnerships that promote inter-
agency coordination and public participation thereby avoiding lsquosilo effectsrsquo between agencies
or stakeholder groups[145960] Regardless of the mechanisms involved our results imply
that jurisdictional fragmentation may be a strong determinant of watershed impairment
Limitations and recommendations
Though the dataset we analyzed was nationwide and comprehensive there are several potential
limitations associated with its use First the EPA dataset of 303(d) impaired waters may be suscep-
tible to interstate differences in water quality reporting Under the Clean Water Act states estab-
lish their own Total Maximum Daily Load programs so that their waterbodies may be suitable for
designated ldquobeneficial usesrdquo[61] The beneficial use of a waterbody may determine the water qual-
ity indicators that its managers are most interested in thus allowing room for subjective variation
when reporting impairment Additionally our analyses were constrained to waterbodies that
were impaired in 2017 Since we did not use time series data we were unable to assess whether
watershed impairment trends were due to legacies of land uses such as mining and grazing
Despite these limitations we believe that the breadth of the dataset and the strength of our
results highlight potential issues associated with transboundary watersheds We recommend
that future investigations incorporate nationwide datasets on point source pollutants water
abstraction and impoundments in United States waterbodies These mechanisms of watershed
impairment are not inherently connected with land modification and thus were not captured
in our analyses Such investigations may reveal the roles that transboundary spillover effects
and overexploitation have in driving the observed differences between transboundary and
internal watershed impairment Additionally time series analyses of watershed impairment
and case studies of jurisdictionally fragmented watersheds could provide historical and local
perspectives that were absent from this study
We have provided evidence that transboundary watersheds are hotspots of impairment and
that jurisdictional fragmentation is likely contributing this impairment We are not proposing
a one-size-fits-all managerial solution nor claiming that all transboundary watersheds are sub-
ject to the same stressors Rather we recommend that watershed managers should assess the
influence of jurisdictional fragmentation on a case-by-case basis Our results also highlight the
importance of considering Integrated Watershed Management policies as potential solutions
to issues of water quality in jurisdictionally fragmented watersheds Implementing boundary-
spanning frameworks for group decision-making and non-point source abatement may often
prove to be difficult Fortunately case studies such as Chesapeake Bay Watershed Agreement
[6263] watershed governance of Lake Tahoe [64] and the international management of Lake
Constance[65] can provide insight into the shared characteristics of successful watershed
management programs While much is context-dependent policies that expand public partici-
pation and streamline information sharing among agencies have been identified as crucial for
properly balancing human development and watershed protection[14] Given an ever-increas-
ing need for clean freshwater due to rising populations increased drought severity and food
insecurity it will be essential to more fully comprehend how our own socio-political land-
scapes impact the water resources we depend on
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 10 14
Supporting information
S1 Table Federal land management agencies listed in the Federal and Indian Lands data-
sets of the US Geological Surveyrsquos National Map program Table includes the total approxi-
mate area of the lands for which each agency is designated as the primary administrator
(within the contiguous 48 United States)
(DOCX)
S2 Table Broad categories of local owners of state lands as designated in the Protected
Areas Database of the United States The ldquoOther or Unknownrdquo classification primarily con-
sists of all the state lands of Minnesota Iowa and Illinois as well as various lands including
certain State Parks Resource Management Areas Conservation Areas Marine Protected
Areas Conservation Easements Public Universities
(DOCX)
Acknowledgments
The authors would like to thank Jennifer Weathered and Shaley Valentine for their input on
earlier versions of this MS
Author Contributions
Conceptualization Susan Washko Trisha B Atwood Soren Brothers Edd Hammill
Data curation Andrew Witt Jeffrey Haight
Formal analysis Andrew Witt Jeffrey Haight
Investigation Josh Epperly Susan Washko
Methodology Trisha B Atwood Janice Brahney Soren Brothers
Project administration Susan Washko Trisha B Atwood Edd Hammill
Supervision Janice Brahney Edd Hammill
Writing ndash original draft Josh Epperly Andrew Witt
Writing ndash review amp editing Josh Epperly Andrew Witt Jeffrey Haight Susan Washko Trisha
B Atwood Janice Brahney Soren Brothers Edd Hammill
References1 Dudgeon D Arthington AH Gessner MO Kawabata ZI Knowler DJ Levecircque C et al Freshwater bio-
diversity Importance threats status and conservation challenges Biol Rev Camb Philos Soc 2006
81 163ndash182 httpsdoiorg101017S1464793105006950 PMID 16336747
2 Chadwick MA Dobberfuhl DR Benke AC Alexander D Chadwick MA Dobberfuhl DR et al Urbaniza-
tion affects stream ecosystem function by altering hydrology chemistry and biotic richness Ecol Appl
2006 16 1796ndash1807 httpsdoiorg1018901051-0761(2006)016[1796UASEFB]20CO2 PMID
17069372
3 Englert D Zubrod JP Schulz R Bundschuh M Effects of municipal wastewater on aquatic ecosystem
structure and function in the receiving stream Sci Total Environ Elsevier BV 2013 454ndash455 401ndash
410 httpsdoiorg101016jscitotenv201303025 PMID 23562693
4 Wilson MA Carpenter SR Economic valuation of freshwater ecosystem services in the United States
1971ndash1997 Ecol Appl 1999 9 772ndash783 httpsdoiorg1018901051-0761(1999)009[0772EVOFES]
20CO2
5 Keeler BL Polasky S Brauman KA Johnson KA Finlay JC OrsquoNeill A et al Linking water quality and
well-being for improved assessment and valuation of ecosystem services Proc Natl Acad Sci 2012
109 18619ndash18624 httpsdoiorg101073pnas1215991109 PMID 23091018
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 11 14
6 Baron JS LeRoy Poff N Angermeier PL Dahm CN Gleick PH Hairston NG et al Meeting ecological
and societal needs for freshwater Ecol Appl 2002 12 1247ndash1260 httpsdoiorg1018901051-0761
(2002)012[1247MEASNF]20CO2
7 Environmental Protection Agency US Total maximum daily loads (TMDL) and individual water quality-
based effluent limitations [Internet] USA Government Publishing Office 2013 pp 424ndash426 Available
httpswwwgpogovfdsyspkgCFR-2013-title40-vol23pdfCFR-2013-title40-vol23-sec130-7pdf
8 Kauffman GJ What if the United States of America were based on watersheds Water Policy 2002
4 57ndash68
9 Norman ES Bakker K Transgressing scales Water governance across the Canada-US borderland
Ann Assoc Am Geogr 2009 99 99ndash117 httpsdoiorg10108000045600802317218
10 Gebregziabher G Abera DA Gebresamuel G Giordano M Langan S An Assessment of Integrated
Watershed Management in Ethiopia Colombo Sri Lanka International Water Management Institute
2016
11 Nerkar SS Pathak A Lundborg CS Tamhankar AJ Can integrated watershed management contribute
to improvement of public health A cross-sectional study from Hilly Tribal Villages in India Int J Environ
Res Public Health 2015 12 2653ndash2669 httpsdoiorg103390ijerph120302653 PMID 25734794
12 Stewart J Bennett M Integrated watershed management in the Bow River basin Alberta experiences
challenges and lessons learned Int J Water Resour Dev Routledge 2017 33 458ndash472 httpsdoi
org1010800790062720161238345
13 Blomquist W Schlager E Political pitfalls of integrated watershed management Soc Nat Resour 2005
18 101ndash117 httpsdoiorg10108008941920590894435
14 Wang G Mang S Cai H Liu S Zhang Z Wang L et al Integrated watershed management evolution
development and emerging trends J For Res Springer Berlin Heidelberg 2016 27 967ndash994 https
doiorg101007s11676-016-0293-3
15 Sharpley AN Weld JL Beegle DB Kleinman PJ a Gburek WJ Moore P a et al Development of phos-
phorus indices for nutrient management planning strategies in the United States J Soil Water Conserv
2003 58 137ndash152
16 US Environmental Protection Agency A review of statewide watershed management approaches
[Internet] 2002 Available httpswwwepagovsitesproductionfiles2015-09documentsreview-
statewide-watershed-mgmt-approachespdf
17 Seligman D Resolving interstate water conflicts A comparison of the way India and the United States
address disputes on interstate rivers [Internet] 2011 Report No IWPWPNo22011 Available http
lkyspp2nusedusgiwp
18 Allan SE Smith BW Anderson K a Impact of the Deepwater Horizon oil spill on bioavailable polycyclic
aromatic hydrocarbons in Gulf of Mexico coastal waters Env Sci Technol 2013 46 2033ndash2039
httpsdoiorg101021es202942qImpact
19 Cicin-Sain B Belfiore S Linking marine protected areas to integrated coastal and ocean management
A review of theory and practice Ocean Coast Manag 2005 48 847ndash868 httpsdoiorg101016j
ocecoaman200601001
20 Alvarez-Romero JG Pressey RL Ban NC Vance-Borland K Willer C Klein CJ et al Integrated Land-
Sea Conservation Planning The Missing Links Annu Rev Ecol Evol Syst 2011 42 381ndash409 https
doiorg101146annurev-ecolsys-102209-144702
21 Portman ME Policy Options for Coastal Protection Integrating Inland Water Management with Coastal
Management for Greater Community Resilience J Water Resour Plan Manag 2018 144 05018005
httpsdoiorg101061(ASCE)WR1943-54520000913
22 Adams WM Brockington D Dyson J Vira B Managing tragedies Understanding conflict over common
pool resources Science (80-) 2003 302 1915ndash1916 httpsdoiorg101126science1087771 PMID
14671288
23 Buckles D Cultivating peace conflict and collaboration in natural resource managment Ottawa
Ontario and Washington DC International Development Research Centre and The World Bank
1999
24 Macdonnell LJ Getches DH Hugenberg WC The law of the Colorado River Coping with severe sus-
tained drought Water Resour Bull 1995 31 825ndash836
25 Christensen NS Wood AW Voisin N Lettenmaier DP Palmer RN The effects of climate change on
the hydrology and water resources of the Colorado River basin Clim Change 2004 62 337ndash363
httpsdoiorg101023BCLIM0000013684136211f
26 Gleick PH The effects of future climatic changes on international water resources the Colorado River
the United States and Mexico Policy Sci 1988 21 23ndash39 httpsdoiorg101007BF00145120
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 12 14
27 Brower A Reedy C Yelin-Kefer J Consensus versus conservation in the upper Colorado River Basin
Recovery Implementation Program Conserv Biol 2001 15 1001ndash1007 httpsdoiorg101046j
1523-173920010150041001x
28 Helland E Whitford AB Pollution incidence and political jurisdiction evidence from the TRI J Environ
Econ Manage 2003 46 403ndash424 httpsdoiorg101016S0095-0696(03)00033-0
29 Sigman H Transboundary spillovers and decentralization of environmental policies 2004 Report No
16
30 Grey D Sadoff C Beyond the river The benefits of cooperation on international rivers Water Science
and Technology 2003 pp 91ndash96 httpsdoiorg101016S1366-7017(02)00035-1
31 Jacobson CR Identification and quantification of the hydrological impacts of imperviousness in urban
catchments A review Journal of Environmental Management 2011 pp 1438ndash1448 httpsdoiorg10
1016jjenvman201101018 PMID 21334133
32 Tickner D Parker H Moncrieff CR Oates NEM Ludi E Acreman M Managing rivers for multiple bene-
fitsndashA coherent approach to research policy and planning Front Environ Sci 2017 5 httpsdoiorg
103389fenvs201700004
33 Klein RD Urbanization and stream quailty impairment Water Resour Bull 1979 15 httpsdoiorg10
1111j1752-16881979tb01074x
34 Wu J Stewart TW Thompson JR Kolka RK Franz KJ Watershed features and stream water quality
Gaining insight through path analysis in a Midwest urban landscape USA Landsc Urban Plan 2015
143 219ndash229 httpsdoiorg101016jlandurbplan201508001
35 Allan JD Landscapes and riverscapes the influence of land use on stream ecosystems Annu Rev Ecol
Evol Syst 2004 35 257ndash284 httpsdoiorg101146annurevecolsys35120202110122
36 Agourdis CT Workman SR Warner RC Jennings GD Livestock grazing management impacts on
stream water quality A review J Am Water Resour Assoc 2005 41 591ndash606
37 Roth NE David Allan J Erickson DL Landscape influences on stream biotic integrity assessed at multi-
ple spatial scales Landsc Ecol 1996 11 141ndash156 httpsdoiorg101007BF02447513
38 Nolan BT Ruddy BC Hitt KJ Helsel DR Risk of nitrate in groundwaters of the United StatesmdashA
national perspective Environ Sci Technol 1997 31 2229ndash2236 httpsdoiorg101021es960818d
39 Paul MJ Meyer JL Streams in the urban landscape Annu Rev Ecol Syst 2001 32 333ndash365 https
doiorg101146annurevecolsys32081501114040
40 Wang L Lyons J Kanehl P Gatti R Influences of watershed land use on habitat quality and biotic integ-
rity in Wisconsin streams Fisheries 1997 22 6ndash12 httpsdoiorg1015771548-8446(1997)
022lt0006IOWLUOgt20CO2
41 Miltner RJ White D Yoder C The biotic integrity of streams in urban and suburbanizing landscapes
Landsc Urban Plan 2004 69 87ndash100 httpsdoiorg101016jlandurbplan200310032
42 Cuffney TF Mcmahon G Kashuba R May JT Waite IR Responses of benthic macroinvertebrates to
urbanization in nine metropolitan areas Ecol Appl 2010 20 1384ndash1401 httpsdoiorg1011387
5340 PMID 20666256
43 Hardy SD Koontz TM Reducing nonpoint source pollution through collaboration Policies and pro-
grams across the US States Environ Manage 2008 41 301ndash310 httpsdoiorg101007s00267-
007-9038-6 PMID 17999107
44 Hoornbeek J Hansen E Ringquist E Carlson R Implementing water pollution policy in the United
States Total maximum daily loads and collaborative watershed management Soc Nat Resour 2013
26 420ndash436 httpsdoiorg101080089419202012700761
45 US Geological Survey and US Department of AgriculturendashNatural Resources Conservation Service
Watershed Boundary Dataset (WBD) In The National Hydrography Dataset (NHD) [Internet] 2010
Available httpswwwnrcsusdagovwpsportalnrcsmainnationalwaterwatershedsdataset
46 National Atlas of the United States 100-Meter Resolution Global Map Boundaries of the United States
[vector digital data] Rolla MO National Atlas of the United States 2014
47 U S Environmental Protection Agency 303(d) listed impaired waters NHDPlus indexed dataset with
program attributes [Internet] Washington DC US Environmental Protection Agency 2014 Avail-
able httpswwwepagovwaterdatawaters-geospatial-data-downloads
48 R Core Team R A language and environment for statistical computing [Internet] Vienna Austria R
Foundation for Statistical Computing 2017 Available httpswwwr-projectorg
49 Homer CG Dewitz JA Yang L Jin S Danielson P Xian G et al Completion of the 2011 National Land
Cover Database for the conterminous United States-Representing a decade of land cover change infor-
mation Photogramm Eng Remote Sensing 2015 81 345ndash354 httpsdoiorg1014358PERS815
345
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 13 14
50 Lehner B Grill G Global river hydrography and network routing Baseline data and new approaches to
study the worldrsquos large river systems Hydrol Process 2013 27 2171ndash2186 httpsdoiorg101002
hyp9740
51 USGS Gap Analysis Program Protected Areas Database of the United States (PAD-US) version 14
[vector digital data] [Internet] 2016
52 Sigman H International spillovers and water quality in rivers Do countries free ride Am Econ Rev
2002 92 1152ndash1159 httpsdoiorg10125700028280260344687
53 Lipscomb M Mobarak AM Decentralization and pollution spillovers Evidence from the re-drawing of
county borders in Brazil Rev Econ Stud 2017 84 464ndash502 httpsdoiorg101093restudrdw023
54 Cai H Chen Y Gong Q Polluting thy neighbor Unintended consequences of Chinarsquos pollution reduc-
tion mandates J Environ Econ Manage Elsevier 2016 76 86ndash104 httpsdoiorg101016jjeem
201501002
55 Darley JM Latane B Bystander intervention in emergencies Diffusion of responsibility J Pers Soc Psy-
chol 1968 8 377ndash383 httpsdoiorg101037h0025589 PMID 5645600
56 Austrom D Silverman I Diffusion of responsibility in charitable donations Basic Appl Soc Psych 1983
4 17ndash27 httpsdoiorg101207s15324834basp0401_2
57 Whyte G Diffusion of responsibility Effects on the escalation tendency J Appl Psychol 1991 76 408ndash
415 httpsdoiorg1010370021-9010763408
58 Fischhendler I Heikkila T Does Integrated Water Resources Management Support Institutional
Change The Case of Water Policy Reform in Israel Ecol Soc 2010 15 4 httpsdoiorg105751ES-
03015-150104
59 Chilima JS Blakely JAE Noble BF Patrick RJ Institutional arrangements for assessing and managing
cumulative effects on watersheds Lessons from the Grand River watershed Ontario Canada Can
Water Resour J Rev Can des ressources hydriques Taylor amp Francis 2017 42 223ndash236 httpsdoi
org1010800701178420171292151
60 Koontz TM Newig J From Planning to Implementation Top-Down and Bottom-Up Approaches for Col-
laborative Watershed Management Policy Stud J 2014 42 416ndash442 httpsdoiorg101111psj
12067
61 US Environmental Protection Agency Guidance for water quality-based decisions The TMDL pro-
cess Washington DC 1991
62 Dance S Scientists give Chesapeake Bay its highest environmental grade since 1992 The Baltimore
Sun Baltimore Maryland USA 17 May 2016 Available httpwwwbaltimoresuncomfeaturesgreen
blogbs-md-chesapeake-bay-grade-20160517-storyhtml
63 Sterner GE Bryant R Kleinman PJ Watson J Alter TR Community implementation dynamics Nutrient
management in the New York City and Chesapeake Bay Watersheds Int J Rural Law Policy 2015 1
1ndash15
64 Imperial MT Kauneckis D Moving from conflict to collaboration Watershed governance in Lake Tahoe
Nat Resour J 2003 43 1009ndash1055
65 Zilov EA Water resources and the sustainable development of humankind International cooperation in
the rational use of freshwater-lake resources Conclusions from materials of foreign studies Water
Resour 2013 40 84ndash95 httpsdoiorg101134S0097807812030116
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 14 14
investigated how upstream catchment area and level of land modification affected the likeli-
hood of impairment and if these factors differed between transboundary and internal
watersheds
To understand the relationship between impairment and sociopolitical attributes of water-
sheds we developed further tests to determine if watershed impairment correlated with a juris-
dictional count We sourced federal land management units from the Federal and Indian
Lands datasets of the United States Geological Surveyrsquos (USGS) National Map program[46]
These datasets designate the primary agency responsible for administering each federal land
unit as well as a secondary and tertiary agency of jointly-managed units (S1 Table S2 Table)
1769 of the 2783 (636) federal land units in the contiguous 48 states were listed as having
only one administering agency while 961 had two agencies and 53 had three agencies State-
owned land units and the sole agencies responsible for their management were delineated
using areas listed in the Protected Areas Database of the USGS Gap Analysis Project[51] This
dataset only assigns a single local management agency for each state-owned public land unit
Each watershed was then spatially joined with the federal and state land units producing
counts of the unique federal and state management agencies the sum of which we defined as
the lsquojurisdictional countrsquo (Fig 2C and 2D)
Once the jurisdictional count was established we tested the relationship between the juris-
dictional count and watershed impairment using logistic regressions We first tested whether
watersheds with any amount of public lands (ie ldquopublicrdquo watersheds) were more likely to be
impaired than those without any public lands (ie ldquoprivaterdquo watersheds) Next we specifically
focused on public watersheds and assessed the relationships between watershed impairment
the number of federal and state land management agencies and transboundary status
Results and discussion
We aimed to understand the characteristics that are associated with impairment across United
States watersheds Specifically we were interested in determining whether transboundary water-
sheds were more likely to be impaired than internal watersheds and if so what were the poten-
tial mechanisms driving these differences We combined null modeling and logistic regressions
to assess how geographical (upstream catchment area modified land cover) and sociopolitical
attributes (jurisdictional count) are related to a watershedrsquos likelihood of impairment We found
that transboundary watersheds were more likely to be impaired than internal watersheds (χ2(2
N = 60726) = 23283 plt 0001 Fig 3A) Although upstream catchment area and modified land
cover impacted the likelihood of watershed impairment they did not account for the differences
observed between transboundary and internal watershed impairment (Fig 3B and 3C) Instead
we found a strong relationship between the number of land-owning agencies transboundary or
internal watershed groups and impairment status (Fig 4)
Overall there were 247 more impaired transboundary watersheds than the expected pro-
portion in the null model In contrast the proportion of impaired internal watersheds was not
significantly different than what was expected in the null model (Fig 3A) While these results
provided support for our hypothesis that transboundary watersheds are proportionally more
impaired than internal watersheds they alone did not uncover any mechanisms associated
with watershed impairment Thus we further investigated how upstream catchment area and
modified land cover were affecting impairment likelihood within each watershed group We
hypothesized that transboundary watersheds would respond more severely to these attributes
due to compounding socio-political effects
Logistic regressions revealed that while impaired watersheds were associated with increased
land cover and upstream catchment area watershed transboundary status was independently
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 6 14
00
01
02
03
04
0 20 40 60 80 100
02
04
06
08
10
Modified Land
TransboundaryInternal
0 500 1000 1500 2000 2500 3000 3500
02
04
06
08
10
Upstream Area (1000km2)
TransboundaryInternal
TransboundaryInternal
Pro
porti
on o
f Wat
ersh
eds
Cur
rent
ly Im
paire
d
a)
b)
c)
Pro
porti
on o
f Wat
ersh
eds
Cur
rent
ly Im
paire
dP
ropo
rtion
of W
ater
shed
s C
urre
ntly
Impa
ired
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 7 14
associated with higher likelihood of impairment (Fig 3B and 3C) We found that for both
