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The Ontario Securities Commission
OSC Bulletin
Cumulative Index 2006
Index for Volume 29
(2006), 29 OSCB
December 22, 2006
The Ontario Securities Commission Administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the
Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20)
The Ontario Securities Commission Published under the authority of the Commission by:Cadillac Fairview Tower CarswellSuite 1903, Box 55 One Corporate Plaza 20 Queen Street West 2075 Kennedy Road Toronto, Ontario Toronto, Ontario M5H 3S8 M1T 3V4
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© Copyright 2006 Ontario Securities Commission ISSN 0226-9325 Except Chapter 7 ©CDS INC.
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Introductionto the OSC Bulletin Cumulative Index
This index is a cumulative index of material published in the OSC Bulletin (Volume 29) for the period January - December 2006, inclusive.
The index includes material found in Chapters 1, 2, 3, 4, 5, 6, 9, 13 and 25. Chapters 7, 8 and 11 are not indexed.
Indexed material includes documents published in Chapter 1, 2, 3, 5, 6, 9, 13 and 25, in sufficient depth that all corporate and personal names that appear in the bold titles of each document are indexed. The tables found in Chapters 4 and 12 are indexed by corporate name only. Where tables appear in Chapter 25, they are indexed by corporate name only.
Index entries are arranged alphabetically. Each index entry includes an action of concern, a statutory instrument cited (if applicable) and finding information consisting of the issue number, issue date and page number.
(2006), 29 OSCB Cumulative Index (2006) 1
Ontario Securities Commission Bulletin Annual Cumulative Index, 2006
1209762 Ontario Inc. Decision - ss. 5.5(2), 5.8(1)(a) of
NI 81-102 Mutual Funds .................... #06 (Feb. 10) 1221
1248136 Ontario Limited Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2914 Order - s. 127........................................ #14 (Apr. 7) 2966
Notice from the Office of the Secretary....................................#22 (June 2) 4520 Order - s. 127.......................................#22 (June 2) 4563
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500 Order.................................................... #49 (Dec. 8) 9530
1464210 Ontario Inc. OSC Decisions, Orders
and Rulings ......................................... #15 (Apr. 14) 3188 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3338
Notice from the Office of the Secretary................................... #16 (Apr. 21) 3339 Order - s. 127...................................... #16 (Apr. 21) 3361
Notice from the Office of the Secretary...................................#19 (May 12) 3885 OSC Decisions, Orders and Rulings .........................................#19 (May 12) 3929 News Release....................................#26 (June 30) 5347 Notice from the Office of the Secretary................................... #29 (July 21) 5871 OSC Decisions, Orders and Rulings ......................................... #29 (July 21) 5917
16290 – Garban LLC Change of Name................................. #15 (Apr. 14) 3321
16290 – ICAP Securities USA LLC Change of Name................................. #15 (Apr. 14) 3321
18440 – Alpha Scout Capital Management Inc. Change of Name................................#24 (June 16) 5123
18440 – The Alpha Scout Fund Ltd. Change of Name................................#24 (June 16) 5123
20/20 Distribution GP Limited MRRS Decision..................................#24 (June 16) 4938
20/20 Distribution No. 2 Limited MRRS Decision..................................#24 (June 16) 4938
20/20 Group 1990 Limited Partnership MRRS Decision..................................#24 (June 16) 4938
20/20 Group 1992 Limited Partnership MRRS Decision ................................. #24 (June 16) 4938
2006 Report of the Compliance Team, Capital Markets Branch, OSC
Notice ................................................#37 (Sept. 15) 7355
222 Pizza Express Corp. Cease Trading Order.......................... #07 (Feb. 17) 1479
Cease Trading Order.......................... #08 (Feb. 24) 1667 Cease Trading Order............................ #09 (Mar. 3) 1827
3128012 Nova Scotia Limited MRRS Decision .................................. #21 (May 26) 4333
4355377 Canada Inc. MRRS Decision .................................. #20 (May 19) 4159
4361733 Canada Inc. MRRS Decision ...................................#36 (Sept. 8) 7196
5301297 Manitoba Ltd. MRRS Decision ................................. #26 (June 30) 5358
724 Solutions Inc. MRRS Decision ...................................#41 (Oct. 13) 8056
Order - s. 1(6) of the OBCA.................#41 (Oct. 13) 8061
9169-8316 Quebec Inc. Decision - s. 83.....................................#31 (Aug. 4) 6310
ABN AMRO Asset Management Canada Limited MRRS Decision ................................... #23 (June 9) 4758
ABN AMRO Development Capital (Guernsey) Limited Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407
Abria Alternative Investments Inc. Order ....................................................#31 (Aug. 4) 6328
Order ...................................................#43 (Oct. 27) 8433 Order ....................................................#44 (Nov. 3) 8635
Abria Diversified Arbitrage Trust Order ....................................................#31 (Aug. 4) 6328Order ...................................................#43 (Oct. 27) 8433Order ....................................................#44 (Nov. 3) 8635
Abria Xl Trust Order ....................................................#44 (Nov. 3) 8635
ABS Brokerage Services, LLC Change of Name ................................ #12 (Mar. 24) 2717
Acadian Timber Income Fund MRRS Decision ................................... #22 (June 2) 4536
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
2 (2006), 29 OSCB Cumulative Index (2006)
Acclaim Energy Trust MRRS Decision.....................................#03 (Jan. 20) 520
Decision - s. 83 .................................. #11 (Mar. 17) 2275
Accumulus Balanced Fund MRRS Decision.................................. #10 (Mar. 10) 2057
Accumulus Diversified Monthly Income Fund MRRS Decision.................................. #10 (Mar. 10) 2057
Accumulus Management Ltd. MRRS Decision.................................. #10 (Mar. 10) 2057 Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Accumulus Short Term Income Fund MRRS Decision.................................. #10 (Mar. 10) 2057
Accumulus Talisman Fund MRRS Decision.................................. #10 (Mar. 10) 2057
ACDS Rules – ACT Participant, Material Amendments to
Notice.................................................. #29 (July 21) 5862
ACE/Security Laminates Corporation Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319
Cease Trading Order ............................#03 (Jan. 20) 595 Order - s. 144.......................................#22 (June 2) 4556 Cease Trading Order ...........................#22 (June 2) 4569
ADA INVESTMENTS INC. Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407
Adaly Investment Management Corp. New Registration.................................. #48 (Dec. 1) 9449
Adams Harkness, Inc. Decision - s. 6.1(1) of MI 31-102 National Registration
Database and s. 6.1 of Rule 13-502 Fees . #05 (Feb. 3) 999
Adams, Harkness Financial Group, Inc. Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407
Adastra Minerals Inc. Notice from the Office
of the Secretary.................................. #11 (Mar. 17) 2271Order - s. 83...................................... #37 (Sept. 15) 7386
Addenda Capital Inc. Change in Category ..............................#04 (Jan. 27) 955
Advanced Fiber Technologies (AFT) Income Fund MRRS Decision.....................................#18 (May 5) 3714
Decision - s. 83 .....................................#18 (May 5) 3733
Advantage Energy Income Fund Order - s. 74........................................ #29 (July 21) 5908
Advantaged Preferred Share Trust MRRS Decision ................................... #23 (June 9) 4765
MRRS Decision ................................. #24 (June 16) 4934
Advantage-Value Limited Partnership 1994 MRRS Decision .....................................#14 (Apr. 7) 2952
Advest, Inc. Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407
Æterna Zentaris Inc. MRRS Decision ..................................#46 (Nov. 17) 9003 MRRS Decision ....................................#48 (Dec. 1) 9315
Afcan Mining Corporation MRRS Decision .................................. #13 (Mar. 31) 2749
Aflease Gold and Uranium Resources Limited MRRS Decision .................................... #02 (Jan. 13) 276
African Gold Group, Inc. Order - s. 83.1.(1)..............................#38 (Sept. 22) 7575
AGF Funds Inc. Decision - s. 6.1 of Rule 13-502 Fees .#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237
Change of Category ...........................#47 (Nov. 24) 9277
AGF Limited Partnership 1990 MRRS Decision ................................. #24 (June 16) 4938
AGF Limited Partnership 1991 MRRS Decision ................................. #24 (June 16) 4938
AGF Master Limited Partnership MRRS Decision ................................. #24 (June 16) 4938
AGF Partners Limited MRRS Decision ................................. #24 (June 16) 4938
AGF Partners No. 2 Limited MRRS Decision ................................. #24 (June 16) 4938
AGF Partners No. Five Limited MRRS Decision ................................. #24 (June 16) 4938
Agilent Technologies, Inc. MRRS Decision ....................................#44 (Nov. 3) 8618
Agilerus Investment Management Limited Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407
Agnico-Eagle Mines Limited Notice from the Office
of the Secretary ....................................#31 (Aug. 4) 6297 OSC Decisions, Orders and Rulings ..........................................#31 (Aug. 4) 6341
Agrium Inc. MRRS Decision .................................#37 (Sept. 15) 7387
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 3
Agtech Income Fund Cease Trading Order .......................... #36 (Sept. 8) 7231Cease Trading Order ........................ #37 (Sept. 15) 7423Cease Trading Order ........................ #38 (Sept. 22) 7591
AIC American Focused Fund MRRS Decision.................................. #50 (Dec. 15) 9718
AIC American Focused Plus Fund MRRS Decision.................................. #50 (Dec. 15) 9718
AIC Investment Services Inc. MRRS Decision.................................. #50 (Dec. 15) 9718
AIC Limited Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
AIC Private Portfolio Group Inc. Suspended...........................................#22 (June 2) 4665 Voluntary Surrender of Registration... #47 (Nov. 24) 9277
Aikawa Iron Works Co., Ltd. MRRS Decision.....................................#18 (May 5) 3714
AIM Funds Management Inc. MRRS Decision................................... #29 (July 21) 5875 Decision - s. 6.1 of Rule 13-502 Fees ............................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Airesurf Networks Holdings Inc. Cease Trading Order ............................#18 (May 5) 3775
Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#20 (May 19) 4175
Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Orders .......................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5219 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595
AirSource Power Fund I LP Decision - s. 83 ................................... #35 (Sept. 1) 7039
Alberta Focused Income & Growth Fund MRRS Decision.....................................#18 (May 5) 3699
MRRS Decision..................................#25 (June 23) 5181
Albireo Asset Management Corp. Consent to Suspension (Rule 33-501 – Surrender of
Registration) ........................................ #51 (Dec. 22) 10151
Alcan Inc. MRRS Decision.................................. #11 (Mar. 17) 2278
MRRS Decision.....................................#18 (May 5) 3728
Aldeavision Inc. MRRS Decision..................................#25 (June 23) 5151MRRS Decision................................. #39 (Sept. 29) 7707
Alexander Capital Group Inc. New Registration ................................ #12 (Mar. 24) 2717
Alexander Gluskin Investments Inc. Suspended – Voluntary
Non Renewal...................................... #06 (Feb. 10) 1407
Algoma Steel Inc. MRRS Decision ...................................#36 (Sept. 8) 7214
Aliant Inc. MRRS Decision ...................................#17 (Apr. 28) 3489
Aliant Telecom Inc. MRRS Decision ...................................#17 (Apr. 28) 3489
Allbanc Split Corp. II MRRS Decision .................................... #02 (Jan. 13) 280
MRRS Decision .................................... #03 (Jan. 20) 528 MRRS Decision .....................................#14 (Apr. 7) 2947
Allegiance Investment Management, LLC New Registration ................................#34 (Aug. 25) 6983
Allen, Joseph Edward Notice from the Office
of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary .................................. #19 (May 12) 3887 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3944
Allen-Vanguard Corporation Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order............................ #02 (Jan. 13) 319
Cease Trading Order............................ #03 (Jan. 20) 595 Cease Trading Order............................ #04 (Jan. 27) 857 Cease Trading Order............................ #05 (Feb. 3) 1041 Cease Trading Order.......................... #06 (Feb. 10) 1273
Alliance Capital Management Canada Inc. Change in Name .................................#17 (Apr. 28) 3681
AllianceBernstein Canada Inc. Change in Name .................................#17 (Apr. 28) 3681
AllianceBernstein L.P. Order - s. 80 of the CFA .....................#46 (Nov. 17) 9010
Alpha Fit Fund MRRS Decision .................................. #20 (May 19) 4142
Alpha Funds Management Inc. Change of Name ................................ #06 (Feb. 10) 1407
Alstra Capital Management, LLC Order - s. 80 of the CFA ....................... #05 (Feb. 3) 1030
Altrinsic Global Advisors, LLC New Registration ................................ #19 (May 12) 4081
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
4 (2006), 29 OSCB Cumulative Index (2006)
Alturas Minerals Corp. Order - s.83.1(1) ................................#24 (June 16) 4949
Altus Investors Management Partnership MRRS Decision....................................#23 (June 9) 4720
American Income Trust MRRS Decision..................................#25 (June 23) 5169Decision - s. 83 ................................. #38 (Sept. 22) 7571
AmeriCredit Canada Automobile Receivables Trust Decision - s. 83 .................................... #44 (Nov. 3) 8604
Ameriprise Financial Services, Inc. New Registration................................. #42 (Oct. 20) 8343
AmeriStar RSP Income Trust MRRS Decision..................................#25 (June 23) 5169Decision - s. 83 ................................. #38 (Sept. 22) 7570
Ameritrade Holding Corporation MRRS Decision.................................. #07 (Feb. 17) 1434
Ruling. - s. 74(1) ................................ #07 (Feb. 17) 1475
Ameritrade Services Company, Inc. MRRS Decision.................................. #07 (Feb. 17) 1434
Ruling. - s. 74(1) ................................ #07 (Feb. 17) 1475
AmerUs Capital Management Group, Inc. Name Change...................................... #48 (Dec. 1) 9449
AmerUs Capital Management Group Inc. Decision - s. 6.1(1) of MI-31-102 National Registration
Database and s. 6.1 of Rule 13-502 Fees#25 (June 23) 5145 New Registration................................. #28 (July 14) 5851
Ampal-American Israel Corporation Order - s. 144.....................................#25 (June 23) 5187Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #49 (Dec. 8) 9555
Amstel Securities N.V. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Reinstatement of Registration............ #08 (Feb. 24) 1791
Amtelecom Income Fund Order - s. 74........................................ #35 (Sept. 1) 7054
MRRS Decision.................................. #46 (Nov. 17) 9006
Analytic Investors Inc. Order - s. 80.......................................... #14 (Apr. 7) 2964
Anchor Securities Limited Change of Category........................... #46 (Nov. 17) 9121
Andersen, Robin SRO Notices and
Disciplinary Proceedings.................... #06 (Feb. 10) 1411
Anglo American plc MRRS Decision....................................#23 (June 9) 4743
Anitech Enterprises Inc. Order - s. 144 ..........................................#07 (Feb. 17) 1471 Order - s. 144 ............................................ #14 (Apr. 7) 2961
Anzelmo, Michael Peter Notice of Hearing - ss. 127, 127.1 ......#34 (Aug. 25) 6744
Notice from the Office of the Secretary ..................................#34 (Aug. 25) 6749
Application to Vary the Recognition and Designation Order of CDS Ltd., Notice of Approval
SRO Notices and Disciplinary Proceedings .....................#43 (Oct. 27) 8556
APT Capital Advisors Inc. Change of Name ................................ #06 (Feb. 10) 1407
Arbec Forest Products Inc. MRRS Decision .....................................#27 (July 7) 5575
Arbour Energy Inc. Cease Trading Order.......................... #19 (May 12) 3953Cease Trading Order.......................... #21 (May 26) 4361
Archipelago Brokerage Services, LLC Order - s. 211 of the Regulation ........... #02 (Jan. 13) 296
New Registration ................................ #07 (Feb. 17) 1607 Change of Name ................................ #12 (Mar. 24) 2717
Arctic Glacier Income Fund MRRS Decision ...................................#35 (Sept. 1) 7041
Arden Asset Management Inc. Decision - s. 6.1(1) of MI 31-102 National
Registration Database and s. 6.1 of OSC Rule 13-502 Fees ........ #07 (Feb. 17) 1465 New Registration ................................ #13 (Mar. 31) 2895 Suspended based on the firm’s consent to suspension under Rule 33-501 – Surrender of Registration ..................#14 (Apr. 7) 3127
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 5
Argus Corporation Limited Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319
Cease Trading Order ............................#03 (Jan. 20) 595 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Cease Trading Order ......................... #06 (Feb. 10) 1273 Cease Trading Order ......................... #07 (Feb. 17) 1479 Cease Trading Order ......................... #08 (Feb. 24) 1667 Cease Trading Order ........................... #09 (Mar. 3) 1827 Cease Trading Order ......................... #10 (Mar. 10) 2109 Cease Trading Order ......................... #11 (Mar. 17) 2331 Cease Trading Order ......................... #12 (Mar. 24) 2601 Cease Trading Order ......................... #13 (Mar. 31) 2767 Cease Trading Order ............................ #14 (Apr. 7) 2975 Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Orders ........................ #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Orders .......................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5219 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729
Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345
Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #33 (Aug. 18) 6631Cease Trading Order ......................... #34 (Aug. 25) 6799Cease Trading Order .......................... #35 (Sept. 1) 7083Cease Trading Order .......................... #36 (Sept. 8) 7231Cease Trading Order ........................ #37 (Sept. 15) 7423Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order .......................... #41 (Oct. 13) 8065Cease Trading Order .......................... #42 (Oct. 20) 8259Cease Trading Order .......................... #43 (Oct. 27) 8439Cease Trading Order ........................... #44 (Nov. 3) 8643Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729 Cease Trading Order ....................... #51 (Dec. 22) 10009
Arrow Epic Capital Fund MRRS Decision.....................................#14 (Apr. 7) 2937
Arrow Epic North American Diversified Fund MRRS Decision.....................................#14 (Apr. 7) 2937
Arrow Hedge Partners Inc. MRRS Decision.....................................#14 (Apr. 7) 2937
Ascenta Finance Corp. New Registration ...............................#38 (Sept. 22) 7679
Asia Pacific Holdings Ltd. MRRS Decision .....................................#40 (Oct. 6) 7854
Asia Pacific Resources Ltd. Decision - s. 83..................................#37 (Sept. 15) 7391
Asia Strategic Investment Management Limited Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407
Assignment of Certain Powers and Duties of the OSC - s. 6(3)
Notice .................................................. #22 (June 2) 4505 Notice .................................................. #22 (June 2) 4510
ATI Technologies Inc. Order - s. 83 .......................................#47 (Nov. 24) 9166
Atkinson, Peter Y. Notice from the Office
of the Secretary .................................... #04 (Jan. 27) 810 OSC Decisions, Orders and Rulings .......................................... #04 (Jan. 27) 847
Atlantic Power Corporation MRRS Decision ..................................#50 (Dec. 15) 9704
Atlas Cold Storage Income Trust MRRS Decision .................................#39 (Sept. 29) 7711
Notice of Hearing - s. 127....................#41 (Oct. 13) 8045 Notice of Hearing - s. 127....................#41 (Oct. 13) 8046 Notice from the Office of the Secretary ...................................#41 (Oct. 13) 8053 Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Decision - s. 83...................................#46 (Nov. 17) 8998
Atlas Cromwell Ltd. Consent - s. 4(b) of the Regulation....... #18 (May 5) 3870
Aton Securities, Inc. Decision - s. 6.1(1) of MI 31-102
National Registration Database and s. 6.1 of Rule 13-502 Fees ..................#29 (July 21) 5894 Order -s. 218 of the Regulation ...........#29 (July 21) 5906
New Registration .................................#42 (Oct. 20) 8343
Au Martinique Silver Inc. Order - s. 4(b) of the Regularion..........#28 (July 14) 5721
Aura Gold Inc. Consent - ss. 4(b) of the Regulation..... #18 (May 5) 3869
Aurado Energy Inc. Cease Trading Order...........................#15 (Apr. 14) 3191
Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Orders.........................#17 (Apr. 28) 3531 Cease Trading Order........................... #23 (June 9) 4777 Cease Trading Order......................... #25 (June 23) 5219
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
6 (2006), 29 OSCB Cumulative Index (2006)
Aurion Capital Management Inc. Change in Category ..............................#02 (Jan. 13) 417
Authorization Order Order - s. 3.5(3) ................................ #38 (Sept. 22) 7573 Order - s. 3.5(3) ................................... #49 (Dec. 8) 9533
Avenir Diversified Income Trust MRRS Decision...................................#21 (May 26) 4304
Avion Group HF MRRS Decision................................... #43 (Oct. 27) 8398
Aviva Capital Management, Inc. Name Change...................................... #48 (Dec. 1) 9449
AXA S.A. MRRS Decision..................................... #40 (Oct. 6) 7833
Axis Corporation Decision - ss. 5.5(2), 5.8(1)(a) of NI 81-102 Mutual Funds .................... #06 (Feb. 10) 1221
Azimuth Opportunity, Ltd. MRRS Decision...................................#21 (May 26) 4340
Baillie Gifford International LLC New Registration................................. #17 (Apr. 28) 3681
Baker Bros. Advisors, LLC MRRS Decision................................... #15 (Apr. 14) 3159
Bandai GMBH MRRS Decision..................................... #27 (July 7) 5563
Band-Ore Resources Ltd. Consent - s. 4(b) of the Regulation ..... #35 (Sept. 1) 7179
Bank of Montreal MRRS Decision...................................#21 (May 26) 4307
Bank of New York Order - s. 46(4) of the OBCA ............ #38 (Sept. 22) 7588
Bank of Nova Scotia Decision .............................................#25 (June 23) 5158
Banks, Jack Notice from the Office
of the Secretary.....................................#02 (Jan. 13) 264 Order -s 127..........................................#02 (Jan. 13) 300
Barclays Advantaged Corporate Bond Fund MRRS Decision..................................... #40 (Oct. 6) 7830
Barclays Advantaged Equal Weighted Income Fund MRRS Decision..................................... #40 (Oct. 6) 7830
Barclays Advantaged S&P/Tsx Income Trust Index Fund
MRRS Decision..................................... #40 (Oct. 6) 7830
Barclays Bank PLC MRRS Decision ....................................#31 (Aug. 4) 6299Order - s. 46(4) of the OBCA.............#38 (Sept. 22) 7588
MRRS Decision .....................................#40 (Oct. 6) 7848MRRS Decision ....................................#44 (Nov. 3) 8596
Barclays Global Investors Canada Limited MRRS Decision .................................... #03 (Jan. 20) 533
MRRS Decision .................................... #03 (Jan. 20) 540 MRRS Decision .................................... #03 (Jan. 20) 552 MRRS Decision .................................... #03 (Jan. 20) 555 MRRS Decision .................................... #03 (Jan. 20) 564 MRRS Decision .................................... #03 (Jan. 20) 571 MRRS Decision .................................... #18 (May 5) 3722 MRRS Decision ....................................#48 (Dec. 1) 9326
Barnard, Paul Notice of Hearing................................. #23 (June 9) 4708
Notice from the Office of the Secretary ................................... #23 (June 9) 4715 Notice from the Office of the Secretary ................................... #23 (June 9) 4716 Order - s. 127 ...................................... #23 (June 9) 4767
Barometer Capital Inc. Name Change ......................................#49 (Dec. 8) 9667
Barometer Capital Management Corp. Order - s. 213(3)(b) of the LTCA ........#45 (Nov. 10) 8800
Barrick Gold Corporation Exemption - s. 4.5 of MI 52-109 and
s. 6.1 of the Fee Rule ..........................#15 (Apr. 14) 3325 MRRS Decision ...................................#16 (Apr. 21) 3348 Consent - s. 4(b) of the Regulation....... #18 (May 5) 3871 Decision - s. 100(6) of the SA..............#41 (Oct. 13) 8057
Barrington Capital Corp. New Registration .................................. #04 (Jan. 27) 955
BCE Inc. MRRS Decision .................................... #18 (May 5) 3734
Beacon Hill Financial Corporation New Registration ................................. #23 (June 9) 4879
Bear Ridge Exploration Ltd. Decision - s. 83................................... #11 (Mar. 17) 2280
Bear Stearns Asset Management Inc. Order - s. 80 of the CFA ......................#30 (July 28) 6158
Bearbeech Capital Partners Corp. New Registration ................................#34 (Aug. 25) 6983
Bedminister Financial Group Ltd. New Registration .................................#17 (Apr. 28) 3681
Bedminster Financial Group, Limited Order - s. 218 of the Regulation ..........#17 (Apr. 28) 3526
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 7
Bell Aliant Regional Communications Holdings, Limited Partnership
MRRS Decision.................................. #46 (Nov. 17) 8992 MRRS Decision.................................. #51 (Dec. 22) 9991
Bell Aliant Regional Communications, Inc. MRRS Decision.................................. #46 (Nov. 17) 8992 Decision - ss. 83, 83.1 ....................... #51 (Dec. 22) 9993
Bell Aliant Regional Communications, Limited Partnership
MRRS Decision.................................. #46 (Nov. 17) 8992
Bell Canada MRRS Decision.....................................#18 (May 5) 3734
Bell Globemedia Acquisition Corporation MRRS Decision................................... #36 (Sept. 8) 7201MRRS Decision................................... #42 (Oct. 20) 8233
Bell Nordiq Group Decision - s. 83 .................................... #31 (Aug. 4) 6315
Bema Gold Corporation Order - s. 74........................................ #35 (Sept. 1) 7049
Bennett Enviromental Inc. Cease Trading Order .......................... #15 (Apr. 14) 3191
Notice of Hearing ................................ #16 (Apr. 21) 3335 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3337 Order - ss. 127(1)2, 127(5) ................ #16 (Apr. 21) 3359.
Cease Trading Order .......................... #16 (Apr. 21) 3373 Notice from the Office of the Secretary................................... #17 (Apr. 28) 3488 Order - paras. 127(1)2 and 2.1 ........... #17 (Apr. 28) 3528 Cease Trading Orders ........................ #17 (Apr. 28) 3531 Cease Trading Orders ........................ #17 (Apr. 28) 3531
Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Notice of Hearing .................................#23 (June 9) 4708 Notice of Hearing .................................#23 (June 9) 4709 Notice from the Office of the Secretary....................................#23 (June 9) 4716 Cease Trading Orders .......................#24 (June 16) 4955 Notice from the Office of the Secretary..................................#25 (June 23) 5142 Order - ss. 127, 127.1 ........................#25 (June 23) 5192 Order - ss. 127, 127.1 ........................#25 (June 23) 5199 Cease Trading Order .........................#25 (June 23) 5219 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5725 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5727
Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9149 Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9150
Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9151
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9498 Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9499 Order - s. 127 .......................................#49 (Dec. 8) 9527 Order - s. 127 .......................................#49 (Dec. 8) 9529 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9537 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9545 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9553
OSC Decisions, Orders and Rulings ........................................#50 (Dec. 15) 9725
Bennett, John Notice of Hearing................................. #23 (June 9) 4708
Notice of Hearing................................. #23 (June 9) 4709 Notice from the Office of the Secretary ................................... #23 (June 9) 4716 Notice from the Office of the Secretary ................................. #25 (June 23) 5142 Order - ss. 127, 127.1 ....................... #25 (June 23) 5192 Order - ss. 127, 127.1 ....................... #25 (June 23) 5199 OSC Decisions, Orders and Rulings .........................................#28 (July 14) 5725 OSC Decisions, Orders and Rulings .........................................#28 (July 14) 5727
Notice of Hearing - s. 127...................#47 (Nov. 24) 9149 Notice of Hearing - s. 127...................#47 (Nov. 24) 9150 Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9150 Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9151
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9498 Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9499 Order - s. 127 .......................................#49 (Dec. 8) 9527 Order - s. 127 .......................................#49 (Dec. 8) 9529 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9537 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9545 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9553
OSC Decisions, Orders and Rulings ........................................#50 (Dec. 15) 9725
Benquesus, Jacques Notice from the Office
of the Secretary .................................... #02 (Jan. 13) 264 Order -s 127 ......................................... #02 (Jan. 13) 300
BetaPro Management Inc. Decision - s. 6.1 of Rule 13-502 Fees .#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
8 (2006), 29 OSCB Cumulative Index (2006)
BF Minerals Ltd. Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#21 (May 26) 4361
Cease Trading Order ...........................#22 (June 2) 4569
BFI Canada Income Fund MRRS Decision.................................. #33 (Aug. 18) 6595MRRS Decision.................................. #34 (Aug. 25) 6757
BFS Entertainment & Multimedia Limited Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319
Cease Trading Order ............................#03 (Jan. 20) 595 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Cease Trading Order ......................... #06 (Feb. 10) 1273 Cease Trading Order ......................... #07 (Feb. 17) 1479 Cease Trading Order ......................... #08 (Feb. 24) 1667
BG Funds Management Limited Order - s. 213(3)(b) of the Loan and Trust Corporations
Act ........................................................ #39 (Sept. 29) 7731
Big Bank Big Oil Split Corp. MRRS Decision..................................#24 (June 16) 4927
MRRS Decision..................................#24 (June 16) 4929
Big Red Diamond Corporation Cease Trading Order ......................... #10 (Mar. 10) 2109
Cease Trading Order ......................... #11 (Mar. 17) 2331 Cease Trading Order ......................... #12 (Mar. 24) 2601 Cease Trading Order ......................... #13 (Mar. 31) 2767 Cease Trading Order ............................ #14 (Apr. 7) 2975 Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order ......................... #12 (Mar. 24) 2601 Cease Trading Order ......................... #13 (Mar. 31) 2767
Big Rock Brewery Income Trust MRRS Decision.................................... #49 (Dec. 8) 9512
BioEnvelop Technologies Corporation Cease Trading Order .......................... #41 (Oct. 13) 8065
Cease Trading Order .......................... #42 (Oct. 20) 8259
Bird Construction Company Limited Decision - s. 83 .................................. #12 (Mar. 24) 2557
Bissett Bond Fund MRRS Decision.....................................#18 (May 5) 3752
Black, Conrad M. Notice from the Office
of the Secretary .................................... #04 (Jan. 27) 810 OSC Decisions, Orders and Rulings .......................................... #04 (Jan. 27) 847
Blackmont Capital Inc. Order - s. 74 .......................................#34 (Aug. 25) 6777
Blackrock (Institutional) Canada Ltd. Change of Name .................................#41 (Oct. 13) 8179
BlackRock Ventures Inc. Decision - s. 83....................................#35 (Sept. 1) 7040
Blacktree Capital Corp. Suspended – Non Renewal................ #06 (Feb. 10) 1407
Blackwatch Energy Services Trust MRRS Decision ...................................#42 (Oct. 20) 8247
Blake River Explorations Ltd. Cease Trading Order............................#31 (Aug. 4) 6345Cease Trading Order..........................#33 (Aug. 18) 6631
Bloomberg Tradebook LLC Decision - s. 6.1 of OSC Rule
91-502 ................................................ #19 (May 12) 3904 Order - s. 218 of the Regulation ......... #19 (May 12) 3921 Change in Registration Category ........#28 (July 14) 5851
Blue Mountain Energy Ltd. MRRS Decision ..................................#51 (Dec. 22) 9987
Blue Note Mining Inc. Order - s. 83.1(1)................................#46 (Nov. 17) 9009
Bluestone Financial Corporation Suspended as a Result of
Resigning from Membership in the Mutual Fund Dealers Association of Canada......................#51 (Dec. 22) 10151
BluMont Man Alternative Yield Fund MRRS Decision .................................. #10 (Mar. 10) 2029
BMO Capital Markets Corp. Name Change ......................................#49 (Dec. 8) 9667
BMO Capital Markets Order - s. 74 .........................................#31 (Aug. 4) 6332Order - s. 74 ........................................#35 (Sept. 1) 7051Order - s. 74 .......................................#45 (Nov. 10) 8798
BMO Global High Yield Bond Fund MRRS Decision .................................#32 (Aug. 11) 6473
BMO Harris Income Opportunity Bond Portfolio MRRS Decision .................................. #06 (Feb. 10) 1249
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 9
BMO Harris Investment Management Inc. MRRS Decision.................................. #06 (Feb. 10) 1249
Order - s. 147........................................#03 (Jan. 20) 589 MRRS Decision................................... #17 (Apr. 28) 3510 Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
BMO Harris Opportunity Bond Portfolio MRRS Decision.................................. #06 (Feb. 10) 1249
BMO Investments Inc. MRRS Decision.....................................#14 (Apr. 7) 2949
MRRS Decision...................................#19 (May 12) 3897 MRRS Decision.................................. #32 (Aug. 11) 6473 Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
BMO Nesbitt Burns Inc. Order - s. 74.......................................#26 (June 30) 5387 Order - s. 74........................................ #29 (July 21) 5908 Order - s. 74......................................... #31 (Aug. 4) 6334
Order - s. 74....................................... #34 (Aug. 25) 6775Order - s. 74....................................... #34 (Aug. 25) 6777Order - s. 74........................................ #35 (Sept. 1) 7049
Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237 Order - s. 74........................................ #42 (Oct. 20) 8256
MRRS Decision.................................. #51 (Dec. 22) 9995
BMO U.S. Dollar Bond Fund MRRS Decision...................................#19 (May 12) 3897
BNP (Canada) Valeurs Mobilieres Inc./BNP (Canada) Securities Inc.
Suspended – Non Renewal ............... #06 (Feb. 10) 1407
BNP Paribas (Canada) Valeurs Mobilieres Inc./BNP Paribas (Canada) Securities Inc.
New Registration.......................................................7317
BNP Paribas Peregrine Securities Limited Name Change.................................... #50 (Dec. 15) 9923
BNP Paribas Securities (Asia) Limited Name Change.................................... #50 (Dec. 15) 9923
BNS Split Corp. II MRRS Decision.................................. #07 (Feb. 17) 1432
BNY Capital Markets, Inc. Decision - s. 6.1(1) of MI 31-102 National
Registration Database and s. 6.1 of OSC Rule 13-502 Fees....................... #35 (Sept. 1) 7007
New Registration................................. #35 (Sept. 1) 7177
Bolder Investment Partners Ltd. Order - s. 74....................................... #33 (Aug. 18) 6621
Bolivar Gold Corp. MRRS Decision................................. #39 (Sept. 29) 7718
Bombardier Capital Ltd. Decision - s. 83...................................#34 (Aug. 25) 6769
Bostonia Global Securities LLC New Registration ..............................#51 (Dec. 22) 10151
Boughton, Marvin Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1 ...................... #05 (Feb. 3) 1029 Notice of Hearing................................ #07 (Feb. 17) 1425 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2024 Order .................................................. #10 (Mar. 10) 2063 Order .................................................. #10 (Mar. 10) 2064 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3941
Boulder Mining Corporation Consent - s. 4(b) of the Regulation.......#49 (Dec. 8) 9682
Boultbee, John A. Notice from the Office
of the Secretary .................................... #04 (Jan. 27) 810 OSC Decisions, Orders and Rulings .......................................... #04 (Jan. 27) 847
Boyle, James Patrick Notice from the Office
of the Secretary .......................................... #01 (Jan. 6) 6 Order - ss. 127 and 127.1......................... #01 (Jan. 6) 58 Notice from the Office of the Secretary .................................. #06 (Feb. 10) 1220 Order - ss. 127, 127.1 ........................ #06 (Feb. 10) 1270 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Order .................................................. #07 (Feb. 17) 1474 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3339 OSC Decisions, Orders and Rulings .........................................#16 (Apr. 21) 3365
Bradford Bachinski Limited New Registration .................................#43 (Oct. 27) 8525
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
10 (2006), 29 OSCB Cumulative Index (2006)
Brainhunter Inc. Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319
Cease Trading Order ............................#03 (Jan. 20) 595 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Cease Trading Order ......................... #06 (Feb. 10) 1273 Cease Trading Order ......................... #07 (Feb. 17) 1479 Cease Trading Order ......................... #08 (Feb. 24) 1667 Cease Trading Order ........................... #09 (Mar. 3) 1827 Cease Trading Order ......................... #10 (Mar. 10) 2109
Brandes Investment Partners & Co. MRRS Decision.....................................#14 (Apr. 7) 2921
Change of Category.............................. #14 (Apr. 7) 3127
Brandywine Asset Management, LLC Change in Name .................................#19 (May 12) 4081
Brandywine Global Investment Management, LLC Change in Name .................................#19 (May 12) 4081
Brascan Asset Management Inc. New Registration................................#24 (June 16) 5123
Change of Name................................... #27 (July 7) 5683
Brazilian Resources Inc. Order - s. 144........................................#03 (Jan. 20) 592Cease Trading Order ............................#03 (Jan. 20) 595
Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#21 (May 26) 4361
Brean Murray & Co., Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Breton Asset Management Limited Change of Name................................. #29 (July 21) 6041
Brickburn Asset Management Inc. Change in Registration Category ........ #28 (July 14) 5851
Bridges Transitions Inc. Decision - s. 83 ................................... #36 (Sept. 8) 7207
Broadband Learning Corporation Cease Trading Order ..........................#19 (May 12) 3953
Brockhouse & Cooper Inc. New Registration................................#24 (June 16) 5123
Brockhouse Cooper Gestion D’Actifs Inc. / Brockhouse Cooper Asset Management Inc.
New Registration................................ #34 (Aug. 25) 6983
BrokerTec USA, LLC Change of Name................................ #06 (Feb. 10) 1407
Brompton Advantaged Tracker Fund MRRS Decision.................................. #10 (Mar. 10) 2039
Brompton Funds Management Limited Approval - s. 213(3)(b).........................#17 (Apr. 28) 3683Order - s. 213(3)(b) of the Loan
and Trust Corporations Act................#39 (Sept. 29) 7731
Brompton Top 50 Compound Growth Fund MRRS Decision .................................... #18 (May 5) 3710
Brookfield Investment Funds Management Inc. Change of Name ...................................#27 (July 7) 5683
Brooks, John Suspended – Voluntary
Non Renewal...................................... #06 (Feb. 10) 1407
Brown , Marcia Lewis New Registration ...............................#38 (Sept. 22) 7679
Brown, Roy Order - s. 127 ..................................... #11 (Mar. 17) 2309
Notice of Hearing................................ #12 (Mar. 24) 2551 Notice from the Office of the Secretary .................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary .................................. #13 (Mar. 31) 2733 Order - s. 127(7)................................. #13 (Mar. 31) 2758 Notice from the Office of the Secretary .................................. #20 (May 19) 4132 Order - s. 127(7)................................. #20 (May 19) 4162 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s. 127(7)................................... #22 (June 2) 4558 Notice from the Office of the Secretary .................................#39 (Sept. 29) 7694 Order - s. 127(7)................................#39 (Sept. 29) 7730
Notice from the Office of the Secretary ..................................#45 (Nov. 10) 8750 Order - ss. 127(7) ...............................#45 (Nov. 10) 8802
Brown-Rodrigues, Roy Notice from the Office
of the Secretary ................................... #22 (June 2) 4518 Order -s. 127(7)................................... #22 (June 2) 4558
Builders Energy Services Trust Order - s. 74 ........................................#35 (Sept. 1) 7047
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 11
Bulckaert, Allan Notice of Hearing .................................#23 (June 9) 4708
Notice of Hearing .................................#23 (June 9) 4709 Notice from the Office of the Secretary....................................#23 (June 9) 4716 Notice from the Office of the Secretary..................................#25 (June 23) 5142 Order - ss. 127, 127.1 ........................#25 (June 23) 5192 Order - ss. 127, 127.1 ........................#25 (June 23) 5199 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5725 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5727 Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9149 Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9151
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9498 Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9499 Order - s. 127....................................... #49 (Dec. 8) 9527 Order - s. 127....................................... #49 (Dec. 8) 9529 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9537 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9545 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9553 OSC Decisions, Orders and Rulings ........................................ #50 (Dec. 15) 9725
Bullion Marketing Services Inc. New Registration............................... #39 (Sept. 29) 7813
Burgundy Asset Management Ltd. Name Change...................................... #48 (Dec. 1) 9449 Decision ............................................... #49 (Dec. 8) 9521
Burgundy Asset Management Ltd./Gestion D’Actifs Burgundy Ltée
Name Change...................................... #48 (Dec. 1) 9449
Burgundy Pension Trust Fund Decision - s. 83 .................................. #12 (Mar. 24) 2558
Burlington Resources Canada Ltd. Decision - s. 83 ..................................#26 (June 30) 5350
Burlington Resources Inc. Decision - s. 83 ...................................#19 (May 12) 3915
Bush Associes Ltee/Bush Associates Ltd. New Registration................................... #40 (Oct. 6) 7989
Business Objects S.A. MRRS Decision....................................#23 (June 9) 4745
BWM Investment Counsel Inc. Change of Name .................................#36 (Sept. 8) 7317Consent to Suspension (Rule
33-501 – Surrender of Registration) .......................................#47 (Nov. 24) 9277
C.P. Eaton Partners, LLC Change of Name .................................. #09 (Mar. 3) 1989
C.S. McKee, L.P. New Registration ................................#47 (Nov. 24) 9277
Cable Satisfaction International Inc. MRRS Decision ....................................#48 (Dec. 1) 9328
Cabot Creek Mineral Corporation Order - s. 144 ..................................... #08 (Feb. 24) 1660
Cade Struktur Corporation Decision - s. 83.....................................#48 (Dec. 1) 9297
Caledon Capital Partners Ltd. New Registration ..................................#44 (Nov. 3) 8727
Calian Technologies Ltd. MRRS Decision ....................................#31 (Aug. 4) 6311
Calpine Power Income Fund MRRS Decision ..................................#51 (Dec. 22) 9994
Calsi Investments Inc. Suspended – Voluntary
Non Renewal...................................... #06 (Feb. 10) 1407
Calyon Financial Canada Inc. New Registration .................................. #09 (Mar. 3) 1989Order - s. 80 of the CFA and
s. 74(1) of the OSA............................. #20 (May 19) 4168
Calyon Financial Inc. Order - s. 80 of the CFA and s.
