monthly investment report for period ended september 30, 2016 · september 1, 2016 beginning...
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City of Riverside Public Trust Advisors LLC
3900 Main St. Riverside, CA 92522 777 South Figueroa Street
Riverside, CA 92522 Suite 805
Los Angeles, CA 90017
Monthly Investment Report for Period Ended September 30, 2016
Investment Management Portfolio Review Page
Investment Portfolio Summary Comparison 3
Investment Portfolio Maturity Distribution 4
Investment Portfolio Maturity Distribution By Security Type 5
Investment Report Ratings Distribution 6
Investment Portfolio Security Distribution - Market Value 7
Investment Portfolio Security Distribution - Historical Cost 8
Additional Disclosure 9
Security Concentration 10
City of Riverside Summary
City of Riverside
September 1, 2016
Beginning Balance
September 30, 2016
Ending Balance Portfolio Characteristic
September 1, 2016
Beginning Balance
September 30, 2016
Ending Balance
Historical Cost 538,628,677.51$ 511,812,715.45$ Book Yield Gross 0.95% 0.98%
Book Value 535,643,687.97$ 508,717,436.07$ Market Yield Gross 0.78% 0.77%
Accrued Interest 1,222,781.97 1,379,362.74 Duration 1.36 Years 1.37 Years
Book Value Plus Accrued 536,866,469.94$ 510,096,798.81$ Weighted Effective Maturity 1.39 Years 1.40 Years
Net Unrealized Gain/Loss 2,073,089.14 2,271,334.50$ Weighted Final Maturity 1.39 Years 1.40 Years
Market Value Plus Accrued(2)
538,939,559.08$ 512,368,133.31$
Net Pending Transactions 25,004.20$ 26,067.97$
Market Value Plus Accrued Net(2)
538,964,563.28$ 512,394,201.28$
City of Riverside
September 2016
Net Income Portfolio Compliance Compliant
Interest Income 486,871.10$ Security Distribution YES
Net Amortization/Accretion (110,289.84) Maturity Distribution YES
Net Realized Gain/Loss(3) 0.00 Rating Distribution YES
Net Income 376,581.26$
City of Riverside Summary Comparison for the period September 1, 2016 to September 30, 2016
(1) Payables represent amounts due to settle security transactions that have been executed but have not settled as of period end. The funds used to settle these trades may come from a variety of sources including cash within the
portfolio, proceeds from future security transactions including maturities and sales, or other sources including money market funds. For reporting purposes, a payable is created for over-period settlements which are reflected in the
detailed holdings.
(2) Market Value Plus Accrued Net represents the market value of the portfolio net payables and recievables from transactions that settle in the following reporting period.
(3) MBS paydowns may result in negative realized losses rather than amortization in as a result of accounting method.Page 3
Maturity Distribution
September 1, 2016
Beginning Balance
September 30, 2016
Ending Balance Portfolio Allocation Distribution Change
0-3 Months 171,558,404.23$ 144,992,351.30$ 28.30% -3.53%
3-6 Months 485,565.50 7,746,022.96 1.51% 1.42%
6-9 Months 35,024,380.90 35,951,339.73 7.02% 0.52%
9-12 Months 39,473,349.77 45,355,398.82 8.85% 1.53%
1-2 Years 132,999,786.46 130,128,335.55 25.40% 0.72%
2-3 Years 75,562,621.60 76,008,302.82 14.83% 0.81%
3-4 Years 58,879,208.06 49,525,058.31 9.67% -1.26%
4-5 Years 24,956,242.57 22,661,323.81 4.42% -0.21%
5-6 Years - - 0.00% 0.00%
6 Years + - - 0.00% 0.00%
Total Portfolio 538,939,559.08$ 512,368,133.31$ 100.00%
City of Riverside Maturity Distribution Market Value Basis September 1, 2016 to September 30, 2016
$- $20,000,000
$40,000,000 $60,000,000 $80,000,000
$100,000,000
$120,000,000 $140,000,000 $160,000,000 $180,000,000
$200,000,000
0-3 M 3-6 M 6-9 M 9-12 M 1-2 Yr 2-3 Yr 3-4 Yr 4-5 Yr 5-6 Yr 6 Yr +
Maturity Distribution Comparison
September 1, 2016 September 30, 2016
0-3 M28.30%
3-6 M1.51%
6-9 M7.02%
9-12 M8.85%
1-2 Yr25.40%
2-3 Yr14.83%
3-4 Yr9.67%
4-5 Yr4.42%
Maturity Distribution
Page 4
Security Distribution 0-3 Months 3-6 Months 6-9 Months 9-12 Months 1-2 Years 2-3 Years 3-4 Years 4-5 Years Total Portfolio
Cash -$ -$ -$ -$ -$ -$ -$ -$ -$
LGIP 56,591,483.00 - - - - - - - 56,591,483.00
Money Market Funds 85,104,464.25 - - - - - - - 85,104,464.25
Certificates of Deposit 1,243,247.66 734,672.52 995,953.50 1,991,798.39 3,747,597.78 3,251,849.87 1,245,955.60 997,956.51 14,209,031.82
Commercial Paper - - - - - - - - -
U.S. Treasury Notes - 7,011,350.44 23,214,350.30 41,553,077.13 103,646,397.16 69,149,183.79 48,279,102.71 21,663,367.31 314,516,828.83
U.S. Agency Notes - - - - - - - - -
Federal Inst. (GSE) - - - - 10,677,763.89 - - - 10,677,763.89
Corporate Notes 2,053,156.39 - 11,741,035.94 1,810,523.30 12,056,576.73 3,607,269.17 - - 31,268,561.52
Asset Backed (ABS) - - - - - - - - -
Municipal Bonds - - - - - - - - -
Total 144,992,351.30$ 7,746,022.96$ 35,951,339.73$ 45,355,398.82$ 130,128,335.55$ 76,008,302.82$ 49,525,058.31$ 22,661,323.81$ 512,368,133.31$
City of Riverside Maturity Distribution Market Value Basis as of September 30, 2016
$-
$20,000,000
$40,000,000
$60,000,000
$80,000,000
$100,000,000
$120,000,000
$140,000,000
$160,000,000
0-3 Months 3-6 Months 6-9 Months 9-12 Months 1-2 Years 2-3 Years 3-4 Years 4-5 Years
Maturity Distribution By TypeMunicipal Bonds
Asset Backed (ABS)
Corporate Notes
Federal Inst. (GSE)
U.S. Agency Notes
U.S. Treasury Notes
Commercial Paper
Certificates of Deposit
Money Market Funds
LGIP
Cash
Page 5
S&P Rating Distribution
September 30, 2016
Ending Balance Portfolio Allocation
Short Term Rating Distribution
A-1+ -$ 0.00%
A-1 745,950.53 0.15%
A-2 1,256,900.69 0.25%
Total Short Term Ratings 2,002,851.23$ 0.39%
Long Term Rating Distribution
AAA Rating 19,084,379.81$ 3.72%
AA Rating 354,652,630.94 69.22%
A Rating 1,810,523.30 0.35%
Below A - 0.00%
Not Rated 134,817,748.03 26.31%
Total Long Term Rating 510,365,282.08$ 99.61%
Total Portfolio 512,368,133.31$ 100.00%
Moody's Rating Distribution
September 30, 2016
Ending Balance Portfolio Allocation
Short Term Rating Distribution
P-1 2,752,804.48$ 0.54%
P-2 249,194.34 0.05%
Total Short Term Ratings 3,001,998.83$ 0.59%
Long Term Rating Distribution
Aaa Rating 344,278,972.53$ 67.19%
Aa Rating 21,496,765.86 4.20%
A Rating 9,771,795.66 1.91%
Below A - 0.00%
Not Rated 133,818,600.43 26.12%
Total Long Term Rating 509,366,134.48$ 99.41%
Total Portfolio 512,368,133.31$ 100.00%
City of Riverside Rating Distribution Market Value Basis as of September 30, 2016
A-10.15%
A-20.25%
AAA Rating3.72%
AA Rating69.22%
A Rating0.35%
Not Rated26.31%
Portfolio Allocation By Standard and Poors' Rating
P-10.54%
P-20.05%
Aaa Rating67.19%
Aa Rating4.20%
A Rating1.91%
Not Rated26.12%
Portfolio Allocation By Moody's Rating
Page 6
Security Distribution
September 1, 2016
Beginning Balance
September 30,
2016
Ending Balance
Portfolio
Allocation
Change in
Allocation Book Yield
Permitted
by Policy* Compliant
FNMA -$ -$ 0.00% 0.00% 0.00% 40.00% YES
FHLMC 10,671,055.56 10,677,763.89 2.08% 0.10% 0.85% 40.00% YES
FFCB - - 0.00% 0.00% 0.00% 40.00% YES
FHLB - - 0.00% 0.00% 0.00% 40.00% YES
Fed Instrumentality Subtotal 10,671,055.56$ 10,677,763.89$ 2.08% 0.10% 0.85% 100.00% YES
LAIF Fund 1 49,995,679.75 49,995,679.75 9.76% 0.48% 0.65% 60.00% YES
LAIF Fund 2 34,095,803.25 6,595,803.25 1.29% -5.04% 0.65% 60.00% YES
LAIF Subtotal 84,091,483.00$ 56,591,483.00$ 11.05% -4.56% 0.65% 60.00% YES
Cash - - 0.00% 0.00% 0.00% 100.00% YES
U.S. Treasury Notes 314,286,479.06 314,516,828.83 61.38% 3.07% 1.10% 100.00% YES
U.S. Agency Notes - - 0.00% 0.00% 0.00% 100.00% YES
Asset Backed Securities - - 0.00% 0.00% 0.00% 20.00% YES
Commercial Paper - - 0.00% 0.00% 0.00% 25.00% YES
Corporate Notes 31,246,207.29 31,268,561.52 6.10% 0.31% 1.22% 30.00% YES
Bankers Acceptances - - 0.00% 0.00% 0.00% 40.00% YES
Money Market Funds 84,420,426.30 85,104,464.25 16.61% 0.95% 0.59% 20.00% YES
Municipal Bonds - - 0.00% 0.00% 0.00% 20.00% YES
Supranational Debt - - 0.00% 0.00% 0.00% 25.00% YES
Certificates of Deposit 14,223,907.87 14,209,031.82 2.77% 0.13% 1.40% 25.00% YES
Total Portfolio Market Value 538,939,559.08$ 512,368,133.31$ 100.00% 0.98%
City of Riverside Market Value Basis Security Distribution September 1, 2016 to September 30, 2016
$-
$100,000,000
$200,000,000
$300,000,000
$400,000,000
FNM
A
FHLM
C
FFC
B
FHLB
LAIF
Fu
nd
1
LAIF
Fu
nd
2
Cas
h
UST
AB
S
CP
Co
rp BA
MM
F
Mu
ni
Sup
ra CD
Asset Balance By Security Type(in millions)
September 1, 2016 September 30, 2016
FHLMC2.08%
LAIF Fund 19.76%
LAIF Fund 21.29%
UST61.38%
Corp6.10%
MMF16.61%CD
2.77%
Ending Portfolio Allocation
Page 7
Security Distribution
September 1, 2016
Beginning Balance
September 30,
2016
Ending Balance
Portfolio
Allocation
Change in
Allocation Book Yield
Permitted
by Policy* Compliant
FNMA -$ -$ 0.00% 0.00% 0.00% 40.00% YES
FHLMC 12,023,380.00 12,023,380.00 2.35% 0.12% 0.85% 40.00% YES
FFCB - - 0.00% 0.00% 0.00% 40.00% YES
FHLB - - 0.00% 0.00% 0.00% 40.00% YES
Fed Instrumentality Subtotal 12,023,380.00$ 12,023,380.00$ 2.35% 0.12% 0.85% 100.00% YES
LAIF Fund 1 49,995,679.75 49,995,679.75 9.77% 0.49% 0.65% 60.00% YES
LAIF Fund 2 34,095,803.25 6,595,803.25 1.29% -5.04% 0.65% 60.00% YES
LAIF Subtotal 84,091,483.00$ 56,591,483.00$ 11.06% -4.56% 0.65% 60.00% YES
Cash - - 0.00% 0.00% 0.00% 100.00% YES
U.S. Treasury Notes 312,621,519.58 312,621,519.58 61.08% 3.04% 1.10% 100.00% YES
U.S. Agency Notes - - 0.00% 0.00% 0.00% 100.00% YES
Asset Backed Securities - - 0.00% 0.00% 0.00% 20.00% YES
Commercial Paper - - 0.00% 0.00% 0.00% 25.00% YES
Corporate Notes 31,343,090.25 31,343,090.25 6.12% 0.30% 1.22% 30.00% YES
Bankers Acceptances - - 0.00% 0.00% 0.00% 40.00% YES
Money Market Funds 84,418,824.67 85,102,862.61 16.63% 0.95% 0.59% 20.00% YES
Municipal Bonds - - 0.00% 0.00% 0.00% 20.00% YES
Supranational Debt - - 0.00% 0.00% 0.00% 25.00% YES
Certificates of Deposit 14,130,380.00 14,130,380.00 2.76% 0.14% 1.40% 25.00% YES
Total Portfolio Market Value 538,628,677.51$ 511,812,715.45$ 100.00% 0.98%
City of Riverside Historical Cost Basis Security Distribution September 1, 2016 to September 30, 2016
$-
$100,000,000
$200,000,000
$300,000,000
$400,000,000
FNM
A
FHLM
C
FFC
B
FHLB
LAIF
Fu
nd
1
LAIF
Fu
nd
2
Cas
h
UST
AB
S
CP
Co
rp BA
MM
F
Mu
ni
Sup
ra CD
Asset Balance By Security Type(in millions)
September 1, 2016 September 30, 2016
FHLMC2.35%
LAIF Fund 19.77%
LAIF Fund 21.29%
UST61.08%
Corp6.12%
MMF16.63%
CD2.76%
Ending Portfolio Allocation
Page 8
Additional Disclosure
This statement is for general information purposes only and is not intended to provide specific advice or recommendations. Please review the contents of this statement carefully. Should you have any questions regarding the information presented, calculation methodology, investment portfolio or security detail, or any other facet of your statement, please feel free to contact us.
Public Trust Advisor’s monthly statement is intended to detail our investment advisory activity as well as the activity of any accounts held by clients in pools that are managed by Public Trust Advisors. The custodian bank maintains the control of assets and executes and settles all investments transactions. The custodian statement is the official record of security and cash holdings transactions. Public Trust Advisors recognizes that clients may use these reports to facilitate record keeping; therefore the custodian bank statement and the Public Trust Advisors statement should be reconciled and differences resolved. Many custodians use a settlement date basis which may result in the need to reconcile due to a timing difference. Please contact your relationship manager or our toll free number 855-395-3954 with questions regarding your account.
Public Trust Advisors does not have the authority to withdraw funds from or deposit funds to the custodian. Our clients retain responsibility for their internal accounting policies; implementing and enforcing internal controls and generating ledger entries or otherwise recording transactions.
Pricing sources from our reporting platform are provided by Clearwater reporting platform and are established by Clearwater’s internal pricing procedures. Clearwater utilizes a hierarchical pricing model which starts with one of the industry’s pricing sources, S&P Capital IQ. Securities with short maturities and infrequent secondary market trades are typically priced via mathematical calculations. The Securities in this investment portfolio, including shares of mutual funds, are not guaranteed or otherwise protected by Public trust Advisors, the FDIC (except for certain non-negotiable certificates of deposit) or any government agency, unless otherwise specifically stated. Investment in fixed income securities involves risks, including the possible loss of the amount invested.
Past performance is not an indication of future performance.
Beginning and Ending Balances based on Market Value plus Accrued Interest on a Trade Date basis.
Public Trust Advisors is an investment advisor registered with the Securities and Exchange Commission, and is required to maintain a written disclosure statement of our background and business experience. If you would like to receive a copy of our current disclosure statement, privacy policy, or code of ethics please contact Service Operations at the address below.
Public Trust Advisors717 17th Street, Suite 1850Denver, CO 80202
Page 9
Portfolio Holdings
Portfolio Income
Portfolio Transactions
Issuer Concentration
Security Concentration
Portfolio Activity Summary
City of Riverside Detail
Page 10
Month End Report Trade Date Agg onlyRiverside, City of General Agg (66771)Month End (M9 Y2016)09/01/2016 - 09/30/2016Dated: 10/27/2016Locked Down
Holdings Report Trade Date (Riverside, City of General Agg (66771)) 1
Income Detail Report Trade Date (Riverside, City of General Agg (66771)) 9
Transactions Realized Gain Loss Report (Riverside, City of General Agg(66771))
14
Issuer Concentration with Yield GASB 40 Trade Date (Riverside, City ofGeneral Agg (66771))
16
Security Type GASB 40 Trade Date (Riverside, City of General Agg (66771)) 31
Portfolio Activity Summary (Riverside, City of General Agg (66771)) 39
Table of ContentsDated: 10/27/2016
Description,Identifier,
Security Type,Coupon
Effective Maturity,Final Maturity,Callable,Next Call Date
Original Cost,Current Units,
Market Price
Trade Date,Settle Date
MoodysRating,S&P Rating,Fitch Rating
Book Value,Book Value + Accrued
Accrued Balance,Net Unrealized Gain/Loss
Market Value,Market Value + Accrued
FEDERAL HOME LOAN MORTGAGE CORP3137EABA6
AGCY BOND5.125
11/17/201711/17/2017N---
12,023,380.0010,000,000.00
104.8700
01/14/201301/16/2013
AaaAA+---
10,479,179.9710,669,943.86
190,763.897,820.03
10,487,000.0010,677,763.89
Signature Bank of Arkansas82669LFR9
CD1.05
08/25/201708/25/2017N---
249,000.00249,000.00
100.1120
08/17/201508/26/2015
NANA---
249,000.00249,035.82
35.82278.88
249,278.88249,314.70
Leader Bank, National Association52168UCU4
CD1.05
04/21/201704/21/2017N---
248,000.00248,000.00
100.1380
10/08/201410/23/2014
NANA---
248,000.00248,057.07
57.07342.24
248,342.24248,399.31
Goldman Sachs Bank USA38147J3R1
CD1.65
09/04/201809/04/2018N---
247,000.00247,000.00
100.7180
08/27/201409/03/2014
P-1A-1---
247,000.00247,312.64
312.641,773.46
248,773.46249,086.10
Sallie Mae Bank795450SU0
CD1.80
09/04/201809/04/2018N---
247,000.00247,000.00
100.9700
08/27/201409/03/2014
NRNR---
247,000.00247,341.06
341.062,395.90
249,395.90249,736.96
Third Federal Savings and Loan Association of Clev88413QAD0
CD1.40
11/27/201711/27/2017N---
248,000.00248,000.00
100.4470
11/13/201311/27/2013
NANA---
248,000.00249,208.07
1,208.071,108.56
249,108.56250,316.63
First Niagara Bank, National Association33583CRW1
CD1.15
09/25/201709/25/2017N---
248,000.00248,000.00
100.1910
09/16/201509/25/2015
P-1NR---
248,000.00248,046.88
46.88473.68
248,473.68248,520.56
GE Capital Bank36160J2N7
CD1.60
07/03/201807/03/2018N---
248,000.00248,000.00
100.6810
06/27/201407/03/2014
P-1NA---
248,000.00248,978.41
978.411,688.88
249,688.88250,667.29
Parkway Bank And Trust Company70153RHJ0
CD1.15
04/07/201704/07/2017N---
248,000.00248,000.00
100.1830
10/03/201410/07/2014
NRNR---
248,000.00249,383.02
1,383.02453.84
248,453.84249,836.86
The State Bank and Trust Company855736DA9
CD1.60
02/17/202102/17/2021N---
249,000.00249,000.00
99.6080
02/05/201602/17/2016
NANA---
249,000.00249,152.81
152.81-976.08
248,023.92248,176.73
EverBank29976DA42
CD1.10
08/28/201708/28/2017N---
248,000.00248,000.00
100.1540
08/14/201508/28/2015
NRNR---
248,000.00248,254.12
254.12381.92
248,381.92248,636.04
Bank of The Ozarks46115DDU7
CD1.00
10/17/201610/17/2016N---
249,000.00249,000.00
100.0160
10/02/201310/17/2013
NRNA---
249,000.00249,095.51
95.5139.84
249,039.84249,135.35
EnerBank USA29266NX51
CD1.90
01/28/202101/28/2021N---
247,000.00247,000.00
100.6710
01/15/201601/28/2016
NANA---
247,000.00247,835.74
835.741,657.37
248,657.37249,493.11
Bridgewater Bank108622ET4
CD1.50
08/17/202008/17/2020N---
249,000.00249,000.00
99.7400
02/05/201602/17/2016
NANA---
249,000.00249,143.26
143.26-647.40
248,352.60248,495.86
Bank of Charles Town061149AR1
CD1.80
09/30/202009/30/2020N---
249,000.00249,000.00
100.5340
09/22/201509/30/2015
NANA---
249,000.00249,012.28
12.281,329.66
250,329.66250,341.94
Unity Bank91330ABD8
CD1.50
08/26/202008/26/2020N---
249,000.00249,000.00
99.7240
02/05/201602/26/2016
NANA---
249,000.00249,051.16
51.16-687.24
248,312.76248,363.92
Holdings Report Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
1
Description,Identifier,
Security Type,Coupon
Effective Maturity,Final Maturity,Callable,Next Call Date
Original Cost,Current Units,
Market Price
Trade Date,Settle Date
MoodysRating,S&P Rating,Fitch Rating
Book Value,Book Value + Accrued
Accrued Balance,Net Unrealized Gain/Loss
Market Value,Market Value + Accrued
Georgia Bank & Trust Company of Augusta373128EK9
CD1.00
06/20/201706/20/2017N---
249,000.00249,000.00
100.1010
12/11/201312/20/2013
NANA---
249,000.00249,075.04
75.04251.49
249,251.49249,326.53
American Express Centurion Bank02587DWJ3
CD2.00
11/28/201811/28/2018N---
248,000.00248,000.00
101.3340
11/19/201411/28/2014
P-1A-2---
248,000.00249,712.22
1,712.223,308.32
251,308.32253,020.54
Mauch Chunk Trust Company577234BZ9
CD1.20
09/11/201709/11/2017N---
248,000.00248,000.00
100.2420
10/03/201410/10/2014
NANA---
248,000.00248,171.22
171.22600.16
248,600.16248,771.38
HSBC Bank USA, National Association40434AC72
CD1.60
05/17/201811/17/2020Y05/17/2018
246,000.00246,000.00
101.0030
11/18/201511/23/2015
NANA---
246,000.00247,477.35
1,477.352,467.38
248,467.38249,944.73
ConnectOne Bank20786ABA2
CD1.55
07/29/201907/29/2019N---
247,000.00247,000.00
100.4300
01/14/201501/28/2015
NANA---
247,000.00247,031.47
31.471,062.10
248,062.10248,093.57
Main Street Bank Corp.56034WAH4
CD0.90
12/16/201612/16/2016N---
248,000.00248,000.00
100.0420
10/03/201410/16/2014
NANA---
248,000.00248,470.86
470.86104.16
248,104.16248,575.02
Community Bankers' Bank20361LBM5
CD1.65
10/17/201810/17/2018N---
248,000.00248,000.00
100.6990
10/03/201410/17/2014
NANA---
248,000.00248,156.95
156.951,733.52
249,733.52249,890.47
KeyBank National Association49306SVY9
CD1.55
01/22/201901/22/2019N---