transboundary and internal watersheds the likelihood of impairment increased with greater
modified land cover (plt 0001) and upstream catchment area (p = 0047) We observed an
interaction between these two variables where watersheds with larger upstream area were
more likely to have high levels of modification (p = 0016) Also above upstream catchment
areas of 2000000 km2 transboundary and internal watersheds did not have significantly dif-
ferent proportions of impairment as the confidence intervals of both groups began to overlap
Importantly however these geographical attributes did not drive the observed differences in
impairment probabilities between transboundary and internal watersheds The transboundary
or internal designations of watersheds did not affect the severity of impairment from modified
land cover or upstream catchment area (p = 0866 for transboundary p = 0804 for internal)
Unpaired t-tests showed that neither upstream catchment area (p = 080) nor percentage of
modified land (p = 087) significantly differed between transboundary and internal watersheds
Our results indicated that while the geographical attributes of watersheds strongly influence
water quality they were not driving the differences between transboundary and internal water-
shed impairment
Our results did reveal significant relationships between the number of state and federal
agencies operating within a watershed and the likelihood of impairment Crucially the rela-
tionships between our jurisdictional count and likelihood of impairment varied between trans-
boundary and internal watersheds When we first compared watersheds that contained public
lands to watersheds that were entirely private we observed that watersheds containing public
lands were overall less likely to be impaired than private watersheds (plt 0001) This sug-
gested that at the broadest level (ie public versus private) watersheds that are dominated by
land belonging to non-governmental entities can be expected to have higher levels of
impairment Next within the subset of watersheds containing public land we investigated
whether the number of state and federal agencies managing land in the watershed was associ-
ated with impairment Here we found that probability of impairment was associated with an
interaction between the number of management agencies and the transboundary or internal
designation of a watershed (plt 0001) To understand this interaction we split the dataset
once more into two groups transboundary and internal watersheds For each group we ana-
lyzed the relationship between the number of state and federal agencies and the likelihood of
impairment For both internal and transboundary watersheds increases in the number of fed-
eral agencies were associated with a reduction in impairment likelihood while increases in the
number of state agencies were associated with increased impairment likelihood Although hav-
ing a higher number of state agencies was associated with a higher likelihood of impairment
for both watershed groups the negative effects of state agencies on watershed impairment
were magnified in transboundary watersheds (Fig 4) Contrastingly the positive effects of fed-
eral agencies on watershed impairment were higher in internal watersheds Overall our results
provide evidence that (1) transboundary watersheds are more likely to be impaired and (2)
jurisdictional fragmentation is associated with watershed impairment
Even though state and national borders are often arbitrarily drawn they may nonetheless
have tangible impacts on the impairment probability of water bodies For example boundaries
may incentivize polluting by externalizing the consequences of pollution to downstream
Fig 3 Factors associated with chances of watershed impairment (a) Null modeling results where transboundary
watersheds are more likely to be impaired than internal watersheds (b) Logistic regression results demonstrating that
watershed impairment increases as human land modification increases (c) Logistic regression results demonstrating
that watershed impairment increases as upstream area increases
httpsdoiorg101371journalpone0204149g003
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 8 14
jurisdictions whether they be countries states or oceans Transboundary spillover effects
have been found to occur with industrial facilities in border counties within the United States
[28] Researchers have also identified higher levels of polluting activity upstream of borders
between European nations[52] Brazilian counties[53] and Chinese provinces[54] While we
may intuitively expect higher potential for spillover effects between countries with non-over-
lapping legal and bureaucratic frameworks the above examples demonstrate that subunits of a
single country are no less immune to this phenomenon Moreover spillover effects may occur
in direct response to federal decisions In the case of China a 2001 pollution reduction man-
date issued by the central government loosened pollution enforcement and increased concen-
trations of polluting facilities just upstream of provincial borders[54] We suspect that
transboundary spillover effects may be contributing to our impairment results especially
given no significant differences in modified land cover or upstream catchment area between
transboundary and internal watersheds
The magnified effect of the jurisdictional count on impairment for transboundary water-
sheds is particularly compelling It suggests that effective water resource management may be
hindered by the presence of higher numbers of agencies and that the existence of a border or
coastline may compound this difficulty One possible explanation for this result is based on
ldquothe diffusion of responsibilityrdquo[55] This term originates from the field of sociology and refers
to the phenomenon of individuals feeling diminished responsibility for actions as group size
increases The diffusion of responsibility has been shown to inhibit individual and collective
actions across many contexts from emergency interventions[55] to charitable donations[56]
to corporate decision-making[57] In our context as more local agencies become involved in
managing a watershed the more difficult it may become for groups to implement Beneficial
Management Practices for land use and water resources While the diffusion of responsibility
may help explain the observed correlation between the number of state agencies and watershed
impairment in general the situations may be different in transboundary watersheds Agencies
upstream of the border may feel less inclined to intervene when water pollution is transported
out of their jurisdictions while agencies downstream of the border may feel diminished
responsibility if water pollution is entering from outside their jurisdictions Conversely
another possible explanation connecting impairment and the jurisdictional count may be mul-
tiple agencies establishing themselves within a watershed in order to address severe waterbody
impairment However as our results are correlative we cannot distinguish between these pos-
sibilities The opposite effects were seen when considering how the number of federal agencies
impact watershed impairment We suspect that since many federal lands are restricted-use
(eg national parks wilderness areas) they are likely to have a cumulative positive impact as
opposed to state lands that are often mixed-use and open to natural resources extraction
Fig 4 Chance of impairment for internal and transboundary watersheds based on Federal or State management
jurisdiction The presence of an arrow in the table indicates a statistically significant result The direction and size of
each arrow represents the direction (positive or negative) and relative magnitude of the management categoryrsquos effect
on chance of impairment
httpsdoiorg101371journalpone0204149g004
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 9 14
It should be noted that higher numbers of agencies could simply mean that there are lsquotoo
many seats at the tablersquo to allow for efficient decision-making at the collective level Thus the
problem may not be that each agency feels less inclined to act but rather that each agency has
its own goals and vision for addressing a given managerial concern creating gridlock within
the collective This has been identified as a challenge in multi-agency settings such as the Colo-
rado River[27] the Israeli water sector[58] and urban watersheds in Canada[59] At smaller
scales one solution may be found in overarching watershed partnerships that promote inter-
agency coordination and public participation thereby avoiding lsquosilo effectsrsquo between agencies
or stakeholder groups[145960] Regardless of the mechanisms involved our results imply
that jurisdictional fragmentation may be a strong determinant of watershed impairment
Limitations and recommendations
Though the dataset we analyzed was nationwide and comprehensive there are several potential
limitations associated with its use First the EPA dataset of 303(d) impaired waters may be suscep-
tible to interstate differences in water quality reporting Under the Clean Water Act states estab-
lish their own Total Maximum Daily Load programs so that their waterbodies may be suitable for
designated ldquobeneficial usesrdquo[61] The beneficial use of a waterbody may determine the water qual-
ity indicators that its managers are most interested in thus allowing room for subjective variation
when reporting impairment Additionally our analyses were constrained to waterbodies that
were impaired in 2017 Since we did not use time series data we were unable to assess whether
watershed impairment trends were due to legacies of land uses such as mining and grazing
Despite these limitations we believe that the breadth of the dataset and the strength of our
results highlight potential issues associated with transboundary watersheds We recommend
that future investigations incorporate nationwide datasets on point source pollutants water
abstraction and impoundments in United States waterbodies These mechanisms of watershed
impairment are not inherently connected with land modification and thus were not captured
in our analyses Such investigations may reveal the roles that transboundary spillover effects
and overexploitation have in driving the observed differences between transboundary and
internal watershed impairment Additionally time series analyses of watershed impairment
and case studies of jurisdictionally fragmented watersheds could provide historical and local
perspectives that were absent from this study
We have provided evidence that transboundary watersheds are hotspots of impairment and
that jurisdictional fragmentation is likely contributing this impairment We are not proposing
a one-size-fits-all managerial solution nor claiming that all transboundary watersheds are sub-
ject to the same stressors Rather we recommend that watershed managers should assess the
influence of jurisdictional fragmentation on a case-by-case basis Our results also highlight the
importance of considering Integrated Watershed Management policies as potential solutions
to issues of water quality in jurisdictionally fragmented watersheds Implementing boundary-
spanning frameworks for group decision-making and non-point source abatement may often
prove to be difficult Fortunately case studies such as Chesapeake Bay Watershed Agreement
[6263] watershed governance of Lake Tahoe [64] and the international management of Lake
Constance[65] can provide insight into the shared characteristics of successful watershed
management programs While much is context-dependent policies that expand public partici-
pation and streamline information sharing among agencies have been identified as crucial for
properly balancing human development and watershed protection[14] Given an ever-increas-
ing need for clean freshwater due to rising populations increased drought severity and food
insecurity it will be essential to more fully comprehend how our own socio-political land-
scapes impact the water resources we depend on
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 10 14
Supporting information
S1 Table Federal land management agencies listed in the Federal and Indian Lands data-
sets of the US Geological Surveyrsquos National Map program Table includes the total approxi-
mate area of the lands for which each agency is designated as the primary administrator
(within the contiguous 48 United States)
(DOCX)
S2 Table Broad categories of local owners of state lands as designated in the Protected
Areas Database of the United States The ldquoOther or Unknownrdquo classification primarily con-
sists of all the state lands of Minnesota Iowa and Illinois as well as various lands including
certain State Parks Resource Management Areas Conservation Areas Marine Protected
Areas Conservation Easements Public Universities
(DOCX)
Acknowledgments
The authors would like to thank Jennifer Weathered and Shaley Valentine for their input on
earlier versions of this MS
Author Contributions
Conceptualization Susan Washko Trisha B Atwood Soren Brothers Edd Hammill
Data curation Andrew Witt Jeffrey Haight
Formal analysis Andrew Witt Jeffrey Haight
Investigation Josh Epperly Susan Washko
Methodology Trisha B Atwood Janice Brahney Soren Brothers
Project administration Susan Washko Trisha B Atwood Edd Hammill
Supervision Janice Brahney Edd Hammill
Writing ndash original draft Josh Epperly Andrew Witt
Writing ndash review amp editing Josh Epperly Andrew Witt Jeffrey Haight Susan Washko Trisha
B Atwood Janice Brahney Soren Brothers Edd Hammill
References1 Dudgeon D Arthington AH Gessner MO Kawabata ZI Knowler DJ Levecircque C et al Freshwater bio-
diversity Importance threats status and conservation challenges Biol Rev Camb Philos Soc 2006
81 163ndash182 httpsdoiorg101017S1464793105006950 PMID 16336747
2 Chadwick MA Dobberfuhl DR Benke AC Alexander D Chadwick MA Dobberfuhl DR et al Urbaniza-
tion affects stream ecosystem function by altering hydrology chemistry and biotic richness Ecol Appl
2006 16 1796ndash1807 httpsdoiorg1018901051-0761(2006)016[1796UASEFB]20CO2 PMID
17069372
3 Englert D Zubrod JP Schulz R Bundschuh M Effects of municipal wastewater on aquatic ecosystem
structure and function in the receiving stream Sci Total Environ Elsevier BV 2013 454ndash455 401ndash
410 httpsdoiorg101016jscitotenv201303025 PMID 23562693
4 Wilson MA Carpenter SR Economic valuation of freshwater ecosystem services in the United States
1971ndash1997 Ecol Appl 1999 9 772ndash783 httpsdoiorg1018901051-0761(1999)009[0772EVOFES]
20CO2
5 Keeler BL Polasky S Brauman KA Johnson KA Finlay JC OrsquoNeill A et al Linking water quality and
well-being for improved assessment and valuation of ecosystem services Proc Natl Acad Sci 2012
109 18619ndash18624 httpsdoiorg101073pnas1215991109 PMID 23091018
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 11 14
6 Baron JS LeRoy Poff N Angermeier PL Dahm CN Gleick PH Hairston NG et al Meeting ecological
and societal needs for freshwater Ecol Appl 2002 12 1247ndash1260 httpsdoiorg1018901051-0761
(2002)012[1247MEASNF]20CO2
7 Environmental Protection Agency US Total maximum daily loads (TMDL) and individual water quality-
based effluent limitations [Internet] USA Government Publishing Office 2013 pp 424ndash426 Available
httpswwwgpogovfdsyspkgCFR-2013-title40-vol23pdfCFR-2013-title40-vol23-sec130-7pdf
8 Kauffman GJ What if the United States of America were based on watersheds Water Policy 2002
4 57ndash68
9 Norman ES Bakker K Transgressing scales Water governance across the Canada-US borderland
Ann Assoc Am Geogr 2009 99 99ndash117 httpsdoiorg10108000045600802317218
10 Gebregziabher G Abera DA Gebresamuel G Giordano M Langan S An Assessment of Integrated
Watershed Management in Ethiopia Colombo Sri Lanka International Water Management Institute
2016
11 Nerkar SS Pathak A Lundborg CS Tamhankar AJ Can integrated watershed management contribute
to improvement of public health A cross-sectional study from Hilly Tribal Villages in India Int J Environ
Res Public Health 2015 12 2653ndash2669 httpsdoiorg103390ijerph120302653 PMID 25734794
12 Stewart J Bennett M Integrated watershed management in the Bow River basin Alberta experiences
challenges and lessons learned Int J Water Resour Dev Routledge 2017 33 458ndash472 httpsdoi
org1010800790062720161238345
13 Blomquist W Schlager E Political pitfalls of integrated watershed management Soc Nat Resour 2005
18 101ndash117 httpsdoiorg10108008941920590894435
14 Wang G Mang S Cai H Liu S Zhang Z Wang L et al Integrated watershed management evolution
development and emerging trends J For Res Springer Berlin Heidelberg 2016 27 967ndash994 https
doiorg101007s11676-016-0293-3
15 Sharpley AN Weld JL Beegle DB Kleinman PJ a Gburek WJ Moore P a et al Development of phos-
phorus indices for nutrient management planning strategies in the United States J Soil Water Conserv
2003 58 137ndash152
16 US Environmental Protection Agency A review of statewide watershed management approaches
[Internet] 2002 Available httpswwwepagovsitesproductionfiles2015-09documentsreview-
statewide-watershed-mgmt-approachespdf
17 Seligman D Resolving interstate water conflicts A comparison of the way India and the United States
address disputes on interstate rivers [Internet] 2011 Report No IWPWPNo22011 Available http
lkyspp2nusedusgiwp
18 Allan SE Smith BW Anderson K a Impact of the Deepwater Horizon oil spill on bioavailable polycyclic
aromatic hydrocarbons in Gulf of Mexico coastal waters Env Sci Technol 2013 46 2033ndash2039
httpsdoiorg101021es202942qImpact
19 Cicin-Sain B Belfiore S Linking marine protected areas to integrated coastal and ocean management
A review of theory and practice Ocean Coast Manag 2005 48 847ndash868 httpsdoiorg101016j
ocecoaman200601001
20 Alvarez-Romero JG Pressey RL Ban NC Vance-Borland K Willer C Klein CJ et al Integrated Land-
Sea Conservation Planning The Missing Links Annu Rev Ecol Evol Syst 2011 42 381ndash409 https
doiorg101146annurev-ecolsys-102209-144702
21 Portman ME Policy Options for Coastal Protection Integrating Inland Water Management with Coastal
Management for Greater Community Resilience J Water Resour Plan Manag 2018 144 05018005
httpsdoiorg101061(ASCE)WR1943-54520000913
22 Adams WM Brockington D Dyson J Vira B Managing tragedies Understanding conflict over common
pool resources Science (80-) 2003 302 1915ndash1916 httpsdoiorg101126science1087771 PMID
14671288
23 Buckles D Cultivating peace conflict and collaboration in natural resource managment Ottawa
Ontario and Washington DC International Development Research Centre and The World Bank
1999
24 Macdonnell LJ Getches DH Hugenberg WC The law of the Colorado River Coping with severe sus-
tained drought Water Resour Bull 1995 31 825ndash836
25 Christensen NS Wood AW Voisin N Lettenmaier DP Palmer RN The effects of climate change on
the hydrology and water resources of the Colorado River basin Clim Change 2004 62 337ndash363
httpsdoiorg101023BCLIM0000013684136211f
26 Gleick PH The effects of future climatic changes on international water resources the Colorado River
the United States and Mexico Policy Sci 1988 21 23ndash39 httpsdoiorg101007BF00145120
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 12 14
27 Brower A Reedy C Yelin-Kefer J Consensus versus conservation in the upper Colorado River Basin
Recovery Implementation Program Conserv Biol 2001 15 1001ndash1007 httpsdoiorg101046j
1523-173920010150041001x
28 Helland E Whitford AB Pollution incidence and political jurisdiction evidence from the TRI J Environ
Econ Manage 2003 46 403ndash424 httpsdoiorg101016S0095-0696(03)00033-0
29 Sigman H Transboundary spillovers and decentralization of environmental policies 2004 Report No
16
30 Grey D Sadoff C Beyond the river The benefits of cooperation on international rivers Water Science
and Technology 2003 pp 91ndash96 httpsdoiorg101016S1366-7017(02)00035-1
31 Jacobson CR Identification and quantification of the hydrological impacts of imperviousness in urban
catchments A review Journal of Environmental Management 2011 pp 1438ndash1448 httpsdoiorg10
1016jjenvman201101018 PMID 21334133
32 Tickner D Parker H Moncrieff CR Oates NEM Ludi E Acreman M Managing rivers for multiple bene-
fitsndashA coherent approach to research policy and planning Front Environ Sci 2017 5 httpsdoiorg
103389fenvs201700004
33 Klein RD Urbanization and stream quailty impairment Water Resour Bull 1979 15 httpsdoiorg10
1111j1752-16881979tb01074x
34 Wu J Stewart TW Thompson JR Kolka RK Franz KJ Watershed features and stream water quality
Gaining insight through path analysis in a Midwest urban landscape USA Landsc Urban Plan 2015
143 219ndash229 httpsdoiorg101016jlandurbplan201508001
35 Allan JD Landscapes and riverscapes the influence of land use on stream ecosystems Annu Rev Ecol
Evol Syst 2004 35 257ndash284 httpsdoiorg101146annurevecolsys35120202110122
36 Agourdis CT Workman SR Warner RC Jennings GD Livestock grazing management impacts on
stream water quality A review J Am Water Resour Assoc 2005 41 591ndash606
37 Roth NE David Allan J Erickson DL Landscape influences on stream biotic integrity assessed at multi-
ple spatial scales Landsc Ecol 1996 11 141ndash156 httpsdoiorg101007BF02447513
38 Nolan BT Ruddy BC Hitt KJ Helsel DR Risk of nitrate in groundwaters of the United StatesmdashA
national perspective Environ Sci Technol 1997 31 2229ndash2236 httpsdoiorg101021es960818d
39 Paul MJ Meyer JL Streams in the urban landscape Annu Rev Ecol Syst 2001 32 333ndash365 https
doiorg101146annurevecolsys32081501114040
40 Wang L Lyons J Kanehl P Gatti R Influences of watershed land use on habitat quality and biotic integ-
rity in Wisconsin streams Fisheries 1997 22 6ndash12 httpsdoiorg1015771548-8446(1997)
022lt0006IOWLUOgt20CO2
41 Miltner RJ White D Yoder C The biotic integrity of streams in urban and suburbanizing landscapes
Landsc Urban Plan 2004 69 87ndash100 httpsdoiorg101016jlandurbplan200310032
42 Cuffney TF Mcmahon G Kashuba R May JT Waite IR Responses of benthic macroinvertebrates to
urbanization in nine metropolitan areas Ecol Appl 2010 20 1384ndash1401 httpsdoiorg1011387
5340 PMID 20666256
43 Hardy SD Koontz TM Reducing nonpoint source pollution through collaboration Policies and pro-
grams across the US States Environ Manage 2008 41 301ndash310 httpsdoiorg101007s00267-
007-9038-6 PMID 17999107
44 Hoornbeek J Hansen E Ringquist E Carlson R Implementing water pollution policy in the United
States Total maximum daily loads and collaborative watershed management Soc Nat Resour 2013
26 420ndash436 httpsdoiorg101080089419202012700761
45 US Geological Survey and US Department of AgriculturendashNatural Resources Conservation Service
Watershed Boundary Dataset (WBD) In The National Hydrography Dataset (NHD) [Internet] 2010
Available httpswwwnrcsusdagovwpsportalnrcsmainnationalwaterwatershedsdataset