74(1) of the OSA ................................ #20 (May 19) 4168
Camdeton Trading Ltd. Notice of Hearing - ss. 127, 127.1 ......#50 (Dec. 15) 9696
Notice from the Office of the Secretary ..................................#50 (Dec. 15) 9700 Order - ss. 127(1) and (5)...................#50 (Dec. 15) 9722
Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9954 Order ................................................#51 (Dec. 22) 10007
Camdeton Trading S.A. Notice of Hearing - ss. 127, 127.1 ......#50 (Dec. 15) 9696
Notice from the Office of the Secretary ..................................#50 (Dec. 15) 9700 Order - ss. 127(1) and (5)...................#50 (Dec. 15) 9722
Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9954 Order ................................................#51 (Dec. 22) 10007
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
12 (2006), 29 OSCB Cumulative Index (2006)
Campbell & Partners Capital Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Campbell Valuation Partners Limited Suspended – Voluntary
Non Renewal ..................................... #06 (Feb. 10) 1407
Campbell, David C. Notice of Hearing ................................ #15 (Apr. 14) 3147
Notice from the Office of the Secretary................................... #15 (Apr. 14) 3153 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3340 Order - ss. 127(1), 127(5) ................... #16 (Apr. 21) 3362 Notice of Hearing - ss. 127, 127(1) .......#18 (May 5) 3689 Notice from the Office of the Secretary.....................................#18 (May 5) 3694 Order - ss. 127(1), 127(5) .....................#18 (May 5) 3759 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7370 Order - ss. 127(1), 127(5) ................. #37 (Sept. 15) 7399 Order - ss. 127(1), 127(7) ................. #37 (Sept. 15) 7401
Notice from the Office of the Secretary.................................... #44 (Nov. 3) 8590
Order - ss. 127(1), 127(7) .................... #44 (Nov. 3) 8641
Canaccord Adams Inc. New Registration................................. #16 (Apr. 21) 3473
Canaccord Capital Corporation Order - s. 74.......................................#26 (June 30) 5382
Order - s. 74........................................ #29 (July 21) 5908 Order - s. 74......................................... #31 (Aug. 4) 6332 Order - s. 74......................................... #31 (Aug. 4) 6334
Order - s. 74....................................... #34 (Aug. 25) 6775Order - s. 74........................................ #35 (Sept. 1) 7047
Order - s. 74........................................ #35 (Sept. 1) 7049 Order - s. 74........................................ #35 (Sept. 1) 7054
Order - s. 74....................................... #45 (Nov. 10) 8798
Canada Dominion Resources 2006 II Limited Partnership
Exemption - Part 15 of OSC Rule 41-501 General Prospectus Requirements.................................... #37 (Sept. 15) 7549
Canadex Resources Limited Cease Trading Order ................................#01 (Jan. 6) 73
Canadian Arctic Gas Ltd. Decision - s. 83 .................................. #46 (Nov. 17) 8991
Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.
Order – ss. 21.2(1) and s. 144 of the Act and Part VI of the OBCA........................................ #43 (Oct. 27) 8417
Canadian Depository for Securities Ltd. and CDS Clearing and Depository Services Inc. – Amendment to Recognition and Designation Order – ss. 21.2(1) and s. 144 of the Act and Part VI of the OBCA
SRO Notices and Disciplinary Proceedings .....................#36 (Sept. 8) 7331
Canadian Financial Dividend & Income Fund MRRS Decision ..................................#50 (Dec. 15) 9702MRRS Decision ..................................#50 (Dec. 15) 9712
Canadian Financial Income Fund MRRS Decision ..................................#50 (Dec. 15) 9702MRRS Decision ..................................#50 (Dec. 15) 9712
Canadian Financial Services NT Corp. Decision - s. 83................................... #11 (Mar. 17) 2273
Order - s. 1(6) of the OBCA................ #11 (Mar. 17) 2308
Canadian Fundamental 100 Income Fund MRRS Decision ..................................#50 (Dec. 15) 9702MRRS Decision ..................................#50 (Dec. 15) 9712
Canadian Imperial Bank of Commerce MRRS Decision .....................................#14 (Apr. 7) 2931 MRRS Decision .................................. #21 (May 26) 4324 Decision - s. 6.1 of Rule 13-502 Fees .#42 (Oct. 20) 8236 MRRS Decision ...................................#43 (Oct. 27) 8408 MRRS Decision ...................................#42 (Oct. 20) 8237
MRRS Decision ....................................#49 (Dec. 8) 9506
Canadian Imperial Equity Fund MRRS Decision ..................................#34 (Aug. 25) 6770
Canadian International LP MRRS Decision ...................................#35 (Sept. 1) 7032
Canadian Manoir Industries Limited Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799
Canadian Medical Discoveries Fund II Inc. MRRS Decision .................................. #07 (Feb. 17) 1438
MRRS Decision ..................................#50 (Dec. 15) 9707
Canadian Medical Discoveries Fund Inc. MRRS Decision .................................. #07 (Feb. 17) 1438MRRS Decision ..................................#50 (Dec. 15) 9707
Canadian Oil Sands Limited Exemption - s. 6.1 of Rule 13-502 ........ #02 (Jan. 13) 497
Canadian Oil Sands Trust Exemption - s. 6.1 of Rule 13-502 ........ #02 (Jan. 13) 497
Canadian Regulators Propose Harmonized Prospectus Rule for Market Participants
Notice .................................................#51 (Dec. 22) 9952
Canadian Satellite Radio Holdings Inc. Order - s. 4.2 of Rule 56-501.............. #13 (Mar. 31) 2760
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 13
Canadian Scholarship Trust Foundation MRRS Decision.................................. #08 (Feb. 24) 1639
Canadian Science and Technology Growth Fund Inc. Decision - s. 83 .................................. #08 (Feb. 24) 1635
Canadian Trading and Quotation System Inc. (CNQ) Order - s. 147 of the Act and s.15.1 of
NI 21-101............................................. #51 (Dec. 22) 10005
Canadian Trading and Quotation System Inc., Variation of Recognition Order of
Notice.................................................. #29 (July 21) 5864 Order - s. 144...................................... #29 (July 21) 5897 SRO Notices and Disciplinary Proceedings..................... #29 (July 21) 6084
Canam International Partnership 1990 Decision - s. 83 .................................. #10 (Mar. 10) 2055
Canam International Partnership 1991 Decision -s. 83 ................................... #12 (Mar. 24) 2569
Canetic Resources Inc. MRRS Decision.....................................#18 (May 5) 3729Order - s. 74....................................... #45 (Nov. 10) 8798
Canfin Magellan Investments Inc. Change in Registration Category ........#19 (May 12) 4081
Canico Resource Corp. Decision - s. 83 .................................. #10 (Mar. 10) 2046
Cantol Limited Order - s. 144..................................... #08 (Feb. 24) 1664
Decision - s. 83 .................................. #11 (Mar. 17) 2273
Cap Investment Management Inc. Change of Name...................................#03 (Jan. 20) 795
Capital Alliance Ventures Inc. Decision - s. 83 .................................. #07 (Feb. 17) 1467
Capital First Venture Fund Inc. MRRS Decision.....................................#02 (Jan. 13) 291
Capital International S.A. MRRS Decision.....................................#18 (May 5) 3726
Capital Partners Corporation Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Capital Teamsoft Inc. Decision - s. 83 .................................. #11 (Mar. 17) 2278
CapServCo Limited Partnership MRRS Decision.....................................#04 (Jan. 27) 823
MRRS Decision.....................................#04 (Jan. 27) 825
Capstone Consultants Limited Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407
Carbiz Inc. MRRS Decision ...................................#17 (Apr. 28) 3517
Carmichael, Harry J. Notice of Hearing - ss. 127, 127.1 ........#31 (Aug. 4) 6279
Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6295 Notice from the Office of the Secretary .................................#38 (Sept. 22) 7561 Order .................................................#38 (Sept. 22) 7588
Notice from the Office of the Secretary .....................................#40 (Oct. 6) 7825 Reasons ................................................#40 (Oct. 6) 7875
Carpus Capital Inc. New Registration .................................. #02 (Jan. 13) 417
Change of Name .................................. #05 (Feb. 3) 1049
Cartier Capital Group Inc. Suspended – Voluntary Non Renewal #06 (Feb. 10) 1407
Cassidy, Diana Notice of Hearing.................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589
Order - s. 127(7)....................................#40 (Oct. 6) 7872
Cassis Capital Corporation New Registration ................................ #21 (May 26) 4465
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
14 (2006), 29 OSCB Cumulative Index (2006)
Castaneda, Jose L. News Release.............................................#01 (Jan. 6) 5Notice from the Office
of the Secretary.....................................#02 (Jan. 13) 266 Order - s. 127........................................#02 (Jan. 13) 302
Notice....................................................#02 (Jan. 13) 256 News Release...................................... #09 (Mar. 3) 1808 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1809 Order - s. 127....................................... #09 (Mar. 3) 1820 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3338 Order - s. 127...................................... #16 (Apr. 21) 3360 Notice from the Office of the Secretary....................................#22 (June 2) 4519 Order - s. 127.......................................#22 (June 2) 4561 Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6294 Order - s. 127....................................... #31 (Aug. 4) 6324
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9499 Order - s. 127....................................... #49 (Dec. 8) 9528
Caterpillar Financial Services Limited Consent - s. 4(b) of the Regulation .... #11 (Mar. 17) 2543
Catone, Ron Notice of Hearing ................................... #05 (Feb. 3) 989 Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - s. 127(7) ................................ #07 (Feb. 17) 1468 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589
Order - s. 127(7) ................................... #40 (Oct. 6) 7872
CBID Markets Inc. MRRS Decision.................................. #06 (Feb. 10) 1225Amalgamation ...................................... #09 (Mar. 3) 1989
CCM Holdings IV, LLC New Registration..................................#22 (June 2) 4665
Change of Name................................#24 (June 16) 5123
CDS Application for Participation – ACT, Technical Amendments to
SRO Notices and Disciplinary Proceedings.................... #34 (Aug. 25) 6985
CDS Application re Restructuring of The Canadian Depository for Securities Limited
SRO Notices and Disciplinary Proceedings .....................#36 (Sept. 8) 7326
CDS Free Payments Funds Transfer Rule, Technical Amendments to
Notice ................................................... #02 (Jan. 13) 256 SRO Notices and Disciplinary Proceedings ...................... #02 (Jan. 13) 493
CDS Money Market Issue and Entitlement Procedures, Technical Amendments to – Notice of Effective Date
SRO Notices and Disciplinary Proceedings .................... #07 (Feb. 17) 1613
CDS Notice and Request for Comments – Material Amendments to CDS Rules Relating to CREST Link
SRO Notices and Disciplinary Proceedings ......................#49 (Dec. 8) 9670
CDS Procedures – Contingency Services, Technical Amendments to
SRO Notices and Disciplinary Procdures........................#33 (Aug. 18) 6731
CDS Procedures – Data Expansion, Technical Amendments to
SRO Notices and Disciplinary Procdures........................#33 (Aug. 18) 6735
CDS Procedures – Delivery Services, Technical Amendments to
SRO Notices and Disciplinary Proceedings ......................#44 (Nov. 3) 8729
CDS Procedures – Funds Transfer, Technical Amendments to
SRO Notices and Disciplinary Procdures........................#33 (Aug. 18) 6737
CDS Procedures – Regulation SHO, Technical Amendments to
SRO Notices and Disciplinary Procdures........................#33 (Aug. 18) 6733
CDS Procedures CCP Cap, Technical Amendments to SRO Notices and
Disciplinary Proceedings .................... #10 (Mar. 10) 2247
CDS Procedures Relating to CCP Collateral Requirements for Withdrawing Participants, Material Amendments to
Notice .................................................#32 (Aug. 11) 6460
CDS Procedures Relating to CCP Collateral Requirements for Withdrawing Participant, Material Amendments to
SRO Notices and Disciplinary Proceedings ..................... #23 (June 9) 4892
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 15
CDS Procedures Relating to International Services Procedures, Material Amendments to
SRO Notices and Disciplinary Proceedings................... #37 (Sept. 15) 7530 Notice................................................. #46 (Nov. 17) 8978
CDS Procedures Relating to Late Delivery of Collateral, Material Amendments to
SRO Notices and Disciplinary Proceedings......................#23 (June 9) 4882 Notice................................................. #32 (Aug. 11) 6459
CDS Procedures Relating to Mark-to-Market Component of Continuous Net Settlement Collateral Requirement, Material Amendments to
SRO Notices and Disciplinary Proceedings......................#23 (June 9) 4887 Notice................................................. #33 (Aug. 18) 6581
CDS Reporting Procedures, Technical Amendments to – Notice of Effective Date
SRO Notices and Disciplinary Proceedings.................... #07 (Feb. 17) 1610
CDS Rule Amendment Notice – Technical Amendment – Intellectual Property Procedures
SRO Notices and Disciplinary Proceedings..................... #43 (Oct. 27) 8574
CDS Rule Amendment Notice – Technical Amendment to CDS Procedures – Special Requests for Outstanding Issues
SRO Notices and Disciplinary Proceedings.......................#18 (May 5) 3868
CDS Rule Amendment Notice – Technical Amendments to ATON User Guide
SRO Notices and Disciplinary Proceedings.................... #46 (Nov. 17) 9140
CDS Rule Amendment Notice – Technical Amendments to CDS Application for Participation – Corporate Restructuring
SRO Notices and Disciplinary Proceedings.................... #46 (Nov. 17) 9139
CDS Rule Amendment Notice – Technical Amendments to CDS Application for Participation – ATON
SRO Notices and Disciplinary Proceedings.....................#20 (May 19) 4285
CDS Rule Amendment Notice - Technical Amendments to CDS Procedures - New Exchange Procedures
SRO Notices and Disciplinary Proceedings................... #39 (Sept. 29) 7817
CDS Rule Amendment Notice – Technical Amendments to CDS Procedures Relating to International Services Procedures
SRO Notices and Disciplinary Proceedings...................... #48 (Dec. 1) 9454
CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – CDS Buy-in Windows
SRO Notices and Disciplinary Proceedings ...................... #18 (May 5) 3865
CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – CDS Projected Payment and Tender Breakdown Reports
SRO Notices and Disciplinary Proceedings ...................... #18 (May 5) 3866
CDS Rule Amendment Notice – Technical Amendments to CDS Procedures – Institutional Trade Reporting
SRO Notices and Disciplinary Proceedings ...................... #18 (May 5) 3867
CDS Rule Amendment Notice – Technical Amendments to CDS Rules Relating to Corporate Restructuring
SRO Notices and Disciplinary Proceedings ...................#38 (Sept. 22) 7685
CDS Rule Amendment Notice – Technical Amendments to CDS Rules Relating to the USTA
SRO Notices and Disciplinary Proceedings ....................#46 (Nov. 17) 9138
CDS Rules - ACT Participant, Material Amendments to SRO Notices and
Disciplinary Proceedings .................... #19 (May 12) 4108
CDS Rules Governing Cross-Border Services – Regulation SHO, Material Amendments to
Notice ..................................................#28 (July 14) 5697
CDS Rules Relating to Access to the Account Transfer Online Notification (ATON) Service, Amendments to
Notice ..................................................... #05 (Feb. 3) 988 SRO Notices and Disciplinary Proceedings ...................... #05 (Feb. 3) 1156
CDS Rules Relating to CCP Capping, Material Amendments to
Notice ................................................. #07 (Feb. 17) 1424
CDS Rules Relating to Cross-Border Services – Regulation SHO, Amendments to
Notice ..................................................... #05 (Feb. 3) 988 SRO Notices and Disciplinary Proceedings ...................... #05 (Feb. 3) 1170
CDS Rules Relating to Delivery Services, Material Amendments to
Notice ..................................................#43 (Oct. 27) 8363 SRO Notices and Disciplinary Proceedings .....................#43 (Oct. 27) 8541 SRO Notices and Disciplinary Proceedings .....................#43 (Oct. 27) 8545
CDS Rules Relating to Eligibility Criteria for CAD RCP, Material Amendments to
Notice ................................................... #02 (Jan. 13) 254
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
16 (2006), 29 OSCB Cumulative Index (2006)
CDS Rules Relating to Entitlement Payments, Material Amendments to
Notice....................................................#02 (Jan. 13) 255
CDS Rules Relating to Intellectual Property Rights, Material Amendments to
SRO Notices and Disciplinary Proceedings.....................#21 (May 26) 4487 Notice.................................................. #42 (Oct. 20) 8224 SRO Notices and Disciplinary Proceedings..................... #42 (Oct. 20) 8345 SRO Notices and Disciplinary Proceedings..................... #42 (Oct. 20) 8352
CDS Rules Relating to Qualifications for Participation – Foreign Institutions, , Material Amendments to
Notice....................................................#02 (Jan. 13) 255
CDS Rules Relating to Strip Bond Monthly Reports Service, Technical Amendments to
SRO Notices and Disciplinary Proceedings.................. #51 (Dec. 22) 10154
CDS Rules, Material Amendments to - Delivery Services - Request for Comments
SRO Notices and Disciplinary Proceedings..................... #29 (July 21) 6103
CDS U.S. Deposit and Withdrawal Procedures, Technical Amendments to – Notice of Effective Date SRO Notices and Disciplinary Proceedings.................... #07 (Feb. 17) 1611
CDS’ Recognition Order, Application to Vary Notice....................................................#04 (Jan. 27) 806
Order.....................................................#04 (Jan. 27) 844
Ced-Or Corporation Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735
CEM International Inc. MRRS Decision................................... #43 (Oct. 27) 8405
Centaur Pooled Pension Trust Funds MRRS Decision.................................. #32 (Aug. 11) 6467
Centerfire Capital Management Inc. Consent to Suspension (Rule 33-501 – Surrender of
Registration) .......................................... #32 (Aug. 11) 6573
Centerfire Growth Fund Inc. Order - ss. 4.2 and 9.2 of NI 81-106 Investment Fund
Continuous Disclosure..............................#03 (Jan. 20) 588
Certicom Corp. Order - s. 74......................................... #31 (Aug. 4) 6334
Cervus Financial Group Inc. Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order............................ #02 (Jan. 13) 319
Cease Trading Order............................ #03 (Jan. 20) 595 Cease Trading Order............................ #04 (Jan. 27) 857 Cease Trading Order............................ #05 (Feb. 3) 1041 Cease Trading Order.......................... #06 (Feb. 10) 1273 Cease Trading Order.......................... #07 (Feb. 17) 1479 Cease Trading Order.......................... #08 (Feb. 24) 1667 Cease Trading Order............................ #09 (Mar. 3) 1827
CFT Securities, LLC Change of Name .................................. #02 (Jan. 13) 417Order - s. 218 of the Regulation ........#37 (Sept. 15) 7397
New Registration ...............................#38 (Sept. 22) 7679
Chamaelo Exploration Ltd. Decision - s. 83...................................#47 (Nov. 24) 9162
Chan, Lip Fee SRO Notices and
Disciplinary Proceedings .....................#30 (July 28) 6263SRO Notices and
Disciplinary Proceedings ...................#39 (Sept. 29) 7818
Charles Schwab & Co., Inc. Suspended Due to Voluntary
Non-Renewal........................................ #04 (Jan. 27) 955
Chartwell Seniors Housing Real Estate Investment Trust
MRRS Decision ................................... #23 (June 9) 4763
Cheung, Andrew Notice from the Office
of the Secretary .................................. #12 (Mar. 24) 2556 OSC Decisions, Orders and Rulings ........................................ #12 (Mar. 24) 2597
Children’s Education Trust of Canada MRRS Decision ................................. #25 (June 23) 5146
Exemption ......................................... #25 (June 23) 5329
Children’s Educational Foundation of Canada MRRS Decision ................................. #25 (June 23) 5146
China Diamond Corp. Cease Trading Order..........................#50 (Dec. 15) 9729
China Education Resources Inc. Cease Trading Order.......................... #20 (May 19) 4175Cease Trading Order........................... #22 (June 2) 4569
Chou Associates Management Inc. OSC Decisions, Orders
and Rulings ......................................... #23 (June 9) 4773
Chrysalis Capital II Corporation| Consent - s. 4(b) of the Regulation......#29 (July 21) 6116
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 17
CHUM Limited MRRS Decision................................... #36 (Sept. 8) 7201MRRS Decision................................... #42 (Oct. 20) 8233 Decision - s. 83 .................................... #49 (Dec. 8) 9503
CI Alpine Growth Equity Fund MRRS Decision..................................#26 (June 30) 5377
CI American Equity Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI American Equity Fund MRRS Decision..................................#26 (June 30) 5377
CI American Managers® Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI American Small Companies Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI American Small Companies Fund MRRS Decision..................................#26 (June 30) 5377
CI American Value Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI American Value Fund MRRS Decision..................................#26 (June 30) 5377
CI Canadian Asset Allocation Fund MRRS Decision..................................#26 (June 30) 5377
CI Canadian Balanced Portfolio MRRS Decision..................................#26 (June 30) 5377
CI Canadian Bond Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI Canadian Bond Fund MRRS Decision..................................#26 (June 30) 5377
CI Canadian Conservative Portfolio MRRS Decision..................................#26 (June 30) 5377
CI Canadian Growth Portfolio MRRS Decision..................................#26 (June 30) 5377 MRRS Decision.................................. #32 (Aug. 11) 6463
CI Canadian Income Portfolio MRRS Decision..................................#26 (June 30) 5377
CI Canadian Investment Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI Canadian Investment Fund MRRS Decision..................................#26 (June 30) 5377
CI Canadian Maximum Growth Portfolio MRRS Decision..................................#26 (June 30) 5377 MRRS Decision.................................. #32 (Aug. 11) 6463
CI Canadian Small/Mid Cap Fund MRRS Decision ................................. #26 (June 30) 5377
CI Can-Am Small Cap Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI Emerging Markets Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI Emerging Markets Fund MRRS Decision ................................. #26 (June 30) 5377
CI European Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI European Fund MRRS Decision ................................. #26 (June 30) 5377
CI Explorer Corporate Class MRRS Decision ................................. #26 (June 30) 5377 MRRS Decision ..................................#32 (Aug. 11) 6463
CI Explorer Fund MRRS Decision ................................. #26 (June 30) 5377MRRS Decision ..................................#32 (Aug. 11) 6463
CI Financial Income Fund MRRS Decision ...................................#35 (Sept. 1) 7032
CI Global Balanced Portfolio MRRS Decision ................................. #26 (June 30) 5377
CI Global Biotechnology Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI Global Bond Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI Global Bond Fund MRRS Decision ................................. #26 (June 30) 5377
CI Global Boomernomics® Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI Global Conservative Portfolio MRRS Decision ................................. #26 (June 30) 5377
CI Global Consumer Products Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI Global Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI Global Energy Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI Global Financial Services Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI Global Fund MRRS Decision ................................. #26 (June 30) 5377
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
18 (2006), 29 OSCB Cumulative Index (2006)
CI Global Growth Portfolio MRRS Decision..................................#26 (June 30) 5377
CI Global Health Sciences Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI Global Managers® Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI Global Maximum Growth Portfolio MRRS Decision..................................#26 (June 30) 5377
CI Global Science & Technology Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI Global Small Companies Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI Global Small Companies Fund MRRS Decision..................................#26 (June 30) 5377
CI Global Value Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI Global Value Fund MRRS Decision..................................#26 (June 30) 5377
CI International Balanced Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI International Balanced Fund MRRS Decision..................................#26 (June 30) 5377
CI International Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI International Fund MRRS Decision..................................#26 (June 30) 5377
CI International Value Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI International Value Fund MRRS Decision..................................#26 (June 30) 5377
CI Investments Inc. MRRS Decision.................................... #05 (Feb. 3) 1005
Order - ss. 118(2)(b), 121 .....................#18 (May 5) 3766 MRRS Decision...................................#19 (May 12) 3891 Decision - s. 7.1(1) of MI 33-109........#25 (June 23) 5177 MRRS Decision..................................#26 (June 30) 5369 MRRS Decision................................... #29 (July 21) 5896 MRRS Decision.................................. #32 (Aug. 11) 6463 MRRS Decision................................... #35 (Sept. 1) 7032 Decision - s. 83 ................................... #35 (Sept. 1) 7036 Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
CI Japanese Corporate Class MRRS Decision..................................#26 (June 30) 5377
CI Long-Term Bond Fund MRRS Decision ................................. #26 (June 30) 5377
CI Master Limited Partnership MRRS Decision .................................. #19 (May 12) 3902
CI Money Market Fund MRRS Decision ................................. #26 (June 30) 5377
CI Mortgage Fund MRRS Decision ................................. #26 (June 30) 5377
CI Pacific Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI Pacific Fund MRRS Decision ................................. #26 (June 30) 5377
CI Short-Term Bond Fund MRRS Decision ................................. #26 (June 30) 5377
CI Short-Term Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI Short-Term US$ Corporate Class MRRS Decision ................................. #26 (June 30) 5377
CI US Money Market Fund MRRS Decision ................................. #26 (June 30) 5377
CI Value Trust Corporate Class MRRS Decision ................................. #26 (June 30) 5377
Ciavarella, Michael Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 995 Order - s. 127 ....................................... #05 (Feb. 3) 1028
Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6296 Order - s. 127 .......................................#31 (Aug. 4) 6331
Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Temporary Order - s. 127....................#42 (Oct. 20) 8253
CIBC Asia Pacific Index Fund MRRS Decision ..................................#34 (Aug. 25) 6770
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 19
CIBC Asset Management Inc. MRRS Decision.........................................#01 (Jan. 6) 36
MRRS Decision.....................................#03 (Jan. 20) 558 MRRS Decision.................................. #06 (Feb. 10) 1229 MRRS Decision.................................. #06 (Feb. 10) 1235 MRRS Decision.................................. #06 (Feb. 10) 1241 MRRS Decision.................................. #11 (Mar. 17) 2281 MRRS Decision.................................. #12 (Mar. 24) 2561
MRRS Decision.................................. #12 (Mar. 24) 2573MRRS Decision.....................................#14 (Apr. 7) 2931
MRRS Decision.....................................#18 (May 5) 3716 MRRS Decision...................................#20 (May 19) 4153 MRRS Decision...................................#21 (May 26) 4317 MRRS Decision...................................#21 (May 26) 4324 MRRS Decision....................................#23 (June 9) 4731 Approval - s. 213(3)(b) of the LTCA......................................... #29 (July 21) 6114 MRRS Decision.................................... #31 (Aug. 4) 6302 MRRS Decision.................................. #33 (Aug. 18) 6601 Decision - s. 6.1 of Rule 13-502 Fees........................................ #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
CIBC Asset Management Inc. MRRS Decision.................................... #48 (Dec. 1) 9297
CIBC Balanced Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Balanced Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Canadian Bond Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Canadian Bond Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Canadian Emerging Companies Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Canadian Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Canadian Real Estate Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Canadian Resources Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Canadian Short-Term Bond Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Canadian Small Companies Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Canadian T-Bill Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Capital Appreciation Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Core Canadian Equity Fund MRRS Decision ..................................#34 (Aug. 25) 6770
CIBC Diversified Income Fund MRRS Decision ..................................#34 (Aug. 25) 6770
CIBC Dividend Fund MRRS Decision ..................................#34 (Aug. 25) 6770
CIBC Emerging Economies Fund MRRS Decision ..................................#34 (Aug. 25) 6770
CIBC Emerging Markets Index Fund MRRS Decision ..................................#34 (Aug. 25) 6770
CIBC Energy Fund MRRS Decision ..................................#34 (Aug. 25) 6770
CIBC European Equity Fund MRRS Decision ..................................#34 (Aug. 25) 6770
CIBC European Index Fund MRRS Decision ..................................#34 (Aug. 25) 6770
CIBC European Index RRSP Fund MRRS Decision ..................................#34 (Aug. 25) 6770
CIBC Far East Prosperity Fund MRRS Decision ..................................#34 (Aug. 25) 6770
CIBC Financial Companies Fund MRRS Decision ..................................#34 (Aug. 25) 6770
CIBC Global Asset Management Inc. / Gestion global d’actifs CIBC inc.
Change of Name .................................. #02 (Jan. 13) 417
CIBC Global Asset Management Inc. MRRS Decision .................................. #06 (Feb. 10) 1229
MRRS Decision .................................. #06 (Feb. 10) 1235 MRRS Decision .................................. #06 (Feb. 10) 1241 MRRS Decision .................................. #11 (Mar. 17) 2281 MRRS Decision .................................. #12 (Mar. 24) 2561
MRRS Decision .................................. #12 (Mar. 24) 2573MRRS Decision .................................... #18 (May 5) 3716
MRRS Decision .................................. #20 (May 19) 4153 MRRS Decision .................................. #21 (May 26) 4317 MRRS Decision ................................... #23 (June 9) 4731 MRRS Decision ....................................#31 (Aug. 4) 6302
MRRS Decision ..................................#32 (Aug. 11) 6467 MRRS Decision ....................................#48 (Dec. 1) 9297
CIBC Global Bond Fund MRRS Decision ..................................#34 (Aug. 25) 6770
CIBC Global Bond Index Fund MRRS Decision ..................................#34 (Aug. 25) 6770
CIBC Global Equity Fund MRRS Decision ..................................#34 (Aug. 25) 6770
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
20 (2006), 29 OSCB Cumulative Index (2006)
CIBC Global Technology Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC High Yield Cash Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC International Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC International Index RRSP Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC International Small Companies Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Japanese Equity Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Japanese Index RRSP Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Latin American Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Mellon Trust MRRS Decision.........................................#01 (Jan. 6) 49
CIBC Money Market Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Monthly Income Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Mortgage and Short-Term Income Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Nasdaq Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Nasdaq Index RRSP Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC North American Demographics Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Precious Metals Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC Premium Canadian T-Bill Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC U.S. Dollar Money Market Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC U.S. Equity Index Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC U.S. Index RRSP Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC U.S. Small Companies Fund MRRS Decision.................................. #34 (Aug. 25) 6770
CIBC World Markets Inc. MRRS Decision .................................... #18 (May 5) 3708
Order - s. 74 ...................................... #26 (June 30) 5382 Order - s. 74 ...................................... #26 (June 30) 5386 Order - s. 74 ........................................#29 (July 21) 5904 Order - s. 74 ........................................#29 (July 21) 5908 Order - s. 74 .........................................#31 (Aug. 4) 6332 MRRS Decision ...................................#35 (Sept. 1) 7021 Order - s. 74 ........................................#35 (Sept. 1) 7047 Order - s. 74 .......................................#34 (Aug. 25) 6775
Order - s. 74 ........................................#35 (Sept. 1) 7054Order - s. 74 ........................................#42 (Oct. 20) 8256MRRS Decision ...................................#43 (Oct. 27) 8408Order - s. 74 .......................................#45 (Nov. 10) 8798 MRRS Decision ....................................#49 (Dec. 8) 9506 MRRS Decision ..................................#51 (Dec. 22) 9995
Cinram International Inc. MRRS Decision ................................. #24 (June 16) 4943
Cinram International Limited Partnership MRRS Decision ................................. #24 (June 16) 4941
Citrine Holdings Limited Cease Trading Order.......................... #12 (Mar. 24) 2601
Clairvest Group Inc. Order - s. 104(1)(c)..............................#17 (Apr. 28) 3522
ClareGold Trust MRRS Decision ....................................#44 (Nov. 3) 8621
Clarendon Capital Inc. New Registration ............................... #24 (June 16) 5123
Claret Trust MRRS Decision .................................... #18 (May 5) 3708MRRS Decision ....................................#44 (Nov. 3) 8621
Clarica Investco Inc. Order - s. 7.1 of MI 33-109
Registration Information ..........................#30 (July 28) 6153
Clarington Corporation MRRS Decision ........................................ #01 (Jan. 6) 42
MRRS Decision ........................................ #01 (Jan. 6) 47 MRRS Decision .................................. #19 (May 12) 3916 Order - s. 1(6) of the OBCA)............... #19 (May 12) 3928
Clarington Funds Inc. MRRS Decision ...................................#28 (July 14) 5709
Clarington Limited Partnership 1997 MRRS Decision .....................................#14 (Apr. 7) 2952
ClaringtonFunds Inc. MRRS Decision .................................... #03 (Jan. 20) 542
MRRS Decision .................................... #03 (Jan. 20) 580 Consent to Suspension (Rule 35-502 – Surrender of Registration) ...#46 (Nov. 17) 9121
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 21
Clarus Securities Inc. Order - s. 74........................................ #42 (Oct. 20) 8254
Claymore Investments, Inc. MRRS Decision.................................. #06 (Feb. 10) 1254
MRRS Decision.................................... #09 (Mar. 3) 1817 MRRS Decision.................................. #10 (Mar. 10) 2031 MRRS Decision.................................. #10 (Mar. 10) 2034 Change of Category.......................... #38 (Sept. 22) 7679
MRRS Decision.................................. #50 (Dec. 15) 9712
ClaymorETF FTSE RAFI Canadian Index Fund MRRS Decision.................................... #09 (Mar. 3) 1817
MRRS Decision.................................. #10 (Mar. 10) 2031 MRRS Decision.................................. #10 (Mar. 10) 2034 Order - s. 1.1 of OSC Rule 48-501.......#22 (June 2) 4562
Clean Air Power Limited MRRS Decision.................................... #09 (Mar. 3) 1815
Clearsight Wealth Management Inc. Amalgamation ...................................... #49 (Dec. 8) 9667
CML Healthcare Inc. MRRS Decision.................................. #10 (Mar. 10) 2042
CNH Capital Canada Receivables Trust MRRS Decision....................................#23 (June 9) 4749
CNQ – Revised CNQ Dealer Application SRO Notices and
Disciplinary Proceedings..................... #16 (Apr. 21) 3475
CNQ - Revised Trader Approval Form SRO Notices and
Disciplinary Proceedings....................... #40 (Oct. 6) 8034
CNQ Notice 2006-004 - Proposed Repeal of CNQ Rule 10
SRO Notices and Disciplinary Proceedings..................... #29 (July 21) 6100
CNQ Notice of Approval – Housekeeing Amendments to CNQ’s Trader Approval Form
Notice.................................................... #40 (Oct. 6) 7824
CNQ Rule 10-105 – Risk Disclosure Statement, Repeal of
Notice..................................................... #05 (Feb. 3) 989 SRO Notices and Disciplinary Proceedings...................... #05 (Feb. 3) 1177
Coast Mountain Power Corp. Decision - s. 83 ................................. #38 (Sept. 22) 7566
Coatsworth, Donald Kenneth SRO Notices and
Disciplinary Proceedings.................... #46 (Nov. 17) 9126 SRO Notices and
Disciplinary Proceedings.................... #50 (Dec. 15) 9938 SRO Notices and
Disciplinary Proceedings.................. #51 (Dec. 22) 10153
Cockfield Porretti Cunningham Investment Counsel Inc.