247,000.00247,000.00
100.5020
01/13/201601/20/2016
P-1A-2---
247,000.00247,765.70
765.701,239.94
248,239.94249,005.64
Lakeside Bank (Inc)51210SKR7
CD0.90
10/24/201610/24/2016N---
248,000.00248,000.00
100.0160
12/17/201412/23/2014
NRNR---
248,000.00248,048.92
48.9239.68
248,039.68248,088.60
United Community Bank90983WAZ4
CD1.00
04/13/201704/13/2017N---
248,000.00248,000.00
100.1110
10/03/201410/14/2014
NANA---
248,000.00248,115.51
115.51275.28
248,275.28248,390.79
Webster Bank, National Association94768NJU9
CD1.90
07/02/201907/02/2019N---
247,380.00248,000.00
101.2500
07/01/201407/02/2014
P-1A-2---
247,461.52248,636.30
1,174.773,638.48
251,100.00252,274.77
Prime Alliance Bank, Inc.74160NEN6
CD1.15
02/12/201902/12/2019N---
249,000.00249,000.00
99.6690
02/05/201602/12/2016
NANA---
249,000.00249,149.06
149.06-824.19
248,175.81248,324.87
Customers Bank23204HDB1
CD1.25
12/18/201712/18/2017N---
248,000.00248,000.00
100.2740
12/02/201512/18/2015
NANA---
248,000.00248,891.78
891.78679.52
248,679.52249,571.30
Capital One Bank140420PT1
CD1.80
10/09/201810/09/2018N---
248,000.00248,000.00
100.9530
10/03/201410/08/2014
P-1A-2---
248,000.00250,152.50
2,152.502,363.44
250,363.44252,515.94
Flushing Bank34387ABS7
CD1.50
12/17/201812/17/2018N---
249,000.00249,000.00
100.4190
12/03/201512/17/2015
NANA---
249,000.00249,163.73
163.731,043.31
250,043.31250,207.04
Alma Bank020080AV9
CD1.70
09/30/201909/30/2019N---
247,000.00247,000.00
100.7570
09/16/201509/30/2015
NANA---
247,000.00247,011.50
11.501,869.79
248,869.79248,881.29
Holdings Report Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
2
Description,Identifier,
Security Type,Coupon
Effective Maturity,Final Maturity,Callable,Next Call Date
Original Cost,Current Units,
Market Price
Trade Date,Settle Date
MoodysRating,S&P Rating,Fitch Rating
Book Value,Book Value + Accrued
Accrued Balance,Net Unrealized Gain/Loss
Market Value,Market Value + Accrued
Discover Bank2546714P2
CD1.30
08/21/201708/21/2017N---
248,000.00248,000.00
100.3320
08/15/201408/20/2014
P-2NR---
248,000.00248,370.98
370.98823.36
248,823.36249,194.34
CIT Bank, National Association17284CC69
CD2.00
05/14/201905/14/2019N---
247,000.00247,000.00
101.4600
05/06/201405/14/2014
NANA---
247,000.00248,894.79
1,894.793,606.20
250,606.20252,500.99
American Express Bank, FSB02587CAU4
CD1.25
08/21/201708/21/2017N---
248,000.00248,000.00
100.2890
08/15/201408/21/2014
NANA---
248,000.00248,348.22
348.22716.72
248,716.72249,064.94
Investors Community Bank46147URG7
CD1.15
02/12/201902/12/2019N---
249,000.00249,000.00
99.6690
02/05/201602/12/2016
NANA---
249,000.00249,149.06
149.06-824.19
248,175.81248,324.87
East Boston Savings Bank27113PAM3
CD1.40
08/24/201808/24/2018N---
249,000.00249,000.00
100.3100
08/17/201508/24/2015
NANA---
249,000.00249,066.85
66.85771.90
249,771.90249,838.75
Wex Bank92937CDH8
CD1.20
12/11/201712/11/2017N---
248,000.00248,000.00
100.2180
12/02/201512/11/2015
NANR---
248,000.00248,913.18
913.18540.64
248,540.64249,453.82
Belmont Savings Bank080515BM0
CD1.40
02/18/202002/18/2020N---
249,000.00249,000.00
99.7890
02/05/201602/17/2016
NANA---
249,000.00249,133.71
133.71-525.39
248,474.61248,608.32
Marlin Business Bank57116AHW1
CD1.70
10/15/201810/15/2018N---
248,000.00248,000.00
100.7850
10/03/201410/14/2014
NANR---
248,000.00248,196.36
196.361,946.80
249,946.80250,143.16
Triad Bank89579NBF9
CD1.00
03/14/201703/14/2017N---
249,000.00249,000.00
100.1070
11/01/201311/14/2013
NRNR---
249,000.00249,115.97
115.97266.43
249,266.43249,382.40
Cadence Bank, N.A.12738RCW2
CD1.25
02/12/201802/12/2018N---
248,000.00248,000.00
100.2480
01/26/201602/10/2016
NANA---
248,000.00248,441.64
441.64615.04
248,615.04249,056.68
BMO Harris Bank National Association05573J4Q4
CD0.90
03/23/201703/23/2017N---
248,000.00248,000.00
100.0600
09/16/201509/23/2015
P-1A-1---
248,000.00248,048.92
48.92148.80
248,148.80248,197.72
Bank of Wisconsin Dells065847CZ6
CD1.50
07/17/202007/17/2020N---
249,000.00249,000.00
99.8010
02/05/201602/17/2016
NANA---
249,000.00249,143.26
143.26-495.51
248,504.49248,647.75
Community Financial Services Bank20364AAQ8
CD0.80
10/17/201610/17/2016N---
248,000.00248,000.00
100.0070
10/03/201410/17/2014
NANA---
248,000.00248,076.10
76.1017.36
248,017.36248,093.46
MB Financial Bank, National Association55266CNH5
CD1.35
08/21/201808/21/2018N---
249,000.00249,000.00
100.2320
08/17/201508/21/2015
NANA---
249,000.00249,092.10
92.10577.68
249,577.68249,669.78
Medallion Bank58403BG26
CD1.10
10/04/201610/04/2016N---
248,000.00248,000.00
100.0040
09/24/201310/04/2013
NANR---
248,000.00249,345.32
1,345.329.92
248,009.92249,355.24
Mercantil Commercebank, National Association58733AAY5
CD1.50
04/24/201804/24/2018N---
248,000.00248,000.00
100.5550
10/08/201410/24/2014
NANA---
248,000.00249,630.68
1,630.681,376.40
249,376.40251,007.08
Holdings Report Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
3
Description,Identifier,
Security Type,Coupon
Effective Maturity,Final Maturity,Callable,Next Call Date
Original Cost,Current Units,
Market Price
Trade Date,Settle Date
MoodysRating,S&P Rating,Fitch Rating
Book Value,Book Value + Accrued
Accrued Balance,Net Unrealized Gain/Loss
Market Value,Market Value + Accrued
Bank of North Carolina06414QUB3
CD1.25
01/16/201801/16/2018N---
247,000.00247,000.00
100.2640
01/14/201501/16/2015
NANR---
247,000.00247,126.88
126.88652.08
247,652.08247,778.96
First Priority Bank33612JFU8
CD1.45
09/28/201809/28/2018N---
248,000.00248,000.00
100.3510
09/22/201509/30/2015
NANA---
248,000.00248,009.85
9.85870.48
248,870.48248,880.33
SouthWest Bank844772BA0
CD0.75
02/13/201702/13/2017N---
237,000.00237,000.00
100.0020
02/03/201502/13/2015
NANA---
237,000.00237,087.66
87.664.74
237,004.74237,092.40
Capital One, National Association14042E5T3
CD1.25
08/21/201708/21/2017N---
249,000.00249,000.00
100.2880
08/14/201508/19/2015
P-1A-2---
249,000.00249,366.68
366.68717.12
249,717.12250,083.80
Comenity Capital Bank20033AME3
CD1.70
08/24/201808/24/2018N---
249,000.00249,000.00
100.8140
08/14/201508/24/2015
NRNR---
249,000.00249,081.18
81.182,026.86
251,026.86251,108.04
UBS Bank USA90348JAP5
CD1.40
10/01/201810/01/2018N---
248,000.00248,000.00
100.2650
10/05/201510/08/2015
NRA-1---
248,000.00248,009.51
9.51657.20
248,657.20248,666.71
First Bank of Highland Park319141CL9
CD1.25
10/10/201710/10/2017N---
248,000.00248,000.00
100.2870
10/03/201410/08/2014
NANR---
248,000.00249,494.79
1,494.79711.76
248,711.76250,206.55
First Commercial Bank31984GDJ5
CD1.00
07/31/201707/31/2017N---
248,000.00248,000.00
100.0830
10/08/201410/30/2014
P-1NA---
248,000.00248,006.79
6.79205.84
248,205.84248,212.63
United Bank06424XBQ4
CD1.55
07/17/201807/17/2018N---
248,000.00248,000.00
100.5890
10/03/201410/17/2014
P-1NR---
248,000.00249,758.76
1,758.761,460.72
249,460.72251,219.48
Barclays Bank Delaware06740KJK4
CD2.20
09/16/202009/16/2020N---
247,000.00247,000.00
101.8690
09/09/201509/16/2015
NRNR---
247,000.00247,223.32
223.324,616.43
251,616.43251,839.75
WAL-MART STORES INC931142CJ0
CORP5.80
02/15/201802/15/2018N---
514,400.90470,000.00
106.6510
01/25/201601/28/2016
Aa2AA---
504,147.70507,630.92
3,483.22-2,888.00
501,259.70504,742.92
BERKSHIRE HATHAWAY FINANCE CORP084664BW0
CORP1.30
05/15/201805/15/2018N---
1,001,730.001,000,000.00
100.2240
01/25/201601/28/2016
Aa2AA---
1,001,382.651,006,293.76
4,911.11857.35
1,002,240.001,007,151.11
GENERAL ELECTRIC CO36962G5W0
CORP2.30
04/27/201704/27/2017N---
7,810,729.607,585,000.00
100.7780
09/05/201409/10/2014
A1AA----
7,634,575.917,709,203.89
74,627.979,435.39
7,644,011.307,718,639.27
TOYOTA MOTOR CREDIT CORP89233P6S0
CORP1.25
10/05/201710/05/2017N---
2,715,233.952,717,000.00
100.1910
04/07/201404/10/2014
Aa3AA----
2,715,748.642,732,352.53
16,603.896,440.83
2,722,189.472,738,793.36
TOYOTA MOTOR CREDIT CORP89236TCP8
CORP1.55
07/13/201807/13/2018N---
5,012,624.305,000,000.00
100.6160
01/25/201601/28/2016
Aa3AA----
5,010,296.705,027,088.37
16,791.6720,503.30
5,030,800.005,047,591.67
GENERAL ELECTRIC CAPITAL CORPORATION36962GY40
CORP5.375
10/20/201610/20/2016N---
2,186,720.002,000,000.00
100.2540
09/05/201409/10/2014
A1AA----
2,004,625.262,052,701.65
48,076.39454.74
2,005,080.002,053,156.39
Holdings Report Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
4
Description,Identifier,
Security Type,Coupon
Effective Maturity,Final Maturity,Callable,Next Call Date
Original Cost,Current Units,
Market Price
Trade Date,Settle Date
MoodysRating,S&P Rating,Fitch Rating
Book Value,Book Value + Accrued
Accrued Balance,Net Unrealized Gain/Loss
Market Value,Market Value + Accrued
SHELL INTERNATIONAL FINANCE BV822582AR3
CORP1.125
08/21/201708/21/2017N---
1,801,135.501,805,000.00
100.1810
04/07/201404/10/2014
Aa2A---
1,802,363.281,804,619.53
2,256.255,903.77
1,808,267.051,810,523.30
APPLE INC037833AQ3
CORP2.10
05/06/201905/06/2019N---
3,557,435.003,500,000.00
102.2190
01/25/201601/28/2016
Aa1AA+---
3,549,705.083,579,309.24
29,604.1727,959.92
3,577,665.003,607,269.17
CHEVRON CORP166764AA8
CORP1.104
12/05/201712/05/2017Y11/05/2017
2,734,721.002,750,000.00
99.9460
04/07/201404/10/2014
Aa2AA----
2,738,671.982,748,454.64
9,782.679,843.02
2,748,515.002,758,297.67
APPLE INC037833AM2
CORP1.05
05/05/201705/05/2017N---
4,008,360.004,000,000.00
100.1370
09/05/201409/10/2014
Aa1AA+---
4,004,941.194,021,857.86
16,916.67538.81
4,005,480.004,022,396.67
STATE OF CALIFORNIALAIFUND1MMFUND
0.65
09/30/201609/30/2016N---
49,995,679.7549,995,679.75
1.0000
07/31/201607/31/2016
NANA---
49,995,679.7549,995,679.75
0.000.00
49,995,679.7549,995,679.75
CALTRUST INVESTMENT TRUST OF CALIFORNIACTRST
MMFUND0.81
09/30/201609/30/2016N---
28,842,587.612,875,791.55
10.0300
------
NAAAf---
28,842,587.6128,842,587.61
0.001,601.63
28,844,189.2528,844,189.25
STATE OF CALIFORNIALAIFUND2MMFUND
0.65
09/30/201609/30/2016N---
6,595,803.256,595,803.25
1.0000
------
NANA---
6,595,803.256,595,803.25
0.000.00
6,595,803.256,595,803.25
BANK OF AMERICABOFAPFCMMFUND
0.50
09/30/201609/30/2016N---
32,089,554.4732,089,554.47
1.0000
------
NANA---
32,089,554.4732,089,554.47
0.000.00
32,089,554.4732,089,554.47
CITIZENS BUSINESS BANKCBBPMMGS
MMFUND0.35
09/30/201609/30/2016N---
5,086,340.725,086,340.72
1.0000
------
NANA---
5,086,340.725,086,340.72
0.000.00
5,086,340.725,086,340.72
WELLS FRGO HERITAGE CL SELECT MMF94984B793
MMFUND0.48
09/30/201609/30/2016N---
19,084,379.8119,084,379.81
1.0000
------
AaaAAAm---
19,084,379.8119,084,379.81
0.000.00
19,084,379.8119,084,379.81
UNITED STATES TREASURY912828C57
US GOV2.25
03/31/202103/31/2021N---
2,946,020.002,800,000.00
104.8360
08/18/201608/22/2016
AaaAA+---
2,942,652.712,942,825.78
173.08-7,244.71
2,935,408.002,935,581.08
UNITED STATES TREASURY912828RE2
US GOV1.50
08/31/201808/31/2018N---
5,542,968.755,500,000.00
101.3520
05/19/201405/21/2014
AaaAA+---
5,535,424.605,542,489.51
7,064.9238,935.40
5,574,360.005,581,424.92
UNITED STATES TREASURY912828VF4
US GOV1.375
05/31/202005/31/2020N---
6,944,765.637,000,000.00
101.2580
07/09/201507/13/2015
AaaAA+---
6,950,257.086,982,603.39
32,346.31137,802.92
7,088,060.007,120,406.31
UNITED STATES TREASURY912828UB4
US GOV1.00
11/30/201911/30/2019N---
2,944,921.883,000,000.00
100.1800
07/09/201507/13/2015
AaaAA+---
2,951,172.792,961,254.75
10,081.9754,227.21
3,005,400.003,015,481.97
UNITED STATES TREASURY912828WT3
US GOV0.875
07/15/201707/15/2017N---
4,205,906.254,200,000.00
100.1910
05/20/201605/24/2016
AaaAA+---
4,204,081.674,211,871.07
7,789.403,940.33
4,208,022.004,215,811.40
UNITED STATES TREASURY912828WS5
US GOV1.625
06/30/201906/30/2019N---
6,104,062.506,000,000.00
102.0230
05/20/201605/24/2016
AaaAA+---
6,092,351.956,116,991.90
24,639.9529,028.05
6,121,380.006,146,019.95
Holdings Report Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
5
Description,Identifier,
Security Type,Coupon
Effective Maturity,Final Maturity,Callable,Next Call Date
Original Cost,Current Units,
Market Price
Trade Date,Settle Date
MoodysRating,S&P Rating,Fitch Rating
Book Value,Book Value + Accrued
Accrued Balance,Net Unrealized Gain/Loss
Market Value,Market Value + Accrued
UNITED STATES TREASURY912828WS5
US GOV1.625
06/30/201906/30/2019N---
3,730,785.163,700,000.00
102.0230
11/05/201511/09/2015
AaaAA+---
3,723,382.303,738,576.93
15,194.6351,468.70
3,774,851.003,790,045.63
UNITED STATES TREASURY912828KD1
US GOV2.75
02/15/201902/15/2019N---
2,120,000.002,000,000.00
104.5230
05/19/201405/21/2014
AaaAA+---
2,102,214.632,109,239.09
7,024.46-11,754.63
2,090,460.002,097,484.46
UNITED STATES TREASURY912828KD1
US GOV2.75
02/15/201902/15/2019N---
2,104,843.752,000,000.00
104.5230
07/14/201407/16/2014
AaaAA+---
2,089,356.172,096,380.63
7,024.461,103.83
2,090,460.002,097,484.46
UNITED STATES TREASURY912828M98
US GOV1.625
11/30/202011/30/2020N---
6,070,308.006,000,000.00
102.1640
01/20/201601/22/2016
AaaAA+---
6,064,124.566,096,890.95
32,766.3965,715.44
6,129,840.006,162,606.39
UNITED STATES TREASURY912828C32
US GOV0.75
03/15/201703/15/2017N---
6,992,860.007,000,000.00
100.1290
06/12/201406/16/2014
AaaAA+---
6,996,257.186,998,577.62
2,320.4412,772.82
7,009,030.007,011,350.44
UNITED STATES TREASURY912828F54
US GOV0.875
10/15/201710/15/2017N---
14,564,777.3414,550,000.00
100.1910
01/20/201601/22/2016
AaaAA+---
14,560,578.9714,619,365.35
58,786.3717,211.53
14,577,790.5014,636,576.87
UNITED STATES TREASURY912828SD3
US GOV1.25
01/31/201901/31/2019N---
2,972,343.753,000,000.00
100.9690
05/19/201405/21/2014
AaaAA+---
2,976,472.032,982,789.97
6,317.9352,597.97
3,029,070.003,035,387.93
UNITED STATES TREASURY912828SH4
US GOV1.375
02/28/201902/28/2019N---
2,582,734.382,600,000.00
101.2580
10/08/201410/10/2014
AaaAA+---
2,590,368.032,593,429.49
3,061.4642,339.97
2,632,708.002,635,769.46
UNITED STATES TREASURY912828SH4
US GOV1.375
02/28/201902/28/2019N---
14,642,734.3814,500,000.00
101.2580
05/20/201605/24/2016
AaaAA+---
14,624,720.7614,641,794.31
17,073.5557,689.24
14,682,410.0014,699,483.55
UNITED STATES TREASURY912828UJ7
US GOV0.875
01/31/201801/31/2018N---
1,976,875.002,000,000.00
100.2110
07/14/201407/16/2014
AaaAA+---
1,982,332.981,985,281.35
2,948.3721,887.02
2,004,220.002,007,168.37
UNITED STATES TREASURY912828UF5
US GOV1.125
12/31/201912/31/2019N---
1,871,203.131,900,000.00
100.5390
02/24/201502/26/2015
AaaAA+---
1,874,395.441,879,797.27
5,401.8335,845.56
1,910,241.001,915,642.83
UNITED STATES TREASURY912828QG8
US GOV2.625
04/30/201804/30/2018N---
11,609,726.5611,000,000.00
102.9450
05/19/201405/21/2014
AaaAA+---
11,247,957.2111,368,792.80
120,835.6075,992.79
11,323,950.0011,444,785.60
UNITED STATES TREASURY912828XE5
US GOV1.50
05/31/202005/31/2020N---
6,626,425.006,500,000.00
101.7190
08/18/201608/22/2016
AaaAA+---
6,622,835.976,655,602.37
32,766.39-11,100.97
6,611,735.006,644,501.39
UNITED STATES TREASURY912828TR1
US GOV1.00
09/30/201909/30/2019N---
7,819,375.008,000,000.00
100.2810
12/12/201412/16/2014
AaaAA+---
7,840,831.007,841,050.78
219.78181,649.00
8,022,480.008,022,699.78
UNITED STATES TREASURY912828TR1
US GOV1.00
09/30/201909/30/2019N---
3,439,023.443,500,000.00
100.2810
05/26/201505/28/2015
AaaAA+---
3,446,285.093,446,381.25
96.1563,549.91
3,509,835.003,509,931.15
UNITED STATES TREASURY912828TS9
US GOV0.625
09/30/201709/30/2017N---
1,977,421.882,000,000.00
99.9530
05/19/201405/21/2014
AaaAA+---
1,984,015.351,984,049.69
34.3415,044.65
1,999,060.001,999,094.34
Holdings Report Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
6
Description,Identifier,
Security Type,Coupon
Effective Maturity,Final Maturity,Callable,Next Call Date
Original Cost,Current Units,
Market Price
Trade Date,Settle Date
MoodysRating,S&P Rating,Fitch Rating
Book Value,Book Value + Accrued
Accrued Balance,Net Unrealized Gain/Loss
Market Value,Market Value + Accrued
UNITED STATES TREASURY912828VK3
US GOV1.375
06/30/201806/30/2018N---
1,502,343.751,500,000.00
101.0510
10/08/201410/10/2014
AaaAA+---
1,501,904.671,507,116.97
5,212.3013,860.33
1,515,765.001,520,977.30
UNITED STATES TREASURY912828UE8
US GOV0.75
12/31/201712/31/2017N---
13,530,416.0213,550,000.00
100.0390
05/20/201605/24/2016
AaaAA+---
13,534,743.0013,560,425.41
25,682.4020,541.50
13,555,284.5013,580,966.90
UNITED STATES TREASURY912828UE8
US GOV0.75
12/31/201712/31/2017N---
6,203,613.136,250,000.00
100.0390
03/05/201503/09/2015
AaaAA+---
6,229,273.796,241,119.92
11,846.1323,163.71
6,252,437.506,264,283.63
UNITED STATES TREASURY912828TG5
US GOV0.50
07/31/201707/31/2017N---
6,913,593.757,000,000.00
99.8980
05/19/201405/21/2014
AaaAA+---
6,942,255.246,948,151.98
5,896.7450,604.76
6,992,860.006,998,756.74
UNITED STATES TREASURY912828TB6
US GOV0.75
06/30/201706/30/2017N---
1,494,375.001,500,000.00
100.0980
10/08/201410/10/2014
AaaAA+---
1,496,378.541,499,221.61
2,843.075,091.46
1,501,470.001,504,313.07
UNITED STATES TREASURY912828TB6
US GOV0.75
06/30/201706/30/2017N---
15,051,562.5015,000,000.00
100.0980
07/09/201507/13/2015
AaaAA+---
15,033,191.1715,061,621.87
28,430.71-18,491.17
15,014,700.0015,043,130.71
UNITED STATES TREASURY912828UQ1
US GOV1.25
02/29/202002/29/2020N---
9,866,406.2510,000,000.00
100.8750
11/05/201511/09/2015
AaaAA+---
9,880,534.059,891,238.47
10,704.42206,965.95
10,087,500.0010,098,204.42
UNITED STATES TREASURY912828VV9
US GOV2.125
08/31/202008/31/2020N---
2,042,421.882,000,000.00
104.0310
11/05/201511/09/2015
AaaAA+---
2,038,501.832,042,141.33
3,639.5042,118.17
2,080,620.002,084,259.50
UNITED STATES TREASURY912828H52
US GOV1.25
01/31/202001/31/2020N---
2,473,046.882,500,000.00
100.9060
05/26/201505/28/2015
AaaAA+---
2,475,977.402,481,242.34
5,264.9546,672.60
2,522,650.002,527,914.95
UNITED STATES TREASURY912828VE7
US GOV1.00
05/31/201805/31/2018N---
10,278,828.1310,250,000.00
100.4020
07/09/201507/13/2015
AaaAA+---
10,273,119.7910,307,566.52
34,446.7218,085.21
10,291,205.0010,325,651.72
UNITED STATES TREASURY912828VE7
US GOV1.00
05/31/201805/31/2018N---
3,964,843.754,000,000.00
100.4020
05/19/201405/21/2014
AaaAA+---
3,971,796.943,985,239.57
13,442.6244,283.06
4,016,080.004,029,522.62
UNITED STATES TREASURY912828A34
US GOV1.25
11/30/201811/30/2018N---
5,325,671.885,300,000.00
100.9140
07/09/201507/13/2015
AaaAA+---
5,321,592.315,343,856.66
22,264.3426,849.69
5,348,442.005,370,706.34
UNITED STATES TREASURY912828D23
US GOV1.625
04/30/201904/30/2019N---
7,086,406.257,000,000.00
101.9380
02/24/201502/26/2015
AaaAA+---
7,074,667.557,122,269.45
47,601.9060,992.45
7,135,660.007,183,261.90
UNITED STATES TREASURY912828UU2
US GOV0.75
03/31/201803/31/2018N---
4,986,718.755,000,000.00
100.0270
07/09/201507/13/2015
AaaAA+---
4,989,588.394,989,691.41
103.0211,761.61
5,001,350.005,001,453.02
UNITED STATES TREASURY912828G20
US GOV0.875
11/15/201711/15/2017N---
6,231,931.256,250,000.00
100.1910
03/05/201503/09/2015
AaaAA+---
6,236,773.006,257,429.42
20,656.4225,164.50
6,261,937.506,282,593.92
UNITED STATES TREASURY912828G61
US GOV1.50
11/30/201911/30/2019N---
6,798,406.256,800,000.00
101.7420
11/05/201511/09/2015
AaaAA+---
6,798,609.646,832,888.33
34,278.69119,846.36
6,918,456.006,952,734.69
Holdings Report Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
7
* Filtered By: Description ≠ "Payable" and Description ≠ "Receivable". * Weighted by: Market Value + Accrued.