46 National Atlas of the United States 100-Meter Resolution Global Map Boundaries of the United States
[vector digital data] Rolla MO National Atlas of the United States 2014
47 U S Environmental Protection Agency 303(d) listed impaired waters NHDPlus indexed dataset with
program attributes [Internet] Washington DC US Environmental Protection Agency 2014 Avail-
able httpswwwepagovwaterdatawaters-geospatial-data-downloads
48 R Core Team R A language and environment for statistical computing [Internet] Vienna Austria R
Foundation for Statistical Computing 2017 Available httpswwwr-projectorg
49 Homer CG Dewitz JA Yang L Jin S Danielson P Xian G et al Completion of the 2011 National Land
Cover Database for the conterminous United States-Representing a decade of land cover change infor-
mation Photogramm Eng Remote Sensing 2015 81 345ndash354 httpsdoiorg1014358PERS815
345
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 13 14
50 Lehner B Grill G Global river hydrography and network routing Baseline data and new approaches to
study the worldrsquos large river systems Hydrol Process 2013 27 2171ndash2186 httpsdoiorg101002
hyp9740
51 USGS Gap Analysis Program Protected Areas Database of the United States (PAD-US) version 14
[vector digital data] [Internet] 2016
52 Sigman H International spillovers and water quality in rivers Do countries free ride Am Econ Rev
2002 92 1152ndash1159 httpsdoiorg10125700028280260344687
53 Lipscomb M Mobarak AM Decentralization and pollution spillovers Evidence from the re-drawing of
county borders in Brazil Rev Econ Stud 2017 84 464ndash502 httpsdoiorg101093restudrdw023
54 Cai H Chen Y Gong Q Polluting thy neighbor Unintended consequences of Chinarsquos pollution reduc-
tion mandates J Environ Econ Manage Elsevier 2016 76 86ndash104 httpsdoiorg101016jjeem
201501002
55 Darley JM Latane B Bystander intervention in emergencies Diffusion of responsibility J Pers Soc Psy-
chol 1968 8 377ndash383 httpsdoiorg101037h0025589 PMID 5645600
56 Austrom D Silverman I Diffusion of responsibility in charitable donations Basic Appl Soc Psych 1983
4 17ndash27 httpsdoiorg101207s15324834basp0401_2
57 Whyte G Diffusion of responsibility Effects on the escalation tendency J Appl Psychol 1991 76 408ndash
415 httpsdoiorg1010370021-9010763408
58 Fischhendler I Heikkila T Does Integrated Water Resources Management Support Institutional
Change The Case of Water Policy Reform in Israel Ecol Soc 2010 15 4 httpsdoiorg105751ES-
03015-150104
59 Chilima JS Blakely JAE Noble BF Patrick RJ Institutional arrangements for assessing and managing
cumulative effects on watersheds Lessons from the Grand River watershed Ontario Canada Can
Water Resour J Rev Can des ressources hydriques Taylor amp Francis 2017 42 223ndash236 httpsdoi
org1010800701178420171292151
60 Koontz TM Newig J From Planning to Implementation Top-Down and Bottom-Up Approaches for Col-
laborative Watershed Management Policy Stud J 2014 42 416ndash442 httpsdoiorg101111psj
12067
61 US Environmental Protection Agency Guidance for water quality-based decisions The TMDL pro-
cess Washington DC 1991
62 Dance S Scientists give Chesapeake Bay its highest environmental grade since 1992 The Baltimore
Sun Baltimore Maryland USA 17 May 2016 Available httpwwwbaltimoresuncomfeaturesgreen
blogbs-md-chesapeake-bay-grade-20160517-storyhtml
63 Sterner GE Bryant R Kleinman PJ Watson J Alter TR Community implementation dynamics Nutrient
management in the New York City and Chesapeake Bay Watersheds Int J Rural Law Policy 2015 1
1ndash15
64 Imperial MT Kauneckis D Moving from conflict to collaboration Watershed governance in Lake Tahoe
Nat Resour J 2003 43 1009ndash1055
65 Zilov EA Water resources and the sustainable development of humankind International cooperation in
the rational use of freshwater-lake resources Conclusions from materials of foreign studies Water
Resour 2013 40 84ndash95 httpsdoiorg101134S0097807812030116
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 14 14
00
01
02
03
04
0 20 40 60 80 100
02
04
06
08
10
Modified Land
TransboundaryInternal
0 500 1000 1500 2000 2500 3000 3500
02
04
06
08
10
Upstream Area (1000km2)
TransboundaryInternal
TransboundaryInternal
Pro
porti
on o
f Wat
ersh
eds
Cur
rent
ly Im
paire
d
a)
b)
c)
Pro
porti
on o
f Wat
ersh
eds
Cur
rent
ly Im
paire
dP
ropo
rtion
of W
ater
shed
s C
urre
ntly
Impa
ired
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 7 14
associated with higher likelihood of impairment (Fig 3B and 3C) We found that for both
transboundary and internal watersheds the likelihood of impairment increased with greater
modified land cover (plt 0001) and upstream catchment area (p = 0047) We observed an
interaction between these two variables where watersheds with larger upstream area were
more likely to have high levels of modification (p = 0016) Also above upstream catchment
areas of 2000000 km2 transboundary and internal watersheds did not have significantly dif-
ferent proportions of impairment as the confidence intervals of both groups began to overlap
Importantly however these geographical attributes did not drive the observed differences in
impairment probabilities between transboundary and internal watersheds The transboundary
or internal designations of watersheds did not affect the severity of impairment from modified
land cover or upstream catchment area (p = 0866 for transboundary p = 0804 for internal)
Unpaired t-tests showed that neither upstream catchment area (p = 080) nor percentage of
modified land (p = 087) significantly differed between transboundary and internal watersheds
Our results indicated that while the geographical attributes of watersheds strongly influence
water quality they were not driving the differences between transboundary and internal water-
shed impairment
Our results did reveal significant relationships between the number of state and federal
agencies operating within a watershed and the likelihood of impairment Crucially the rela-
tionships between our jurisdictional count and likelihood of impairment varied between trans-
boundary and internal watersheds When we first compared watersheds that contained public
lands to watersheds that were entirely private we observed that watersheds containing public
lands were overall less likely to be impaired than private watersheds (plt 0001) This sug-
gested that at the broadest level (ie public versus private) watersheds that are dominated by
land belonging to non-governmental entities can be expected to have higher levels of
impairment Next within the subset of watersheds containing public land we investigated
whether the number of state and federal agencies managing land in the watershed was associ-
ated with impairment Here we found that probability of impairment was associated with an
interaction between the number of management agencies and the transboundary or internal
designation of a watershed (plt 0001) To understand this interaction we split the dataset
once more into two groups transboundary and internal watersheds For each group we ana-
lyzed the relationship between the number of state and federal agencies and the likelihood of
impairment For both internal and transboundary watersheds increases in the number of fed-
eral agencies were associated with a reduction in impairment likelihood while increases in the
number of state agencies were associated with increased impairment likelihood Although hav-
ing a higher number of state agencies was associated with a higher likelihood of impairment
for both watershed groups the negative effects of state agencies on watershed impairment
were magnified in transboundary watersheds (Fig 4) Contrastingly the positive effects of fed-
eral agencies on watershed impairment were higher in internal watersheds Overall our results
provide evidence that (1) transboundary watersheds are more likely to be impaired and (2)
jurisdictional fragmentation is associated with watershed impairment
Even though state and national borders are often arbitrarily drawn they may nonetheless
have tangible impacts on the impairment probability of water bodies For example boundaries
may incentivize polluting by externalizing the consequences of pollution to downstream
Fig 3 Factors associated with chances of watershed impairment (a) Null modeling results where transboundary
watersheds are more likely to be impaired than internal watersheds (b) Logistic regression results demonstrating that
watershed impairment increases as human land modification increases (c) Logistic regression results demonstrating
that watershed impairment increases as upstream area increases
httpsdoiorg101371journalpone0204149g003
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 8 14
jurisdictions whether they be countries states or oceans Transboundary spillover effects
have been found to occur with industrial facilities in border counties within the United States
[28] Researchers have also identified higher levels of polluting activity upstream of borders
between European nations[52] Brazilian counties[53] and Chinese provinces[54] While we
may intuitively expect higher potential for spillover effects between countries with non-over-
lapping legal and bureaucratic frameworks the above examples demonstrate that subunits of a
single country are no less immune to this phenomenon Moreover spillover effects may occur
in direct response to federal decisions In the case of China a 2001 pollution reduction man-
date issued by the central government loosened pollution enforcement and increased concen-
trations of polluting facilities just upstream of provincial borders[54] We suspect that
transboundary spillover effects may be contributing to our impairment results especially
given no significant differences in modified land cover or upstream catchment area between
transboundary and internal watersheds
The magnified effect of the jurisdictional count on impairment for transboundary water-
sheds is particularly compelling It suggests that effective water resource management may be
hindered by the presence of higher numbers of agencies and that the existence of a border or
coastline may compound this difficulty One possible explanation for this result is based on
ldquothe diffusion of responsibilityrdquo[55] This term originates from the field of sociology and refers
to the phenomenon of individuals feeling diminished responsibility for actions as group size
increases The diffusion of responsibility has been shown to inhibit individual and collective
actions across many contexts from emergency interventions[55] to charitable donations[56]
to corporate decision-making[57] In our context as more local agencies become involved in
managing a watershed the more difficult it may become for groups to implement Beneficial
Management Practices for land use and water resources While the diffusion of responsibility
may help explain the observed correlation between the number of state agencies and watershed
impairment in general the situations may be different in transboundary watersheds Agencies
upstream of the border may feel less inclined to intervene when water pollution is transported
out of their jurisdictions while agencies downstream of the border may feel diminished
responsibility if water pollution is entering from outside their jurisdictions Conversely
another possible explanation connecting impairment and the jurisdictional count may be mul-
tiple agencies establishing themselves within a watershed in order to address severe waterbody
impairment However as our results are correlative we cannot distinguish between these pos-
sibilities The opposite effects were seen when considering how the number of federal agencies
impact watershed impairment We suspect that since many federal lands are restricted-use
(eg national parks wilderness areas) they are likely to have a cumulative positive impact as
opposed to state lands that are often mixed-use and open to natural resources extraction
Fig 4 Chance of impairment for internal and transboundary watersheds based on Federal or State management
jurisdiction The presence of an arrow in the table indicates a statistically significant result The direction and size of
each arrow represents the direction (positive or negative) and relative magnitude of the management categoryrsquos effect
on chance of impairment
httpsdoiorg101371journalpone0204149g004
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 9 14
It should be noted that higher numbers of agencies could simply mean that there are lsquotoo
many seats at the tablersquo to allow for efficient decision-making at the collective level Thus the
problem may not be that each agency feels less inclined to act but rather that each agency has
its own goals and vision for addressing a given managerial concern creating gridlock within
the collective This has been identified as a challenge in multi-agency settings such as the Colo-
rado River[27] the Israeli water sector[58] and urban watersheds in Canada[59] At smaller
scales one solution may be found in overarching watershed partnerships that promote inter-
agency coordination and public participation thereby avoiding lsquosilo effectsrsquo between agencies
or stakeholder groups[145960] Regardless of the mechanisms involved our results imply
that jurisdictional fragmentation may be a strong determinant of watershed impairment
Limitations and recommendations
Though the dataset we analyzed was nationwide and comprehensive there are several potential
limitations associated with its use First the EPA dataset of 303(d) impaired waters may be suscep-
tible to interstate differences in water quality reporting Under the Clean Water Act states estab-
lish their own Total Maximum Daily Load programs so that their waterbodies may be suitable for
designated ldquobeneficial usesrdquo[61] The beneficial use of a waterbody may determine the water qual-
ity indicators that its managers are most interested in thus allowing room for subjective variation
when reporting impairment Additionally our analyses were constrained to waterbodies that
were impaired in 2017 Since we did not use time series data we were unable to assess whether
watershed impairment trends were due to legacies of land uses such as mining and grazing
Despite these limitations we believe that the breadth of the dataset and the strength of our
results highlight potential issues associated with transboundary watersheds We recommend
that future investigations incorporate nationwide datasets on point source pollutants water
abstraction and impoundments in United States waterbodies These mechanisms of watershed
impairment are not inherently connected with land modification and thus were not captured
in our analyses Such investigations may reveal the roles that transboundary spillover effects
and overexploitation have in driving the observed differences between transboundary and
internal watershed impairment Additionally time series analyses of watershed impairment
and case studies of jurisdictionally fragmented watersheds could provide historical and local
perspectives that were absent from this study
We have provided evidence that transboundary watersheds are hotspots of impairment and
that jurisdictional fragmentation is likely contributing this impairment We are not proposing
a one-size-fits-all managerial solution nor claiming that all transboundary watersheds are sub-
ject to the same stressors Rather we recommend that watershed managers should assess the
influence of jurisdictional fragmentation on a case-by-case basis Our results also highlight the
importance of considering Integrated Watershed Management policies as potential solutions
to issues of water quality in jurisdictionally fragmented watersheds Implementing boundary-
spanning frameworks for group decision-making and non-point source abatement may often
prove to be difficult Fortunately case studies such as Chesapeake Bay Watershed Agreement
[6263] watershed governance of Lake Tahoe [64] and the international management of Lake
Constance[65] can provide insight into the shared characteristics of successful watershed
management programs While much is context-dependent policies that expand public partici-
pation and streamline information sharing among agencies have been identified as crucial for
properly balancing human development and watershed protection[14] Given an ever-increas-
ing need for clean freshwater due to rising populations increased drought severity and food
insecurity it will be essential to more fully comprehend how our own socio-political land-
scapes impact the water resources we depend on
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 10 14
Supporting information
S1 Table Federal land management agencies listed in the Federal and Indian Lands data-
sets of the US Geological Surveyrsquos National Map program Table includes the total approxi-
mate area of the lands for which each agency is designated as the primary administrator
(within the contiguous 48 United States)
(DOCX)
S2 Table Broad categories of local owners of state lands as designated in the Protected
Areas Database of the United States The ldquoOther or Unknownrdquo classification primarily con-
sists of all the state lands of Minnesota Iowa and Illinois as well as various lands including
certain State Parks Resource Management Areas Conservation Areas Marine Protected
Areas Conservation Easements Public Universities
(DOCX)
Acknowledgments
The authors would like to thank Jennifer Weathered and Shaley Valentine for their input on
earlier versions of this MS
Author Contributions
Conceptualization Susan Washko Trisha B Atwood Soren Brothers Edd Hammill
Data curation Andrew Witt Jeffrey Haight
Formal analysis Andrew Witt Jeffrey Haight
Investigation Josh Epperly Susan Washko
Methodology Trisha B Atwood Janice Brahney Soren Brothers
Project administration Susan Washko Trisha B Atwood Edd Hammill
Supervision Janice Brahney Edd Hammill
Writing ndash original draft Josh Epperly Andrew Witt
Writing ndash review amp editing Josh Epperly Andrew Witt Jeffrey Haight Susan Washko Trisha
B Atwood Janice Brahney Soren Brothers Edd Hammill
References1 Dudgeon D Arthington AH Gessner MO Kawabata ZI Knowler DJ Levecircque C et al Freshwater bio-
diversity Importance threats status and conservation challenges Biol Rev Camb Philos Soc 2006
81 163ndash182 httpsdoiorg101017S1464793105006950 PMID 16336747
2 Chadwick MA Dobberfuhl DR Benke AC Alexander D Chadwick MA Dobberfuhl DR et al Urbaniza-
tion affects stream ecosystem function by altering hydrology chemistry and biotic richness Ecol Appl
2006 16 1796ndash1807 httpsdoiorg1018901051-0761(2006)016[1796UASEFB]20CO2 PMID
17069372
3 Englert D Zubrod JP Schulz R Bundschuh M Effects of municipal wastewater on aquatic ecosystem
structure and function in the receiving stream Sci Total Environ Elsevier BV 2013 454ndash455 401ndash
410 httpsdoiorg101016jscitotenv201303025 PMID 23562693
4 Wilson MA Carpenter SR Economic valuation of freshwater ecosystem services in the United States
1971ndash1997 Ecol Appl 1999 9 772ndash783 httpsdoiorg1018901051-0761(1999)009[0772EVOFES]
20CO2
5 Keeler BL Polasky S Brauman KA Johnson KA Finlay JC OrsquoNeill A et al Linking water quality and
well-being for improved assessment and valuation of ecosystem services Proc Natl Acad Sci 2012
109 18619ndash18624 httpsdoiorg101073pnas1215991109 PMID 23091018
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 11 14
6 Baron JS LeRoy Poff N Angermeier PL Dahm CN Gleick PH Hairston NG et al Meeting ecological
and societal needs for freshwater Ecol Appl 2002 12 1247ndash1260 httpsdoiorg1018901051-0761
(2002)012[1247MEASNF]20CO2
7 Environmental Protection Agency US Total maximum daily loads (TMDL) and individual water quality-
based effluent limitations [Internet] USA Government Publishing Office 2013 pp 424ndash426 Available
httpswwwgpogovfdsyspkgCFR-2013-title40-vol23pdfCFR-2013-title40-vol23-sec130-7pdf
8 Kauffman GJ What if the United States of America were based on watersheds Water Policy 2002
4 57ndash68
9 Norman ES Bakker K Transgressing scales Water governance across the Canada-US borderland
Ann Assoc Am Geogr 2009 99 99ndash117 httpsdoiorg10108000045600802317218
10 Gebregziabher G Abera DA Gebresamuel G Giordano M Langan S An Assessment of Integrated
Watershed Management in Ethiopia Colombo Sri Lanka International Water Management Institute
2016
11 Nerkar SS Pathak A Lundborg CS Tamhankar AJ Can integrated watershed management contribute
to improvement of public health A cross-sectional study from Hilly Tribal Villages in India Int J Environ
Res Public Health 2015 12 2653ndash2669 httpsdoiorg103390ijerph120302653 PMID 25734794
12 Stewart J Bennett M Integrated watershed management in the Bow River basin Alberta experiences
challenges and lessons learned Int J Water Resour Dev Routledge 2017 33 458ndash472 httpsdoi
org1010800790062720161238345
13 Blomquist W Schlager E Political pitfalls of integrated watershed management Soc Nat Resour 2005
18 101ndash117 httpsdoiorg10108008941920590894435
14 Wang G Mang S Cai H Liu S Zhang Z Wang L et al Integrated watershed management evolution
development and emerging trends J For Res Springer Berlin Heidelberg 2016 27 967ndash994 https
doiorg101007s11676-016-0293-3
15 Sharpley AN Weld JL Beegle DB Kleinman PJ a Gburek WJ Moore P a et al Development of phos-
phorus indices for nutrient management planning strategies in the United States J Soil Water Conserv
2003 58 137ndash152
16 US Environmental Protection Agency A review of statewide watershed management approaches
[Internet] 2002 Available httpswwwepagovsitesproductionfiles2015-09documentsreview-
statewide-watershed-mgmt-approachespdf
17 Seligman D Resolving interstate water conflicts A comparison of the way India and the United States
address disputes on interstate rivers [Internet] 2011 Report No IWPWPNo22011 Available http
lkyspp2nusedusgiwp
18 Allan SE Smith BW Anderson K a Impact of the Deepwater Horizon oil spill on bioavailable polycyclic
aromatic hydrocarbons in Gulf of Mexico coastal waters Env Sci Technol 2013 46 2033ndash2039
httpsdoiorg101021es202942qImpact
19 Cicin-Sain B Belfiore S Linking marine protected areas to integrated coastal and ocean management
A review of theory and practice Ocean Coast Manag 2005 48 847ndash868 httpsdoiorg101016j
ocecoaman200601001
20 Alvarez-Romero JG Pressey RL Ban NC Vance-Borland K Willer C Klein CJ et al Integrated Land-
Sea Conservation Planning The Missing Links Annu Rev Ecol Evol Syst 2011 42 381ndash409 https
doiorg101146annurev-ecolsys-102209-144702
21 Portman ME Policy Options for Coastal Protection Integrating Inland Water Management with Coastal
Management for Greater Community Resilience J Water Resour Plan Manag 2018 144 05018005
httpsdoiorg101061(ASCE)WR1943-54520000913
22 Adams WM Brockington D Dyson J Vira B Managing tragedies Understanding conflict over common
pool resources Science (80-) 2003 302 1915ndash1916 httpsdoiorg101126science1087771 PMID