Approval - s. 213(3)(b) of the LTCA ....#29 (July 21) 6113
Cogeco Cable Inc. MRRS Decision ..................................#45 (Nov. 10) 8776
Cogeco Inc. MRRS Decision ..................................#45 (Nov. 10) 8776
Cogient Corp. Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799
Cognos Incorporated Cease Trading Order........................... #23 (June 9) 4777
Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5219 Cease Trading Order......................... #26 (June 30) 5397 Cease Trading Order.............................#27 (July 7) 5595 Cease Trading Order...........................#28 (July 14) 5729 Cease Trading Order...........................#29 (July 21) 5921 Cease Trading Order...........................#30 (July 28) 6163 Cease Trading Order............................#31 (Aug. 4) 6345
Cease Trading Order..........................#32 (Aug. 11) 6487Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799Cease Trading Order...........................#35 (Sept. 1) 7083Cease Trading Order...........................#36 (Sept. 8) 7231
Coleford Investment Management Ltd. Ruling - ss. 74(1), 83, 121(1)(a)(ii) ......#35 (Sept. 1) 7063
Coleford Private Balanced Fund Ruling - - ss. 74(1), 83, 121(1)(a)(ii) ...#35 (Sept. 1) 7063
Coleford Private Funds Corporation Ruling - - ss. 74(1), 83, 121(1)(a)(ii) ...#35 (Sept. 1) 7063
Coleman, Barry James SRO Notices and
Disciplinary Hearings.............................. #01 (Jan. 6) 246 SRO Notices and Disciplinary Proceedings .................... #06 (Feb. 10) 1415 SRO Notices and Disciplinary Proceedings .................... #13 (Mar. 31) 2897 SRO Notices and Disciplinary Proceedings ..................... #22 (June 2) 4667
SRO Notices and Disciplinary Proceedings ...................#38 (Sept. 22) 7681
Coleman, Donald Kent SRO Notices and
Disciplinary Proceedings ...................... #05 (Feb. 3) 1151 SRO Notices and Disciplinary Proceedings .................... #12 (Mar. 24) 2719 SRO Notices and Disciplinary Hearings...........................#16 (Apr. 21) 3480
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
22 (2006), 29 OSCB Cumulative Index (2006)
Coleman, Matthew Noah Notice from the Office
of the Secretary................................. #39 (Sept. 29) 7695Notice of Withdrawal ............................. #40 (Oct. 6) 7823
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7826 Notice from the Office of the Secretary.................................... #44 (Nov. 3) 8591
Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8749 Order.................................................. #45 (Nov. 10) 8797
Commodity Futures Act Advisory Committee Interim Report
Notice...................................................#23 (June 9) 4676
Commonfund Securities Inc. New Registration.............................. #51 (Dec. 22) 10151
Commonfund Securities, Inc. Order - s. 218 of the Regulation......... #32 (Aug. 11) 6484
Decision - s. 6.1(1) of MI 31-102 National Registration Database and s. 6.1 of Rule 13-502 Fees................ #39 (Sept. 29) 7729
Commonwealth Australia Securities LLC Order - s. 211 of the Regulation........ #38 (Sept. 22) 7576
New Registration............................... #38 (Sept. 22) 7679
Companion Policy 13-502CP Fees Notice....................................................#03 (Jan. 20) 507
Rules and Policies ................................#03 (Jan. 20) 597 Notice................................................. #11 (Mar. 17) 2261 Rules and Policies ............................. #11 (Mar. 17) 2333
Companion Policy 13-503CP (Commodity Futures Act) Fees
Notice....................................................#03 (Jan. 20) 507 Rules and Policies ................................#03 (Jan. 20) 637 Notice................................................. #11 (Mar. 17) 2261 Rules and Policies ............................. #11 (Mar. 17) 2367
Companion Policy 21-101CP Request for Comments ....................... #28 (July 14) 5735 Request for Comments ...................... #50 (Dec. 15) 9731 Notice................................................. #51 (Dec. 22) 9948
Rules and Policies ........................... #51 (Dec. 22) 10011
Companion Policy 23-101CP Request for Comments ....................... #28 (July 14) 5735 Request for Comments ...................... #50 (Dec. 15) 9731 Notice................................................. #51 (Dec. 22) 9948
Rules and Policies ........................... #51 (Dec. 22) 10011
Companion Policy 24-101CP - Institutional Trade Matching and Settlement, Proposed
Request for Comments ........................ #09 (Mar. 3) 1829
Companion Policy 31-102CP National Registration Database, Amendments to
Request for Comments .......................#19 (May 12) 3961
Companion Policy 33-109CP Registration Information, Amendments to
Request for Comments....................... #19 (May 12) 3961
Companion Policy 55-101CP Insider Reporting Exemptions, Proposed Amendments to
Request for Comments........................#43 (Oct. 27) 8441
Companion Policy 61-101CP Protection of Minority Security Holders in Special Transactions
Request for Comments.......................#34 (Aug. 25) 6801
Companion Policy 62-104CP Take-Over Bids and Issuer Bids
Request for Comments........................#17 (Apr. 28) 3533
Companion Policy 81-102CP, Consequential Amendments to Rules and Policies..............................#45 (Nov. 10) 8845
Companion Policy 81-802CP Implementing National Instrument 81-107 Independent Review Committee for Investment Funds
Rules and Policies..............................#45 (Nov. 10) 8840
Compliance Team, Capital Markets Branch, OSC, 2006 Report of the
Notice ................................................#37 (Sept. 15) 7355
Computershare Investor Services Inc. MRRS Decision ........................................ #01 (Jan. 6) 54
Computershare Trust Company of Canada MRRS Decision ........................................ #01 (Jan. 6) 54
ComWest Enterprise Corp. Cease Trading Order........................... #23 (June 9) 4777
Cease Trading Order......................... #24 (June 16) 4955
Congress Financial Capital Company MRRS Decision ..................................#45 (Nov. 10) 8789
Conjuchem Inc. Decision - s. 83.....................................#31 (Aug. 4) 6310
Connacher Oil and Gas Limited MRRS Decision ................................. #26 (June 30) 5359Order - s. 74 .......................................#33 (Aug. 18) 6621
Connor, Clark & Lunn Global Financials Fund MRRS Decision .................................... #18 (May 5) 3712
Connor, Clark & Lunn Roc Pref Corp. MRRS Decision .................................. #11 (Mar. 17) 2305
Constellation Copper Corporation Order - s. 74 .......................................#33 (Aug. 18) 6617
Continental Home HealthCare Ltd. Cease Trading Order.......................... #20 (May 19) 4175
Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 23
CoolBrands International Inc. Cease Trading Order ................................#01 (Jan. 6) 73 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729 Cease Trading Order ....................... #51 (Dec. 22) 10009
Co-operators Investment Counselling Limited Approval - s. 213(3)(b) of the LTCA ... #32 (Aug. 11) 6575
Copernican World Banks Split Inc. MRRS Decision.................................. #46 (Nov. 17) 9001
Core Canadian Dividend Trust MRRS Decision.................................. #46 (Nov. 17) 8999
Corel Corporation MRRS Decision................................... #28 (July 14) 5718
Cornell Capital Partners, LP MRRS Decision.................................... #48 (Dec. 1) 9314
Corrections to RS Notice and Request for Comments 2006-07
Notice................................................. #47 (Nov. 24) 9148
Counsel Group of Funds Inc. MRRS Decision................................. #39 (Sept. 29) 7720 Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Countrywide Securities Corporation New Registration................................ #45 (Nov. 10) 8965
Covenant Capital Management of Tennessee, LLC Order - s. 80 of the CSA .................... #22 (JUNE 2) 4545
Coventree Capital Group Inc. Change of Name................................. #42 (Oct. 20) 8343
Coventree Capital Inc. Change of Name................................. #42 (Oct. 20) 8343
Coventree Inc. Change of Name................................. #42 (Oct. 20) 8343
Consent to Suspension (Rule 33-501 – Surrender of Registration).... #42 (Oct. 20) 8343
Covington Group of Funds Inc. MRRS Decision.....................................#02 (Jan. 13) 291
Covington Strategic Capital Fund Inc. Order - s. 62(5) .................................. #10 (Mar. 10) 2065
Exemption .......................................... #10 (Mar. 10) 2251
Cowen & Co., LLC Change of Name................................ #08 (Feb. 24) 1791
Change in Name .................................#20 (May 19) 4277
Cowen and Company, LLC Change in Name .................................#20 (May 19) 4277
CP Ships Limited Decision - ss. 83....................................... #01 (Jan. 6) 11
CPE, LLC Change of Name .................................. #09 (Mar. 3) 1989
Credit Suisse (UK) Limited MRRS Decision .................................... #03 (Jan. 20) 578
Credit Suisse First Boston (Europe) Limited Change of Name .................................. #05 (Feb. 3) 1049
Credit Suisse First Boston Canada Inc. Change of Name .................................. #04 (Jan. 27) 955
Credit Suisse First Boston LLC Change of Name .................................. #04 (Jan. 27) 955
Credit Suisse First Boston Change of Name ................................ #06 (Feb. 10) 1407
Credit Suisse Securities (Canada), Inc. Change of Name .................................. #04 (Jan. 27) 955
Credit Suisse Securities (Europe) Limited Change of Name .................................. #05 (Feb. 3) 1049
Credit Suisse Securities (USA) LLC Change of Name .................................. #04 (Jan. 27) 955
Credit Suisse Change of Name ................................ #06 (Feb. 10) 1407
Crescent Point General Partner Corp. Decision - s. 83..................................... #02 (Jan. 13) 287
Crescent Point Resources Ltd. MRRS Decision .....................................#40 (Oct. 6) 7844
Crestridge Asset Management Inc. Change in Name ................................ #19 (May 12) 4081
Creststreet 2005 Limited Partnership MRRS Decision .....................................#14 (Apr. 7) 2951
Creststreet Investment Management Limited Approval - s. 213(b) of the LTCA........ #11 (Mar. 17) 2543 Consent to Suspension (Rule
33-501 – Surrender of Registration) .....#49 (Dec. 8) 9667 Voluntary Surrender of Registration .....#49 (Dec. 8) 9667
Creststreet Resource Class MRRS Decision .................................... #04 (Jan. 27) 819
Creststreet Securities Limited New Registration ................................. #23 (June 9) 4879
Crestview Towers Limited Partnership Decision - s. 83................................... #10 (Mar. 10) 2037
Decision - s. 83......................................#14 (Apr. 7) 2918 Order - s. 144 ........................................#14 (Apr. 7) 2960
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
24 (2006), 29 OSCB Cumulative Index (2006)
Croesus Gold Inc. Consent - s. 4(b) of the Regulation .... #46 (Nov. 17) 9141
Crown Capital Partners Ltd. Notice of Hearing - s. 127 .................... #49 (Dec. 8) 9496
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500
Crown Hill Asset Management Inc. New Registration...................................#03 (Jan. 20) 795
Crown Resources Corporation Decision - s. 83 ................................. #38 (Sept. 22) 7572
CRR Capital Markets Inc. New Registration.................................. #09 (Mar. 3) 1989
Crystal Graphite Corporation Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ...........................#23 (June 9) 4777Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735
CSA Introduction to the Canadian Securities Administrators News Release.................................... #08 (Feb. 24) 1626
CSA Notice 11-309 - Withdrawal of CSA Notices Notice................................................... #09 (Mar. 3) 1807
CSA Notice 21-304 - Request for Filing of Form 21-101F5 Initial Operation Report for Information Processor by Interested Information Processors
Request for Comments ....................... #28 (July 14) 5757
CSA Notice 24-302 – Entitlement Payments to CDS Notice................................................... #09 (Mar. 3) 1802
CSA Notice 24-303 – CSA SRO Oversight Project – Review of Oversight of Self-Regulatory Organizations and Market Infrastructure Entities – December 2006 Report of the CSA SRO Oversight Project Committee
Notice................................................... #49 (Dec. 8) 9462
CSA Notice 44-303 - Filing of Notice of Intention to be Qualified to File a Short Form Prospectus under NI 44-101 Short Form Prospectus Distributions
Notice................................................. #10 (Mar. 10) 2008
CSA Notice 46-303 - Principal Protected Notes Notice.................................................... #27 (July 7) 5538
CSA Notice 52-313 - Status of Proposed MI 52-111 Reporting on Internal Control over Financial Reporting and Proposed Amended and Restated MI 52-109 Certification of Disclosure in Issuers' Annual and Interim Findings
Notice................................................. #10 (Mar. 10) 2011
CSA Notice 52-314 - Securities Regulators Want Your Feedback on XBRL
Notice.................................................... #27 (July 7) 5542
CSA Notice and Request for Comments - Proposed Rescission of National Policy 48 Future-Oriented Financial Information - Proposed Amendments to NI 51-102 Continuous Disclosure Obligations - Related Consequential Amendments
Request for Comments.........................#48 (Dec. 1) 9339
CSA Policy 62-201 Bids Made Only in Certain Jurisdictions
Request for Comments........................#17 (Apr. 28) 3533
CSA Proposals on Institutional Trade Processing Notice ................................................. #10 (Mar. 10) 2007
CSA Responds to Report of Task Force to Modernize Securities Legislation in Canada
Notice ....................................................#40 (Oct. 6) 7824
CSA Revised Staff Notice 13-315 Securities Regulatory Authority Closed Dates 2006
Notice ................................................... #02 (Jan. 13) 263
CSA Staff Notice 12-307 Ceasing to be a Reporting Issuer under the Mutual Reliance Review System for Exemptive Relief Applications
Notice ...................................................#44 (Nov. 3) 8582 CSA Staff Notice 13-316 - Amendments to the SEDAR Filer Manual
Notice ..................................................#43 (Oct. 27) 8387
CSA Staff Notice 21-305 - Extension of Approval of Information Processor for Corporate Fixed Income Securities
Notice ..................................................#43 (Oct. 27) 8664
CSA Staff Notice 23-304 – Joint CSA/SRO Notice – Status of the Transaction Reporting and Electronic Audit Trail System
Notice ................................................. #11 (Mar. 17) 2265
CSA Staff Notice 23-305 - Status of the Transaction Reporting and Electronic Audit Trail System (TREATS)
Notice ..................................................#42 (Oct. 20) 8222
CSA Staff Notice 43-306 - Technical Reports Filed for Prospectus Offerings
Notice .................................................. #22 (June 2) 4509
CSA Staff Notice 47-302 Pre-marketing of underwriters’ options on bought deals
Notice ..................................................#16 (Apr. 21) 3334
CSA Staff Notice 51-317 - NI 51-101 Standards of Disclosure for Oil and Gas Activities - Application of Canadian Oil and Gas Evaluation Handbook
Notice ................................................. #08 (Feb. 24) 1627
CSA Staff Notice 51-319 – Report on Staff’s Second Continuous Disclosure Review of Income Trust Issuers
Notice ...................................................#31 (Aug. 4) 6272
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 25
CSA Staff Notice 51-320 - Options Backdating Notice.................................................. #36 (Sept. 8) 7190
CSA Staff Notice 51-321 - Questions and Answers Concerning Resources and Possible Reserves - NI 51-101 Standards of Disclosure for Oil and Gas Activities
Notice................................................. #46 (Nov. 17) 8974
CSA Staff Notice 52-306 (Revised) – Non-GAAP Financial Measures
Notice................................................... #31 (Aug. 4) 6269
CSA Staff Notice 52-312 Audit Committee Compliance Review
Notice....................................................#02 (Jan. 13) 259
CSA Staff Notice 52-315 - Certification Compliance Review
Notice................................................ #38 (Sept. 22) 7556
CSA Staff Notice 52-316 - Certification Of Design Of Internal Control Over Financial Reporting
Notice................................................ #39 (Sept. 29) 7692
CSA Third Report on Enforcement Activities News Release.................................... #06 (Feb. 10) 1194
Cumberland Investment Management Inc. Approval - s. 213(3)(b) of the LTCA .... #36 (Sept. 8) 7349
Cundill Asset Management (Bermuda) Ltd. New Registration................................. #30 (July 28) 6257
Cundill Investment Research Ltd. Consent to Suspension (Rule 33-501 –
Surrender of Registration)................. #39 (Sept. 29) 7813
Curalli, Vito Notice of Hearing - ss. 127, 127.1...... #34 (Aug. 25) 6744
Notice from the Office of the Secretary.................................. #34 (Aug. 25) 6749
Cybernetic Capital Management Inc. Approval - s. 213(3)(b) of the LTCA .... #35 (Sept. 1) 7180
Cybersurf Corp. Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337
Cyries Energy Inc. MRRS Decision.................................. #45 (Nov. 10) 8752
D & D Securities Company MRRS Decision....................................#23 (June 9) 4723
New Registration................................#25 (June 23) 5327
D&D Securities Company Order - s. 74....................................... #33 (Aug. 18) 6621
D.E. Shaw Valence, LLC Suspended Due to Voluntary
Non-Renewal........................................ #04 (Jan. 27) 955
D2M Inc. Change of Name ............................... #26 (June 30) 5525
Da Silva, Abel Notice from the Office
of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary .................................. #19 (May 12) 3887 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3944
Da Silva, Carlos A. Notice of Hearing.................................#15 (Apr. 14) 3147
Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3153 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3340 Order - ss. 127(1), 127(5)....................#16 (Apr. 21) 3362 Notice of Hearing - ss. 127, 127(1)....... #18 (May 5) 3689 Notice from the Office of the Secretary .................................... #18 (May 5) 3694 Order - ss. 127(1), 127(5)..................... #18 (May 5) 3759 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7370 Order - ss. 127(1), 127(5)..................#37 (Sept. 15) 7399 Order - ss. 127(1), 127(7)..................#37 (Sept. 15) 7401
Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8590
Order - ss. 127(1), 127(7).....................#44 (Nov. 3) 8641
Dacks Money Management Inc. Change of Name ............................... #26 (June 30) 5525
DaimlerChrysler Canada Finance Inc. MRRS Decision .................................... #18 (May 5) 3731
MRRS Decision ................................. #26 (June 30) 5379
Daniels, Joseph Notice of Hearing - ss. 127, 127(1)....... #18 (May 5) 3689
Notice from the Office of the Secretary .................................... #18 (May 5) 3694 Order - ss. 127(1), 127(5)..................... #18 (May 5) 3759 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7370 Order - ss. 127(1), 127(5)..................#37 (Sept. 15) 7399 Order - ss. 127(1), 127(7)..................#37 (Sept. 15) 7401 Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8590
Order - ss. 127(1), 127(7).....................#44 (Nov. 3) 8641
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
26 (2006), 29 OSCB Cumulative Index (2006)
Danzig, Daniel David Notice from the Office
of the Secretary................................. #39 (Sept. 29) 7695Notice of Withdrawal ............................. #40 (Oct. 6) 7823
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7826 Notice from the Office of the Secretary.................................... #44 (Nov. 3) 8591
Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8749 Order.................................................. #45 (Nov. 10) 8797
Darius Capital Limited Order - s. 104(2)(c) ............................ #46 (Nov. 17) 9015
Data Group Income Fund MRRS Decision................................... #36 (Sept. 8) 7198
DataMirror Corporation Cease Trading Order ............................#18 (May 5) 3775
Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#20 (May 19) 4175
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5219 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345
Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #33 (Aug. 18) 6631Cease Trading Order ......................... #34 (Aug. 25) 6799Cease Trading Order .......................... #35 (Sept. 1) 7083Cease Trading Order .......................... #36 (Sept. 8) 7231
Datec Group Ltd. Cease Trading Order ...........................#23 (June 9) 4777
Cease Trading Order .........................#25 (June 23) 5219
Daubney, John Notice of Hearing ................................ #29 (July 21) 5865
Notice from the Office of the Secretary................................... #29 (July 21) 5871 Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6278 Order.................................................... #31 (Aug. 4) 6334
Davis + Henderson Income Fund MRRS Decision................................... #35 (Sept. 1) 7019
Daylight Energy Ltd. Decision - s. 83 .................................. #47 (Nov. 24) 9170
Daylight Energy Trust Decision - s. 83 .................................. #47 (Nov. 24) 9167
Daylight Resources Trust MRRS Decision ...................................#43 (Oct. 27) 8396
DB Capital Advisers Inc. Order - s. 80 of the CFA .....................#32 (Aug. 11) 6479
DDJ High Yield Fund Order - ss. 118(2)(b), 121..................... #18 (May 5) 3766
DDJ U.S. High Yield Fund MRRS Decision ...................................#29 (July 21) 5896
Deans Knight Capital Management Ltd. MRRS Decision .................................. #07 (Feb. 17) 1448
Dectron Internationale Inc. Cease Trading Order.......................... #20 (May 19) 4175
Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569
Deer Creek Energy Limited Decision - s. 83................................... #10 (Mar. 10) 2056
Deer Ridge Village Limited Partnership Order - s. 144 ......................................#41 (Oct. 13) 8059
Deer Valley Shopping Centre Limited Partnership Cease Trading Order.........................#38 (Sept. 22) 7591Cease Trading Order.............................#40 (Oct. 6) 7893
Delahaye, Sandra Notice of Hearing - ss. 127, 127.1 ......#50 (Dec. 15) 9696
Notice from the Office of the Secretary ..................................#50 (Dec. 15) 9700 Order - ss. 127(1) and (5)...................#50 (Dec. 15) 9722
Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9954 Order ................................................#51 (Dec. 22) 10007 Demeter Management Corporation
Order - s. 80 of the CFA ....................... #05 (Feb. 3) 1032
Denninghouse Inc. Cease Trading Order.......................... #20 (May 19) 4175Cease Trading Order........................... #22 (June 2) 4569
Descartes Systems Group Inc. Consent - s. 4(b) of the Regulation........#27 (July 7) 5689
Desjardins Financial Security Investments Inc./Desjardins Sécurité Financière Investissements Inc.
Name Change ....................................#47 (Nov. 24) 9277
Desjardins Securities Inc. Order - s. 74 ...................................... #26 (June 30) 5386
Order - s. 74 .........................................#31 (Aug. 4) 6329Order - s. 74 ......................................#39 (Sept. 29) 7732
Deslongchamps, Marc SRO Notices and
Disciplinary Proceedings .......................#27 (July 7) 5685
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 27
Desson, Graham News Release.................................... #33 (Aug. 18) 6582
OSC Decisions, Orders and Rulings ........................................ #33 (Aug. 18) 6625
Deutsche Asset Management Canada Limited Change in Registration Category .........#23 (June 9) 4879
Deutsche Asset Management Investment Services Limited
Suspended Due to Voluntary Non-Renewal ............................................#04 (Jan. 27) 955
Deutsche Bank Trust Company Americas Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Devon Canada Corporation MRRS Decision.................................. #33 (Aug. 18) 6607
Dia Bras Exploration Inc. Order - s. 74......................................... #31 (Aug. 4) 6329
Diamond Fields International Ltd. Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order .......................... #41 (Oct. 13) 8065
Cease Trading Order .......................... #42 (Oct. 20) 8259Cease Trading Order .......................... #43 (Oct. 27) 8439Cease Trading Order ........................... #44 (Nov. 3) 8643Cease Trading Order ......................... #45 (Nov. 10) 8805
Diamond, Stephen News Release.......................................#02 (Jan. 13) 264
Dimensional Fund Advisors Canada Inc. MRRS Decision....................................#22 (June 2) 4523Order - s. 80........................................ #35 (Sept. 1) 7061
Dinnerex Limited Partnership X Cease Trading Order .........................#24 (June 16) 4955
Cease Trading Order .........................#25 (June 23) 5219
Dinnerex National III Limited Partnership Cease Trading Order ...........................#23 (June 9) 4777
Cease Trading Order .........................#25 (June 23) 5219
Dinnerex National IV Limited Partnership Cease Trading Order ...........................#23 (June 9) 4777
Cease Trading Order .........................#25 (June 23) 5219
Dinnerex National Limited Partnership Cease Trading Orders .......................#24 (June 16) 4955
Direct Trading Institutional, L.P. New Registration...................................#02 (Jan. 13) 417
Discovery Air Inc. MRRS Decision................................. #39 (Sept. 29) 7714
Diversified Canadian Financial Corp. Decision - s. 83 .....................................#02 (Jan. 13) 290
Diversified Dividend Growth Split Inc. MRRS Decision .................................. #07 (Feb. 17) 1440
MRRS Decision .................................. #08 (Feb. 24) 1652
Diversified Global Asset Management Corporation New Registration ................................ #07 (Feb. 17) 1607
Diversified Global Asset Management Inc. Suspended – Voluntary
Non-Renewal...................................... #07 (Feb. 17) 1607Voluntary Surrender of
Registration ........................................#32 (Aug. 11) 6573
Diversity Investment Sales Corp. Suspended – Non Renewal................ #06 (Feb. 10) 1407
Reinstatement of Registration ............ #08 (Feb. 24) 1791
Dividend 15 Split Corp. II MRRS Decision ....................................#44 (Nov. 3) 8630MRRS Decision ....................................#44 (Nov. 3) 8633MRRS Decision ..................................#45 (Nov. 10) 8751
Dixon Mitchell Investment Counsel Inc. Change in Name .................................. #18 (May 5) 3861
Dixon Mitchell Rae Investment Counsel Inc. Change in Name .................................. #18 (May 5) 3861
Djordjevic, Ivan Notice from the Office
of the Secretary .................................#39 (Sept. 29) 7695Notice of Withdrawal .............................#40 (Oct. 6) 7823
Notice from the Office of the Secretary .....................................#40 (Oct. 6) 7826 Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8591
Notice from the Office of the Secretary ..................................#45 (Nov. 10) 8749 Order ..................................................#45 (Nov. 10) 8797
Dominick & Dominick Securities Inc. MRRS Decision ................................... #23 (June 9) 4723
Donner Petroleum Ltd. Cease Trading Order...........................#29 (July 21) 5921
Cease Trading Order............................#31 (Aug. 4) 6345
Dresdner Kleinwort Securities LLC Change of Name ...................................#40 (Oct. 6) 7989
Dresdner Kleinwort Wasserstein Securities LLC Change of Name ...................................#40 (Oct. 6) 7989
Driehaus Capital Management LLC New Registration .................................... #01 (Jan. 6) 243
Driehaus Securities LLC New Registration .................................... #01 (Jan. 6) 243
Drillers Technology Corp. Decision - s. 83..................................... #03 (Jan. 20) 519
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
28 (2006), 29 OSCB Cumulative Index (2006)
Drive Products Income Fund MRRS Decision.................................. #47 (Nov. 24) 9160
Dubeau Capital & Cie Ltée/Dubeau Capital & Co.Ltd. New Registration................................. #43 (Oct. 27) 8525
Duke Energy Income Fund MRRS Decision................................... #35 (Sept. 1) 7008
Duncannon Corporation Suspended Due to Voluntary
Non-Renewal ........................................#04 (Jan. 27) 955
Dundee Corporation MRRS Decision.....................................#04 (Jan. 27) 811
Order - s. 74.......................................#26 (June 30) 5386
Dundee Securities Corp. Order - s. 74....................................... #34 (Aug. 25) 6780
Dundee Securities Corporation Order - s. 74.......................................#26 (June 30) 5386
Order - s. 74......................................... #31 (Aug. 4) 6329
Dusby Management Corp. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
DVD Investments Limited Order - s. 83.1(1) ................................ #17 (Apr. 28) 3520
Dynamic Canadian Dividend Fund MRRS Decision....................................#22 (June 2) 4521
MRRS Decision....................................#22 (June 2) 4526
Dynamic Corporate Bond Fund MRRS Decision................................... #29 (July 21) 5873
Dynamic Dollar-Cost Averaging Fund MRRS Decision.....................................#03 (Jan. 20) 544
Dynamic Focus+ American Fund MRRS Decision................................... #29 (July 21) 5873
Dynamic Focus+ Resource Fund MRRS Decision................................. #38 (Sept. 22) 7568
Dynamic QSSP Fund MRRS Decision................................... #29 (July 21) 5873
Dynamic Strategic All Equity Portfolio MRRS Decision................................... #29 (July 21) 5873
Dynamic Strategic Balanced Portfolio MRRS Decision................................... #29 (July 21) 5873
Dynamic Strategic Conservative Portfolio MRRS Decision................................... #29 (July 21) 5873
Dynamic Strategic Defensive Portfolio MRRS Decision................................... #29 (July 21) 5873
Dynamic Strategic High Growth Portfolio MRRS Decision ...................................#29 (July 21) 5873
Dynamic Technology Fund MRRS Decision ...................................#29 (July 21) 5873
Dziadecki, Leszek Notice of Hearing................................ #08 (Feb. 24) 1628
Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Notices of Hearing - ss. 127, 127.1 .... #10 (Mar. 10) 2015 Notices from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Order - s. 127 ......................................#15 (Apr. 14) 3172
E*TRADE Capital Markets, LLC New Registration ................................ #10 (Mar. 10) 2245
E*Trade Securities LLC Suspended – Non Renewal................ #06 (Feb. 10) 1407
E2 Venture Fund Inc. MRRS Decision .................................... #02 (Jan. 13) 291
EACM Advisors LLC New Registration .................................. #02 (Jan. 13) 417
Eaglecrest Securities Inc. New Registration .................................#36 (Sept. 8) 7317
Earnest Partners, LLC New Registration .................................#41 (Oct. 13) 8179
East Asia Securities Inc. Suspended Due to Voluntary
Non-Renewal........................................ #04 (Jan. 27) 955
Edgewood Management LLC New Registration ............................... #24 (June 16) 5123
EDS Canada Inc. MRRS Decision ................................... #23 (June 9) 4760
Efficient Capital Corporation Change of Name .................................#42 (Oct. 20) 8343
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 29
EGI Canada Corporation Decision - s. 83 .................................. #08 (Feb. 24) 1637
Order - s. 1(6) of the OBCA ................#19 (May 12) 3919
Eimskip Atlas Canada, Inc. MRRS Decision................................. #39 (Sept. 29) 7711MRRS Decision................................... #43 (Oct. 27) 8398
Elin, Alex Notice of Hearing - s. 127 .................... #49 (Dec. 8) 9496
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500
Elite Technical Inc. Cease Trading Order ............................#02 (Jan. 13) 319
Cease Trading Order ............................#03 (Jan. 20) 595
Elliott & Page Diversified Fund Decision - s. 83 ..................................... #14 (Apr. 7) 2946
Emerging Markets Management, LLC New Registration................................. #29 (July 21) 6041
Enbridge Inc. MRRS Decision.................................. #10 (Mar. 10) 2060
Encana Corporation MRRS Decision.....................................#18 (May 5) 3736
Enerflex Systems Ltd. Decision - s. 83 .................................. #45 (Nov. 10) 8754
Energy Conversion Technologies Inc. Cease Trading Order ......................... #45 (Nov. 10) 8805
Energy Conversion Technologies Inc. Cease Trading Order ......................... #47 (Nov. 24) 9177
Energy Conversion Technologies Cease Trading Order ......................... #47 (Nov. 24) 9177
Energy Split Corp. Inc. MRRS Decision................................. #39 (Sept. 29) 7716
EnerVest Funds Management Inc. MRRS Decision.................................. #11 (Mar. 17) 2287
EnerVest Natural Resources Fund Ltd. MRRS Decision.................................. #11 (Mar. 17) 2287
Ensign Capital Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Reinstatement of Registration............ #08 (Feb. 24) 1791
Enskilda Securities Inc Change of Name................................ #34 (Aug. 25) 6983
Environmental Management Solutions Inc. MRRS Decision..................................... #14 (Apr. 7) 2940MRRS Decision................................... #15 (Apr. 14) 3155
ESI Entertainment Systems Inc. Cease Trading Order...........................#42 (Oct. 20) 8259Cease Trading Order...........................#43 (Oct. 27) 8439Cease Trading Order............................#44 (Nov. 3) 8643Cease Trading Order..........................#45 (Nov. 10) 8805Cease Trading Order..........................#46 (Nov. 17) 9017Cease Trading Order..........................#47 (Nov. 24) 9177
Esprit Energy Trust Decision - s. 83...................................#46 (Nov. 17) 8990
Esprit Exploration Ltd. Decision - s. 83...................................#47 (Nov. 24) 9168
Euroglobal Capital Partners Inc. New Registration ................................. #23 (June 9) 4879
EuroZinc Mining Corporation Decision - s. 83...................................#47 (Nov. 24) 9153
Euston Capital Corp. Notice of Hearing................................ #19 (May 12) 3881
Notice from the Office of the Secretary .................................. #19 (May 12) 3885 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 Order - ss. 127(1), 125(5)................... #19 (May 12) 3920 Notice from the Office of the Secretary .................................. #20 (May 19) 4132 Order - s. 127(7)................................. #20 (May 19) 4163 Notice from the Office of the Secretary ................................. #24 (June 16) 4915 Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8229 Order - s. 127(7)..................................#42 (Oct. 20) 8255
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9501 Order - s. 127(7)...................................#49 (Dec. 8) 9534
Everest Canadian Properties Company Order - s. 144 ......................................#41 (Oct. 13) 8059
Evergreen Capital Partners Inc. New Registration .................................#30 (July 28) 6257
Excapsa Software, Inc. MRRS Decision .................................... #02 (Jan. 13) 285
Excel Funds Management Inc. Decision - s. 6.1 of Rule 13-502 Fees .#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237
Excelleratehro Canada Co. MRRS Decision ................................... #23 (June 9) 4760
Explorer II Resource Limited Partnership MRRS Decision .................................... #18 (May 5) 3697
MRRS Decision ...................................#36 (Sept. 8) 7221
Explorer III Resource Limited Partnership MRRS Decision .................................... #18 (May 5) 3697
MRRS Decision ...................................#36 (Sept. 8) 7221
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
30 (2006), 29 OSCB Cumulative Index (2006)
Extendicare Inc. MRRS Decision................................... #36 (Sept. 8) 7217
ExtendMedia Inc. Decision - s. 83 ..................................... #14 (Apr. 7) 2939
eXtensible Business Reporting Language (“XBRL”) Notice.................................................... #27 (July 7) 5542
News Release....................................... #27 (July 7) 5557
Extensity Merger Corp. Decision -s 83 .................................... #12 (Mar. 24) 2559
Extreme CCTV Inc. MRRS Decision................................... #42 (Oct. 20) 8242
Faircourt Asset Management Inc. Approval - s. 213(3)(b) of the LTCA ..... #09 (Mar. 3) 2001
Fairmont Hotels & Resorts Inc. MRRS Decision...................................#21 (May 26) 4333
Decision - s. 83 ....................................#23 (June 9) 4728
FaithLife Investment Management Inc. New Registration................................#24 (June 16) 5123
Approval - s. 213(3)(b) of the LTCA .. #37 (Sept. 15) 7549
Falconbridge Limited MRRS Decision....................................#23 (June 9) 4739Notice from the Office
of the Secretary.................................. #34 (Aug. 25) 6750 OSC Decisions, Orders and Rulings ........................................ #34 (Aug. 25) 6783
MRRS Decision.................................. #51 (Dec. 22) 9976
Fareport Capital Inc. Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order............................ #02 (Jan. 13) 319
Cease Trading Order............................ #03 (Jan. 20) 595 Cease Trading Order............................ #04 (Jan. 27) 857 Cease Trading Order............................ #05 (Feb. 3) 1041 Cease Trading Order.......................... #06 (Feb. 10) 1273 Cease Trading Order.......................... #07 (Feb. 17) 1479 Cease Trading Order.......................... #08 (Feb. 24) 1667 Cease Trading Order............................ #09 (Mar. 3) 1827 Cease Trading Order.......................... #10 (Mar. 10) 2109 Cease Trading Order.......................... #11 (Mar. 17) 2331 Cease Trading Order.......................... #12 (Mar. 24) 2601 Cease Trading Order.......................... #13 (Mar. 31) 2767 Cease Trading Order.............................#14 (Apr. 7) 2975 Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953
Cease Trading Order.......................... #20 (May 19) 4175 Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5219 Cease Trading Order......................... #26 (June 30) 5397 Cease Trading Order.............................#27 (July 7) 5595 Cease Trading Order...........................#28 (July 14) 5729 Cease Trading Order...........................#29 (July 21) 5921 Cease Trading Order...........................#30 (July 28) 6163 Cease Trading Order............................#31 (Aug. 4) 6345
Cease Trading Order..........................#32 (Aug. 11) 6487Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799Cease Trading Order...........................#35 (Sept. 1) 7083Cease Trading Order...........................#36 (Sept. 8) 7231Cease Trading Order.........................#37 (Sept. 15) 7423Cease Trading Order.........................#38 (Sept. 22) 7591Cease Trading Order.........................#39 (Sept. 29) 7735Cease Trading Order.............................#40 (Oct. 6) 7893Cease Trading Order...........................#41 (Oct. 13) 8065Cease Trading Order...........................#42 (Oct. 20) 8259Cease Trading Order...........................#43 (Oct. 27) 8439Cease Trading Order............................#44 (Nov. 3) 8643Cease Trading Order..........................#45 (Nov. 10) 8805Cease Trading Order..........................#46 (Nov. 17) 9017Cease Trading Order..........................#47 (Nov. 24) 9177 Cease Trading Order............................#48 (Dec. 1) 9337 Cease Trading Order............................#49 (Dec. 8) 9555 Cease Trading Order..........................#50 (Dec. 15) 9729 Cease Trading Order........................#51 (Dec. 22) 10009
FBanx Securities Inc. Consent to Suspension (Rule
33-501 – Surrender of Registration) .....................................#51 (Dec. 22) 10151
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 31
Fédération des caisses Desjardins du Québec Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Felderhof, John Bernard News Release.................................... #07 (Feb. 17) 1425
Ferris, Baker Watts, Incorporated Decision - s. 6.1(1) of MI-31-102
National Registration Database and s. 6.1 of Rule 13-502 Fees.................#25 (June 23) 5162 Decision - s. 6.1(1) of MI-31-102 National Registration Database and s. 6.1 of Rule 13-502 Fees.................#25 (June 23) 5167 New Registration................................. #30 (July 28) 6257
FET Resources Ltd. MRRS Decision....................................#22 (June 2) 4541
Fidelity Asia Star Fund MRRS Decision.................................... #44 (Nov. 3) 8620
Fidelity Canadian Bond Core Plus Trust Order - s. 113.................................... #38 (Sept. 22) 7578
Fidelity China Fund MRRS Decision.................................... #44 (Nov. 3) 8620
Fidelity Currency Hedged Emerging Markets Debt Trust Order - s. 113.................................... #38 (Sept. 22) 7578
Fidelity Currency Hedged Global Bond Trust Order - s. 113.................................... #38 (Sept. 22) 7578
Fidelity Funds MRRS Decision.................................. #07 (Feb. 17) 1436
Fidelity Global Real Estate Fund MRRS Decision.................................... #44 (Nov. 3) 8620
Fidelity International Disciplined Equity Fund MRRS Decision.................................... #44 (Nov. 3) 8620
Fidelity International Limited Order - s. 78(1) .................................. #06 (Feb. 10) 1262
Fidelity International Value Fund MRRS Decision.................................... #44 (Nov. 3) 8620
Fidelity Investments Canada Limited Order - s. 78(1) .................................. #06 (Feb. 10) 1260 Order - s. 78(1) .................................. #06 (Feb. 10) 1262 Order - s. 78(1) .................................. #06 (Feb. 10) 1264 MRRS Decision.................................. #07 (Feb. 17) 1436
Decision - s. 6.1 of Rule 13-502 Fees........................................ #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Fidelity Investments Money Management, Inc. Order - s. 78(1) .................................. #06 (Feb. 10) 1260
Fidelity Management Trust Company Order - s. 80 ....................................... #06 (Feb. 10) 1267
Fidelity Partnership 1993 MRRS Decision .....................................#14 (Apr. 7) 2952
Fidelity Partnership 1994 MRRS Decision .....................................#14 (Apr. 7) 2952
Fidelity Partnership 1995 MRRS Decision .....................................#14 (Apr. 7) 2952
Fidelity Partnerships 1996 MRRS Decision .....................................#14 (Apr. 7) 2952
Fidelity Retirement Services Company of Canada Limited
MRRS Decision ..................................#33 (Aug. 18) 6614
Fiera Capital Management Inc. MRRS Decision .....................................#14 (Apr. 7) 2958MRRS Decision ...................................#43 (Oct. 27) 8402
Fiera Capital Management Inc./Gestion Fiera Capital Inc.
Amalgamation ........................................ #01 (Jan. 6) 243
Financial Preferred Securities Corporation MRRS Decision ....................................#44 (Nov. 3) 8627
Firefly Strategy Capital Inc. Suspended Due to Voluntary
Non-Renewal........................................ #04 (Jan. 27) 955
Firestar Capital Management Corp. Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 995 Order - s. 127 ....................................... #05 (Feb. 3) 1028 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6296 Order - s. 127 .......................................#31 (Aug. 4) 6331 Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Temporary Order - s. 127....................#42 (Oct. 20) 8253
Firestar Investment Management Group Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 995 Order - s. 127 ....................................... #05 (Feb. 3) 1028 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6296 Order - s. 127 .......................................#31 (Aug. 4) 6331 Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Temporary Order - s. 127....................#42 (Oct. 20) 8253
First Asset Advisory Services Inc. MRRS Decision .................................. #06 (Feb. 10) 1223 Consent to Suspension (Rule
3-501 – Surrender of Registration) ...#51 (Dec. 22) 10151
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
32 (2006), 29 OSCB Cumulative Index (2006)
First Asset Equal Weight Reit Income Fund MRRS Decision..................................... #40 (Oct. 6) 7841
First Asset Equal Weight Small-Cap Income Fund MRRS Decision..................................... #40 (Oct. 6) 7841
First Asset Investment Management Inc. MRRS Decision..................................... #40 (Oct. 6) 7841
First Energy Capital Corp. Order - s. 74.......................................#26 (June 30) 5382
First Global Ventures, S.A. Notice from the Office
of the Secretary....................................#22 (June 2) 4519 Order - ss. 127(1), 127(5) ....................#22 (June 2) 4560 Notice from the Office of the Secretary..................................#24 (June 16) 4915 Order - s. 127(7) ................................#24 (June 16) 4953 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5588 Notice of Hearing - ss. 127, 127(1) ..... #29 (July 21) 5867 Notice from the Office of the Secretary................................... #29 (July 21) 5872 Order - s. 127(7) ................................. #29 (July 21) 5903
Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9151
Order.................................................. #47 (Nov. 24) 9171 Order.................................................. #47 (Nov. 24) 9172
First Ontario Labour Sponsored Investment Fund Ltd. Decision .............................................#26 (June 30) 5373
Order - s. 83........................................ #30 (July 28) 6157
First Quantum Minerals Ltd. Notice from the Office
of the Secretary.................................. #11 (Mar. 17) 2271
First Silver Reserve Inc. Decision - s. 83 ................................... #43 (Oct. 27) 8395
First State Investments International Limited New Registration.................................#21 (May 26) 4465
FirstEnergy Capital Corp. Order - s. 74.......................................#26 (June 30) 5387
Order - s. 74........................................ #29 (July 21) 5908Order - s. 74....................................... #34 (Aug. 25) 6775Order - s. 74....................................... #45 (Nov. 10) 8798
Firstpoint Venture Capital Inc. New Registration.................................. #48 (Dec. 1) 9449
Fiscal Agents Ltd. Consent to Suspension (Rule 33-501
– Surrender of Registration).............. #50 (Dec. 15) 9923
Fisher Investments, Inc. Surrender of Registration......................#03 (Jan. 20) 795
FMR Co., Inc. Order - s. 78(1)................................... #06 (Feb. 10) 1264
Foccini International Inc. Cease Trading Order............................ #18 (May 5) 3775
Cease Trading Order.......................... #19 (May 12) 3953Cease Trading Order.......................... #20 (May 19) 4175
Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5219 Cease Trading Order......................... #26 (June 30) 5397 Cease Trading Order.............................#27 (July 7) 5595 Cease Trading Order...........................#28 (July 14) 5729 Cease Trading Order...........................#28 (July 14) 5729
Ford Credit Canada Limited MRRS Decision .................................. #12 (Mar. 24) 2570
Foremost Commercial Trust MRRS Decision ........................................ #01 (Jan. 6) 52
Foremost Holdings Trust MRRS Decision ........................................ #01 (Jan. 6) 52
Foremost Income Fund MRRS Decision ........................................ #01 (Jan. 6) 52
Foremost Industries Income Fund MRRS Decision ........................................ #01 (Jan. 6) 52
Decision - s. 153 of Securities Act (Alberta).............................................. #10 (Mar. 10) 2050
Foremost Industries Limited Partnership MRRS Decision ........................................ #01 (Jan. 6) 52
Foremost Industries LP MRRS Decision ........................................ #01 (Jan. 6) 52
Foremost Universal Limited Partnership MRRS Decision ........................................ #01 (Jan. 6) 52
Foremost Universal LP MRRS Decision ........................................ #01 (Jan. 6) 52
Foremost Ventures Trust MRRS Decision ........................................ #01 (Jan. 6) 52
Form 21-101F2 Notice .................................................#51 (Dec. 22) 9948
Rules and Policies............................#51 (Dec. 22) 10011
Form 21-101F5 Notice .................................................#51 (Dec. 22) 9948
Rules and Policies............................#51 (Dec. 22) 10011
Form 81-101F1 Contents of Simplified Prospectus, Consequential Amendments to
Rules and Policies..............................#45 (Nov. 10) 8842
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 33
Form 81-101F2 Contents of Annual Information Form, Consequential Amendments to
Rules and Policies ............................. #45 (Nov. 10) 8842
Form 81-106F1 Contents of Annual and Interim Management Report of Fund Performance, Consequential Amendments to
Rules and Policies ............................. #45 (Nov. 10) 8850
Forstmann-Leff Associates, LLC Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Fortress Capital Corp Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Forum Capital Securities LLC Decision - s. 6.1(1) of MI 31-102 National
Registration Database and s. 6.1 of Rule 13-502 Fees.................. #16 (Apr. 21) 3347
Foundation Markets Inc. New Registration................................ #12 (Mar. 24) 2717
Fovere Investments Inc. New Registration.................................. #31 (Aug. 4) 6441
Fracassi, Allen Notice from the Office
of the Secretary...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1...................... #05 (Feb. 3) 1029 Notice of Hearing ............................... #07 (Feb. 17) 1425 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2024 Order.................................................. #10 (Mar. 10) 2063 Order.................................................. #10 (Mar. 10) 2064 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 Notice from the Office of the Secretary...................................#19 (May 12) 3886 OSC Decisions, Orders and Rulings .........................................#19 (May 12) 3941
Fracassi, Philip Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1 ...................... #05 (Feb. 3) 1029 Notice of Hearing................................ #07 (Feb. 17) 1425 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2024 Order .................................................. #10 (Mar. 10) 2063 Order .................................................. #10 (Mar. 10) 2064 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3941
Franchise Bancorp Inc. Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order............................ #02 (Jan. 13) 319
Cease Trading Order............................ #03 (Jan. 20) 595 Cease Trading Order............................ #04 (Jan. 27) 857
Franconia Minerals Corporation MRRS Decision .................................. #19 (May 12) 3917
Frank Russell Canada Limited Change in Name ................................ #19 (May 12) 4081
Frank Russell Company MRRS Decision .................................... #02 (Jan. 13) 267
Suspended Due to Voluntary Non-Renewal........................................ #04 (Jan. 27) 955 MRRS Decision ................................. #26 (June 30) 5353
Frank Russell Securities Inc. MRRS Decision ................................. #26 (June 30) 5353
Change of Name ................................#32 (Aug. 11) 6573
Franklin Advisory Services, LLC New Registration ................................#32 (Aug. 11) 6573
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
34 (2006), 29 OSCB Cumulative Index (2006)
Franklin Templeton Capital Preservation Pooled Portfolio MRRS Decision.....................................#18 (May 5) 3752
Franklin Templeton Investments Corp. MRRS Decision.....................................#18 (May 5) 3752 Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Freeman, Christopher Notice from the Office
of the Secretary.................................. #10 (Mar. 10) 2024 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2025 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2064 Order - s. 127.1.................................. #10 (Mar. 10) 2067 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2091
Friedberg Global-Macro Hedge Fund MRRS Decision................................... #35 (Sept. 1) 7023
Friedberg Mercantile Group Ltd. MRRS Decision................................... #35 (Sept. 1) 7023
FRM Americas LLC Decision - s. 7.1(1) of MI 33-109........ #45 (Nov. 10) 8788
Front Street Alternative Asset Fund Inc. MRRS Decision.....................................#02 (Jan. 13) 288Approval - s. 5.5....................................#02 (Jan. 13) 500MRRS Decision.....................................#02 (Jan. 13) 278
Front Street Capital MRRS Decision.....................................#14 (Apr. 7) 2955
Front Street Flow-Through 2005-I Limited Partnership MRRS Decision..................................#25 (June 23) 5165
Front Street Flow-Through 2006-I Limited Partnership MRRS Decision..................................#25 (June 23) 5165
Front Street Long/Short Income Fund II Decision - s. 83 .................................. #34 (Aug. 25) 6753
Front Street Small Cap Canadian Fund MRRS Decision.....................................#14 (Apr. 7) 2955
Front Street Special Opportunities Canadian Fund Ltd. MRRS Decision.....................................#14 (Apr. 7) 2955
frontierAlt All Terrain Bond Fund MRRS Decision.................................. #08 (Feb. 24) 1649
frontierAlt All Terrain Canada Fund MRRS Decision.................................. #08 (Feb. 24) 1649
frontierAlt All Terrain World Fund MRRS Decision.................................. #08 (Feb. 24) 1649
frontierAlt Orbit Funds Management Limited MRRS Decision.................................. #08 (Feb. 24) 1649
FrontPoint Partners LLC Order - s. 80 of the CFA ....................... #18 (May 5) 3760
Fuel Cell Technologies Ltd. Cease Trading Order............................#49 (Dec. 8) 9555 Cease Trading Order........................#51 (Dec. 22) 10009
Fulcrum Financial Group Inc. Notice of Hearing................................ #08 (Feb. 24) 1628
Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1632 Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Order .................................................. #08 (Feb. 24) 1657 Notices of Hearing - ss. 127, 127.1 .... #10 (Mar. 10) 2015 Notices from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3152 Order - s. 127 ......................................#15 (Apr. 14) 3172
Fun Technologies plc Decision - s. 83..................................... #18 (May 5) 3728
FundEx Investments Inc. MRRS Decision ...................................#35 (Sept. 1) 7037
Amalgamation .......................................#40 (Oct. 6) 7989
FundTrade Financial Corp. MRRS Decision ...................................#35 (Sept. 1) 7037
Amalgamation .......................................#40 (Oct. 6) 7989
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 35
Funt, Alexander Notice of Hearing .................................. #14 (Apr. 7) 2912
Notice of Hearing .................................. #14 (Apr. 7) 2913 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2914 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2915 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3150 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3151 Order................................................... #15 (Apr. 14) 3167 Order................................................... #15 (Apr. 14) 3168 Order................................................... #15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3184 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings ....................................... #37 (Sept. 15) 7408
Funtime Hospitality Corp. Cease Trading Order ......................... #10 (Mar. 10) 2109
Cease Trading Order ......................... #11 (Mar. 17) 2331
Fusion Capital Partners Inc. Consent to Suspension (Rule 33-501
– Surrender of Registration)............. #37 (Sept. 15) 7527
FX Capital Ltd. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Galileo Absolute Return Fund MRRS Decision.................................. #47 (Nov. 24) 9163
Galileo Canadian Active/Passive Fund MRRS Decision.................................. #47 (Nov. 24) 9163
Galileo Fund MRRS Decision.................................. #47 (Nov. 24) 9163
Galileo Funds Inc. MRRS Decision.................................. #47 (Nov. 24) 9163
Galileo Global Active/Passive Fund MRRS Decision.................................. #47 (Nov. 24) 9163
Galileo Small/Mid Cap Fund MRRS Decision.................................. #47 (Nov. 24) 9163
Gallery Resources Limited Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017
Garner, Ron Notice of Hearing.................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559
Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589
Order - s. 127(7)....................................#40 (Oct. 6) 7872
Garrison International Ltd. Cease Trading Order..........................#45 (Nov. 10) 8805Cease Trading Order..........................#46 (Nov. 17) 9017
Gartman Letter, L.C. Order - s. 80 of the CFA ......................#43 (Oct. 27) 8434
Gartmore Distribution Services, Inc. Order - s. 211 of the Regulation ........... #02 (Jan. 13) 299
New Registration .................................. #03 (Jan. 20) 795
Gartmore Investment Limited Order - s. 80 of the CFA .................... #25 (June 23) 5190
Gateway Casinos Income Fund MRRS Decision ..................................#32 (Aug. 11) 6468
GE ZENON ULC Decision - s. 83.................................. #26 (June 30) 5351
Geac Computer Corporation Limited Decision -s 83..................................... #12 (Mar. 24) 2559
Gemcom Software International Inc. MRRS Decision ....................................#44 (Nov. 3) 8600
Gemini Asset Management Inc. New Registration .................................. #18 (May 5) 3861
Approval - s. 213(3)(b) of the LTCA ....#28 (July 14) 5855
Generali Beteiligungs-GmbH MRRS Decision ...................................#15 (Apr. 14) 3161
Generation Capital Inc. New Registration ............................... #25 (June 23) 5327
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
36 (2006), 29 OSCB Cumulative Index (2006)
Genesis Land Development Corp. Cease Trading Order .......................... #15 (Apr. 14) 3191
Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5397
Genova Private Management Inc. New Registration................................. #41 (Oct. 13) 8179
Genuity Capital Markets Order - s. 74......................................... #31 (Aug. 4) 6334Order - s. 74........................................ #35 (Sept. 1) 7049
Genus Capital Management Inc. Reinstatement of Registration............ #08 (Feb. 24) 1791
George Schwartz Notice from the Office
of the Secretary.................................... #49 (Dec. 8) 9501 Order - s. 127(7) .................................. #49 (Dec. 8) 9534
Gerdau Ameristeel Corporation Consent - s. 4(b) of the Regulation .......#18 (May 5) 3873
Gestion De Placements Innocap Inc./Innocap Investment Management Inc.