Description,Identifier,
Security Type,Coupon
Effective Maturity,Final Maturity,Callable,Next Call Date
Original Cost,Current Units,
Market Price
Trade Date,Settle Date
MoodysRating,S&P Rating,Fitch Rating
Book Value,Book Value + Accrued
Accrued Balance,Net Unrealized Gain/Loss
Market Value,Market Value + Accrued
UNITED STATES TREASURY912828PT1
US GOV2.625
01/31/201801/31/2018N---
12,668,906.2412,000,000.00
102.4880
05/19/201405/21/2014
AaaAA+---
12,244,034.2712,297,104.93
53,070.6554,525.73
12,298,560.0012,351,630.65
UNITED STATES TREASURY912828NG1
US GOV2.75
05/31/201705/31/2017N---
8,470,000.008,000,000.00
101.4060
05/20/201405/22/2014
AaaAA+---
8,104,085.888,178,020.31
73,934.438,394.12
8,112,480.008,186,414.43
UNITED STATES TREASURY912828WW6
US GOV1.625
07/31/201907/31/2019N---
3,495,078.133,500,000.00
102.0700
09/05/201409/09/2014
AaaAA+---
3,495,720.063,505,302.26
9,582.2076,729.94
3,572,450.003,582,032.20
UNITED STATES TREASURY912828B90
US GOV2.00
02/28/202102/28/2021N---
5,625,361.335,500,000.00
103.7110
03/15/201603/17/2016
AaaAA+---
5,614,991.255,624,411.14
9,419.8989,113.75
5,704,105.005,713,524.89
UNITED STATES TREASURY912828VJ6
US GOV1.875
06/30/202006/30/2020N---
7,791,793.957,650,000.00
103.0550
03/15/201603/17/2016
AaaAA+---
7,778,068.057,814,317.20
36,249.15105,639.45
7,883,707.507,919,956.65
UNITED STATES TREASURY912828K66
US GOV0.50
04/30/201704/30/2017N---
14,988,281.2515,000,000.00
99.9770
07/09/201507/13/2015
AaaAA+---
14,993,141.2715,024,527.13
31,385.873,408.74
14,996,550.0015,027,935.87
UNITED STATES TREASURY912828WY2
US GOV2.25
07/31/202107/31/2021N---
6,851,000.006,500,000.00
105.0310
08/18/201608/22/2016
AaaAA+---
6,843,475.236,868,115.17
24,639.95-16,460.23
6,827,015.006,851,654.95
UNITED STATES TREASURY912828WD8
US GOV1.25
10/31/201810/31/2018N---
4,973,828.135,000,000.00
100.9060
05/19/201405/21/2014
AaaAA+---
4,978,099.425,004,254.32
26,154.8967,200.58
5,045,300.005,071,454.89
UNITED STATES TREASURY912828D98
US GOV1.00
09/15/201709/15/2017N---
11,811,044.9211,750,000.00
100.3130
05/26/201505/28/2015
AaaAA+---
11,792,666.2511,797,859.62
5,193.37-5,888.75
11,786,777.5011,791,970.87
UNITED STATES TREASURY912828TN0
US GOV1.00
08/31/201908/31/2019N---
1,840,773.441,900,000.00
100.3050
10/08/201410/10/2014
AaaAA+---
1,847,953.371,849,580.44
1,627.0757,841.63
1,905,795.001,907,422.07
UNITED STATES TREASURY912828RH5
US GOV1.375
09/30/201809/30/2018N---
10,564,785.0010,500,000.00
101.1330
12/14/201512/16/2015
AaaAA+---
10,553,779.7510,554,176.39
396.6365,185.25
10,618,965.0010,619,361.63
------------
02/24/201802/24/2018------
511,812,715.45480,635,549.55
---
------
AaaAA+---
508,717,436.07510,096,798.81
1,379,362.742,271,334.50
510,988,770.57512,368,133.31
Holdings Report Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
8
Identifier,Description
Final Maturity Current Units Earned InterestIncome
Realized Gain,Realized Loss
Accretion Income Amortization Expense Misc Income Net Earned Income Interest PaymentReceived,
Ending Interest Due
912828WY2UNITED STATES TREASURY
07/31/2021 6,500,000.00 11,922.55 0.000.00
0.00 -5,643.58 0.00 6,278.97 0.000.00
912828C57UNITED STATES TREASURY
03/31/2021 2,800,000.00 5,164.88 0.000.00
0.00 -2,525.75 0.00 2,639.13 31,500.000.00
912828B90UNITED STATES TREASURY
02/28/2021 5,500,000.00 9,116.02 0.000.00
0.00 -2,093.25 0.00 7,022.77 0.000.00
855736DA9The State Bank and Trust Company
02/17/2021 249,000.00 327.45 0.000.00
0.00 0.00 0.00 327.45 338.370.00
29266NX51EnerBank USA
01/28/2021 247,000.00 385.73 0.000.00
0.00 0.00 0.00 385.73 0.000.00
912828M98UNITED STATES TREASURY
11/30/2020 6,000,000.00 7,991.80 0.000.00
0.00 -1,225.68 0.00 6,766.12 0.000.00
40434AC72HSBC Bank USA, National Association
11/17/2020 246,000.00 323.51 0.000.00
0.00 0.00 0.00 323.51 0.000.00
061149AR1Bank of Charles Town
09/30/2020 249,000.00 368.38 0.000.00
0.00 0.00 0.00 368.38 380.660.00
06740KJK4Barclays Bank Delaware
09/16/2020 247,000.00 446.63 0.000.00
0.00 0.00 0.00 446.63 2,739.330.00
912828VV9UNITED STATES TREASURY
08/31/2020 2,000,000.00 3,522.10 0.000.00
0.00 -791.89 0.00 2,730.21 0.000.00
91330ABD8Unity Bank
08/26/2020 249,000.00 306.99 0.000.00
0.00 0.00 0.00 306.99 317.220.00
108622ET4Bridgewater Bank
08/17/2020 249,000.00 306.99 0.000.00
0.00 0.00 0.00 306.99 317.220.00
065847CZ6Bank of Wisconsin Dells
07/17/2020 249,000.00 306.99 0.000.00
0.00 0.00 0.00 306.99 317.220.00
912828VJ6UNITED STATES TREASURY
06/30/2020 7,650,000.00 11,693.27 0.000.00
0.00 -2,713.38 0.00 8,979.90 0.000.00
912828VF4UNITED STATES TREASURY
05/31/2020 7,000,000.00 7,889.34 0.000.00
1,079.80 0.00 0.00 8,969.14 0.000.00
912828XE5UNITED STATES TREASURY
05/31/2020 6,500,000.00 7,991.80 0.000.00
0.00 -2,691.77 0.00 5,300.03 0.000.00
912828UQ1UNITED STATES TREASURY
02/29/2020 10,000,000.00 10,359.12 0.000.00
2,828.64 0.00 0.00 13,187.76 0.000.00
080515BM0Belmont Savings Bank
02/18/2020 249,000.00 286.52 0.000.00
0.00 0.00 0.00 286.52 296.070.00
912828H52UNITED STATES TREASURY
01/31/2020 2,500,000.00 2,547.55 0.000.00
573.66 0.00 0.00 3,121.22 0.000.00
912828UF5UNITED STATES TREASURY
12/31/2019 1,900,000.00 1,742.53 0.000.00
626.86 0.00 0.00 2,369.38 0.000.00
912828UB4UNITED STATES TREASURY
11/30/2019 3,000,000.00 2,459.02 0.000.00
1,233.26 0.00 0.00 3,692.28 0.000.00
912828G61UNITED STATES TREASURY
11/30/2019 6,800,000.00 8,360.66 0.000.00
35.13 0.00 0.00 8,395.79 0.000.00
912828TR1UNITED STATES TREASURY
09/30/2019 8,000,000.00 6,558.58 0.000.00
4,236.10 0.00 0.00 10,794.68 40,000.000.00
912828TR1UNITED STATES TREASURY
09/30/2019 3,500,000.00 2,869.38 0.000.00
1,433.65 0.00 0.00 4,303.03 17,500.000.00
020080AV9Alma Bank
09/30/2019 247,000.00 345.13 0.000.00
0.00 0.00 0.00 345.13 356.630.00
912828TN0UNITED STATES TREASURY
08/31/2019 1,900,000.00 1,574.59 0.000.00
1,442.90 0.00 0.00 3,017.49 0.000.00
912828WW6UNITED STATES TREASURY
07/31/2019 3,500,000.00 4,636.55 0.000.00
120.53 0.00 0.00 4,757.08 0.000.00
20786ABA2ConnectOne Bank
07/29/2019 247,000.00 314.67 0.000.00
0.00 0.00 0.00 314.67 325.160.00
94768NJU9Webster Bank, National Association
07/02/2019 248,000.00 387.29 0.000.00
16.09 0.00 0.00 403.38 0.000.00
912828WS5UNITED STATES TREASURY
06/30/2019 6,000,000.00 7,948.37 0.000.00
0.00 -2,701.24 0.00 5,247.13 0.000.00
Income Detail Report Trade Date Riverside, City of General Agg (66771)09/01/2016 - 09/30/2016 Return to Table of Contents Dated: 10/27/2016
9
Identifier,Description
Final Maturity Current Units Earned InterestIncome
Realized Gain,Realized Loss
Accretion Income Amortization Expense Misc Income Net Earned Income Interest PaymentReceived,
Ending Interest Due
912828WS5UNITED STATES TREASURY
06/30/2019 3,700,000.00 4,901.49 0.000.00
0.00 -680.80 0.00 4,220.69 0.000.00
17284CC69CIT Bank, National Association
05/14/2019 247,000.00 406.03 0.000.00
0.00 0.00 0.00 406.03 0.000.00
037833AQ3APPLE INC
05/06/2019 3,500,000.00 6,125.00 0.000.00
0.00 -1,525.52 0.00 4,599.48 0.000.00
912828D23UNITED STATES TREASURY
04/30/2019 7,000,000.00 9,273.10 0.000.00
0.00 -2,316.85 0.00 6,956.25 0.000.00
912828SH4UNITED STATES TREASURY
02/28/2019 2,600,000.00 2,962.71 0.000.00
325.42 0.00 0.00 3,288.12 0.000.00
912828SH4UNITED STATES TREASURY
02/28/2019 14,500,000.00 16,522.79 0.000.00
0.00 -4,236.35 0.00 12,286.44 0.000.00
912828KD1UNITED STATES TREASURY
02/15/2019 2,000,000.00 4,483.70 0.000.00
0.00 -3,491.22 0.00 992.48 0.000.00
912828KD1UNITED STATES TREASURY
02/15/2019 2,000,000.00 4,483.70 0.000.00
0.00 -3,043.49 0.00 1,440.21 0.000.00
74160NEN6Prime Alliance Bank, Inc.
02/12/2019 249,000.00 235.35 0.000.00
0.00 0.00 0.00 235.35 243.200.00
46147URG7Investors Community Bank
02/12/2019 249,000.00 235.35 0.000.00
0.00 0.00 0.00 235.35 243.200.00
912828SD3UNITED STATES TREASURY
01/31/2019 3,000,000.00 3,057.07 0.000.00
808.72 0.00 0.00 3,865.79 0.000.00
49306SVY9KeyBank National Association
01/22/2019 247,000.00 314.67 0.000.00
0.00 0.00 0.00 314.67 0.000.00
34387ABS7Flushing Bank
12/17/2018 249,000.00 306.99 0.000.00
0.00 0.00 0.00 306.99 317.220.00
912828A34UNITED STATES TREASURY
11/30/2018 5,300,000.00 5,430.33 0.000.00
0.00 -807.95 0.00 4,622.38 0.000.00
02587DWJ3American Express Centurion Bank
11/28/2018 248,000.00 407.67 0.000.00
0.00 0.00 0.00 407.67 0.000.00
912828WD8UNITED STATES TREASURY
10/31/2018 5,000,000.00 5,095.11 0.000.00
843.02 0.00 0.00 5,938.13 0.000.00
20361LBM5Community Bankers' Bank
10/17/2018 248,000.00 336.33 0.000.00
0.00 0.00 0.00 336.33 347.540.00
57116AHW1Marlin Business Bank
10/15/2018 248,000.00 346.52 0.000.00
0.00 0.00 0.00 346.52 358.070.00
140420PT1Capital One Bank
10/09/2018 248,000.00 366.90 0.000.00
0.00 0.00 0.00 366.90 0.000.00
90348JAP5UBS Bank USA
10/01/2018 248,000.00 285.37 0.000.00
0.00 0.00 0.00 285.37 294.880.00
912828RH5UNITED STATES TREASURY
09/30/2018 10,500,000.00 11,836.18 0.000.00
0.00 -2,172.86 0.00 9,663.32 72,187.500.00
33612JFU8First Priority Bank
09/28/2018 248,000.00 295.56 0.000.00
0.00 0.00 0.00 295.56 1,812.780.00
38147J3R1Goldman Sachs Bank USA
09/04/2018 247,000.00 334.97 0.000.00
0.00 0.00 0.00 334.97 2,054.500.00
795450SU0Sallie Mae Bank
09/04/2018 247,000.00 365.42 0.000.00
0.00 0.00 0.00 365.42 2,241.270.00
912828RE2UNITED STATES TREASURY
08/31/2018 5,500,000.00 6,837.02 0.000.00
0.00 -1,519.68 0.00 5,317.34 0.000.00
27113PAM3East Boston Savings Bank
08/24/2018 249,000.00 286.52 0.000.00
0.00 0.00 0.00 286.52 296.070.00
20033AME3Comenity Capital Bank
08/24/2018 249,000.00 347.92 0.000.00
0.00 0.00 0.00 347.92 359.520.00
55266CNH5MB Financial Bank, National Association
08/21/2018 249,000.00 276.29 0.000.00
0.00 0.00 0.00 276.29 285.500.00
06424XBQ4United Bank
07/17/2018 248,000.00 315.95 0.000.00
0.00 0.00 0.00 315.95 0.000.00
89236TCP8TOYOTA MOTOR CREDIT CORP
07/13/2018 5,000,000.00 6,458.33 0.000.00
0.00 -465.25 0.00 5,993.08 0.000.00
Income Detail Report Trade Date Riverside, City of General Agg (66771)09/01/2016 - 09/30/2016 Return to Table of Contents Dated: 10/27/2016
10
Identifier,Description
Final Maturity Current Units Earned InterestIncome
Realized Gain,Realized Loss
Accretion Income Amortization Expense Misc Income Net Earned Income Interest PaymentReceived,
Ending Interest Due
36160J2N7GE Capital Bank
07/03/2018 248,000.00 326.14 0.000.00
0.00 0.00 0.00 326.14 0.000.00
912828VK3UNITED STATES TREASURY
06/30/2018 1,500,000.00 1,681.39 0.000.00
0.00 -87.88 0.00 1,593.51 0.000.00
912828VE7UNITED STATES TREASURY
05/31/2018 10,250,000.00 8,401.64 0.000.00
0.00 -1,130.09 0.00 7,271.55 0.000.00
912828VE7UNITED STATES TREASURY
05/31/2018 4,000,000.00 3,278.69 0.000.00
1,371.54 0.00 0.00 4,650.23 0.000.00
084664BW0BERKSHIRE HATHAWAY FINANCE CORP
05/15/2018 1,000,000.00 1,083.33 0.000.00
0.00 -68.71 0.00 1,014.63 0.000.00
912828QG8UNITED STATES TREASURY
04/30/2018 11,000,000.00 23,539.40 0.000.00
0.00 -12,639.05 0.00 10,900.35 0.000.00
58733AAY5Mercantil Commercebank, National Association
04/24/2018 248,000.00 305.75 0.000.00
0.00 0.00 0.00 305.75 0.000.00
912828UU2UNITED STATES TREASURY
03/31/2018 5,000,000.00 3,074.33 0.000.00
566.49 0.00 0.00 3,640.82 18,750.000.00
931142CJ0WAL-MART STORES INC
02/15/2018 470,000.00 2,271.67 0.000.00
0.00 -2,023.25 0.00 248.42 0.000.00
12738RCW2Cadence Bank, N.A.
02/12/2018 248,000.00 254.79 0.000.00
0.00 0.00 0.00 254.79 0.000.00
912828UJ7UNITED STATES TREASURY
01/31/2018 2,000,000.00 1,426.63 0.000.00
1,072.28 0.00 0.00 2,498.91 0.000.00
912828PT1UNITED STATES TREASURY
01/31/2018 12,000,000.00 25,679.35 0.000.00
0.00 -14,850.19 0.00 10,829.16 0.000.00
06414QUB3Bank of North Carolina
01/16/2018 247,000.00 253.77 0.000.00
0.00 0.00 0.00 253.77 262.230.00
912828UE8UNITED STATES TREASURY
12/31/2017 13,550,000.00 8,284.65 0.000.00
992.17 0.00 0.00 9,276.81 0.000.00
912828UE8UNITED STATES TREASURY
12/31/2017 6,250,000.00 3,821.33 0.000.00
1,346.40 0.00 0.00 5,167.73 0.000.00
23204HDB1Customers Bank
12/18/2017 248,000.00 254.79 0.000.00
0.00 0.00 0.00 254.79 0.000.00
92937CDH8Wex Bank
12/11/2017 248,000.00 244.60 0.000.00
0.00 0.00 0.00 244.60 0.000.00
166764AA8CHEVRON CORP
12/05/2017 2,750,000.00 2,530.00 0.000.00
781.22 0.00 0.00 3,311.22 0.000.00
88413QAD0Third Federal Savings and Loan Association of Clev
11/27/2017 248,000.00 285.37 0.000.00
0.00 0.00 0.00 285.37 0.000.00
3137EABA6FEDERAL HOME LOAN MORTGAGE CORP
11/17/2017 10,000,000.00 42,708.33 0.000.00
0.00 -34,445.47 0.00 8,262.86 0.000.00
912828G20UNITED STATES TREASURY
11/15/2017 6,250,000.00 4,458.22 0.000.00
954.00 0.00 0.00 5,412.22 0.000.00
912828F54UNITED STATES TREASURY
10/15/2017 14,550,000.00 10,435.45 0.000.00
0.00 -828.63 0.00 9,606.83 0.000.00
319141CL9First Bank of Highland Park
10/10/2017 248,000.00 254.79 0.000.00
0.00 0.00 0.00 254.79 0.000.00
89233P6S0TOYOTA MOTOR CREDIT CORP
10/05/2017 2,717,000.00 2,830.21 0.000.00
101.58 0.00 0.00 2,931.79 0.000.00
912828TS9UNITED STATES TREASURY
09/30/2017 2,000,000.00 1,024.78 0.000.00
1,301.75 0.00 0.00 2,326.52 6,250.000.00
33583CRW1First Niagara Bank, National Association
09/25/2017 248,000.00 234.41 0.000.00
0.00 0.00 0.00 234.41 1,437.720.00
912828D98UNITED STATES TREASURY
09/15/2017 11,750,000.00 9,663.48 0.000.00
0.00 -3,658.97 0.00 6,004.51 58,750.000.00
577234BZ9Mauch Chunk Trust Company
09/11/2017 248,000.00 244.61 0.000.00
0.00 0.00 0.00 244.61 252.760.00
29976DA42EverBank
08/28/2017 248,000.00 224.22 0.000.00
0.00 0.00 0.00 224.22 0.000.00
82669LFR9Signature Bank of Arkansas
08/25/2017 249,000.00 214.89 0.000.00
0.00 0.00 0.00 214.89 222.050.00
Income Detail Report Trade Date Riverside, City of General Agg (66771)09/01/2016 - 09/30/2016 Return to Table of Contents Dated: 10/27/2016
11
Identifier,Description
Final Maturity Current Units Earned InterestIncome
Realized Gain,Realized Loss
Accretion Income Amortization Expense Misc Income Net Earned Income Interest PaymentReceived,
Ending Interest Due
822582AR3SHELL INTERNATIONAL FINANCE BV
08/21/2017 1,805,000.00 1,692.19 0.000.00
241.03 0.00 0.00 1,933.21 0.000.00
2546714P2Discover Bank
08/21/2017 248,000.00 264.99 0.000.00
0.00 0.00 0.00 264.99 0.000.00
02587CAU4American Express Bank, FSB
08/21/2017 248,000.00 254.79 0.000.00
0.00 0.00 0.00 254.79 0.000.00
14042E5T3Capital One, National Association
08/21/2017 249,000.00 255.82 0.000.00
0.00 0.00 0.00 255.82 0.000.00
912828TG5UNITED STATES TREASURY
07/31/2017 7,000,000.00 2,853.26 0.000.00
5,635.79 0.00 0.00 8,489.05 0.000.00
31984GDJ5First Commercial Bank
07/31/2017 248,000.00 203.84 0.000.00
0.00 0.00 0.00 203.84 210.630.00
912828WT3UNITED STATES TREASURY
07/15/2017 4,200,000.00 2,995.92 0.000.00
0.00 -421.24 0.00 2,574.69 0.000.00
912828TB6UNITED STATES TREASURY
06/30/2017 1,500,000.00 917.12 0.000.00
393.65 0.00 0.00 1,310.77 0.000.00
912828TB6UNITED STATES TREASURY
06/30/2017 15,000,000.00 9,171.20 0.000.00
0.00 -3,615.38 0.00 5,555.82 0.000.00
373128EK9Georgia Bank & Trust Company of Augusta
06/20/2017 249,000.00 204.66 0.000.00
0.00 0.00 0.00 204.66 211.480.00
912828NG1UNITED STATES TREASURY
05/31/2017 8,000,000.00 18,032.79 0.000.00
0.00 -12,812.44 0.00 5,220.35 0.000.00
037833AM2APPLE INC
05/05/2017 4,000,000.00 3,500.00 0.000.00
0.00 -674.60 0.00 2,825.40 0.000.00
912828K66UNITED STATES TREASURY
04/30/2017 15,000,000.00 6,114.13 0.000.00
959.21 0.00 0.00 7,073.34 0.000.00
36962G5W0GENERAL ELECTRIC CO
04/27/2017 7,585,000.00 14,537.92 0.000.00
0.00 -7,080.57 0.00 7,457.34 0.000.00
52168UCU4Leader Bank, National Association
04/21/2017 248,000.00 214.03 0.000.00
0.00 0.00 0.00 214.03 221.160.00
90983WAZ4United Community Bank
04/13/2017 248,000.00 203.84 0.000.00
0.00 0.00 0.00 203.84 210.630.00
70153RHJ0Parkway Bank And Trust Company
04/07/2017 248,000.00 234.41 0.000.00
0.00 0.00 0.00 234.41 0.000.00
05573J4Q4BMO Harris Bank National Association
03/23/2017 248,000.00 183.45 0.000.00
0.00 0.00 0.00 183.45 1,125.170.00
912828C32UNITED STATES TREASURY
03/15/2017 7,000,000.00 4,317.72 0.000.00
675.29 0.00 0.00 4,993.01 26,250.000.00
89579NBF9Triad Bank
03/14/2017 249,000.00 204.66 0.000.00
0.00 0.00 0.00 204.66 211.480.00
844772BA0SouthWest Bank
02/13/2017 237,000.00 146.10 0.000.00
0.00 0.00 0.00 146.10 150.970.00
56034WAH4Main Street Bank Corp.