14671288
23 Buckles D Cultivating peace conflict and collaboration in natural resource managment Ottawa
Ontario and Washington DC International Development Research Centre and The World Bank
1999
24 Macdonnell LJ Getches DH Hugenberg WC The law of the Colorado River Coping with severe sus-
tained drought Water Resour Bull 1995 31 825ndash836
25 Christensen NS Wood AW Voisin N Lettenmaier DP Palmer RN The effects of climate change on
the hydrology and water resources of the Colorado River basin Clim Change 2004 62 337ndash363
httpsdoiorg101023BCLIM0000013684136211f
26 Gleick PH The effects of future climatic changes on international water resources the Colorado River
the United States and Mexico Policy Sci 1988 21 23ndash39 httpsdoiorg101007BF00145120
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 12 14
27 Brower A Reedy C Yelin-Kefer J Consensus versus conservation in the upper Colorado River Basin
Recovery Implementation Program Conserv Biol 2001 15 1001ndash1007 httpsdoiorg101046j
1523-173920010150041001x
28 Helland E Whitford AB Pollution incidence and political jurisdiction evidence from the TRI J Environ
Econ Manage 2003 46 403ndash424 httpsdoiorg101016S0095-0696(03)00033-0
29 Sigman H Transboundary spillovers and decentralization of environmental policies 2004 Report No
16
30 Grey D Sadoff C Beyond the river The benefits of cooperation on international rivers Water Science
and Technology 2003 pp 91ndash96 httpsdoiorg101016S1366-7017(02)00035-1
31 Jacobson CR Identification and quantification of the hydrological impacts of imperviousness in urban
catchments A review Journal of Environmental Management 2011 pp 1438ndash1448 httpsdoiorg10
1016jjenvman201101018 PMID 21334133
32 Tickner D Parker H Moncrieff CR Oates NEM Ludi E Acreman M Managing rivers for multiple bene-
fitsndashA coherent approach to research policy and planning Front Environ Sci 2017 5 httpsdoiorg
103389fenvs201700004
33 Klein RD Urbanization and stream quailty impairment Water Resour Bull 1979 15 httpsdoiorg10
1111j1752-16881979tb01074x
34 Wu J Stewart TW Thompson JR Kolka RK Franz KJ Watershed features and stream water quality
Gaining insight through path analysis in a Midwest urban landscape USA Landsc Urban Plan 2015
143 219ndash229 httpsdoiorg101016jlandurbplan201508001
35 Allan JD Landscapes and riverscapes the influence of land use on stream ecosystems Annu Rev Ecol
Evol Syst 2004 35 257ndash284 httpsdoiorg101146annurevecolsys35120202110122
36 Agourdis CT Workman SR Warner RC Jennings GD Livestock grazing management impacts on
stream water quality A review J Am Water Resour Assoc 2005 41 591ndash606
37 Roth NE David Allan J Erickson DL Landscape influences on stream biotic integrity assessed at multi-
ple spatial scales Landsc Ecol 1996 11 141ndash156 httpsdoiorg101007BF02447513
38 Nolan BT Ruddy BC Hitt KJ Helsel DR Risk of nitrate in groundwaters of the United StatesmdashA
national perspective Environ Sci Technol 1997 31 2229ndash2236 httpsdoiorg101021es960818d
39 Paul MJ Meyer JL Streams in the urban landscape Annu Rev Ecol Syst 2001 32 333ndash365 https
doiorg101146annurevecolsys32081501114040
40 Wang L Lyons J Kanehl P Gatti R Influences of watershed land use on habitat quality and biotic integ-
rity in Wisconsin streams Fisheries 1997 22 6ndash12 httpsdoiorg1015771548-8446(1997)
022lt0006IOWLUOgt20CO2
41 Miltner RJ White D Yoder C The biotic integrity of streams in urban and suburbanizing landscapes
Landsc Urban Plan 2004 69 87ndash100 httpsdoiorg101016jlandurbplan200310032
42 Cuffney TF Mcmahon G Kashuba R May JT Waite IR Responses of benthic macroinvertebrates to
urbanization in nine metropolitan areas Ecol Appl 2010 20 1384ndash1401 httpsdoiorg1011387
5340 PMID 20666256
43 Hardy SD Koontz TM Reducing nonpoint source pollution through collaboration Policies and pro-
grams across the US States Environ Manage 2008 41 301ndash310 httpsdoiorg101007s00267-
007-9038-6 PMID 17999107
44 Hoornbeek J Hansen E Ringquist E Carlson R Implementing water pollution policy in the United
States Total maximum daily loads and collaborative watershed management Soc Nat Resour 2013
26 420ndash436 httpsdoiorg101080089419202012700761
45 US Geological Survey and US Department of AgriculturendashNatural Resources Conservation Service
Watershed Boundary Dataset (WBD) In The National Hydrography Dataset (NHD) [Internet] 2010
Available httpswwwnrcsusdagovwpsportalnrcsmainnationalwaterwatershedsdataset
46 National Atlas of the United States 100-Meter Resolution Global Map Boundaries of the United States
[vector digital data] Rolla MO National Atlas of the United States 2014
47 U S Environmental Protection Agency 303(d) listed impaired waters NHDPlus indexed dataset with
program attributes [Internet] Washington DC US Environmental Protection Agency 2014 Avail-
able httpswwwepagovwaterdatawaters-geospatial-data-downloads
48 R Core Team R A language and environment for statistical computing [Internet] Vienna Austria R
Foundation for Statistical Computing 2017 Available httpswwwr-projectorg
49 Homer CG Dewitz JA Yang L Jin S Danielson P Xian G et al Completion of the 2011 National Land
Cover Database for the conterminous United States-Representing a decade of land cover change infor-
mation Photogramm Eng Remote Sensing 2015 81 345ndash354 httpsdoiorg1014358PERS815
345
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 13 14
50 Lehner B Grill G Global river hydrography and network routing Baseline data and new approaches to
study the worldrsquos large river systems Hydrol Process 2013 27 2171ndash2186 httpsdoiorg101002
hyp9740
51 USGS Gap Analysis Program Protected Areas Database of the United States (PAD-US) version 14
[vector digital data] [Internet] 2016
52 Sigman H International spillovers and water quality in rivers Do countries free ride Am Econ Rev
2002 92 1152ndash1159 httpsdoiorg10125700028280260344687
53 Lipscomb M Mobarak AM Decentralization and pollution spillovers Evidence from the re-drawing of
county borders in Brazil Rev Econ Stud 2017 84 464ndash502 httpsdoiorg101093restudrdw023
54 Cai H Chen Y Gong Q Polluting thy neighbor Unintended consequences of Chinarsquos pollution reduc-
tion mandates J Environ Econ Manage Elsevier 2016 76 86ndash104 httpsdoiorg101016jjeem
201501002
55 Darley JM Latane B Bystander intervention in emergencies Diffusion of responsibility J Pers Soc Psy-
chol 1968 8 377ndash383 httpsdoiorg101037h0025589 PMID 5645600
56 Austrom D Silverman I Diffusion of responsibility in charitable donations Basic Appl Soc Psych 1983
4 17ndash27 httpsdoiorg101207s15324834basp0401_2
57 Whyte G Diffusion of responsibility Effects on the escalation tendency J Appl Psychol 1991 76 408ndash
415 httpsdoiorg1010370021-9010763408
58 Fischhendler I Heikkila T Does Integrated Water Resources Management Support Institutional
Change The Case of Water Policy Reform in Israel Ecol Soc 2010 15 4 httpsdoiorg105751ES-
03015-150104
59 Chilima JS Blakely JAE Noble BF Patrick RJ Institutional arrangements for assessing and managing
cumulative effects on watersheds Lessons from the Grand River watershed Ontario Canada Can
Water Resour J Rev Can des ressources hydriques Taylor amp Francis 2017 42 223ndash236 httpsdoi
org1010800701178420171292151
60 Koontz TM Newig J From Planning to Implementation Top-Down and Bottom-Up Approaches for Col-
laborative Watershed Management Policy Stud J 2014 42 416ndash442 httpsdoiorg101111psj
12067
61 US Environmental Protection Agency Guidance for water quality-based decisions The TMDL pro-
cess Washington DC 1991
62 Dance S Scientists give Chesapeake Bay its highest environmental grade since 1992 The Baltimore
Sun Baltimore Maryland USA 17 May 2016 Available httpwwwbaltimoresuncomfeaturesgreen
blogbs-md-chesapeake-bay-grade-20160517-storyhtml
63 Sterner GE Bryant R Kleinman PJ Watson J Alter TR Community implementation dynamics Nutrient
management in the New York City and Chesapeake Bay Watersheds Int J Rural Law Policy 2015 1
1ndash15
64 Imperial MT Kauneckis D Moving from conflict to collaboration Watershed governance in Lake Tahoe
Nat Resour J 2003 43 1009ndash1055
65 Zilov EA Water resources and the sustainable development of humankind International cooperation in
the rational use of freshwater-lake resources Conclusions from materials of foreign studies Water
Resour 2013 40 84ndash95 httpsdoiorg101134S0097807812030116
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 14 14
associated with higher likelihood of impairment (Fig 3B and 3C) We found that for both
transboundary and internal watersheds the likelihood of impairment increased with greater
modified land cover (plt 0001) and upstream catchment area (p = 0047) We observed an
interaction between these two variables where watersheds with larger upstream area were
more likely to have high levels of modification (p = 0016) Also above upstream catchment
areas of 2000000 km2 transboundary and internal watersheds did not have significantly dif-
ferent proportions of impairment as the confidence intervals of both groups began to overlap
Importantly however these geographical attributes did not drive the observed differences in
impairment probabilities between transboundary and internal watersheds The transboundary
or internal designations of watersheds did not affect the severity of impairment from modified
land cover or upstream catchment area (p = 0866 for transboundary p = 0804 for internal)
Unpaired t-tests showed that neither upstream catchment area (p = 080) nor percentage of
modified land (p = 087) significantly differed between transboundary and internal watersheds
Our results indicated that while the geographical attributes of watersheds strongly influence
water quality they were not driving the differences between transboundary and internal water-
shed impairment
Our results did reveal significant relationships between the number of state and federal
agencies operating within a watershed and the likelihood of impairment Crucially the rela-
tionships between our jurisdictional count and likelihood of impairment varied between trans-
boundary and internal watersheds When we first compared watersheds that contained public
lands to watersheds that were entirely private we observed that watersheds containing public
lands were overall less likely to be impaired than private watersheds (plt 0001) This sug-
gested that at the broadest level (ie public versus private) watersheds that are dominated by
land belonging to non-governmental entities can be expected to have higher levels of
impairment Next within the subset of watersheds containing public land we investigated
whether the number of state and federal agencies managing land in the watershed was associ-
ated with impairment Here we found that probability of impairment was associated with an
interaction between the number of management agencies and the transboundary or internal
designation of a watershed (plt 0001) To understand this interaction we split the dataset
once more into two groups transboundary and internal watersheds For each group we ana-
lyzed the relationship between the number of state and federal agencies and the likelihood of
impairment For both internal and transboundary watersheds increases in the number of fed-
eral agencies were associated with a reduction in impairment likelihood while increases in the
number of state agencies were associated with increased impairment likelihood Although hav-
ing a higher number of state agencies was associated with a higher likelihood of impairment
for both watershed groups the negative effects of state agencies on watershed impairment
were magnified in transboundary watersheds (Fig 4) Contrastingly the positive effects of fed-
eral agencies on watershed impairment were higher in internal watersheds Overall our results
provide evidence that (1) transboundary watersheds are more likely to be impaired and (2)
jurisdictional fragmentation is associated with watershed impairment
Even though state and national borders are often arbitrarily drawn they may nonetheless
have tangible impacts on the impairment probability of water bodies For example boundaries
may incentivize polluting by externalizing the consequences of pollution to downstream
Fig 3 Factors associated with chances of watershed impairment (a) Null modeling results where transboundary
watersheds are more likely to be impaired than internal watersheds (b) Logistic regression results demonstrating that
watershed impairment increases as human land modification increases (c) Logistic regression results demonstrating
that watershed impairment increases as upstream area increases
httpsdoiorg101371journalpone0204149g003
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 8 14
jurisdictions whether they be countries states or oceans Transboundary spillover effects
have been found to occur with industrial facilities in border counties within the United States
[28] Researchers have also identified higher levels of polluting activity upstream of borders
between European nations[52] Brazilian counties[53] and Chinese provinces[54] While we
may intuitively expect higher potential for spillover effects between countries with non-over-
lapping legal and bureaucratic frameworks the above examples demonstrate that subunits of a
single country are no less immune to this phenomenon Moreover spillover effects may occur
in direct response to federal decisions In the case of China a 2001 pollution reduction man-
date issued by the central government loosened pollution enforcement and increased concen-
trations of polluting facilities just upstream of provincial borders[54] We suspect that
transboundary spillover effects may be contributing to our impairment results especially
given no significant differences in modified land cover or upstream catchment area between
transboundary and internal watersheds
The magnified effect of the jurisdictional count on impairment for transboundary water-
sheds is particularly compelling It suggests that effective water resource management may be
hindered by the presence of higher numbers of agencies and that the existence of a border or
coastline may compound this difficulty One possible explanation for this result is based on
ldquothe diffusion of responsibilityrdquo[55] This term originates from the field of sociology and refers
to the phenomenon of individuals feeling diminished responsibility for actions as group size
increases The diffusion of responsibility has been shown to inhibit individual and collective
actions across many contexts from emergency interventions[55] to charitable donations[56]
to corporate decision-making[57] In our context as more local agencies become involved in
managing a watershed the more difficult it may become for groups to implement Beneficial
Management Practices for land use and water resources While the diffusion of responsibility
may help explain the observed correlation between the number of state agencies and watershed
impairment in general the situations may be different in transboundary watersheds Agencies
upstream of the border may feel less inclined to intervene when water pollution is transported
out of their jurisdictions while agencies downstream of the border may feel diminished
responsibility if water pollution is entering from outside their jurisdictions Conversely
another possible explanation connecting impairment and the jurisdictional count may be mul-
tiple agencies establishing themselves within a watershed in order to address severe waterbody
impairment However as our results are correlative we cannot distinguish between these pos-
sibilities The opposite effects were seen when considering how the number of federal agencies
impact watershed impairment We suspect that since many federal lands are restricted-use
(eg national parks wilderness areas) they are likely to have a cumulative positive impact as
opposed to state lands that are often mixed-use and open to natural resources extraction
Fig 4 Chance of impairment for internal and transboundary watersheds based on Federal or State management
jurisdiction The presence of an arrow in the table indicates a statistically significant result The direction and size of
each arrow represents the direction (positive or negative) and relative magnitude of the management categoryrsquos effect
on chance of impairment
httpsdoiorg101371journalpone0204149g004
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 9 14
It should be noted that higher numbers of agencies could simply mean that there are lsquotoo
many seats at the tablersquo to allow for efficient decision-making at the collective level Thus the
problem may not be that each agency feels less inclined to act but rather that each agency has
its own goals and vision for addressing a given managerial concern creating gridlock within
the collective This has been identified as a challenge in multi-agency settings such as the Colo-
rado River[27] the Israeli water sector[58] and urban watersheds in Canada[59] At smaller
scales one solution may be found in overarching watershed partnerships that promote inter-
agency coordination and public participation thereby avoiding lsquosilo effectsrsquo between agencies
or stakeholder groups[145960] Regardless of the mechanisms involved our results imply
that jurisdictional fragmentation may be a strong determinant of watershed impairment
Limitations and recommendations
Though the dataset we analyzed was nationwide and comprehensive there are several potential
limitations associated with its use First the EPA dataset of 303(d) impaired waters may be suscep-
tible to interstate differences in water quality reporting Under the Clean Water Act states estab-
lish their own Total Maximum Daily Load programs so that their waterbodies may be suitable for
designated ldquobeneficial usesrdquo[61] The beneficial use of a waterbody may determine the water qual-
ity indicators that its managers are most interested in thus allowing room for subjective variation
when reporting impairment Additionally our analyses were constrained to waterbodies that
were impaired in 2017 Since we did not use time series data we were unable to assess whether
watershed impairment trends were due to legacies of land uses such as mining and grazing
Despite these limitations we believe that the breadth of the dataset and the strength of our
results highlight potential issues associated with transboundary watersheds We recommend
that future investigations incorporate nationwide datasets on point source pollutants water
abstraction and impoundments in United States waterbodies These mechanisms of watershed
impairment are not inherently connected with land modification and thus were not captured
in our analyses Such investigations may reveal the roles that transboundary spillover effects
and overexploitation have in driving the observed differences between transboundary and
internal watershed impairment Additionally time series analyses of watershed impairment
and case studies of jurisdictionally fragmented watersheds could provide historical and local
perspectives that were absent from this study
We have provided evidence that transboundary watersheds are hotspots of impairment and
that jurisdictional fragmentation is likely contributing this impairment We are not proposing
a one-size-fits-all managerial solution nor claiming that all transboundary watersheds are sub-
ject to the same stressors Rather we recommend that watershed managers should assess the
influence of jurisdictional fragmentation on a case-by-case basis Our results also highlight the
importance of considering Integrated Watershed Management policies as potential solutions
to issues of water quality in jurisdictionally fragmented watersheds Implementing boundary-
spanning frameworks for group decision-making and non-point source abatement may often
prove to be difficult Fortunately case studies such as Chesapeake Bay Watershed Agreement
[6263] watershed governance of Lake Tahoe [64] and the international management of Lake
Constance[65] can provide insight into the shared characteristics of successful watershed
management programs While much is context-dependent policies that expand public partici-
pation and streamline information sharing among agencies have been identified as crucial for
properly balancing human development and watershed protection[14] Given an ever-increas-
ing need for clean freshwater due to rising populations increased drought severity and food
insecurity it will be essential to more fully comprehend how our own socio-political land-
scapes impact the water resources we depend on
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 10 14
Supporting information
S1 Table Federal land management agencies listed in the Federal and Indian Lands data-
sets of the US Geological Surveyrsquos National Map program Table includes the total approxi-
mate area of the lands for which each agency is designated as the primary administrator
(within the contiguous 48 United States)
(DOCX)
S2 Table Broad categories of local owners of state lands as designated in the Protected
Areas Database of the United States The ldquoOther or Unknownrdquo classification primarily con-
sists of all the state lands of Minnesota Iowa and Illinois as well as various lands including
certain State Parks Resource Management Areas Conservation Areas Marine Protected
Areas Conservation Easements Public Universities
(DOCX)
Acknowledgments
The authors would like to thank Jennifer Weathered and Shaley Valentine for their input on
earlier versions of this MS
Author Contributions
Conceptualization Susan Washko Trisha B Atwood Soren Brothers Edd Hammill
Data curation Andrew Witt Jeffrey Haight
Formal analysis Andrew Witt Jeffrey Haight
Investigation Josh Epperly Susan Washko
Methodology Trisha B Atwood Janice Brahney Soren Brothers
Project administration Susan Washko Trisha B Atwood Edd Hammill
Supervision Janice Brahney Edd Hammill
Writing ndash original draft Josh Epperly Andrew Witt
Writing ndash review amp editing Josh Epperly Andrew Witt Jeffrey Haight Susan Washko Trisha
B Atwood Janice Brahney Soren Brothers Edd Hammill
References1 Dudgeon D Arthington AH Gessner MO Kawabata ZI Knowler DJ Levecircque C et al Freshwater bio-
diversity Importance threats status and conservation challenges Biol Rev Camb Philos Soc 2006
81 163ndash182 httpsdoiorg101017S1464793105006950 PMID 16336747
2 Chadwick MA Dobberfuhl DR Benke AC Alexander D Chadwick MA Dobberfuhl DR et al Urbaniza-
tion affects stream ecosystem function by altering hydrology chemistry and biotic richness Ecol Appl
2006 16 1796ndash1807 httpsdoiorg1018901051-0761(2006)016[1796UASEFB]20CO2 PMID
17069372
3 Englert D Zubrod JP Schulz R Bundschuh M Effects of municipal wastewater on aquatic ecosystem
structure and function in the receiving stream Sci Total Environ Elsevier BV 2013 454ndash455 401ndash