New Registration.................................. #48 (Dec. 1) 9449
Gestion d'investissement Merrill (Institutionnel) Canada Ltee / Merrill Lynch Investment Managers (Institutional) Canada Ltd.
Suspended – Non Renewal ............... #06 (Feb. 10) 1407 Reinstated............................................#22 (June 2) 4665
Gestion Fiera Capital Inc./Fiera Capital Management Inc.
Amalgamation .........................................#01 (Jan. 6) 243
GGOF American Growth Fund MRRS Decision................................... #28 (July 14) 5706
GGOF Global Growth Fund MRRS Decision................................... #28 (July 14) 5706
GGOF Global Health Sciences Fund MRRS Decision................................... #28 (July 14) 5706
GGOF RSP International Balanced Fund MRRS Decision................................... #28 (July 14) 5706
Gibraltar Alternative Asset Consulting Group Inc. Name Change.................................... #45 (Nov. 10) 8965
Gibraltar Springs Capital Corporation Cease Trading Order...........................#16 (Apr. 21) 3373
Cease Trading Order...........................#17 (Apr. 28) 3531
Gillam, Keith L. News Release .................................... #11 (Mar. 17) 2269
OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2327
Glacier Ventures International Corp. MRRS Decision .................................. #20 (May 19) 4135
Glamis Gold Ltd. Decision - s. 83...................................#50 (Dec. 15) 9701
Global Capital Management Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407
Global Dividend Fund MRRS Decision ..................................#51 (Dec. 22) 9984
Global Strategy Master GP Inc. MRRS Decision ................................. #24 (June 16) 4938
Global Strategy Master LP MRRS Decision ................................. #24 (June 16) 4938
GMAC Commercial Mortgage Securities of Canada, Inc./GMAC titres hypothécaires commerciaux du Canada Inc.
MRRS Decision .................................. #07 (Feb. 17) 1442
GMP Private Client Ltd. Suspended Due to Voluntary
Non-Renewal........................................ #04 (Jan. 27) 955 Voluntary Surrender of Registration .....#48 (Dec. 1) 9449
GMP Securities L.P. Suspended Due to Voluntary
Non-Renewal........................................ #04 (Jan. 27) 955 Order - s. 74 ...................................... #26 (June 30) 5382 Order - s. 74 ...................................... #26 (June 30) 5386 Order - s. 74 ...................................... #26 (June 30) 5387 Order - s. 74 .......................................#33 (Aug. 18) 6617 Order - s. 74 .......................................#33 (Aug. 18) 6621
Order - s. 74 .......................................#34 (Aug. 25) 6777Order - s. 74 .......................................#34 (Aug. 25) 6780
Order - s. 74 ........................................#35 (Sept. 1) 7049
GMP Securities Ltd. Voluntary Surrender of Registration .....#48 (Dec. 1) 9449
Gold Port Resources Ltd. Consent - s. 4(b) of the Regulation......#29 (July 21) 6114
Goldcorp Inc. MRRS Decision ..................................#45 (Nov. 10) 8773
Golden Briar Mines Limited Cease Trading Order.......................... #19 (May 12) 3953Cease Trading Order.......................... #21 (May 26) 4361
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 37
Golden China Resources Corporation Order - s. 83.1(1) ............................... #12 (Mar. 24) 2585
MRRS Decision..................................#25 (June 23) 5148
Golden Dawn Mineral Inc. Decision - s. 83 ...................................#19 (May 12) 3913
Goldman Sachs Asset Management International Order - s. 80 of the CFA...................... #28 (July 14) 5722
Goldman Sachs Asset Management, L.P. OSC Decisions, Orders
and Rulings .........................................#21 (May 26) 4349 Order - s. 80 of the CFA...................... #28 (July 14) 5722
Goldman Sachs Execution & Clearing L.P. Decision - s. 7.1(1) of MI 33-109
Registration Information....................... #05 (Feb. 3) 1000 Order - s. 218 of the Regulation........... #05 (Feb. 3) 1025 Change in Category ........................... #11 (Mar. 17) 2523
Goldnev Resources Inc. Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #34 (Aug. 25) 6799
Goldstein Financial Investments Inc. Change of Name................................. #35 (Sept. 1) 7177
Goldstein Snider Investments Inc. Change of Name................................. #35 (Sept. 1) 7177
GOODHOPE MANAGEMENT LTD./GESTION GOODHOPE LTEE
Suspended Due to Voluntary Non-Renewal ........................................#04 (Jan. 27) 955
Goodman & Company, Investment Counsel Ltd. MRRS Decision.........................................#01 (Jan. 6) 22 MRRS Decision.....................................#03 (Jan. 20) 545 MRRS Decision.....................................#04 (Jan. 27) 829 MRRS Decision................................... #17 (Apr. 28) 3504 MRRS Decision...................................#19 (May 12) 3905
MRRS Decision....................................#22 (June 2) 4521 MRRS Decision....................................#22 (June 2) 4526 MRRS Decision..................................#26 (June 30) 5361 MRRS Decision................................... #29 (July 21) 5873 MRRS Decision................................... #29 (July 21) 5880 MRRS Decision.................................. #33 (Aug. 18) 6583 MRRS Decision................................. #38 (Sept. 22) 7568 Decision - s. 6.1 of Rule 13-502 Fees........................................ #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
MRRS Decision.................................. #45 (Nov. 10) 8779
Goodman & Company, Investment Counsel Ltd. MRRS Decision.................................... #48 (Dec. 1) 9303
MRRS Decision.................................... #48 (Dec. 1) 9309
Gouveia, Patrick Notice of Discontinuance.....................#35 (Sept. 1) 7002
Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7004 Order ...................................................#35 (Sept. 1) 7056
Notice of Hearing - ss. 127, 127(1).....#34 (Aug. 25) 6748 Notice from the Office of the Secretary ..................................#34 (Aug. 25) 6750
Notice of Hearing...............................#37 (Sept. 15) 7368 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7371 Notice from the Office of the Secretary .................................#38 (Sept. 22) 7560 Order .................................................#38 (Sept. 22) 7581
Gowest Amalgamated Resources Ltd. MRRS Decision ...................................#17 (Apr. 28) 3499
Granite Associates Ltd. Suspended – Non Renewal................ #06 (Feb. 10) 1407
Registration Reinstated .......................#16 (Apr. 21) 3473
Grant Thornton Corporate Finance Inc. Suspended .......................................... #23 (June 9) 4879
Graveline, Dale Michael SRO Notices and
Disciplinary Proceedings .....................#29 (July 21) 6111 SRO Notices and Disciplinary Proceedings ...................#37 (Sept. 15) 7529 SRO Notices and Disciplinary Proceedings ....................#46 (Nov. 17) 9123
SRO Notices and Disciplinary Proceedings ..................#51 (Dec. 22) 10162
Great Canadian Gaming Corporation MRRS Decision ........................................ #01 (Jan. 6) 58
Great Lakes Holdings Inc. Decision - s. 83...................................#46 (Nov. 17) 8985
Greenshield Resources Ltd. Cease Trading Order.......................... #06 (Feb. 10) 1273
Cease Trading Order.......................... #07 (Feb. 17) 1479
Greyeyes, Glenn Murray SRO Notices and
Disciplinary Proceedings ...................... #03 (Jan. 20) 797 SRO Notices and Disciplinary Proceedings .................... #07 (Feb. 17) 1609 SRO Notices and Disciplinary Proceedings .....................#15 (Apr. 14) 3323 SRO Notices and Disciplinary Proceedings .....................#28 (July 14) 5854
Griffiths McBurney Canada Corp. Decision - s. 83................................... #08 (Feb. 24) 1646
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
38 (2006), 29 OSCB Cumulative Index (2006)
Griffiths, RobertNotice of Hearing .................................#23 (June 9) 4708
Notice of Hearing .................................#23 (June 9) 4709 Notice from the Office of the Secretary....................................#23 (June 9) 4716 Notice from the Office of the Secretary..................................#25 (June 23) 5142 Order - ss. 127, 127.1 ........................#25 (June 23) 5192 Order - ss. 127, 127.1 ........................#25 (June 23) 5199 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5725 OSC Decisions, Orders and Rulings ......................................... #28 (July 14) 5727
Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9149 Notice of Hearing - s. 127 .................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9150 Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9151
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9498 Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9499 Order - s. 127....................................... #49 (Dec. 8) 9527 Order - s. 127....................................... #49 (Dec. 8) 9529 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9537 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9545 OSC Decisions, Orders and Rulings .......................................... #49 (Dec. 8) 9553
OSC Decisions, Orders and Rulings ........................................ #50 (Dec. 15) 9725
GRN Capital Inc. New Registration................................ #06 (Feb. 10) 1407
Grossman, Abraham Herbert News Release......................................#23 (June 9) 4714
Grossman, Allen Notice of Hearing.................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Notice from the Office of the Secretary ................................... #22 (June 2) 4519 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 Order - ss. 127(1), 127(5).................... #22 (June 2) 4560 Notice from the Office of the Secretary ................................. #24 (June 16) 4915 Order - s. 127(7)................................ #24 (June 16) 4953 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5588 Order - s. 127(7)....................................#27 (July 7) 5589 Notice of Hearing - ss. 127, 127(1)......#29 (July 21) 5867 Notice from the Office of the Secretary ...................................#29 (July 21) 5872 Order - s. 127(7)..................................#29 (July 21) 5903
Order - s. 127(7)....................................#40 (Oct. 6) 7872Notice from the Office
of the Secretary ..................................#47 (Nov. 24) 9151Order ..................................................#47 (Nov. 24) 9171
Order ..................................................#47 (Nov. 24) 9172
Groulx, Jean-Pierre SRO Notices and
Disciplinary Proceedings ......................#49 (Dec. 8) 9669
Groundlayer Capital Inc. MRRS Decision .................................. #20 (May 19) 4142
Groundlayer Management Inc. MRRS Decision .................................. #20 (May 19) 4142
GrowthWorks Canadian Fund Ltd. MRRS Decision .................................... #09 (Mar. 3) 1813 MRRS Decision ..................................#51 (Dec. 22) 9972
GrowthWorks Capital Ltd. MRRS Decision .................................... #09 (Mar. 3) 1813
Growthworks Commercialization Fund Ltd. MRRS Decision .................................. #07 (Feb. 17) 1430 MRRS Decision ....................................#48 (Dec. 1) 9330
GrowthWorks Opportunity Fund Ltd. Decision -s. 83.................................... #07 (Feb. 17) 1464
GrowthWorks WV Management Ltd. MRRS Decision ....................................#48 (Dec. 1) 9330
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 39
GSW Inc. Decision - s. 83 ...................................#19 (May 12) 3901
Guardian Group of Funds Ltd. MRRS Decision................................... #28 (July 14) 5706 Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Guinor Gold Corporation Decision - s. 83 .................................. #13 (Mar. 31) 2750
Gulf International Minerals Ltd. Cease Trading Order .......................... #16 (Apr. 21) 3373
Cease Trading Order ............................#18 (May 5) 3775
GWLIM Ethics Fund MRRS Decision................................... #28 (July 14) 5701
H& R Block Canada, Inc. MRRS Decision.................................... #49 (Dec. 8) 9519
H&R Block Canada Financial Services Inc. Voluntary Surrender.............................#22 (June 2) 4665
Hamilton Lane Richcourt Advisors LLC New Registration................................ #33 (Aug. 18) 6729
Hampton Consults LP New Registration................................ #07 (Feb. 17) 1607
Hapoalim Securities USA Inc. Change in Name ................................. #16 (Apr. 21) 3473
Harbinger Capital Partners Master Fund I, Ltd. MRRS Decision.................................. #51 (Dec. 22) 9994
Harbinger Capital Partners Special Situations Fund, L.P.
MRRS Decision.................................. #51 (Dec. 22) 9994
Harborside Securities, LLC Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Harbour Corporate Class MRRS Decision..................................#26 (June 30) 5377
Harbour Foreign Equity Corporate Class MRRS Decision..................................#26 (June 30) 5377
Harbour Foreign Growth & Income Corporate Class MRRS Decision..................................#26 (June 30) 5377
Harbour Fund MRRS Decision..................................#26 (June 30) 5377
Harbour Growth & Income Fund MRRS Decision..................................#26 (June 30) 5377
HarbourCastle Capital Inc New Registration.............................. #51 (Dec. 22) 10151
Hargreave Hale Limited Order - s. 218 of the Regulation ......... #08 (Feb. 24) 1658
New Registration ................................ #11 (Mar. 17) 2523
Harp Capital Corp. New Registration ................................ #07 (Feb. 17) 1607
Harrar Capital Partners Inc. Suspended Due to Voluntary
Non-Renewal........................................ #04 (Jan. 27) 955
Harrington Lane Financial Corporation Voluntary Surrender of
Registration ......................................#51 (Dec. 22) 10151
Harris Nesbitt Corp. Name Change ......................................#49 (Dec. 8) 9667
Harrow Partners Ltd. New Registration ................................ #06 (Feb. 10) 1407
Harte Gold Corp Cease Trading Order.............................#14 (Apr. 7) 2975
Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531
Harvest Energy Trust Order - s. 74 .......................................#34 (Aug. 25) 6775
Haver, W. Jeffrey Notice of Hearing - ss. 127, 127.1 ......#50 (Dec. 15) 9696
Notice from the Office of the Secretary ..................................#50 (Dec. 15) 9700 Order - ss. 127(1) and (5)...................#50 (Dec. 15) 9722
Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9954 Order ................................................#51 (Dec. 22) 10007
Hawk Energy Corp. Decision - s. 83.................................. #26 (June 30) 5349
Hawkeye Capital Management, LLC Order - ss. 104(1), 127 ...................... #25 (June 23) 5207
Order - ss. 104(1), 127 ...................... #25 (June 23) 5210 Order ...................................................#30 (July 28) 6145 Order ...................................................#30 (July 28) 6147 Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7004 Order - s. 9(2)......................................#35 (Sept. 1) 7062
Haywood Securities Inc. Order - s. 74 ...................................... #26 (June 30) 5387
Order - s. 74 ........................................#35 (Sept. 1) 7049 Order - s. 74 ........................................#35 (Sept. 1) 7051
Headley, Stephan SRO Notices and
Disciplinary Proceedings .................... #08 (Feb. 24) 1795
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
40 (2006), 29 OSCB Cumulative Index (2006)
Heathbridge Capital Management Inc. MRRS Decision................................... #29 (July 21) 5892
Ruling - s. 74(1) .................................. #29 (July 21) 5913MRRS Decision.................................. #32 (Aug. 11) 6471
Heathbridge U.S. Pooled Fund MRRS Decision................................... #29 (July 21) 5892
Ruling - s. 74(1) .................................. #29 (July 21) 5913
Hedman Resources Limited Order - s. 144..................................... #08 (Feb. 24) 1665
Helvea SA New Registration.................................. #44 (Nov. 3) 8727
Henry Birks & Sons Inc. MRRS Decision.................................. #11 (Mar. 17) 2300
Highstreet Asset Management Inc. MRRS Decision.........................................#01 (Jan. 6) 27
MRRS Decision...................................#19 (May 12) 3894
Hillsdale Canadian Long/Short Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504
Hillsdale Canadian Market Neutral Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504
Hillsdale Canadian Performance Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504
Hillsdale US Long/Short Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504
Hillsdale US Performance Equity Fund MRRS Decision.................................... #49 (Dec. 8) 9504
Hinke, Thomas Notice of Hearing ............................... #10 (Mar. 10) 2016
Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2028 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3337 Notice from the Office of the Secretary.....................................#18 (May 5) 3695 Order.....................................................#18 (May 5) 3765 OSC Decisions, Orders and Rulings ...........................................#18 (May 5) 3769 OSC Decisions, Orders and Rulings .........................................#20 (May 19) 4171 Notice of Hearing - ss. 127, 127.1...... #46 (Nov. 17) 8971 Notice from the Office of the Secretary.................................. #46 (Nov. 17) 8982
Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9953 Order................................................ #51 (Dec. 22) 10001
Hip Interactive Corp. Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order............................ #02 (Jan. 13) 319
Cease Trading Order............................ #03 (Jan. 20) 595 Cease Trading Order............................ #04 (Jan. 27) 857 Cease Trading Order............................ #05 (Feb. 3) 1041 Cease Trading Order.......................... #06 (Feb. 10) 1273 Cease Trading Order.......................... #07 (Feb. 17) 1479 Cease Trading Order.......................... #08 (Feb. 24) 1667 Cease Trading Order............................ #09 (Mar. 3) 1827 Cease Trading Order.......................... #10 (Mar. 10) 2109 Cease Trading Order.......................... #11 (Mar. 17) 2331 Cease Trading Order.......................... #12 (Mar. 24) 2601 Cease Trading Order.......................... #13 (Mar. 31) 2767 Cease Trading Order.............................#14 (Apr. 7) 2975 Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953
Cease Trading Order.......................... #20 (May 19) 4175 Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5220 Cease Trading Order......................... #26 (June 30) 5397 Cease Trading Order.............................#27 (July 7) 5595 Cease Trading Order...........................#28 (July 14) 5729 Cease Trading Order...........................#29 (July 21) 5921 Cease Trading Order...........................#30 (July 28) 6163 Cease Trading Order............................#31 (Aug. 4) 6345
Cease Trading Order..........................#32 (Aug. 11) 6487Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799Cease Trading Order...........................#35 (Sept. 1) 7083Cease Trading Order...........................#36 (Sept. 8) 7231Cease Trading Order.........................#37 (Sept. 15) 7423Cease Trading Order.........................#38 (Sept. 22) 7591Cease Trading Order.........................#39 (Sept. 29) 7735Cease Trading Order.............................#40 (Oct. 6) 7893Cease Trading Order...........................#41 (Oct. 13) 8065Cease Trading Order...........................#42 (Oct. 20) 8259Cease Trading Order...........................#43 (Oct. 27) 8439Cease Trading Order............................#44 (Nov. 3) 8643Cease Trading Order..........................#45 (Nov. 10) 8805Cease Trading Order..........................#46 (Nov. 17) 9017Cease Trading Order..........................#47 (Nov. 24) 9177 Cease Trading Order............................#48 (Dec. 1) 9337 Cease Trading Order............................#49 (Dec. 8) 9555 Cease Trading Order..........................#50 (Dec. 15) 9729 Cease Trading Order........................#51 (Dec. 22) 10009
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 41
HMZ Metals Inc. Cease Trading Order ............................ #14 (Apr. 7) 2975
Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345
Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #33 (Aug. 18) 6631Cease Trading Order ......................... #34 (Aug. 25) 6799Cease Trading Order .......................... #35 (Sept. 1) 7083Cease Trading Order .......................... #36 (Sept. 8) 7231Cease Trading Order ........................ #37 (Sept. 15) 7423Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order .......................... #41 (Oct. 13) 8065Cease Trading Order .......................... #42 (Oct. 20) 8259Cease Trading Order .......................... #43 (Oct. 27) 8439Cease Trading Order ........................... #44 (Nov. 3) 8643Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729 Cease Trading Order ....................... #51 (Dec. 22) 10009
Hoey, Graham Notice from the Office
of the Secretary...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1...................... #05 (Feb. 3) 1029 Notice of Hearing ............................... #07 (Feb. 17) 1425 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2024 Order.................................................. #10 (Mar. 10) 2063 Order.................................................. #10 (Mar. 10) 2064 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 Notice from the Office of the Secretary...................................#19 (May 12) 3886 OSC Decisions, Orders and Rulings .........................................#19 (May 12) 3941
Hollinger Canadian Newspapers, Limited Partnership Cease Trading Order................................ #01 (Jan. 6) 73
Cease Trading Order............................ #02 (Jan. 13) 319Cease Trading Order............................ #03 (Jan. 20) 595
Cease Trading Order............................ #04 (Jan. 27) 857 Cease Trading Order............................ #05 (Feb. 3) 1041 Cease Trading Order.......................... #06 (Feb. 10) 1273 Order - s. 144 ..................................... #07 (Feb. 17) 1469 Cease Trading Order.......................... #07 (Feb. 17) 1479 Cease Trading Order.......................... #08 (Feb. 24) 1667 Cease Trading Order............................ #09 (Mar. 3) 1827 Cease Trading Order.......................... #10 (Mar. 10) 2109 Cease Trading Order.......................... #11 (Mar. 17) 2331 Cease Trading Order.......................... #12 (Mar. 24) 2601 Cease Trading Order.......................... #13 (Mar. 31) 2767 Cease Trading Order.............................#14 (Apr. 7) 2975 Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953
Cease Trading Order.......................... #20 (May 19) 4175 Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5220 Cease Trading Order......................... #26 (June 30) 5397 Cease Trading Order.............................#27 (July 7) 5595 Cease Trading Order...........................#28 (July 14) 5729 Cease Trading Order...........................#29 (July 21) 5921 Cease Trading Order...........................#30 (July 28) 6163 Cease Trading Order............................#31 (Aug. 4) 6345 Cease Trading Order..........................#32 (Aug. 11) 6487
Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799MRRS Decision ...................................#35 (Sept. 1) 7015
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
42 (2006), 29 OSCB Cumulative Index (2006)
Hollinger Inc. Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319
Cease Trading Order ............................#03 (Jan. 20) 595 Notice from the Office of the Secretary.....................................#04 (Jan. 27) 810 OSC Decisions, Orders and Rulings ...........................................#04 (Jan. 27) 847 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Notice of Correction ........................... #06 (Feb. 10) 1192 Cease Trading Order ......................... #06 (Feb. 10) 1273 Cease Trading Order ......................... #07 (Feb. 17) 1479 Cease Trading Order ......................... #08 (Feb. 24) 1667 Cease Trading Order ........................... #09 (Mar. 3) 1827 Cease Trading Order ......................... #10 (Mar. 10) 2109 Cease Trading Order ......................... #11 (Mar. 17) 2331 Cease Trading Order ......................... #12 (Mar. 24) 2601 Cease Trading Order ......................... #13 (Mar. 31) 2767 Cease Trading Order ............................ #14 (Apr. 7) 2975 Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Orders ........................ #17 (Apr. 28) 3531 Order - ss. 127(1)(2), 144 .....................#18 (May 5) 3763 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Orders .......................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345
Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #33 (Aug. 18) 6631Cease Trading Order ......................... #34 (Aug. 25) 6799Notice from the Office
of the Secretary................................... #35 (Sept. 1) 7005 OSC Decisions, Order and Rulings..... #35 (Sept. 1) 7071 Cease Trading Order .......................... #35 (Sept. 1) 7083
Cease Trading Order .......................... #36 (Sept. 8) 7231Cease Trading Order ........................ #37 (Sept. 15) 7423Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order .......................... #41 (Oct. 13) 8065Cease Trading Order .......................... #42 (Oct. 20) 8259Cease Trading Order .......................... #43 (Oct. 27) 8439Cease Trading Order ........................... #44 (Nov. 3) 8643Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729 MRRS Decision.................................. #51 (Dec. 22) 9957Cease Trading Order ....................... #51 (Dec. 22) 10009
Hollinger International Cease Trading Order................................ #01 (Jan. 6) 73
Cease Trading Order............................ #02 (Jan. 13) 319Cease Trading Order............................ #03 (Jan. 20) 595
Cease Trading Order............................ #04 (Jan. 27) 857 Cease Trading Order............................ #05 (Feb. 3) 1041 Cease Trading Order.......................... #06 (Feb. 10) 1273 Cease Trading Order.......................... #07 (Feb. 17) 1479 Cease Trading Order.......................... #08 (Feb. 24) 1667 Cease Trading Order............................ #09 (Mar. 3) 1827
Holloway Capital Corporation Decision - s. 83....................................#28 (July 14) 5706
Holt Capital Advisors Ltd. New Registration .................................#35 (Sept. 1) 7177
Homburg Invest Inc. MRRS Decision .....................................#40 (Oct. 6) 7860
HORIZON Total Return Fund MRRS Decision ...................................#42 (Oct. 20) 8240
Horizons Funds Inc. MRRS Decision .................................... #03 (Jan. 20) 531 MRRS Decision .................................. #21 (May 26) 4329 Decision - s. 6.1 of Rule 13-502 Fees .#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237
Horizons Mondiale Hedge Fund MRRS Decision .................................... #03 (Jan. 20) 531
MRRS Decision .................................. #21 (May 26) 4329
Horizons Phoenix Hedge Fund MRRS Decision .................................... #03 (Jan. 20) 531
Decision - s. 153 of the ASA............... #12 (Mar. 24) 2584
Horizons Tactical Hedge Fund MRRS Decision .................................... #03 (Jan. 20) 531
MRRS Decision .................................. #21 (May 26) 4329
Howard, Margot News Release ....................................#50 (Dec. 15) 9698
HSBC Securities (Canada) Inc. Order - s. 74 .......................................#34 (Aug. 25) 6775Order - s. 74 ........................................#42 (Oct. 20) 8256Order - s. 74 .......................................#45 (Nov. 10) 8798
HSD Securities Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407
Hudson’s Bay Company MRRS Decision .................................. #12 (Mar. 24) 2567
Decision - s. 83................................... #19 (May 12) 3914
Hugues Ouimet & Associates Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 43
Hummingbird Ltd. MRRS Decision................................... #30 (July 28) 6141MRRS Decision................................. #38 (Sept. 22) 7563
Decision - s. 83 .................................... #44 (Nov. 3) 8629
Humpty Dumpty Snack Foods Inc. Decision - s. 83 .................................... #31 (Aug. 4) 6313
Huntington Rhodes Inc. Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#20 (May 19) 4175
Hyacinthe, Marianne Notice of Hearing ................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - s. 127(7) ................................ #07 (Feb. 17) 1468 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589
Order - s. 127(7) ................................... #40 (Oct. 6) 7872
I.G. Investment Management, Ltd. MRRS Decision................................... #30 (July 28) 6138 Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
IA Clarington Investments Inc. Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Ialta Industries Ltd. Cease Trading Order ............................#03 (Jan. 20) 595
Cease Trading Order ............................#04 (Jan. 27) 857 Order - s. 144..................................... #13 (Mar. 31) 2759
IBI Group Management Partnership MRRS Decision.................................. #07 (Feb. 17) 1444
IBI Group MRRS Decision.................................. #07 (Feb. 17) 1444
IBI Income Fund MRRS Decision.................................. #07 (Feb. 17) 1444
ICAP Electronic Broking LLC Change of Name................................ #06 (Feb. 10) 1407
ICE Futures - Application for Exemptive Relief Notice ..................................................#36 (Sept. 8) 7191
Order - s. 147 of the Act and ss. 38 and 80 of the CFA ...............................#36 (Sept. 8) 7223
ICE Futures Application for Exemption Notice ..................................................#29 (July 21) 5863
SRO Notices and Disciplinary Proceedings .....................#29 (July 21) 6054
ICMC Group Retirement Services Inc. MRRS Decision ..................................#45 (Nov. 10) 8784
ID Biomedical Corporation Decision - s. 83................................... #08 (Feb. 24) 1636
IDA By-Law 2, Amendments to Notice ....................................................#14 (Apr. 7) 2904
SRO Notices and Disciplinary Proceedings .......................#14 (Apr. 7) 3129
IDA By-Law 4.6 Notice ................................................. #11 (Mar. 17) 2263
SRO Notices and Disciplinary Proceedings .................... #11 (Mar. 17) 2525
IDA By-Law 4.9 Notice ................................................. #11 (Mar. 17) 2263
SRO Notices and Disciplinary Proceedings .................... #11 (Mar. 17) 2525
IDA By-Law 10.1 - Board of Directors, National Advisory Committee and Meetings
SRO Notices and Disciplinary Proceedings .................... #20 (May 19) 4279
SRO Notices and Disciplinary Proceedings .................... #20 (May 19) 4280
IDA By-law 10.4 - Board of Directors, National Advisory Committee and Meetings - Withdrawal of Proposed Rule Amendment
SRO Notices and Disciplinary Proceedings .................... #20 (May 19) 4279
IDA By-Law 10.4 - Board of Directors, National Advisory Committee and Meetings
SRO Notices and Disciplinary Proceedings .................... #20 (May 19) 4280
IDA By-law 10.26, Amendments to Notice ..................................................... #05 (Feb. 3) 987
SRO Notices and Disciplinary Proceedings ...................... #05 (Feb. 3) 1152
IDA By-law 10.27, Amendments to Notice ..................................................... #05 (Feb. 3) 987
SRO Notices and Disciplinary Proceedings ...................... #05 (Feb. 3) 1152
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
44 (2006), 29 OSCB Cumulative Index (2006)
IDA By-law 10.28, Amendments to Notice..................................................... #05 (Feb. 3) 987
SRO Notices and Disciplinary Proceedings...................... #05 (Feb. 3) 1152
IDA By-law 15, Amendments to Notice....................................................#04 (Jan. 27) 806
SRO Notices and Disciplinary Proceedings.......................#04 (Jan. 27) 974
IDA By-law Nos. 21 and 41 and Form 1 - Amendments to Reflect Changes to CIPF Oversight Role
SRO Notices and Disciplinary Proceedings..................... #41 (Oct. 13) 8181
IDA By-Law No. 28 Discretionary Fund Notice.................................................#24 (June 16) 4912
SRO Notices and Disciplinary Proceedings....................#24 (June 16) 5125
IDA By-Law 38 and Policy 6, Part 1 - CCO Qualifying Examination, Amendments to
SRO Notices and Disciplinary Proceedings..................... #43 (Oct. 27) 8547
IDA Form 1, Amendments to Notice................................................... #09 (Mar. 3) 1806
IDA Form 1, Part II Auditors’ Report, Housekeeping Amendments to
Notice................................................... #31 (Aug. 4) 6278 SRO Notices and Disciplinary Proceedings...................... #31 (Aug. 4) 6446
IDA Form No. 2, Amendments to SRO Notices and
Disciplinary Proceedings.....................#19 (May 12) 4089
IDA Policy 6 Part I Regarding Proficiency Requirements for Futures Contract Portfolio Managers and Associate Futures Contract Portfolio Managers, Amendments to,
Notice................................................... #31 (Aug. 4) 6278 SRO Notices and Disciplinary Proceedings...................... #31 (Aug. 4) 6443
IDA Policy 6 Parts I and II Regarding Wealth Management Essentials Course, Amendments to,
Notice................................................... #31 (Aug. 4) 6278 SRO Notices and Disciplinary Proceedings...................... #31 (Aug. 4) 6443
IDA Policy No. 2, Amendments to SRO Notices and
Disciplinary Proceedings.....................#19 (May 12) 4089
IDA Policy No. 4, Amendments to SRO Notices and
Disciplinary Proceedings.....................#19 (May 12) 4089
IDA Policy No. 4, Proposed Notice ................................................... #04 (Jan. 27) 805
SRO Notices and Disciplinary Proceedings ...................... #04 (Jan. 27) 959
IDA Policy No. 5, Amendments to Notice ................................................. #11 (Mar. 17) 2264 SRO Notices and Disciplinary Proceedings .................... #11 (Mar. 17) 2327
IDA Policy No. 6 Notice ................................................. #11 (Mar. 17) 2263
SRO Notices and Disciplinary Proceedings .................... #11 (Mar. 17) 2525
IDA Policy No. 9, Amendments to SRO Notices and
Disciplinary Proceedings .................... #19 (May 12) 4089
IDA Proposed Amendments to the Insurance Requirements – Regulation 400
Notice ....................................................#27 (July 7) 5557
IDA Proposed New Methodology for Margining Equity Securities
Notice .................................................#34 (Aug. 25) 6743 SRO Notices and Disciplinary Proceedings ....................#34 (Aug. 25) 6986
IDA Regulation 100 and Form 1 - Proposed New Methodology for Margining Equity Securities
SRO Notices and Disciplinary Proceedings ...................... #02 (Jan. 13) 420
IDA Regulation 100 and Form 1, Related Amendments to
Notice .................................................#34 (Aug. 25) 6743 SRO Notices and Disciplinary Proceedings ....................#34 (Aug. 25) 6986
IDA Regulation 100.2(f)(i) Margin Treatment of CNQ Exchange Traded Securities
SRO Notices and Disciplinary Proceedings ...................... #02 (Jan. 13) 419
IDA Regulations 100.4A, 100.4B, 100.4C, 100.4D, 100.4E and 100.4K – Extending Debt Offsets to Customer Positions
SRO Notices and Disciplinary Proceedings .....................#41 (Oct. 13) 8203
IDA Regulations 100.9 and 100.10 - Amendments to Recognize Three Complex Option Offset Strategies and to Expand the List of Available Option Spreads Involving Individual Equities
SRO Notices and Disciplinary Proceedings .....................#41 (Oct. 13) 8190
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 45
IDA Regulation 100.12 – Optional Use of Value at Risk Modeling, Amendments to
Notice.................................................. #36 (Sept. 8) 7189 SRO Notices and Disciplinary Proceedings..................... #36 (Sept. 8) 7319
IDA Regulation 100.4C, Amendments to Notice................................................. #07 (Feb. 17) 1424
IDA Regulation 100.4K, Amendments to Notice................................................. #07 (Feb. 17) 1424
IDA Regulation 100.5 Capital Requirements for Certain Private Placements of Restricted Securities during the Distribution Period, Amendments to
Notice.................................................. #29 (July 21) 5863
IDA Regulation 100.5, Amendments to SRO Notices and
Disciplinary Proceedings.......................#04 (Jan. 27) 970
IDA Regulation 100.8 – Commodity Futures Contracts and Futures Contract Options
Notice....................................................#02 (Jan. 13) 253 SRO Notices and Disciplinary Proceedings.......................#02 (Jan. 13) 483
IDA Regulation 400, Amendments to SRO Notices and
Disciplinary Proceedings.......................#04 (Jan. 27) 965
IDA Regulation 500 and Policy No. 6 Trader Registration, Proposed Amendments to
Notice................................................... #09 (Mar. 3) 1808 SRO Notices and Disciplinary Proceedings...................... #09 (Mar. 3) 1996
IDA Regulation 1300.1, Amendments to Notice................................................. #11 (Mar. 17) 2263 SRO Notices and Disciplinary Proceedings.................... #11 (Mar. 17) 2324
IDA Regulation 1300.2, Amendments to SRO Notices and
Disciplinary Proceedings.....................#19 (May 12) 4089
IG Templeton World Bond Fund MRRS Decision..................................#25 (June 23) 5184
Imerys S.A. MRRS Decision................................... #43 (Oct. 27) 8410
Impax Capital Corp. MRRS Decision.................................. #07 (Feb. 17) 1438
Impax Funds Management Inc. Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Impax Venture Fund Inc. Consent - s. 4(b) of the Regulation .. #51 (Dec. 22) 10163
Imperial Plastech Inc. Consent - s. 4(b) of the Regulation.....#34 (Aug. 25) 6991
Imperial Tobacco Canada Limited MRRS Decision .................................. #10 (Mar. 10) 2047
Inco Limited Notice of Hearing.................................#29 (July 21) 5864
Notice from the Office of the Secretary ...................................#29 (July 21) 5870 Notice from the Office of the Secretary ...................................#30 (July 28) 6127 Order - s. 127 ......................................#30 (July 28) 6154 Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7006 OSC Decisions, Order and Rulings .....#35 (Sept. 1) 7078
MRRS Decision ..................................#51 (Dec. 22) 9955
Income Financial Plus Trust MRRS Decision .................................. #08 (Feb. 24) 1647Decision - s. 83......................................#14 (Apr. 7) 2942
Income Financial Trust MRRS Decision .................................. #08 (Feb. 24) 1647
Independence Investment Inc. Voluntary Surrender of Registration .....#49 (Dec. 8) 9667 Consent to Suspension (Rule
3-501 – Surrender of Registration) .....#50 (Dec. 15) 9923
Independence Investments LLC Change of Name ............................... #24 (June 16) 5123
Independent Financial Brokers of Canada MRRS Decision .................................. #19 (May 12) 3899
Industrial Alliance Fund Management Inc. Change of Name .................................#30 (July 28) 6257
Industrial Alliance Insurance and Financial Services MRRS Decision ........................................ #01 (Jan. 6) 42
Infinity 1997 Limited Partnership MRRS Decision .....................................#14 (Apr. 7) 2952
Infinity Income Trust MRRS Decision .....................................#14 (Apr. 7) 2952
ING Clarion Real Estate Securities L.P. New Registration .................................. #18 (May 5) 3861
ING Investment Management Co. Decision - s. 6.1(1) of MI 31-102 National