12/16/2016 248,000.00 183.45 0.000.00
0.00 0.00 0.00 183.45 0.000.00
51210SKR7Lakeside Bank (Inc)
10/24/2016 248,000.00 183.45 0.000.00
0.00 0.00 0.00 183.45 189.570.00
36962GY40GENERAL ELECTRIC CAPITAL CORPORATION
10/20/2016 2,000,000.00 8,958.33 0.000.00
0.00 -7,303.05 0.00 1,655.28 0.000.00
46115DDU7Bank of The Ozarks
10/17/2016 249,000.00 204.66 0.000.00
0.00 0.00 0.00 204.66 211.480.00
20364AAQ8Community Financial Services Bank
10/17/2016 248,000.00 163.06 0.000.00
0.00 0.00 0.00 163.06 168.500.00
58403BG26Medallion Bank
10/04/2016 248,000.00 224.22 0.000.00
0.00 0.00 0.00 224.22 0.000.00
LAIFUND1STATE OF CALIFORNIA
09/30/2016 49,995,679.75 0.00 0.000.00
0.00 0.00 0.00 0.00 0.000.00
CTRSTCALTRUST INVESTMENT TRUST OF CALIFORNIA
09/30/2016 2,875,791.55 18,935.64 0.000.00
0.00 0.00 0.00 18,935.64 18,600.5118,935.64
LAIFUND2STATE OF CALIFORNIA
09/30/2016 6,595,803.25 0.00 0.000.00
0.00 0.00 0.00 0.00 0.000.00
Income Detail Report Trade Date Riverside, City of General Agg (66771)09/01/2016 - 09/30/2016 Return to Table of Contents Dated: 10/27/2016
12
* Filtered By: Description ≠ "Payable" and Description ≠ "Receivable". * Weighted by: Market Value + Accrued.
Identifier,Description
Final Maturity Current Units Earned InterestIncome
Realized Gain,Realized Loss
Accretion Income Amortization Expense Misc Income Net Earned Income Interest PaymentReceived,
Ending Interest Due
BOFAPFCBANK OF AMERICA
09/30/2016 32,089,554.47 12,244.63 0.000.00
0.00 0.00 0.00 12,244.63 12,244.630.00
CBBPMMGSCITIZENS BUSINESS BANK
09/30/2016 5,086,340.72 1,462.77 0.000.00
0.00 0.00 0.00 1,462.77 1,462.770.00
94984B793WELLS FRGO HERITAGE CL SELECT MMF
09/30/2016 19,084,379.81 7,132.33 0.000.00
0.00 0.00 0.00 7,132.33 6,403.697,132.33
------
02/24/2018 480,635,549.55 486,871.10 0.000.00
31,996.17 -142,286.01 0.00 376,581.26 329,226.5626,067.97
Income Detail Report Trade Date Riverside, City of General Agg (66771)09/01/2016 - 09/30/2016 Return to Table of Contents Dated: 10/27/2016
13
* Does not Lock Down.
Identifier Description Current Units Type Settle Date Price Principal Realized Gain/Loss Amount
94984B793 WELLS FRGO HERITAGE CL SELECT MMF 0.00 Money Market Funds 08/31/2016 --- 0.00 0.00 6,403.69
CTRST CALTRUST INVESTMENT TRUST OFCALIFORNIA
0.00 Money Market Funds 08/31/2016 --- 0.00 0.00 18,600.51
94984B793 WELLS FRGO HERITAGE CL SELECT MMF 6,403.69 Buy 09/01/2016 1.00 6,403.69 0.00 -6,403.69
CTRST CALTRUST INVESTMENT TRUST OFCALIFORNIA
1,854.49 Buy 09/01/2016 10.03 18,600.51 0.00 -18,600.51
795450SU0 Sallie Mae Bank 0.00 Coupon 09/03/2016 --- 0.00 0.00 2,241.27
38147J3R1 Goldman Sachs Bank USA 0.00 Coupon 09/03/2016 --- 0.00 0.00 2,054.50
CCYUSD US Dollar 0.00 Cash Transfer 09/06/2016 --- 0.00 0.00 -4,295.77
577234BZ9 Mauch Chunk Trust Company 0.00 Coupon 09/10/2016 --- 0.00 0.00 252.76
46147URG7 Investors Community Bank 0.00 Coupon 09/12/2016 --- 0.00 0.00 243.20
CCYUSD US Dollar 0.00 Cash Transfer 09/12/2016 --- 0.00 0.00 -739.16
74160NEN6 Prime Alliance Bank, Inc. 0.00 Coupon 09/12/2016 --- 0.00 0.00 243.20
844772BA0 SouthWest Bank 0.00 Coupon 09/13/2016 --- 0.00 0.00 150.97
CCYUSD US Dollar 0.00 Cash Transfer 09/13/2016 --- 0.00 0.00 -150.97
57116AHW1 Marlin Business Bank 0.00 Coupon 09/14/2016 --- 0.00 0.00 358.07
90983WAZ4 United Community Bank 0.00 Coupon 09/14/2016 --- 0.00 0.00 210.63
CCYUSD US Dollar 0.00 Cash Transfer 09/14/2016 --- 0.00 0.00 -780.18
89579NBF9 Triad Bank 0.00 Coupon 09/14/2016 --- 0.00 0.00 211.48
912828C32 UNITED STATES TREASURY 0.00 Coupon 09/15/2016 --- 0.00 0.00 26,250.00
34387ABS7 Flushing Bank 0.00 Coupon 09/15/2016 --- 0.00 0.00 317.22
CCYUSD US Dollar 0.00 Cash Transfer 09/15/2016 --- 0.00 0.00 -85,317.22
912828D98 UNITED STATES TREASURY 0.00 Coupon 09/15/2016 --- 0.00 0.00 58,750.00
06740KJK4 Barclays Bank Delaware 0.00 Coupon 09/16/2016 --- 0.00 0.00 2,739.33
CCYUSD US Dollar 0.00 Cash Transfer 09/16/2016 --- 0.00 0.00 -3,001.56
06414QUB3 Bank of North Carolina 0.00 Coupon 09/16/2016 --- 0.00 0.00 262.23
20364AAQ8 Community Financial Services Bank 0.00 Coupon 09/17/2016 --- 0.00 0.00 168.50
065847CZ6 Bank of Wisconsin Dells 0.00 Coupon 09/17/2016 --- 0.00 0.00 317.22
46115DDU7 Bank of The Ozarks 0.00 Coupon 09/17/2016 --- 0.00 0.00 211.48
855736DA9 The State Bank and Trust Company 0.00 Coupon 09/17/2016 --- 0.00 0.00 338.37
108622ET4 Bridgewater Bank 0.00 Coupon 09/17/2016 --- 0.00 0.00 317.22
080515BM0 Belmont Savings Bank 0.00 Coupon 09/17/2016 --- 0.00 0.00 296.07
20361LBM5 Community Bankers' Bank 0.00 Coupon 09/17/2016 --- 0.00 0.00 347.54
CCYUSD US Dollar 0.00 Cash Transfer 09/19/2016 --- 0.00 0.00 -1,996.40
373128EK9 Georgia Bank & Trust Company of Augusta 0.00 Coupon 09/20/2016 --- 0.00 0.00 211.48
CCYUSD US Dollar 0.00 Cash Transfer 09/20/2016 --- 0.00 0.00 -211.48
55266CNH5 MB Financial Bank, National Association 0.00 Coupon 09/21/2016 --- 0.00 0.00 285.50
CCYUSD US Dollar 0.00 Cash Transfer 09/21/2016 --- 0.00 0.00 -285.50
52168UCU4 Leader Bank, National Association 0.00 Coupon 09/23/2016 --- 0.00 0.00 221.16
51210SKR7 Lakeside Bank (Inc) 0.00 Coupon 09/23/2016 --- 0.00 0.00 189.57
CCYUSD US Dollar 0.00 Cash Transfer 09/23/2016 --- 0.00 0.00 -1,535.90
05573J4Q4 BMO Harris Bank National Association 0.00 Coupon 09/23/2016 --- 0.00 0.00 1,125.17
27113PAM3 East Boston Savings Bank 0.00 Coupon 09/24/2016 --- 0.00 0.00 296.07
20033AME3 Comenity Capital Bank 0.00 Coupon 09/24/2016 --- 0.00 0.00 359.52
33583CRW1 First Niagara Bank, National Association 0.00 Coupon 09/25/2016 --- 0.00 0.00 1,437.72
CCYUSD US Dollar 0.00 Cash Transfer 09/26/2016 --- 0.00 0.00 -2,632.58
91330ABD8 Unity Bank 0.00 Coupon 09/26/2016 --- 0.00 0.00 317.22
82669LFR9 Signature Bank of Arkansas 0.00 Coupon 09/26/2016 --- 0.00 0.00 222.05
20786ABA2 ConnectOne Bank 0.00 Coupon 09/28/2016 --- 0.00 0.00 325.16
CCYUSD US Dollar 0.00 Cash Transfer 09/28/2016 --- 0.00 0.00 -325.16
LAIFUND2 STATE OF CALIFORNIA -45,000,000.00 Sell 09/30/2016 1.00 -45,000,000.00 0.00 45,000,000.00
Transactions Realized Gain Loss Report Riverside, City of General Agg (66771)09/01/2016 - 09/30/2016 Return to Table of Contents Dated: 10/27/2016
14
* Filtered By: Type = Buy or Type = Sell or Type = Call Redemption or Type = Put Redemption or Type = Corporate Action Sell or Type = Cash Transfer or Type = Maturity or Type = Coupon or Type = Principal Paydown or Type = Money Market Funds. * MMF transactions are
expanded.
* The Transaction Detail/Trading Activity reports provide our most up-to-date transactional details. As such, these reports are subject to change even after the other reports on the website have been locked down. While these reports can be useful tools in understanding recent activity,
due to their dynamic nature we do not recommend using them for booking journal entries or reconciliation.
Identifier Description Current Units Type Settle Date Price Principal Realized Gain/Loss Amount
LAIFUND2 STATE OF CALIFORNIA 17,500,000.00 Buy 09/30/2016 1.00 17,500,000.00 0.00 -17,500,000.00
020080AV9 Alma Bank 0.00 Coupon 09/30/2016 --- 0.00 0.00 356.63
912828UU2 UNITED STATES TREASURY 0.00 Coupon 09/30/2016 --- 0.00 0.00 18,750.00
BOFAPFC BANK OF AMERICA 0.00 Money Market Funds 09/30/2016 --- 0.00 0.00 12,244.63
BOFAPFC BANK OF AMERICA -22,121,895.74 Sell 09/30/2016 1.00 -22,121,895.74 0.00 22,121,895.74
BOFAPFC BANK OF AMERICA 22,779,466.71 Buy 09/30/2016 1.00 22,779,466.71 0.00 -22,779,466.71
912828TR1 UNITED STATES TREASURY 0.00 Coupon 09/30/2016 --- 0.00 0.00 57,500.00
912828C57 UNITED STATES TREASURY 0.00 Coupon 09/30/2016 --- 0.00 0.00 31,500.00
CCYUSD US Dollar 0.00 Cash Transfer 09/30/2016 --- 0.00 0.00 -189,243.08
061149AR1 Bank of Charles Town 0.00 Coupon 09/30/2016 --- 0.00 0.00 380.66
CBBPMMGS CITIZENS BUSINESS BANK 1,462.77 Buy 09/30/2016 1.00 1,462.77 0.00 -1,462.77
CBBPMMGS CITIZENS BUSINESS BANK 0.00 Money Market Funds 09/30/2016 --- 0.00 0.00 1,462.77
CCYUSD US DOLLAR 0.00 Cash Transfer 09/30/2016 --- 0.00 0.00 17,500,000.00
CCYUSD US DOLLAR 0.00 Cash Transfer 09/30/2016 --- 0.00 0.00 -45,000,000.00
CCYUSD US DOLLAR 0.00 Cash Transfer 09/30/2016 --- 0.00 0.00 -12,244.63
CCYUSD US DOLLAR 0.00 Cash Transfer 09/30/2016 --- 0.00 0.00 -22,121,895.74
CCYUSD US DOLLAR 0.00 Cash Transfer 09/30/2016 --- 0.00 0.00 22,779,466.71
94984B793 WELLS FRGO HERITAGE CL SELECT MMF 0.00 Money Market Funds 09/30/2016 --- 0.00 0.00 7,132.33
31984GDJ5 First Commercial Bank 0.00 Coupon 09/30/2016 --- 0.00 0.00 210.63
912828TS9 UNITED STATES TREASURY 0.00 Coupon 09/30/2016 --- 0.00 0.00 6,250.00
90348JAP5 UBS Bank USA 0.00 Coupon 09/30/2016 --- 0.00 0.00 294.88
912828RH5 UNITED STATES TREASURY 0.00 Coupon 09/30/2016 --- 0.00 0.00 72,187.50
33612JFU8 First Priority Bank 0.00 Coupon 09/30/2016 --- 0.00 0.00 1,812.78
CTRST CALTRUST INVESTMENT TRUST OFCALIFORNIA
0.00 Money Market Funds 09/30/2016 --- 0.00 0.00 18,935.64
--- --- -26,832,708.08 --- --- --- -26,815,962.06 0.00 26,067.97
Transactions Realized Gain Loss Report Riverside, City of General Agg (66771)09/01/2016 - 09/30/2016 Return to Table of Contents Dated: 10/27/2016
15
(BOFAPFC) Bank of America
(CBBPMMGS) Citizens Business Bank
(CTRST) CalTrust
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
BOFAPFC MMFUND BANK OF AMERICA(BOFAPFC) Bank of America
32,089,554.47 Fixed N 0.00 0.50 0.50 09/30/201609/30/2016
0.00 32,089,554.4732,089,554.47
32,089,554.4732,089,554.47
BOFAPFC MMFUND BANK OF AMERICA(BOFAPFC) Bank of America
32,089,554.47 Fixed N 0.00 0.50 0.50 09/30/201609/30/2016
0.00 32,089,554.4732,089,554.47
32,089,554.4732,089,554.47
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
CBBPMMGS MMFUND CITIZENS BUSINESS BANK(CBBPMMGS) Citizens Business Bank
5,086,340.72 Fixed N 0.00 0.35 0.35 09/30/201609/30/2016
0.00 5,086,340.725,086,340.72
5,086,340.725,086,340.72
CBBPMMGS MMFUND CITIZENS BUSINESS BANK(CBBPMMGS) Citizens Business Bank
5,086,340.72 Fixed N 0.00 0.35 0.35 09/30/201609/30/2016
0.00 5,086,340.725,086,340.72
5,086,340.725,086,340.72
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
CTRST MMFUND CALTRUST INVESTMENT TRUST OFCALIFORNIA(CTRST) CalTrust
2,875,791.55 Variable N 0.00 0.81 0.81 09/30/201609/30/2016
0.00 28,842,587.6128,842,587.61
28,844,189.2528,844,189.25
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
16
(LAIFUND1) State of California
(LAIFUND2) State of California
Alliance Data Systems Corporation
Alma Bank
American Express Company
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
CTRST MMFUND CALTRUST INVESTMENT TRUST OFCALIFORNIA(CTRST) CalTrust
2,875,791.55 Variable N 0.00 0.81 0.81 09/30/201609/30/2016
0.00 28,842,587.6128,842,587.61
28,844,189.2528,844,189.25
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
LAIFUND1 MMFUND STATE OF CALIFORNIA(LAIFUND1) State of California
49,995,679.75 Fixed N 0.00 0.65 0.65 09/30/201609/30/2016
0.00 49,995,679.7549,995,679.75
49,995,679.7549,995,679.75
LAIFUND1 MMFUND STATE OF CALIFORNIA(LAIFUND1) State of California
49,995,679.75 Fixed N 0.00 0.65 0.65 09/30/201609/30/2016
0.00 49,995,679.7549,995,679.75
49,995,679.7549,995,679.75
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
LAIFUND2 MMFUND STATE OF CALIFORNIA(LAIFUND2) State of California
6,595,803.25 Fixed N 0.00 0.65 0.65 09/30/201609/30/2016
0.00 6,595,803.256,595,803.25
6,595,803.256,595,803.25
LAIFUND2 MMFUND STATE OF CALIFORNIA(LAIFUND2) State of California
6,595,803.25 Fixed N 0.00 0.65 0.65 09/30/201609/30/2016
0.00 6,595,803.256,595,803.25
6,595,803.256,595,803.25
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
20033AME3 CD Comenity Capital BankAlliance Data Systems Corporation
249,000.00 Fixed N 1.855 1.70 1.265 08/24/201808/24/2018
81.18 249,000.00249,081.18
251,026.86251,108.04
20033AME3 CD Comenity Capital BankAlliance Data Systems Corporation
249,000.00 Fixed N 1.855 1.70 1.265 08/24/201808/24/2018
81.18 249,000.00249,081.18
251,026.86251,108.04
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
020080AV9 CD Alma BankAlma Bank
247,000.00 Fixed N 2.904 1.70 1.442 09/30/201909/30/2019
11.50 247,000.00247,011.50
248,869.79248,881.29
020080AV9 CD Alma BankAlma Bank
247,000.00 Fixed N 2.904 1.70 1.442 09/30/201909/30/2019
11.50 247,000.00247,011.50
248,869.79248,881.29
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
02587DWJ3 CD American Express Centurion BankAmerican Express Company
248,000.00 Fixed N 2.097 2.00 1.37 11/28/201811/28/2018
1,712.22 248,000.00249,712.22
251,308.32253,020.54
02587CAU4 CD American Express Bank, FSBAmerican Express Company
248,000.00 Fixed N 0.881 1.249 0.922 08/21/201708/21/2017
348.22 248,000.00248,348.22
248,716.72249,064.94
--- CD ---American Express Company
496,000.00 Fixed N 1.494 1.625 1.148 04/12/201804/12/2018
2,060.44 496,000.00498,060.44
500,025.04502,085.48
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
17
Apple Inc.
Bank of Highland Park Financial Corp.
Bank of Montreal
Bank of the Ozarks, Inc.
Barclays PLC
Berkshire Hathaway Inc.
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
037833AQ3 CORP APPLE INCApple Inc.
3,500,000.00 Fixed N 2.509 1.54 1.23 05/06/201905/06/2019
29,604.17 3,549,705.083,579,309.24
3,577,665.003,607,269.17
037833AM2 CORP APPLE INCApple Inc.
4,000,000.00 Fixed N 0.592 0.841 0.819 05/05/201705/05/2017
16,916.67 4,004,941.194,021,857.86
4,005,480.004,022,396.67
--- CORP APPLE INCApple Inc.
7,500,000.00 Fixed N 1.498 1.17 1.013 04/16/201804/16/2018
46,520.83 7,554,646.277,601,167.10
7,583,145.007,629,665.83
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
319141CL9 CD First Bank of Highland ParkBank of Highland Park Financial Corp.
248,000.00 Fixed N 1.01 1.25 0.968 10/10/201710/10/2017
1,494.79 248,000.00249,494.79
248,711.76250,206.55
319141CL9 CD First Bank of Highland ParkBank of Highland Park Financial Corp.
248,000.00 Fixed N 1.01 1.25 0.968 10/10/201710/10/2017
1,494.79 248,000.00249,494.79
248,711.76250,206.55
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
05573J4Q4 CD BMO Harris Bank National AssociationBank of Montreal
248,000.00 Fixed N 0.472 0.90 0.773 03/23/201703/23/2017
48.92 248,000.00248,048.92
248,148.80248,197.72
05573J4Q4 CD BMO Harris Bank National AssociationBank of Montreal
248,000.00 Fixed N 0.472 0.90 0.773 03/23/201703/23/2017
48.92 248,000.00248,048.92
248,148.80248,197.72
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
46115DDU7 CD Bank of The OzarksBank of the Ozarks, Inc.
249,000.00 Fixed N 0.044 1.00 0.635 10/17/201610/17/2016
95.51 249,000.00249,095.51
249,039.84249,135.35
46115DDU7 CD Bank of The OzarksBank of the Ozarks, Inc.
249,000.00 Fixed N 0.044 1.00 0.635 10/17/201610/17/2016
95.51 249,000.00249,095.51
249,039.84249,135.35
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
06740KJK4 CD Barclays Bank DelawareBarclays PLC
247,000.00 Fixed N 3.782 2.199 1.71 09/16/202009/16/2020
223.32 247,000.00247,223.32
251,616.43251,839.75
06740KJK4 CD Barclays Bank DelawareBarclays PLC
247,000.00 Fixed N 3.782 2.199 1.71 09/16/202009/16/2020
223.32 247,000.00247,223.32
251,616.43251,839.75
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
084664BW0 CORP BERKSHIRE HATHAWAY FINANCE CORPBerkshire Hathaway Inc.