410 httpsdoiorg101016jscitotenv201303025 PMID 23562693
4 Wilson MA Carpenter SR Economic valuation of freshwater ecosystem services in the United States
1971ndash1997 Ecol Appl 1999 9 772ndash783 httpsdoiorg1018901051-0761(1999)009[0772EVOFES]
20CO2
5 Keeler BL Polasky S Brauman KA Johnson KA Finlay JC OrsquoNeill A et al Linking water quality and
well-being for improved assessment and valuation of ecosystem services Proc Natl Acad Sci 2012
109 18619ndash18624 httpsdoiorg101073pnas1215991109 PMID 23091018
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 11 14
6 Baron JS LeRoy Poff N Angermeier PL Dahm CN Gleick PH Hairston NG et al Meeting ecological
and societal needs for freshwater Ecol Appl 2002 12 1247ndash1260 httpsdoiorg1018901051-0761
(2002)012[1247MEASNF]20CO2
7 Environmental Protection Agency US Total maximum daily loads (TMDL) and individual water quality-
based effluent limitations [Internet] USA Government Publishing Office 2013 pp 424ndash426 Available
httpswwwgpogovfdsyspkgCFR-2013-title40-vol23pdfCFR-2013-title40-vol23-sec130-7pdf
8 Kauffman GJ What if the United States of America were based on watersheds Water Policy 2002
4 57ndash68
9 Norman ES Bakker K Transgressing scales Water governance across the Canada-US borderland
Ann Assoc Am Geogr 2009 99 99ndash117 httpsdoiorg10108000045600802317218
10 Gebregziabher G Abera DA Gebresamuel G Giordano M Langan S An Assessment of Integrated
Watershed Management in Ethiopia Colombo Sri Lanka International Water Management Institute
2016
11 Nerkar SS Pathak A Lundborg CS Tamhankar AJ Can integrated watershed management contribute
to improvement of public health A cross-sectional study from Hilly Tribal Villages in India Int J Environ
Res Public Health 2015 12 2653ndash2669 httpsdoiorg103390ijerph120302653 PMID 25734794
12 Stewart J Bennett M Integrated watershed management in the Bow River basin Alberta experiences
challenges and lessons learned Int J Water Resour Dev Routledge 2017 33 458ndash472 httpsdoi
org1010800790062720161238345
13 Blomquist W Schlager E Political pitfalls of integrated watershed management Soc Nat Resour 2005
18 101ndash117 httpsdoiorg10108008941920590894435
14 Wang G Mang S Cai H Liu S Zhang Z Wang L et al Integrated watershed management evolution
development and emerging trends J For Res Springer Berlin Heidelberg 2016 27 967ndash994 https
doiorg101007s11676-016-0293-3
15 Sharpley AN Weld JL Beegle DB Kleinman PJ a Gburek WJ Moore P a et al Development of phos-
phorus indices for nutrient management planning strategies in the United States J Soil Water Conserv
2003 58 137ndash152
16 US Environmental Protection Agency A review of statewide watershed management approaches
[Internet] 2002 Available httpswwwepagovsitesproductionfiles2015-09documentsreview-
statewide-watershed-mgmt-approachespdf
17 Seligman D Resolving interstate water conflicts A comparison of the way India and the United States
address disputes on interstate rivers [Internet] 2011 Report No IWPWPNo22011 Available http
lkyspp2nusedusgiwp
18 Allan SE Smith BW Anderson K a Impact of the Deepwater Horizon oil spill on bioavailable polycyclic
aromatic hydrocarbons in Gulf of Mexico coastal waters Env Sci Technol 2013 46 2033ndash2039
httpsdoiorg101021es202942qImpact
19 Cicin-Sain B Belfiore S Linking marine protected areas to integrated coastal and ocean management
A review of theory and practice Ocean Coast Manag 2005 48 847ndash868 httpsdoiorg101016j
ocecoaman200601001
20 Alvarez-Romero JG Pressey RL Ban NC Vance-Borland K Willer C Klein CJ et al Integrated Land-
Sea Conservation Planning The Missing Links Annu Rev Ecol Evol Syst 2011 42 381ndash409 https
doiorg101146annurev-ecolsys-102209-144702
21 Portman ME Policy Options for Coastal Protection Integrating Inland Water Management with Coastal
Management for Greater Community Resilience J Water Resour Plan Manag 2018 144 05018005
httpsdoiorg101061(ASCE)WR1943-54520000913
22 Adams WM Brockington D Dyson J Vira B Managing tragedies Understanding conflict over common
pool resources Science (80-) 2003 302 1915ndash1916 httpsdoiorg101126science1087771 PMID
14671288
23 Buckles D Cultivating peace conflict and collaboration in natural resource managment Ottawa
Ontario and Washington DC International Development Research Centre and The World Bank
1999
24 Macdonnell LJ Getches DH Hugenberg WC The law of the Colorado River Coping with severe sus-
tained drought Water Resour Bull 1995 31 825ndash836
25 Christensen NS Wood AW Voisin N Lettenmaier DP Palmer RN The effects of climate change on
the hydrology and water resources of the Colorado River basin Clim Change 2004 62 337ndash363
httpsdoiorg101023BCLIM0000013684136211f
26 Gleick PH The effects of future climatic changes on international water resources the Colorado River
the United States and Mexico Policy Sci 1988 21 23ndash39 httpsdoiorg101007BF00145120
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 12 14
27 Brower A Reedy C Yelin-Kefer J Consensus versus conservation in the upper Colorado River Basin
Recovery Implementation Program Conserv Biol 2001 15 1001ndash1007 httpsdoiorg101046j
1523-173920010150041001x
28 Helland E Whitford AB Pollution incidence and political jurisdiction evidence from the TRI J Environ
Econ Manage 2003 46 403ndash424 httpsdoiorg101016S0095-0696(03)00033-0
29 Sigman H Transboundary spillovers and decentralization of environmental policies 2004 Report No
16
30 Grey D Sadoff C Beyond the river The benefits of cooperation on international rivers Water Science
and Technology 2003 pp 91ndash96 httpsdoiorg101016S1366-7017(02)00035-1
31 Jacobson CR Identification and quantification of the hydrological impacts of imperviousness in urban
catchments A review Journal of Environmental Management 2011 pp 1438ndash1448 httpsdoiorg10
1016jjenvman201101018 PMID 21334133
32 Tickner D Parker H Moncrieff CR Oates NEM Ludi E Acreman M Managing rivers for multiple bene-
fitsndashA coherent approach to research policy and planning Front Environ Sci 2017 5 httpsdoiorg
103389fenvs201700004
33 Klein RD Urbanization and stream quailty impairment Water Resour Bull 1979 15 httpsdoiorg10
1111j1752-16881979tb01074x
34 Wu J Stewart TW Thompson JR Kolka RK Franz KJ Watershed features and stream water quality
Gaining insight through path analysis in a Midwest urban landscape USA Landsc Urban Plan 2015
143 219ndash229 httpsdoiorg101016jlandurbplan201508001
35 Allan JD Landscapes and riverscapes the influence of land use on stream ecosystems Annu Rev Ecol
Evol Syst 2004 35 257ndash284 httpsdoiorg101146annurevecolsys35120202110122
36 Agourdis CT Workman SR Warner RC Jennings GD Livestock grazing management impacts on
stream water quality A review J Am Water Resour Assoc 2005 41 591ndash606
37 Roth NE David Allan J Erickson DL Landscape influences on stream biotic integrity assessed at multi-
ple spatial scales Landsc Ecol 1996 11 141ndash156 httpsdoiorg101007BF02447513
38 Nolan BT Ruddy BC Hitt KJ Helsel DR Risk of nitrate in groundwaters of the United StatesmdashA
national perspective Environ Sci Technol 1997 31 2229ndash2236 httpsdoiorg101021es960818d
39 Paul MJ Meyer JL Streams in the urban landscape Annu Rev Ecol Syst 2001 32 333ndash365 https
doiorg101146annurevecolsys32081501114040
40 Wang L Lyons J Kanehl P Gatti R Influences of watershed land use on habitat quality and biotic integ-
rity in Wisconsin streams Fisheries 1997 22 6ndash12 httpsdoiorg1015771548-8446(1997)
022lt0006IOWLUOgt20CO2
41 Miltner RJ White D Yoder C The biotic integrity of streams in urban and suburbanizing landscapes
Landsc Urban Plan 2004 69 87ndash100 httpsdoiorg101016jlandurbplan200310032
42 Cuffney TF Mcmahon G Kashuba R May JT Waite IR Responses of benthic macroinvertebrates to
urbanization in nine metropolitan areas Ecol Appl 2010 20 1384ndash1401 httpsdoiorg1011387
5340 PMID 20666256
43 Hardy SD Koontz TM Reducing nonpoint source pollution through collaboration Policies and pro-
grams across the US States Environ Manage 2008 41 301ndash310 httpsdoiorg101007s00267-
007-9038-6 PMID 17999107
44 Hoornbeek J Hansen E Ringquist E Carlson R Implementing water pollution policy in the United
States Total maximum daily loads and collaborative watershed management Soc Nat Resour 2013
26 420ndash436 httpsdoiorg101080089419202012700761
45 US Geological Survey and US Department of AgriculturendashNatural Resources Conservation Service
Watershed Boundary Dataset (WBD) In The National Hydrography Dataset (NHD) [Internet] 2010
Available httpswwwnrcsusdagovwpsportalnrcsmainnationalwaterwatershedsdataset
46 National Atlas of the United States 100-Meter Resolution Global Map Boundaries of the United States
[vector digital data] Rolla MO National Atlas of the United States 2014
47 U S Environmental Protection Agency 303(d) listed impaired waters NHDPlus indexed dataset with
program attributes [Internet] Washington DC US Environmental Protection Agency 2014 Avail-
able httpswwwepagovwaterdatawaters-geospatial-data-downloads
48 R Core Team R A language and environment for statistical computing [Internet] Vienna Austria R
Foundation for Statistical Computing 2017 Available httpswwwr-projectorg
49 Homer CG Dewitz JA Yang L Jin S Danielson P Xian G et al Completion of the 2011 National Land
Cover Database for the conterminous United States-Representing a decade of land cover change infor-
mation Photogramm Eng Remote Sensing 2015 81 345ndash354 httpsdoiorg1014358PERS815
345
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 13 14
50 Lehner B Grill G Global river hydrography and network routing Baseline data and new approaches to
study the worldrsquos large river systems Hydrol Process 2013 27 2171ndash2186 httpsdoiorg101002
hyp9740
51 USGS Gap Analysis Program Protected Areas Database of the United States (PAD-US) version 14
[vector digital data] [Internet] 2016
52 Sigman H International spillovers and water quality in rivers Do countries free ride Am Econ Rev
2002 92 1152ndash1159 httpsdoiorg10125700028280260344687
53 Lipscomb M Mobarak AM Decentralization and pollution spillovers Evidence from the re-drawing of
county borders in Brazil Rev Econ Stud 2017 84 464ndash502 httpsdoiorg101093restudrdw023
54 Cai H Chen Y Gong Q Polluting thy neighbor Unintended consequences of Chinarsquos pollution reduc-
tion mandates J Environ Econ Manage Elsevier 2016 76 86ndash104 httpsdoiorg101016jjeem
201501002
55 Darley JM Latane B Bystander intervention in emergencies Diffusion of responsibility J Pers Soc Psy-
chol 1968 8 377ndash383 httpsdoiorg101037h0025589 PMID 5645600
56 Austrom D Silverman I Diffusion of responsibility in charitable donations Basic Appl Soc Psych 1983
4 17ndash27 httpsdoiorg101207s15324834basp0401_2
57 Whyte G Diffusion of responsibility Effects on the escalation tendency J Appl Psychol 1991 76 408ndash
415 httpsdoiorg1010370021-9010763408
58 Fischhendler I Heikkila T Does Integrated Water Resources Management Support Institutional
Change The Case of Water Policy Reform in Israel Ecol Soc 2010 15 4 httpsdoiorg105751ES-
03015-150104
59 Chilima JS Blakely JAE Noble BF Patrick RJ Institutional arrangements for assessing and managing
cumulative effects on watersheds Lessons from the Grand River watershed Ontario Canada Can
Water Resour J Rev Can des ressources hydriques Taylor amp Francis 2017 42 223ndash236 httpsdoi
org1010800701178420171292151
60 Koontz TM Newig J From Planning to Implementation Top-Down and Bottom-Up Approaches for Col-
laborative Watershed Management Policy Stud J 2014 42 416ndash442 httpsdoiorg101111psj
12067
61 US Environmental Protection Agency Guidance for water quality-based decisions The TMDL pro-
cess Washington DC 1991
62 Dance S Scientists give Chesapeake Bay its highest environmental grade since 1992 The Baltimore
Sun Baltimore Maryland USA 17 May 2016 Available httpwwwbaltimoresuncomfeaturesgreen
blogbs-md-chesapeake-bay-grade-20160517-storyhtml
63 Sterner GE Bryant R Kleinman PJ Watson J Alter TR Community implementation dynamics Nutrient
management in the New York City and Chesapeake Bay Watersheds Int J Rural Law Policy 2015 1
1ndash15
64 Imperial MT Kauneckis D Moving from conflict to collaboration Watershed governance in Lake Tahoe
Nat Resour J 2003 43 1009ndash1055
65 Zilov EA Water resources and the sustainable development of humankind International cooperation in
the rational use of freshwater-lake resources Conclusions from materials of foreign studies Water
Resour 2013 40 84ndash95 httpsdoiorg101134S0097807812030116
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 14 14
jurisdictions whether they be countries states or oceans Transboundary spillover effects
have been found to occur with industrial facilities in border counties within the United States
[28] Researchers have also identified higher levels of polluting activity upstream of borders
between European nations[52] Brazilian counties[53] and Chinese provinces[54] While we
may intuitively expect higher potential for spillover effects between countries with non-over-
lapping legal and bureaucratic frameworks the above examples demonstrate that subunits of a
single country are no less immune to this phenomenon Moreover spillover effects may occur
in direct response to federal decisions In the case of China a 2001 pollution reduction man-
date issued by the central government loosened pollution enforcement and increased concen-
trations of polluting facilities just upstream of provincial borders[54] We suspect that
transboundary spillover effects may be contributing to our impairment results especially
given no significant differences in modified land cover or upstream catchment area between
transboundary and internal watersheds
The magnified effect of the jurisdictional count on impairment for transboundary water-
sheds is particularly compelling It suggests that effective water resource management may be
hindered by the presence of higher numbers of agencies and that the existence of a border or
coastline may compound this difficulty One possible explanation for this result is based on
ldquothe diffusion of responsibilityrdquo[55] This term originates from the field of sociology and refers
to the phenomenon of individuals feeling diminished responsibility for actions as group size
increases The diffusion of responsibility has been shown to inhibit individual and collective
actions across many contexts from emergency interventions[55] to charitable donations[56]
to corporate decision-making[57] In our context as more local agencies become involved in
managing a watershed the more difficult it may become for groups to implement Beneficial
Management Practices for land use and water resources While the diffusion of responsibility
may help explain the observed correlation between the number of state agencies and watershed
impairment in general the situations may be different in transboundary watersheds Agencies
upstream of the border may feel less inclined to intervene when water pollution is transported
out of their jurisdictions while agencies downstream of the border may feel diminished
responsibility if water pollution is entering from outside their jurisdictions Conversely
another possible explanation connecting impairment and the jurisdictional count may be mul-
tiple agencies establishing themselves within a watershed in order to address severe waterbody
impairment However as our results are correlative we cannot distinguish between these pos-
sibilities The opposite effects were seen when considering how the number of federal agencies
impact watershed impairment We suspect that since many federal lands are restricted-use
(eg national parks wilderness areas) they are likely to have a cumulative positive impact as
opposed to state lands that are often mixed-use and open to natural resources extraction
Fig 4 Chance of impairment for internal and transboundary watersheds based on Federal or State management
jurisdiction The presence of an arrow in the table indicates a statistically significant result The direction and size of
each arrow represents the direction (positive or negative) and relative magnitude of the management categoryrsquos effect
on chance of impairment
httpsdoiorg101371journalpone0204149g004
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 9 14
It should be noted that higher numbers of agencies could simply mean that there are lsquotoo
many seats at the tablersquo to allow for efficient decision-making at the collective level Thus the
problem may not be that each agency feels less inclined to act but rather that each agency has
its own goals and vision for addressing a given managerial concern creating gridlock within
the collective This has been identified as a challenge in multi-agency settings such as the Colo-
rado River[27] the Israeli water sector[58] and urban watersheds in Canada[59] At smaller
scales one solution may be found in overarching watershed partnerships that promote inter-
agency coordination and public participation thereby avoiding lsquosilo effectsrsquo between agencies
or stakeholder groups[145960] Regardless of the mechanisms involved our results imply
that jurisdictional fragmentation may be a strong determinant of watershed impairment
Limitations and recommendations
Though the dataset we analyzed was nationwide and comprehensive there are several potential
limitations associated with its use First the EPA dataset of 303(d) impaired waters may be suscep-
tible to interstate differences in water quality reporting Under the Clean Water Act states estab-
lish their own Total Maximum Daily Load programs so that their waterbodies may be suitable for
designated ldquobeneficial usesrdquo[61] The beneficial use of a waterbody may determine the water qual-
ity indicators that its managers are most interested in thus allowing room for subjective variation
when reporting impairment Additionally our analyses were constrained to waterbodies that
were impaired in 2017 Since we did not use time series data we were unable to assess whether
watershed impairment trends were due to legacies of land uses such as mining and grazing
Despite these limitations we believe that the breadth of the dataset and the strength of our
results highlight potential issues associated with transboundary watersheds We recommend
that future investigations incorporate nationwide datasets on point source pollutants water
abstraction and impoundments in United States waterbodies These mechanisms of watershed
impairment are not inherently connected with land modification and thus were not captured
in our analyses Such investigations may reveal the roles that transboundary spillover effects
and overexploitation have in driving the observed differences between transboundary and
internal watershed impairment Additionally time series analyses of watershed impairment
and case studies of jurisdictionally fragmented watersheds could provide historical and local
perspectives that were absent from this study
We have provided evidence that transboundary watersheds are hotspots of impairment and
that jurisdictional fragmentation is likely contributing this impairment We are not proposing
a one-size-fits-all managerial solution nor claiming that all transboundary watersheds are sub-
ject to the same stressors Rather we recommend that watershed managers should assess the
influence of jurisdictional fragmentation on a case-by-case basis Our results also highlight the
importance of considering Integrated Watershed Management policies as potential solutions
to issues of water quality in jurisdictionally fragmented watersheds Implementing boundary-
spanning frameworks for group decision-making and non-point source abatement may often
prove to be difficult Fortunately case studies such as Chesapeake Bay Watershed Agreement
[6263] watershed governance of Lake Tahoe [64] and the international management of Lake
Constance[65] can provide insight into the shared characteristics of successful watershed
management programs While much is context-dependent policies that expand public partici-
pation and streamline information sharing among agencies have been identified as crucial for
properly balancing human development and watershed protection[14] Given an ever-increas-
ing need for clean freshwater due to rising populations increased drought severity and food
insecurity it will be essential to more fully comprehend how our own socio-political land-
scapes impact the water resources we depend on
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 10 14
Supporting information
S1 Table Federal land management agencies listed in the Federal and Indian Lands data-
sets of the US Geological Surveyrsquos National Map program Table includes the total approxi-
mate area of the lands for which each agency is designated as the primary administrator
(within the contiguous 48 United States)
(DOCX)
S2 Table Broad categories of local owners of state lands as designated in the Protected
Areas Database of the United States The ldquoOther or Unknownrdquo classification primarily con-
sists of all the state lands of Minnesota Iowa and Illinois as well as various lands including
certain State Parks Resource Management Areas Conservation Areas Marine Protected
Areas Conservation Easements Public Universities
(DOCX)
Acknowledgments
The authors would like to thank Jennifer Weathered and Shaley Valentine for their input on
earlier versions of this MS
Author Contributions
Conceptualization Susan Washko Trisha B Atwood Soren Brothers Edd Hammill
Data curation Andrew Witt Jeffrey Haight
Formal analysis Andrew Witt Jeffrey Haight
Investigation Josh Epperly Susan Washko
Methodology Trisha B Atwood Janice Brahney Soren Brothers
Project administration Susan Washko Trisha B Atwood Edd Hammill
Supervision Janice Brahney Edd Hammill
Writing ndash original draft Josh Epperly Andrew Witt
Writing ndash review amp editing Josh Epperly Andrew Witt Jeffrey Haight Susan Washko Trisha
B Atwood Janice Brahney Soren Brothers Edd Hammill
References1 Dudgeon D Arthington AH Gessner MO Kawabata ZI Knowler DJ Levecircque C et al Freshwater bio-
diversity Importance threats status and conservation challenges Biol Rev Camb Philos Soc 2006
81 163ndash182 httpsdoiorg101017S1464793105006950 PMID 16336747
2 Chadwick MA Dobberfuhl DR Benke AC Alexander D Chadwick MA Dobberfuhl DR et al Urbaniza-
tion affects stream ecosystem function by altering hydrology chemistry and biotic richness Ecol Appl
2006 16 1796ndash1807 httpsdoiorg1018901051-0761(2006)016[1796UASEFB]20CO2 PMID
17069372
3 Englert D Zubrod JP Schulz R Bundschuh M Effects of municipal wastewater on aquatic ecosystem
structure and function in the receiving stream Sci Total Environ Elsevier BV 2013 454ndash455 401ndash
410 httpsdoiorg101016jscitotenv201303025 PMID 23562693
4 Wilson MA Carpenter SR Economic valuation of freshwater ecosystem services in the United States
1971ndash1997 Ecol Appl 1999 9 772ndash783 httpsdoiorg1018901051-0761(1999)009[0772EVOFES]