Registration Database and s. 6.1 of Rule 13-502 Fees ................... #02 (Jan. 13) 275
Inhance Investment Management Inc. Change of Name .................................. #09 (Mar. 3) 1989
Innova Exploration Ltd. Order - s. 74 .......................................#34 (Aug. 25) 6777
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
46 (2006), 29 OSCB Cumulative Index (2006)
Innvest Real Estate Investment Trust MRRS Decision................................... #16 (Apr. 21) 3357
Institutional Managed Canadian Equity Pool MRRS Decision..................................... #27 (July 7) 5566
Institutional Managed Income Pool MRRS Decision..................................... #27 (July 7) 5566
Institutional Managed International Equity Pool MRRS Decision..................................... #27 (July 7) 5566
Institutional Managed US Equity Pool MRRS Decision..................................... #27 (July 7) 5566
Integra Bond Fund MRRS Decision.................................. #45 (Nov. 10) 8784
Integra Capital Limited Change in Category ..............................#03 (Jan. 20) 795 Order - s. 80.......................................... #14 (Apr. 7) 2964
Integra Equity Fund MRRS Decision.................................. #45 (Nov. 10) 8784
Integra Short Term Investment Fund MRRS Decision.................................. #45 (Nov. 10) 8784
Integrated Paving Concepts Inc. Decision - s. 83 ................................. #38 (Sept. 22) 7567
Intelligo Financial Corporation Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Interlude Capital Corp. MRRS Decision.................................... #31 (Aug. 4) 6307
International Keystone Entertainment Inc. MRRS Decision..................................... #27 (July 7) 5576
Interpose Sault Incorporated Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Reinstated...........................................#21 (May 26) 4465
Interquest Incorporated Cease Trading Order ............................#18 (May 5) 3775
Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#20 (May 19) 4175
Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921
Intrawest ULC Decision - s. 83 .................................. #47 (Nov. 24) 9169
Intrepid Minerals Corporation Decision - s. 83.....................................#31 (Aug. 4) 6314
Intrepid NuStar Exchange Corporation MRRS Decision ...................................#28 (July 14) 5712
Inverlochy Capital Ltd. New Registration ................................ #12 (Mar. 24) 2717
Investec (US) Incorporated Change in Name .................................#16 (Apr. 21) 3473
Investment House of Canada Asset Management Change of Name .................................#29 (July 21) 6041
Investment House of Canada Inc. New Registration .................................#15 (Apr. 14) 3321
Investment Strategies Inc. New Registration .................................#43 (Oct. 27) 8525
Investors Global Bond Fund MRRS Decision ..................................#45 (Nov. 10) 8765
Investors Group Financial Services Inc. MRRS Decision ...................................#17 (Apr. 28) 3515
MRRS Decision .....................................#27 (July 7) 5569 Order - s. 74(1)....................................#29 (July 21) 5898
Investors Group Investment Management (Quebec) Ltd. Decision - s. 6.1 of Rule 3-502 Fees ..........................................#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237
Investors Group Trust Co. Ltd. MRRS Decision ................................. #25 (June 23) 5184
Recommendation and Determination........................................ #25 (June 23) 5330
Investors Mortgage Fund MRRS Decision ...................................#30 (July 28) 6138
Investwell Financial Inc. New Registration .................................. #18 (May 5) 3861
IPC Investment Corporation MRRS Decision .................................#39 (Sept. 29) 7720
IPC Securities Corporation MRRS Decision .................................#39 (Sept. 29) 7720
Irwin, Greg Notice of Hearing - ss. 127, 127.1 ......#50 (Dec. 15) 9696
Notice from the Office of the Secretary ..................................#50 (Dec. 15) 9700 Order - ss. 127(1) and (5)...................#50 (Dec. 15) 9722
Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9954 Order ................................................#51 (Dec. 22) 10007
iShares CDN S&P/TSX Capped Gold Index Fund MRRS Decision ....................................#48 (Dec. 1) 9326
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 47
iShares CDN S&P/TSX 60 Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326
iShares CDN S&P/TSX Capped Composite Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326
iShares CDN S&P/TSX Capped Energy Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326
iShares CDN S&P/TSX Capped Financials Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326
iShares CDN S&P/TSX Capped Information Technology Index Fund
MRRS Decision.................................... #48 (Dec. 1) 9326
iShares CDN S&P/TSX Capped REIT Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326
iShares CDN S&P/TSX MidCap Index Fund MRRS Decision.................................... #48 (Dec. 1) 9326
iShares CDN SCOTIA Capital Short Term Bond Index Fund
MRRS Decision.................................... #48 (Dec. 1) 9326
iShares CDN SCOTIA Capital Universe Bond Index Fund
MRRS Decision.................................... #48 (Dec. 1) 9326
Isotechnika Inc. MRRS Decision...................................#21 (May 26) 4340
Ittihad Securities Inc. New Registration............................... #39 (Sept. 29) 7813
iUnits Dividend Index Fund MRRS Decision.....................................#03 (Jan. 20) 540
MRRS Decision.....................................#03 (Jan. 20) 552 MRRS Decision.....................................#03 (Jan. 20) 555
iUnits Government of Canada 5-Year Bond Fund MRRS Decision.....................................#03 (Jan. 20) 533
MRRS Decision.....................................#03 (Jan. 20) 564 MRRS Decision.....................................#03 (Jan. 20) 571
iUnits Income Trust Sector Index Fund MRRS Decision.....................................#03 (Jan. 20) 540
MRRS Decision.....................................#03 (Jan. 20) 552 MRRS Decision.....................................#03 (Jan. 20) 555
iUnits Materials Sector Index Fund MRRS Decision.....................................#03 (Jan. 20) 540
MRRS Decision.....................................#03 (Jan. 20) 552 MRRS Decision.....................................#03 (Jan. 20) 555
iUnits MSCI International Equity RSP Fund MRRS Decision.....................................#03 (Jan. 20) 533
MRRS Decision.....................................#03 (Jan. 20) 564 MRRS Decision.....................................#03 (Jan. 20) 571
iUnits Real Return Bond Index Fund MRRS Decision .................................... #03 (Jan. 20) 540
MRRS Decision .................................... #03 (Jan. 20) 552 MRRS Decision .................................... #03 (Jan. 20) 555
iUnits S&P 500 Index RSP Fund MRRS Decision .................................... #03 (Jan. 20) 533
MRRS Decision .................................... #03 (Jan. 20) 564 MRRS Decision .................................... #03 (Jan. 20) 571
iUnits S&P/TSX 60 Capped Index Fund MRRS Decision .................................... #03 (Jan. 20) 533
MRRS Decision .................................... #03 (Jan. 20) 564 MRRS Decision .................................... #03 (Jan. 20) 571
J.C. Clark Inc. Change of Name ................................ #21 (May 26) 4465
JC Clark Inc. Change of Name ................................ #21 (May 26) 4465
Jennings Capital Inc. Order - s. 74 .......................................#33 (Aug. 18) 6621
Jensen Investment Management Inc. New Registration .................................. #02 (Jan. 13) 417
Jeremiah Properties Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407
Jite Technologies Inc. Cease Trading Order.........................#38 (Sept. 22) 7591Cease Trading Order.........................#39 (Sept. 29) 7735
John Deere Credit Inc. MRRS Decision ...................................#16 (Apr. 21) 3345
John Deere Limited MRRS Decision ...................................#16 (Apr. 21) 3345
Jones & Associates, Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407
Jones Heward Investment Counsel Inc. MRRS Decision .................................... #02 (Jan. 13) 270
MRRS Decision .................................. #12 (Mar. 24) 2561MRRS Decision .................................. #12 (Mar. 24) 2573MRRS Decision .................................#39 (Sept. 29) 7699MRRS Decision .....................................#40 (Oct. 6) 7863
Jove Investment Management Inc. Order - s. 80 of the CFA ......................#43 (Oct. 27) 8434
JovFunds Inc. Name Change ....................................#45 (Nov. 10) 8965
Julius Baer Investment Management LLC Order - s. 218 of the Regulation ......... #11 (Mar. 17) 2312
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
48 (2006), 29 OSCB Cumulative Index (2006)
Juniper Equity Growth Fund News Release.................................... #11 (Mar. 17) 2269
Order - s. 127..................................... #11 (Mar. 17) 2309 Notice from the Office of the Secretary.................................. #13 (Mar. 31) 2733 Order - s. 127(7) ................................ #13 (Mar. 31) 2758 Notice of Hearing ............................... #12 (Mar. 24) 2551 Notice from the Office of the Secretary.................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary...................................#20 (May 19) 4132 Order - s. 127(7) .................................#20 (May 19) 4162 News Release.....................................#21 (May 26) 4300 Court Decisions, Orders and Rulings..#21 (May 26) 4351 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s. 127(7) ...................................#22 (June 2) 4558
Notice from the Office of the Secretary................................. #39 (Sept. 29) 7694 Order - s. 127(7) ............................... #39 (Sept. 29) 7730
Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8750 Order - ss. 127(7)............................... #45 (Nov. 10) 8802
Juniper Fund Management Corporation Order - s. 127..................................... #11 (Mar. 17) 2309
Notice of Hearing ............................... #12 (Mar. 24) 2551 Notice from the Office of the Secretary.................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary.................................. #13 (Mar. 31) 2733 Order - s. 127(7) ................................ #13 (Mar. 31) 2758 Notice from the Office of the Secretary...................................#20 (May 19) 4132 Order - s. 127(7) .................................#20 (May 19) 4162 News Release.....................................#21 (May 26) 4300 Court Decisions, Orders and Rulings..#21 (May 26) 4351 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s. 127(7) ...................................#22 (June 2) 4558 Notice from the Office of the Secretary................................. #39 (Sept. 29) 7694 Order - s. 127(7) ............................... #39 (Sept. 29) 7730
Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8750 Order - ss. 127(7)............................... #45 (Nov. 10) 8802
Juniper Income Fund News Release .................................... #11 (Mar. 17) 2269
Order - s. 127 ..................................... #11 (Mar. 17) 2309 Notice of Hearing................................ #12 (Mar. 24) 2551 Notice from the Office of the Secretary .................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary .................................. #13 (Mar. 31) 2733 Order - s. 127(7)................................. #13 (Mar. 31) 2758 Notice from the Office of the Secretary .................................. #20 (May 19) 4132 Order - s. 127(7)................................. #20 (May 19) 4162 News Release .................................... #21 (May 26) 4300 Court Decisions, Orders and Rulings . #21 (May 26) 4351 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s. 127(7)................................... #22 (June 2) 4558
Notice from the Office of the Secretary .................................#39 (Sept. 29) 7694 Order - s. 127(7)................................#39 (Sept. 29) 7730
Notice from the Office of the Secretary ..................................#45 (Nov. 10) 8750 Order - ss. 127(7) ...............................#45 (Nov. 10) 8802
K2 Performance Corp. Suspended – Non Renewal................ #06 (Feb. 10) 1407
Kabir, Syed Notices from the Office
of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary .................................. #19 (May 12) 3887 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3944
Kader, Khaldoun Notice of Hearing - ss. 127, 127.1 ...... #19 (May 12) 3883
Notice from the Office of the Secretary .................................. #19 (May 12) 3887 Notice of Correction............................ #20 (May 19) 4129 OSC Decisions, Orders and Rulings ......................................... #22 (June 2) 4565
Kamen Capital Management Inc. Suspended Due to Voluntary
Non-Renewal........................................ #04 (Jan. 27) 955
Kamposse Financial Corp. Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 995 Order - s. 127 ....................................... #05 (Feb. 3) 1028 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6296 Order - s. 127 .......................................#31 (Aug. 4) 6331
Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8228 Temporary Order - s. 127....................#42 (Oct. 20) 8253
Kasten Chase Applied Research Limited Cease Trading Order.........................#38 (Sept. 22) 7591Cease Trading Order.........................#39 (Sept. 29) 7735
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 49
KBSH Capital Management Inc. MRRS Decision..................................... #27 (July 7) 5561
Keaveney, Patrick Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696
Notice from the Office of the Secretary.................................. #50 (Dec. 15) 9700 Order - ss. 127(1) and (5) .................. #50 (Dec. 15) 9722
Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9954 Order................................................ #51 (Dec. 22) 10007
Kefalas, Peter Notice of Hearing - ss. 127, 127.1....... #41 (Oct. 13) 8047
Notice from the Office of the Secretary................................... #41 (Oct. 13) 8054
Kellogg Canada Inc. MRRS Decision................................... #16 (Apr. 21) 3341
Kelly, Kevin News Release.................................... #50 (Dec. 15) 9698
Kenmar IA Corp. Change of Name................................ #08 (Feb. 24) 1791
Kenmar Investment Adviser Corp. Change of Name................................ #08 (Feb. 24) 1791
Ketch Resources Trust MRRS Decision.................................... #44 (Nov. 3) 8614
Keystone Newport ULC MRRS Decision.................................. #34 (Aug. 25) 6751
Keystone North America Inc. MRRS Decision.................................. #34 (Aug. 25) 6751
KHD Humboldt Wedag International Ltd. MRRS Decision...................................... #05 (Feb. 3) 997
Kick Energy Corporation Decision - s. 83 .................................. #34 (Aug. 25) 6759
KidsFutures Investments Inc. Consent to Suspension (Rule 33-501
– Surrender of Registration) ................. #50 (Dec. 15) 9923
KidsFutures Investments Inc. Voluntary Surrender of Registration..... #49 (Dec. 8) 9667
Kimelman & Baird, LLC Decision - 6.1(1) of MI 31-102 National
Registration Database and s. 6.1 of Rule 13-502 Fees.................. #17 (Apr. 28) 3503
King Street Real Estate Growth LP No. 2 MRRS Decision................................... #43 (Oct. 27) 8398
Kingsgate Securities Limited Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Kingwest & Company Change of Name ...................................#40 (Oct. 6) 7989
Kingwest and Company Change of Name ...................................#40 (Oct. 6) 7989
Kinross Gold Corporation Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order............................ #02 (Jan. 13) 319
Cease Trading Order............................ #03 (Jan. 20) 595 Cease Trading Order............................ #04 (Jan. 27) 857 Cease Trading Order............................ #05 (Feb. 3) 1041 Cease Trading Order.......................... #06 (Feb. 10) 1273 Cease Trading Order.......................... #07 (Feb. 17) 1479 Cease Trading Order.......................... #08 (Feb. 24) 1667
Kit Resources Ltd. Consent - s. 4(b) of the Regulation.....#50 (Dec. 15) 9939
Knott Partners Management LLC Order - ss. 104(1), 127 ...................... #25 (June 23) 5207
Order - ss. 104(1), 127 ...................... #25 (June 23) 5210 Order ...................................................#30 (July 28) 6145 Order ...................................................#30 (July 28) 6147
Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7004 Order - s. 9(2)......................................#35 (Sept. 1) 7062
Koda Resources Ltd. Order - s. 83.1.(1)..............................#38 (Sept. 22) 7575
L & A Financial Inc. Change in Registration Category ...... #24 (June 16) 5123
L.V. Lomas Limited MRRS Decision ..................................#45 (Nov. 10) 8784
La Jolla Cove Limited Partnership Decision - s. 83................................... #10 (Mar. 10) 2039
Labanowich, Michael Notice from the Office
of the Secretary .................................... #03 (Jan. 20) 518 Notice from the Office of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 127, 127.1 ....................... #25 (June 23) 5213
Lafarge Canada Inc. Decision - s. 83...................................#34 (Aug. 25) 6772
Lafarge North America Inc. MRRS Decision ................................. #25 (June 23) 5164
Lake Louise Limited Partnership Cease Trading Order............................#31 (Aug. 4) 6345Cease Trading Order..........................#32 (Aug. 11) 6487
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
50 (2006), 29 OSCB Cumulative Index (2006)
Lakefield Marketing Corporation Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#20 (May 19) 4175
Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order ........................... #31 (Aug. 4) 6345
Landen, Barry News Release.......................................#02 (Jan. 13) 264
Landore Resources Limited MRRS Decision.................................... #44 (Nov. 3) 8616
Lanys, Steven Notice of Hearing ................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - s. 127(7) ................................ #07 (Feb. 17) 1468 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589
Order - s. 127(7) ................................... #40 (Oct. 6) 7872
Laurence Capital Corp. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Lawrence Asset Management Inc. MRRS Decision.....................................#03 (Jan. 20) 549
Change in Registration Category ........ #17 (Apr. 28) 3681
Lawrence Conservative Payout Ratio Trust MRRS Decision.....................................#03 (Jan. 20) 549
Lawrence Payout Ratio Trust II MRRS Decision.....................................#03 (Jan. 20) 549
Lawrence Payout Ratio Trust MRRS Decision.....................................#03 (Jan. 20) 549
Lazard Canada Corporation Change of Category............................. #49 (Dec. 8) 9667
Leader Energy Services Ltd. Order - s. 74 ...................................... #26 (June 30) 5384
Lease-Rite Corporation Inc. Cease Trading Order.......................... #20 (May 19) 4175
Cease Trading Order........................... #22 (June 2) 4569
Leesh Investment Inc. Suspended Due to Voluntary
Non-Renewal ........................................... #04 (Jan. 27) 955
Legg Mason (C$) U.S. Value Pool Ruling ..................................................#15 (Apr. 14) 3173
Legg Mason Accufund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710
Legg Mason Batterymarch U.S. Equity Fund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710
Legg Mason Brandywine Fundamental Value U.S. Equity Fund
MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710
Legg Mason Brandywine International Equity Fund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710
Legg Mason Canada Inc. Order - s. 80 of the CFA ..................... #13 (Mar. 31) 2763
Ruling ..................................................#15 (Apr. 14) 3173MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710
Legg Mason Canada Income Plus Pool Ruling ..................................................#15 (Apr. 14) 3173
Legg Mason Canada Liquidity Plus Pool Ruling ..................................................#15 (Apr. 14) 3173
Legg Mason Canada Treasury Plus Pool Ruling ..................................................#15 (Apr. 14) 3173
Legg Mason Canadian Active Bond Fund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710
Legg Mason Canadian Core Equity Fund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710
Legg Mason Canadian Equity Alpha Pool Ruling ..................................................#15 (Apr. 14) 3173
Legg Mason Canadian Index Plus Bond Fund MRRS Decision ..................................#47 (Nov. 24) 9156 MRRS Decision ..................................#50 (Dec. 15) 9710
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 51
Legg Mason Canadian Small Cap Fund MRRS Decision.................................. #47 (Nov. 24) 9156 MRRS Decision.................................. #50 (Dec. 15) 9710
Legg Mason Diversifund MRRS Decision.................................. #47 (Nov. 24) 9156 MRRS Decision.................................. #50 (Dec. 15) 9710
Legg Mason Fixed Income Alpha Pool Ruling.................................................. #15 (Apr. 14) 3173
Legg Mason North American Equity Fund MRRS Decision.................................. #47 (Nov. 24) 9156 MRRS Decision.................................. #50 (Dec. 15) 9710
Legg Mason Private Capital Management U.S. Equity Pool
Ruling.................................................. #15 (Apr. 14) 3173
Legg Mason T-Plus Fund MRRS Decision.................................. #47 (Nov. 24) 9156 MRRS Decision.................................. #50 (Dec. 15) 9710
Legg Mason U.S. Value Fund MRRS Decision.................................. #47 (Nov. 24) 9156 MRRS Decision.................................. #50 (Dec. 15) 9710
Legg Mason Wood Walker, Incorporated Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Legg Mason/Brandywine Global Fixed Income Pool Ruling.................................................. #15 (Apr. 14) 3173
Leisure Canada Inc. Cease Trading Order ..........................#20 (May 19) 4175
Cease Trading Order ..........................#21 (May 26) 4361
Lennox, Ronald Ian News Release.................................... #12 (Mar. 24) 2555
OSC Decisions, Orders and Rulings ........................................ #12 (Mar. 24) 2587
Les Mines Opinaca Ltée Decision - s. 83 ....................................#23 (June 9) 4727
Les Services Investors Limitée MRRS Decision................................... #17 (Apr. 28) 3515
Library Information Software Corp. Order - s. 144......................................#19 (May 12) 3926
Life & Banc Split Corp. MRRS Decision..................................... #40 (Oct. 6) 7839
MRRS Decision................................... #42 (Oct. 20) 8231 MRRS Decision................................... #42 (Oct. 20) 8245
Lime Brokerage LLC Order - s. 218 of the Regulation..........#20 (May 19) 4166
Exemption - s. 6.1 of Rule 91-502.......#20 (May 19) 4289
Limelight Entertainment Inc. Notice of Hearing.................................#15 (Apr. 14) 3147
Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3153 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3340 Order - ss. 127(1), 127(5)....................#16 (Apr. 21) 3362 Notice of Hearing - ss. 127, 127(1)....... #18 (May 5) 3689 Notice from the Office of the Secretary .................................... #18 (May 5) 3694 Order - ss. 127(1), 127(5)..................... #18 (May 5) 3759 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7370 Order - ss. 127(1), 127(5)..................#37 (Sept. 15) 7399 Order - ss. 127(1), 127(7)..................#37 (Sept. 15) 7401 Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8590
Order - ss. 127(1), 127(7).....................#44 (Nov. 3) 8641
Linear Capital Group Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407
Littler, Cheryl Notice of Hearing.................................#29 (July 21) 5865
Notice from the Office of the Secretary ...................................#29 (July 21) 5871 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6278 Order ....................................................#31 (Aug. 4) 6334
Live Reel Media Corporation Consent - s. 4(b) of the Regulation.......#44 (Nov. 3) 8740
Lloyd, Andrew Notice of Hearing - ss. 127, 127.1 ......#50 (Dec. 15) 9696
Notice from the Office of the Secretary ..................................#50 (Dec. 15) 9700 Order - ss. 127(1) and (5)...................#50 (Dec. 15) 9722
Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9954 Order ................................................#51 (Dec. 22) 10007
Lo, Ernest Ming Chung SRO Notices and
Disciplinary Proceedings ...................... #02 (Jan. 13) 495 SRO Notices and Disciplinary Proceedings .................... #10 (Mar. 10) 2249 SRO Notices and Disciplinary Proceedings .....................#15 (Apr. 14) 3323
Lobo, Jaime S. Notice of Hearing - ss. 127, 127.1 ......#34 (Aug. 25) 6744
Notice from the Office of the Secretary ..................................#34 (Aug. 25) 6749
Lockwood Advisors, Inc. Decision - s. 6.1(1) of MI 31-102 National
Registration Database and s. 6.1 of OSC Rule 13-502 Fees .........#43 (Oct. 27) 8391
Logie, Peggy Dowdall- News Release ..................................... #23 (June 9) 4715
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
52 (2006), 29 OSCB Cumulative Index (2006)
Lombardi Publishing Corporation Suspended – Non Renewal ............... #06 (Feb. 10) 1407
London Capital Management Ltd./Gestion Des Capitaux London Ltee
Change of Name................................ #32 (Aug. 11) 6573
London Life Investment Management Ltd. Change of Name................................ #32 (Aug. 11) 6573
Lonsdale Public Ventures Inc. Consent - s. 4(b) of the Regulation ...... #09 (Mar. 3) 2001
Loring Ward Capital Management Ltd./Gestion De Capital Loring Ward
Voluntary Surrender of Registration... #47 (Nov. 24) 9277
Luke Energy Ltd. Decision - s. 83 .................................. #13 (Mar. 31) 2757
Lynden Ventures Ltd. Consent - s. 4(b) of the Regulation .... #07 (Feb. 17) 1616
Mackenzie Cundill Investment Management Ltd. New Registration............................... #39 (Sept. 29) 7813
Mackenzie Financial Corporation MRRS Decision.....................................#03 (Jan. 20) 526 MRRS Decision.................................. #06 (Feb. 10) 1227 MRRS Decision................................... #17 (Apr. 28) 3496 MRRS Decision................................... #28 (July 14) 5701 Order - s. 74(1) ................................... #29 (July 21) 5898 Decision - s. 6.1 of Rule 3-502 Fees.......................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
MRRS Decision.................................... #48 (Dec. 1) 9323 MRRS Decision.................................... #49 (Dec. 8) 9516
Mackenzie Master Limited Partnership MRRS Decision.....................................#14 (Apr. 7) 2952
Mackenzie Select Managers Capital Class MRRS Decision.....................................#03 (Jan. 20) 526
Mackenzie Select Managers Fund MRRS Decision.....................................#03 (Jan. 20) 526
Mackenzie Sentinel Mortgage Fund MRRS Decision.................................... #48 (Dec. 1) 9323
Mackenzie Sentinel Short-Term Bond Fund MRRS Decision.................................... #48 (Dec. 1) 9323
Mackenzie Sentinel Tactical Global Bond Fund MRRS Decision................................... #17 (Apr. 28) 3496
Mackenzie Universal Global Future Fund MRRS Decision.................................. #06 (Feb. 10) 1227
Mackenzie Universal U.S. Growth Leaders Fund MRRS Decision.................................. #06 (Feb. 10) 1227
Mackenzie Universal World Science & Technology Capital Class
MRRS Decision .................................... #03 (Jan. 20) 526
Macquarie Infrastructure Group MRRS Decision ...................................#28 (July 14) 5703
Maitland Capital Ltd. Notice of Hearing.................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 News Release ..................................... #23 (June 9) 4714 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589
Order - s. 127(7)....................................#40 (Oct. 6) 7872
Majorica Asset Management Corporation Order ................................................. #25 (June 23) 5206
Majumdar, Sumit Notice of Hearing - ss. 127, 127.1 ......#34 (Aug. 25) 6744
Notice from the Office of the Secretary ..................................#34 (Aug. 25) 6749
Mak, Allen & Day Capital Partners Inc. Change of Category ............................#36 (Sept. 8) 7317
Mallory Capital Group, LLC Order - s. 218 of the Regulation .........#33 (Aug. 18) 6619
New Registration .................................#41 (Oct. 13) 8179
Malone, John Michael Notice from the Office
of the Secretary .......................................... #01 (Jan. 6) 6 Order - ss. 127 and 127.1......................... #01 (Jan. 6) 58 Notice from the Office of the Secretary .................................. #06 (Feb. 10) 1220 Order - ss. 127, 127.1 ........................ #06 (Feb. 10) 1270 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Order .................................................. #07 (Feb. 17) 1474 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3339 OSC Decisions, Orders and Rulings .........................................#16 (Apr. 21) 3365
Man Alternative Investments Canada Corp. New Registration ............................... #26 (June 30) 5525
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 53
Man Alternative Investments Canada Change of Name................................. #28 (July 14) 5851
Man Capital Markets AG Order - s. 218 of the Regulation........... #05 (Feb. 3) 1023
New Registration.................................. #05 (Feb. 3) 1149 Consent to Suspension (Rule 33-501 – Surrender of Registration).. #37 (Sept. 15) 7527
Man Financial Canada Co./La Financiere Man Canada Cie.
Change of Name................................ #06 (Feb. 10) 1407
Man Investments Canada Corp. Change of Name................................. #28 (July 14) 5851
Mandell, Jeffrey David Notice of Hearing - ss. 127, 127.1...... #34 (Aug. 25) 6744
Notice from the Office of the Secretary.................................. #34 (Aug. 25) 6749
Manitoba Telecom Services Inc. MRRS Decision....................................#23 (June 9) 4756
Manor, Boaz Notice from the Office
of the Secretary.....................................#03 (Jan. 20) 518 Notice from the Office of the Secretary.................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary..................................#25 (June 23) 5143 Order - ss. 127, 127.1 ........................#25 (June 23) 5213
Manulife Finance (Delaware), L.P. MRRS Decision.................................. #46 (Nov. 17) 8983
Manulife Securities International Ltd. MRRS Decision.................................... #31 (Aug. 4) 6320
Mark Weisdorf Associates Ltd. Suspended Due to Voluntary
Non-Renewal ............................................#04 (Jan. 27) 955
Markets Securities Inc. MRRS Decision.................................. #06 (Feb. 10) 1225Amalgamation ...................................... #09 (Mar. 3) 1989
Marlow Group Private Portfolio Management Inc. Notice of Hearing ................................ #15 (Apr. 14) 3144
Notice from the Office of the Secretary................................... #15 (Apr. 14) 3151 Notice from the Office of the Secretary.....................................#18 (May 5) 3693 Order- s. 127.........................................#18 (May 5) 3758 Notice from the Office of the Secretary...................................#21 (May 26) 4301 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Order - s. 127.......................................#22 (June 2) 4550 OSC Decisions, Orders and Rulings ........................................#25 (June 23) 5217
Marlow Group Securities Inc. Notice of Hearing.................................#15 (Apr. 14) 3144
Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Notice from the Office of the Secretary .................................... #18 (May 5) 3693 Order- s. 127 ........................................ #18 (May 5) 3758 Notice of Hearing - s. 127................... #21 (May 26) 4299 Notice from the Office of the Secretary .................................. #21 (May 26) 4301 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Order - s. 127 ...................................... #22 (June 2) 4550 OSC Decisions, Orders and Rulings ....................................... #25 (June 23) 5217
Marlow, Terrence William Notice of Hearing.................................#15 (Apr. 14) 3144
Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Notice from the Office of the Secretary .................................... #18 (May 5) 3693 Order- s. 127 ........................................ #18 (May 5) 3758 Notice from the Office of the Secretary .................................. #21 (May 26) 4301 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Order - s. 127 ...................................... #22 (June 2) 4550 OSC Decisions, Orders and Rulings ....................................... #25 (June 23) 5217
Mastercard Incorporated MRRS Decision .................................#37 (Sept. 15) 7373
Matador Exploration Inc. Decision - s. 83..................................... #04 (Jan. 27) 815
Matterhorn Capital Corp. Notice of Hearing................................. #23 (June 9) 4708
Notice from the Office of the Secretary ................................... #23 (June 9) 4715 Notice from the Office of the Secretary ................................... #23 (June 9) 4716 Order - s. 127 ...................................... #23 (June 9) 4767
Maverick Tube (Canada) Inc. Decision - ss. 83....................................... #01 (Jan. 6) 15
Mavrix Balanced Income & Growth Resources Trust Exemption .......................................... #10 (Mar. 10) 2252
Mavrix Balanced Income and Growth Trust MRRS Decision .................................#39 (Sept. 29) 7726
Mavrix Canadian Income Trust Fund MRRS Decision .................................#39 (Sept. 29) 7726
Mavrix Explore 2006 – I FT Limited Partnership Exemption .............................................#14 (Apr. 7) 3135
Mavrix Explore Québec 2006 FT Limited Partnership Exemption - Form 41-501F1, item 27.2.#40 (Oct. 6) 8037
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
54 (2006), 29 OSCB Cumulative Index (2006)
Mavrix Fund Management Inc. MRRS Decision................................. #39 (Sept. 29) 7726
Maxim Atlantic Corporation Order - s. 144......................................#20 (May 19) 4164
Maxim Group LLC Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Registration Reinstated....................... #17 (Apr. 28) 3681
MBS Consultants Inc. New Registration................................... #40 (Oct. 6) 7989
McKay Financial Management Limited Consent to Suspension (Rule
33-501 – Surrender of Registration)...... #40 (Oct. 6) 7989
Mckenney, G. Michael Notice of Hearing - ss. 127, 127.1........ #31 (Aug. 4) 6279
Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295 Notice from the Office of the Secretary................................. #38 (Sept. 22) 7561 Order................................................. #38 (Sept. 22) 7588
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7825 Reasons................................................ #40 (Oct. 6) 7875
Mckenzie, Roger Notice of Hearing ................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589
Order - s. 127(7) ................................... #40 (Oct. 6) 7872
McWatters Mining Inc. Order - s. 144........................................#02 (Jan. 13) 297
Meadowbank Asset Management Inc. New Registration................................. #42 (Oct. 20) 8343
Medallion Capital Corp. Suspended Due to Voluntary
Non-Renewal ........................................#04 (Jan. 27) 955
Medical Discovery Management Corporation Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Medical Innovations Management Inc. Order - s. 74(1)..................................... #04 (Jan. 27) 843
Medical Intelligence Technologies Inc. MRRS Decision .................................. #10 (Mar. 10) 2053
MediSystem Technologies Inc. Decision - s. 83.....................................#48 (Dec. 1) 9318
MedMira Inc. MRRS Decision ....................................#48 (Dec. 1) 9314
MedX Health Corp. Cease Trading Order............................ #18 (May 5) 3775
Cease Trading Order.......................... #19 (May 12) 3953Cease Trading Order.......................... #20 (May 19) 4175
Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5220 Cease Trading Order......................... #26 (June 30) 5397 Cease Trading Order.............................#27 (July 7) 5595
Mega-C Power Corporation Notice from the Office
of the Secretary .....................................#14 (Apr. 7) 2914 Order - s. 127 ........................................#14 (Apr. 7) 2966 Notice from the Office of the Secretary ................................... #22 (June 2) 4520 Order - s. 127 ...................................... #22 (June 2) 4563
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9500 Order ....................................................#49 (Dec. 8) 9530
Megawheels Technologies Inc. Order - s. 104(2)(c)............................... #04 (Jan. 27) 840
Meif II Energie Beteiligungen GmbH & Co. KG MRRS Decision ....................................#48 (Dec. 1) 9289
Mellon Financial Markets, LLC Decision - s. 7.1(1) of MI 33-109
Registration Information .....................#50 (Dec. 15) 9702Order - s. 218 of the Regulation .........#50 (Dec. 15) 9720
Mellon, Richard Notice of Hearing - s. 127.....................#49 (Dec. 8) 9496
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9500
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 55
Melnick, Lawrence Notice from the Office
of the Secretary...........................................#01 (Jan. 6) 6 Order - ss. 127 and 127.1 .........................#01 (Jan. 6) 58 Notice from the Office of the Secretary.................................. #06 (Feb. 10) 1220 Order - ss. 127, 127.1 ........................ #06 (Feb. 10) 1270 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1427 Order.................................................. #07 (Feb. 17) 1474 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3339 OSC Decisions, Orders and Rulings ......................................... #16 (Apr. 21) 3365
Melnyk, Eugene N. Notice of Hearing - ss. 127, 127.1........ #31 (Aug. 4) 6279
Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295 Notice from the Office of the Secretary................................. #38 (Sept. 22) 7561 Order................................................. #38 (Sept. 22) 7588
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7825 Reasons................................................ #40 (Oct. 6) 7875
Mendelson, Michael Notice from the Office
of the Secretary.....................................#03 (Jan. 20) 518 Notice from the Office of the Secretary.................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary..................................#25 (June 23) 5143 Order - ss. 127, 127.1 ........................#25 (June 23) 5213
Mercer Canada Securities Limited Change of Name.................................. #31 (Aug. 4) 6441
Mercer Global Investments Canada Limited Change of Name.................................. #31 (Aug. 4) 6441
Approval - s. 213(3)(b) of the LTCA ..... #31 (Aug. 4) 6451
Merrill Lynch & Co. Canada, Ltd. MRRS Decision.................................. #07 (Feb. 17) 1455
Merrill Lynch & Co., Inc. MRRS Decision.................................. #07 (Feb. 17) 1455
Merrill Lynch Canada Inc. MRRS Decision.................................. #07 (Feb. 17) 1455MRRS Decision..................................#25 (June 23) 5156Order - s. 74........................................ #35 (Sept. 1) 7051
Merrill Lynch Financial Assets Inc.(formerly Merrill Lynch Mortgage Loans Inc.)
MRRS Decision..................................#25 (June 23) 5156
Merrill Lynch Investment Managers (Institutional) Canada Ltd.