1,000,000.00 Fixed N 1.596 1.214 1.16 05/15/201805/15/2018
4,911.11 1,001,382.651,006,293.76
1,002,240.001,007,151.11
084664BW0 CORP BERKSHIRE HATHAWAY FINANCE CORPBerkshire Hathaway Inc.
1,000,000.00 Fixed N 1.596 1.214 1.16 05/15/201805/15/2018
4,911.11 1,001,382.651,006,293.76
1,002,240.001,007,151.11
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
18
BNC Bancorp
Bridgewater Bancshares, Inc.
BSB Bancorp, Inc.
Cadence Bancorp LLC
Capital One Financial Corporation
CBB Financial Corp.
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
06414QUB3 CD Bank of North CarolinaBNC Bancorp
247,000.00 Fixed N 1.276 1.25 1.044 01/16/201801/16/2018
126.88 247,000.00247,126.88
247,652.08247,778.96
06414QUB3 CD Bank of North CarolinaBNC Bancorp
247,000.00 Fixed N 1.276 1.25 1.044 01/16/201801/16/2018
126.88 247,000.00247,126.88
247,652.08247,778.96
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
108622ET4 CD Bridgewater BankBridgewater Bancshares, Inc.
249,000.00 Fixed N 3.739 1.50 1.569 08/17/202008/17/2020
143.26 249,000.00249,143.26
248,352.60248,495.86
108622ET4 CD Bridgewater BankBridgewater Bancshares, Inc.
249,000.00 Fixed N 3.739 1.50 1.569 08/17/202008/17/2020
143.26 249,000.00249,143.26
248,352.60248,495.86
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
080515BM0 CD Belmont Savings BankBSB Bancorp, Inc.
249,000.00 Fixed N 3.281 1.40 1.464 02/18/202002/18/2020
133.71 249,000.00249,133.71
248,474.61248,608.32
080515BM0 CD Belmont Savings BankBSB Bancorp, Inc.
249,000.00 Fixed N 3.281 1.40 1.464 02/18/202002/18/2020
133.71 249,000.00249,133.71
248,474.61248,608.32
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
12738RCW2 CD Cadence Bank, N.A.Cadence Bancorp LLC
248,000.00 Fixed N 1.351 1.249 1.066 02/12/201802/12/2018
441.64 248,000.00248,441.64
248,615.04249,056.68
12738RCW2 CD Cadence Bank, N.A.Cadence Bancorp LLC
248,000.00 Fixed N 1.351 1.249 1.066 02/12/201802/12/2018
441.64 248,000.00248,441.64
248,615.04249,056.68
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
140420PT1 CD Capital One BankCapital One Financial Corporation
248,000.00 Fixed N 1.965 1.80 1.321 10/09/201810/09/2018
2,152.50 248,000.00250,152.50
250,363.44252,515.94
14042E5T3 CD Capital One, National AssociationCapital One Financial Corporation
249,000.00 Fixed N 0.881 1.249 0.923 08/21/201708/21/2017
366.68 249,000.00249,366.68
249,717.12250,083.80
--- CD ---Capital One Financial Corporation
497,000.00 Fixed N 1.426 1.525 1.123 03/17/201803/17/2018
2,519.18 497,000.00499,519.18
500,080.56502,599.74
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
20361LBM5 CD Community Bankers' BankCBB Financial Corp.
248,000.00 Fixed N 1.997 1.65 1.303 10/17/201810/17/2018
156.95 248,000.00248,156.95
249,733.52249,890.47
20361LBM5 CD Community Bankers' BankCBB Financial Corp.
248,000.00 Fixed N 1.997 1.65 1.303 10/17/201810/17/2018
156.95 248,000.00248,156.95
249,733.52249,890.47
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
19
Chevron Corporation
CIT Group Inc.
CMS Energy Corporation
Community Financial Services, Inc.
Community First Bancshares, Inc.
ConnectOne Bancorp, Inc.
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
166764AA8 CORP CHEVRON CORPChevron Corporation
2,750,000.00 Fixed Y 1.086 1.458 1.15 12/05/201712/05/2017
9,782.67 2,738,671.982,748,454.64
2,748,515.002,758,297.67
166764AA8 CORP CHEVRON CORPChevron Corporation
2,750,000.00 Fixed Y 1.086 1.458 1.15 12/05/201712/05/2017
9,782.67 2,738,671.982,748,454.64
2,748,515.002,758,297.67
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
17284CC69 CD CIT Bank, National AssociationCIT Group Inc.
247,000.00 Fixed N 2.527 2.00 1.429 05/14/201905/14/2019
1,894.79 247,000.00248,894.79
250,606.20252,500.99
17284CC69 CD CIT Bank, National AssociationCIT Group Inc.
247,000.00 Fixed N 2.527 2.00 1.429 05/14/201905/14/2019
1,894.79 247,000.00248,894.79
250,606.20252,500.99
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
29266NX51 CD EnerBank USACMS Energy Corporation
247,000.00 Fixed N 4.128 1.90 1.738 01/28/202101/28/2021
835.74 247,000.00247,835.74
248,657.37249,493.11
29266NX51 CD EnerBank USACMS Energy Corporation
247,000.00 Fixed N 4.128 1.90 1.738 01/28/202101/28/2021
835.74 247,000.00247,835.74
248,657.37249,493.11
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
20364AAQ8 CD Community Financial Services BankCommunity Financial Services, Inc.
248,000.00 Fixed N 0.044 0.80 0.64 10/17/201610/17/2016
76.10 248,000.00248,076.10
248,017.36248,093.46
20364AAQ8 CD Community Financial Services BankCommunity Financial Services, Inc.
248,000.00 Fixed N 0.044 0.80 0.64 10/17/201610/17/2016
76.10 248,000.00248,076.10
248,017.36248,093.46
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
82669LFR9 CD Signature Bank of ArkansasCommunity First Bancshares, Inc.
249,000.00 Fixed N 0.891 1.05 0.925 08/25/201708/25/2017
35.82 249,000.00249,035.82
249,278.88249,314.70
82669LFR9 CD Signature Bank of ArkansasCommunity First Bancshares, Inc.
249,000.00 Fixed N 0.891 1.05 0.925 08/25/201708/25/2017
35.82 249,000.00249,035.82
249,278.88249,314.70
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
20786ABA2 CD ConnectOne BankConnectOne Bancorp, Inc.
247,000.00 Fixed N 2.746 1.55 1.395 07/29/201907/29/2019
31.47 247,000.00247,031.47
248,062.10248,093.57
20786ABA2 CD ConnectOne BankConnectOne Bancorp, Inc.
247,000.00 Fixed N 2.746 1.55 1.395 07/29/201907/29/2019
31.47 247,000.00247,031.47
248,062.10248,093.57
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
20
County Bancorp, Inc.
Customers Bancorp, Inc.
Dells Bancshares, Inc.
Discover Financial Services
Everbank Financial Corp.
Federal Home Loan Mortgage Corporation
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
46147URG7 CD Investors Community BankCounty Bancorp, Inc.
249,000.00 Fixed N 2.32 1.15 1.292 02/12/201902/12/2019
149.06 249,000.00249,149.06
248,175.81248,324.87
46147URG7 CD Investors Community BankCounty Bancorp, Inc.
249,000.00 Fixed N 2.32 1.15 1.292 02/12/201902/12/2019
149.06 249,000.00249,149.06
248,175.81248,324.87
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
23204HDB1 CD Customers BankCustomers Bancorp, Inc.
248,000.00 Fixed N 1.199 1.25 1.022 12/18/201712/18/2017
891.78 248,000.00248,891.78
248,679.52249,571.30
23204HDB1 CD Customers BankCustomers Bancorp, Inc.
248,000.00 Fixed N 1.199 1.25 1.022 12/18/201712/18/2017
891.78 248,000.00248,891.78
248,679.52249,571.30
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
065847CZ6 CD Bank of Wisconsin DellsDells Bancshares, Inc.
249,000.00 Fixed N 3.66 1.50 1.554 07/17/202007/17/2020
143.26 249,000.00249,143.26
248,504.49248,647.75
065847CZ6 CD Bank of Wisconsin DellsDells Bancshares, Inc.
249,000.00 Fixed N 3.66 1.50 1.554 07/17/202007/17/2020
143.26 249,000.00249,143.26
248,504.49248,647.75
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
2546714P2 CD Discover BankDiscover Financial Services
248,000.00 Fixed N 0.881 1.299 0.923 08/21/201708/21/2017
370.98 248,000.00248,370.98
248,823.36249,194.34
2546714P2 CD Discover BankDiscover Financial Services
248,000.00 Fixed N 0.881 1.299 0.923 08/21/201708/21/2017
370.98 248,000.00248,370.98
248,823.36249,194.34
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
29976DA42 CD EverBankEverbank Financial Corp.
248,000.00 Fixed N 0.90 1.099 0.929 08/28/201708/28/2017
254.12 248,000.00248,254.12
248,381.92248,636.04
29976DA42 CD EverBankEverbank Financial Corp.
248,000.00 Fixed N 0.90 1.099 0.929 08/28/201708/28/2017
254.12 248,000.00248,254.12
248,381.92248,636.04
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
3137EABA6 AGCY BOND FEDERAL HOME LOAN MORTGAGE CORPFederal Home Loan Mortgage Corporation
10,000,000.00 Fixed N 1.09 0.846 0.789 11/17/201711/17/2017
190,763.89 10,479,179.9710,669,943.86
10,487,000.0010,677,763.89
3137EABA6 AGCY BOND FEDERAL HOME LOAN MORTGAGE CORPFederal Home Loan Mortgage Corporation
10,000,000.00 Fixed N 1.09 0.846 0.789 11/17/201711/17/2017
190,763.89 10,479,179.9710,669,943.86
10,487,000.0010,677,763.89
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
21
First Commercial Bancshares, Inc.
First Priority Financial Corp.
First Texas BHC, Inc.
Flushing Financial Corporation
General Electric Company
Government of the United States
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
31984GDJ5 CD First Commercial BankFirst Commercial Bancshares, Inc.
248,000.00 Fixed N 0.823 1.00 0.90 07/31/201707/31/2017
6.79 248,000.00248,006.79
248,205.84248,212.63
31984GDJ5 CD First Commercial BankFirst Commercial Bancshares, Inc.
248,000.00 Fixed N 0.823 1.00 0.90 07/31/201707/31/2017
6.79 248,000.00248,006.79
248,205.84248,212.63
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
33612JFU8 CD First Priority BankFirst Priority Financial Corp.
248,000.00 Fixed N 1.958 1.45 1.271 09/28/201809/28/2018
9.85 248,000.00248,009.85
248,870.48248,880.33
33612JFU8 CD First Priority BankFirst Priority Financial Corp.
248,000.00 Fixed N 1.958 1.45 1.271 09/28/201809/28/2018
9.85 248,000.00248,009.85
248,870.48248,880.33
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
844772BA0 CD SouthWest BankFirst Texas BHC, Inc.
237,000.00 Fixed N 0.368 0.75 0.745 02/13/201702/13/2017
87.66 237,000.00237,087.66
237,004.74237,092.40
844772BA0 CD SouthWest BankFirst Texas BHC, Inc.
237,000.00 Fixed N 0.368 0.75 0.745 02/13/201702/13/2017
87.66 237,000.00237,087.66
237,004.74237,092.40
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
34387ABS7 CD Flushing BankFlushing Financial Corporation
249,000.00 Fixed N 2.161 1.50 1.308 12/17/201812/17/2018
163.73 249,000.00249,163.73
250,043.31250,207.04
34387ABS7 CD Flushing BankFlushing Financial Corporation
249,000.00 Fixed N 2.161 1.50 1.308 12/17/201812/17/2018
163.73 249,000.00249,163.73
250,043.31250,207.04
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
36962G5W0 CORP GENERAL ELECTRIC COGeneral Electric Company
7,585,000.00 Fixed N 0.567 1.148 0.94 04/27/201704/27/2017
74,627.97 7,634,575.917,709,203.89
7,644,011.307,718,639.27
36962GY40 CORP GENERAL ELECTRIC CAPITALCORPORATIONGeneral Electric Company
2,000,000.00 Fixed N 0.056 0.90 0.782 10/20/201610/20/2016
48,076.39 2,004,625.262,052,701.65
2,005,080.002,053,156.39
36160J2N7 CD GE Capital BankGeneral Electric Company
248,000.00 Fixed N 1.72 1.599 1.206 07/03/201807/03/2018
978.41 248,000.00248,978.41
249,688.88250,667.29
--- --- ---General Electric Company
9,833,000.00 Fixed N 0.491 1.108 0.914 03/30/201703/30/2017
123,682.77 9,887,201.1810,010,883.95
9,898,780.1810,022,462.95
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
22
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
912828C57 US GOV UNITED STATES TREASURYGovernment of the United States
2,800,000.00 Fixed N 4.286 1.086 1.144 03/31/202103/31/2021
173.08 2,942,652.712,942,825.78
2,935,408.002,935,581.08
912828RE2 US GOV UNITED STATES TREASURYGovernment of the United States
5,500,000.00 Fixed N 1.888 1.159 0.788 08/31/201808/31/2018
7,064.92 5,535,424.605,542,489.51
5,574,360.005,581,424.92
912828VF4 US GOV UNITED STATES TREASURYGovernment of the United States
7,000,000.00 Fixed N 3.555 1.575 1.024 05/31/202005/31/2020
32,346.31 6,950,257.086,982,603.39
7,088,060.007,120,406.31
912828UB4 US GOV UNITED STATES TREASURYGovernment of the United States
3,000,000.00 Fixed N 3.10 1.529 0.942 11/30/201911/30/2019
10,081.97 2,951,172.792,961,254.75
3,005,400.003,015,481.97
912828WT3 US GOV UNITED STATES TREASURYGovernment of the United States
4,200,000.00 Fixed N 0.786 0.751 0.632 07/15/201707/15/2017
7,789.40 4,204,081.674,211,871.07
4,208,022.004,215,811.40
912828WS5 US GOV UNITED STATES TREASURYGovernment of the United States
6,000,000.00 Fixed N 2.679 1.055 0.879 06/30/201906/30/2019
24,639.95 6,092,351.956,116,991.90
6,121,380.006,146,019.95
912828WS5 US GOV UNITED STATES TREASURYGovernment of the United States
3,700,000.00 Fixed N 2.679 1.39 0.879 06/30/201906/30/2019
15,194.63 3,723,382.303,738,576.93
3,774,851.003,790,045.63
912828KD1 US GOV UNITED STATES TREASURYGovernment of the United States
2,000,000.00 Fixed N 2.30 0.578 0.823 02/15/201902/15/2019
7,024.46 2,102,214.632,109,239.09
2,090,460.002,097,484.46
912828KD1 US GOV UNITED STATES TREASURYGovernment of the United States
2,000,000.00 Fixed N 2.30 0.844 0.823 02/15/201902/15/2019
7,024.46 2,089,356.172,096,380.63
2,090,460.002,097,484.46
912828M98 US GOV UNITED STATES TREASURYGovernment of the United States
6,000,000.00 Fixed N 4.004 1.36 1.092 11/30/202011/30/2020
32,766.39 6,064,124.566,096,890.95
6,129,840.006,162,606.39
912828C32 US GOV UNITED STATES TREASURYGovernment of the United States
7,000,000.00 Fixed N 0.458 0.868 0.468 03/15/201703/15/2017
2,320.44 6,996,257.186,998,577.62
7,009,030.007,011,350.44
912828F54 US GOV UNITED STATES TREASURYGovernment of the United States
14,550,000.00 Fixed N 1.031 0.805 0.69 10/15/201710/15/2017
58,786.37 14,560,578.9714,619,365.35
14,577,790.5014,636,576.87
912828SD3 US GOV UNITED STATES TREASURYGovernment of the United States
3,000,000.00 Fixed N 2.294 1.594 0.83 01/31/201901/31/2019
6,317.93 2,976,472.032,982,789.97
3,029,070.003,035,387.93
912828SH4 US GOV UNITED STATES TREASURYGovernment of the United States
2,600,000.00 Fixed N 2.373 1.532 0.848 02/28/201902/28/2019
3,061.46 2,590,368.032,593,429.49
2,632,708.002,635,769.46
912828SH4 US GOV UNITED STATES TREASURYGovernment of the United States
14,500,000.00 Fixed N 2.373 1.013 0.848 02/28/201902/28/2019
17,073.55 14,624,720.7614,641,794.31
14,682,410.0014,699,483.55
912828UJ7 US GOV UNITED STATES TREASURYGovernment of the United States
2,000,000.00 Fixed N 1.323 1.548 0.716 01/31/201801/31/2018
2,948.37 1,982,332.981,985,281.35
2,004,220.002,007,168.37
912828UF5 US GOV UNITED STATES TREASURYGovernment of the United States
1,900,000.00 Fixed N 3.177 1.552 0.956 12/31/201912/31/2019
5,401.83 1,874,395.441,879,797.27
1,910,241.001,915,642.83
912828QG8 US GOV UNITED STATES TREASURYGovernment of the United States
11,000,000.00 Fixed N 1.541 1.182 0.751 04/30/201804/30/2018
120,835.60 11,247,957.2111,368,792.80
11,323,950.0011,444,785.60
912828XE5 US GOV UNITED STATES TREASURYGovernment of the United States
6,500,000.00 Fixed N 3.547 0.974 1.021 05/31/202005/31/2020
32,766.39 6,622,835.976,655,602.37
6,611,735.006,644,501.39
912828TR1 US GOV UNITED STATES TREASURYGovernment of the United States
8,000,000.00 Fixed N 2.95 1.683 0.905 09/30/201909/30/2019
219.78 7,840,831.007,841,050.78
8,022,480.008,022,699.78
912828TR1 US GOV UNITED STATES TREASURYGovernment of the United States
3,500,000.00 Fixed N 2.95 1.526 0.905 09/30/201909/30/2019
96.15 3,446,285.093,446,381.25
3,509,835.003,509,931.15
912828TS9 US GOV UNITED STATES TREASURYGovernment of the United States
2,000,000.00 Fixed N 0.995 1.435 0.672 09/30/201709/30/2017
34.34 1,984,015.351,984,049.69
1,999,060.001,999,094.34
912828VK3 US GOV UNITED STATES TREASURYGovernment of the United States
1,500,000.00 Fixed N 1.723 1.301 0.769 06/30/201806/30/2018
5,212.30 1,501,904.671,507,116.97
1,515,765.001,520,977.30
912828UE8 US GOV UNITED STATES TREASURYGovernment of the United States
13,550,000.00 Fixed N 1.24 0.841 0.718 12/31/201712/31/2017
25,682.40 13,534,743.0013,560,425.41
13,555,284.5013,580,966.90
912828UE8 US GOV UNITED STATES TREASURYGovernment of the United States
6,250,000.00 Fixed N 1.24 1.018 0.718 12/31/201712/31/2017
11,846.13 6,229,273.796,241,119.92
6,252,437.506,264,283.63
912828TG5 US GOV UNITED STATES TREASURYGovernment of the United States
7,000,000.00 Fixed N 0.83 1.503 0.623 07/31/201707/31/2017
5,896.74 6,942,255.246,948,151.98
6,992,860.006,998,756.74
912828TB6 US GOV UNITED STATES TREASURYGovernment of the United States
1,500,000.00 Fixed N 0.746 1.075 0.619 06/30/201706/30/2017
2,843.07 1,496,378.541,499,221.61
1,501,470.001,504,313.07
912828TB6 US GOV UNITED STATES TREASURYGovernment of the United States
15,000,000.00 Fixed N 0.746 0.453 0.619 06/30/201706/30/2017
28,430.71 15,033,191.1715,061,621.87
15,014,700.0015,043,130.71
912828UQ1 US GOV UNITED STATES TREASURYGovernment of the United States
10,000,000.00 Fixed N 3.336 1.611 0.989 02/29/202002/29/2020
10,704.42 9,880,534.059,891,238.47
10,087,500.0010,098,204.42
912828VV9 US GOV UNITED STATES TREASURYGovernment of the United States
2,000,000.00 Fixed N 3.756 1.615 1.071 08/31/202008/31/2020
3,639.50 2,038,501.832,042,141.33
2,080,620.002,084,259.50
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
23
HSBC Holdings PLC
KeyCorp
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
912828H52 US GOV UNITED STATES TREASURYGovernment of the United States
2,500,000.00 Fixed N 3.254 1.547 0.973 01/31/202001/31/2020
5,264.95 2,475,977.402,481,242.34
2,522,650.002,527,914.95
912828VE7 US GOV UNITED STATES TREASURYGovernment of the United States
10,250,000.00 Fixed N 1.646 0.863 0.757 05/31/201805/31/2018
34,446.72 10,273,119.7910,307,566.52
10,291,205.0010,325,651.72
912828VE7 US GOV UNITED STATES TREASURYGovernment of the United States
4,000,000.00 Fixed N 1.646 1.43 0.757 05/31/201805/31/2018
13,442.62 3,971,796.943,985,239.57
4,016,080.004,029,522.62
912828A34 US GOV UNITED STATES TREASURYGovernment of the United States
5,300,000.00 Fixed N 2.127 1.059 0.823 11/30/201811/30/2018
22,264.34 5,321,592.315,343,856.66
5,348,442.005,370,706.34
912828D23 US GOV UNITED STATES TREASURYGovernment of the United States
7,000,000.00 Fixed N 2.514 1.204 0.865 04/30/201904/30/2019
47,601.90 7,074,667.557,122,269.45
7,135,660.007,183,261.90
912828UU2 US GOV UNITED STATES TREASURYGovernment of the United States
5,000,000.00 Fixed N 1.489 0.89 0.732 03/31/201803/31/2018
103.02 4,989,588.394,989,691.41
5,001,350.005,001,453.02
912828G20 US GOV UNITED STATES TREASURYGovernment of the United States
6,250,000.00 Fixed N 1.115 1.065 0.704 11/15/201711/15/2017
20,656.42 6,236,773.006,257,429.42
6,261,937.506,282,593.92
912828G61 US GOV UNITED STATES TREASURYGovernment of the United States
6,800,000.00 Fixed N 3.076 1.507 0.94 11/30/201911/30/2019
34,278.69 6,798,609.646,832,888.33
6,918,456.006,952,734.69
912828PT1 US GOV UNITED STATES TREASURYGovernment of the United States
12,000,000.00 Fixed N 1.31 1.082 0.747 01/31/201801/31/2018
53,070.65 12,244,034.2712,297,104.93
12,298,560.0012,351,630.65
912828NG1 US GOV UNITED STATES TREASURYGovernment of the United States
8,000,000.00 Fixed N 0.658 0.781 0.632 05/31/201705/31/2017
73,934.43 8,104,085.888,178,020.31
8,112,480.008,186,414.43
912828WW6 US GOV UNITED STATES TREASURYGovernment of the United States
3,500,000.00 Fixed N 2.763 1.669 0.884 07/31/201907/31/2019
9,582.20 3,495,720.063,505,302.26
3,572,450.003,582,032.20
912828B90 US GOV UNITED STATES TREASURYGovernment of the United States
5,500,000.00 Fixed N 4.223 1.509 1.136 02/28/202102/28/2021
9,419.89 5,614,991.255,624,411.14
5,704,105.005,713,524.89
912828VJ6 US GOV UNITED STATES TREASURYGovernment of the United States
7,650,000.00 Fixed N 3.606 1.415 1.042 06/30/202006/30/2020
36,249.15 7,778,068.057,814,317.20
7,883,707.507,919,956.65
912828K66 US GOV UNITED STATES TREASURYGovernment of the United States
15,000,000.00 Fixed N 0.581 0.579 0.539 04/30/201704/30/2017
31,385.87 14,993,141.2715,024,527.13
14,996,550.0015,027,935.87
912828WY2 US GOV UNITED STATES TREASURYGovernment of the United States
6,500,000.00 Fixed N 4.572 1.123 1.176 07/31/202107/31/2021
24,639.95 6,843,475.236,868,115.17
6,827,015.006,851,654.95
912828WD8 US GOV UNITED STATES TREASURYGovernment of the United States
5,000,000.00 Fixed N 2.045 1.464 0.811 10/31/201810/31/2018
26,154.89 4,978,099.425,004,254.32
5,045,300.005,071,454.89
912828D98 US GOV UNITED STATES TREASURYGovernment of the United States
11,750,000.00 Fixed N 0.953 0.618 0.672 09/15/201709/15/2017
5,193.37 11,792,666.2511,797,859.62
11,786,777.5011,791,970.87
912828TN0 US GOV UNITED STATES TREASURYGovernment of the United States
1,900,000.00 Fixed N 2.867 1.972 0.894 08/31/201908/31/2019
1,627.07 1,847,953.371,849,580.44
1,905,795.001,907,422.07
912828RH5 US GOV UNITED STATES TREASURYGovernment of the United States
10,500,000.00 Fixed N 1.972 1.115 0.803 09/30/201809/30/2018
396.63 10,553,779.7510,554,176.39
10,618,965.0010,619,361.63
--- US GOV UNITED STATES TREASURYGovernment of the United States
309,950,000.00 Fixed N 2.005 1.099 0.801 10/20/201810/20/2018
937,935.83 311,446,990.58312,384,926.41
313,578,893.00314,516,828.83
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
40434AC72 CD HSBC Bank USA, National AssociationHSBC Holdings PLC
246,000.00 Step-Up Y 3.899 2.785 2.531 05/17/201811/17/2020
1,477.35 246,000.00247,477.35
248,467.38249,944.73
40434AC72 CD HSBC Bank USA, National AssociationHSBC Holdings PLC
246,000.00 Step-Up Y 3.899 2.785 2.531 05/17/201811/17/2020
1,477.35 246,000.00247,477.35
248,467.38249,944.73
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
33583CRW1 CD First Niagara Bank, National AssociationKeyCorp
248,000.00 Fixed N 0.976 1.15 0.954 09/25/201709/25/2017
46.88 248,000.00248,046.88
248,473.68248,520.56
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
24
Lakeside Bancorp, Inc.