20CO2
5 Keeler BL Polasky S Brauman KA Johnson KA Finlay JC OrsquoNeill A et al Linking water quality and
well-being for improved assessment and valuation of ecosystem services Proc Natl Acad Sci 2012
109 18619ndash18624 httpsdoiorg101073pnas1215991109 PMID 23091018
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 11 14
6 Baron JS LeRoy Poff N Angermeier PL Dahm CN Gleick PH Hairston NG et al Meeting ecological
and societal needs for freshwater Ecol Appl 2002 12 1247ndash1260 httpsdoiorg1018901051-0761
(2002)012[1247MEASNF]20CO2
7 Environmental Protection Agency US Total maximum daily loads (TMDL) and individual water quality-
based effluent limitations [Internet] USA Government Publishing Office 2013 pp 424ndash426 Available
httpswwwgpogovfdsyspkgCFR-2013-title40-vol23pdfCFR-2013-title40-vol23-sec130-7pdf
8 Kauffman GJ What if the United States of America were based on watersheds Water Policy 2002
4 57ndash68
9 Norman ES Bakker K Transgressing scales Water governance across the Canada-US borderland
Ann Assoc Am Geogr 2009 99 99ndash117 httpsdoiorg10108000045600802317218
10 Gebregziabher G Abera DA Gebresamuel G Giordano M Langan S An Assessment of Integrated
Watershed Management in Ethiopia Colombo Sri Lanka International Water Management Institute
2016
11 Nerkar SS Pathak A Lundborg CS Tamhankar AJ Can integrated watershed management contribute
to improvement of public health A cross-sectional study from Hilly Tribal Villages in India Int J Environ
Res Public Health 2015 12 2653ndash2669 httpsdoiorg103390ijerph120302653 PMID 25734794
12 Stewart J Bennett M Integrated watershed management in the Bow River basin Alberta experiences
challenges and lessons learned Int J Water Resour Dev Routledge 2017 33 458ndash472 httpsdoi
org1010800790062720161238345
13 Blomquist W Schlager E Political pitfalls of integrated watershed management Soc Nat Resour 2005
18 101ndash117 httpsdoiorg10108008941920590894435
14 Wang G Mang S Cai H Liu S Zhang Z Wang L et al Integrated watershed management evolution
development and emerging trends J For Res Springer Berlin Heidelberg 2016 27 967ndash994 https
doiorg101007s11676-016-0293-3
15 Sharpley AN Weld JL Beegle DB Kleinman PJ a Gburek WJ Moore P a et al Development of phos-
phorus indices for nutrient management planning strategies in the United States J Soil Water Conserv
2003 58 137ndash152
16 US Environmental Protection Agency A review of statewide watershed management approaches
[Internet] 2002 Available httpswwwepagovsitesproductionfiles2015-09documentsreview-
statewide-watershed-mgmt-approachespdf
17 Seligman D Resolving interstate water conflicts A comparison of the way India and the United States
address disputes on interstate rivers [Internet] 2011 Report No IWPWPNo22011 Available http
lkyspp2nusedusgiwp
18 Allan SE Smith BW Anderson K a Impact of the Deepwater Horizon oil spill on bioavailable polycyclic
aromatic hydrocarbons in Gulf of Mexico coastal waters Env Sci Technol 2013 46 2033ndash2039
httpsdoiorg101021es202942qImpact
19 Cicin-Sain B Belfiore S Linking marine protected areas to integrated coastal and ocean management
A review of theory and practice Ocean Coast Manag 2005 48 847ndash868 httpsdoiorg101016j
ocecoaman200601001
20 Alvarez-Romero JG Pressey RL Ban NC Vance-Borland K Willer C Klein CJ et al Integrated Land-
Sea Conservation Planning The Missing Links Annu Rev Ecol Evol Syst 2011 42 381ndash409 https
doiorg101146annurev-ecolsys-102209-144702
21 Portman ME Policy Options for Coastal Protection Integrating Inland Water Management with Coastal
Management for Greater Community Resilience J Water Resour Plan Manag 2018 144 05018005
httpsdoiorg101061(ASCE)WR1943-54520000913
22 Adams WM Brockington D Dyson J Vira B Managing tragedies Understanding conflict over common
pool resources Science (80-) 2003 302 1915ndash1916 httpsdoiorg101126science1087771 PMID
14671288
23 Buckles D Cultivating peace conflict and collaboration in natural resource managment Ottawa
Ontario and Washington DC International Development Research Centre and The World Bank
1999
24 Macdonnell LJ Getches DH Hugenberg WC The law of the Colorado River Coping with severe sus-
tained drought Water Resour Bull 1995 31 825ndash836
25 Christensen NS Wood AW Voisin N Lettenmaier DP Palmer RN The effects of climate change on
the hydrology and water resources of the Colorado River basin Clim Change 2004 62 337ndash363
httpsdoiorg101023BCLIM0000013684136211f
26 Gleick PH The effects of future climatic changes on international water resources the Colorado River
the United States and Mexico Policy Sci 1988 21 23ndash39 httpsdoiorg101007BF00145120
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 12 14
27 Brower A Reedy C Yelin-Kefer J Consensus versus conservation in the upper Colorado River Basin
Recovery Implementation Program Conserv Biol 2001 15 1001ndash1007 httpsdoiorg101046j
1523-173920010150041001x
28 Helland E Whitford AB Pollution incidence and political jurisdiction evidence from the TRI J Environ
Econ Manage 2003 46 403ndash424 httpsdoiorg101016S0095-0696(03)00033-0
29 Sigman H Transboundary spillovers and decentralization of environmental policies 2004 Report No
16
30 Grey D Sadoff C Beyond the river The benefits of cooperation on international rivers Water Science
and Technology 2003 pp 91ndash96 httpsdoiorg101016S1366-7017(02)00035-1
31 Jacobson CR Identification and quantification of the hydrological impacts of imperviousness in urban
catchments A review Journal of Environmental Management 2011 pp 1438ndash1448 httpsdoiorg10
1016jjenvman201101018 PMID 21334133
32 Tickner D Parker H Moncrieff CR Oates NEM Ludi E Acreman M Managing rivers for multiple bene-
fitsndashA coherent approach to research policy and planning Front Environ Sci 2017 5 httpsdoiorg
103389fenvs201700004
33 Klein RD Urbanization and stream quailty impairment Water Resour Bull 1979 15 httpsdoiorg10
1111j1752-16881979tb01074x
34 Wu J Stewart TW Thompson JR Kolka RK Franz KJ Watershed features and stream water quality
Gaining insight through path analysis in a Midwest urban landscape USA Landsc Urban Plan 2015
143 219ndash229 httpsdoiorg101016jlandurbplan201508001
35 Allan JD Landscapes and riverscapes the influence of land use on stream ecosystems Annu Rev Ecol
Evol Syst 2004 35 257ndash284 httpsdoiorg101146annurevecolsys35120202110122
36 Agourdis CT Workman SR Warner RC Jennings GD Livestock grazing management impacts on
stream water quality A review J Am Water Resour Assoc 2005 41 591ndash606
37 Roth NE David Allan J Erickson DL Landscape influences on stream biotic integrity assessed at multi-
ple spatial scales Landsc Ecol 1996 11 141ndash156 httpsdoiorg101007BF02447513
38 Nolan BT Ruddy BC Hitt KJ Helsel DR Risk of nitrate in groundwaters of the United StatesmdashA
national perspective Environ Sci Technol 1997 31 2229ndash2236 httpsdoiorg101021es960818d
39 Paul MJ Meyer JL Streams in the urban landscape Annu Rev Ecol Syst 2001 32 333ndash365 https
doiorg101146annurevecolsys32081501114040
40 Wang L Lyons J Kanehl P Gatti R Influences of watershed land use on habitat quality and biotic integ-
rity in Wisconsin streams Fisheries 1997 22 6ndash12 httpsdoiorg1015771548-8446(1997)
022lt0006IOWLUOgt20CO2
41 Miltner RJ White D Yoder C The biotic integrity of streams in urban and suburbanizing landscapes
Landsc Urban Plan 2004 69 87ndash100 httpsdoiorg101016jlandurbplan200310032
42 Cuffney TF Mcmahon G Kashuba R May JT Waite IR Responses of benthic macroinvertebrates to
urbanization in nine metropolitan areas Ecol Appl 2010 20 1384ndash1401 httpsdoiorg1011387
5340 PMID 20666256
43 Hardy SD Koontz TM Reducing nonpoint source pollution through collaboration Policies and pro-
grams across the US States Environ Manage 2008 41 301ndash310 httpsdoiorg101007s00267-
007-9038-6 PMID 17999107
44 Hoornbeek J Hansen E Ringquist E Carlson R Implementing water pollution policy in the United
States Total maximum daily loads and collaborative watershed management Soc Nat Resour 2013
26 420ndash436 httpsdoiorg101080089419202012700761
45 US Geological Survey and US Department of AgriculturendashNatural Resources Conservation Service
Watershed Boundary Dataset (WBD) In The National Hydrography Dataset (NHD) [Internet] 2010
Available httpswwwnrcsusdagovwpsportalnrcsmainnationalwaterwatershedsdataset
46 National Atlas of the United States 100-Meter Resolution Global Map Boundaries of the United States
[vector digital data] Rolla MO National Atlas of the United States 2014
47 U S Environmental Protection Agency 303(d) listed impaired waters NHDPlus indexed dataset with
program attributes [Internet] Washington DC US Environmental Protection Agency 2014 Avail-
able httpswwwepagovwaterdatawaters-geospatial-data-downloads
48 R Core Team R A language and environment for statistical computing [Internet] Vienna Austria R
Foundation for Statistical Computing 2017 Available httpswwwr-projectorg
49 Homer CG Dewitz JA Yang L Jin S Danielson P Xian G et al Completion of the 2011 National Land
Cover Database for the conterminous United States-Representing a decade of land cover change infor-
mation Photogramm Eng Remote Sensing 2015 81 345ndash354 httpsdoiorg1014358PERS815
345
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 13 14
50 Lehner B Grill G Global river hydrography and network routing Baseline data and new approaches to
study the worldrsquos large river systems Hydrol Process 2013 27 2171ndash2186 httpsdoiorg101002
hyp9740
51 USGS Gap Analysis Program Protected Areas Database of the United States (PAD-US) version 14
[vector digital data] [Internet] 2016
52 Sigman H International spillovers and water quality in rivers Do countries free ride Am Econ Rev
2002 92 1152ndash1159 httpsdoiorg10125700028280260344687
53 Lipscomb M Mobarak AM Decentralization and pollution spillovers Evidence from the re-drawing of
county borders in Brazil Rev Econ Stud 2017 84 464ndash502 httpsdoiorg101093restudrdw023
54 Cai H Chen Y Gong Q Polluting thy neighbor Unintended consequences of Chinarsquos pollution reduc-
tion mandates J Environ Econ Manage Elsevier 2016 76 86ndash104 httpsdoiorg101016jjeem
201501002
55 Darley JM Latane B Bystander intervention in emergencies Diffusion of responsibility J Pers Soc Psy-
chol 1968 8 377ndash383 httpsdoiorg101037h0025589 PMID 5645600
56 Austrom D Silverman I Diffusion of responsibility in charitable donations Basic Appl Soc Psych 1983
4 17ndash27 httpsdoiorg101207s15324834basp0401_2
57 Whyte G Diffusion of responsibility Effects on the escalation tendency J Appl Psychol 1991 76 408ndash
415 httpsdoiorg1010370021-9010763408
58 Fischhendler I Heikkila T Does Integrated Water Resources Management Support Institutional
Change The Case of Water Policy Reform in Israel Ecol Soc 2010 15 4 httpsdoiorg105751ES-
03015-150104
59 Chilima JS Blakely JAE Noble BF Patrick RJ Institutional arrangements for assessing and managing
cumulative effects on watersheds Lessons from the Grand River watershed Ontario Canada Can
Water Resour J Rev Can des ressources hydriques Taylor amp Francis 2017 42 223ndash236 httpsdoi
org1010800701178420171292151
60 Koontz TM Newig J From Planning to Implementation Top-Down and Bottom-Up Approaches for Col-
laborative Watershed Management Policy Stud J 2014 42 416ndash442 httpsdoiorg101111psj
12067
61 US Environmental Protection Agency Guidance for water quality-based decisions The TMDL pro-
cess Washington DC 1991
62 Dance S Scientists give Chesapeake Bay its highest environmental grade since 1992 The Baltimore
Sun Baltimore Maryland USA 17 May 2016 Available httpwwwbaltimoresuncomfeaturesgreen
blogbs-md-chesapeake-bay-grade-20160517-storyhtml
63 Sterner GE Bryant R Kleinman PJ Watson J Alter TR Community implementation dynamics Nutrient
management in the New York City and Chesapeake Bay Watersheds Int J Rural Law Policy 2015 1
1ndash15
64 Imperial MT Kauneckis D Moving from conflict to collaboration Watershed governance in Lake Tahoe
Nat Resour J 2003 43 1009ndash1055
65 Zilov EA Water resources and the sustainable development of humankind International cooperation in
the rational use of freshwater-lake resources Conclusions from materials of foreign studies Water
Resour 2013 40 84ndash95 httpsdoiorg101134S0097807812030116
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 14 14
It should be noted that higher numbers of agencies could simply mean that there are lsquotoo
many seats at the tablersquo to allow for efficient decision-making at the collective level Thus the
problem may not be that each agency feels less inclined to act but rather that each agency has
its own goals and vision for addressing a given managerial concern creating gridlock within
the collective This has been identified as a challenge in multi-agency settings such as the Colo-
rado River[27] the Israeli water sector[58] and urban watersheds in Canada[59] At smaller
scales one solution may be found in overarching watershed partnerships that promote inter-
agency coordination and public participation thereby avoiding lsquosilo effectsrsquo between agencies
or stakeholder groups[145960] Regardless of the mechanisms involved our results imply
that jurisdictional fragmentation may be a strong determinant of watershed impairment
Limitations and recommendations
Though the dataset we analyzed was nationwide and comprehensive there are several potential
limitations associated with its use First the EPA dataset of 303(d) impaired waters may be suscep-
tible to interstate differences in water quality reporting Under the Clean Water Act states estab-
lish their own Total Maximum Daily Load programs so that their waterbodies may be suitable for
designated ldquobeneficial usesrdquo[61] The beneficial use of a waterbody may determine the water qual-
ity indicators that its managers are most interested in thus allowing room for subjective variation
when reporting impairment Additionally our analyses were constrained to waterbodies that
were impaired in 2017 Since we did not use time series data we were unable to assess whether
watershed impairment trends were due to legacies of land uses such as mining and grazing
Despite these limitations we believe that the breadth of the dataset and the strength of our
results highlight potential issues associated with transboundary watersheds We recommend
that future investigations incorporate nationwide datasets on point source pollutants water
abstraction and impoundments in United States waterbodies These mechanisms of watershed
impairment are not inherently connected with land modification and thus were not captured
in our analyses Such investigations may reveal the roles that transboundary spillover effects
and overexploitation have in driving the observed differences between transboundary and
internal watershed impairment Additionally time series analyses of watershed impairment
and case studies of jurisdictionally fragmented watersheds could provide historical and local
perspectives that were absent from this study
We have provided evidence that transboundary watersheds are hotspots of impairment and
that jurisdictional fragmentation is likely contributing this impairment We are not proposing
a one-size-fits-all managerial solution nor claiming that all transboundary watersheds are sub-
ject to the same stressors Rather we recommend that watershed managers should assess the
influence of jurisdictional fragmentation on a case-by-case basis Our results also highlight the
importance of considering Integrated Watershed Management policies as potential solutions
to issues of water quality in jurisdictionally fragmented watersheds Implementing boundary-
spanning frameworks for group decision-making and non-point source abatement may often
prove to be difficult Fortunately case studies such as Chesapeake Bay Watershed Agreement
[6263] watershed governance of Lake Tahoe [64] and the international management of Lake
Constance[65] can provide insight into the shared characteristics of successful watershed
management programs While much is context-dependent policies that expand public partici-
pation and streamline information sharing among agencies have been identified as crucial for
properly balancing human development and watershed protection[14] Given an ever-increas-
ing need for clean freshwater due to rising populations increased drought severity and food
insecurity it will be essential to more fully comprehend how our own socio-political land-
scapes impact the water resources we depend on
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 10 14
Supporting information
S1 Table Federal land management agencies listed in the Federal and Indian Lands data-
sets of the US Geological Surveyrsquos National Map program Table includes the total approxi-
mate area of the lands for which each agency is designated as the primary administrator
(within the contiguous 48 United States)
(DOCX)
S2 Table Broad categories of local owners of state lands as designated in the Protected
Areas Database of the United States The ldquoOther or Unknownrdquo classification primarily con-
sists of all the state lands of Minnesota Iowa and Illinois as well as various lands including
certain State Parks Resource Management Areas Conservation Areas Marine Protected
Areas Conservation Easements Public Universities
(DOCX)
Acknowledgments
The authors would like to thank Jennifer Weathered and Shaley Valentine for their input on
earlier versions of this MS
Author Contributions
Conceptualization Susan Washko Trisha B Atwood Soren Brothers Edd Hammill
Data curation Andrew Witt Jeffrey Haight
Formal analysis Andrew Witt Jeffrey Haight
Investigation Josh Epperly Susan Washko
Methodology Trisha B Atwood Janice Brahney Soren Brothers
Project administration Susan Washko Trisha B Atwood Edd Hammill
Supervision Janice Brahney Edd Hammill
Writing ndash original draft Josh Epperly Andrew Witt
Writing ndash review amp editing Josh Epperly Andrew Witt Jeffrey Haight Susan Washko Trisha
B Atwood Janice Brahney Soren Brothers Edd Hammill
References1 Dudgeon D Arthington AH Gessner MO Kawabata ZI Knowler DJ Levecircque C et al Freshwater bio-
diversity Importance threats status and conservation challenges Biol Rev Camb Philos Soc 2006
81 163ndash182 httpsdoiorg101017S1464793105006950 PMID 16336747
2 Chadwick MA Dobberfuhl DR Benke AC Alexander D Chadwick MA Dobberfuhl DR et al Urbaniza-
tion affects stream ecosystem function by altering hydrology chemistry and biotic richness Ecol Appl
2006 16 1796ndash1807 httpsdoiorg1018901051-0761(2006)016[1796UASEFB]20CO2 PMID
17069372
3 Englert D Zubrod JP Schulz R Bundschuh M Effects of municipal wastewater on aquatic ecosystem
structure and function in the receiving stream Sci Total Environ Elsevier BV 2013 454ndash455 401ndash
410 httpsdoiorg101016jscitotenv201303025 PMID 23562693
4 Wilson MA Carpenter SR Economic valuation of freshwater ecosystem services in the United States
1971ndash1997 Ecol Appl 1999 9 772ndash783 httpsdoiorg1018901051-0761(1999)009[0772EVOFES]
20CO2
5 Keeler BL Polasky S Brauman KA Johnson KA Finlay JC OrsquoNeill A et al Linking water quality and
well-being for improved assessment and valuation of ecosystem services Proc Natl Acad Sci 2012
109 18619ndash18624 httpsdoiorg101073pnas1215991109 PMID 23091018
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 11 14
6 Baron JS LeRoy Poff N Angermeier PL Dahm CN Gleick PH Hairston NG et al Meeting ecological
and societal needs for freshwater Ecol Appl 2002 12 1247ndash1260 httpsdoiorg1018901051-0761
(2002)012[1247MEASNF]20CO2
7 Environmental Protection Agency US Total maximum daily loads (TMDL) and individual water quality-
based effluent limitations [Internet] USA Government Publishing Office 2013 pp 424ndash426 Available
httpswwwgpogovfdsyspkgCFR-2013-title40-vol23pdfCFR-2013-title40-vol23-sec130-7pdf
8 Kauffman GJ What if the United States of America were based on watersheds Water Policy 2002
4 57ndash68
9 Norman ES Bakker K Transgressing scales Water governance across the Canada-US borderland
Ann Assoc Am Geogr 2009 99 99ndash117 httpsdoiorg10108000045600802317218
10 Gebregziabher G Abera DA Gebresamuel G Giordano M Langan S An Assessment of Integrated
Watershed Management in Ethiopia Colombo Sri Lanka International Water Management Institute
2016
11 Nerkar SS Pathak A Lundborg CS Tamhankar AJ Can integrated watershed management contribute
to improvement of public health A cross-sectional study from Hilly Tribal Villages in India Int J Environ
Res Public Health 2015 12 2653ndash2669 httpsdoiorg103390ijerph120302653 PMID 25734794
12 Stewart J Bennett M Integrated watershed management in the Bow River basin Alberta experiences
challenges and lessons learned Int J Water Resour Dev Routledge 2017 33 458ndash472 httpsdoi
org1010800790062720161238345
13 Blomquist W Schlager E Political pitfalls of integrated watershed management Soc Nat Resour 2005
18 101ndash117 httpsdoiorg10108008941920590894435
14 Wang G Mang S Cai H Liu S Zhang Z Wang L et al Integrated watershed management evolution
development and emerging trends J For Res Springer Berlin Heidelberg 2016 27 967ndash994 https
doiorg101007s11676-016-0293-3
15 Sharpley AN Weld JL Beegle DB Kleinman PJ a Gburek WJ Moore P a et al Development of phos-
phorus indices for nutrient management planning strategies in the United States J Soil Water Conserv
2003 58 137ndash152
16 US Environmental Protection Agency A review of statewide watershed management approaches
[Internet] 2002 Available httpswwwepagovsitesproductionfiles2015-09documentsreview-
statewide-watershed-mgmt-approachespdf
17 Seligman D Resolving interstate water conflicts A comparison of the way India and the United States
address disputes on interstate rivers [Internet] 2011 Report No IWPWPNo22011 Available http
lkyspp2nusedusgiwp
18 Allan SE Smith BW Anderson K a Impact of the Deepwater Horizon oil spill on bioavailable polycyclic
aromatic hydrocarbons in Gulf of Mexico coastal waters Env Sci Technol 2013 46 2033ndash2039
httpsdoiorg101021es202942qImpact
19 Cicin-Sain B Belfiore S Linking marine protected areas to integrated coastal and ocean management
A review of theory and practice Ocean Coast Manag 2005 48 847ndash868 httpsdoiorg101016j
ocecoaman200601001
20 Alvarez-Romero JG Pressey RL Ban NC Vance-Borland K Willer C Klein CJ et al Integrated Land-
Sea Conservation Planning The Missing Links Annu Rev Ecol Evol Syst 2011 42 381ndash409 https
doiorg101146annurev-ecolsys-102209-144702
21 Portman ME Policy Options for Coastal Protection Integrating Inland Water Management with Coastal
Management for Greater Community Resilience J Water Resour Plan Manag 2018 144 05018005
httpsdoiorg101061(ASCE)WR1943-54520000913
22 Adams WM Brockington D Dyson J Vira B Managing tragedies Understanding conflict over common
pool resources Science (80-) 2003 302 1915ndash1916 httpsdoiorg101126science1087771 PMID
14671288
23 Buckles D Cultivating peace conflict and collaboration in natural resource managment Ottawa