Change of Name................................. #41 (Oct. 13) 8179
Merrill Lynch Investment Managers, L.P. Consent to Suspension (Rule
33-501 – Surrender of Registration) ....#42 (Oct. 20) 8343
Merrill Lynch Professional Clearing Corp. Order - s. 211 of the Regulation ......... #13 (Mar. 31) 2762
New Registration .................................#16 (Apr. 21) 3473
Mesirow Financial Investment Management, Inc. Decision - s. 6.1(1) of MI 31-102 National
Registration Database and s. 6.1 of OSCB Rule 13-502 Fees....................#45 (Nov. 10) 8755
New Registration ................................#47 (Nov. 24) 9277
Meta Health Services Inc. Cease Trading Order............................#49 (Dec. 8) 9555 Cease Trading Order..........................#50 (Dec. 15) 9729
Metalore Resources Limited Exemption - s. 6.1 of
OSC Rule 13-502 Fees ......................#34 (Aug. 25) 6992
Mexgold Resources Inc. Decision - s. 83......................................#40 (Oct. 6) 7827
Mezinski, Tom Notice of Hearing.................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589
Order - s. 127(7)....................................#40 (Oct. 6) 7872
MFC Global Investment Management (Canada), a Division of Elliott & Page Limited
MRRS Decision .................................. #06 (Feb. 10) 1254
MFDA - Calculation of Risk Adjusted Capital (Rule 3.2.2, 3.2.5 and Form 1)
Notice ...................................................#48 (Dec. 1) 9287 SRO Notices and Disciplinary Proceedings ......................#48 (Dec. 1) 9451
MFDA - Calculation of Risk Adjusted Capital (Rules 3.2.2, 3.2.5 and Form 1)
SRO Notices and Disciplinary Proceedings .....................#30 (July 28) 6259
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
56 (2006), 29 OSCB Cumulative Index (2006)
MFDA - Hearing Panels (Section 19.9 of By-law No.1) SRO Notices and
Disciplinary Proceedings..................... #43 (Oct. 27) 8571
MFDA - Suspensions in Certain Circumstances (Section 24.3 of By-law No.1) and Related Provisions of By-law No. 1 SRO Notices and Disciplinary Proceedings..................... #43 (Oct. 27) 8561
MFDA By-law No. 1, Section 1 Regarding the Definition of “Control”, Housekeeping Amendment to
Notice................................................. #51 (Dec. 22) 9949 SRO Notices and Disciplinary Proceedings.................. #51 (Dec. 22) 10156
MFDA By-law No. 1, Section 1 Regarding the Preamble to the Definitions, Housekeeping Amendment to
Notice................................................. #51 (Dec. 22) 9949 SRO Notices and Disciplinary Proceedings.................. #51 (Dec. 22) 10158
MFDA Investor Protection Corporation and Mutual Fund Dealers Association of Canada, Application to Vary Approval Order of
Notice.................................................. #35 (Sept. 1) 7002
MFDA Investor Protection Corporation and the Mutual Fund Dealers Association of Canada
Order – s.144 of the Act ...................... #35 (Sept. 1) 7055
MFDA Policy 5 – Branch Review Requirements Notice.................................................. #29 (July 21) 5862
SRO Notices and Disciplinary Proceedings..................... #29 (July 21) 6043
MFDA Proposed Policy 6- Information Reporting Requirements, Notification of Change in Registration Information (Rule 1.2.5) and Consequential Amendments
SRO Notices and Disciplinary Proceedings..................... #43 (Oct. 27) 8527
MFDA Rule 1.2.4 Regarding the Currency of Courses, Housekeeping Amendments to
Notice................................................. #51 (Dec. 22) 9950 SRO Notices and Disciplinary Proceedings.................. #51 (Dec. 22) 10160
MFDA Rule 2.1.4 – Conflicts of Interest, Proposed Amendments to
Notice................................................. #08 (Feb. 24) 1626 SRO Notices and Disciplinary Proceedings.................... #08 (Feb. 24) 1793
MFDA Rule 3.2 and MFDA Financial Questionnaire and Report, Amendments to
Notice................................................... #48 (Dec. 1) 9287 SRO Notices and Disciplinary Proceedings...................... #48 (Dec. 1) 9452
MFS Institutional Advisors Inc. Order - s. 218 of the Regulation ......... #11 (Mar. 17) 2310
Change of Registration Category ......... #18 (May 5) 3861
MG Dividend & Income Fund MRRS Decision .................................. #07 (Feb. 17) 1450MRRS Decision .................................. #20 (May 19) 4140
MI 31-102 National Registration Database, Amendments to
Request for Comments....................... #19 (May 12) 3961
MI 33-109 Registration Information, Amendments to Request for Comments....................... #19 (May 12) 3961
MI 61-101 Protection of Minority Security Holders in Special Transactions
Request for Comments.......................#34 (Aug. 25) 6801
Michelago Limited MRRS Decision ................................. #25 (June 23) 5148
Microsourceonline Inc. Notice of Hearing - ss. 127, 127.1 ......#34 (Aug. 25) 6744
Notice from the Office of the Secretary ..................................#34 (Aug. 25) 6749
Middlefield Equal Sector Income Fund MRRS Decision .................................... #18 (May 5) 3740
Mikary Investments Ltd. Suspended – Non Renewal................ #06 (Feb. 10) 1407
Milehouse Investment Management Limited News Release .................................... #08 (Feb. 24) 1631
Millennium Wave Securities, LLC New Registration .................................... #01 (Jan. 6) 243
Minacs Worldwide Inc. MRRS Decision ....................................#44 (Nov. 3) 8593
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 57
Mindready Solutions Inc. Cease Trading Order .......................... #15 (Apr. 14) 3191
Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345
Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #33 (Aug. 18) 6631Cease Trading Order ......................... #34 (Aug. 25) 6799Cease Trading Order .......................... #35 (Sept. 1) 7083Cease Trading Order .......................... #36 (Sept. 8) 7231Cease Trading Order ........................ #37 (Sept. 15) 7423Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735Cease Trading Order ............................ #40 (Oct. 6) 7893
Mineralfield/ Energyfields Multi Series Fund Inc. Order - ss. 2.1(1) and 19.1 of
NI-81-102 Mutual Funds .......................#03 (Jan. 20) 591
MineralFields/EnergyFields Multi Series Fund Inc. Order - s. 62(5) .................................. #50 (Dec. 15) 9723
Mintz & Partners Financial Services Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Mission Oil & Gas Inc. Order - s. 74.......................................#26 (June 30) 5387
Mitchell, Jenner & Associates Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Mitton, Michael Notice from the Office
of the Secretary...................................... #05 (Feb. 3) 995 Order - s. 127....................................... #05 (Feb. 3) 1028 Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6296 Order - s. 127....................................... #31 (Aug. 4) 6331 Notice from the Office of the Secretary................................... #42 (Oct. 20) 8228 Temporary Order - s. 127.................... #42 (Oct. 20) 8253
Mohamed, Siddiq New Registration................................#25 (June 23) 5327
Consent to Suspension (Rule 35-502 – Surrender of Registration)....................................... #46 (Nov. 17) 9121
Momentas Corporation Notice of Hearing...................................#14 (Apr. 7) 2912
Notice of Hearing...................................#14 (Apr. 7) 2913 Notice from the Office of the Secretary .....................................#14 (Apr. 7) 2914 Notice from the Office of the Secretary .....................................#14 (Apr. 7) 2915 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3150 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Order ...................................................#15 (Apr. 14) 3167 Order ...................................................#15 (Apr. 14) 3168 Order ...................................................#15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings .........................................#15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings .........................................#15 (Apr. 14) 3184 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings .......................................#37 (Sept. 15) 7408
Moneyware Inc Change in Category ............................. #09 (Mar. 3) 1989
Change of Name ............................... #26 (June 30) 5525
Montrusco Bolton International Equity Fund Decision - s. 83....................................#17 (Apr. 28) 3502
Montrusco Bolton Taxable U.S. Equity Fund Decision - s. 83................................... #20 (May 19) 4139
Moore, Jacob Notice of Hearing.................................#15 (Apr. 14) 3147
Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3153 Notice from the Office of the Secretary ...................................#16 (Apr. 21) 3340 Order - ss. 127(1), 127(5)....................#16 (Apr. 21) 3362 Notice of Hearing - ss. 127, 127(1)....... #18 (May 5) 3689 Notice from the Office of the Secretary .................................... #18 (May 5) 3694 Order - ss. 127(1), 127(5)..................... #18 (May 5) 3759 Notice from the Office of the Secretary .................................#37 (Sept. 15) 7370 Order - ss. 127(1), 127(5)..................#37 (Sept. 15) 7399 Order - ss. 127(1), 127(7)..................#37 (Sept. 15) 7401 Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8590
Order - ss. 127(1), 127(7).....................#44 (Nov. 3) 8641
Morgan Joseph & Co. New Registration .................................. #02 (Jan. 13) 417
Morgan Stanley & Co. Incorporated Order - s. 7.1(1) of MI 33-109................#14 (Apr. 7) 2967
Order -s. 218 of the Regulation ......... #26 (June 30) 5391 Change of Category ...........................#45 (Nov. 10) 8965
Change of Category ...........................#46 (Nov. 17) 9121
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
58 (2006), 29 OSCB Cumulative Index (2006)
Morgan Stanley Hedge Fund Partners Cayman Ltd. Order - s. 80 of the CFA.......................#22 (June 2) 4547
Morgan Stanley Hedge Fund Partners GP LP Order - s. 80 of the CFA.......................#22 (June 2) 4547
Morgan Stanley Hedge Fund Partners LP Order - s. 80 of the CFA.......................#22 (June 2) 4547
Morneau D.C. Services Inc. Suspended Due to Voluntary
Non-Renewal ............................................#04 (Jan. 27) 955
Morneau Sobeco Income Fund MRRS Decision...................................#21 (May 26) 4331
Morrison Williams Investment Management Ltd. Suspended based on the firm’s consent
to suspension under Rule 33-501 – Surrender of Registration................... #13 (Mar. 31) 2895 Suspended based on the firm’s consent to suspension under Rule 33-501 – Surrender of Registration...................... #14 (Apr. 7) 3127
Morrison, Suzanne Notice of Hearing .................................. #14 (Apr. 7) 2910
Notice of Hearing .................................. #14 (Apr. 7) 2912 Notice of Hearing .................................. #14 (Apr. 7) 2913 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2914 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2915 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3150 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3151 Order................................................... #15 (Apr. 14) 3167 Order................................................... #15 (Apr. 14) 3168 Order................................................... #15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3184 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings ....................................... #37 (Sept. 15) 7408
Morrison, William Glen/William Glen Morrison Voluntary Surrender of Registration... #12 (Mar. 24) 2717
Moydow Mines International Inc. Consent - s. 4(b) of the Regulation ...... #48 (Dec. 1) 9455
MP Western Properties Inc. Consent - s. 4(b) of the Regulation ....#24 (June 16) 5129
MRF 2005 Resource Limited Partnership MRRS Decision.....................................#18 (May 5) 3697
MRRS Decision................................... #36 (Sept. 8) 7221
MRF 2006 II Resource Limited Partnership MRRS Decision ..................................#47 (Nov. 24) 9158
MRF 2006 Resource Limited Partnership MRRS Decision .................................... #18 (May 5) 3697
MRRS Decision ...................................#36 (Sept. 8) 7221
Mt Auburn Capital Corp. Consent to Suspension (Rule 33-501 – Surrender of
Registration).............................................#49 (Dec. 8) 9667
Multi-Fund Income Trust MRRS Decision .....................................#14 (Apr. 7) 2952
Multi-Glass International Corp. MRRS Decision ................................. #24 (June 16) 4919
Multi-Manager Distribution No. 1 Limited MRRS Decision ................................. #24 (June 16) 4938
Multi-Manager Limited Partnership I MRRS Decision ................................. #24 (June 16) 4938
Murphy & Durieu Decision - s. 6.1(1) of MI 31-102
National Registration Database and s. 6.1 of Rule 13-502 Fees ................ #25 (June 23) 5176 Order - s. 218 of the Regulation ............#27 (July 7) 5581
Naftex Energy Corporation Order - s. 144 ........................................#14 (Apr. 7) 2972
MRRS Decision ....................................#31 (Aug. 4) 6317 Order -s. 144 ........................................#31 (Aug. 4) 6326
Natcan Investment Management Inc. MRRS Decision .................................... #05 (Feb. 3) 1008MRRS Decision .................................#39 (Sept. 29) 7699MRRS Decision .....................................#40 (Oct. 6) 7863
Natexis Bleichroeder Inc. New Registration .................................#42 (Oct. 20) 8343
National Bank Financial Inc. Order - s. 74 ...................................... #26 (June 30) 5382
Order - s. 74 ........................................#29 (July 21) 5908 Order - s. 74 .........................................#31 (Aug. 4) 6332
Order - s. 74 .......................................#34 (Aug. 25) 6775Order - s. 74 ........................................#35 (Sept. 1) 7047Order - s. 74 ......................................#39 (Sept. 29) 7732Order - s. 74 ........................................#42 (Oct. 20) 8256Order - s. 74 .......................................#45 (Nov. 10) 8798 MRRS Decision ..................................#51 (Dec. 22) 9995
National Bank of Canada MRRS Decision ...................................#35 (Sept. 1) 7011
Natural Gas Exchange Inc. Order – s. 147 of the Act and
ss. 38 and 80 of the CFA....................#47 (Nov. 24) 9173 Notice .................................................#51 (Dec. 22) 9948
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 59
Navigator Capital Management Inc. Name Change.................................... #46 (Nov. 17) 9121
Navigator Partners Limited Partnership No. 1 MRRS Decision.....................................#14 (Apr. 7) 2952
Navigators Partners Limited Partnership No. 2 MRRS Decision.....................................#14 (Apr. 7) 2952
NBC Capital Trust MRRS Decision................................... #35 (Sept. 1) 7011
NBS Technologies Inc. MRRS Decision.................................... #48 (Dec. 1) 9294
NDT Energy Ltd. MRRS Decision....................................#23 (June 9) 4724
Nelson Investment Group Ltd. New Registration.............................. #51 (Dec. 22) 10151
Nelson Resources Limited Decision - s. 83 .................................. #07 (Feb. 17) 1429
Neosho Capital LLC New Registration.................................#19 (May 12) 4081
Neotel International Inc. Cease Trading Order ...........................#23 (June 9) 4777
Cease Trading Order .........................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5219 Cease Trading Order .........................#26 (June 30) 5397 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345
Cease Trading Order ......................... #32 (Aug. 11) 6487Cease Trading Order ......................... #33 (Aug. 18) 6631Cease Trading Order ......................... #34 (Aug. 25) 6799Cease Trading Order .......................... #35 (Sept. 1) 7083Cease Trading Order .......................... #36 (Sept. 8) 7231Cease Trading Order ........................ #37 (Sept. 15) 7423Cease Trading Order ........................ #38 (Sept. 22) 7591Cease Trading Order ........................ #39 (Sept. 29) 7735Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order .......................... #41 (Oct. 13) 8065Cease Trading Order .......................... #42 (Oct. 20) 8259Cease Trading Order .......................... #43 (Oct. 27) 8439Cease Trading Order ........................... #44 (Nov. 3) 8643Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729 Cease Trading Order ....................... #51 (Dec. 22) 10009
NeuroMed Pharmaceuticals Inc. MRRS Decision.................................. #13 (Mar. 31) 2746
NeuroMed Technologies Inc. MRRS Decision .................................. #13 (Mar. 31) 2746
New Generation Biotech (Balanced) Fund Inc. MRRS Decision .................................... #02 (Jan. 13) 291
New Millennium Venture Fund Inc. MRRS Decision .................................... #02 (Jan. 13) 291
New Millennium Venture Partners Inc. MRRS Decision .................................... #02 (Jan. 13) 291
New Solutions Capital Inc. New Registration ............................... #25 (June 23) 5327
New York Investment Management LLC New Registration ..................................#31 (Aug. 4) 6441
Newbury, Michael News Release ...................................... #09 (Mar. 3) 1809
OSC Decisions, Orders and Rulings .......................................... #09 (Mar. 3) 1823
Newhaven Asset Management Inc. Change of Name .................................. #03 (Jan. 20) 795
Newport Partners Income Fund MRRS Decision .................................... #04 (Jan. 27) 821
Newshore Asset Management Company Ltd. New Registration ..................................#44 (Nov. 3) 8727
Newton Capital Management Limited Order - s. 80 ..........................................#14 (Apr. 7) 2964
NexGen American Growth Corporate Fund MRRS Decision .................................. #11 (Mar. 17) 2289
NexGen American Growth Trust MRRS Decision .................................. #11 (Mar. 17) 2289
NexGen Canadian Balanced Growth Corporate Fund MRRS Decision .................................. #11 (Mar. 17) 2289
NexGen Canadian Balanced Growth Trust MRRS Decision .................................. #11 (Mar. 17) 2289
NexGen Canadian Bond Corporate Fund MRRS Decision .................................. #11 (Mar. 17) 2289
NexGen Canadian Bond Trust MRRS Decision .................................. #11 (Mar. 17) 2289
NexGen Canadian Cash Corporate Class MRRS Decision .................................. #11 (Mar. 17) 2289
NexGen Canadian Cash Trust MRRS Decision .................................. #11 (Mar. 17) 2289
NexGen Canadian Dividend and Income Corporate Fund
MRRS Decision .................................. #11 (Mar. 17) 2289
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
60 (2006), 29 OSCB Cumulative Index (2006)
NexGen Canadian Dividend and Income Trust MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen Canadian Growth and Income Corporate Fund MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen Canadian Growth and Income Trust MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen Canadian Growth Corporate Fund MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen Canadian Growth Trust MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen Canadian Large Cap Corporate Fund MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen Canadian Large Cap Trust MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen Financial Limited Partnership MRRS Decision.................................. #11 (Mar. 17) 2289MRRS Decision...................................#20 (May 19) 4143
NexGen North American Dividend and Income Corporate Fund
MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen North American Dividend and Income Trust MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen North American Growth Corporate Fund MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen North American Growth Trust MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen North American Large Cap Corporate Fund MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen North American Large Cap Trust MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen North American Small / Mid Cap Corporate Fund
MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen North American Small / Mid Cap Trust MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen North American Value Corporate Fund MRRS Decision.................................. #11 (Mar. 17) 2289
NexGen North American Value Trust MRRS Decision.................................. #11 (Mar. 17) 2289
NGB Management Inc. MRRS Decision.....................................#02 (Jan. 13) 291
NHC Communications Inc. Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319
NI 13-101 System for Electronic Document Analysis and Retrieval (SEDAR), Consequential Amendments to
Rules and Policies..............................#45 (Nov. 10) 8851
NI 21-101 Marketplace Operation Notice .................................................#51 (Dec. 22) 9948
Rules and Policies............................#51 (Dec. 22) 10011
NI 21-101 Marketplace Operation Request for Comments........................#28 (July 14) 5735
NI 21-101 Marketplace Operation Request for Comments.......................#50 (Dec. 15) 9731
Request for Comments.......................#50 (Dec. 15) 9747
NI 23-101 Trading Rules Request for Comments........................#28 (July 14) 5735 Request for Comments.......................#50 (Dec. 15) 9731 Notice .................................................#51 (Dec. 22) 9948
Rules and Policies............................#51 (Dec. 22) 10011
NI 23-102 Use Of Client Brokerage Commissions as Payment for Order Execution Services or Research (“Soft Dollar” Arrangements)
Request for Comments........................#29 (July 21) 5923
NI 24-101 - Institutional Trade Matching and Settlement, Proposed
Request for Comments......................... #09 (Mar. 3) 1829
NI 31-101 – National Registration System, Amendments to
Rules and Policies.............................. #19 (May 12) 3955 Notice .................................................#32 (Aug. 11) 6460 Rules and Policies..............................#32 (Aug. 11) 6489
NI 44-101 Short Form Prospectus Distributions Rules and Policies...............................#28 (July 14) 5731 Notice ..................................................#35 (Sept. 1) 7001
Rules and Policies...............................#35 (Sept. 1) 7085
NI 55-101 Insider Reporting Exemptions, Proposed Amendments to
Request for Comments........................#43 (Oct. 27) 8441
NI 62-103 Request for Comments........................#17 (Apr. 28) 3533
NI 62-104 Take-Over Bids Issuer Bids Request for Comments........................#17 (Apr. 28) 3533
NI 81-101 Mutual Fund Prospectus Disclosure, Consequential Amendments to
Rules and Policies..............................#45 (Nov. 10) 8842
NI 81-102 Mutual Funds, Consequential Amendments to
Rules and Policies..............................#45 (Nov. 10) 8845
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 61
NI 81-104 Commodity Pools, Consequential Amendments to
Rules and Policies ............................. #45 (Nov. 10) 8849
NI 81-106 Investment Fund Continuous Disclosure, Consequential Amendments to
Rules and Policies ............................. #45 (Nov. 10) 8850
NI 81-107 Independent Review Committee for Investment Funds
Notice.................................................. #30 (July 28) 6125 Notice................................................. #45 (Nov. 10) 8748
Rules and Policies ............................. #45 (Nov. 10) 8807
Nibiru Corporate Finance Inc. New Registration................................. #42 (Oct. 20) 8343
Nickel Asia Corp. Order................................................... #41 (Oct. 13) 8062
Nomura Asset Management U.S.A. Inc. New Registration................................ #11 (Mar. 17) 2523
Norbourg Funds MRRS Decision................................... #16 (Apr. 21) 3351
Norco Capital Inc. Cease Trading Order ......................... #07 (Feb. 17) 1479
Cease Trading Order ........................... #09 (Mar. 3) 1827
Norfolk Markets LLC Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Registration reinstated .......................... #14 (Apr. 7) 3127
Norrep Performance 2005 Flow-Through Limited Partnership
MRRS Decision....................................#22 (June 2) 4538
Norshield Asset Management (Canada) Ltd. Notice from the Office
of the Secretary.................................. #10 (Mar. 10) 2027 Order - s. 127..................................... #10 (Mar. 10) 2070 Notice from the Office of the Secretary..................................#24 (June 16) 4914 Order - s. 127.....................................#24 (June 16) 4952 Notice of Hearing - ss. 127, 127.1....... #41 (Oct. 13) 8047 Notice from the Office of the Secretary................................... #41 (Oct. 13) 8054 Notice from the Office of the Secretary................................... #43 (Oct. 27) 8390 Order - s. 127...................................... #43 (Oct. 27) 8415
Nortel Networks Corporation Notice of Hearing - ss. 127(1),
127(5) ................................................. #13 (Mar. 31) 2725 Notice from the Office of the Secretary .................................. #13 (Mar. 31) 2733 Cease Trading Order.......................... #13 (Mar. 31) 2767 Cease Trading Order.............................#14 (Apr. 7) 2975 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Order - ss. 127(1)2, 127(1)2.1.............#15 (Apr. 14) 3169 Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953
Cease Trading Order.......................... #20 (May 19) 4175 Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Order - ss. 144(1) .............................. #24 (June 16) 4944 Cease Trading Order......................... #24 (June 16) 4955
MRRS Decision ....................................#44 (Nov. 3) 8608
Nortel Networks Limited Notice of Hearing - ss. 127(1),
127(5) ................................................. #13 (Mar. 31) 2725 Notice from the Office of the Secretary .................................. #13 (Mar. 31) 2733 Cease Trading Order.......................... #13 (Mar. 31) 2767 Cease Trading Order.............................#14 (Apr. 7) 2975 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3152 Order - ss. 127(1)2, 127(1)2.1.............#15 (Apr. 14) 3169 Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953
Cease Trading Order.......................... #20 (May 19) 4175 Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Order - ss. 144(1) .............................. #24 (June 16) 4944 Cease Trading Order......................... #24 (June 16) 4955
Northbrook Financial Group Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407
Northern Sun Exploration Company Inc. Order - s. 83.1(1)...............................#37 (Sept. 15) 7395
Northwest Mutual Funds Inc. Decision - s. 6.1 of Rule 13-502 Fees ........................................#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237
Northwood Stephens Private Counsel Inc. Decision - NI 52-108 Auditor Oversight, ss. 2.2, 2.2 ........................ #08 (Feb. 24) 1642
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
62 (2006), 29 OSCB Cumulative Index (2006)
Notice of Commission Approval – Amendments to MFDA Rule 3.2 and MFDA Financial Questionnaire and Report
Notice................................................... #48 (Dec. 1) 9287
Notice of Commission Order – Natural Gas Exchange Inc. Application for Interim Exemptive Relief
Notice................................................. #47 (Nov. 24) 9149
Notre-Dame Capital Inc. New Registration.....................................#01 (Jan. 6) 243
Nova Scotia Power Incorporated MRRS Decision...................................#19 (May 12) 3911
NovaBridge Corporation New Registration................................. #29 (July 21) 6041
Novadan Capital Limited Change of Category of Registration... #33 (Aug. 18) 6729
Novelis Inc. Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order............................ #02 (Jan. 13) 319
Cease Trading Order............................ #03 (Jan. 20) 595 Cease Trading Order............................ #04 (Jan. 27) 857 Cease Trading Order............................ #05 (Feb. 3) 1041 Cease Trading Order.......................... #06 (Feb. 10) 1273 Cease Trading Order.......................... #07 (Feb. 17) 1479 Cease Trading Order.......................... #08 (Feb. 24) 1667 Cease Trading Order............................ #09 (Mar. 3) 1827 Cease Trading Order.......................... #10 (Mar. 10) 2109 Cease Trading Order.......................... #11 (Mar. 17) 2331 Cease Trading Order.......................... #12 (Mar. 24) 2601 Cease Trading Order.......................... #13 (Mar. 31) 2767 Cease Trading Order.............................#14 (Apr. 7) 2975 Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953
Cease Trading Order.......................... #20 (May 19) 4175 Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5220 Cease Trading Order......................... #26 (June 30) 5398 Cease Trading Order.............................#27 (July 7) 5595 Cease Trading Order...........................#28 (July 14) 5729 Cease Trading Order...........................#29 (July 21) 5921 Cease Trading Order...........................#30 (July 28) 6163 Cease Trading Order............................#31 (Aug. 4) 6345
Cease Trading Order..........................#32 (Aug. 11) 6487Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799Cease Trading Order...........................#35 (Sept. 1) 7083Cease Trading Order...........................#36 (Sept. 8) 7231Cease Trading Order.........................#37 (Sept. 15) 7423Cease Trading Order.........................#38 (Sept. 22) 7591Cease Trading Order.........................#39 (Sept. 29) 7735Cease Trading Order.............................#40 (Oct. 6) 7893Cease Trading Order...........................#41 (Oct. 13) 8065Cease Trading Order...........................#42 (Oct. 20) 8259Cease Trading Order...........................#43 (Oct. 27) 8439Cease Trading Order...........................#43 (Oct. 27) 8439Decision - s. 83...................................#47 (Nov. 24) 9154
NP 31-201 – National Registration System, Approval of Amendments to
Notice .................................................#32 (Aug. 11) 6460 Rules and Policies..............................#32 (Aug. 11) 6489
NP 31-201 National Registration System, Amendments to
Rules and Policies.............................. #19 (May 12) 3955
NSC Canadian Balanced Income Fund Decision - NI 52-108 Auditor Oversight, ss. 2.2, 2.2 ........................ #08 (Feb. 24) 1642
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 63
NSC Canadian Equity Fund Decision - NI 52-108 Auditor Oversight, ss. 2.2, 2.2 ........................ #08 (Feb. 24) 1642
NSC Global Balanced Fund Decision - NI 52-108 Auditor Oversight, ss. 2.2, 2.2 ........................ #08 (Feb. 24) 1642
NSP Pharma Corp. Cease Trading Order .......................... #36 (Sept. 8) 7231 Cease Trading Order ........................ #38 (Sept. 22) 7591
Nurun Inc. MRRS Decision..................................... #40 (Oct. 6) 7851
NuStar Mining Corporation Limited MRRS Decision................................... #28 (July 14) 5712
NYLIFE Distributors LLC New Registration................................ #32 (Aug. 11) 6573
O&Y Real Estate Investment Trust Decision - s. 83 .....................................#03 (Jan. 20) 525
O. Reg. 500/06, Amending R.R.O. 1990, Reg. 1015 Legislation.......................................... #45 (Nov. 10) 8927
O’Donnell 1996 Limited Partnership MRRS Decision.....................................#14 (Apr. 7) 2952
O’Donnell 1997 Limited Partnership MRRS Decision.....................................#14 (Apr. 7) 2952
O’Donnell Asset Management Corp. Change of Name................................. #36 (Sept. 8) 7317
Oasis Park Investment Ltd. New Registration................................. #29 (July 21) 6041
OceanRock Capital Partners Inc. New Registration................................. #28 (July 14) 5851
Ochnik, Richard OSC Decisions, Orders
and Rulings ......................................... #15 (Apr. 14) 3188 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3338
Notice from the Office of the Secretary................................... #16 (Apr. 21) 3339 Order - s. 127...................................... #16 (Apr. 21) 3361 Notice from the Office of the Secretary...................................#19 (May 12) 3885 OSC Decisions, Orders and Rulings .........................................#19 (May 12) 3929 News Release....................................#26 (June 30) 5347 Notice from the Office of the Secretary................................... #29 (July 21) 5871 OSC Decisions, Orders and Rulings ......................................... #29 (July 21) 5917
Ocmes Acquisition Corp. MRRS Decision................................... #36 (Sept. 8) 7204
Octagon Capital Corporation Order - s. 74 .......................................#33 (Aug. 18) 6621
Odyssey Capital Corporation Consent to Suspension ........................ #04 (Jan. 27) 955
Oestreich, Andrew Notice of Hearing................................ #20 (May 19) 4130
Notice from the Office of the Secretary .................................. #20 (May 19) 4133 Notice of Hearing - ss. 127, 127.1 ...... #21 (May 26) 4299 Notice from the Office of the Secretary .................................. #21 (May 26) 4300 Notice from the Office of the Secretary .....................................#27 (July 7) 5558 Order - ss. 127, 127.1 ...........................#27 (July 7) 5583 Notice from the Office of the Secretary ....................................#31 (Aug. 4) 6297 OSC Decisions, Orders and Rulings ..........................................#31 (Aug. 4) 6337
OFI Institutional Asset Management, Inc. New Registration ................................#46 (Nov. 17) 9121
Ogg, John Notice from the Office
of the Secretary .................................... #03 (Jan. 20) 518 Notice from the Office of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 127, 127.1 ....................... #25 (June 23) 5213
Oil Sands Sector Fund MRRS Decision .....................................#27 (July 7) 5567
Olympus United Group Inc. Notice from the Office
of the Secretary ................................. #24 (June 16) 4914 Order - s. 127 .................................... #24 (June 16) 4951
Notice from the Office of the Secretary ...................................#43 (Oct. 27) 8390 Order - s. 127 ......................................#43 (Oct. 27) 8416
Notice of Hearing - ss. 127, 127.1 .......#41 (Oct. 13) 8047 Notice from the Office of the Secretary ...................................#41 (Oct. 13) 8054
OMG Wealth Management Inc. New Registration ..................................#48 (Dec. 1) 9449
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
64 (2006), 29 OSCB Cumulative Index (2006)
ONE Signature Financial Corporation Cease Trading Order ............................#18 (May 5) 3775
Cease Trading Order ..........................#19 (May 12) 3953Cease Trading Order ..........................#20 (May 19) 4175
Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Orders .......................#24 (June 16) 4955 Cease Trading Order .........................#25 (June 23) 5220 Cease Trading Order .........................#26 (June 30) 5398 Cease Trading Order ............................ #27 (July 7) 5595 Cease Trading Order .......................... #28 (July 14) 5729 Cease Trading Order .......................... #29 (July 21) 5921 Cease Trading Order .......................... #30 (July 28) 6163 Cease Trading Order ........................... #31 (Aug. 4) 6345
Cease Trading Order ......................... #32 (Aug. 11) 6487 Cease Trading Order ......................... #50 (Dec. 15) 9729 Cease Trading Order ....................... #51 (Dec. 22) 10009
Ontario Power Generation Inc. MRRS Decision...................................#21 (May 26) 4388
Open Text Corporation Consent - s. 4(b) of the Regulation .......#02 (Jan. 13) 498
Optifund Investments Inc. MRRS Decision..................................#25 (June 23) 5153
Optifund Investments Inc./Placements Optifonds Inc. Name Change.................................... #47 (Nov. 24) 9277
Orbit Canadian Equity Fund MRRS Decision.................................. #08 (Feb. 24) 1649
Orbit North American Equity Fund MRRS Decision.................................. #08 (Feb. 24) 1649
Orbit World Fund MRRS Decision.................................. #08 (Feb. 24) 1649
Orion Capital Incorporated Order - s. 144....................................... #49 (Dec. 8) 9526
Orion Securities Inc. Order - s. 74.......................................#26 (June 30) 5382
Order - s. 74.......................................#26 (June 30) 5384 Order - s. 74.......................................#26 (June 30) 5387 Order - s. 74......................................... #31 (Aug. 4) 6334
Order - s. 74....................................... #33 (Aug. 18) 6621Order - s. 74........................................ #35 (Sept. 1) 7047
Order - s. 74........................................ #35 (Sept. 1) 7049
OSC Notice 45-706 (Revised) - OSC Small Business Advisory Committee - Vacancies (Previous Version Published December 17, 2004)
Notice................................................. #47 (Nov. 24) 9148
OSC Notice 51-714 (Revised) - OSC Continuous Disclosure Advisory Committee
Notice..................................................#21 (May 26) 4297
OSC Policy 51-604 – Defence for Misrepresentations in Forward-Looking Information
Request for Comments........................ #22 (June 2) 4571
OSC Request for Comments 15-901 - Procedures for Opportunities to be Heard Before Director's Decisions on Registration Matters
Notice ................................................... #02 (Jan. 13) 254 Request for Comments......................... #02 (Jan. 13) 321
OSC Rule 13-502 Fees Notice ................................................... #03 (Jan. 20) 507
Rules and Policies................................ #03 (Jan. 20) 597 Notice ................................................. #11 (Mar. 17) 2261 Rules and Policies.............................. #11 (Mar. 17) 2333
OSC Rule 13-503 (Commodity Futures Act) Fees Notice ................................................... #03 (Jan. 20) 507
Rules and Policies................................ #03 (Jan. 20) 637 Notice ................................................. #11 (Mar. 17) 2261 Rules and Policies.............................. #11 (Mar. 17) 2367
OSC Rule 31-502 – Proficiency Requirements For Registrants, Proposed Amendment to
Request for Comment ........................ #08 (Feb. 24) 1669
OSC Rule 41-501 General Prospectus Requirements, Consequential Amendments to
Rules and Policies..............................#45 (Nov. 10) 8852
OSC Rule 62-801 Implementing National Instrument 62-104 Take-Over Bids And Issuer Bids
Request for Comments........................#17 (Apr. 28) 3590
OSC Rule 81-802 Implementing National Instrument 81-107 Independent Review Committee for Investment Funds
Notice .................................................#45 (Nov. 10) 8748 Rules and Policies..............................#45 (Nov. 10) 8840
OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
Notice ................................................. #06 (Feb. 10) 1188 Notice ....................................................#14 (Apr. 7) 2905 Notice ..................................................#28 (July 14) 5696
Notice ..................................................#42 (Oct. 20) 8220
OSC Staff Notice 11-757 Withdrawal of OSC Notices Notice ................................................. #06 (Feb. 10) 1192
OSC Staff Notice 12-704 - Materials to be Provided on a Compact Disc or 3.25” Disk on Exemptive Relief Applications
Notice ....................................................#14 (Apr. 7) 2904
OSC Staff Notice 33-726 - IOSCO Publishes Final Report on Compliance Function at Market Intermediaries
Notice ..................................................#35 (Sept. 1) 7003
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 65
OSC Staff Notice 51-706 - Corporate Finance Report (2006)
Notice.................................................. #43 (Oct. 27) 8365
OSC Staff Notice 55-701 - Automatic Securities Disposition Plans and Automatic Securities Purchase Plans
Notice...................................................#22 (June 2) 4513
OSC Staff Notice 81-708 Model Portfolios of Mutual Funds
Notice..................................................#21 (May 26) 4295
Outlook Resources Inc. Cease Trading Order ............................ #14 (Apr. 7) 2975
Cease Trading Order .......................... #16 (Apr. 21) 3373
P.J. Doherty & Associates Co. Ltd Change of Category........................... #12 (Mar. 24) 2717
Pacific Financial Research, Inc. Suspended Due to Voluntary
Non-Renewal ........................................#04 (Jan. 27) 955
Pacific Investment Management Company LLC Order - s. 80 of the CFA...................... #30 (July 28) 6154
Pacrim International Capital Inc. Cease Trading Order .......................... #42 (Oct. 20) 8259Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order ............................ #40 (Oct. 6) 7893Cease Trading Order .......................... #41 (Oct. 13) 8065Cease Trading Order .......................... #43 (Oct. 27) 8439Cease Trading Order ........................... #44 (Nov. 3) 8643Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337
Palodun Capital Limited New Registration..................................#22 (June 2) 4665
Pan Asset Management Ltd. New Registration................................ #45 (Nov. 10) 8965
Pangaea Asset Management Inc. New Registration................................ #10 (Mar. 10) 2245
PanGeo Pharma Inc. Order - s. 144........................................#03 (Jan. 20) 586
Pan-Ocean Energy Corporation Decision - s. 83 .................................... #44 (Nov. 3) 8595
Paradigm Capital Inc. Order - s. 74.......................................#26 (June 30) 5384
Order - s. 74......................................... #31 (Aug. 4) 6329
Pardo, Rene Notice from the Office
of the Secretary .....................................#14 (Apr. 7) 2914 Order - s. 127 ........................................#14 (Apr. 7) 2966
Notice from the Office of the Secretary ................................... #22 (June 2) 4520 Order - s. 127 ...................................... #22 (June 2) 4563
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9500 Order ....................................................#49 (Dec. 8) 9530
Park Hill Group LLC Decision - s. 6.1(1) of MI 31-102
National Registration Database and s. 6.1 of Rule 13-502 Fees .................. #23 (June 9) 4717 New Registration .................................#29 (July 21) 6041
Park Hill Real Estate Group LLC Decision - s. 6.1(1) of MI 31-102
National Registration Database and s. 6.1 of Rule 13-502 Fees ..................#43 (Oct. 27) 8406
New Registration ................................#46 (Nov. 17) 9121
Pathway Capital Management, LLC New Registration ................................ #13 (Mar. 31) 2895
Patrick Fraser Kenyon Pierrepont Lett News Release .................................... #08 (Feb. 24) 1631
Paul Van Eeden Inc. New Registration .................................#35 (Sept. 1) 7177
PBB Global Logistics Income Fund Decision - s. 83..................................... #09 (Mar. 3) 1811
Pe Ben Oilfield Services Ltd. Decision - s. 83................................... #08 (Feb. 24) 1656
Peerless Oil & Gas Inc. Decision - s. 83...................................#46 (Nov. 17) 8997
Pegasus Resources Ltd. MRRS Decision ..................................#32 (Aug. 11) 6478
Pendo Acquisition ULC Order - s. 104(20(c)..............................#44 (Nov. 3) 8639 Order - s. 104(2)(c).............................#45 (Nov. 10) 8793
Pente Investment Management Ltd. OSC Decisions, Orders
and Rulings ........................................#34 (Aug. 25) 6795
Peregrine Energy Ltd. MRRS Decision ................................. #25 (June 23) 5172
Performa Financial Group Limited MRRS Decision ................................. #25 (June 23) 5153
Perial Ltd. Cease Trading Order............................#31 (Aug. 4) 6345Cease Trading Order..........................#33 (Aug. 18) 6631
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
66 (2006), 29 OSCB Cumulative Index (2006)
Perimeter Capital Management Inc. Change of Name................................#26 (June 30) 5525
Perryman, Ronald Notice of Hearing - ss. 127, 127(1) .... #34 (Aug. 25) 6748
Notice from the Office of the Secretary.................................. #34 (Aug. 25) 6750
Notice of Discontinuance .................... #35 (Sept. 1) 7002 Notice from the Office of the Secretary................................... #35 (Sept. 1) 7004 Order................................................... #35 (Sept. 1) 7056
Notice of Hearing .............................. #37 (Sept. 15) 7368 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7371 Notice from the Office of the Secretary................................. #38 (Sept. 22) 7560 Order................................................. #38 (Sept. 22) 7581
Pershing Square Capital Management, L.P. Order - ss. 104(1), 127.......................#25 (June 23) 5207
Order - ss. 104(1), 127.......................#25 (June 23) 5210 Order................................................... #30 (July 28) 6145 Order................................................... #30 (July 28) 6147
Notice from the Office of the Secretary................................... #35 (Sept. 1) 7004 Order - s. 9(2) ..................................... #35 (Sept. 1) 7062
Peter Cundill & Associates (Bermuda) Ltd. Consent to Suspension (Rule 33-501 – Surrender of
Registration) ......................................... #38 (Sept. 22) 7679
Peters, Andrew Notice of Discontinuance .................... #35 (Sept. 1) 7002
Notice from the Office of the Secretary................................... #35 (Sept. 1) 7004 Order................................................... #35 (Sept. 1) 7056
Notice of Hearing - ss. 127, 127(1) .... #34 (Aug. 25) 6748 Notice from the Office of the Secretary.................................. #34 (Aug. 25) 6750
Notice of Hearing .............................. #37 (Sept. 15) 7368 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7371
Notice from the Office of the Secretary................................. #38 (Sept. 22) 7560 Order................................................. #38 (Sept. 22) 7581
Petrofund Energy Trust Decision - s. 83 .................................. #34 (Aug. 25) 6768
PetroKazakhstan Inc. MRRS Decision.....................................#03 (Jan. 20) 524
PFSL Investments Canada Ltd. Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
PFSL Investments Canada Ltd. MRRS Decision.................................. #33 (Aug. 18) 6598
Philip Services Corp. Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1 ...................... #05 (Feb. 3) 1029 Notice of Hearing................................ #07 (Feb. 17) 1425 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2024 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2028 Order .................................................. #10 (Mar. 10) 2063 Order .................................................. #10 (Mar. 10) 2064 Order .................................................. #10 (Mar. 10) 2071 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 OSC Decisions, Orders and Rulings ........................................ #12 (Mar. 24) 2590 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3941
Notice from the Office of the Secretary ....................................#48 (Dec. 1) 9288 Order ....................................................#48 (Dec. 1) 9335
Philip Services Corporation MRRS Decision ................................. #24 (June 16) 4918
Phinder Technologies Inc. Consent - s. 4(b) of the Regulation.....#47 (Nov. 24) 9279
Phoscan Chemical Corp. Consent - s. 4(b) of the Regulation......#42 (Oct. 20) 8355
PI Investment Management Limited New Registration ...............................#38 (Sept. 22) 7679
Pictet Asset Management Limited New Registration ..............................#51 (Dec. 22) 10151
Pictet Overseas Inc./Pictet Outre-Mer Inc. Suspended Due to Voluntary
Non-Renewal........................................ #04 (Jan. 27) 955
Pierrepont Trading Inc. News Release .................................... #08 (Feb. 24) 1631
Pimco Europe Ltd. Order - s. 80 of the CFA ......................#30 (July 28) 6154
Placements IA Clarington Inc. / IA Clarington Investments Inc.