Leader Bancorp, Inc.
Main Street Financial Services Corp.
Marlin Business Services Corp.
Mauch Chunk Trust Financial Corp.
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
49306SVY9 CD KeyBank National AssociationKeyCorp
247,000.00 Fixed N 2.257 1.549 1.328 01/22/201901/22/2019
765.70 247,000.00247,765.70
248,239.94249,005.64
--- CD ---KeyCorp
495,000.00 Fixed N 1.617 1.349 1.141 05/25/201805/25/2018
812.58 495,000.00495,812.58
496,713.62497,526.20
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
51210SKR7 CD Lakeside Bank (Inc)Lakeside Bancorp, Inc.
248,000.00 Fixed N 0.063 0.90 0.646 10/24/201610/24/2016
48.92 248,000.00248,048.92
248,039.68248,088.60
51210SKR7 CD Lakeside Bank (Inc)Lakeside Bancorp, Inc.
248,000.00 Fixed N 0.063 0.90 0.646 10/24/201610/24/2016
48.92 248,000.00248,048.92
248,039.68248,088.60
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
52168UCU4 CD Leader Bank, National AssociationLeader Bancorp, Inc.
248,000.00 Fixed N 0.55 1.05 0.80 04/21/201704/21/2017
57.07 248,000.00248,057.07
248,342.24248,399.31
52168UCU4 CD Leader Bank, National AssociationLeader Bancorp, Inc.
248,000.00 Fixed N 0.55 1.05 0.80 04/21/201704/21/2017
57.07 248,000.00248,057.07
248,342.24248,399.31
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
56034WAH4 CD Main Street Bank Corp.Main Street Financial Services Corp.
248,000.00 Fixed N 0.207 0.90 0.698 12/16/201612/16/2016
470.86 248,000.00248,470.86
248,104.16248,575.02
56034WAH4 CD Main Street Bank Corp.Main Street Financial Services Corp.
248,000.00 Fixed N 0.207 0.90 0.698 12/16/201612/16/2016
470.86 248,000.00248,470.86
248,104.16248,575.02
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
57116AHW1 CD Marlin Business BankMarlin Business Services Corp.
248,000.00 Fixed N 1.99 1.70 1.309 10/15/201810/15/2018
196.36 248,000.00248,196.36
249,946.80250,143.16
57116AHW1 CD Marlin Business BankMarlin Business Services Corp.
248,000.00 Fixed N 1.99 1.70 1.309 10/15/201810/15/2018
196.36 248,000.00248,196.36
249,946.80250,143.16
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
577234BZ9 CD Mauch Chunk Trust CompanyMauch Chunk Trust Financial Corp.
248,000.00 Fixed N 0.935 1.20 0.943 09/11/201709/11/2017
171.22 248,000.00248,171.22
248,600.16248,771.38
577234BZ9 CD Mauch Chunk Trust CompanyMauch Chunk Trust Financial Corp.
248,000.00 Fixed N 0.935 1.20 0.943 09/11/201709/11/2017
171.22 248,000.00248,171.22
248,600.16248,771.38
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
25
MB Financial, Inc.
Medallion Financial Corp.
Mercantil Servicios Financieros, C.A.
Meridian Bancorp, Inc.
Parkway Bancorp, Inc.
Potomac Bancshares, Inc.
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
55266CNH5 CD MB Financial Bank, National AssociationMB Financial, Inc.
249,000.00 Fixed N 1.853 1.35 1.226 08/21/201808/21/2018
92.10 249,000.00249,092.10
249,577.68249,669.78
55266CNH5 CD MB Financial Bank, National AssociationMB Financial, Inc.
249,000.00 Fixed N 1.853 1.35 1.226 08/21/201808/21/2018
92.10 249,000.00249,092.10
249,577.68249,669.78
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
58403BG26 CD Medallion BankMedallion Financial Corp.
248,000.00 Fixed N 0.008 1.099 0.61 10/04/201610/04/2016
1,345.32 248,000.00249,345.32
248,009.92249,355.24
58403BG26 CD Medallion BankMedallion Financial Corp.
248,000.00 Fixed N 0.008 1.099 0.61 10/04/201610/04/2016
1,345.32 248,000.00249,345.32
248,009.92249,355.24
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
58733AAY5 CD Mercantil Commercebank, National AssociationMercantil Servicios Financieros, C.A.
248,000.00 Fixed N 1.531 1.50 1.14 04/24/201804/24/2018
1,630.68 248,000.00249,630.68
249,376.40251,007.08
58733AAY5 CD Mercantil Commercebank, NationalAssociationMercantil Servicios Financieros, C.A.
248,000.00 Fixed N 1.531 1.50 1.14 04/24/201804/24/2018
1,630.68 248,000.00249,630.68
249,376.40251,007.08
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
27113PAM3 CD East Boston Savings BankMeridian Bancorp, Inc.
249,000.00 Fixed N 1.86 1.40 1.234 08/24/201808/24/2018
66.85 249,000.00249,066.85
249,771.90249,838.75
27113PAM3 CD East Boston Savings BankMeridian Bancorp, Inc.
249,000.00 Fixed N 1.86 1.40 1.234 08/24/201808/24/2018
66.85 249,000.00249,066.85
249,771.90249,838.75
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
70153RHJ0 CD Parkway Bank And Trust CompanyParkway Bancorp, Inc.
248,000.00 Fixed N 0.51 1.15 0.793 04/07/201704/07/2017
1,383.02 248,000.00249,383.02
248,453.84249,836.86
70153RHJ0 CD Parkway Bank And Trust CompanyParkway Bancorp, Inc.
248,000.00 Fixed N 0.51 1.15 0.793 04/07/201704/07/2017
1,383.02 248,000.00249,383.02
248,453.84249,836.86
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
061149AR1 CD Bank of Charles TownPotomac Bancshares, Inc.
249,000.00 Fixed N 3.831 1.80 1.662 09/30/202009/30/2020
12.28 249,000.00249,012.28
250,329.66250,341.94
061149AR1 CD Bank of Charles TownPotomac Bancshares, Inc.
249,000.00 Fixed N 3.831 1.80 1.662 09/30/202009/30/2020
12.28 249,000.00249,012.28
250,329.66250,341.94
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
26
Prime Alliance Bank, Inc.
Royal Dutch Shell PLC
SB Financial Group, Inc.
SLM Corporation
South State Corporation
The Goldman Sachs Group, Inc.
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
74160NEN6 CD Prime Alliance Bank, Inc.Prime Alliance Bank, Inc.
249,000.00 Fixed N 2.32 1.15 1.292 02/12/201902/12/2019
149.06 249,000.00249,149.06
248,175.81248,324.87
74160NEN6 CD Prime Alliance Bank, Inc.Prime Alliance Bank, Inc.
249,000.00 Fixed N 2.32 1.15 1.292 02/12/201902/12/2019
149.06 249,000.00249,149.06
248,175.81248,324.87
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
822582AR3 CORP SHELL INTERNATIONAL FINANCE BVRoyal Dutch Shell PLC
1,805,000.00 Fixed N 0.885 1.291 0.92 08/21/201708/21/2017
2,256.25 1,802,363.281,804,619.53
1,808,267.051,810,523.30
822582AR3 CORP SHELL INTERNATIONAL FINANCE BVRoyal Dutch Shell PLC
1,805,000.00 Fixed N 0.885 1.291 0.92 08/21/201708/21/2017
2,256.25 1,802,363.281,804,619.53
1,808,267.051,810,523.30
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
855736DA9 CD The State Bank and Trust CompanySB Financial Group, Inc.
249,000.00 Fixed N 4.198 1.60 1.693 02/17/202102/17/2021
152.81 249,000.00249,152.81
248,023.92248,176.73
855736DA9 CD The State Bank and Trust CompanySB Financial Group, Inc.
249,000.00 Fixed N 4.198 1.60 1.693 02/17/202102/17/2021
152.81 249,000.00249,152.81
248,023.92248,176.73
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
795450SU0 CD Sallie Mae BankSLM Corporation
247,000.00 Fixed N 1.888 1.799 1.288 09/04/201809/04/2018
341.06 247,000.00247,341.06
249,395.90249,736.96
795450SU0 CD Sallie Mae BankSLM Corporation
247,000.00 Fixed N 1.888 1.799 1.288 09/04/201809/04/2018
341.06 247,000.00247,341.06
249,395.90249,736.96
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
373128EK9 CD Georgia Bank & Trust Company of AugustaSouth State Corporation
249,000.00 Fixed N 0.712 1.00 0.859 06/20/201706/20/2017
75.04 249,000.00249,075.04
249,251.49249,326.53
373128EK9 CD Georgia Bank & Trust Company of AugustaSouth State Corporation
249,000.00 Fixed N 0.712 1.00 0.859 06/20/201706/20/2017
75.04 249,000.00249,075.04
249,251.49249,326.53
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
38147J3R1 CD Goldman Sachs Bank USAThe Goldman Sachs Group, Inc.
247,000.00 Fixed N 1.89 1.649 1.271 09/04/201809/04/2018
312.64 247,000.00247,312.64
248,773.46249,086.10
38147J3R1 CD Goldman Sachs Bank USAThe Goldman Sachs Group, Inc.
247,000.00 Fixed N 1.89 1.649 1.271 09/04/201809/04/2018
312.64 247,000.00247,312.64
248,773.46249,086.10
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
27
Third Federal Savings & Loan Association of Cleveland, MHC
Toyota Motor Corporation
Triad Bancorp, Inc.
UBS Group AG
United Bankshares, Inc.
United Community Bancorp, Inc.
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
88413QAD0 CD Third Federal Savings and Loan Association ofClevThird Federal Savings & Loan Association ofCleveland, MHC
248,000.00 Fixed N 1.141 1.40 1.01 11/27/201711/27/2017
1,208.07 248,000.00249,208.07
249,108.56250,316.63
88413QAD0 CD Third Federal Savings and Loan Associationof ClevThird Federal Savings & Loan Association ofCleveland, MHC
248,000.00 Fixed N 1.141 1.40 1.01 11/27/201711/27/2017
1,208.07 248,000.00249,208.07
249,108.56250,316.63
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
89233P6S0 CORP TOYOTA MOTOR CREDIT CORPToyota Motor Corporation
2,717,000.00 Fixed N 0.999 1.296 1.06 10/05/201710/05/2017
16,603.89 2,715,748.642,732,352.53
2,722,189.472,738,793.36
89236TCP8 CORP TOYOTA MOTOR CREDIT CORPToyota Motor Corporation
5,000,000.00 Fixed N 1.753 1.433 1.20 07/13/201807/13/2018
16,791.67 5,010,296.705,027,088.37
5,030,800.005,047,591.67
--- CORP TOYOTA MOTOR CREDIT CORPToyota Motor Corporation
7,717,000.00 Fixed N 1.488 1.384 1.151 04/05/201804/05/2018
33,395.56 7,726,045.347,759,440.89
7,752,989.477,786,385.03
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
89579NBF9 CD Triad BankTriad Bancorp, Inc.
249,000.00 Fixed N 0.447 1.00 0.761 03/14/201703/14/2017
115.97 249,000.00249,115.97
249,266.43249,382.40
89579NBF9 CD Triad BankTriad Bancorp, Inc.
249,000.00 Fixed N 0.447 1.00 0.761 03/14/201703/14/2017
115.97 249,000.00249,115.97
249,266.43249,382.40
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
90348JAP5 CD UBS Bank USAUBS Group AG
248,000.00 Fixed N 1.961 1.40 1.266 10/01/201810/01/2018
9.51 248,000.00248,009.51
248,657.20248,666.71
90348JAP5 CD UBS Bank USAUBS Group AG
248,000.00 Fixed N 1.961 1.40 1.266 10/01/201810/01/2018
9.51 248,000.00248,009.51
248,657.20248,666.71
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
06424XBQ4 CD United BankUnited Bankshares, Inc.
248,000.00 Fixed N 1.752 1.55 1.217 07/17/201807/17/2018
1,758.76 248,000.00249,758.76
249,460.72251,219.48
06424XBQ4 CD United BankUnited Bankshares, Inc.
248,000.00 Fixed N 1.752 1.55 1.217 07/17/201807/17/2018
1,758.76 248,000.00249,758.76
249,460.72251,219.48
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
28
Unity Bancorp, Inc.
Wal-Mart Stores, Inc.
Webster Financial Corporation
Wells Fargo Funds Trust
Wex Bank
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
90983WAZ4 CD United Community BankUnited Community Bancorp, Inc.
248,000.00 Fixed N 0.528 1.00 0.791 04/13/201704/13/2017
115.51 248,000.00248,115.51
248,275.28248,390.79
90983WAZ4 CD United Community BankUnited Community Bancorp, Inc.
248,000.00 Fixed N 0.528 1.00 0.791 04/13/201704/13/2017
115.51 248,000.00248,115.51
248,275.28248,390.79
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
91330ABD8 CD Unity BankUnity Bancorp, Inc.
249,000.00 Fixed N 3.764 1.50 1.573 08/26/202008/26/2020
51.16 249,000.00249,051.16
248,312.76248,363.92
91330ABD8 CD Unity BankUnity Bancorp, Inc.
249,000.00 Fixed N 3.764 1.50 1.573 08/26/202008/26/2020
51.16 249,000.00249,051.16
248,312.76248,363.92
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
931142CJ0 CORP WAL-MART STORES INCWal-Mart Stores, Inc.
470,000.00 Fixed N 1.329 0.481 0.92 02/15/201802/15/2018
3,483.22 504,147.70507,630.92
501,259.70504,742.92
931142CJ0 CORP WAL-MART STORES INCWal-Mart Stores, Inc.
470,000.00 Fixed N 1.329 0.481 0.92 02/15/201802/15/2018
3,483.22 504,147.70507,630.92
501,259.70504,742.92
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
94768NJU9 CD Webster Bank, National AssociationWebster Financial Corporation
248,000.00 Fixed N 2.663 1.981 1.434 07/02/201907/02/2019
1,174.77 247,461.52248,636.30
251,100.00252,274.77
94768NJU9 CD Webster Bank, National AssociationWebster Financial Corporation
248,000.00 Fixed N 2.663 1.981 1.434 07/02/201907/02/2019
1,174.77 247,461.52248,636.30
251,100.00252,274.77
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
94984B793 MMFUND WELLS FRGO HERITAGE CL SELECT MMFWells Fargo Funds Trust
19,084,379.81 Fixed N 0.00 0.48 0.48 09/30/201609/30/2016
0.00 19,084,379.8119,084,379.81
19,084,379.8119,084,379.81
94984B793 MMFUND WELLS FRGO HERITAGE CL SELECT MMFWells Fargo Funds Trust
19,084,379.81 Fixed N 0.00 0.48 0.48 09/30/201609/30/2016
0.00 19,084,379.8119,084,379.81
19,084,379.8119,084,379.81
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
92937CDH8 CD Wex BankWex Bank
248,000.00 Fixed N 1.18 1.20 1.015 12/11/201712/11/2017
913.18 248,000.00248,913.18
248,540.64249,453.82
92937CDH8 CD Wex BankWex Bank
248,000.00 Fixed N 1.18 1.20 1.015 12/11/201712/11/2017
913.18 248,000.00248,913.18
248,540.64249,453.82
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
29
Summary
* Grouped by: Issuer Concentration. * Groups Sorted by: Issuer Concentration. * Filtered By: Description ≠ "Payable" and Description ≠ "Receivable". * Weighted by: Market Value + Accrued, except Book Yield by Base Book Value + Accrued.