Ontario and Washington DC International Development Research Centre and The World Bank
1999
24 Macdonnell LJ Getches DH Hugenberg WC The law of the Colorado River Coping with severe sus-
tained drought Water Resour Bull 1995 31 825ndash836
25 Christensen NS Wood AW Voisin N Lettenmaier DP Palmer RN The effects of climate change on
the hydrology and water resources of the Colorado River basin Clim Change 2004 62 337ndash363
httpsdoiorg101023BCLIM0000013684136211f
26 Gleick PH The effects of future climatic changes on international water resources the Colorado River
the United States and Mexico Policy Sci 1988 21 23ndash39 httpsdoiorg101007BF00145120
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 12 14
27 Brower A Reedy C Yelin-Kefer J Consensus versus conservation in the upper Colorado River Basin
Recovery Implementation Program Conserv Biol 2001 15 1001ndash1007 httpsdoiorg101046j
1523-173920010150041001x
28 Helland E Whitford AB Pollution incidence and political jurisdiction evidence from the TRI J Environ
Econ Manage 2003 46 403ndash424 httpsdoiorg101016S0095-0696(03)00033-0
29 Sigman H Transboundary spillovers and decentralization of environmental policies 2004 Report No
16
30 Grey D Sadoff C Beyond the river The benefits of cooperation on international rivers Water Science
and Technology 2003 pp 91ndash96 httpsdoiorg101016S1366-7017(02)00035-1
31 Jacobson CR Identification and quantification of the hydrological impacts of imperviousness in urban
catchments A review Journal of Environmental Management 2011 pp 1438ndash1448 httpsdoiorg10
1016jjenvman201101018 PMID 21334133
32 Tickner D Parker H Moncrieff CR Oates NEM Ludi E Acreman M Managing rivers for multiple bene-
fitsndashA coherent approach to research policy and planning Front Environ Sci 2017 5 httpsdoiorg
103389fenvs201700004
33 Klein RD Urbanization and stream quailty impairment Water Resour Bull 1979 15 httpsdoiorg10
1111j1752-16881979tb01074x
34 Wu J Stewart TW Thompson JR Kolka RK Franz KJ Watershed features and stream water quality
Gaining insight through path analysis in a Midwest urban landscape USA Landsc Urban Plan 2015
143 219ndash229 httpsdoiorg101016jlandurbplan201508001
35 Allan JD Landscapes and riverscapes the influence of land use on stream ecosystems Annu Rev Ecol
Evol Syst 2004 35 257ndash284 httpsdoiorg101146annurevecolsys35120202110122
36 Agourdis CT Workman SR Warner RC Jennings GD Livestock grazing management impacts on
stream water quality A review J Am Water Resour Assoc 2005 41 591ndash606
37 Roth NE David Allan J Erickson DL Landscape influences on stream biotic integrity assessed at multi-
ple spatial scales Landsc Ecol 1996 11 141ndash156 httpsdoiorg101007BF02447513
38 Nolan BT Ruddy BC Hitt KJ Helsel DR Risk of nitrate in groundwaters of the United StatesmdashA
national perspective Environ Sci Technol 1997 31 2229ndash2236 httpsdoiorg101021es960818d
39 Paul MJ Meyer JL Streams in the urban landscape Annu Rev Ecol Syst 2001 32 333ndash365 https
doiorg101146annurevecolsys32081501114040
40 Wang L Lyons J Kanehl P Gatti R Influences of watershed land use on habitat quality and biotic integ-
rity in Wisconsin streams Fisheries 1997 22 6ndash12 httpsdoiorg1015771548-8446(1997)
022lt0006IOWLUOgt20CO2
41 Miltner RJ White D Yoder C The biotic integrity of streams in urban and suburbanizing landscapes
Landsc Urban Plan 2004 69 87ndash100 httpsdoiorg101016jlandurbplan200310032
42 Cuffney TF Mcmahon G Kashuba R May JT Waite IR Responses of benthic macroinvertebrates to
urbanization in nine metropolitan areas Ecol Appl 2010 20 1384ndash1401 httpsdoiorg1011387
5340 PMID 20666256
43 Hardy SD Koontz TM Reducing nonpoint source pollution through collaboration Policies and pro-
grams across the US States Environ Manage 2008 41 301ndash310 httpsdoiorg101007s00267-
007-9038-6 PMID 17999107
44 Hoornbeek J Hansen E Ringquist E Carlson R Implementing water pollution policy in the United
States Total maximum daily loads and collaborative watershed management Soc Nat Resour 2013
26 420ndash436 httpsdoiorg101080089419202012700761
45 US Geological Survey and US Department of AgriculturendashNatural Resources Conservation Service
Watershed Boundary Dataset (WBD) In The National Hydrography Dataset (NHD) [Internet] 2010
Available httpswwwnrcsusdagovwpsportalnrcsmainnationalwaterwatershedsdataset
46 National Atlas of the United States 100-Meter Resolution Global Map Boundaries of the United States
[vector digital data] Rolla MO National Atlas of the United States 2014
47 U S Environmental Protection Agency 303(d) listed impaired waters NHDPlus indexed dataset with
program attributes [Internet] Washington DC US Environmental Protection Agency 2014 Avail-
able httpswwwepagovwaterdatawaters-geospatial-data-downloads
48 R Core Team R A language and environment for statistical computing [Internet] Vienna Austria R
Foundation for Statistical Computing 2017 Available httpswwwr-projectorg
49 Homer CG Dewitz JA Yang L Jin S Danielson P Xian G et al Completion of the 2011 National Land
Cover Database for the conterminous United States-Representing a decade of land cover change infor-
mation Photogramm Eng Remote Sensing 2015 81 345ndash354 httpsdoiorg1014358PERS815
345
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 13 14
50 Lehner B Grill G Global river hydrography and network routing Baseline data and new approaches to
study the worldrsquos large river systems Hydrol Process 2013 27 2171ndash2186 httpsdoiorg101002
hyp9740
51 USGS Gap Analysis Program Protected Areas Database of the United States (PAD-US) version 14
[vector digital data] [Internet] 2016
52 Sigman H International spillovers and water quality in rivers Do countries free ride Am Econ Rev
2002 92 1152ndash1159 httpsdoiorg10125700028280260344687
53 Lipscomb M Mobarak AM Decentralization and pollution spillovers Evidence from the re-drawing of
county borders in Brazil Rev Econ Stud 2017 84 464ndash502 httpsdoiorg101093restudrdw023
54 Cai H Chen Y Gong Q Polluting thy neighbor Unintended consequences of Chinarsquos pollution reduc-
tion mandates J Environ Econ Manage Elsevier 2016 76 86ndash104 httpsdoiorg101016jjeem
201501002
55 Darley JM Latane B Bystander intervention in emergencies Diffusion of responsibility J Pers Soc Psy-
chol 1968 8 377ndash383 httpsdoiorg101037h0025589 PMID 5645600
56 Austrom D Silverman I Diffusion of responsibility in charitable donations Basic Appl Soc Psych 1983
4 17ndash27 httpsdoiorg101207s15324834basp0401_2
57 Whyte G Diffusion of responsibility Effects on the escalation tendency J Appl Psychol 1991 76 408ndash
415 httpsdoiorg1010370021-9010763408
58 Fischhendler I Heikkila T Does Integrated Water Resources Management Support Institutional
Change The Case of Water Policy Reform in Israel Ecol Soc 2010 15 4 httpsdoiorg105751ES-
03015-150104
59 Chilima JS Blakely JAE Noble BF Patrick RJ Institutional arrangements for assessing and managing
cumulative effects on watersheds Lessons from the Grand River watershed Ontario Canada Can
Water Resour J Rev Can des ressources hydriques Taylor amp Francis 2017 42 223ndash236 httpsdoi
org1010800701178420171292151
60 Koontz TM Newig J From Planning to Implementation Top-Down and Bottom-Up Approaches for Col-
laborative Watershed Management Policy Stud J 2014 42 416ndash442 httpsdoiorg101111psj
12067
61 US Environmental Protection Agency Guidance for water quality-based decisions The TMDL pro-
cess Washington DC 1991
62 Dance S Scientists give Chesapeake Bay its highest environmental grade since 1992 The Baltimore
Sun Baltimore Maryland USA 17 May 2016 Available httpwwwbaltimoresuncomfeaturesgreen
blogbs-md-chesapeake-bay-grade-20160517-storyhtml
63 Sterner GE Bryant R Kleinman PJ Watson J Alter TR Community implementation dynamics Nutrient
management in the New York City and Chesapeake Bay Watersheds Int J Rural Law Policy 2015 1
1ndash15
64 Imperial MT Kauneckis D Moving from conflict to collaboration Watershed governance in Lake Tahoe
Nat Resour J 2003 43 1009ndash1055
65 Zilov EA Water resources and the sustainable development of humankind International cooperation in
the rational use of freshwater-lake resources Conclusions from materials of foreign studies Water
Resour 2013 40 84ndash95 httpsdoiorg101134S0097807812030116
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 14 14
Supporting information
S1 Table Federal land management agencies listed in the Federal and Indian Lands data-
sets of the US Geological Surveyrsquos National Map program Table includes the total approxi-
mate area of the lands for which each agency is designated as the primary administrator
(within the contiguous 48 United States)
(DOCX)
S2 Table Broad categories of local owners of state lands as designated in the Protected
Areas Database of the United States The ldquoOther or Unknownrdquo classification primarily con-
sists of all the state lands of Minnesota Iowa and Illinois as well as various lands including
certain State Parks Resource Management Areas Conservation Areas Marine Protected
Areas Conservation Easements Public Universities
(DOCX)
Acknowledgments
The authors would like to thank Jennifer Weathered and Shaley Valentine for their input on
earlier versions of this MS
Author Contributions
Conceptualization Susan Washko Trisha B Atwood Soren Brothers Edd Hammill
Data curation Andrew Witt Jeffrey Haight
Formal analysis Andrew Witt Jeffrey Haight
Investigation Josh Epperly Susan Washko
Methodology Trisha B Atwood Janice Brahney Soren Brothers
Project administration Susan Washko Trisha B Atwood Edd Hammill
Supervision Janice Brahney Edd Hammill
Writing ndash original draft Josh Epperly Andrew Witt
Writing ndash review amp editing Josh Epperly Andrew Witt Jeffrey Haight Susan Washko Trisha
B Atwood Janice Brahney Soren Brothers Edd Hammill
References1 Dudgeon D Arthington AH Gessner MO Kawabata ZI Knowler DJ Levecircque C et al Freshwater bio-
diversity Importance threats status and conservation challenges Biol Rev Camb Philos Soc 2006
81 163ndash182 httpsdoiorg101017S1464793105006950 PMID 16336747
2 Chadwick MA Dobberfuhl DR Benke AC Alexander D Chadwick MA Dobberfuhl DR et al Urbaniza-
tion affects stream ecosystem function by altering hydrology chemistry and biotic richness Ecol Appl
2006 16 1796ndash1807 httpsdoiorg1018901051-0761(2006)016[1796UASEFB]20CO2 PMID
17069372
3 Englert D Zubrod JP Schulz R Bundschuh M Effects of municipal wastewater on aquatic ecosystem
structure and function in the receiving stream Sci Total Environ Elsevier BV 2013 454ndash455 401ndash
410 httpsdoiorg101016jscitotenv201303025 PMID 23562693
4 Wilson MA Carpenter SR Economic valuation of freshwater ecosystem services in the United States
1971ndash1997 Ecol Appl 1999 9 772ndash783 httpsdoiorg1018901051-0761(1999)009[0772EVOFES]
20CO2
5 Keeler BL Polasky S Brauman KA Johnson KA Finlay JC OrsquoNeill A et al Linking water quality and
well-being for improved assessment and valuation of ecosystem services Proc Natl Acad Sci 2012
109 18619ndash18624 httpsdoiorg101073pnas1215991109 PMID 23091018
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 11 14
6 Baron JS LeRoy Poff N Angermeier PL Dahm CN Gleick PH Hairston NG et al Meeting ecological
and societal needs for freshwater Ecol Appl 2002 12 1247ndash1260 httpsdoiorg1018901051-0761
(2002)012[1247MEASNF]20CO2
7 Environmental Protection Agency US Total maximum daily loads (TMDL) and individual water quality-
based effluent limitations [Internet] USA Government Publishing Office 2013 pp 424ndash426 Available
httpswwwgpogovfdsyspkgCFR-2013-title40-vol23pdfCFR-2013-title40-vol23-sec130-7pdf
8 Kauffman GJ What if the United States of America were based on watersheds Water Policy 2002
4 57ndash68
9 Norman ES Bakker K Transgressing scales Water governance across the Canada-US borderland
Ann Assoc Am Geogr 2009 99 99ndash117 httpsdoiorg10108000045600802317218
10 Gebregziabher G Abera DA Gebresamuel G Giordano M Langan S An Assessment of Integrated
Watershed Management in Ethiopia Colombo Sri Lanka International Water Management Institute
2016
11 Nerkar SS Pathak A Lundborg CS Tamhankar AJ Can integrated watershed management contribute
to improvement of public health A cross-sectional study from Hilly Tribal Villages in India Int J Environ
Res Public Health 2015 12 2653ndash2669 httpsdoiorg103390ijerph120302653 PMID 25734794
12 Stewart J Bennett M Integrated watershed management in the Bow River basin Alberta experiences
challenges and lessons learned Int J Water Resour Dev Routledge 2017 33 458ndash472 httpsdoi
org1010800790062720161238345
13 Blomquist W Schlager E Political pitfalls of integrated watershed management Soc Nat Resour 2005
18 101ndash117 httpsdoiorg10108008941920590894435
14 Wang G Mang S Cai H Liu S Zhang Z Wang L et al Integrated watershed management evolution
development and emerging trends J For Res Springer Berlin Heidelberg 2016 27 967ndash994 https
doiorg101007s11676-016-0293-3
15 Sharpley AN Weld JL Beegle DB Kleinman PJ a Gburek WJ Moore P a et al Development of phos-
phorus indices for nutrient management planning strategies in the United States J Soil Water Conserv
2003 58 137ndash152
16 US Environmental Protection Agency A review of statewide watershed management approaches
[Internet] 2002 Available httpswwwepagovsitesproductionfiles2015-09documentsreview-
statewide-watershed-mgmt-approachespdf
17 Seligman D Resolving interstate water conflicts A comparison of the way India and the United States
address disputes on interstate rivers [Internet] 2011 Report No IWPWPNo22011 Available http
lkyspp2nusedusgiwp
18 Allan SE Smith BW Anderson K a Impact of the Deepwater Horizon oil spill on bioavailable polycyclic
aromatic hydrocarbons in Gulf of Mexico coastal waters Env Sci Technol 2013 46 2033ndash2039
httpsdoiorg101021es202942qImpact
19 Cicin-Sain B Belfiore S Linking marine protected areas to integrated coastal and ocean management
A review of theory and practice Ocean Coast Manag 2005 48 847ndash868 httpsdoiorg101016j
ocecoaman200601001
20 Alvarez-Romero JG Pressey RL Ban NC Vance-Borland K Willer C Klein CJ et al Integrated Land-
Sea Conservation Planning The Missing Links Annu Rev Ecol Evol Syst 2011 42 381ndash409 https
doiorg101146annurev-ecolsys-102209-144702
21 Portman ME Policy Options for Coastal Protection Integrating Inland Water Management with Coastal
Management for Greater Community Resilience J Water Resour Plan Manag 2018 144 05018005
httpsdoiorg101061(ASCE)WR1943-54520000913
22 Adams WM Brockington D Dyson J Vira B Managing tragedies Understanding conflict over common
pool resources Science (80-) 2003 302 1915ndash1916 httpsdoiorg101126science1087771 PMID
14671288
23 Buckles D Cultivating peace conflict and collaboration in natural resource managment Ottawa
Ontario and Washington DC International Development Research Centre and The World Bank
1999
24 Macdonnell LJ Getches DH Hugenberg WC The law of the Colorado River Coping with severe sus-
tained drought Water Resour Bull 1995 31 825ndash836
25 Christensen NS Wood AW Voisin N Lettenmaier DP Palmer RN The effects of climate change on
the hydrology and water resources of the Colorado River basin Clim Change 2004 62 337ndash363
httpsdoiorg101023BCLIM0000013684136211f
26 Gleick PH The effects of future climatic changes on international water resources the Colorado River
the United States and Mexico Policy Sci 1988 21 23ndash39 httpsdoiorg101007BF00145120
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 12 14
27 Brower A Reedy C Yelin-Kefer J Consensus versus conservation in the upper Colorado River Basin
Recovery Implementation Program Conserv Biol 2001 15 1001ndash1007 httpsdoiorg101046j
1523-173920010150041001x
28 Helland E Whitford AB Pollution incidence and political jurisdiction evidence from the TRI J Environ
Econ Manage 2003 46 403ndash424 httpsdoiorg101016S0095-0696(03)00033-0
29 Sigman H Transboundary spillovers and decentralization of environmental policies 2004 Report No
16
30 Grey D Sadoff C Beyond the river The benefits of cooperation on international rivers Water Science
and Technology 2003 pp 91ndash96 httpsdoiorg101016S1366-7017(02)00035-1
31 Jacobson CR Identification and quantification of the hydrological impacts of imperviousness in urban
catchments A review Journal of Environmental Management 2011 pp 1438ndash1448 httpsdoiorg10
1016jjenvman201101018 PMID 21334133
32 Tickner D Parker H Moncrieff CR Oates NEM Ludi E Acreman M Managing rivers for multiple bene-
fitsndashA coherent approach to research policy and planning Front Environ Sci 2017 5 httpsdoiorg
103389fenvs201700004
33 Klein RD Urbanization and stream quailty impairment Water Resour Bull 1979 15 httpsdoiorg10
1111j1752-16881979tb01074x
34 Wu J Stewart TW Thompson JR Kolka RK Franz KJ Watershed features and stream water quality
Gaining insight through path analysis in a Midwest urban landscape USA Landsc Urban Plan 2015
143 219ndash229 httpsdoiorg101016jlandurbplan201508001
35 Allan JD Landscapes and riverscapes the influence of land use on stream ecosystems Annu Rev Ecol
Evol Syst 2004 35 257ndash284 httpsdoiorg101146annurevecolsys35120202110122
36 Agourdis CT Workman SR Warner RC Jennings GD Livestock grazing management impacts on
stream water quality A review J Am Water Resour Assoc 2005 41 591ndash606
37 Roth NE David Allan J Erickson DL Landscape influences on stream biotic integrity assessed at multi-
ple spatial scales Landsc Ecol 1996 11 141ndash156 httpsdoiorg101007BF02447513
38 Nolan BT Ruddy BC Hitt KJ Helsel DR Risk of nitrate in groundwaters of the United StatesmdashA
national perspective Environ Sci Technol 1997 31 2229ndash2236 httpsdoiorg101021es960818d
39 Paul MJ Meyer JL Streams in the urban landscape Annu Rev Ecol Syst 2001 32 333ndash365 https
doiorg101146annurevecolsys32081501114040
40 Wang L Lyons J Kanehl P Gatti R Influences of watershed land use on habitat quality and biotic integ-
rity in Wisconsin streams Fisheries 1997 22 6ndash12 httpsdoiorg1015771548-8446(1997)
022lt0006IOWLUOgt20CO2
41 Miltner RJ White D Yoder C The biotic integrity of streams in urban and suburbanizing landscapes
Landsc Urban Plan 2004 69 87ndash100 httpsdoiorg101016jlandurbplan200310032
42 Cuffney TF Mcmahon G Kashuba R May JT Waite IR Responses of benthic macroinvertebrates to
urbanization in nine metropolitan areas Ecol Appl 2010 20 1384ndash1401 httpsdoiorg1011387
5340 PMID 20666256
43 Hardy SD Koontz TM Reducing nonpoint source pollution through collaboration Policies and pro-
grams across the US States Environ Manage 2008 41 301ndash310 httpsdoiorg101007s00267-
007-9038-6 PMID 17999107
44 Hoornbeek J Hansen E Ringquist E Carlson R Implementing water pollution policy in the United
States Total maximum daily loads and collaborative watershed management Soc Nat Resour 2013
26 420ndash436 httpsdoiorg101080089419202012700761
45 US Geological Survey and US Department of AgriculturendashNatural Resources Conservation Service
Watershed Boundary Dataset (WBD) In The National Hydrography Dataset (NHD) [Internet] 2010
Available httpswwwnrcsusdagovwpsportalnrcsmainnationalwaterwatershedsdataset
46 National Atlas of the United States 100-Meter Resolution Global Map Boundaries of the United States
[vector digital data] Rolla MO National Atlas of the United States 2014
47 U S Environmental Protection Agency 303(d) listed impaired waters NHDPlus indexed dataset with
program attributes [Internet] Washington DC US Environmental Protection Agency 2014 Avail-
able httpswwwepagovwaterdatawaters-geospatial-data-downloads
48 R Core Team R A language and environment for statistical computing [Internet] Vienna Austria R
Foundation for Statistical Computing 2017 Available httpswwwr-projectorg
49 Homer CG Dewitz JA Yang L Jin S Danielson P Xian G et al Completion of the 2011 National Land
Cover Database for the conterminous United States-Representing a decade of land cover change infor-
mation Photogramm Eng Remote Sensing 2015 81 345ndash354 httpsdoiorg1014358PERS815
345
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 13 14
50 Lehner B Grill G Global river hydrography and network routing Baseline data and new approaches to
study the worldrsquos large river systems Hydrol Process 2013 27 2171ndash2186 httpsdoiorg101002
hyp9740
51 USGS Gap Analysis Program Protected Areas Database of the United States (PAD-US) version 14
[vector digital data] [Internet] 2016
52 Sigman H International spillovers and water quality in rivers Do countries free ride Am Econ Rev
2002 92 1152ndash1159 httpsdoiorg10125700028280260344687
53 Lipscomb M Mobarak AM Decentralization and pollution spillovers Evidence from the re-drawing of
county borders in Brazil Rev Econ Stud 2017 84 464ndash502 httpsdoiorg101093restudrdw023
54 Cai H Chen Y Gong Q Polluting thy neighbor Unintended consequences of Chinarsquos pollution reduc-
tion mandates J Environ Econ Manage Elsevier 2016 76 86ndash104 httpsdoiorg101016jjeem
201501002
55 Darley JM Latane B Bystander intervention in emergencies Diffusion of responsibility J Pers Soc Psy-
chol 1968 8 377ndash383 httpsdoiorg101037h0025589 PMID 5645600
56 Austrom D Silverman I Diffusion of responsibility in charitable donations Basic Appl Soc Psych 1983
4 17ndash27 httpsdoiorg101207s15324834basp0401_2
57 Whyte G Diffusion of responsibility Effects on the escalation tendency J Appl Psychol 1991 76 408ndash
415 httpsdoiorg1010370021-9010763408
58 Fischhendler I Heikkila T Does Integrated Water Resources Management Support Institutional
Change The Case of Water Policy Reform in Israel Ecol Soc 2010 15 4 httpsdoiorg105751ES-
03015-150104
59 Chilima JS Blakely JAE Noble BF Patrick RJ Institutional arrangements for assessing and managing
cumulative effects on watersheds Lessons from the Grand River watershed Ontario Canada Can
Water Resour J Rev Can des ressources hydriques Taylor amp Francis 2017 42 223ndash236 httpsdoi
org1010800701178420171292151
60 Koontz TM Newig J From Planning to Implementation Top-Down and Bottom-Up Approaches for Col-
laborative Watershed Management Policy Stud J 2014 42 416ndash442 httpsdoiorg101111psj
12067
61 US Environmental Protection Agency Guidance for water quality-based decisions The TMDL pro-
cess Washington DC 1991
62 Dance S Scientists give Chesapeake Bay its highest environmental grade since 1992 The Baltimore
Sun Baltimore Maryland USA 17 May 2016 Available httpwwwbaltimoresuncomfeaturesgreen
blogbs-md-chesapeake-bay-grade-20160517-storyhtml
63 Sterner GE Bryant R Kleinman PJ Watson J Alter TR Community implementation dynamics Nutrient
management in the New York City and Chesapeake Bay Watersheds Int J Rural Law Policy 2015 1
1ndash15
64 Imperial MT Kauneckis D Moving from conflict to collaboration Watershed governance in Lake Tahoe
Nat Resour J 2003 43 1009ndash1055
65 Zilov EA Water resources and the sustainable development of humankind International cooperation in
the rational use of freshwater-lake resources Conclusions from materials of foreign studies Water