Change of Name .................................#30 (July 28) 6257
Placer Dome Inc. Exemption - s. 4.5 of MI 52-109 and
s. 6.1 of the Fee Rule ..........................#15 (Apr. 14) 3325 MRRS Decision ...................................#16 (Apr. 21) 3348
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 67
Polysecurities Inc. Suspended Due to Voluntary
Non-Renewal ........................................#04 (Jan. 27) 955
Pope & Company Limited New Registration.................................. #05 (Feb. 3) 1149
Pope and Company Suspended based on the firm’s consent
to suspension under Rule 33-501 – Surrender of Registration.................... #15 (Apr. 14) 3321
Portus Alternative Asset Management Inc. News Release.......................................#03 (Jan. 20) 510
Notice from the Office of the Secretary.....................................#03 (Jan. 20) 518 News Release........................................ #05 (Feb. 3) 992 Suspended – Non Renewal ............... #06 (Feb. 10) 1407 Notice from the Office of the Secretary.................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary..................................#25 (June 23) 5143 Order - ss. 127, 127.1 ........................#25 (June 23) 5213
Portus Asset Management Inc. Notice from the Office
of the Secretary.....................................#03 (Jan. 20) 518 Notice from the Office of the Secretary.................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary..................................#25 (June 23) 5143 Order - ss. 127, 127.1 ........................#25 (June 23) 5213
Precision Assessment Technology Corporation Cease Trading Order .......................... #15 (Apr. 14) 3191
Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Cease Trading Order ..........................#20 (May 19) 4175 Cease Trading Order ..........................#21 (May 26) 4361 Cease Trading Order ...........................#22 (June 2) 4569 Cease Trading Order ...........................#23 (June 9) 4777 Cease Trading Order .........................#24 (June 16) 4955
MRRS Decision.................................... #48 (Dec. 1) 9292
Precision Drilling Corporation Decision - ss. 83 .......................................#01 (Jan. 6) 19
Premier Tech Ltd. MRRS Decision................................... #42 (Oct. 20) 8251
Premium Participation Services Inc. Suspended Due to Voluntary
Non-Renewal ........................................#04 (Jan. 27) 955
Prieve Capital Inc. New Registration................................. #30 (July 28) 6257
Primary Capital Inc. New Registration................................. #35 (Sept. 1) 7177
Primerica Canadian Conservative Portfolio Fund MRRS Decision ..................................#33 (Aug. 18) 6598
Primerica Global Aggressive Growth Portfolio Fund MRRS Decision ..................................#33 (Aug. 18) 6598
Primerica International Aggressive Growth Portfolio Fund
MRRS Decision ..................................#33 (Aug. 18) 6598
Primerica International Growth Portfolio Fund MRRS Decision ..................................#33 (Aug. 18) 6598
Primerica International High Growth Portfolio Fund MRRS Decision ..................................#33 (Aug. 18) 6598
Primerica International RSP Aggressive Growth Portfolio Fund
MRRS Decision ..................................#33 (Aug. 18) 6598
Printera Corporation Cease Trading Order.........................#37 (Sept. 15) 7423Cease Trading Order.........................#39 (Sept. 29) 7735
Probitas Funds Group, LLC Decision - s. 6.1(1) of MI 31-102
National Registration Database and s. 6.1 of OSC Rule 13-502 Fees .........#43 (Oct. 27) 8394
Probyn & Company Inc. Suspended based on the firm’s consent
to suspension under Rule 33-501 – Surrender of Registration ..................#14 (Apr. 7) 3127
Producers Oilfield Services Inc. MRRS Decision ................................. #25 (June 23) 5175
Pro-Financial Asset Management Inc. Change of Name ................................ #08 (Feb. 24) 1791
Progressive Wealth Management New Registration ................................#34 (Aug. 25) 6983Change of Name .................................#41 (Oct. 13) 8179
Pro-Hedge Funds Inc. Change of Name ................................ #08 (Feb. 24) 1791
ProShare Advisors LLC Order - s. 80 of the CFA ...................#51 (Dec. 22) 10002
Provident Energy Trust MRRS Decision .................................. #13 (Mar. 31) 2742
Order - s. 74 ........................................#29 (July 21) 5911
Provigo Inc. Decision - s. 83....................................#29 (July 21) 5879
Prysmic Holdings Inc. Suspended – Non Renewal................ #06 (Feb. 10) 1407
PUR Investing Inc. New Registration ..................................#48 (Dec. 1) 9449
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
68 (2006), 29 OSCB Cumulative Index (2006)
Putnam Advisory Company, LLC, The Suspended Due to Voluntary
Non-Renewal ........................................#04 (Jan. 27) 955
Putnam Investments Inc. Change of Category.............................. #40 (Oct. 6) 7989
Putnam Long Government Bond Plus MAPs Fund MRRS Decision.................................... #31 (Aug. 4) 6322
PWM Capital Change of Name................................. #41 (Oct. 13) 8179
Pyramis Global Advisors Trust Company Order - s. 80....................................... #06 (Feb. 10) 1270
Pyramis Global Advisors, LLC New Registration.....................................#01 (Jan. 6) 243Order - s. 78(1) .................................. #06 (Feb. 10) 1260
Order - s. 78(1) .................................. #06 (Feb. 10) 1262 Order - s. 78(1) .................................. #06 (Feb. 10) 1264
Q1 Capital Partners Inc. New Registration............................... #37 (Sept. 15) 7527
QLT Inc. MRRS Decision..................................... #40 (Oct. 6) 7857
Qtrade Asset Management Inc. MRRS Decision.................................. #08 (Feb. 24) 1643
Quadra Mining Ltd. MRRS Decision.................................. #11 (Mar. 17) 2292
Quadravest Inc. MRRS Decision.................................. #08 (Feb. 24) 1647
Quadrus Investment Services Ltd. Order - s. 74(1) ................................... #29 (July 21) 5898
Quantitative Management Associates, LLC New Registration...................................#04 (Jan. 27) 955
Queen Financial Group Inc New Registration................................. #41 (Oct. 13) 8179
Quellos Brokerage Services, LLC Change of Name...................................#02 (Jan. 13) 417
Quellos Fund Services, LLC New Registration.................................. #09 (Mar. 3) 1989
Quincy Energy Corp. Decision - s. 83 .................................. #33 (Aug. 18) 6594
Qwest Energy Fund Management Ltd. New Registration................................ #32 (Aug. 11) 6573
Radiant Energy Corporation Cease Trading Order............................ #09 (Mar. 3) 1827
Cease Trading Order.......................... #10 (Mar. 10) 2109 Cease Trading Order.......................... #11 (Mar. 17) 2331 Cease Trading Order.......................... #12 (Mar. 24) 2601 Cease Trading Order.......................... #13 (Mar. 31) 2767 Cease Trading Order.............................#14 (Apr. 7) 2975 Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953
Cease Trading Orders.........................#17 (Apr. 28) 3531 Cease Trading Order.......................... #20 (May 19) 4175 Cease Trading Order.......................... #20 (May 19) 4175
Radler, F. David Notice from the Office
of the Secretary .................................... #04 (Jan. 27) 810 OSC Decisions, Orders and Rulings .......................................... #04 (Jan. 27) 847
RAG Projektgesellschaft mbH MRRS Decision .................................. #07 (Feb. 17) 1452
Ramdhani, Chateram Notices from the Office
of the Secretary .................................. #11 (Mar. 17) 2270 Notice from the Office of the Secretary .................................. #19 (May 12) 3887 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3944
Rankin, Andrew Stuart Netherwood Notice from the Office
of the Secretary .................................... #03 (Jan. 20) 518Order .................................................... #03 (Jan. 20) 593Notice of Hearing.................................#42 (Oct. 20) 8224News Release ....................................#46 (Nov. 17) 8981
Rankin, Andrew Notice .................................................#50 (Dec. 15) 9693
News Release ....................................#50 (Dec. 15) 9699
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 69
Rash, Howard Notice of Hearing .................................. #14 (Apr. 7) 2912
Notice of Hearing .................................. #14 (Apr. 7) 2913 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2914 Notice from the Office of the Secretary..................................... #14 (Apr. 7) 2915 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3150 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3151 Order................................................... #15 (Apr. 14) 3167 Order................................................... #15 (Apr. 14) 3168 Order................................................... #15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings ......................................... #15 (Apr. 14) 3184 Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295 Order.................................................... #31 (Aug. 4) 6325
Notice from the Office of the Secretary................................. #37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings ....................................... #37 (Sept. 15) 7408
Raymond James Ltd. Order - s. 74.......................................#26 (June 30) 5382
SRO Notices and Disciplinary Proceedings....................... #27 (July 7) 5685 Order - s. 74........................................ #29 (July 21) 5908
Order - s. 74....................................... #33 (Aug. 18) 6621Order - s. 74....................................... #34 (Aug. 25) 6780Order - s. 74........................................ #35 (Sept. 1) 7047Order - s. 74....................................... #45 (Nov. 10) 8798
RBC Action Direct Inc./RBC Actions en Direct Inc. Change of Name................................... #40 (Oct. 6) 7989
RBC Asset Management Inc. MRRS Decision.................................. #11 (Mar. 17) 2281
MRRS Decision.................................. #12 (Mar. 24) 2561MRRS Decision.................................. #12 (Mar. 24) 2573MRRS Decision.....................................#18 (May 5) 3703
MRRS Decision....................................#23 (June 9) 4731MRRS Decision...................................#21 (May 26) 4311MRRS Decision................................... #35 (Sept. 1) 7027MRRS Decision................................... #36 (Sept. 8) 7210MRRS Decision................................. #37 (Sept. 15) 7375
Decision - s. 6.1 of Rule 13-502 Fees.................................................... #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
MRRS Decision.................................... #48 (Dec. 1) 9297
RBC Capital Markets Order - s. 74......................................... #31 (Aug. 4) 6332Order - s. 74....................................... #45 (Nov. 10) 8798
RBC Direct Investing Inc./RBC Placements en Direct Inc.
Change of Name.................................. #40 - Oct. 6 -7989
RBC Dominion Securities Inc. Order - s. 74 ...................................... #26 (June 30) 5386
Order - s. 74 ........................................#29 (July 21) 5908 Order - s. 74(1)....................................#30 (July 28) 6160
Order - s. 74 .......................................#34 (Aug. 25) 6775Order - s. 74 ........................................#35 (Sept. 1) 7049Order - s. 74 ......................................#39 (Sept. 29) 7732Order - s. 74 ........................................#42 (Oct. 20) 8256 MRRS Decision ..................................#51 (Dec. 22) 9995
RBC Global Education Fund MRRS Decision ................................. #24 (June 16) 4936
RBC Private Global Bond Pool MRRS Decision ...................................#36 (Sept. 8) 7210
RBC Target 2015 Education Fund MRRS Decision ................................. #24 (June 16) 4936
RDF Capital Management, Inc. New Registration .................................. #03 (Jan. 20) 795
Real Assets Investment Management Inc. Change of Name .................................. #09 (Mar. 3) 1989
Recognition and Designation Order of the Canadian Depository for Securities Limited as a Clearing Agency, Application to Vary the
SRO Notices and Disciplinary Proceedings .....................#36 (Sept. 8) 7323
Recognition Order of the Mutual Fund Dealers Association of Canada, Application to Amend
Notice .................................................#46 (Nov. 17) 8978 Order - s. 144 .....................................#46 (Nov. 17) 9014
Recognition Order of TSX Group Inc. and TSX Inc., Application to Amend
Notice .................................................#34 (Aug. 25) 6744
Red Tusk Resources Inc. Cease Trading Order......................... #24 (June 16) 4955
Cease Trading Order......................... #25 (June 23) 5219 Cease Trading Order......................... #26 (June 30) 5397
Decision - s. 83.....................................#44 (Nov. 3) 8603
Redwood Asset Management Inc. MRRS Decision ....................................#44 (Nov. 3) 8605
Redwood Diversified Equity Fund MRRS Decision ....................................#44 (Nov. 3) 8605
Redwood Diversified Income Fund MRRS Decision ....................................#44 (Nov. 3) 8605
Refco Canada Co./Refco Canada Cie Change of Name ................................ #06 (Feb. 10) 1407
Refco Securities, LLC Suspended – Non Renewal................ #06 (Feb. 10) 1407
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
70 (2006), 29 OSCB Cumulative Index (2006)
Regalito Copper Corp. Decision - s. 83 .................................. #33 (Aug. 18) 6593
Regenesis Capital Management Inc. Name Change.................................... #46 (Nov. 17) 9121
Regent Mercantile Bancorp Inc. Consent to Suspension (Rule 33-501
– Surrender of Registration)................ #49 (Dec. 8) 9667
Regent Securities Capital Corporation New Registration.................................. #49 (Dec. 8) 9667
Reid, Derek Notice from the Office
of the Secretary................................. #39 (Sept. 29) 7695Notice of Withdrawal ............................. #40 (Oct. 6) 7823
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7826
Notice from the Office of the Secretary.................................... #44 (Nov. 3) 8591
Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8749 Order.................................................. #45 (Nov. 10) 8797
Reindorf Investments Inc. Notice of Hearing ............................... #08 (Feb. 24) 1628 Notice from the Office of the Secretary.................................. #08 (Feb. 24) 1633 Notices of Hearing - ss. 127, 127.1.... #10 (Mar. 10) 2015 Notices from the Office of the Secretary.................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2026 Order - s. 127..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Order - s. 127...................................... #15 (Apr. 14) 3172
Reindorf, Werner Notice of Hearing................................ #08 (Feb. 24) 1628
Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Notices of Hearing - ss. 127, 127.1 .................................................. #10 (Mar. 10) 2015 Notices from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Order - s. 127 ......................................#15 (Apr. 14) 3172
Renvest Mercantile Bancorp. Inc. New Registration .................................. #03 (Jan. 20) 795
Research Capital Corporation Order - s. 74 ........................................#42 (Oct. 20) 8254
Research In Motion Limited Cease Trading Order...........................#43 (Oct. 27) 8439Notice of Hearing..................................#44 (Nov. 3) 8586Notice from the Office
of the Secretary ....................................#44 (Nov. 3) 8590Order - ss. 127(1)2 and 2.1, 127(5)......#44 (Nov. 3) 8637Cease Trading Order............................#44 (Nov. 3) 8643Notice from the Office
of the Secretary ..................................#45 (Nov. 10) 8749 Order - ss. 127(1)2 and 2.1 ................#45 (Nov. 10) 8800 Cease Trading Order..........................#45 (Nov. 10) 8805
Cease Trading Order..........................#46 (Nov. 17) 9017Cease Trading Order..........................#47 (Nov. 24) 9177 Cease Trading Order............................#48 (Dec. 1) 9337 Order - s. 144 .......................................#49 (Dec. 8) 9516
Cease Trading Order............................#49 (Dec. 8) 9555 Notice from the Office
of the Secretary ..................................#50 (Dec. 15) 9700Cease Trading Order..........................#50 (Dec. 15) 9729 Notice from the Office
of the Secretary ..................................#51 (Dec. 22) 9954 Order - s. 144 ...................................#51 (Dec. 22) 10003
Cease Trading Order........................#51 (Dec. 22) 10009
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 71
Resolute Growth Fund MRRS Decision.....................................#03 (Jan. 20) 583
Resource Equity Ltd. Consent - s. 4(b) of the Regulation ...... #44 (Nov. 3) 8735
Retire First Ltd. New Registration................................ #33 (Aug. 18) 6729
Retrocom Investment Management Inc. Consent to Suspension (Rule 33-501
– Surrender of Registration)............... #41 (Oct. 13) 8179
Rhinopharma Limited MRRS Decision..................................#25 (June 23) 5173
Rhodia S.A. MRRS Decision....................................#22 (June 2) 4528
Robson Capital Management Inc. Approval - s. 213(3)(b) of LTCA..............#01 (Jan. 6) 247
ROC Pref Corp. Consent - s. 4(b) of the Regulation ....... #40 (Oct. 6) 8038
ROC Pref II Corp. Consent - s. 4(b) of the Regulation ..... #41 (Oct. 13) 8213
ROC Pref III Corp. Consent - s. 4(b) of the Regulation ..... #41 (Oct. 13) 8214
Roche Securities Ltd. New Registration.................................#19 (May 12) 4081
OSC Decisions, Orders and Rulings ........................................#26 (June 30) 5395
Roche, Douglas OSC Decisions, Orders
and Rulings ........................................#26 (June 30) 5395
Rockwater Asset Management Inc. Name Change...................................... #49 (Dec. 8) 9667
Rockyview Oil & Gas Ltd. Decision - s. 83 .................................. #10 (Mar. 10) 2049
Rodrigues, Roy Brown Notice of Hearing ............................... #12 (Mar. 24) 2551
Notice from the Office of the Secretary.................................. #12 (Mar. 24) 2556 Notice from the Office of the Secretary.................................. #13 (Mar. 31) 2733 Order - s. 127(7) ................................ #13 (Mar. 31) 2758 Notice from the Office of the Secretary...................................#20 (May 19) 4132 Order - s. 127(7) .................................#20 (May 19) 4162 Notice from the Office of the Secretary................................. #39 (Sept. 29) 7694 Order - s. 127(7) ............................... #39 (Sept. 29) 7730
Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8750 Order - ss. 127(7)............................... #45 (Nov. 10) 8802
Rogers, Malcolm Notice of Hearing...................................#14 (Apr. 7) 2912
Notice of Hearing...................................#14 (Apr. 7) 2913 Notice from the Office of the Secretary .....................................#14 (Apr. 7) 2914 Notice from the Office of the Secretary .....................................#14 (Apr. 7) 2915 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3150 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3151 Order ...................................................#15 (Apr. 14) 3167 Order ...................................................#15 (Apr. 14) 3168 Order ...................................................#15 (Apr. 14) 3169 OSC Decisions, Orders and Rulings .........................................#15 (Apr. 14) 3179 OSC Decisions, Orders and Rulings .........................................#15 (Apr. 14) 3184
Notice from the Office of the Secretary .................................#37 (Sept. 15) 7369 OSC Decisions, Orders and Rulings .......................................#37 (Sept. 15) 7408
Rogers, William L. Notice of Hearing................................ #08 (Feb. 24) 1628
Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1632 Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Order .................................................. #08 (Feb. 24) 1657 Notices of Hearing - ss. 127, 127.1 .... #10 (Mar. 10) 2015 Notices from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3152 Order - s. 127 ......................................#15 (Apr. 14) 3172
Roman Corporation Limited Cease Trading Order.......................... #21 (May 26) 4361
Cease Trading Order........................... #23 (June 9) 4777
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
72 (2006), 29 OSCB Cumulative Index (2006)
Romarco Minerals Inc. Consent - ss. 4(b) of the Regulation ..#24 (June 16) 5132
Rorer Asset Management, LLC Voluntary Surrender of Registration... #47 (Nov. 24) 9277
Rosedale Place Limited Partnership Decision - s. 83 .................................. #10 (Mar. 10) 2038
Roundtable Capital Partners Inc. New Registration................................ #13 (Mar. 31) 2895
Approval - s. 213(3)(b) ........................ #17 (Apr. 28) 3684
Rouse, William Notice of Hearing ................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - s. 127(7) ................................ #07 (Feb. 17) 1468 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589
Order - s. 127(7) ................................... #40 (Oct. 6) 7872
Rowan, Roger D. Notice of Hearing - ss. 127, 127.1........ #31 (Aug. 4) 6279
Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295
Notice from the Office of the Secretary................................. #38 (Sept. 22) 7561 Order................................................. #38 (Sept. 22) 7588
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7825 Reasons................................................ #40 (Oct. 6) 7875
Royal Group Technologies Limited Notice of Hearing .................................. #14 (Apr. 7) 2907
Notices from the Office of the Secretary..................................... #14 (Apr. 7) 2913 Cease Trading Order ............................ #14 (Apr. 7) 2975 Cease Trading Order .......................... #15 (Apr. 14) 3191 Notice from the Office of the Secretary................................... #16 (Apr. 21) 3340 Order - ss. 127(1)2, 127(1)2.1 ............ #16 (Apr. 21) 3363 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Order....................................................#23 (June 9) 4770 MRRS Decision.................................. #50 (Dec. 15) 9716
Royal Host Real Estate Investment Trust Order - s. 74 ........................................#42 (Oct. 20) 8256
Royal Mutual Funds Inc. MRRS Decision ................................. #21 (May 26) 4309
MRRS Decision ................................. #21 (May 26) 4314
Royster-Clark Ltd. Decision -s. 83.......................................#14 (Apr. 7) 2918
Royster-Clark ULC MRRS Decision .................................#37 (Sept. 15) 7387
RS Market Integrity Notice – Notice of Amendment Approval – Provisions Respecting Client Priority
Notice ................................................. #21 (May 26) 4297 SRO Notices and Disciplinary Proceedings .................... #21 (May 26) 4467
RS Market Integrity Notice – Notice of Withdrawal – Definition of “Applicable Market Display”
SRO Notices and Disciplinary Proceedings ......................#44 (Nov. 3) 8731
RS Market Integrity Notice – Notice of Withdrawal – Provisions to Accommodate the Introduction of Multiple Marketplaces
SRO Notices and Disciplinary Proceedings ......................#44 (Nov. 3) 8733
RS Market Integrity Notice - Request for Comments – Provisions Respecting Competitive Marketplaces
SRO Notices and Disciplinary Proceedings .......................#40 (Oct. 6) 7991
RS Notice - Request for Comments - Proposed Allocation of Costs - First Group
SRO Notices and Disciplinary Proceedings ....................#46 (Nov. 17) 9127
Rtica Corporation Order - s. 144 ...................................... #23 (June 9) 4768
Rules of the Toronto Stock Exchange Relating to the Adoption of Universal Market Integrity Rules, Amendments to the
Notice ................................................#39 (Sept. 29) 7694 SRO Notices and Disciplinary Proceedings ...................#39 (Sept. 29) 7815
Russell Canadian Equity Fund MRRS Decision ..................................#45 (Nov. 10) 8757
Russell Canadian Fixed Income Fund MRRS Decision ..................................#45 (Nov. 10) 8757
Russell Global Equity Fund MRRS Decision ..................................#45 (Nov. 10) 8757
Russell Implementation Services Inc. Change of Name ................................#32 (Aug. 11) 6573
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 73
Russell Investments Canada Limited Change in Name .................................#19 (May 12) 4081MRRS Decision................................... #35 (Sept. 1) 7018
Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
MRRS Decision.................................. #45 (Nov. 10) 8757
Russell Overseas Equity Fund MRRS Decision.................................. #45 (Nov. 10) 8757
Russell US Equity Fund MRRS Decision.................................. #45 (Nov. 10) 8757
Sabourin and Sun (BVI) Inc. Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696
Notice from the Office of the Secretary.................................. #50 (Dec. 15) 9700 Order - ss. 127(1) and (5) .................. #50 (Dec. 15) 9722
Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9954 Order................................................ #51 (Dec. 22) 10007
Sabourin and Sun Group of Companies Inc. Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696
Notice from the Office of the Secretary.................................. #50 (Dec. 15) 9700 Order - ss. 127(1) and (5) .................. #50 (Dec. 15) 9722
Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9954 Order................................................ #51 (Dec. 22) 10007
Sabourin and Sun Inc. Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696
Notice from the Office of the Secretary.................................. #50 (Dec. 15) 9700 Order - ss. 127(1) and (5) .................. #50 (Dec. 15) 9722
Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9954 Order................................................ #51 (Dec. 22) 10007
Sabourin, Peter Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696
Notice from the Office of the Secretary.................................. #50 (Dec. 15) 9700 Order - ss. 127(1) and (5) .................. #50 (Dec. 15) 9722
Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9954 Order................................................ #51 (Dec. 22) 10007
Sackport Ventures Inc. Cease Trading Order ..........................#20 (May 19) 4175
Cease Trading Order ..........................#21 (May 26) 4361
SAFRAN MRRS Decision.................................... #48 (Dec. 1) 9319
Saguenay Capital, LLC New Registration................................. #16 (Apr. 21) 3473
Order - s. 218 of the Regulation..........#19 (May 12) 3923 Change in Registration Category .......#26 (June 30) 5525
Sakk Asset Management Inc. New Registration ................................ #20 (May 19) 4277
Change of Name ................................. #22 (June 2) 4665
Salida Trading LP New Registration ...................................#27 (July 7) 5683
SAMSys Technologies Inc. Cease Trading Order........................... #23 (June 9) 4777
Cease Trading Order......................... #25 (June 23) 5219
Sandink, Shawn SRO Notices and
Disciplinary Proceedings ...................... #18 (May 5) 3864 SRO Notices and Disciplinary Hearings........................... #23 (June 9) 4881 SRO Notices and Disciplinary Proceedings ................... #26 (June 30) 5527 SRO Notices and Disciplinary Proceedings .....................#30 (July 28) 6264
Santa Barbara Asset Management, LLC New Registration ...................................#27 (July 7) 5683
Sapphire Tower Development Corp. Notice of Hearing................................#51 (Dec. 22) 9950
Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9953
Sara Lee Corporation MRRS Decision ..................................#34 (Aug. 25) 6760
Saratoga Finance Inc. New Registration .................................. #09 (Mar. 3) 1989
Sayer Securities Limited Suspended Due to Voluntary
Non-Renewal........................................ #04 (Jan. 27) 955
SCC Limited New Registration .................................#28 (July 14) 5851
Schwartz, George Notice of Hearing................................ #19 (May 12) 3881
Notice from the Office of the Secretary .................................. #19 (May 12) 3885 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 Order - ss. 127(1), 125(5)................... #19 (May 12) 3920 Notice from the Office of the Secretary .................................. #20 (May 19) 4132 Order - s. 127(7)................................. #20 (May 19) 4163 Notice from the Office of the Secretary ................................. #24 (June 16) 4915
Notice from the Office of the Secretary ...................................#42 (Oct. 20) 8229 Order - s. 127(7)..................................#42 (Oct. 20) 8255
SCI Income Trust MRRS Decision ...................................#15 (Apr. 14) 3157
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
74 (2006), 29 OSCB Cumulative Index (2006)
SCITI Total Return Trust MRRS Decision...................................#21 (May 26) 4322
SCM Investors LLC Suspended Due to Voluntary
Non-Renewal ............................................#04 (Jan. 27) 955
SCOSS Capital Corporation Decision - s. 83 .................................... #44 (Nov. 3) 8599
Scotia Capital (USA) Inc. Order - s. 3.1 of OSC Rule 31-501
Registrant Relationships and s. 127(2)(h) of the Regulation .................. #09 (Mar. 3) 1820 Order - s. 3.1 of OSC Rule 31-501 and s. 127(2)(h) of the Regulation ........ #14 (Apr. 7) 2971
Scotia Capital Inc. MRRS Decision.....................................#02 (Jan. 13) 280
MRRS Decision.................................. #06 (Feb. 10) 1258 Order - s. 3.1 of OSC Rule 31-501 Registrant Relationships and s. 127(2)(h) of the Regulation .................. #09 (Mar. 3) 1820 Order - s. 3.1 of OSC Rule 31-501 and s. 127(2)(h) of the Regulation ........ #14 (Apr. 7) 2971 Order - s. 74.......................................#26 (June 30) 5382 Order - s. 74.......................................#26 (June 30) 5386 Order - s. 74........................................ #29 (July 21) 5908 Order - s. 74......................................... #31 (Aug. 4) 6332
Order - s. 74....................................... #34 (Aug. 25) 6775MRRS Decision................................... #36 (Sept. 8) 7208Order - s. 74...................................... #39 (Sept. 29) 7732Order - s. 74....................................... #45 (Nov. 10) 8798 MRRS Decision.................................. #51 (Dec. 22) 9995
Scotia Cassels Investment Counsel Limited MRRS Decision.................................. #11 (Mar. 17) 2295
MRRS Decision.................................. #12 (Mar. 24) 2561MRRS Decision.................................. #12 (Mar. 24) 2573MRRS Decision.....................................#14 (Apr. 7) 2927
Scotiabank Capital Trust Decision .............................................#25 (June 23) 5158
Sears Canada Inc. Notice of Hearing................................ #21 (May 26) 4298
Notice of Hearing............................... #24 (June 16) 4912 Notice from the Office of the Secretary ................................. #24 (June 16) 4913 Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 104(1), 127 ...................... #25 (June 23) 5207 Order - ss. 104(1), 127 ...................... #25 (June 23) 5210 Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 104(1), 127 ...................... #25 (June 23) 5207 Order - ss. 104(1), 127 ...................... #25 (June 23) 5210 Notice of Hearing............................... #24 (June 16) 4912 Notice from the Office of the Secretary ................................. #24 (June 16) 4913 Order ...................................................#30 (July 28) 6145 Order ...................................................#30 (July 28) 6147
Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7004 Order - s. 9(2)......................................#35 (Sept. 1) 7062
MRRS Decision ...................................#43 (Oct. 27) 8413
Sears Holdings Corporation Notice from the Office
of the Secretary ...................................#35 (Sept. 1) 7004 Order - s. 9(2)......................................#35 (Sept. 1) 7062
News Release ....................................#46 (Nov. 17) 8982
SEB Enskilda, Inc. Change of Name ................................#34 (Aug. 25) 6983
Second Cup Royalty Income Fund MRRS Decision ...................................#16 (Apr. 21) 3353
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 75
Secured Life Ventures Inc. Notice of Hearing ............................... #08 (Feb. 24) 1628
Notice from the Office of the Secretary.................................. #08 (Feb. 24) 1632 Notice from the Office of the Secretary.................................. #08 (Feb. 24) 1633 Order.................................................. #08 (Feb. 24) 1657 Notice of Hearing - ss. 127, 127.1...... #10 (Mar. 10) 2015 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary.................................. #10 (Mar. 10) 2026 Order - s. 127..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Notice from the Office of the Secretary................................... #15 (Apr. 14) 3152 Order - s. 127...................................... #15 (Apr. 14) 3172
Securities Act, Amendments to Legislation............................................ #44 (Nov. 3) 8701
SEDI User Opinion Survey News Release..................................... #43 (Oct. 27) 8389
SEI Capital Limited Change of Name................................ #10 (Mar. 10) 2245
SEI Inc. Change of Name................................ #10 (Mar. 10) 2245
SEI Investments Canada Company MRRS Decision.....................................#04 (Jan. 27) 816MRRS Decision................................... #36 (Sept. 8) 7193
Semafo Inc. Order - s. 74........................................ #35 (Sept. 1) 7051
Semco Technologies Inc. MRRS Decision................................... #36 (Sept. 8) 7204
Seneca Capital Management LLC Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Senecal Investment Counsel, Inc. Amalgamation .........................................#01 (Jan. 6) 243
MRRS Decision..................................... #14 (Apr. 7) 2958
Sentron Capital Group Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Sentry Select Capital Corp. MRRS Decision.................................. #13 (Mar. 31) 2739
Sentry Select Corporate Class Ltd. MRRS Decision .................................. #12 (Mar. 24) 2582
MRRS Decision .....................................#14 (Apr. 7) 2919
Sentry Select Money Market Class MRRS Decision .................................. #12 (Mar. 24) 2582
MRRS Decision .....................................#14 (Apr. 7) 2919
Sequoia Oil & Gas Trust Decision - s. 83...................................#46 (Nov. 17) 8989
Setanta Asset Management Limited Exemption - Rule 35-502.................... #07 (Feb. 17) 1615
Seven Evergreen Apartment Project Cease Trading Order..........................#50 (Dec. 15) 9729
Seven Evergreen Apartment Project Cease Trading Order........................#51 (Dec. 22) 10009
Sextant Capital Management Inc. Change of Name ................................ #06 (Feb. 10) 1407
SFK Pulp Fund Order - s. 74 ......................................#39 (Sept. 29) 7732
SG Cowen & Co., LLC Change of Name ................................ #08 (Feb. 24) 1791
Shellbridge Oil & Gas, Inc. Decision - s. 83....................................#29 (July 21) 5885
Sherritt International Corporation MRRS Decision ...................................#15 (Apr. 14) 3164
Shiningbank Energy Income Fund MRRS Decision .................................#39 (Sept. 29) 7709
Shiningbank Energy Ltd. Decision - s. 83.....................................#44 (Nov. 3) 8613
Shire Pharmaceuticals Group plc Decision - s. 83..................................... #03 (Jan. 20) 593
SHLD Acquisition Corp. Notice of Hearing................................ #21 (May 26) 4298
Notice of Hearing............................... #24 (June 16) 4912 Notice from the Office of the Secretary ................................. #24 (June 16) 4913 Order ...................................................#30 (July 28) 6145 Order ...................................................#30 (July 28) 6147
Notice from the Office of the Secretary ................................. #25 (June 23) 5143 Order - ss. 104(1), 127 ...................... #25 (June 23) 5207 Order - ss. 104(1), 127 ...................... #25 (June 23) 5210
Notice from the Office of the Secretary ...................................#35 (Sept. 1) 7004 Order - s. 9(2)......................................#35 (Sept. 1) 7062
Shorcan ATS Limited New Registration ............................... #26 (June 30) 5525
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
76 (2006), 29 OSCB Cumulative Index (2006)
Shuman, Alan Marsh Notice of Hearing - ss. 127, 127(1) ..... #29 (July 21) 5867
Notice from the Office of the Secretary................................... #29 (July 21) 5872 Order - s. 127(7) ................................. #29 (July 21) 5903
Notice from the Office of the Secretary.................................. #47 (Nov. 24) 9151
Order.................................................. #47 (Nov. 24) 9171 Order.................................................. #47 (Nov. 24) 9172
Sico Inc. Decision - s. 83 .................................... #31 (Aug. 4) 6319
Siebel Janna Arrangement, Inc. Decision - s. 83 .................................... #09 (Mar. 3) 1812
Signature Canadian Balanced Fund MRRS Decision..................................#26 (June 30) 5377
Signature Canadian Resource Corporate Class MRRS Decision..................................#26 (June 30) 5377
Signature Canadian Resource Fund MRRS Decision..................................#26 (June 30) 5377
Signature Canadian Small Cap Corporate Class MRRS Decision.................................... #05 (Feb. 3) 1005
Signature Capital Securities LLC Order - s. 218 of the Regulation.........#25 (June 23) 5188
Signature Capital Securities LLP New Registration................................. #29 (July 21) 6041
Signature Corporate Bond Corporate Class MRRS Decision..................................#26 (June 30) 5377
Signature Corporate Bond Fund MRRS Decision..................................#26 (June 30) 5377
Signature Dividend Corporate Class MRRS Decision..................................#26 (June 30) 5377
Signature Dividend Fund MRRS Decision..................................#26 (June 30) 5377
Signature High Income Corporate Class MRRS Decision..................................#26 (June 30) 5377
Signature High Income Fund MRRS Decision..................................#26 (June 30) 5377
Signature Income & Growth Corporate Class MRRS Decision..................................#26 (June 30) 5377
Signature Income & Growth Fund MRRS Decision..................................#26 (June 30) 5377
Signature Select Canadian Corporate Class MRRS Decision..................................#26 (June 30) 5377
Signature Select Canadian Fund MRRS Decision ................................. #26 (June 30) 5377
Silver Gold Glatt & Grosman LLP Decision - NI 52-108 Auditor Oversight, ss. 2.2, 2.2 ........................ #08 (Feb. 24) 1642
Silver Heights Capital Management Inc. New Registration .................................#41 (Oct. 13) 8179
Silver Oak Capital Corp. Suspended – Non Renewal................ #06 (Feb. 10) 1407
Silverbridge Capital Inc. New Registration ................................ #12 (Mar. 24) 2717
Silverstone Resources Corp. Cease Trading Order.......................... #20 (May 19) 4175
Silvio Ventures Inc. Order - s. 144 .....................................#45 (Nov. 10) 8795
Simplex Solutions Inc. Cease Trading Order............................ #18 (May 5) 3775
Cease Trading Order.......................... #19 (May 12) 3953Cease Trading Order.......................... #20 (May 19) 4175
Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777 Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5220 Cease Trading Order......................... #26 (June 30) 5398 Cease Trading Order.............................#27 (July 7) 5595 Cease Trading Order...........................#28 (July 14) 5729 Cease Trading Order...........................#29 (July 21) 5921 Cease Trading Order...........................#30 (July 28) 6163
Sir Capital Corporation Suspended – Non Renewal................ #06 (Feb. 10) 1407
Sirit Inc. MRRS Decision ..................................#34 (Aug. 25) 6762
Skye Resources Inc. MRRS Decision ....................................#49 (Dec. 8) 9522
Skylon Advisors Inc. Decision - s. 7.1(1) of MI 33-109 ....... #25 (June 23) 5177
Skypower Wind Energy Fund LP MRRS Decision ...................................#17 (Apr. 28) 3512
Sleeman Breweries Ltd. Decision - s. 83.....................................#48 (Dec. 1) 9291
SLGC Limited MRRS Decision ...................................#29 (July 21) 5886
SMC Ventures Inc. Order - s. 144 ..................................... #20 (May 19) 4160
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 77
Smith, Dale Notice of Hearing - ss. 127, 127.1....... #41 (Oct. 13) 8047
Notice from the Office of the Secretary................................... #41 (Oct. 13) 8054
Smith, Shane Notice of Hearing - ss. 127, 127.1...... #50 (Dec. 15) 9696
Notice from the Office of the Secretary.................................. #50 (Dec. 15) 9700 Order - ss. 127(1) and (5) .................. #50 (Dec. 15) 9722
Notice from the Office of the Secretary.................................. #51 (Dec. 22) 9954 Order................................................ #51 (Dec. 22) 10007
SMK Speedy International Inc. MRRS Decision.................................. #34 (Aug. 25) 6773
Snow, Jason Notice of Hearing ................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - s. 127(7) ................................ #07 (Feb. 17) 1468 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589
Order - s. 127(7) ................................... #40 (Oct. 6) 7872
SNP Split Corp. MRRS Decision....................................#22 (June 2) 4534
Solaris Capital Advisors Inc. New Registration................................. #42 (Oct. 20) 8343
SoundVest Capital Management Ltd. Approval - s. 213(3)(b) of the LTCA .... #16 (Apr. 21) 3481
South America Gold and Copper Company Limited Cease Trading Order ............................#02 (Jan. 13) 319
Cease Trading Order ............................#03 (Jan. 20) 595 Cease Trading Order ............................#04 (Jan. 27) 857 Cease Trading Order ........................... #05 (Feb. 3) 1041 Cease Trading Order ......................... #06 (Feb. 10) 1273
Southern Cross Resources Inc. MRRS Decision.....................................#02 (Jan. 13) 276
Sovereign Canadian Equity Pool MRRS Decision.................................. #45 (Nov. 10) 8757
Sovereign Canadian Fixed Income Pool MRRS Decision.................................. #45 (Nov. 10) 8757
Sovereign Emerging Markets Equity Pool MRRS Decision ..................................#45 (Nov. 10) 8757
Sovereign Global Equity Pool MRRS Decision ..................................#45 (Nov. 10) 8757
Sovereign Overseas Equity Pool MRRS Decision ..................................#45 (Nov. 10) 8757
Sovereign US Equity Pool MRRS Decision ..................................#45 (Nov. 10) 8757
Specialty Foods Group Income Fund Cease Trading Order.............................#14 (Apr. 7) 2975
Cease Trading Order...........................#15 (Apr. 14) 3191 Cease Trading Order...........................#16 (Apr. 21) 3373 Cease Trading Order...........................#17 (Apr. 28) 3531 Cease Trading Order............................ #18 (May 5) 3775 Cease Trading Order.......................... #19 (May 12) 3953
Cease Trading Order.......................... #20 (May 19) 4175 Cease Trading Order.......................... #21 (May 26) 4361 Cease Trading Order........................... #22 (June 2) 4569 Cease Trading Order........................... #23 (June 9) 4777
Spider Resources Inc. Order - s. 83.1(1)................................#46 (Nov. 17) 9012
Spork Capital Management Inc. Change of Name ................................ #06 (Feb. 10) 1407
New Registration ................................ #06 (Feb. 10) 1407
Sprott Securities Inc. Order - s. 74 .......................................#33 (Aug. 18) 6617Order - s. 74 ........................................#35 (Sept. 1) 7054Order - s. 74 ........................................#42 (Oct. 20) 8254
SR Telecom Inc. Cease Trading Order..........................#47 (Nov. 24) 9177 Cease Trading Order............................#48 (Dec. 1) 9337 Cease Trading Order............................#49 (Dec. 8) 9555 Cease Trading Order..........................#50 (Dec. 15) 9729
St. Jude Resources Ltd. Decision - ss. 83....................................... #01 (Jan. 6) 32
Standard Life Assurance Company MRRS Decision ...................................#29 (July 21) 5886
Standard Life Investments Inc. Change of Category ........................... #13 (Mar. 31) 2895
Standard Securities Capital Corporation SRO Notices and
Disciplinary Proceedings .....................#28 (July 14) 5853
Stanwich Advisors LLC Decision - s. 6.1(1) of MI 31-102
National Registration Database and s. 6.1 of OSC Rule 13-502 Fees .............#43 (Oct. 27) 8392
Stanwich Advisors, LLC New Registration ..................................#44 (Nov. 3) 8727
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
78 (2006), 29 OSCB Cumulative Index (2006)
Starboard Capital Markets, LLC Suspended – Non Renewal ............... #06 (Feb. 10) 1407
Stark Investments (Canada) Corp. New Registration.................................. #05 (Feb. 3) 1149
StarPoint Energy Trust MRRS Decision.....................................#03 (Jan. 20) 520
Decision - s. 83 .................................. #08 (Feb. 24) 1638
STaRS Income Fund MRRS Decision.................................. #51 (Dec. 22) 9989
Starwood Capital Corporation Suspended Due to Voluntary
Non-Renewal ........................................#04 (Jan. 27) 955
State Street Global Advisors Multi-Access Funds MRRS Decision...................................#19 (May 12) 3895
State Street Global Advisors World Funds MRRS Decision...................................#19 (May 12) 3895
State Street Global Advisors, Ltd. MRRS Decision...................................#19 (May 12) 3895
Statement of Priorities for Fiscal Year Ending March 31, 2007
Request for Comments ...................... #12 (Mar. 24) 2603
Statement of Priorities for the Financial Year to End March 31, 2007
Notice.................................................#26 (June 30) 5338
Stellation Asset Management LLC Order - s. 218 of the Regulation......... #08 (Feb. 24) 1662Order - s. 80.......................................... #14 (Apr. 7) 2968New Registration................................. #43 (Oct. 27) 8525
Sterling Grace & Co. New Registration................................ #50 (Dec. 15) 9923
Sterling Leaf Income Trust Cease Trading Order ..........................#20 (May 19) 4175
Cease Trading Order ...........................#22 (June 2) 4569
Sterling Resources Ltd. Order - s. 74........................................ #29 (July 21) 5910
Sterlite Gold Ltd. Cease Trading Order ............................ #14 (Apr. 7) 2975
Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
Stern, Richard Notice of Hearing................................. #23 (June 9) 4708
Notice of Hearing................................. #23 (June 9) 4709 Notice from the Office of the Secretary ................................... #23 (June 9) 4716 Notice from the Office of the Secretary ................................. #25 (June 23) 5142 Order - ss. 127, 127.1 ....................... #25 (June 23) 5192 Order - ss. 127, 127.1 ....................... #25 (June 23) 5199 OSC Decisions, Orders and Rulings .........................................#28 (July 14) 5725 OSC Decisions, Orders and Rulings .........................................#28 (July 14) 5727
Notice of Hearing - s. 127...................#47 (Nov. 24) 9149 Notice of Hearing - s. 127...................#47 (Nov. 24) 9150 Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9150 Notice from the Office of the Secretary ..................................#47 (Nov. 24) 9151
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9498 Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9499 Order - s. 127 .......................................#49 (Dec. 8) 9527 Order - s. 127 .......................................#49 (Dec. 8) 9529 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9537 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9545 OSC Decisions, Orders and Rulings ..........................................#49 (Dec. 8) 9553
OSC Decisions, Orders and Rulings ........................................#50 (Dec. 15) 9725
Stevens, Scott Andrew SRO Notices and
Disciplinary Proceedings ........................ #01 (Jan. 6) 245 SRO Notices and Disciplinary Proceedings .................... #07 (Feb. 17) 1609 SRO Notices and Disciplinary Proceedings ...................... #18 (May 5) 3863 SRO Notices and Disciplinary Proceedings .....................#29 (July 21) 6110
Stinson, Harry Notice of Hearing................................#51 (Dec. 22) 9950
Notice from the Office of the Secretary ..................................#51 (Dec. 22) 9953
Stone & Co. Limited MRRS Decision ................................. #24 (June 16) 4921
Stone 2005 Flow-Through Limited Partnership MRRS Decision ................................... #23 (June 9) 4741
Stone Mountain Resources Ltd. MRRS Decision .................................. #21 (May 26) 4303
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 79
Stonebrooke Asset Management Inc. Change in Name .................................#19 (May 12) 4081 Change of Name..................................#22 (June 2) 4665
StoneHarbour Investment Counsel Inc. New Registration................................ #47 (Nov. 24) 9277
Stornoway Diamond Corporation MRRS Decision.................................. #34 (Aug. 25) 6766MRRS Decision................................... #36 (Sept. 8) 7212MRRS Decision................................. #37 (Sept. 15) 7393
Straight Forward Marketing Corporation Cease Trading Order ................................#01 (Jan. 6) 73Cease Trading Order ............................#02 (Jan. 13) 319
Cease Trading Order ............................#03 (Jan. 20) 595 Cease Trading Order ............................#04 (Jan. 27) 857
Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #45 (Nov. 10) 8805Cease Trading Order ......................... #46 (Nov. 17) 9017Cease Trading Order ......................... #47 (Nov. 24) 9177 Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729 Cease Trading Order ....................... #51 (Dec. 22) 10009
Stratagem Investment Counsel Inc. Suspended based on the firm’s consent
to suspension under Rule 33-501 – Surrender of Registration ................#21 (May 26) 4465
Strategic Advisors Corp. Change in Name ...................................#18 (May 5) 3861
Strategic Analysis (1994) Corporation Change in Category ........................... #11 (Mar. 17) 2523
Strategic Capital Partners Inc. Change in Name ...................................#18 (May 5) 3861
Stratos Global Corporation MRRS Decision...................................#19 (May 12) 3889
Strongco Income Fund MRRS Decision.................................. #13 (Mar. 31) 2736
Student Transportation of America Ltd. MRRS Decision.....................................#04 (Jan. 27) 827
Student Transportation of America ULC MRRS Decision.....................................#04 (Jan. 27) 827
Summerwood Capital Corp. New Registration............................... #37 (Sept. 15) 7527
Sun Valley Gold Master Fund, Ltd. Order - s. 144........................................#02 (Jan. 13) 297
Sunrise Senior Living Real Estate Investment Trust Order - s. 74......................................... #31 (Aug. 4) 6332 MRRS Decision.................................... #49 (Dec. 8) 9509
Superior Plus Inc. MRRS Decision ........................................ #01 (Jan. 6) 12Order - s. 83 ........................................#41 (Oct. 13) 8055
Superior Plus Income Fund MRRS Decision ........................................ #01 (Jan. 6) 12MRRS Decision ...................................#35 (Sept. 1) 7044
SXR Uranium One Inc. MRRS Decision .................................. #21 (May 26) 4337
Symmetry Canadian Stock Capital Class MRRS Decision ....................................#49 (Dec. 8) 9516
Symmetry EAFE Stock Capital Class MRRS Decision ....................................#49 (Dec. 8) 9516
Symmetry Specialty Stock Capital Class MRRS Decision ....................................#49 (Dec. 8) 9516
Symmetry US Stock Capital Class MRRS Decision ....................................#49 (Dec. 8) 9516
Symphony Asset Management, LLC New Registration .................................. #02 (Jan. 13) 417
Synergy American Corporate Class MRRS Decision ................................. #26 (June 30) 5377
Synergy American Fund MRRS Decision ................................. #26 (June 30) 5377
Synergy Canadian Corporate Class MRRS Decision ................................. #26 (June 30) 5377
Synergy Canadian Equity Corporate Class MRRS Decision .................................... #05 (Feb. 3) 1005
Synergy Canadian Style Management Corporate Class MRRS Decision .................................... #05 (Feb. 3) 1005MRRS Decision ................................. #26 (June 30) 5377
Synergy Extreme Canadian Equity Fund MRRS Decision ................................. #26 (June 30) 5377
Synergy Extreme Global Equity Fund MRRS Decision ................................. #26 (June 30) 5377
Synergy Global Corporate Class MRRS Decision ................................. #26 (June 30) 5377
Synergy Global Style Management Corporate Class MRRS Decision ................................. #26 (June 30) 5377
Synergy Tactical Asset Allocation Fund MRRS Decision ................................. #26 (June 30) 5377
Systematic Financial Management, L.P. New Registration ................................ #19 (May 12) 4081
T.I.P. Wealth Management Inc. New Registration ................................#33 (Aug. 18) 6729
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
80 (2006), 29 OSCB Cumulative Index (2006)
T.I.P. Wealth Manager Inc. Approval - s. 213(3)(b) of the LTCA .... #35 (Sept. 1) 7181
Tacita Capital Inc. New Registration................................. #36 (Sept. 8) 7317
Tactic Series Funds Inc./Fonds Tactic Serices Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
TAL Global Asset Management Inc. / TAL gestion globale d’actifs inc.