Identifier Security Type Description,Issuer Concentration
Current Units Coupon Type Callable
Duration BookYield
Yield EffectiveMaturity,Final Maturity
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
--- --- ------
480,635,549.55 --- --- 1.369 0.975 0.773 02/24/201802/24/2018
1,379,362.74 508,717,436.07510,096,798.81
510,988,770.57512,368,133.31
Issuer Concentration with Yield GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
30
AGCY BOND
CD
Identifier,Description,Security Type
Coupon Type Callable Duration S&PRating,Moody'sRating
Current Units EffectiveMaturity,Final Maturity
Book Yield,Yield
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
3137EABA6FEDERAL HOME LOAN MORTGAGE CORPAGCY BOND
Fixed N 1.09 AA+Aaa
10,000,000.00 11/17/201711/17/2017
0.8460.789
190,763.89 10,479,179.9710,669,943.86
10,487,000.0010,677,763.89
3137EABA6FEDERAL HOME LOAN MORTGAGE CORPAGCY BOND
Fixed N 1.09 AA+Aaa
10,000,000.00 11/17/201711/17/2017
0.8460.789
190,763.89 10,479,179.9710,669,943.86
10,487,000.0010,677,763.89
Identifier,Description,Security Type
Coupon Type Callable Duration S&PRating,Moody'sRating
Current Units EffectiveMaturity,Final Maturity
Book Yield,Yield
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
82669LFR9Signature Bank of ArkansasCD
Fixed N 0.891 NANA
249,000.00 08/25/201708/25/2017
1.050.925
35.82 249,000.00249,035.82
249,278.88249,314.70
52168UCU4Leader Bank, National AssociationCD
Fixed N 0.55 NANA
248,000.00 04/21/201704/21/2017
1.050.80
57.07 248,000.00248,057.07
248,342.24248,399.31
88413QAD0Third Federal Savings and Loan Association of ClevCD
Fixed N 1.141 NANA
248,000.00 11/27/201711/27/2017
1.401.01
1,208.07 248,000.00249,208.07
249,108.56250,316.63
855736DA9The State Bank and Trust CompanyCD
Fixed N 4.198 NANA
249,000.00 02/17/202102/17/2021
1.601.693
152.81 249,000.00249,152.81
248,023.92248,176.73
Security Type GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
31
Identifier,Description,Security Type
Coupon Type Callable Duration S&PRating,Moody'sRating
Current Units EffectiveMaturity,Final Maturity
Book Yield,Yield
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
29266NX51EnerBank USACD
Fixed N 4.128 NANA
247,000.00 01/28/202101/28/2021
1.901.738
835.74 247,000.00247,835.74
248,657.37249,493.11
108622ET4Bridgewater BankCD
Fixed N 3.739 NANA
249,000.00 08/17/202008/17/2020
1.501.569
143.26 249,000.00249,143.26
248,352.60248,495.86
061149AR1Bank of Charles TownCD
Fixed N 3.831 NANA
249,000.00 09/30/202009/30/2020
1.801.662
12.28 249,000.00249,012.28
250,329.66250,341.94
91330ABD8Unity BankCD
Fixed N 3.764 NANA
249,000.00 08/26/202008/26/2020
1.501.573
51.16 249,000.00249,051.16
248,312.76248,363.92
373128EK9Georgia Bank & Trust Company of AugustaCD
Fixed N 0.712 NANA
249,000.00 06/20/201706/20/2017
1.000.859
75.04 249,000.00249,075.04
249,251.49249,326.53
577234BZ9Mauch Chunk Trust CompanyCD
Fixed N 0.935 NANA
248,000.00 09/11/201709/11/2017
1.200.943
171.22 248,000.00248,171.22
248,600.16248,771.38
40434AC72HSBC Bank USA, National AssociationCD
Step-Up Y 3.899 NANA
246,000.00 05/17/201811/17/2020
2.7852.531
1,477.35 246,000.00247,477.35
248,467.38249,944.73
20786ABA2ConnectOne BankCD
Fixed N 2.746 NANA
247,000.00 07/29/201907/29/2019
1.551.395
31.47 247,000.00247,031.47
248,062.10248,093.57
56034WAH4Main Street Bank Corp.CD
Fixed N 0.207 NANA
248,000.00 12/16/201612/16/2016
0.900.698
470.86 248,000.00248,470.86
248,104.16248,575.02
20361LBM5Community Bankers' BankCD
Fixed N 1.997 NANA
248,000.00 10/17/201810/17/2018
1.651.303
156.95 248,000.00248,156.95
249,733.52249,890.47
90983WAZ4United Community BankCD
Fixed N 0.528 NANA
248,000.00 04/13/201704/13/2017
1.000.791
115.51 248,000.00248,115.51
248,275.28248,390.79
74160NEN6Prime Alliance Bank, Inc.CD
Fixed N 2.32 NANA
249,000.00 02/12/201902/12/2019
1.151.292
149.06 249,000.00249,149.06
248,175.81248,324.87
23204HDB1Customers BankCD
Fixed N 1.199 NANA
248,000.00 12/18/201712/18/2017
1.251.022
891.78 248,000.00248,891.78
248,679.52249,571.30
34387ABS7Flushing BankCD
Fixed N 2.161 NANA
249,000.00 12/17/201812/17/2018
1.501.308
163.73 249,000.00249,163.73
250,043.31250,207.04
020080AV9Alma BankCD
Fixed N 2.904 NANA
247,000.00 09/30/201909/30/2019
1.701.442
11.50 247,000.00247,011.50
248,869.79248,881.29
17284CC69CIT Bank, National AssociationCD
Fixed N 2.527 NANA
247,000.00 05/14/201905/14/2019
2.001.429
1,894.79 247,000.00248,894.79
250,606.20252,500.99
02587CAU4American Express Bank, FSBCD
Fixed N 0.881 NANA
248,000.00 08/21/201708/21/2017
1.2490.922
348.22 248,000.00248,348.22
248,716.72249,064.94
46147URG7Investors Community BankCD
Fixed N 2.32 NANA
249,000.00 02/12/201902/12/2019
1.151.292
149.06 249,000.00249,149.06
248,175.81248,324.87
27113PAM3East Boston Savings BankCD
Fixed N 1.86 NANA
249,000.00 08/24/201808/24/2018
1.401.234
66.85 249,000.00249,066.85
249,771.90249,838.75
92937CDH8Wex BankCD
Fixed N 1.18 NRNA
248,000.00 12/11/201712/11/2017
1.201.015
913.18 248,000.00248,913.18
248,540.64249,453.82
080515BM0Belmont Savings BankCD
Fixed N 3.281 NANA
249,000.00 02/18/202002/18/2020
1.401.464
133.71 249,000.00249,133.71
248,474.61248,608.32
Security Type GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
32
Identifier,Description,Security Type
Coupon Type Callable Duration S&PRating,Moody'sRating
Current Units EffectiveMaturity,Final Maturity
Book Yield,Yield
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
57116AHW1Marlin Business BankCD
Fixed N 1.99 NRNA
248,000.00 10/15/201810/15/2018
1.701.309
196.36 248,000.00248,196.36
249,946.80250,143.16
12738RCW2Cadence Bank, N.A.CD
Fixed N 1.351 NANA
248,000.00 02/12/201802/12/2018
1.2491.066
441.64 248,000.00248,441.64
248,615.04249,056.68
065847CZ6Bank of Wisconsin DellsCD
Fixed N 3.66 NANA
249,000.00 07/17/202007/17/2020
1.501.554
143.26 249,000.00249,143.26
248,504.49248,647.75
20364AAQ8Community Financial Services BankCD
Fixed N 0.044 NANA
248,000.00 10/17/201610/17/2016
0.800.64
76.10 248,000.00248,076.10
248,017.36248,093.46
55266CNH5MB Financial Bank, National AssociationCD
Fixed N 1.853 NANA
249,000.00 08/21/201808/21/2018
1.351.226
92.10 249,000.00249,092.10
249,577.68249,669.78
58403BG26Medallion BankCD
Fixed N 0.008 NRNA
248,000.00 10/04/201610/04/2016
1.0990.61
1,345.32 248,000.00249,345.32
248,009.92249,355.24
58733AAY5Mercantil Commercebank, National AssociationCD
Fixed N 1.531 NANA
248,000.00 04/24/201804/24/2018
1.501.14
1,630.68 248,000.00249,630.68
249,376.40251,007.08
06414QUB3Bank of North CarolinaCD
Fixed N 1.276 NRNA
247,000.00 01/16/201801/16/2018
1.251.044
126.88 247,000.00247,126.88
247,652.08247,778.96
33612JFU8First Priority BankCD
Fixed N 1.958 NANA
248,000.00 09/28/201809/28/2018
1.451.271
9.85 248,000.00248,009.85
248,870.48248,880.33
844772BA0SouthWest BankCD
Fixed N 0.368 NANA
237,000.00 02/13/201702/13/2017
0.750.745
87.66 237,000.00237,087.66
237,004.74237,092.40
319141CL9First Bank of Highland ParkCD
Fixed N 1.01 NRNA
248,000.00 10/10/201710/10/2017
1.250.968
1,494.79 248,000.00249,494.79
248,711.76250,206.55
795450SU0Sallie Mae BankCD
Fixed N 1.888 NRNR
247,000.00 09/04/201809/04/2018
1.7991.288
341.06 247,000.00247,341.06
249,395.90249,736.96
70153RHJ0Parkway Bank And Trust CompanyCD
Fixed N 0.51 NRNR
248,000.00 04/07/201704/07/2017
1.150.793
1,383.02 248,000.00249,383.02
248,453.84249,836.86
29976DA42EverBankCD
Fixed N 0.90 NRNR
248,000.00 08/28/201708/28/2017
1.0990.929
254.12 248,000.00248,254.12
248,381.92248,636.04
46115DDU7Bank of The OzarksCD
Fixed N 0.044 NANR
249,000.00 10/17/201610/17/2016
1.000.635
95.51 249,000.00249,095.51
249,039.84249,135.35
51210SKR7Lakeside Bank (Inc)CD
Fixed N 0.063 NRNR
248,000.00 10/24/201610/24/2016
0.900.646
48.92 248,000.00248,048.92
248,039.68248,088.60
89579NBF9Triad BankCD
Fixed N 0.447 NRNR
249,000.00 03/14/201703/14/2017
1.000.761
115.97 249,000.00249,115.97
249,266.43249,382.40
20033AME3Comenity Capital BankCD
Fixed N 1.855 NRNR
249,000.00 08/24/201808/24/2018
1.701.265
81.18 249,000.00249,081.18
251,026.86251,108.04
90348JAP5UBS Bank USACD
Fixed N 1.961 A-1NR
248,000.00 10/01/201810/01/2018
1.401.266
9.51 248,000.00248,009.51
248,657.20248,666.71
06740KJK4Barclays Bank DelawareCD
Fixed N 3.782 NRNR
247,000.00 09/16/202009/16/2020
2.1991.71
223.32 247,000.00247,223.32
251,616.43251,839.75
38147J3R1Goldman Sachs Bank USACD
Fixed N 1.89 A-1P-1
247,000.00 09/04/201809/04/2018
1.6491.271
312.64 247,000.00247,312.64
248,773.46249,086.10
Security Type GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
33
CORP
Identifier,Description,Security Type
Coupon Type Callable Duration S&PRating,Moody'sRating
Current Units EffectiveMaturity,Final Maturity
Book Yield,Yield
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
33583CRW1First Niagara Bank, National AssociationCD
Fixed N 0.976 NRP-1
248,000.00 09/25/201709/25/2017
1.150.954
46.88 248,000.00248,046.88
248,473.68248,520.56
36160J2N7GE Capital BankCD
Fixed N 1.72 NAP-1
248,000.00 07/03/201807/03/2018
1.5991.206
978.41 248,000.00248,978.41
249,688.88250,667.29
02587DWJ3American Express Centurion BankCD
Fixed N 2.097 A-2P-1
248,000.00 11/28/201811/28/2018
2.001.37
1,712.22 248,000.00249,712.22
251,308.32253,020.54
49306SVY9KeyBank National AssociationCD
Fixed N 2.257 A-2P-1
247,000.00 01/22/201901/22/2019
1.5491.328
765.70 247,000.00247,765.70
248,239.94249,005.64
94768NJU9Webster Bank, National AssociationCD
Fixed N 2.663 A-2P-1
248,000.00 07/02/201907/02/2019
1.9811.434
1,174.77 247,461.52248,636.30
251,100.00252,274.77
140420PT1Capital One BankCD
Fixed N 1.965 A-2P-1
248,000.00 10/09/201810/09/2018
1.801.321
2,152.50 248,000.00250,152.50
250,363.44252,515.94
05573J4Q4BMO Harris Bank National AssociationCD
Fixed N 0.472 A-1P-1
248,000.00 03/23/201703/23/2017
0.900.773
48.92 248,000.00248,048.92
248,148.80248,197.72
14042E5T3Capital One, National AssociationCD
Fixed N 0.881 A-2P-1
249,000.00 08/21/201708/21/2017
1.2490.923
366.68 249,000.00249,366.68
249,717.12250,083.80
31984GDJ5First Commercial BankCD
Fixed N 0.823 NAP-1
248,000.00 07/31/201707/31/2017
1.000.90
6.79 248,000.00248,006.79
248,205.84248,212.63
06424XBQ4United BankCD
Fixed N 1.752 NRP-1
248,000.00 07/17/201807/17/2018
1.551.217
1,758.76 248,000.00249,758.76
249,460.72251,219.48
2546714P2Discover BankCD
Fixed N 0.881 NRP-2
248,000.00 08/21/201708/21/2017
1.2990.923
370.98 248,000.00248,370.98
248,823.36249,194.34
------CD
--- --- 1.735 AAa2
14,131,000.00 06/28/201807/14/2018
1.401.166
27,609.02 14,130,461.5214,158,070.55
14,181,422.8014,209,031.82
Identifier,Description,Security Type
Coupon Type Callable Duration S&PRating,Moody'sRating
Current Units EffectiveMaturity,Final Maturity
Book Yield,Yield
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
037833AQ3APPLE INCCORP
Fixed N 2.509 AA+Aa1
3,500,000.00 05/06/201905/06/2019
1.541.23
29,604.17 3,549,705.083,579,309.24
3,577,665.003,607,269.17
037833AM2APPLE INCCORP
Fixed N 0.592 AA+Aa1
4,000,000.00 05/05/201705/05/2017
0.8410.819
16,916.67 4,004,941.194,021,857.86
4,005,480.004,022,396.67
931142CJ0WAL-MART STORES INCCORP
Fixed N 1.329 AAAa2
470,000.00 02/15/201802/15/2018
0.4810.92
3,483.22 504,147.70507,630.92
501,259.70504,742.92
084664BW0BERKSHIRE HATHAWAY FINANCE CORPCORP
Fixed N 1.596 AAAa2
1,000,000.00 05/15/201805/15/2018
1.2141.16
4,911.11 1,001,382.651,006,293.76
1,002,240.001,007,151.11
822582AR3SHELL INTERNATIONAL FINANCE BVCORP
Fixed N 0.885 AAa2
1,805,000.00 08/21/201708/21/2017
1.2910.92
2,256.25 1,802,363.281,804,619.53
1,808,267.051,810,523.30
166764AA8CHEVRON CORPCORP
Fixed Y 1.086 AA-Aa2
2,750,000.00 12/05/201712/05/2017
1.4581.15
9,782.67 2,738,671.982,748,454.64
2,748,515.002,758,297.67
Security Type GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
34
MMFUND
US GOV
Identifier,Description,Security Type
Coupon Type Callable Duration S&PRating,Moody'sRating
Current Units EffectiveMaturity,Final Maturity
Book Yield,Yield
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
89233P6S0TOYOTA MOTOR CREDIT CORPCORP
Fixed N 0.999 AA-Aa3
2,717,000.00 10/05/201710/05/2017
1.2961.06
16,603.89 2,715,748.642,732,352.53
2,722,189.472,738,793.36
89236TCP8TOYOTA MOTOR CREDIT CORPCORP
Fixed N 1.753 AA-Aa3
5,000,000.00 07/13/201807/13/2018
1.4331.20
16,791.67 5,010,296.705,027,088.37
5,030,800.005,047,591.67
36962G5W0GENERAL ELECTRIC COCORP
Fixed N 0.567 AA-A1
7,585,000.00 04/27/201704/27/2017
1.1480.94
74,627.97 7,634,575.917,709,203.89
7,644,011.307,718,639.27
36962GY40GENERAL ELECTRIC CAPITAL CORPORATIONCORP
Fixed N 0.056 AA-A1
2,000,000.00 10/20/201610/20/2016
0.900.782
48,076.39 2,004,625.262,052,701.65
2,005,080.002,053,156.39
------CORP
Fixed --- 1.099 AA-Aa3
30,827,000.00 11/16/201711/16/2017
1.2231.024
223,054.00 30,966,458.3831,189,512.38
31,045,507.5231,268,561.52
Identifier,Description,Security Type
Coupon Type Callable Duration S&PRating,Moody'sRating
Current Units EffectiveMaturity,Final Maturity
Book Yield,Yield
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
94984B793WELLS FRGO HERITAGE CL SELECT MMFMMFUND
Fixed N 0.00 AAAmAaa
19,084,379.81 09/30/201609/30/2016
0.480.48
0.00 19,084,379.8119,084,379.81
19,084,379.8119,084,379.81
LAIFUND1STATE OF CALIFORNIAMMFUND
Fixed N 0.00 NANA
49,995,679.75 09/30/201609/30/2016
0.650.65
0.00 49,995,679.7549,995,679.75
49,995,679.7549,995,679.75
CTRSTCALTRUST INVESTMENT TRUST OF CALIFORNIAMMFUND
Variable N 0.00 AAfNA
2,875,791.55 09/30/201609/30/2016
0.810.81
0.00 28,842,587.6128,842,587.61
28,844,189.2528,844,189.25
LAIFUND2STATE OF CALIFORNIAMMFUND
Fixed N 0.00 NANA
6,595,803.25 09/30/201609/30/2016
0.650.65
0.00 6,595,803.256,595,803.25
6,595,803.256,595,803.25
BOFAPFCBANK OF AMERICAMMFUND
Fixed N 0.00 NANA
32,089,554.47 09/30/201609/30/2016
0.500.50
0.00 32,089,554.4732,089,554.47
32,089,554.4732,089,554.47
CBBPMMGSCITIZENS BUSINESS BANKMMFUND
Fixed N 0.00 NANA
5,086,340.72 09/30/201609/30/2016
0.350.35
0.00 5,086,340.725,086,340.72
5,086,340.725,086,340.72
------MMFUND
--- N 0.00 AA+Aaa
115,727,549.55 09/30/201609/30/2016
0.6150.615
0.00 141,694,345.61141,694,345.61
141,695,947.25141,695,947.25
Identifier,Description,Security Type
Coupon Type Callable Duration S&PRating,Moody'sRating
Current Units EffectiveMaturity,Final Maturity
Book Yield,Yield
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
912828C57UNITED STATES TREASURYUS GOV
Fixed N 4.286 AA+Aaa
2,800,000.00 03/31/202103/31/2021
1.0861.144
173.08 2,942,652.712,942,825.78
2,935,408.002,935,581.08
912828RE2UNITED STATES TREASURYUS GOV
Fixed N 1.888 AA+Aaa
5,500,000.00 08/31/201808/31/2018
1.1590.788
7,064.92 5,535,424.605,542,489.51
5,574,360.005,581,424.92
912828VF4UNITED STATES TREASURYUS GOV
Fixed N 3.555 AA+Aaa
7,000,000.00 05/31/202005/31/2020
1.5751.024
32,346.31 6,950,257.086,982,603.39
7,088,060.007,120,406.31
912828UB4UNITED STATES TREASURYUS GOV
Fixed N 3.10 AA+Aaa
3,000,000.00 11/30/201911/30/2019
1.5290.942
10,081.97 2,951,172.792,961,254.75
3,005,400.003,015,481.97
Security Type GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
35
Identifier,Description,Security Type
Coupon Type Callable Duration S&PRating,Moody'sRating
Current Units EffectiveMaturity,Final Maturity
Book Yield,Yield
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
912828WT3UNITED STATES TREASURYUS GOV
Fixed N 0.786 AA+Aaa
4,200,000.00 07/15/201707/15/2017
0.7510.632
7,789.40 4,204,081.674,211,871.07
4,208,022.004,215,811.40
912828WS5UNITED STATES TREASURYUS GOV
Fixed N 2.679 AA+Aaa
6,000,000.00 06/30/201906/30/2019
1.0550.879
24,639.95 6,092,351.956,116,991.90
6,121,380.006,146,019.95
912828WS5UNITED STATES TREASURYUS GOV
Fixed N 2.679 AA+Aaa
3,700,000.00 06/30/201906/30/2019
1.390.879
15,194.63 3,723,382.303,738,576.93
3,774,851.003,790,045.63
912828KD1UNITED STATES TREASURYUS GOV
Fixed N 2.30 AA+Aaa
2,000,000.00 02/15/201902/15/2019
0.5780.823
7,024.46 2,102,214.632,109,239.09
2,090,460.002,097,484.46
912828KD1UNITED STATES TREASURYUS GOV
Fixed N 2.30 AA+Aaa
2,000,000.00 02/15/201902/15/2019
0.8440.823
7,024.46 2,089,356.172,096,380.63
2,090,460.002,097,484.46
912828M98UNITED STATES TREASURYUS GOV
Fixed N 4.004 AA+Aaa
6,000,000.00 11/30/202011/30/2020
1.361.092
32,766.39 6,064,124.566,096,890.95
6,129,840.006,162,606.39
912828C32UNITED STATES TREASURYUS GOV
Fixed N 0.458 AA+Aaa
7,000,000.00 03/15/201703/15/2017
0.8680.468
2,320.44 6,996,257.186,998,577.62
7,009,030.007,011,350.44
912828F54UNITED STATES TREASURYUS GOV
Fixed N 1.031 AA+Aaa
14,550,000.00 10/15/201710/15/2017
0.8050.69
58,786.37 14,560,578.9714,619,365.35
14,577,790.5014,636,576.87
912828SD3UNITED STATES TREASURYUS GOV
Fixed N 2.294 AA+Aaa
3,000,000.00 01/31/201901/31/2019
1.5940.83
6,317.93 2,976,472.032,982,789.97
3,029,070.003,035,387.93
912828SH4UNITED STATES TREASURYUS GOV
Fixed N 2.373 AA+Aaa
2,600,000.00 02/28/201902/28/2019
1.5320.848
3,061.46 2,590,368.032,593,429.49
2,632,708.002,635,769.46
912828SH4UNITED STATES TREASURYUS GOV
Fixed N 2.373 AA+Aaa
14,500,000.00 02/28/201902/28/2019
1.0130.848
17,073.55 14,624,720.7614,641,794.31
14,682,410.0014,699,483.55
912828UJ7UNITED STATES TREASURYUS GOV
Fixed N 1.323 AA+Aaa
2,000,000.00 01/31/201801/31/2018
1.5480.716
2,948.37 1,982,332.981,985,281.35
2,004,220.002,007,168.37
912828UF5UNITED STATES TREASURYUS GOV
Fixed N 3.177 AA+Aaa
1,900,000.00 12/31/201912/31/2019
1.5520.956
5,401.83 1,874,395.441,879,797.27
1,910,241.001,915,642.83
912828QG8UNITED STATES TREASURYUS GOV
Fixed N 1.541 AA+Aaa
11,000,000.00 04/30/201804/30/2018
1.1820.751
120,835.60 11,247,957.2111,368,792.80
11,323,950.0011,444,785.60
912828XE5UNITED STATES TREASURYUS GOV
Fixed N 3.547 AA+Aaa
6,500,000.00 05/31/202005/31/2020
0.9741.021
32,766.39 6,622,835.976,655,602.37
6,611,735.006,644,501.39
912828TR1UNITED STATES TREASURYUS GOV
Fixed N 2.95 AA+Aaa
8,000,000.00 09/30/201909/30/2019
1.6830.905
219.78 7,840,831.007,841,050.78
8,022,480.008,022,699.78
912828TR1UNITED STATES TREASURYUS GOV
Fixed N 2.95 AA+Aaa
3,500,000.00 09/30/201909/30/2019
1.5260.905
96.15 3,446,285.093,446,381.25
3,509,835.003,509,931.15
912828TS9UNITED STATES TREASURYUS GOV
Fixed N 0.995 AA+Aaa
2,000,000.00 09/30/201709/30/2017
1.4350.672
34.34 1,984,015.351,984,049.69
1,999,060.001,999,094.34
912828VK3UNITED STATES TREASURYUS GOV
Fixed N 1.723 AA+Aaa
1,500,000.00 06/30/201806/30/2018
1.3010.769
5,212.30 1,501,904.671,507,116.97
1,515,765.001,520,977.30
912828UE8UNITED STATES TREASURYUS GOV
Fixed N 1.24 AA+Aaa
13,550,000.00 12/31/201712/31/2017
0.8410.718
25,682.40 13,534,743.0013,560,425.41
13,555,284.5013,580,966.90
912828UE8UNITED STATES TREASURYUS GOV
Fixed N 1.24 AA+Aaa
6,250,000.00 12/31/201712/31/2017
1.0180.718
11,846.13 6,229,273.796,241,119.92
6,252,437.506,264,283.63
Security Type GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
36
Identifier,Description,Security Type
Coupon Type Callable Duration S&PRating,Moody'sRating
Current Units EffectiveMaturity,Final Maturity
Book Yield,Yield
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
912828TG5UNITED STATES TREASURYUS GOV
Fixed N 0.83 AA+Aaa
7,000,000.00 07/31/201707/31/2017
1.5030.623
5,896.74 6,942,255.246,948,151.98
6,992,860.006,998,756.74
912828TB6UNITED STATES TREASURYUS GOV
Fixed N 0.746 AA+Aaa
1,500,000.00 06/30/201706/30/2017
1.0750.619
2,843.07 1,496,378.541,499,221.61
1,501,470.001,504,313.07
912828TB6UNITED STATES TREASURYUS GOV
Fixed N 0.746 AA+Aaa
15,000,000.00 06/30/201706/30/2017
0.4530.619
28,430.71 15,033,191.1715,061,621.87
15,014,700.0015,043,130.71
912828UQ1UNITED STATES TREASURYUS GOV
Fixed N 3.336 AA+Aaa
10,000,000.00 02/29/202002/29/2020
1.6110.989
10,704.42 9,880,534.059,891,238.47
10,087,500.0010,098,204.42
912828VV9UNITED STATES TREASURYUS GOV
Fixed N 3.756 AA+Aaa
2,000,000.00 08/31/202008/31/2020
1.6151.071
3,639.50 2,038,501.832,042,141.33
2,080,620.002,084,259.50
912828H52UNITED STATES TREASURYUS GOV
Fixed N 3.254 AA+Aaa
2,500,000.00 01/31/202001/31/2020
1.5470.973
5,264.95 2,475,977.402,481,242.34
2,522,650.002,527,914.95
912828VE7UNITED STATES TREASURYUS GOV
Fixed N 1.646 AA+Aaa
10,250,000.00 05/31/201805/31/2018
0.8630.757
34,446.72 10,273,119.7910,307,566.52
10,291,205.0010,325,651.72
912828VE7UNITED STATES TREASURYUS GOV
Fixed N 1.646 AA+Aaa
4,000,000.00 05/31/201805/31/2018
1.430.757
13,442.62 3,971,796.943,985,239.57
4,016,080.004,029,522.62
912828A34UNITED STATES TREASURYUS GOV
Fixed N 2.127 AA+Aaa
5,300,000.00 11/30/201811/30/2018
1.0590.823
22,264.34 5,321,592.315,343,856.66
5,348,442.005,370,706.34
912828D23UNITED STATES TREASURYUS GOV
Fixed N 2.514 AA+Aaa
7,000,000.00 04/30/201904/30/2019
1.2040.865
47,601.90 7,074,667.557,122,269.45
7,135,660.007,183,261.90
912828UU2UNITED STATES TREASURYUS GOV
Fixed N 1.489 AA+Aaa
5,000,000.00 03/31/201803/31/2018
0.890.732
103.02 4,989,588.394,989,691.41
5,001,350.005,001,453.02
912828G20UNITED STATES TREASURYUS GOV
Fixed N 1.115 AA+Aaa
6,250,000.00 11/15/201711/15/2017
1.0650.704
20,656.42 6,236,773.006,257,429.42
6,261,937.506,282,593.92
912828G61UNITED STATES TREASURYUS GOV
Fixed N 3.076 AA+Aaa
6,800,000.00 11/30/201911/30/2019
1.5070.94
34,278.69 6,798,609.646,832,888.33
6,918,456.006,952,734.69
912828PT1UNITED STATES TREASURYUS GOV
Fixed N 1.31 AA+Aaa
12,000,000.00 01/31/201801/31/2018
1.0820.747
53,070.65 12,244,034.2712,297,104.93
12,298,560.0012,351,630.65
912828NG1UNITED STATES TREASURYUS GOV
Fixed N 0.658 AA+Aaa
8,000,000.00 05/31/201705/31/2017
0.7810.632
73,934.43 8,104,085.888,178,020.31
8,112,480.008,186,414.43
912828WW6UNITED STATES TREASURYUS GOV
Fixed N 2.763 AA+Aaa
3,500,000.00 07/31/201907/31/2019
1.6690.884
9,582.20 3,495,720.063,505,302.26
3,572,450.003,582,032.20
912828B90UNITED STATES TREASURYUS GOV
Fixed N 4.223 AA+Aaa
5,500,000.00 02/28/202102/28/2021
1.5091.136
9,419.89 5,614,991.255,624,411.14
5,704,105.005,713,524.89
912828VJ6UNITED STATES TREASURYUS GOV
Fixed N 3.606 AA+Aaa
7,650,000.00 06/30/202006/30/2020
1.4151.042
36,249.15 7,778,068.057,814,317.20
7,883,707.507,919,956.65
912828K66UNITED STATES TREASURYUS GOV
Fixed N 0.581 AA+Aaa
15,000,000.00 04/30/201704/30/2017
0.5790.539
31,385.87 14,993,141.2715,024,527.13
14,996,550.0015,027,935.87
912828WY2UNITED STATES TREASURYUS GOV
Fixed N 4.572 AA+Aaa
6,500,000.00 07/31/202107/31/2021
1.1231.176
24,639.95 6,843,475.236,868,115.17
6,827,015.006,851,654.95
912828WD8UNITED STATES TREASURYUS GOV
Fixed N 2.045 AA+Aaa
5,000,000.00 10/31/201810/31/2018
1.4640.811
26,154.89 4,978,099.425,004,254.32
5,045,300.005,071,454.89
Security Type GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
37
Summary
* Grouped by: Security Type. * Groups Sorted by: Security Type. * Filtered By: Description ≠ "Payable" and Description ≠ "Receivable". * Weighted by: Market Value + Accrued, except Book Yield by Base Book Value + Accrued.