Resour 2013 40 84ndash95 httpsdoiorg101134S0097807812030116
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 14 14
6 Baron JS LeRoy Poff N Angermeier PL Dahm CN Gleick PH Hairston NG et al Meeting ecological
and societal needs for freshwater Ecol Appl 2002 12 1247ndash1260 httpsdoiorg1018901051-0761
(2002)012[1247MEASNF]20CO2
7 Environmental Protection Agency US Total maximum daily loads (TMDL) and individual water quality-
based effluent limitations [Internet] USA Government Publishing Office 2013 pp 424ndash426 Available
httpswwwgpogovfdsyspkgCFR-2013-title40-vol23pdfCFR-2013-title40-vol23-sec130-7pdf
8 Kauffman GJ What if the United States of America were based on watersheds Water Policy 2002
4 57ndash68
9 Norman ES Bakker K Transgressing scales Water governance across the Canada-US borderland
Ann Assoc Am Geogr 2009 99 99ndash117 httpsdoiorg10108000045600802317218
10 Gebregziabher G Abera DA Gebresamuel G Giordano M Langan S An Assessment of Integrated
Watershed Management in Ethiopia Colombo Sri Lanka International Water Management Institute
2016
11 Nerkar SS Pathak A Lundborg CS Tamhankar AJ Can integrated watershed management contribute
to improvement of public health A cross-sectional study from Hilly Tribal Villages in India Int J Environ
Res Public Health 2015 12 2653ndash2669 httpsdoiorg103390ijerph120302653 PMID 25734794
12 Stewart J Bennett M Integrated watershed management in the Bow River basin Alberta experiences
challenges and lessons learned Int J Water Resour Dev Routledge 2017 33 458ndash472 httpsdoi
org1010800790062720161238345
13 Blomquist W Schlager E Political pitfalls of integrated watershed management Soc Nat Resour 2005
18 101ndash117 httpsdoiorg10108008941920590894435
14 Wang G Mang S Cai H Liu S Zhang Z Wang L et al Integrated watershed management evolution
development and emerging trends J For Res Springer Berlin Heidelberg 2016 27 967ndash994 https
doiorg101007s11676-016-0293-3
15 Sharpley AN Weld JL Beegle DB Kleinman PJ a Gburek WJ Moore P a et al Development of phos-
phorus indices for nutrient management planning strategies in the United States J Soil Water Conserv
2003 58 137ndash152
16 US Environmental Protection Agency A review of statewide watershed management approaches
[Internet] 2002 Available httpswwwepagovsitesproductionfiles2015-09documentsreview-
statewide-watershed-mgmt-approachespdf
17 Seligman D Resolving interstate water conflicts A comparison of the way India and the United States
address disputes on interstate rivers [Internet] 2011 Report No IWPWPNo22011 Available http
lkyspp2nusedusgiwp
18 Allan SE Smith BW Anderson K a Impact of the Deepwater Horizon oil spill on bioavailable polycyclic
aromatic hydrocarbons in Gulf of Mexico coastal waters Env Sci Technol 2013 46 2033ndash2039
httpsdoiorg101021es202942qImpact
19 Cicin-Sain B Belfiore S Linking marine protected areas to integrated coastal and ocean management
A review of theory and practice Ocean Coast Manag 2005 48 847ndash868 httpsdoiorg101016j
ocecoaman200601001
20 Alvarez-Romero JG Pressey RL Ban NC Vance-Borland K Willer C Klein CJ et al Integrated Land-
Sea Conservation Planning The Missing Links Annu Rev Ecol Evol Syst 2011 42 381ndash409 https
doiorg101146annurev-ecolsys-102209-144702
21 Portman ME Policy Options for Coastal Protection Integrating Inland Water Management with Coastal
Management for Greater Community Resilience J Water Resour Plan Manag 2018 144 05018005
httpsdoiorg101061(ASCE)WR1943-54520000913
22 Adams WM Brockington D Dyson J Vira B Managing tragedies Understanding conflict over common
pool resources Science (80-) 2003 302 1915ndash1916 httpsdoiorg101126science1087771 PMID
14671288
23 Buckles D Cultivating peace conflict and collaboration in natural resource managment Ottawa
Ontario and Washington DC International Development Research Centre and The World Bank
1999
24 Macdonnell LJ Getches DH Hugenberg WC The law of the Colorado River Coping with severe sus-
tained drought Water Resour Bull 1995 31 825ndash836
25 Christensen NS Wood AW Voisin N Lettenmaier DP Palmer RN The effects of climate change on
the hydrology and water resources of the Colorado River basin Clim Change 2004 62 337ndash363
httpsdoiorg101023BCLIM0000013684136211f
26 Gleick PH The effects of future climatic changes on international water resources the Colorado River
the United States and Mexico Policy Sci 1988 21 23ndash39 httpsdoiorg101007BF00145120
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 12 14
27 Brower A Reedy C Yelin-Kefer J Consensus versus conservation in the upper Colorado River Basin
Recovery Implementation Program Conserv Biol 2001 15 1001ndash1007 httpsdoiorg101046j
1523-173920010150041001x
28 Helland E Whitford AB Pollution incidence and political jurisdiction evidence from the TRI J Environ
Econ Manage 2003 46 403ndash424 httpsdoiorg101016S0095-0696(03)00033-0
29 Sigman H Transboundary spillovers and decentralization of environmental policies 2004 Report No
16
30 Grey D Sadoff C Beyond the river The benefits of cooperation on international rivers Water Science
and Technology 2003 pp 91ndash96 httpsdoiorg101016S1366-7017(02)00035-1
31 Jacobson CR Identification and quantification of the hydrological impacts of imperviousness in urban
catchments A review Journal of Environmental Management 2011 pp 1438ndash1448 httpsdoiorg10
1016jjenvman201101018 PMID 21334133
32 Tickner D Parker H Moncrieff CR Oates NEM Ludi E Acreman M Managing rivers for multiple bene-
fitsndashA coherent approach to research policy and planning Front Environ Sci 2017 5 httpsdoiorg
103389fenvs201700004
33 Klein RD Urbanization and stream quailty impairment Water Resour Bull 1979 15 httpsdoiorg10
1111j1752-16881979tb01074x
34 Wu J Stewart TW Thompson JR Kolka RK Franz KJ Watershed features and stream water quality
Gaining insight through path analysis in a Midwest urban landscape USA Landsc Urban Plan 2015
143 219ndash229 httpsdoiorg101016jlandurbplan201508001
35 Allan JD Landscapes and riverscapes the influence of land use on stream ecosystems Annu Rev Ecol
Evol Syst 2004 35 257ndash284 httpsdoiorg101146annurevecolsys35120202110122
36 Agourdis CT Workman SR Warner RC Jennings GD Livestock grazing management impacts on
stream water quality A review J Am Water Resour Assoc 2005 41 591ndash606
37 Roth NE David Allan J Erickson DL Landscape influences on stream biotic integrity assessed at multi-
ple spatial scales Landsc Ecol 1996 11 141ndash156 httpsdoiorg101007BF02447513
38 Nolan BT Ruddy BC Hitt KJ Helsel DR Risk of nitrate in groundwaters of the United StatesmdashA
national perspective Environ Sci Technol 1997 31 2229ndash2236 httpsdoiorg101021es960818d
39 Paul MJ Meyer JL Streams in the urban landscape Annu Rev Ecol Syst 2001 32 333ndash365 https
doiorg101146annurevecolsys32081501114040
40 Wang L Lyons J Kanehl P Gatti R Influences of watershed land use on habitat quality and biotic integ-
rity in Wisconsin streams Fisheries 1997 22 6ndash12 httpsdoiorg1015771548-8446(1997)
022lt0006IOWLUOgt20CO2
41 Miltner RJ White D Yoder C The biotic integrity of streams in urban and suburbanizing landscapes
Landsc Urban Plan 2004 69 87ndash100 httpsdoiorg101016jlandurbplan200310032
42 Cuffney TF Mcmahon G Kashuba R May JT Waite IR Responses of benthic macroinvertebrates to
urbanization in nine metropolitan areas Ecol Appl 2010 20 1384ndash1401 httpsdoiorg1011387
5340 PMID 20666256
43 Hardy SD Koontz TM Reducing nonpoint source pollution through collaboration Policies and pro-
grams across the US States Environ Manage 2008 41 301ndash310 httpsdoiorg101007s00267-
007-9038-6 PMID 17999107
44 Hoornbeek J Hansen E Ringquist E Carlson R Implementing water pollution policy in the United
States Total maximum daily loads and collaborative watershed management Soc Nat Resour 2013
26 420ndash436 httpsdoiorg101080089419202012700761
45 US Geological Survey and US Department of AgriculturendashNatural Resources Conservation Service
Watershed Boundary Dataset (WBD) In The National Hydrography Dataset (NHD) [Internet] 2010
Available httpswwwnrcsusdagovwpsportalnrcsmainnationalwaterwatershedsdataset
46 National Atlas of the United States 100-Meter Resolution Global Map Boundaries of the United States
[vector digital data] Rolla MO National Atlas of the United States 2014
47 U S Environmental Protection Agency 303(d) listed impaired waters NHDPlus indexed dataset with
program attributes [Internet] Washington DC US Environmental Protection Agency 2014 Avail-
able httpswwwepagovwaterdatawaters-geospatial-data-downloads
48 R Core Team R A language and environment for statistical computing [Internet] Vienna Austria R
Foundation for Statistical Computing 2017 Available httpswwwr-projectorg
49 Homer CG Dewitz JA Yang L Jin S Danielson P Xian G et al Completion of the 2011 National Land
Cover Database for the conterminous United States-Representing a decade of land cover change infor-
mation Photogramm Eng Remote Sensing 2015 81 345ndash354 httpsdoiorg1014358PERS815
345
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 13 14
50 Lehner B Grill G Global river hydrography and network routing Baseline data and new approaches to
study the worldrsquos large river systems Hydrol Process 2013 27 2171ndash2186 httpsdoiorg101002
hyp9740
51 USGS Gap Analysis Program Protected Areas Database of the United States (PAD-US) version 14
[vector digital data] [Internet] 2016
52 Sigman H International spillovers and water quality in rivers Do countries free ride Am Econ Rev
2002 92 1152ndash1159 httpsdoiorg10125700028280260344687
53 Lipscomb M Mobarak AM Decentralization and pollution spillovers Evidence from the re-drawing of
county borders in Brazil Rev Econ Stud 2017 84 464ndash502 httpsdoiorg101093restudrdw023
54 Cai H Chen Y Gong Q Polluting thy neighbor Unintended consequences of Chinarsquos pollution reduc-
tion mandates J Environ Econ Manage Elsevier 2016 76 86ndash104 httpsdoiorg101016jjeem
201501002
55 Darley JM Latane B Bystander intervention in emergencies Diffusion of responsibility J Pers Soc Psy-
chol 1968 8 377ndash383 httpsdoiorg101037h0025589 PMID 5645600
56 Austrom D Silverman I Diffusion of responsibility in charitable donations Basic Appl Soc Psych 1983
4 17ndash27 httpsdoiorg101207s15324834basp0401_2
57 Whyte G Diffusion of responsibility Effects on the escalation tendency J Appl Psychol 1991 76 408ndash
415 httpsdoiorg1010370021-9010763408
58 Fischhendler I Heikkila T Does Integrated Water Resources Management Support Institutional
Change The Case of Water Policy Reform in Israel Ecol Soc 2010 15 4 httpsdoiorg105751ES-
03015-150104
59 Chilima JS Blakely JAE Noble BF Patrick RJ Institutional arrangements for assessing and managing
cumulative effects on watersheds Lessons from the Grand River watershed Ontario Canada Can
Water Resour J Rev Can des ressources hydriques Taylor amp Francis 2017 42 223ndash236 httpsdoi
org1010800701178420171292151
60 Koontz TM Newig J From Planning to Implementation Top-Down and Bottom-Up Approaches for Col-
laborative Watershed Management Policy Stud J 2014 42 416ndash442 httpsdoiorg101111psj
12067
61 US Environmental Protection Agency Guidance for water quality-based decisions The TMDL pro-
cess Washington DC 1991
62 Dance S Scientists give Chesapeake Bay its highest environmental grade since 1992 The Baltimore
Sun Baltimore Maryland USA 17 May 2016 Available httpwwwbaltimoresuncomfeaturesgreen
blogbs-md-chesapeake-bay-grade-20160517-storyhtml
63 Sterner GE Bryant R Kleinman PJ Watson J Alter TR Community implementation dynamics Nutrient
management in the New York City and Chesapeake Bay Watersheds Int J Rural Law Policy 2015 1
1ndash15
64 Imperial MT Kauneckis D Moving from conflict to collaboration Watershed governance in Lake Tahoe
Nat Resour J 2003 43 1009ndash1055
65 Zilov EA Water resources and the sustainable development of humankind International cooperation in
the rational use of freshwater-lake resources Conclusions from materials of foreign studies Water
Resour 2013 40 84ndash95 httpsdoiorg101134S0097807812030116
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 14 14
27 Brower A Reedy C Yelin-Kefer J Consensus versus conservation in the upper Colorado River Basin
Recovery Implementation Program Conserv Biol 2001 15 1001ndash1007 httpsdoiorg101046j
1523-173920010150041001x
28 Helland E Whitford AB Pollution incidence and political jurisdiction evidence from the TRI J Environ
Econ Manage 2003 46 403ndash424 httpsdoiorg101016S0095-0696(03)00033-0
29 Sigman H Transboundary spillovers and decentralization of environmental policies 2004 Report No
16
30 Grey D Sadoff C Beyond the river The benefits of cooperation on international rivers Water Science
and Technology 2003 pp 91ndash96 httpsdoiorg101016S1366-7017(02)00035-1
31 Jacobson CR Identification and quantification of the hydrological impacts of imperviousness in urban
catchments A review Journal of Environmental Management 2011 pp 1438ndash1448 httpsdoiorg10
1016jjenvman201101018 PMID 21334133
32 Tickner D Parker H Moncrieff CR Oates NEM Ludi E Acreman M Managing rivers for multiple bene-
fitsndashA coherent approach to research policy and planning Front Environ Sci 2017 5 httpsdoiorg
103389fenvs201700004
33 Klein RD Urbanization and stream quailty impairment Water Resour Bull 1979 15 httpsdoiorg10
1111j1752-16881979tb01074x
34 Wu J Stewart TW Thompson JR Kolka RK Franz KJ Watershed features and stream water quality
Gaining insight through path analysis in a Midwest urban landscape USA Landsc Urban Plan 2015
143 219ndash229 httpsdoiorg101016jlandurbplan201508001
35 Allan JD Landscapes and riverscapes the influence of land use on stream ecosystems Annu Rev Ecol
Evol Syst 2004 35 257ndash284 httpsdoiorg101146annurevecolsys35120202110122
36 Agourdis CT Workman SR Warner RC Jennings GD Livestock grazing management impacts on
stream water quality A review J Am Water Resour Assoc 2005 41 591ndash606
37 Roth NE David Allan J Erickson DL Landscape influences on stream biotic integrity assessed at multi-
ple spatial scales Landsc Ecol 1996 11 141ndash156 httpsdoiorg101007BF02447513
38 Nolan BT Ruddy BC Hitt KJ Helsel DR Risk of nitrate in groundwaters of the United StatesmdashA
national perspective Environ Sci Technol 1997 31 2229ndash2236 httpsdoiorg101021es960818d
39 Paul MJ Meyer JL Streams in the urban landscape Annu Rev Ecol Syst 2001 32 333ndash365 https
doiorg101146annurevecolsys32081501114040
40 Wang L Lyons J Kanehl P Gatti R Influences of watershed land use on habitat quality and biotic integ-
rity in Wisconsin streams Fisheries 1997 22 6ndash12 httpsdoiorg1015771548-8446(1997)
022lt0006IOWLUOgt20CO2
41 Miltner RJ White D Yoder C The biotic integrity of streams in urban and suburbanizing landscapes
Landsc Urban Plan 2004 69 87ndash100 httpsdoiorg101016jlandurbplan200310032
42 Cuffney TF Mcmahon G Kashuba R May JT Waite IR Responses of benthic macroinvertebrates to
urbanization in nine metropolitan areas Ecol Appl 2010 20 1384ndash1401 httpsdoiorg1011387
5340 PMID 20666256
43 Hardy SD Koontz TM Reducing nonpoint source pollution through collaboration Policies and pro-
grams across the US States Environ Manage 2008 41 301ndash310 httpsdoiorg101007s00267-
007-9038-6 PMID 17999107
44 Hoornbeek J Hansen E Ringquist E Carlson R Implementing water pollution policy in the United
States Total maximum daily loads and collaborative watershed management Soc Nat Resour 2013
26 420ndash436 httpsdoiorg101080089419202012700761
45 US Geological Survey and US Department of AgriculturendashNatural Resources Conservation Service
Watershed Boundary Dataset (WBD) In The National Hydrography Dataset (NHD) [Internet] 2010
Available httpswwwnrcsusdagovwpsportalnrcsmainnationalwaterwatershedsdataset
46 National Atlas of the United States 100-Meter Resolution Global Map Boundaries of the United States
[vector digital data] Rolla MO National Atlas of the United States 2014
47 U S Environmental Protection Agency 303(d) listed impaired waters NHDPlus indexed dataset with
program attributes [Internet] Washington DC US Environmental Protection Agency 2014 Avail-
able httpswwwepagovwaterdatawaters-geospatial-data-downloads
48 R Core Team R A language and environment for statistical computing [Internet] Vienna Austria R
Foundation for Statistical Computing 2017 Available httpswwwr-projectorg
49 Homer CG Dewitz JA Yang L Jin S Danielson P Xian G et al Completion of the 2011 National Land
Cover Database for the conterminous United States-Representing a decade of land cover change infor-
mation Photogramm Eng Remote Sensing 2015 81 345ndash354 httpsdoiorg1014358PERS815
345
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 13 14
50 Lehner B Grill G Global river hydrography and network routing Baseline data and new approaches to
study the worldrsquos large river systems Hydrol Process 2013 27 2171ndash2186 httpsdoiorg101002
hyp9740
51 USGS Gap Analysis Program Protected Areas Database of the United States (PAD-US) version 14
[vector digital data] [Internet] 2016
52 Sigman H International spillovers and water quality in rivers Do countries free ride Am Econ Rev
2002 92 1152ndash1159 httpsdoiorg10125700028280260344687
53 Lipscomb M Mobarak AM Decentralization and pollution spillovers Evidence from the re-drawing of
county borders in Brazil Rev Econ Stud 2017 84 464ndash502 httpsdoiorg101093restudrdw023
54 Cai H Chen Y Gong Q Polluting thy neighbor Unintended consequences of Chinarsquos pollution reduc-
tion mandates J Environ Econ Manage Elsevier 2016 76 86ndash104 httpsdoiorg101016jjeem
201501002
55 Darley JM Latane B Bystander intervention in emergencies Diffusion of responsibility J Pers Soc Psy-
chol 1968 8 377ndash383 httpsdoiorg101037h0025589 PMID 5645600
56 Austrom D Silverman I Diffusion of responsibility in charitable donations Basic Appl Soc Psych 1983
4 17ndash27 httpsdoiorg101207s15324834basp0401_2
57 Whyte G Diffusion of responsibility Effects on the escalation tendency J Appl Psychol 1991 76 408ndash
415 httpsdoiorg1010370021-9010763408
58 Fischhendler I Heikkila T Does Integrated Water Resources Management Support Institutional
Change The Case of Water Policy Reform in Israel Ecol Soc 2010 15 4 httpsdoiorg105751ES-
03015-150104
59 Chilima JS Blakely JAE Noble BF Patrick RJ Institutional arrangements for assessing and managing
cumulative effects on watersheds Lessons from the Grand River watershed Ontario Canada Can
Water Resour J Rev Can des ressources hydriques Taylor amp Francis 2017 42 223ndash236 httpsdoi
org1010800701178420171292151
60 Koontz TM Newig J From Planning to Implementation Top-Down and Bottom-Up Approaches for Col-
laborative Watershed Management Policy Stud J 2014 42 416ndash442 httpsdoiorg101111psj
12067
61 US Environmental Protection Agency Guidance for water quality-based decisions The TMDL pro-
cess Washington DC 1991
62 Dance S Scientists give Chesapeake Bay its highest environmental grade since 1992 The Baltimore
Sun Baltimore Maryland USA 17 May 2016 Available httpwwwbaltimoresuncomfeaturesgreen
blogbs-md-chesapeake-bay-grade-20160517-storyhtml
63 Sterner GE Bryant R Kleinman PJ Watson J Alter TR Community implementation dynamics Nutrient
management in the New York City and Chesapeake Bay Watersheds Int J Rural Law Policy 2015 1
1ndash15
64 Imperial MT Kauneckis D Moving from conflict to collaboration Watershed governance in Lake Tahoe
Nat Resour J 2003 43 1009ndash1055
65 Zilov EA Water resources and the sustainable development of humankind International cooperation in
the rational use of freshwater-lake resources Conclusions from materials of foreign studies Water
Resour 2013 40 84ndash95 httpsdoiorg101134S0097807812030116
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 14 14
50 Lehner B Grill G Global river hydrography and network routing Baseline data and new approaches to
study the worldrsquos large river systems Hydrol Process 2013 27 2171ndash2186 httpsdoiorg101002
hyp9740
51 USGS Gap Analysis Program Protected Areas Database of the United States (PAD-US) version 14
[vector digital data] [Internet] 2016
52 Sigman H International spillovers and water quality in rivers Do countries free ride Am Econ Rev
2002 92 1152ndash1159 httpsdoiorg10125700028280260344687
53 Lipscomb M Mobarak AM Decentralization and pollution spillovers Evidence from the re-drawing of
county borders in Brazil Rev Econ Stud 2017 84 464ndash502 httpsdoiorg101093restudrdw023
54 Cai H Chen Y Gong Q Polluting thy neighbor Unintended consequences of Chinarsquos pollution reduc-
tion mandates J Environ Econ Manage Elsevier 2016 76 86ndash104 httpsdoiorg101016jjeem
201501002
55 Darley JM Latane B Bystander intervention in emergencies Diffusion of responsibility J Pers Soc Psy-
chol 1968 8 377ndash383 httpsdoiorg101037h0025589 PMID 5645600
56 Austrom D Silverman I Diffusion of responsibility in charitable donations Basic Appl Soc Psych 1983
4 17ndash27 httpsdoiorg101207s15324834basp0401_2
57 Whyte G Diffusion of responsibility Effects on the escalation tendency J Appl Psychol 1991 76 408ndash
415 httpsdoiorg1010370021-9010763408
58 Fischhendler I Heikkila T Does Integrated Water Resources Management Support Institutional
Change The Case of Water Policy Reform in Israel Ecol Soc 2010 15 4 httpsdoiorg105751ES-
03015-150104
59 Chilima JS Blakely JAE Noble BF Patrick RJ Institutional arrangements for assessing and managing
cumulative effects on watersheds Lessons from the Grand River watershed Ontario Canada Can
Water Resour J Rev Can des ressources hydriques Taylor amp Francis 2017 42 223ndash236 httpsdoi
org1010800701178420171292151
60 Koontz TM Newig J From Planning to Implementation Top-Down and Bottom-Up Approaches for Col-
laborative Watershed Management Policy Stud J 2014 42 416ndash442 httpsdoiorg101111psj
12067
61 US Environmental Protection Agency Guidance for water quality-based decisions The TMDL pro-
cess Washington DC 1991
62 Dance S Scientists give Chesapeake Bay its highest environmental grade since 1992 The Baltimore
Sun Baltimore Maryland USA 17 May 2016 Available httpwwwbaltimoresuncomfeaturesgreen
blogbs-md-chesapeake-bay-grade-20160517-storyhtml
63 Sterner GE Bryant R Kleinman PJ Watson J Alter TR Community implementation dynamics Nutrient
management in the New York City and Chesapeake Bay Watersheds Int J Rural Law Policy 2015 1
1ndash15
64 Imperial MT Kauneckis D Moving from conflict to collaboration Watershed governance in Lake Tahoe
Nat Resour J 2003 43 1009ndash1055
65 Zilov EA Water resources and the sustainable development of humankind International cooperation in
the rational use of freshwater-lake resources Conclusions from materials of foreign studies Water
Resour 2013 40 84ndash95 httpsdoiorg101134S0097807812030116
Relationships between borders management agencies and the likelihood of watershed impairment
PLOS ONE | httpsdoiorg101371journalpone0204149 September 20 2018 14 14
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