Change of Name...................................#02 (Jan. 13) 417
TAL Global Asset Management Inc. MRRS Decision.........................................#01 (Jan. 6) 36
MRRS Decision.....................................#03 (Jan. 20) 558
Talisman Energy Inc. MRRS Decision.................................. #51 (Dec. 22) 9985
Talvest and Company Limited Partnership 1994 MRRS Decision..................................... #40 (Oct. 6) 7828
Talvestco Inc. MRRS Decision..................................... #40 (Oct. 6) 7828
Taylor Jr., Lewis Notice from the Office
of the Secretary..................................... #14 (Apr. 7) 2914 Order - s. 127........................................ #14 (Apr. 7) 2966
Notice from the Office of the Secretary....................................#22 (June 2) 4520 Order - s. 127.......................................#22 (June 2) 4563
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500 Order.................................................... #49 (Dec. 8) 9530
Taylor Sr., Lewis Notice from the Office
of the Secretary..................................... #14 (Apr. 7) 2914 Order - s. 127........................................ #14 (Apr. 7) 2966
Notice from the Office of the Secretary....................................#22 (June 2) 4520 Order - s. 127.......................................#22 (June 2) 4563
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500 Order.................................................... #49 (Dec. 8) 9530
Taylor, Colin Notice from the Office
of the Secretary..................................... #14 (Apr. 7) 2914 Order - s. 127........................................ #14 (Apr. 7) 2966 Notice from the Office of the Secretary....................................#22 (June 2) 4520 Order - s. 127.......................................#22 (June 2) 4563
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500 Order.................................................... #49 (Dec. 8) 9530
Taylor, Jared Notice from the Office
of the Secretary .....................................#14 (Apr. 7) 2914 Order - s. 127 ........................................#14 (Apr. 7) 2966
Notice from the Office of the Secretary ................................... #22 (June 2) 4520 Order - s. 127 ...................................... #22 (June 2) 4563
Notice from the Office of the Secretary ....................................#49 (Dec. 8) 9500 Order ....................................................#49 (Dec. 8) 9530
TD Asset Management Inc. MRRS Decision .................................. #06 (Feb. 10) 1235
Order .................................................. #11 (Mar. 17) 2315 MRRS Decision .................................. #12 (Mar. 24) 2561
MRRS Decision .................................. #12 (Mar. 24) 2573MRRS Decision .....................................#14 (Apr. 7) 2943MRRS Decision .................................. #19 (May 12) 3899
Order .................................................. #21 (May 26) 4345 MRRS Decision ................................. #25 (June 23) 5179
MRRs Decision....................................#35 (Sept. 1) 7027MRRS Decision .................................#37 (Sept. 15) 7380MRRS Decision .................................#39 (Sept. 29) 7699MRRS Decision .....................................#40 (Oct. 6) 7863MRRS Decision .....................................#40 (Oct. 6) 7869
Decision - s. 6.1 of Rule 13-502 Fees ....................................................#42 (Oct. 20) 8236 MRRS Decision ...................................#42 (Oct. 20) 8237
Order ...................................................#43 (Oct. 27) 8436 MRRS Decision ..................................#51 (Dec. 22) 9967
MRRS Decision ..................................#51 (Dec. 22) 9969
TD Banknorth, N.A. MRRS Decision ....................................#31 (Aug. 4) 6308
TD Emerald Active Core Canadian Bond Pooled Fund Trust
Order ...................................................#43 (Oct. 27) 8436
TD Emerald Canadian Bond Pooled Fund Trust Order ...................................................#43 (Oct. 27) 8436
TD Emerald Canadian Equity Market Neutral Fund Order ...................................................#43 (Oct. 27) 8436
TD Emerald Canadian Equity Market Pooled Fund Trust II
Order ...................................................#43 (Oct. 27) 8436
TD Emerald Canadian Long Bond Broad Market Pooled Fund Trust
Order ...................................................#43 (Oct. 27) 8436
TD Emerald Canadian Long Bond Pooled Fund Trust Order ...................................................#43 (Oct. 27) 8436
TD Emerald Canadian Market Capped Pooled Fund Trust
Order ...................................................#43 (Oct. 27) 8436
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 81
TD Emerald Canadian Real Return Bond Pooled Fund Trust
Order................................................... #43 (Oct. 27) 8436
TD Emerald Diversified Yield Pooled Fund TrusT Order................................................... #43 (Oct. 27) 8436
TD Emerald Enhanced Canadian Bond Pooled Fund Trust
Order................................................... #43 (Oct. 27) 8436
TD Emerald Enhanced Canadian Equity Pooled Fund Trust
Order................................................... #43 (Oct. 27) 8436
TD Emerald Enhanced Hedged U.S. Equity Pooled Fund TrusT
Order................................................... #43 (Oct. 27) 8436
TD Emerald Enhanced U.S. Equity Pooled Fund Trust Order................................................... #43 (Oct. 27) 8436
TD Emerald Extended U.S. Market Pooled Fund Trust Order................................................... #43 (Oct. 27) 8436
TD Emerald Global Equity Pooled Fund Trust Order................................................... #43 (Oct. 27) 8436
TD Emerald Hedged Synthetic International Equity Pooled Fund Trust
Order................................................... #43 (Oct. 27) 8436
TD Emerald Hedged Synthetic U.S. Equity Pooled Fund Trust
Order................................................... #43 (Oct. 27) 8436
TD Emerald Hedged U.S. Equity Pooled Fund Trust Order................................................... #43 (Oct. 27) 8436
TD Emerald Multi-Strategy Absolute Return Fund Order................................................... #43 (Oct. 27) 8436
TD Emerald North American Equity Pairs Fund Order................................................... #43 (Oct. 27) 8436
TD Emerald Pooled U.S. Fund Order................................................... #43 (Oct. 27) 8436
TD Emerald U.S. Equity Market Neutral Fund Order................................................... #43 (Oct. 27) 8436
TD Emerald Unhedged Synthetic U.S. Equity Pooled Fund Trust
Order................................................... #43 (Oct. 27) 8436
TD Fundsmart Managed Aggressive Growth Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943
TD Fundsmart Managed Aggressive Growth RSP Portfolio
MRRS Decision.....................................#14 (Apr. 7) 2943
TD Fundsmart Managed Balanced Growth Portfolio MRRS Decision .....................................#14 (Apr. 7) 2943
TD Fundsmart Managed Balanced Growth RSP Portfolio
MRRS Decision .....................................#14 (Apr. 7) 2943
TD Fundsmart Managed Income & Moderate Growth Portfolio
MRRS Decision .....................................#14 (Apr. 7) 2943
TD Fundsmart Managed Income & Moderate Growth RSP Portfolio
MRRS Decision .....................................#14 (Apr. 7) 2943
TD Fundsmart Managed Income Portfolio MRRS Decision .....................................#14 (Apr. 7) 2943
TD Fundsmart Managed Income RSP Portfolio MRRS Decision .....................................#14 (Apr. 7) 2943
TD Fundsmart Managed Maximum Equity Growth Portfolio
MRRS Decision .....................................#14 (Apr. 7) 2943
TD Fundsmart Managed Maximum Equity Growth RSP Portfolio
MRRS Decision .....................................#14 (Apr. 7) 2943
TD Harbour Capital Balanced Fund Order .................................................. #11 (Mar. 17) 2315
TD Harbour Capital Canadian Balanced Fund Order .................................................. #11 (Mar. 17) 2315
TD Harbour Capital Commodity Fund Order .................................................. #11 (Mar. 17) 2315
TD Harbour Capital Foreign Balanced Fund Order .................................................. #11 (Mar. 17) 2315
TD Lancaster Balanced Fund II Order ...................................................#43 (Oct. 27) 8436
TD Lancaster Canadian Equity Fund Order ...................................................#43 (Oct. 27) 8436
TD Lancaster Fixed Income Fund II Order ...................................................#43 (Oct. 27) 8436
TD Lancaster Mid Term Money Market Fund Order ...................................................#43 (Oct. 27) 8436
TD Lancaster Short Bond Fund Order ...................................................#43 (Oct. 27) 8436
TD Managed Aggressive Growth Portfolio MRRS Decision .....................................#14 (Apr. 7) 2943
TD Managed Aggressive Growth RSP Portfolio MRRS Decision .....................................#14 (Apr. 7) 2943
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
82 (2006), 29 OSCB Cumulative Index (2006)
TD Managed Balanced Growth Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943
TD Managed Balanced Growth RSP Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943
TD Managed Income & Moderate Growth Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943
TD Managed Income & Moderate Growth RSP Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943
TD Managed Income Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943
TD Managed Income RSP Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943
TD Managed Maximum Equity Growth Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943
TD Managed Maximum Equity Growth RSP Portfolio MRRS Decision.....................................#14 (Apr. 7) 2943
TD Securities Inc. MRRS Decision.....................................#02 (Jan. 13) 280
MRRS Decision.................................. #08 (Feb. 24) 1652Order - s. 74.......................................#26 (June 30) 5386
SRO Notices and Disciplinary Proceedings....................... #27 (July 7) 5686 Order - s. 74......................................... #31 (Aug. 4) 6332 Order - s. 74......................................... #31 (Aug. 4) 6334
Order - s. 74....................................... #33 (Aug. 18) 6617Order - s. 74....................................... #34 (Aug. 25) 6775Order - s. 74...................................... #39 (Sept. 29) 7732Order - s. 74........................................ #42 (Oct. 20) 8256Order - s. 74....................................... #45 (Nov. 10) 8798
MRRS Decision.................................. #51 (Dec. 22) 9995
TD Waterhouse $Cdn Alternative Investment Fund Order...................................................#21 (May 26) 4345
TD Waterhouse $US Alternative Investment Fund Order...................................................#21 (May 26) 4345
TD Waterhouse Canada Inc. Order - s. 144.....................................#24 (June 16) 4948
Teck Cominco Limited MRRS Decision....................................#23 (June 9) 4729
Notice from the Office of the Secretary................................... #30 (July 28) 6127 Order - s. 127...................................... #30 (July 28) 6154
Notice from the Office of the Secretary................................... #35 (Sept. 1) 7006 OSC Decisions, Order and Rulings..... #35 (Sept. 1) 7078
Teck Cominco Metals Ltd. Decision - s. 83 .................................. #13 (Mar. 31) 2735
TECSYS Inc. Cease Trading Order............................#31 (Aug. 4) 6345Cease Trading Order..........................#32 (Aug. 11) 6487Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order..........................#34 (Aug. 25) 6799Cease Trading Order...........................#35 (Sept. 1) 7083Cease Trading Order...........................#36 (Sept. 8) 7231Cease Trading Order.........................#37 (Sept. 15) 7423Cease Trading Order.........................#38 (Sept. 22) 7591
Teddy Bear Valley Mines, Limited Cease Trading Order................................ #01 (Jan. 6) 73Cease Trading Order..........................#33 (Aug. 18) 6631Cease Trading Order...........................#35 (Sept. 1) 7083Order - s. 144 ....................................#38 (Sept. 22) 7574Cease Trading Order.........................#38 (Sept. 22) 7591
Telepanel Systems Inc. Order - ss. 83, 144 ............................. #11 (Mar. 17) 2318
Telesystem International Wireless Inc. Order - s. 83 ......................................... #04 (Jan. 27) 839
Tempest Energy Corp. Decision - s. 83..................................... #02 (Jan. 13) 280
Templeton Limited Partnership 1993 MRRS Decision .....................................#14 (Apr. 7) 2952
Templeton Limited Partnership 1994 MRRS Decision .....................................#14 (Apr. 7) 2952
Templeton Limited Partnership 1995 MRRS Decision .....................................#14 (Apr. 7) 2952
Templeton Limited Partnership 1996 MRRS Decision .....................................#14 (Apr. 7) 2952
Templeton Limited Partnership 1997 MRRS Decision .....................................#14 (Apr. 7) 2952
Tengtu International Corp. Cease Trading Order.............................#40 (Oct. 6) 7893Cease Trading Order...........................#42 (Oct. 20) 8259 Order - s. 144 .......................................#49 (Dec. 8) 9526
Tenth Power Securities Ltd. New Registration .................................. #18 (May 5) 3861
Teranet Income Fund MRRS Decision ................................. #24 (June 16) 4925
Terra Firma Equity Fund 2004 Inc. Approval - s. 5.5 ................................... #02 (Jan. 13) 500
Terra Firma Income Fund 2004 Inc. Approval - s. 5.5 ................................... #02 (Jan. 13) 500
Texaco Capital LLC Decision - s. 83................................... #11 (Mar. 17) 2304
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 83
TGS North American Real Estate Investment Trust Decision - s. 83 .................................... #31 (Aug. 4) 6316
The Helical Corporation Inc. Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555 Cease Trading Order ......................... #50 (Dec. 15) 9729
ThinkEquity Partners LLC Decision - s. 6.1(1) of MI 31-102
National Registration Database and s. 6.1 of Rule 13-502 Fees ......................#23 (June 9) 4718
New Registration............................... #38 (Sept. 22) 7679
Thistle Mining Inc. Exemption - s. 13.1 of NI 51-102 ......... #49 (Dec. 8) 9681
Tibollo, Michael Anthony Notice from the Office
of the Secretary.....................................#02 (Jan. 13) 265 OSC Decisions, Orders and Rulings ...........................................#02 (Jan. 13) 303
Tibollo, Michelle Antonio Notice from the Office
of the Secretary.....................................#02 (Jan. 13) 265 OSC Decisions, Orders and Rulings ...........................................#02 (Jan. 13) 303
Tim Hortons Inc. MRRS Decision.................................. #10 (Mar. 10) 2051
Tiros Asset Management Ltd. Suspended Due to Voluntary
Non-Renewal ........................................#04 (Jan. 27) 955
Top of the Valley Limited Partnership Decision - s. 83 .................................. #10 (Mar. 10) 2038
Toreador Resources Corporation Cease Trading Order ........................... #48 (Dec. 1) 9337 Cease Trading Order ........................... #49 (Dec. 8) 9555
Toronto-Dominion Bank MRRS Decision.....................................#18 (May 5) 3701
MRRS Decision...................................#20 (May 19) 4149
Torstar Corporation MRRS Decision.........................................#01 (Jan. 6) 33
Toxin Alert Inc. Cease Trading Order ................................#01 (Jan. 6) 73
Tradewinds NWQ Global Investors, LLC New Registration................................ #10 (Mar. 10) 2245
TransAlta Corporation MRRS Decision.................................. #45 (Nov. 10) 8762
Trapeze Asset Management Inc. Change in Name ...................................#18 (May 5) 3861
Trapeze Capital Corp. Change in Name .................................. #18 (May 5) 3861
Traxis Partners LLC Order - s. 80 of the CFA ...................... #22 (June 2) 4547
Tremblay, Martin News Release ........................................ #05 (Feb. 3) 993
Notice from the Office of the Secretary (Jan. 26) ....................... #05 (Feb. 3) 994 Notice from the Office of the Secretary (Jan. 27) ....................... #05 (Feb. 3) 994 Direction - s. 126(5) .............................. #05 (Feb. 3) 1022 Direction - s. 126(5) .............................. #05 (Feb. 3) 1027 News Release .................................... #06 (Feb. 10) 1193 Notice from the Office of the Secretary .................................. #06 (Feb. 10) 1219 Notice from the Office of the Secretary .................................. #06 (Feb. 10) 1220 Direction - s. 126(5) ............................ #06 (Feb. 10) 1267 Direction - s. 126(5) ............................ #06 (Feb. 10) 1269 News Release .................................... #10 (Mar. 10) 2039
Triact Canada Marketplace LP New Registration ..................................#44 (Nov. 3) 8727
Triant Technologies Inc. MRRS Decision ................................. #26 (June 30) 5381
Triax Growth Fund Inc. MRRS Decision .................................... #02 (Jan. 13) 291
Tricycle Asset Management Capital Corporation Change of Name .................................#35 (Sept. 1) 7177
Tricycle Capital Corporation Change of Name .................................#35 (Sept. 1) 7177
Trilogy Blue Mountain Ltd. MRRS Decision ..................................#51 (Dec. 22) 9987
Trimark Balanced Pool Order - ss. 113, 117(2) ........................#48 (Dec. 1) 9333
Trimark Global Equity Pool Order - ss. 113, 117(2) ........................#48 (Dec. 1) 9333
TriPalms Equity Inc. New Registration ...............................#37 (Sept. 15) 7527
Tristone Capital Inc. Order - s. 74 ...................................... #26 (June 30) 5384
Order - s. 74 ...................................... #26 (June 30) 5387 Order - s. 74 ........................................#29 (July 21) 5908
Order - s. 74 .......................................#34 (Aug. 25) 6775Order - s. 74 .......................................#45 (Nov. 10) 8798
Trizec Canada Inc. Order - s. 83 ........................................#43 (Oct. 27) 8404
Trizec Properties, Inc. Decision...............................................#30 (July 28) 6133
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
84 (2006), 29 OSCB Cumulative Index (2006)
True Energy Inc. MRRS Decision.................................... #05 (Feb. 3) 1018
True Energy Trust Order - s. 74.......................................#26 (June 30) 5382
True Oil & Gas Ltd. Decision - s. 83 ................................... #29 (July 21) 5885
TRZ Holdings II Inc. Decision - s. 83 .................................. #47 (Nov. 24) 9155
TSX Company Manual, Amendments to SRO Notices and
Disciplinary Proceedings.................... #06 (Feb. 10) 1412
TSX Company Manual, Housekeeping Amendments to Notice..................................................#21 (May 26) 4298
SRO Notices and Disciplinary Proceedings.....................#21 (May 26) 4496
TSX Company Manual, TSX Notice of Approval of Housekeeping Amendments to
Notice................................................. #50 (Dec. 15) 9692 SRO Notices and Disciplinary Proceedings.................... #50 (Dec. 15) 9925
TSX Direct Access Rules SRO Notices and
Disciplinary Proceedings.......................#02 (Jan. 13) 471
TSX Group Inc. Notice..........................................................#01 (Jan. 6) 3
Order - s. 144............................................#01 (Jan. 6) 66Order - s. 144..................................... #34 (Aug. 25) 6778
TSX Inc. - Request for Comments - Amendments to the Direct Access Rules
SRO Notices and Disciplinary Proceedings.....................#19 (May 12) 4083
TSX Inc. – Request for Comments – Deletion of Rule 4-804
SRO Notices and Disciplinary Proceedings................... #38 (Sept. 22) 7682
TSX Inc. – Request for Comments – Implementation of a Pre-Trade Matching Facility – Alternative Trade eXecution
SRO Notices and Disciplinary Proceedings....................... #40 (Oct. 6) 8023
TSX Inc. Notice..........................................................#01 (Jan. 6) 3
Order - s. 144............................................#01 (Jan. 6) 66Order - s. 144..................................... #34 (Aug. 25) 6778Decision – Section 21(5)
of the Act........................................... #37 (Sept. 15) 7392
TSX Rules for Marketplace Trade and Message Reporting on the Exchange, Approval of Amendments to
Notice ...................................................#09 (Mar. 3) 1806 SRO Notices and Disciplinary Proceedings ...................... #09 (Mar. 3) 1991
TW & Company Investment Management Inc. Approval ............................................. #19 (May 12) 4121Name Change ....................................#45 (Nov. 10) 8965
TWP & Company Investment Management Inc. Name Change ....................................#45 (Nov. 10) 8965
UBS AG Change of Category .............................#48 (Dec. 1) 9449
UBS Securities Canada Inc. Order - s. 74 ........................................#35 (Sept. 1) 7049
UCB SA MRRS Decision ..................................#46 (Nov. 17) 8986
UCB SP GMBH MRRS Decision ..................................#46 (Nov. 17) 8986
Ulfan, Hanoch Notice of Hearing.................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 News Release ..................................... #23 (June 9) 4714 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589
Order - s. 127(7)....................................#40 (Oct. 6) 7872
ULLICO Investment Company, Inc. Order - s. 218 of the Regulation ..........#29 (July 21) 5901
Union Gas Limited MRRS Decision .....................................#27 (July 7) 5572
United Bolero Development Corp. Order - s. 83.1(1)...................................#27 (July 7) 5578
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 85
United Capital Securities Inc. Suspended – Non Renewal ............... #06 (Feb. 10) 1407
United Financial Corporation MRRS Decision...................................#19 (May 12) 3891MRRS Decision..................................#26 (June 30) 5369
Decision - s. 6.1 of Rule 13-502 Fees. #42 (Oct. 20) 8236 MRRS Decision................................... #42 (Oct. 20) 8237
Universal Settlements International Inc. Notice of Hearing ..................................#03 (Jan. 20) 508
Notice from the Office of the Secretary.....................................#03 (Jan. 20) 517 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - ss. 127, 127.1 ........................ #07 (Feb. 17) 1471 Notice from the Office of the Secretary....................................#22 (June 2) 4516
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7825 Order - s. 127........................................ #40 (Oct. 6) 7871 Reasons................................................ #40 (Oct. 6) 7880
UR Energy Inc. Consent - ss. 4(b) of the Regulation ..#24 (June 16) 5130
UrAsia Energy Ltd. Exemption - s. 13.1 of NI 51-102 ........#20 (May 19) 4287
Ur-Energy Inc. Order - s. 74....................................... #34 (Aug. 25) 6780
US Gold Canadian Acquisition Corporation MRRS Decision..................................#24 (June 16) 4932
USC Education Savings Plans Inc. MRRS Decision.................................. #34 (Aug. 25) 6754
Usling, Gary Notice from the Office
of the Secretary..................................... #14 (Apr. 7) 2914 Order - s. 127........................................ #14 (Apr. 7) 2966
Notice from the Office of the Secretary....................................#22 (June 2) 4520 Order - s. 127.......................................#22 (June 2) 4563
Notice from the Office of the Secretary.................................... #49 (Dec. 8) 9500 Order.................................................... #49 (Dec. 8) 9530
Valde, Gord Notice of Hearing.................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1426 Order - s. 127(7)................................. #07 (Feb. 17) 1468 Notice from the Office of the Secretary .................................... #09 (Mar. 3) 1810 Order - s. 127(7)................................... #09 (Mar. 3) 1822 Notice from the Office of the Secretary ................................... #22 (June 2) 4517 Notice from the Office of the Secretary ................................... #22 (June 2) 4518 Order -s . 127(7).................................. #22 (June 2) 4555 Order -s . 127(7).................................. #22 (June 2) 4559 Notice from the Office of the Secretary .....................................#27 (July 7) 5559 Order - s. 127(7)....................................#27 (July 7) 5589
Order - s. 127(7)....................................#40 (Oct. 6) 7872
Valeurs Mobilières Everest Inc./Everest Securities Inc. New Registration .................................#17 (Apr. 28) 3681
Van Dyk, Troy Notice of Hearing................................ #08 (Feb. 24) 1628
Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1632 Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Order .................................................. #08 (Feb. 24) 1657 Notices of Hearing - ss. 127, 127.1 .... #10 (Mar. 10) 2015 Notices from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3152 Order - s. 127 ......................................#15 (Apr. 14) 3172
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
86 (2006), 29 OSCB Cumulative Index (2006)
Venable Park Investment Counsel Inc. New Registration...................................#03 (Jan. 20) 795
Vengrowth Advanced Life Sciences Suspended Due to Voluntary
Non-Renewal ............................................#04 (Jan. 27) 955
Vengrowth II Capital Management Inc. Suspended Due to Voluntary
Non-Renewal ............................................#04 (Jan. 27) 955
Venture Partners Balanced Fund Inc. MRRS Decision.....................................#02 (Jan. 13) 291
Venturelink Brighter Future (Balanced) Fund Inc. Decision - s. 5.5(1)(b) of NI 81-102
Mutual Funds.......................................... #30 (July 28) 6129
Venturelink Brighter Future (Equity) Fund Inc. MRRS Decision.................................. #33 (Aug. 18) 6608
Venturelink Diversified Balanced Fund Inc. Decision - s. 5.5(1)(b) of NI 81-102
Mutual Funds.......................................... #30 (July 28) 6129
Venturelink Fund Inc. MRRS Decision.................................. #33 (Aug. 18) 6608
Veolia Environnement MRRS Decision.................................. #45 (Nov. 10) 8768
Verbeek, Brian Peter Notice from the Office
of the Secretary...........................................#01 (Jan. 6) 8 Order - ss. 127 and 127.1 .........................#01 (Jan. 6) 65 Reasons: OSC Decisions, Orders and Rulings ...............................................#01 (Jan. 6) 69
Veritas Energy Services Inc. MRRS Decision..................................#25 (June 23) 5168
VFC Inc. MRRS Decision...................................#20 (May 19) 4149
MRRS Decision................................... #28 (July 14) 5716
Vickery, Paul Notice of Hearing - ss. 127, 127(1) .... #34 (Aug. 25) 6748
Notice from the Office of the Secretary.................................. #34 (Aug. 25) 6750
Notice of Discontinuance .................... #35 (Sept. 1) 7002 Notice from the Office of the Secretary................................... #35 (Sept. 1) 7004 Order................................................... #35 (Sept. 1) 7056 Notice of Hearing .............................. #37 (Sept. 15) 7368 Notice from the Office of the Secretary................................. #37 (Sept. 15) 7371 Notice from the Office of the Secretary................................. #38 (Sept. 22) 7560 Order................................................. #38 (Sept. 22) 7581
Victory Capital Management Inc. New Registration................................ #47 (Nov. 24) 9277
Vicwest Corporation MRRS Decision .................................. #11 (Mar. 17) 2294
Viking Energy Royalty Trust Decision - s. 83......................................#14 (Apr. 7) 2917
Vincor International Inc. Decision - s. 83.................................. #26 (June 30) 5352
Virginia Gold Mines Inc. Decision - s. 83.................................... #23 (June 9) 4727
Vivendi Universal Exchangeco Inc. MRRS Decision .................................... #18 (May 5) 3742
Vivendi Universal Holdings Company MRRS Decision .................................... #18 (May 5) 3742
Vivendi Universal S.A., MRRS Decision .................................... #18 (May 5) 3742
Viventia Biotech Inc. Decision -s . 83..................................... #03 (Jan. 20) 523
VL Advisors Inc. New Registration .................................... #01 (Jan. 6) 243
Volkswagen Canada Inc. MRRS Decision ...................................#16 (Apr. 21) 3343
von Anhalt, Emilia News Release ...................................... #03 (Jan. 20) 517News Release .................................... #06 (Feb. 10) 1219
von Anhalt, Jurgen News Release ...................................... #03 (Jan. 20) 517News Release .................................... #06 (Feb. 10) 1219
VRB Power Systems Inc. Order - s. 74 ........................................#42 (Oct. 20) 8254
VSM Medtech Ltd. Cease Trading Order........................#51 (Dec. 22) 10009
Vultaggio, Peter OSC Decisions, Orders, and Rulings ....#27 (July 7) 5591
VW Credit Canada, Inc. MRRS Decision ...................................#16 (Apr. 21) 3343
Wachovia Corporation MRRS Decision ..................................#45 (Nov. 10) 8789
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 87
Waddingham, Leonard Notice of Hearing ................................... #05 (Feb. 3) 989
Notice from the Office of the Secretary...................................... #05 (Feb. 3) 996 Notice from the Office of the Secretary.................................. #07 (Feb. 17) 1426 Order - s. 127(7) ................................ #07 (Feb. 17) 1468 Notice from the Office of the Secretary.................................... #09 (Mar. 3) 1810 Order - s. 127(7) .................................. #09 (Mar. 3) 1822 Notice from the Office of the Secretary....................................#22 (June 2) 4517 Notice from the Office of the Secretary....................................#22 (June 2) 4518 Order -s . 127(7) ..................................#22 (June 2) 4555 Order -s . 127(7) ..................................#22 (June 2) 4559 Notice from the Office of the Secretary..................................... #27 (July 7) 5559 Order - s. 127(7) ................................... #27 (July 7) 5589
Order - s. 127(7) ................................... #40 (Oct. 6) 7872
Walton, Dane Alan Notice from the Office
of the Secretary................................. #39 (Sept. 29) 7695Notice of Withdrawal ............................. #40 (Oct. 6) 7823
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7826
Notice from the Office of the Secretary.................................... #44 (Nov. 3) 8591
Notice from the Office of the Secretary.................................. #45 (Nov. 10) 8749 Order.................................................. #45 (Nov. 10) 8797
Wardle, W. Scott SRO Notices and
Disciplinary Proceedings.................... #46 (Nov. 17) 9124
Watt Carmichael Inc. Notice of Hearing - ss. 127, 127.1........ #31 (Aug. 4) 6279
Notice from the Office of the Secretary.................................... #31 (Aug. 4) 6295
Notice from the Office of the Secretary................................. #38 (Sept. 22) 7561 Order................................................. #38 (Sept. 22) 7588
Notice from the Office of the Secretary..................................... #40 (Oct. 6) 7825 Reasons................................................ #40 (Oct. 6) 7875
Wave Securities Canada Inc. Voluntary Surrender.............................#22 (June 2) 4665
Wave Securities Suspended based on the firm’s consent
to suspension under Rule 33-501 – surrender of registration..................... #30 (July 28) 6257
Waxman, Robert Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1 ...................... #05 (Feb. 3) 1029 Notice of Hearing................................ #07 (Feb. 17) 1425 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2024 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2028 Order .................................................. #10 (Mar. 10) 2063 Order .................................................. #10 (Mar. 10) 2064 Order .................................................. #10 (Mar. 10) 2071 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 OSC Decisions, Orders and Rulings ........................................ #12 (Mar. 24) 2590 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3941
Notice from the Office of the Secretary ....................................#48 (Dec. 1) 9288 Order ....................................................#48 (Dec. 1) 9335
Wealth Creation & Preservation Inc. New Registration ...............................#37 (Sept. 15) 7527
Weda Bay Minerals Inc. Decision - s. 83.....................................#44 (Nov. 3) 8634
Wellco Energy Services Inc. MRRS Decision ...................................#17 (Apr. 28) 3514
Wellington Management Company, LLP Decision - s. 7.1(1) of MI 33-109 .........#17 (Apr. 28) 3494 Change of Category .............................#48 (Dec. 1) 9449
Wellington West Asset Management Inc. MRRS Decision .................................... #05 (Feb. 3) 1002
Wellington West Capital Inc. MRRS Decision .................................... #05 (Feb. 3) 1002
MRRS Decision ................................. #26 (June 30) 5358 Amalgamation ......................................#49 (Dec. 8) 9667
Wellington West Capital Markets Inc. Order - s. 74 .......................................#33 (Aug. 18) 6617Order - s. 74 ........................................#35 (Sept. 1) 7047
Wells Capital Management, Inc. Suspended Due to Voluntary
Non-Renewal........................................ #04 (Jan. 27) 955
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
88 (2006), 29 OSCB Cumulative Index (2006)
Wentworth Hauser and Violich Decision - s. 6.1(1) of MI 31-102 National
Registration Database and s. 6.1 of Rule 13-502 Fees .................... #32 (Aug. 11) 6465
Wentworth, Hauser and Violich, Inc. New Registration................................ #33 (Aug. 18) 6729
Wenzel Downhole Tools Ltd. Order - s. 144........................................#04 (Jan. 27) 841
Wesdome Gold Mines Inc. Decision - s. 83 .................................. #11 (Mar. 17) 2276
West Face Capital Inc. Change of Name.................................. #05 (Feb. 3) 1049
Westcoast Energy Inc. MRRS Decision..................................... #27 (July 7) 5572
Western Lakota Energy Services Inc. MRRS Decision................................. #39 (Sept. 29) 7725
WestLB AG, New York Branch MRRS Decision.................................. #32 (Aug. 11) 6461
Westwind Partners Inc. Order - s. 74.......................................#26 (June 30) 5384Order - s. 74........................................ #35 (Sept. 1) 7047Order - s. 74........................................ #35 (Sept. 1) 7051
WGI Heavy Minerals, Incorporated Cease Trading Order ............................ #14 (Apr. 7) 2975
Cease Trading Order .......................... #15 (Apr. 14) 3191 Cease Trading Order .......................... #16 (Apr. 21) 3373 Cease Trading Order .......................... #17 (Apr. 28) 3531 Cease Trading Order ............................#18 (May 5) 3775 Cease Trading Order ..........................#19 (May 12) 3953
White Fire Energy Ltd. Decision - s. 83 .................................. #12 (Mar. 24) 2560
Wolverton Securities Ltd. Exemption - Rule 31-502 Proficiency Requirements ofRegistrants............... #10 (Mar. 10) 2252
Woodcroft, John Notice from the Office
of the Secretary ...................................... #05 (Feb. 3) 996 Order - ss. 127(1), 127.1 ...................... #05 (Feb. 3) 1029 Notice of Hearing................................ #07 (Feb. 17) 1425 Notice from the Office of the Secretary .................................. #07 (Feb. 17) 1427 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2022 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2024 Order .................................................. #10 (Mar. 10) 2063 Order .................................................. #10 (Mar. 10) 2064 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2073 Notice from the Office of the Secretary .................................. #19 (May 12) 3886 OSC Decisions, Orders and Rulings ........................................ #19 (May 12) 3941
WorkGroup Designs Ltd. Cease Trading Order..........................#32 (Aug. 11) 6487Cease Trading Order..........................#34 (Aug. 25) 6799
World Wide Minerals Ltd. Cease Trading Order........................... #23 (June 9) 4777
Cease Trading Order......................... #24 (June 16) 4955 Cease Trading Order......................... #25 (June 23) 5219
Xanthoudakis, John Notice of Hearing - ss. 127, 127.1 .......#41 (Oct. 13) 8047
Notice from the Office of the Secretary ...................................#41 (Oct. 13) 8054
Xerox Capital LLC MRRS Decision ................................ #26 (June 30) 5368
Xplore Technologies Corp. Notice of Hearing.................................. #04 (Jan. 27) 807
Notice from the Office of the Secretary .................................... #04 (Jan. 27) 809 Notice from the Office of the Secretary ...................................... #05 (Feb. 3) 995 Order - ss. ss. 127(1), 127.1................. #05 (Feb. 3) 1028 OSC Decisions, Orders and Rulings .......................................... #05 (Feb. 3) 1035
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
(2006), 29 OSCB Cumulative Index (2006) 89
Xstrata Canada Inc. MRRS Decision.................................. #51 (Dec. 22) 9976
Xstrata plc MRRS Decision.................................. #51 (Dec. 22) 9976
YEARS Financial Trust MRRS Decision.........................................#01 (Jan. 6) 16
MRRS Decision.........................................#01 (Jan. 6) 20
YEARS Trust MRRS Decision.........................................#01 (Jan. 6) 27
YEARS U.S. Trust MRRS Decision.........................................#01 (Jan. 6) 27
Order - s. 83..........................................#04 (Jan. 27) 838
Years U.S. Trust MRRS Decision...................................#19 (May 12) 3894
Yellow Pages Income Fund MRRS Decision.................................. #13 (Mar. 31) 2751
YMG Capital Management Inc. Decision - s. 83 .................................. #11 (Mar. 17) 2277MRRS Decision................................... #43 (Oct. 27) 8402
York Labour Fund Inc. Order...................................................#21 (May 26) 4346Order - s. 5.5(1)(b) of NI 81-102
Mutual Funds .....................................#26 (June 30) 5389Order - s. 83........................................ #35 (Sept. 1) 7053
York Street Capital Corp. New Registration................................ #11 (Mar. 17) 2523
YPG Holdings Inc. MRRS Decision.................................. #13 (Mar. 31) 2751
Zapata Energy Corporation Order - s. 74........................................ #29 (July 21) 5904
ZENON Environmental Inc. Consent - s. 4(b) of the Regulation .....#19 (May 12) 4121
Zephyr Alternative Power Inc. Notice of Hearing................................ #08 (Feb. 24) 1628
Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1632 Notice from the Office of the Secretary .................................. #08 (Feb. 24) 1633 Order .................................................. #08 (Feb. 24) 1657 Notice of Hearing - ss. 127, 127.1 ...... #10 (Mar. 10) 2015 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2023 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2025 Notice from the Office of the Secretary .................................. #10 (Mar. 10) 2026 Order - s. 127 ..................................... #10 (Mar. 10) 2038 Order - ss. 127, 127.1 ........................ #10 (Mar. 10) 2039 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2096 OSC Decisions, Orders and Rulings ....................................... #10 (Mar. 10) 2103 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2321 OSC Decisions, Orders and Rulings ........................................ #11 (Mar. 17) 2324 Notice from the Office of the Secretary ...................................#15 (Apr. 14) 3152 Order - s. 127 ......................................#15 (Apr. 14) 3172
Zuk, Robert Patrick Notice from the Office
of the Secretary .................................#39 (Sept. 29) 7695Notice of Withdrawal .............................#40 (Oct. 6) 7823
Notice from the Office of the Secretary .....................................#40 (Oct. 6) 7826
Notice from the Office of the Secretary ....................................#44 (Nov. 3) 8591
Notice from the Office of the Secretary ..................................#45 (Nov. 10) 8749 Order ..................................................#45 (Nov. 10) 8797
Cumulative Index to the Ontario Securities Commission Bulletin, 2006
90 (2006), 29 OSCB Cumulative Index (2006)
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