Identifier,Description,Security Type
Coupon Type Callable Duration S&PRating,Moody'sRating
Current Units EffectiveMaturity,Final Maturity
Book Yield,Yield
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
912828D98UNITED STATES TREASURYUS GOV
Fixed N 0.953 AA+Aaa
11,750,000.00 09/15/201709/15/2017
0.6180.672
5,193.37 11,792,666.2511,797,859.62
11,786,777.5011,791,970.87
912828TN0UNITED STATES TREASURYUS GOV
Fixed N 2.867 AA+Aaa
1,900,000.00 08/31/201908/31/2019
1.9720.894
1,627.07 1,847,953.371,849,580.44
1,905,795.001,907,422.07
912828RH5UNITED STATES TREASURYUS GOV
Fixed N 1.972 AA+Aaa
10,500,000.00 09/30/201809/30/2018
1.1150.803
396.63 10,553,779.7510,554,176.39
10,618,965.0010,619,361.63
---UNITED STATES TREASURYUS GOV
Fixed N 2.005 AA+Aaa
309,950,000.00 10/20/201810/20/2018
1.0990.801
937,935.83 311,446,990.58312,384,926.41
313,578,893.00314,516,828.83
Identifier,Description,Security Type
Coupon Type Callable Duration S&PRating,Moody'sRating
Current Units EffectiveMaturity,Final Maturity
Book Yield,Yield
Accrued Balance Book Value,Book Value + Accrued
Market Value,Market Value + Accrued
---------
--- --- 1.369 AA+Aaa
480,635,549.55 02/24/201802/24/2018
0.9750.773
1,379,362.74 508,717,436.07510,096,798.81
510,988,770.57512,368,133.31
Security Type GASB 40 Trade Date Riverside, City of General Agg (66771)As of 09/30/2016 Return to Table of Contents Dated: 10/27/2016
38
Identifier,Description,Security Type
Interest/Dividend
Received
Transfers In/Out Purchases PurchasedAccruedIncome
Sales Disposed Accrued Maturities andRedemptions
Paydowns Net RealizedGain/Loss
Beginning OriginalCost,
Ending Original Cost
Beginning MarketValue,
Ending Market Value
LAIFUND1STATE OF CALIFORNIAMMFUND
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 49,995,679.7549,995,679.75
49,995,679.7549,995,679.75
LAIFUND2STATE OF CALIFORNIAMMFUND
0.00 0.00 17,500,000.00 0.00 -45,000,000.00 0.00 0.00 0.00 0.00 34,095,803.256,595,803.25
34,095,803.256,595,803.25
94984B793WELLS FRGO HERITAGE CL SELECTMMFMMFUND
6,403.69 0.00 6,403.69 0.00 0.00 0.00 0.00 0.00 0.00 19,077,976.1219,084,379.81
19,077,976.1219,084,379.81
CTRSTCALTRUST INVESTMENT TRUST OFCALIFORNIAMMFUND
18,600.51 0.00 18,600.51 0.00 0.00 0.00 0.00 0.00 0.00 28,823,987.1028,842,587.61
28,825,588.7328,844,189.25
CBBPMMGSCITIZENS BUSINESS BANKMMFUND
1,462.77 0.00 1,462.77 0.00 0.00 0.00 0.00 0.00 0.00 5,084,877.955,086,340.72
5,084,877.955,086,340.72
BOFAPFCBANK OF AMERICAMMFUND
12,244.63 0.00 22,779,466.71 0.00 -22,121,895.74 0.00 0.00 0.00 0.00 31,431,983.5032,089,554.47
31,431,983.5032,089,554.47
CCYUSDReceivableCASH
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 25,004.2026,067.97
25,004.2026,067.97
CCYUSDCashCASH
0.00 -26,854,673.66 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.000.00
0.000.00
CCYUSDCashCASH
0.00 -290,514.96 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.000.00
0.000.00
912828B90UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,625,361.335,625,361.33
5,695,965.005,704,105.00
912828VV9UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,042,421.882,042,421.88
2,077,660.002,080,620.00
912828VJ6UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,791,793.957,791,793.95
7,874,757.007,883,707.50
037833AQ3APPLE INCCORP
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,557,435.003,557,435.00
3,581,970.003,577,665.00
912828D23UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,086,406.257,086,406.25
7,133,420.007,135,660.00
912828M98UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,070,308.006,070,308.00
6,116,700.006,129,840.00
912828KD1UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,120,000.002,120,000.00
2,091,400.002,090,460.00
912828KD1UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,104,843.752,104,843.75
2,091,400.002,090,460.00
912828VE7UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,278,828.1310,278,828.13
10,284,030.0010,291,205.00
89236TCP8TOYOTA MOTOR CREDIT CORPCORP
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,012,624.305,012,624.30
5,036,850.005,030,800.00
037833AM2APPLE INCCORP
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,008,360.004,008,360.00
4,005,680.004,005,480.00
Portfolio Activity Summary Riverside, City of General Agg (66771)09/01/2016 - 09/30/2016 Return to Table of Contents Dated: 10/27/2016
39
Identifier,Description,Security Type
Interest/Dividend
Received
Transfers In/Out Purchases PurchasedAccruedIncome
Sales Disposed Accrued Maturities andRedemptions
Paydowns Net RealizedGain/Loss
Beginning OriginalCost,
Ending Original Cost
Beginning MarketValue,
Ending Market Value
084664BW0BERKSHIRE HATHAWAY FINANCECORPCORP
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,001,730.001,001,730.00
1,002,530.001,002,240.00
912828VK3UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,502,343.751,502,343.75
1,515,120.001,515,765.00
912828F54UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 14,564,777.3414,564,777.34
14,575,026.0014,577,790.50
912828RE2UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,542,968.755,542,968.75
5,572,215.005,574,360.00
912828RH5UNITED STATES TREASURYUS GOV
72,187.50 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 10,564,785.0010,564,785.00
10,615,710.0010,618,965.00
912828D98UNITED STATES TREASURYUS GOV
58,750.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11,811,044.9211,811,044.92
11,785,367.5011,786,777.50
912828A34UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 5,325,671.885,325,671.88
5,346,375.005,348,442.00
912828TB6UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 15,051,562.5015,051,562.50
15,012,900.0015,014,700.00
931142CJ0WAL-MART STORES INCCORP
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 514,400.90514,400.90
502,932.90501,259.70
92937CDH8Wex BankCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,632.40248,540.64
23204HDB1Customers BankCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,781.20248,679.52
34387ABS7Flushing BankCD
317.22 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
250,543.80250,043.31
49306SVY9KeyBank National AssociationCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00
248,694.42248,239.94
12738RCW2Cadence Bank, N.A.CD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,746.48248,615.04
91330ABD8Unity BankCD
317.22 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
248,432.28248,312.76
74160NEN6Prime Alliance Bank, Inc.CD
243.20 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
248,272.92248,175.81
108622ET4Bridgewater BankCD
317.22 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
248,482.08248,352.60
82669LFR9Signature Bank of ArkansasCD
222.05 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
249,321.21249,278.88
27113PAM3East Boston Savings BankCD
296.07 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
250,180.26249,771.90
06740KJK4Barclays Bank DelawareCD
2,739.33 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00
252,174.65251,616.43
33583CRW1First Niagara Bank, National AssociationCD
1,437.72 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,535.68248,473.68
Portfolio Activity Summary Riverside, City of General Agg (66771)09/01/2016 - 09/30/2016 Return to Table of Contents Dated: 10/27/2016
40
Identifier,Description,Security Type
Interest/Dividend
Received
Transfers In/Out Purchases PurchasedAccruedIncome
Sales Disposed Accrued Maturities andRedemptions
Paydowns Net RealizedGain/Loss
Beginning OriginalCost,
Ending Original Cost
Beginning MarketValue,
Ending Market Value
05573J4Q4BMO Harris Bank National AssociationCD
1,125.17 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,166.16248,148.80
33612JFU8First Priority BankCD
1,812.78 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
249,373.92248,870.48
90348JAP5UBS Bank USACD
294.88 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
249,118.48248,657.20
40434AC72HSBC Bank USA, National AssociationCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 246,000.00246,000.00
247,864.68248,467.38
912828G20UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,231,931.256,231,931.25
6,261,000.006,261,937.50
912828TB6UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,494,375.001,494,375.00
1,501,290.001,501,470.00
912828WD8UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,973,828.134,973,828.13
5,042,200.005,045,300.00
166764AA8CHEVRON CORPCORP
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,734,721.002,734,721.00
2,751,732.502,748,515.00
912828VF4UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,944,765.636,944,765.63
7,075,460.007,088,060.00
912828VE7UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,964,843.753,964,843.75
4,013,280.004,016,080.00
912828G61UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,798,406.256,798,406.25
6,908,936.006,918,456.00
89233P6S0TOYOTA MOTOR CREDIT CORPCORP
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,715,233.952,715,233.95
2,720,830.972,722,189.47
912828K66UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 14,988,281.2514,988,281.25
14,992,350.0014,996,550.00
912828C32UNITED STATES TREASURYUS GOV
26,250.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,992,860.006,992,860.00
7,008,190.007,009,030.00
912828WW6UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,495,078.133,495,078.13
3,569,720.003,572,450.00
822582AR3SHELL INTERNATIONAL FINANCE BVCORP
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,801,135.501,801,135.50
1,808,050.451,808,267.05
912828UU2UNITED STATES TREASURYUS GOV
18,750.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,986,718.754,986,718.75
4,997,450.005,001,350.00
2546714P2Discover BankCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,887.84248,823.36
02587CAU4American Express Bank, FSBCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,776.24248,716.72
795450SU0Sallie Mae BankCD
2,241.27 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00
249,756.52249,395.90
70153RHJ0Parkway Bank And Trust CompanyCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,513.36248,453.84
Portfolio Activity Summary Riverside, City of General Agg (66771)09/01/2016 - 09/30/2016 Return to Table of Contents Dated: 10/27/2016
41
Identifier,Description,Security Type
Interest/Dividend
Received
Transfers In/Out Purchases PurchasedAccruedIncome
Sales Disposed Accrued Maturities andRedemptions
Paydowns Net RealizedGain/Loss
Beginning OriginalCost,
Ending Original Cost
Beginning MarketValue,
Ending Market Value
57116AHW1Marlin Business BankCD
358.07 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
250,427.92249,946.80
58403BG26Medallion BankCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,124.00248,009.92
46115DDU7Bank of The OzarksCD
211.48 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
249,139.44249,039.84
89579NBF9Triad BankCD
211.48 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
249,306.27249,266.43
88413QAD0Third Federal Savings and LoanAssociation of ClevCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
249,225.12249,108.56
17284CC69CIT Bank, National AssociationCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00
250,989.05250,606.20
51210SKR7Lakeside Bank (Inc)CD
189.57 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,119.04248,039.68
06414QUB3Bank of North CarolinaCD
262.23 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00
247,768.17247,652.08
29976DA42EverBankCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,431.52248,381.92
20033AME3Comenity Capital BankCD
359.52 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
251,425.26251,026.86
14042E5T3Capital One, National AssociationCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
249,779.37249,717.12
56034WAH4Main Street Bank Corp.CD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,176.08248,104.16
319141CL9First Bank of Highland ParkCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,788.64248,711.76
20364AAQ8Community Financial Services BankCD
168.50 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,074.40248,017.36
140420PT1Capital One BankCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
250,807.36250,363.44
58733AAY5Mercantil Commercebank, NationalAssociationCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
249,671.52249,376.40
02587DWJ3American Express Centurion BankCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
251,687.76251,308.32
912828UB4UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,944,921.882,944,921.88
3,000,930.003,005,400.00
912828TR1UNITED STATES TREASURYUS GOV
40,000.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,819,375.007,819,375.00
8,010,640.008,022,480.00
912828TN0UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,840,773.441,840,773.44
1,903,420.001,905,795.00
912828SD3UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,972,343.752,972,343.75
3,026,490.003,029,070.00
Portfolio Activity Summary Riverside, City of General Agg (66771)09/01/2016 - 09/30/2016 Return to Table of Contents Dated: 10/27/2016
42
Identifier,Description,Security Type
Interest/Dividend
Received
Transfers In/Out Purchases PurchasedAccruedIncome
Sales Disposed Accrued Maturities andRedemptions
Paydowns Net RealizedGain/Loss
Beginning OriginalCost,
Ending Original Cost
Beginning MarketValue,
Ending Market Value
912828H52UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,473,046.882,473,046.88
2,518,750.002,522,650.00
912828TS9UNITED STATES TREASURYUS GOV
6,250.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,977,421.881,977,421.88
1,998,280.001,999,060.00
912828UJ7UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,976,875.001,976,875.00
2,003,280.002,004,220.00
912828TG5UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,913,593.756,913,593.75
6,989,360.006,992,860.00
912828UQ1UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 9,866,406.259,866,406.25
10,071,900.0010,087,500.00
912828UF5UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 1,871,203.131,871,203.13
1,907,562.001,910,241.00
912828TR1UNITED STATES TREASURYUS GOV
17,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,439,023.443,439,023.44
3,504,655.003,509,835.00
912828WY2UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,851,000.006,851,000.00
6,816,875.006,827,015.00
912828C57UNITED STATES TREASURYUS GOV
31,500.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,946,020.002,946,020.00
2,931,908.002,935,408.00
912828XE5UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,626,425.006,626,425.00
6,599,515.006,611,735.00
912828WT3UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 4,205,906.254,205,906.25
4,208,022.004,208,022.00
3137EABA6FEDERAL HOME LOAN MORTGAGECORPAGCY BOND
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12,023,380.0012,023,380.00
10,523,000.0010,487,000.00
36962G5W0GENERAL ELECTRIC COCORP
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 7,810,729.607,810,729.60
7,650,003.457,644,011.30
577234BZ9Mauch Chunk Trust CompanyCD
252.76 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,662.16248,600.16
20361LBM5Community Bankers' BankCD
347.54 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
250,227.04249,733.52
06424XBQ4United BankCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
249,862.48249,460.72
52168UCU4Leader Bank, National AssociationCD
221.16 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,381.92248,342.24
31984GDJ5First Commercial BankCD
210.63 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,240.56248,205.84
20786ABA2ConnectOne BankCD
325.16 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00
248,289.34248,062.10
373128EK9Georgia Bank & Trust Company ofAugustaCD
211.48 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
249,283.86249,251.49
36160J2N7GE Capital BankCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
250,048.48249,688.88
Portfolio Activity Summary Riverside, City of General Agg (66771)09/01/2016 - 09/30/2016 Return to Table of Contents Dated: 10/27/2016
43
Identifier,Description,Security Type
Interest/Dividend
Received
Transfers In/Out Purchases PurchasedAccruedIncome
Sales Disposed Accrued Maturities andRedemptions
Paydowns Net RealizedGain/Loss
Beginning OriginalCost,
Ending Original Cost
Beginning MarketValue,
Ending Market Value
38147J3R1Goldman Sachs Bank USACD
2,054.50 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00
249,205.71248,773.46
90983WAZ4United Community BankCD
210.63 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 248,000.00248,000.00
248,310.00248,275.28
855736DA9The State Bank and Trust CompanyCD
338.37 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
248,357.58248,023.92
36962GY40GENERAL ELECTRIC CAPITALCORPORATIONCORP
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,186,720.002,186,720.00
2,012,560.002,005,080.00
46147URG7Investors Community BankCD
243.20 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
248,272.92248,175.81
080515BM0Belmont Savings BankCD
296.07 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
248,494.53248,474.61
065847CZ6Bank of Wisconsin DellsCD
317.22 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
248,633.97248,504.49
94768NJU9Webster Bank, National AssociationCD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,380.00247,380.00
251,464.56251,100.00
844772BA0SouthWest BankCD
150.97 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 237,000.00237,000.00
237,009.48237,004.74
55266CNH5MB Financial Bank, National AssociationCD
285.50 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
249,933.75249,577.68
912828QG8UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 11,609,726.5611,609,726.56
11,331,760.0011,323,950.00
020080AV9Alma BankCD
356.63 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00
249,087.15248,869.79
912828PT1UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 12,668,906.2412,668,906.24
12,310,800.0012,298,560.00
912828NG1UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 8,470,000.008,470,000.00
8,125,040.008,112,480.00
061149AR1Bank of Charles TownCD
380.66 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 249,000.00249,000.00
250,750.47250,329.66
29266NX51EnerBank USACD
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 247,000.00247,000.00
249,257.58248,657.37
912828SH4UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 2,582,734.382,582,734.38
2,631,694.002,632,708.00
912828SH4UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 14,642,734.3814,642,734.38
14,676,755.0014,682,410.00
912828UE8UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 13,530,416.0213,530,416.02
13,549,458.0013,555,284.50
912828WS5UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,104,062.506,104,062.50
6,118,140.006,121,380.00
912828WS5UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 3,730,785.163,730,785.16
3,772,853.003,774,851.00
Portfolio Activity Summary Riverside, City of General Agg (66771)09/01/2016 - 09/30/2016 Return to Table of Contents Dated: 10/27/2016
44
* Weighted by: Ending Market Value + Accrued.
Identifier,Description,Security Type
Interest/Dividend
Received
Transfers In/Out Purchases PurchasedAccruedIncome
Sales Disposed Accrued Maturities andRedemptions
Paydowns Net RealizedGain/Loss
Beginning OriginalCost,
Ending Original Cost
Beginning MarketValue,
Ending Market Value
912828UE8UNITED STATES TREASURYUS GOV
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6,203,613.136,203,613.13
6,249,750.006,252,437.50
---------
329,226.56 -27,145,188.62 40,305,933.68 0.00 -67,121,895.74 0.00 0.00 0.00 0.00 538,653,681.71511,838,783.42
537,741,781.31511,014,838.54
Portfolio Activity Summary Riverside, City of General Agg (66771)09/01/2016 - 09/30/2016 Return to Table of Contents Dated: 10/27/2016
45
Additional Disclosure:
The information on this website is for general purposes only and is not intended to provide specific advice or recommendations. All information presented on this website is obtained via electronic data transfer from theCustodian. While this information is reconciled on a daily basis, when available, accuracy is relied upon from the Custodian. Please review the data carefully. Should you have any questions regarding the informationpresented, calculation methodology, investment portfolio or security detail, or any other facet of the data, please feel free to contact us.
This data is intended to detail our investment advisory activity as well as the activity of any client accounts managed by Public Trust Advisors, LLC (Public Trust). The custodian bank maintains the control of assets andexecutes and settles all investment transactions. The custodian statement is the official record of security and cash holdings transactions. Public Trust recognizes that clients may use these reports to facilitate record keeping;therefore it is recommended that the client reconcile this statement with their custodian bank statement. Many custodians use a settlement date basis which may result in the need to reconcile due to a timing difference.Please contact your relationship manager or call our toll free number 855-395-3954 with questions regarding your account.
Public Trust does not have the authority to withdraw funds from or deposit funds to the custodian. Our clients retain responsibility for their internal accounting policies; implementing and enforcing internal controls andgenerating ledger entries or otherwise recording transactions.
Pricing sources from our reporting platform are provided by Clearwater Analytics®. Clearwater utilizes a hierarchical pricing model with multiple options for pricing sources. These options include custodial pricing, S&P CapitalIQ and other sources. Since multiple pricing hierarchies are offered through Clearwater Analytics, and client preferences regarding pricing sources may differ, it is important to verify the specific pricing hierarchy for eachportfolio. Securities with short maturities and infrequent secondary market trades are typically priced via mathematical calculations. The securities in this investment portfolio, including shares of mutual funds, are notguaranteed or otherwise protected by Public Trust, the FDIC (except for certain non-negotiable certificates of deposit) or any government agency, unless otherwise specifically stated. Investing involves risk, including thepossible loss of principal.
Past performance is not an indicator of future performance or results.
Public Trust statements present beginning and ending balances and are based on Market Value plus accrued interest on a Trade Date basis. Customized reports made available to the end user either from Public Trust orthrough the online reporting platform may present information and portfolio analytics using various optional methods including, but not limited to, historical cost, amortized cost, and market value. Custom reports may also differfrom the information received from the custodian as a result of additional formulas and filters created based on end user preferences.
The investment advisor providing these services is Public Trust Advisors, LLC, an investment adviser registered with the U.S. Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940, asamended. Registration with the SEC does not imply a certain level of skill or training. Public Trust is required to maintain a written disclosure brochure of our background and business experience. If you would like to receive acopy of our current disclosure brochure, privacy policy, or code of ethics please contact us at the address below.
Public Trust Advisors
717 17th St. Suite 1850
Denver, CO 80202
DisclaimerReturn to Table of Contents Dated: 10/27/2016
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